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The Project Gutenberg eBook of The Logic of Chance, 3rd
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Title: The Logic of Chance, 3rd edition
Author: John Venn
Release date: June 19, 2018 [eBook #57359]
Most recently updated: February 15, 2019
Language: English
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*** START OF THE PROJECT GUTENBERG EBOOK THE LOGIC OF
CHANCE, 3RD EDITION ***
edition
This eBook is for the use of anyone anywhere in the United States and
most other parts of the world at no cost and with almost no restrictions
whatsoever. You may copy it, give it away or re-use it under the terms
of the Project Gutenberg License included with this eBook or online at
www.gutenberg.org. If you are not located in the United States, you
will have to check the laws of the country where you are located
before using this eBook.
Title: The Logic of Chance, 3rd edition
Author: John Venn
Release date: June 19, 2018 [eBook #57359]
Most recently updated: February 15, 2019
Language: English
Other information and formats: www.gutenberg.org/ebooks/57359
Credits: Produced by Juliet Sutherland, Andrew D. Hwang, and the
Online Distributed Proofreading Team at
http://www.pgdp.net.
*** START OF THE PROJECT GUTENBERG EBOOK THE LOGIC OF
CHANCE, 3RD EDITION ***
Page 4
THE
LOGIC OF CHANCE
AN ESSAY
ON THE FOUNDATIONS AND PROVINCE OF
THE THEORY OF PROBABILITY,
WITH ESPECIAL REFERENCE TO ITS LOGICAL BEARINGS
AND ITS APPLICATION TO
MORAL AND SOCIAL SCIENCE AND TO STATISTICS,
BY
JOHN VENN, Sc.D., F.R.S.,
FELLOW AND LECTURER IN THE MORAL SCIENCES, GONVILLE AND CAIUS COLLEGE,
CAMBRIDGE.
LATE EXAMINER IN LOGIC AND MORAL PHILOSOPHY IN THE
UNIVERSITY OF LONDON.
“So careful of the type she seems
So careless of the single life.”
THIRD EDITION, RE-WRITTEN AND ENLARGED.
London:
MACMILLAN AND CO.
AND NEW YORK
1888
[All Rights reserved.]
First Edition printed 1866.
Second Edition 1876.
Third Edition 1888.
LOGIC OF CHANCE
AN ESSAY
ON THE FOUNDATIONS AND PROVINCE OF
THE THEORY OF PROBABILITY,
WITH ESPECIAL REFERENCE TO ITS LOGICAL BEARINGS
AND ITS APPLICATION TO
MORAL AND SOCIAL SCIENCE AND TO STATISTICS,
BY
JOHN VENN, Sc.D., F.R.S.,
FELLOW AND LECTURER IN THE MORAL SCIENCES, GONVILLE AND CAIUS COLLEGE,
CAMBRIDGE.
LATE EXAMINER IN LOGIC AND MORAL PHILOSOPHY IN THE
UNIVERSITY OF LONDON.
“So careful of the type she seems
So careless of the single life.”
THIRD EDITION, RE-WRITTEN AND ENLARGED.
London:
MACMILLAN AND CO.
AND NEW YORK
1888
[All Rights reserved.]
First Edition printed 1866.
Second Edition 1876.
Third Edition 1888.
Page 5
PREFACE TO FIRST EDITION.
Any work on Probability by a Cambridge man will be so likely to have its
scope and its general treatment of the subject prejudged, that it may be well
to state at the outset that the following Essay is in no sense mathematical.
Not only, to quote a common but often delusive assurance, will ‘no
knowledge of mathematics beyond the simple rules of Arithmetic’ be
required to understand these pages, but it is not intended that any such
knowledge should be acquired by the process of reading them. Of the two
or three occasions on which algebraical formulæ occur they will not be
found to form any essential part of the text.
The science of Probability occupies at present a somewhat anomalous
position. It is impossible, I think, not to observe in it some of the marks and
consequent disadvantages of a sectional study. By a small body of ardent
students it has been cultivated with great assiduity, and the results they have
obtained will always be reckoned among the most extraordinary products of
mathematical genius. But by the general body of thinking men its principles
seem to be regarded with indifference or suspicion. Such persons may
admire the ingenuity displayed, and be struck with the profundity of many
of the calculations, but there seems to them, if I may so express it, an
unreality about the whole treatment of the subject. To many persons the
mention of Probability suggests little else than the notion of a set of rules,
very ingenious and profound rules no doubt, with which mathematicians
amuse themselves by setting and solving puzzles.
It must be admitted that some ground has been given for such an opinion.
The examples commonly selected by writers on the subject, though very
well adapted to illustrate its rules, are for the most part of a special and
peculiar character, such as those relating to dice and cards. When they have
searched for illustrations drawn from the practical business of life, they
have very generally, but unfortunately, hit upon just the sort of instances
which, as I shall endeavour to show hereafter, are among the very worst that
Any work on Probability by a Cambridge man will be so likely to have its
scope and its general treatment of the subject prejudged, that it may be well
to state at the outset that the following Essay is in no sense mathematical.
Not only, to quote a common but often delusive assurance, will ‘no
knowledge of mathematics beyond the simple rules of Arithmetic’ be
required to understand these pages, but it is not intended that any such
knowledge should be acquired by the process of reading them. Of the two
or three occasions on which algebraical formulæ occur they will not be
found to form any essential part of the text.
The science of Probability occupies at present a somewhat anomalous
position. It is impossible, I think, not to observe in it some of the marks and
consequent disadvantages of a sectional study. By a small body of ardent
students it has been cultivated with great assiduity, and the results they have
obtained will always be reckoned among the most extraordinary products of
mathematical genius. But by the general body of thinking men its principles
seem to be regarded with indifference or suspicion. Such persons may
admire the ingenuity displayed, and be struck with the profundity of many
of the calculations, but there seems to them, if I may so express it, an
unreality about the whole treatment of the subject. To many persons the
mention of Probability suggests little else than the notion of a set of rules,
very ingenious and profound rules no doubt, with which mathematicians
amuse themselves by setting and solving puzzles.
It must be admitted that some ground has been given for such an opinion.
The examples commonly selected by writers on the subject, though very
well adapted to illustrate its rules, are for the most part of a special and
peculiar character, such as those relating to dice and cards. When they have
searched for illustrations drawn from the practical business of life, they
have very generally, but unfortunately, hit upon just the sort of instances
which, as I shall endeavour to show hereafter, are among the very worst that
Page 6
could be chosen for the purpose. It is scarcely possible for any unprejudiced
person to read what has been written about the credibility of witnesses by
eminent writers, without his experiencing an invincible distrust of the
principles which they adopt. To say that the rules of evidence sometimes
given by such writers are broken in practice, would scarcely be correct; for
the rules are of such a kind as generally to defy any attempt to appeal to
them in practice.
This supposed want of harmony between Probability and other branches of
Philosophy is perfectly erroneous. It arises from the belief that Probability
is a branch of mathematics trying to intrude itself on to ground which does
not altogether belong to it. I shall endeavour to show that this belief is
unfounded. To answer correctly the sort of questions to which the science
introduces us does generally demand some knowledge of mathematics,
often a great knowledge, but the discussion of the fundamental principles
on which the rules are based does not necessarily require any such
qualification. Questions might arise in other sciences, in Geology, for
example, which could only be answered by the aid of arithmetical
calculations. In such a case any one would admit that the arithmetic was
extraneous and accidental. However many questions of this kind there
might be here, those persons who do not care to work out special results for
themselves might still have an accurate knowledge of the principles of the
science, and even considerable acquaintance with the details of it. The same
holds true in Probability; its connection with mathematics, though certainly
far closer than that of most other sciences, is still of much the same kind. It
is principally when we wish to work out results for ourselves that
mathematical knowledge is required; without such knowledge the student
may still have a firm grasp of the principles and even see his way to many
of the derivative results.
The opinion that Probability, instead of being a branch of the general
science of evidence which happens to make much use of mathematics, is a
portion of mathematics, erroneous as it is, has yet been very
disadvantageous to the science in several ways. Students of Philosophy in
general have thence conceived a prejudice against Probability, which has
for the most part deterred them from examining it. As soon as a subject
comes to be considered ‘mathematical’ its claims seem generally, by the
person to read what has been written about the credibility of witnesses by
eminent writers, without his experiencing an invincible distrust of the
principles which they adopt. To say that the rules of evidence sometimes
given by such writers are broken in practice, would scarcely be correct; for
the rules are of such a kind as generally to defy any attempt to appeal to
them in practice.
This supposed want of harmony between Probability and other branches of
Philosophy is perfectly erroneous. It arises from the belief that Probability
is a branch of mathematics trying to intrude itself on to ground which does
not altogether belong to it. I shall endeavour to show that this belief is
unfounded. To answer correctly the sort of questions to which the science
introduces us does generally demand some knowledge of mathematics,
often a great knowledge, but the discussion of the fundamental principles
on which the rules are based does not necessarily require any such
qualification. Questions might arise in other sciences, in Geology, for
example, which could only be answered by the aid of arithmetical
calculations. In such a case any one would admit that the arithmetic was
extraneous and accidental. However many questions of this kind there
might be here, those persons who do not care to work out special results for
themselves might still have an accurate knowledge of the principles of the
science, and even considerable acquaintance with the details of it. The same
holds true in Probability; its connection with mathematics, though certainly
far closer than that of most other sciences, is still of much the same kind. It
is principally when we wish to work out results for ourselves that
mathematical knowledge is required; without such knowledge the student
may still have a firm grasp of the principles and even see his way to many
of the derivative results.
The opinion that Probability, instead of being a branch of the general
science of evidence which happens to make much use of mathematics, is a
portion of mathematics, erroneous as it is, has yet been very
disadvantageous to the science in several ways. Students of Philosophy in
general have thence conceived a prejudice against Probability, which has
for the most part deterred them from examining it. As soon as a subject
comes to be considered ‘mathematical’ its claims seem generally, by the
Page 7
mass of readers, to be either on the one hand scouted or at least courteously
rejected, or on the other to be blindly accepted with all their assumed
consequences. Of impartial and liberal criticism it obtains little or nothing.
The consequences of this state of things have been, I think, disastrous to the
students themselves of Probability. No science can safely be abandoned
entirely to its own devotees. Its details of course can only be studied by
those who make it their special occupation, but its general principles are
sure to be cramped if it is not exposed occasionally to the free criticism of
those whose main culture has been of a more general character. Probability
has been very much abandoned to mathematicians, who as mathematicians
have generally been unwilling to treat it thoroughly. They have worked out
its results, it is true, with wonderful acuteness, and the greatest ingenuity
has been shown in solving various problems that arose, and deducing
subordinate rules. And this was all that they could in fairness be expected to
do. Any subject which has been discussed by such men as Laplace and
Poisson, and on which they have exhausted all their powers of analysis,
could not fail to be profoundly treated, so far as it fell within their province.
But from this province the real principles of the science have generally been
excluded, or so meagrely discussed that they had better have been omitted
altogether. Treating the subject as mathematicians such writers have
naturally taken it up at the point where their mathematics would best come
into play, and that of course has not been at the foundations. In the works of
most writers upon the subject we should search in vain for anything like a
critical discussion of the fundamental principles upon which its rules rest,
the class of enquiries to which it is most properly applicable, or the relation
it bears to Logic and the general rules of inductive evidence.
This want of precision as to ultimate principles is perfectly compatible here,
as it is in the departments of Morals and Politics, with a general agreement
on processes and results. But it is, to say the least, unphilosophical, and
denotes a state of things in which positive error is always liable to arise
whenever the process of controversy forces us to appeal to the foundations
of the science.
With regard to the remarks in the last few paragraphs, prominent exceptions
must be made in the case of two recent works at least.[1] The first of these is
rejected, or on the other to be blindly accepted with all their assumed
consequences. Of impartial and liberal criticism it obtains little or nothing.
The consequences of this state of things have been, I think, disastrous to the
students themselves of Probability. No science can safely be abandoned
entirely to its own devotees. Its details of course can only be studied by
those who make it their special occupation, but its general principles are
sure to be cramped if it is not exposed occasionally to the free criticism of
those whose main culture has been of a more general character. Probability
has been very much abandoned to mathematicians, who as mathematicians
have generally been unwilling to treat it thoroughly. They have worked out
its results, it is true, with wonderful acuteness, and the greatest ingenuity
has been shown in solving various problems that arose, and deducing
subordinate rules. And this was all that they could in fairness be expected to
do. Any subject which has been discussed by such men as Laplace and
Poisson, and on which they have exhausted all their powers of analysis,
could not fail to be profoundly treated, so far as it fell within their province.
But from this province the real principles of the science have generally been
excluded, or so meagrely discussed that they had better have been omitted
altogether. Treating the subject as mathematicians such writers have
naturally taken it up at the point where their mathematics would best come
into play, and that of course has not been at the foundations. In the works of
most writers upon the subject we should search in vain for anything like a
critical discussion of the fundamental principles upon which its rules rest,
the class of enquiries to which it is most properly applicable, or the relation
it bears to Logic and the general rules of inductive evidence.
This want of precision as to ultimate principles is perfectly compatible here,
as it is in the departments of Morals and Politics, with a general agreement
on processes and results. But it is, to say the least, unphilosophical, and
denotes a state of things in which positive error is always liable to arise
whenever the process of controversy forces us to appeal to the foundations
of the science.
With regard to the remarks in the last few paragraphs, prominent exceptions
must be made in the case of two recent works at least.[1] The first of these is
Page 8
Professor de Morgan's Formal Logic. He has there given an investigation
into the foundations of Probability as conceived by him, and nothing can be
more complete and precise than his statement of principles, and his
deductions from them. If I could at all agree with these principles there
would have been no necessity for the following essay, as I could not hope to
add anything to their foundation, and should be far indeed from rivalling his
lucid statement of them. But in his scheme Probability is regarded very
much from the Conceptualist point of view; as stated in the preface, he
considers that Probability is concerned with formal inferences in which the
premises are entertained with a conviction short of absolute certainty. With
this view I cannot agree. As I have entered into criticism of some points of
his scheme in one of the following chapters, and shall have occasion
frequently to refer to his work, I need say no more about it here. The other
work to which I refer is the profound Laws of Thought of the late Professor
Boole, to which somewhat similar remarks may in part be applied. Owing
however to his peculiar treatment of the subject, I have scarcely anywhere
come into contact with any of his expressed opinions.
The view of the province of Probability adopted in this Essay differs so
radically from that of most other writers on the subject, and especially from
that of those just referred to, that I have thought it better, as regards details,
to avoid all criticism of the opinions of others, except where conflict was
unavoidable. With regard to that radical difference itself Bacon's remark
applies, behind which I must shelter myself from any change of
presumption.—“Quod ad universalem istam reprehensionem attinet,
certissimum vere est rem reputanti, eam et magis probabilem esse et magis
modestam, quam si facta fuisset ex parte.”
Almost the only writer who seems to me to have expressed a just view of
the nature and foundation of the rules of Probability is Mr Mill, in his
System of Logic.[2] His treatment of the subject is however very brief, and a
considerable portion of the space which he has devoted to it is occupied by
the discussion of one or two special examples. There are moreover some
errors, as it seems to me, in what he has written, which will be referred to in
some of the following chapters.
into the foundations of Probability as conceived by him, and nothing can be
more complete and precise than his statement of principles, and his
deductions from them. If I could at all agree with these principles there
would have been no necessity for the following essay, as I could not hope to
add anything to their foundation, and should be far indeed from rivalling his
lucid statement of them. But in his scheme Probability is regarded very
much from the Conceptualist point of view; as stated in the preface, he
considers that Probability is concerned with formal inferences in which the
premises are entertained with a conviction short of absolute certainty. With
this view I cannot agree. As I have entered into criticism of some points of
his scheme in one of the following chapters, and shall have occasion
frequently to refer to his work, I need say no more about it here. The other
work to which I refer is the profound Laws of Thought of the late Professor
Boole, to which somewhat similar remarks may in part be applied. Owing
however to his peculiar treatment of the subject, I have scarcely anywhere
come into contact with any of his expressed opinions.
The view of the province of Probability adopted in this Essay differs so
radically from that of most other writers on the subject, and especially from
that of those just referred to, that I have thought it better, as regards details,
to avoid all criticism of the opinions of others, except where conflict was
unavoidable. With regard to that radical difference itself Bacon's remark
applies, behind which I must shelter myself from any change of
presumption.—“Quod ad universalem istam reprehensionem attinet,
certissimum vere est rem reputanti, eam et magis probabilem esse et magis
modestam, quam si facta fuisset ex parte.”
Almost the only writer who seems to me to have expressed a just view of
the nature and foundation of the rules of Probability is Mr Mill, in his
System of Logic.[2] His treatment of the subject is however very brief, and a
considerable portion of the space which he has devoted to it is occupied by
the discussion of one or two special examples. There are moreover some
errors, as it seems to me, in what he has written, which will be referred to in
some of the following chapters.
Page 9
The reference to the work just mentioned will serve to convey a general
idea of the view of Probability adopted in this Essay. With what may be
called the Material view of Logic as opposed to the Formal or
Conceptualist,—with that which regards it as taking cognisance of laws of
things and not of the laws of our own minds in thinking about things,—I am
in entire accordance. Of the province of Logic, regarded from this point of
view, and under its widest aspect, Probability may, in my opinion, be
considered to be a portion. The principal objects of this Essay are to
ascertain how great a portion it comprises, where we are to draw the
boundary between it and the contiguous branches of the general science of
evidence, what are the ultimate foundations upon which its rules rest, what
the nature of the evidence they are capable of affording, and to what class
of subjects they may most fitly be applied. That the science of Probability,
on this view of it, contains something more important than the results of a
system of mathematical assumptions, is obvious. I am convinced moreover
that it can and ought to be rendered both interesting and intelligible to
ordinary readers who have any taste for philosophy. In other words, if the
large and growing body of readers who can find pleasure in the study of
books like Mill's Logic and Whewell's Inductive Sciences, turn with
aversion from a work on Probability, the cause in the latter case must lie
either in the view of the subject or in the manner and style of the book.
I take this opportunity of thanking several friends, amongst whom I must
especially mention Mr Todhunter, of St John's College, and Mr
H. Sidgwick, of Trinity College, for the trouble they have kindly taken in
looking over the proof-sheets, whilst this work was passing through the
Press. To the former in particular my thanks are due for thus adding to the
obligations which I, as an old pupil, already owed him, by taking an amount
of trouble, in making suggestions and corrections for the benefit of another,
which few would care to take for anything but a work of their own. His
extensive knowledge of the subject, and his extremely accurate judgment,
render the service he has thus afforded me of the greatest possible value.
Gonville and Caius College,
September, 1866.
1
I am here speaking, of course, of those only who have expressly treated of the foundations of the
science. Mr Todhunter's admirable work on the History of the Theory of Probability being, as the
idea of the view of Probability adopted in this Essay. With what may be
called the Material view of Logic as opposed to the Formal or
Conceptualist,—with that which regards it as taking cognisance of laws of
things and not of the laws of our own minds in thinking about things,—I am
in entire accordance. Of the province of Logic, regarded from this point of
view, and under its widest aspect, Probability may, in my opinion, be
considered to be a portion. The principal objects of this Essay are to
ascertain how great a portion it comprises, where we are to draw the
boundary between it and the contiguous branches of the general science of
evidence, what are the ultimate foundations upon which its rules rest, what
the nature of the evidence they are capable of affording, and to what class
of subjects they may most fitly be applied. That the science of Probability,
on this view of it, contains something more important than the results of a
system of mathematical assumptions, is obvious. I am convinced moreover
that it can and ought to be rendered both interesting and intelligible to
ordinary readers who have any taste for philosophy. In other words, if the
large and growing body of readers who can find pleasure in the study of
books like Mill's Logic and Whewell's Inductive Sciences, turn with
aversion from a work on Probability, the cause in the latter case must lie
either in the view of the subject or in the manner and style of the book.
I take this opportunity of thanking several friends, amongst whom I must
especially mention Mr Todhunter, of St John's College, and Mr
H. Sidgwick, of Trinity College, for the trouble they have kindly taken in
looking over the proof-sheets, whilst this work was passing through the
Press. To the former in particular my thanks are due for thus adding to the
obligations which I, as an old pupil, already owed him, by taking an amount
of trouble, in making suggestions and corrections for the benefit of another,
which few would care to take for anything but a work of their own. His
extensive knowledge of the subject, and his extremely accurate judgment,
render the service he has thus afforded me of the greatest possible value.
Gonville and Caius College,
September, 1866.
1
I am here speaking, of course, of those only who have expressly treated of the foundations of the
science. Mr Todhunter's admirable work on the History of the Theory of Probability being, as the
Page 10
name denotes, mainly historical, such enquiries have not directly fallen within his province.
2
This remark, and that at the commencement of the last paragraph, having been misunderstood, I
ought to say that the only sense in which originality is claimed for this Essay is in the thorough
working out of the Material view of Logic as applied to Probability. I have given a pretty full
discussion of the general principles of this view in the tenth chapter, and have there pointed out some
of the peculiarities to which it leads.
PREFACE TO SECOND EDITION.
The principal reason for designating this volume a second edition consists
in the fact that the greater portion of what may be termed the first edition is
incorporated into it. Besides various omissions (principally where the
former treatment has since seemed to me needlessly prolix), I have added
new matter, not much inferior in amount to the whole of the original work.
In addition, moreover, to these alterations in the matter, the general
arrangement of the subject as regards the successive chapters has been
completely changed; the former arrangement having been (as it now seems
to me) justly objected to as deficient and awkward in method.
After saying this, it ought to be explained whether any change of general
view or results will be found in the present treatment.
The general view of Probability adopted is quite unchanged, further reading
and reflection having only confirmed me in the conviction that this is the
soundest and most fruitful way of regarding the subject. It is the more
necessary to say this, as to a cursory reader it might seem otherwise; owing
to my having endeavoured to avoid the needlessly polemical tone which, as
is often the case with those who are making their first essay in writing upon
any subject, was doubtless too prominent in the former edition. I have not
thought it necessary, of course, except in one or two cases, to indicate
points of detail which it has seemed necessary to correct.
2
This remark, and that at the commencement of the last paragraph, having been misunderstood, I
ought to say that the only sense in which originality is claimed for this Essay is in the thorough
working out of the Material view of Logic as applied to Probability. I have given a pretty full
discussion of the general principles of this view in the tenth chapter, and have there pointed out some
of the peculiarities to which it leads.
PREFACE TO SECOND EDITION.
The principal reason for designating this volume a second edition consists
in the fact that the greater portion of what may be termed the first edition is
incorporated into it. Besides various omissions (principally where the
former treatment has since seemed to me needlessly prolix), I have added
new matter, not much inferior in amount to the whole of the original work.
In addition, moreover, to these alterations in the matter, the general
arrangement of the subject as regards the successive chapters has been
completely changed; the former arrangement having been (as it now seems
to me) justly objected to as deficient and awkward in method.
After saying this, it ought to be explained whether any change of general
view or results will be found in the present treatment.
The general view of Probability adopted is quite unchanged, further reading
and reflection having only confirmed me in the conviction that this is the
soundest and most fruitful way of regarding the subject. It is the more
necessary to say this, as to a cursory reader it might seem otherwise; owing
to my having endeavoured to avoid the needlessly polemical tone which, as
is often the case with those who are making their first essay in writing upon
any subject, was doubtless too prominent in the former edition. I have not
thought it necessary, of course, except in one or two cases, to indicate
points of detail which it has seemed necessary to correct.
Page 11
A number of new discussions have been introduced upon topics which were
but little or not at all treated before. The principal of these refer to the
nature and physical origin of Laws of Error (Ch. II.); the general view of
Logic, and consequently of Probability, termed the Material view, adopted
here (Ch. X.); a brief history and criticism of the various opinions held on
the subject of Modality (Ch. XII.); the logical principles underlying the
method of Least Squares (Ch. XIII.); and the practices of Insurance and
Gambling, so far as the principles involved in them are concerned
(Ch. XV.). The Chapter on the Credibility of Extraordinary Stories is also
mainly new; this was the portion of the former work which has since
seemed to me the least satisfactory, but owing to the extreme intricacy of
the subject I am far from feeling thoroughly satisfied with it even now.
I have again to thank several friends for the assistance they have so kindly
afforded. Amongst these I must prominently mention Mr C. J. Monro, late
fellow of Trinity. It is only the truth to say that I have derived more
assistance from his suggestions and criticisms than has been consciously
obtained from all other external sources together. Much of this criticism has
been given privately in letters, and notes on the proof-sheets; but one of the
most elaborate of his discussions of the subject was communicated to the
Cambridge Philosophical Society some years ago; as it was not published,
however, I am unfortunately unable to refer the reader to it. I ought to add
that he is not in any way committed to any of my opinions upon the subject,
from some of which in fact he more or less dissents. I am also much
indebted to Mr J. W. L. Glaisher, also of Trinity College, for many hints and
references to various publications upon the subject of Least Squares, and
for careful criticism (given in the midst of much other labour) of the chapter
in which that subject is treated.
I need not add that, like every one else who has had to discuss the subject of
Probability during the last ten years, I have made constant use of Mr
Todhunter's History.
I may take this opportunity of adding that a considerable portion of the
tenth chapter has recently appeared in the January number of Mind, and that
the substance of several chapters, especially in the more logical parts, has
formed part of my ordinary lectures in Cambridge; the foundation and
but little or not at all treated before. The principal of these refer to the
nature and physical origin of Laws of Error (Ch. II.); the general view of
Logic, and consequently of Probability, termed the Material view, adopted
here (Ch. X.); a brief history and criticism of the various opinions held on
the subject of Modality (Ch. XII.); the logical principles underlying the
method of Least Squares (Ch. XIII.); and the practices of Insurance and
Gambling, so far as the principles involved in them are concerned
(Ch. XV.). The Chapter on the Credibility of Extraordinary Stories is also
mainly new; this was the portion of the former work which has since
seemed to me the least satisfactory, but owing to the extreme intricacy of
the subject I am far from feeling thoroughly satisfied with it even now.
I have again to thank several friends for the assistance they have so kindly
afforded. Amongst these I must prominently mention Mr C. J. Monro, late
fellow of Trinity. It is only the truth to say that I have derived more
assistance from his suggestions and criticisms than has been consciously
obtained from all other external sources together. Much of this criticism has
been given privately in letters, and notes on the proof-sheets; but one of the
most elaborate of his discussions of the subject was communicated to the
Cambridge Philosophical Society some years ago; as it was not published,
however, I am unfortunately unable to refer the reader to it. I ought to add
that he is not in any way committed to any of my opinions upon the subject,
from some of which in fact he more or less dissents. I am also much
indebted to Mr J. W. L. Glaisher, also of Trinity College, for many hints and
references to various publications upon the subject of Least Squares, and
for careful criticism (given in the midst of much other labour) of the chapter
in which that subject is treated.
I need not add that, like every one else who has had to discuss the subject of
Probability during the last ten years, I have made constant use of Mr
Todhunter's History.
I may take this opportunity of adding that a considerable portion of the
tenth chapter has recently appeared in the January number of Mind, and that
the substance of several chapters, especially in the more logical parts, has
formed part of my ordinary lectures in Cambridge; the foundation and
Page 12
logical treatment of Probability being now expressly included in the
Schedule of Subjects for the Moral Sciences Tripos.
March, 1876.
PREFACE TO THIRD EDITION.
The present edition has been revised throughout, and in fact rewritten.
Three chapters are new, viz. the fifth (On the conception of Randomness)
and the eighteenth and nineteenth (On the nature, and on the employment,
of Averages). The eighth, tenth, eleventh, and fifteenth chapters have been
recast, and much new matter added, and numerous alterations made in the
remaining portions.[1] On the other hand three chapters of the last edition
have been nearly or entirely omitted.
These alterations do not imply any appreciable change of view on my part
as to the foundations and province of Probability. Some of them are of
course due to the necessary changes involved in the attempt to write up to
date upon a subject which has not been stationary during the last eleven
years. For instance the greatly increased interest now taken in what may be
called the Theory of Statistics has rendered it desirable to go much more
fully into the Nature and treatment of Laws of Error. The omissions are
mainly due to a wish to avoid increasing the bulk of this volume more than
is actually necessary, and to a feeling that the portions treating specially of
Inductive Logic (which occupied some space in the last edition) would be
more suitable to a regular work on that subject. I am at present engaged on
such a work.
The publications which I have had occasion to notice have mostly appeared
in various scientific journals. The principal authors of these have been Mr
F. Galton and Mr F. Y. Edgeworth: to the latter of whom I am also
personally much obliged for many discussions, oral and written, and for his
Schedule of Subjects for the Moral Sciences Tripos.
March, 1876.
PREFACE TO THIRD EDITION.
The present edition has been revised throughout, and in fact rewritten.
Three chapters are new, viz. the fifth (On the conception of Randomness)
and the eighteenth and nineteenth (On the nature, and on the employment,
of Averages). The eighth, tenth, eleventh, and fifteenth chapters have been
recast, and much new matter added, and numerous alterations made in the
remaining portions.[1] On the other hand three chapters of the last edition
have been nearly or entirely omitted.
These alterations do not imply any appreciable change of view on my part
as to the foundations and province of Probability. Some of them are of
course due to the necessary changes involved in the attempt to write up to
date upon a subject which has not been stationary during the last eleven
years. For instance the greatly increased interest now taken in what may be
called the Theory of Statistics has rendered it desirable to go much more
fully into the Nature and treatment of Laws of Error. The omissions are
mainly due to a wish to avoid increasing the bulk of this volume more than
is actually necessary, and to a feeling that the portions treating specially of
Inductive Logic (which occupied some space in the last edition) would be
more suitable to a regular work on that subject. I am at present engaged on
such a work.
The publications which I have had occasion to notice have mostly appeared
in various scientific journals. The principal authors of these have been Mr
F. Galton and Mr F. Y. Edgeworth: to the latter of whom I am also
personally much obliged for many discussions, oral and written, and for his
Page 13
kindness in looking through the proof-sheets. His published articles are too
numerous for separate mention here, but I may say generally, in addition to
the obligations specially noticed, that I have been considerably indebted to
them in writing the last two chapters. Two authors of works of a somewhat
more substantial character, viz. Prof. Lexis and Von Kries, only came under
my notice unfortunately after this work was already in the printer's hands.
With the latter of these authors I find myself in closer agreement than with
most others, in respect of his general conception and treatment of
Probability.
December, 1887.
1
I have indicated the new chapters and sections by printing them in italics in the Table of Contents.
TABLE OF CONTENTS.[*]
*
Chapters and sections which are nearly or entirely new are printed in italics.
numerous for separate mention here, but I may say generally, in addition to
the obligations specially noticed, that I have been considerably indebted to
them in writing the last two chapters. Two authors of works of a somewhat
more substantial character, viz. Prof. Lexis and Von Kries, only came under
my notice unfortunately after this work was already in the printer's hands.
With the latter of these authors I find myself in closer agreement than with
most others, in respect of his general conception and treatment of
Probability.
December, 1887.
1
I have indicated the new chapters and sections by printing them in italics in the Table of Contents.
TABLE OF CONTENTS.[*]
*
Chapters and sections which are nearly or entirely new are printed in italics.
Page 14
PART I.
PHYSICAL FOUNDATIONS OF THE SCIENCE OF
PROBABILITY. Chh. I–V.
CHAPTER I.
THE SERIES OF PROBABILITY.
§§ 1, 2. Distinction between the proportional propositions of Probability,
and the propositions of Logic.
3, 4. The former are best regarded as presenting a series of individuals,
5. Which may occur in any order of time,
6, 7. And which present themselves in groups.
8. Comparison of the above with the ordinary phraseology.
9, 10. These series ultimately fluctuate,
11. Especially in the case of moral and social phenomena,
12. Though in the case of games of chance the fluctuation is practically
inappreciable.
13, 14. In this latter case only can rigorous inferences be drawn.
15, 16. The Petersburg Problem.
CHAPTER II.
ARRANGEMENT AND FORMATION OF THE SERIES. LAWS OF
ERROR.
PHYSICAL FOUNDATIONS OF THE SCIENCE OF
PROBABILITY. Chh. I–V.
CHAPTER I.
THE SERIES OF PROBABILITY.
§§ 1, 2. Distinction between the proportional propositions of Probability,
and the propositions of Logic.
3, 4. The former are best regarded as presenting a series of individuals,
5. Which may occur in any order of time,
6, 7. And which present themselves in groups.
8. Comparison of the above with the ordinary phraseology.
9, 10. These series ultimately fluctuate,
11. Especially in the case of moral and social phenomena,
12. Though in the case of games of chance the fluctuation is practically
inappreciable.
13, 14. In this latter case only can rigorous inferences be drawn.
15, 16. The Petersburg Problem.
CHAPTER II.
ARRANGEMENT AND FORMATION OF THE SERIES. LAWS OF
ERROR.
Page 15
§§ 1, 2. Indication of the nature of a Law of Error or Divergence.
3. Is there necessarily but one such law,
4. Applicable to widely distinct classes of things?
5, 6. This cannot be proved directly by statistics;
7, 8. Which in certain cases show actual asymmetry.
9, 10. Nor deductively;
11. Nor by the Method of Least Squares.
12. Distinction between Laws of Error and the Method of Least Squares.
13. Supposed existence of types.
14–16. Homogeneous and heterogeneous classes.
17, 18. The type in the case of human stature, &c.
19, 20. The type in mental characteristics.
21, 22. Applications of the foregoing principles and results.
CHAPTER III.
ORIGIN OR PROCESS OF CAUSATION OF THE SERIES.
§ 1. The causes consist of (1) ‘objects,’
2, 3. Which may or may not be distinguishable into natural kinds,
4–6. And (2) ‘agencies.’
7. Requisites demanded in the above:
8, 9. Consequences of their absence.
3. Is there necessarily but one such law,
4. Applicable to widely distinct classes of things?
5, 6. This cannot be proved directly by statistics;
7, 8. Which in certain cases show actual asymmetry.
9, 10. Nor deductively;
11. Nor by the Method of Least Squares.
12. Distinction between Laws of Error and the Method of Least Squares.
13. Supposed existence of types.
14–16. Homogeneous and heterogeneous classes.
17, 18. The type in the case of human stature, &c.
19, 20. The type in mental characteristics.
21, 22. Applications of the foregoing principles and results.
CHAPTER III.
ORIGIN OR PROCESS OF CAUSATION OF THE SERIES.
§ 1. The causes consist of (1) ‘objects,’
2, 3. Which may or may not be distinguishable into natural kinds,
4–6. And (2) ‘agencies.’
7. Requisites demanded in the above:
8, 9. Consequences of their absence.
Page 16
10. Where are the required causes found?
11, 12. Not in the direct results of human will.
13–15. Examination of apparent exceptions.
16–18. Further analysis of some natural causes.
CHAPTER IV.
HOW TO DISCOVER AND PROVE THE SERIES.
§ 1. The data of Probability are established by experience;
2. Though in practice most problems are solved deductively.
3–7. Mechanical instance to show the inadequacy of any à priori proof.
8. The Principle of Sufficient Reason inapplicable.
9. Evidence of actual experience.
10, 11. Further examination of the causes.
12, 13. Distinction between the succession of physical events and the
Doctrine of Combinations.
14, 15. Remarks of Laplace on this subject.
16. Bernoulli's Theorem;
17, 18. Its inapplicability to social phenomena.
19. Summation of preceding results.
CHAPTER V.
11, 12. Not in the direct results of human will.
13–15. Examination of apparent exceptions.
16–18. Further analysis of some natural causes.
CHAPTER IV.
HOW TO DISCOVER AND PROVE THE SERIES.
§ 1. The data of Probability are established by experience;
2. Though in practice most problems are solved deductively.
3–7. Mechanical instance to show the inadequacy of any à priori proof.
8. The Principle of Sufficient Reason inapplicable.
9. Evidence of actual experience.
10, 11. Further examination of the causes.
12, 13. Distinction between the succession of physical events and the
Doctrine of Combinations.
14, 15. Remarks of Laplace on this subject.
16. Bernoulli's Theorem;
17, 18. Its inapplicability to social phenomena.
19. Summation of preceding results.
CHAPTER V.
Page 17
THE CONCEPTION OF RANDOMNESS.
§ 1. General Indication.
2–5. The postulate of ultimate uniform distribution at one stage or another.
6. This area of distribution must be finite:
7, 8. Geometrical illustrations in support:
9. Can we conceive any exception here?
10, 11. Experimental determination of the random character when the
events are many:
12. Corresponding determination when they are few.
13, 14. Illustration from the constant π.
15, 16. Conception of a line drawn at random.
17. Graphical illustration.
§ 1. General Indication.
2–5. The postulate of ultimate uniform distribution at one stage or another.
6. This area of distribution must be finite:
7, 8. Geometrical illustrations in support:
9. Can we conceive any exception here?
10, 11. Experimental determination of the random character when the
events are many:
12. Corresponding determination when they are few.
13, 14. Illustration from the constant π.
15, 16. Conception of a line drawn at random.
17. Graphical illustration.
Page 18
PART II.
LOGICAL SUPERSTRUCTURE ON THE ABOVE PHYSICAL
FOUNDATIONS. Chh. VI–XIV.
CHAPTER VI.
MEASUREMENT OF BELIEF.
§§ 1, 2. Preliminary remarks.
3, 4. Are we accurately conscious of gradations of belief?
5. Probability only concerned with part of this enquiry.
6. Difficulty of measuring our belief;
7. Owing to intrusion of emotions,
8. And complexity of the evidence.
9. And when measured, is it always correct?
10, 11. Distinction between logical and psychological views.
12–16. Analogy of Formal Logic fails to show that we can thus detach and
measure our belief.
17. Apparent evidence of popular language to the contrary.
18. How is full belief justified in inductive enquiry?
19–23. Attempt to show how partial belief may be similarly justified.
24–28. Extension of this explanation to cases which cannot be repeated in
experience.
LOGICAL SUPERSTRUCTURE ON THE ABOVE PHYSICAL
FOUNDATIONS. Chh. VI–XIV.
CHAPTER VI.
MEASUREMENT OF BELIEF.
§§ 1, 2. Preliminary remarks.
3, 4. Are we accurately conscious of gradations of belief?
5. Probability only concerned with part of this enquiry.
6. Difficulty of measuring our belief;
7. Owing to intrusion of emotions,
8. And complexity of the evidence.
9. And when measured, is it always correct?
10, 11. Distinction between logical and psychological views.
12–16. Analogy of Formal Logic fails to show that we can thus detach and
measure our belief.
17. Apparent evidence of popular language to the contrary.
18. How is full belief justified in inductive enquiry?
19–23. Attempt to show how partial belief may be similarly justified.
24–28. Extension of this explanation to cases which cannot be repeated in
experience.
Page 19
29. Can other emotions besides belief be thus measured?
30. Errors thus arising in connection with the Petersburg Problem.
31, 32. The emotion of surprise is a partial exception.
33, 34. Objective and subjective phraseology.
35. The definition of probability,
36. Introduces the notion of a ‘limit’,
37. And implies, vaguely, some degree of belief.
CHAPTER VII.
THE RULES OF INFERENCE IN PROBABILITY.
§ 1. Nature of these inferences.
2. Inferences by addition and subtraction.
3. Inferences by multiplication and division.
4–6. Rule for independent events.
7. Other rules sometimes introduced.
8. All the above rules may be interpreted subjectively, i.e. in terms of belief.
9–11. Rules of so-called Inverse Probability.
12, 13. Nature of the assumption involved in them:
14–16. Arbitrary character of this assumption.
17, 18. Physical illustrations.
30. Errors thus arising in connection with the Petersburg Problem.
31, 32. The emotion of surprise is a partial exception.
33, 34. Objective and subjective phraseology.
35. The definition of probability,
36. Introduces the notion of a ‘limit’,
37. And implies, vaguely, some degree of belief.
CHAPTER VII.
THE RULES OF INFERENCE IN PROBABILITY.
§ 1. Nature of these inferences.
2. Inferences by addition and subtraction.
3. Inferences by multiplication and division.
4–6. Rule for independent events.
7. Other rules sometimes introduced.
8. All the above rules may be interpreted subjectively, i.e. in terms of belief.
9–11. Rules of so-called Inverse Probability.
12, 13. Nature of the assumption involved in them:
14–16. Arbitrary character of this assumption.
17, 18. Physical illustrations.
Page 20
CHAPTER VIII.
THE RULE OF SUCCESSION.
§ 1. Reasons for desiring some such rule:
2. Though it could scarcely belong to Probability.
3. Distinction between Probability and Induction.
4, 5. Impossibility of reducing the various rules of the latter under one head.
6. Statement of the Rule of Succession;
7. Proof offered for it.
8. Is it a strict rule of inference?
9. Or is it a psychological principle?
CHAPTER IX.
INDUCTION.
§§ 1–5. Statement of the Inductive problem, and origin of the Inductive
inference.
6. Relation of Probability to Induction.
7–9. The two are sometimes merged into one.
10. Extent to which causation is needed in Probability.
11–13. Difficulty of referring an individual to a class:
14. This difficulty but slight in Logic,
THE RULE OF SUCCESSION.
§ 1. Reasons for desiring some such rule:
2. Though it could scarcely belong to Probability.
3. Distinction between Probability and Induction.
4, 5. Impossibility of reducing the various rules of the latter under one head.
6. Statement of the Rule of Succession;
7. Proof offered for it.
8. Is it a strict rule of inference?
9. Or is it a psychological principle?
CHAPTER IX.
INDUCTION.
§§ 1–5. Statement of the Inductive problem, and origin of the Inductive
inference.
6. Relation of Probability to Induction.
7–9. The two are sometimes merged into one.
10. Extent to which causation is needed in Probability.
11–13. Difficulty of referring an individual to a class:
14. This difficulty but slight in Logic,
Page 21
15, 16. But leads to perplexity in Probability:
17–21. Mild form of this perplexity;
22, 23. Serious form.
24–27. Illustration from Life Insurance.
28, 29. Meaning of ‘the value of a life’.
30, 31. Successive specialization of the classes to which objects are
referred.
32. Summary of results.
CHAPTER X.
CHANGE, CAUSATION AND DESIGN.
§ 1. Old Theological objection to Chance.
2–4. Scientific version of the same.
5. Statistics in reference to Free-will.
6–8. Inconclusiveness of the common arguments here.
9, 10. Chance as opposed to Physical Causation.
11. Chance as opposed to Design in the case of numerical constants.
12–14. Theoretic solution between Chance and Design.
15. Illustration from the dimensions of the Pyramid.
16, 17. Discussion of certain difficulties here.
18, 19. Illustration from Psychical Phenomena.
17–21. Mild form of this perplexity;
22, 23. Serious form.
24–27. Illustration from Life Insurance.
28, 29. Meaning of ‘the value of a life’.
30, 31. Successive specialization of the classes to which objects are
referred.
32. Summary of results.
CHAPTER X.
CHANGE, CAUSATION AND DESIGN.
§ 1. Old Theological objection to Chance.
2–4. Scientific version of the same.
5. Statistics in reference to Free-will.
6–8. Inconclusiveness of the common arguments here.
9, 10. Chance as opposed to Physical Causation.
11. Chance as opposed to Design in the case of numerical constants.
12–14. Theoretic solution between Chance and Design.
15. Illustration from the dimensions of the Pyramid.
16, 17. Discussion of certain difficulties here.
18, 19. Illustration from Psychical Phenomena.
Page 22
20. Arbuthnott's Problem of the proportion of the sexes.
21–23. Random or designed distribution of the stars.
(Note on the proportion of the sexes.)
CHAPTER XI.
MATERIAL AND FORMAL LOGIC.
§§ 1, 2. Broad distinction between these views;
2, 3. Difficulty of adhering consistently to the objective view;
4. Especially in the case of Hypotheses.
5. The doubtful stage of our facts is only occasional in Inductive Logic.
6–9. But normal and permanent in Probability.
10, 11. Consequent difficulty of avoiding Conceptualist phraseology.
CHAPTER XII.
CONSEQUENCES OF THE DISTINCTIONS OF THE PREVIOUS
CHAPTER.
§§ 1, 2. Probability has no relation to time.
3, 4. Butler and Mill on Probability before and after the event.
5. Other attempts at explaining the difficulty.
6–8. What is really meant by the distinction.
9. Origin of the common mistake.
21–23. Random or designed distribution of the stars.
(Note on the proportion of the sexes.)
CHAPTER XI.
MATERIAL AND FORMAL LOGIC.
§§ 1, 2. Broad distinction between these views;
2, 3. Difficulty of adhering consistently to the objective view;
4. Especially in the case of Hypotheses.
5. The doubtful stage of our facts is only occasional in Inductive Logic.
6–9. But normal and permanent in Probability.
10, 11. Consequent difficulty of avoiding Conceptualist phraseology.
CHAPTER XII.
CONSEQUENCES OF THE DISTINCTIONS OF THE PREVIOUS
CHAPTER.
§§ 1, 2. Probability has no relation to time.
3, 4. Butler and Mill on Probability before and after the event.
5. Other attempts at explaining the difficulty.
6–8. What is really meant by the distinction.
9. Origin of the common mistake.
Page 23
10–12. Examples in illustration of this view,
13. Is Probability relative?
14. What is really meant by this expression.
15. Objections to terming Probability relative.
16, 17. In suitable examples the difficulty scarcely presents itself.
CHAPTER XIII.
ON MODALITY.
§ 1. Various senses of Modality;
2. Having mostly some relation to Probability.
3. Modality must be recognized.
4. Sometimes relegated to the predicate,
5, 6. Sometimes incorrectly rejected altogether.
7, 8. Common practical recognition of it.
9–11. Modal propositions in Logic and in Probability.
12. Aristotelian view of the Modals;
13, 14. Founded on extinct philosophical views;
15. But long and widely maintained.
16. Kant's general view.
17–19. The number of modal divisions admitted by various logicians.
20. Influence of the theory of Probability.
13. Is Probability relative?
14. What is really meant by this expression.
15. Objections to terming Probability relative.
16, 17. In suitable examples the difficulty scarcely presents itself.
CHAPTER XIII.
ON MODALITY.
§ 1. Various senses of Modality;
2. Having mostly some relation to Probability.
3. Modality must be recognized.
4. Sometimes relegated to the predicate,
5, 6. Sometimes incorrectly rejected altogether.
7, 8. Common practical recognition of it.
9–11. Modal propositions in Logic and in Probability.
12. Aristotelian view of the Modals;
13, 14. Founded on extinct philosophical views;
15. But long and widely maintained.
16. Kant's general view.
17–19. The number of modal divisions admitted by various logicians.
20. Influence of the theory of Probability.
Page 24
21, 22. Modal syllogisms.
23. Popular modal phraseology.
24–26. Probable and Dialectic syllogisms.
27, 28. Modal difficulties occur in Jurisprudence.
29, 30. Proposed standards of legal certainty.
31. Rejected formally in English Law, but possibly recognized practically.
32. How, if so, it might be determined.
CHAPTER XIV.
FALLACIES.
§§ 1–3. (I.) Errors in judging of events after they have happened.
4–7. Very various judgments may be thus involved.
8, 9. (II.) Confusion between random and picked selections.
10, 11. (III.) Undue limitation of the notion of Probability.
12–16. (IV.) Double or Quits: the Martingale.
17, 18. Physical illustration.
19, 20. (V.) Inadequate realization of large numbers.
21–24. Production of works of art by chance.
25. Illustration from doctrine of heredity.
26–30. (VI.) Confusion between Probability and Induction.
31–33. (VII.) Undue neglect of small chances.
23. Popular modal phraseology.
24–26. Probable and Dialectic syllogisms.
27, 28. Modal difficulties occur in Jurisprudence.
29, 30. Proposed standards of legal certainty.
31. Rejected formally in English Law, but possibly recognized practically.
32. How, if so, it might be determined.
CHAPTER XIV.
FALLACIES.
§§ 1–3. (I.) Errors in judging of events after they have happened.
4–7. Very various judgments may be thus involved.
8, 9. (II.) Confusion between random and picked selections.
10, 11. (III.) Undue limitation of the notion of Probability.
12–16. (IV.) Double or Quits: the Martingale.
17, 18. Physical illustration.
19, 20. (V.) Inadequate realization of large numbers.
21–24. Production of works of art by chance.
25. Illustration from doctrine of heredity.
26–30. (VI.) Confusion between Probability and Induction.
31–33. (VII.) Undue neglect of small chances.
Page 25
34, 35. (VIII.) Judging by the event in Probability and in Induction.
Page 26
PART III.
VARIOUS APPLICATIONS OF THE THEORY OF
PROBABILITY. Chh. XV–XIX.
CHAPTER XV.
INSURANCE AND GAMBLING.
§§ 1, 2. The certainties and uncertainties of life.
3–5. Insurance a means of diminishing the uncertainties.
6, 7. Gambling a means of increasing them.
8, 9. Various forms of gambling.
10, 11. Comparison between these practices.
12–14. Proofs of the disadvantage of gambling:—
(1) on arithmetical grounds:
15, 16. Illustration from family names.
17. (2) from the ‘moral expectation’.
18, 19. Inconclusiveness of these proofs.
20–22. Broader questions raised by these attempts.
CHAPTER XVI.
APPLICATION OF PROBABILITY TO TESTIMONY.
§§ 1, 2. Doubtful applicability of Probability to testimony.
VARIOUS APPLICATIONS OF THE THEORY OF
PROBABILITY. Chh. XV–XIX.
CHAPTER XV.
INSURANCE AND GAMBLING.
§§ 1, 2. The certainties and uncertainties of life.
3–5. Insurance a means of diminishing the uncertainties.
6, 7. Gambling a means of increasing them.
8, 9. Various forms of gambling.
10, 11. Comparison between these practices.
12–14. Proofs of the disadvantage of gambling:—
(1) on arithmetical grounds:
15, 16. Illustration from family names.
17. (2) from the ‘moral expectation’.
18, 19. Inconclusiveness of these proofs.
20–22. Broader questions raised by these attempts.
CHAPTER XVI.
APPLICATION OF PROBABILITY TO TESTIMONY.
§§ 1, 2. Doubtful applicability of Probability to testimony.
Page 27
3. Conditions of such applicability.
4. Reasons for the above conditions.
5, 6. Are these conditions fulfilled in the case of testimony?
7. The appeal here is not directly to statistics.
8, 9. Illustrations of the above.
10, 11. Is any application of Probability to testimony valid?
CHAPTER XVII.
CREDIBILITY OF EXTRAORDINARY STORIES.
§ 1. Improbability before and after the event.
2, 3. Does the rejection of this lead to the conclusion that the credibility of a
story is independent of its nature?
4. General and special credibility of a witness.
5–8. Distinction between alternative and open questions, and the usual rules
for application of testimony to each of these.
9. Discussion of an objection.
10, 11. Testimony of worthless witnesses.
12–14. Common practical ways of regarding such problems.
15. Extraordinary stories not necessarily less probable.
16–18. Meaning of the term extraordinary, and its distinction from
miraculous.
19, 20. Combination of testimony.
4. Reasons for the above conditions.
5, 6. Are these conditions fulfilled in the case of testimony?
7. The appeal here is not directly to statistics.
8, 9. Illustrations of the above.
10, 11. Is any application of Probability to testimony valid?
CHAPTER XVII.
CREDIBILITY OF EXTRAORDINARY STORIES.
§ 1. Improbability before and after the event.
2, 3. Does the rejection of this lead to the conclusion that the credibility of a
story is independent of its nature?
4. General and special credibility of a witness.
5–8. Distinction between alternative and open questions, and the usual rules
for application of testimony to each of these.
9. Discussion of an objection.
10, 11. Testimony of worthless witnesses.
12–14. Common practical ways of regarding such problems.
15. Extraordinary stories not necessarily less probable.
16–18. Meaning of the term extraordinary, and its distinction from
miraculous.
19, 20. Combination of testimony.
Page 28
21, 22. Scientific meaning of a miracle.
23, 24. Two distinct prepossessions in regard to miracles, and the logical
consequences of these.
25. Difficulty of discussing by our rules cases in which arbitrary
interference can be postulated.
26, 27. Consequent inappropriateness of many arguments.
CHAPTER XVIII.
ON THE NATURE AND USE OF AN AVERAGE, AND ON THE
DIFFERENT KINDS OF AVERAGE.
§:nbsp;1. Preliminary rude notion of an average,
2. More precise quantitative notion, yielding
(1) the Arithmetical Average,
3. (2) the Geometrical.
4. In asymmetrical curves of error the arithmetic average must be
distinguished from,
5. (3) the Maximum Ordinate average,
6. (4) and the Median.
7. Diagram in illustration.
8–10. Average departure from the average, considered under the above
heads, and under that of
11. (5) The (average of) Mean Square of Error,
12–14. The objects of taking averages.
23, 24. Two distinct prepossessions in regard to miracles, and the logical
consequences of these.
25. Difficulty of discussing by our rules cases in which arbitrary
interference can be postulated.
26, 27. Consequent inappropriateness of many arguments.
CHAPTER XVIII.
ON THE NATURE AND USE OF AN AVERAGE, AND ON THE
DIFFERENT KINDS OF AVERAGE.
§:nbsp;1. Preliminary rude notion of an average,
2. More precise quantitative notion, yielding
(1) the Arithmetical Average,
3. (2) the Geometrical.
4. In asymmetrical curves of error the arithmetic average must be
distinguished from,
5. (3) the Maximum Ordinate average,
6. (4) and the Median.
7. Diagram in illustration.
8–10. Average departure from the average, considered under the above
heads, and under that of
11. (5) The (average of) Mean Square of Error,
12–14. The objects of taking averages.
Page 29
15. Mr Galton's practical method of determining the average.
16, 17. No distinction between the average and the mean.
18–20. Distinction between what is necessary and what is experimental
here.
21, 22. Theoretical defects in the determination of the ‘errors’.
23. Practical escape from these.
(Note about the units in the exponential equation and integral.)
CHAPTER XIX.
THE THEORY OF THE AVERAGE AS A MEANS OF
APPROXIMATION TO THE TRUTH.
§§ 1–4. General indication of the problem: i.e. an inverse one requiring the
previous consideration of a direct one.
[I. The direct problem:—given the central value and law of dispersion of the
single errors, to determine those of the averages. §§ 6–20.]
6. (i) The law of dispersion may be determinable à priori,
7. (ii) or experimentally, by statistics.
8, 9. Thence to determine the modulus of the error curve.
10–14. Numerical example to illustrate the nature and amount of the
contraction of the modulus of the average-error curve.
15. This curve is of the same general kind as that of the single errors;
16. Equally symmetrical,
17, 18. And more heaped up towards the centre.
16, 17. No distinction between the average and the mean.
18–20. Distinction between what is necessary and what is experimental
here.
21, 22. Theoretical defects in the determination of the ‘errors’.
23. Practical escape from these.
(Note about the units in the exponential equation and integral.)
CHAPTER XIX.
THE THEORY OF THE AVERAGE AS A MEANS OF
APPROXIMATION TO THE TRUTH.
§§ 1–4. General indication of the problem: i.e. an inverse one requiring the
previous consideration of a direct one.
[I. The direct problem:—given the central value and law of dispersion of the
single errors, to determine those of the averages. §§ 6–20.]
6. (i) The law of dispersion may be determinable à priori,
7. (ii) or experimentally, by statistics.
8, 9. Thence to determine the modulus of the error curve.
10–14. Numerical example to illustrate the nature and amount of the
contraction of the modulus of the average-error curve.
15. This curve is of the same general kind as that of the single errors;
16. Equally symmetrical,
17, 18. And more heaped up towards the centre.
Page 30
19, 20. Algebraic generalization of the foregoing results.
[II. The inverse problem:—given but a few of the errors to determine their
centre and law, and thence to draw the above deductions. §§ 21–25.]
22, 23. The actual calculations are the same as before,
24. With the extra demand that we must determine how probable are the
results.
25. Summary.
[III. Consideration of the same questions as applied to certain peculiar
laws of error. §§ 26–37.]
26. (i) All errors equally probable.
27, 28. (ii) Certain peculiar laws of error.
29, 30. Further analysis of the reasons for taking averages.
31–35. Illustrative examples.
36, 37. Curves with double centre and absence of symmetry.
38, 39. Conclusion.
THE LOGIC OF CHANCE.
[II. The inverse problem:—given but a few of the errors to determine their
centre and law, and thence to draw the above deductions. §§ 21–25.]
22, 23. The actual calculations are the same as before,
24. With the extra demand that we must determine how probable are the
results.
25. Summary.
[III. Consideration of the same questions as applied to certain peculiar
laws of error. §§ 26–37.]
26. (i) All errors equally probable.
27, 28. (ii) Certain peculiar laws of error.
29, 30. Further analysis of the reasons for taking averages.
31–35. Illustrative examples.
36, 37. Curves with double centre and absence of symmetry.
38, 39. Conclusion.
THE LOGIC OF CHANCE.
Page 31
CHAPTER I.
Page 32
ON CERTAIN KINDS OF GROUPS OR SERIES AS
THE FOUNDATION OF PROBABILITY.
§ 1. It is sometimes not easy to give a clear definition of a science at the
outset, so as to set its scope and province before the reader in a few words.
In the case of those sciences which are more immediately and directly
concerned with what are termed objects, rather than with what are termed
processes, this difficulty is not indeed so serious. If the reader is already
familiar with the objects, a simple reference to them will give him a
tolerably accurate idea of the direction and nature of his studies. Even if he
be not familiar with them, they will still be often to some extent connected
and associated in his mind by a name, and the mere utterance of the name
may thus convey a fair amount of preliminary information. This is more or
less the case with many of the natural sciences; we can often tell the reader
beforehand exactly what he is going to study. But when a science is
concerned, not so much with objects directly, as with processes and laws, or
when it takes for the subject of its enquiry some comparatively obscure
feature drawn from phenomena which have little or nothing else in
common, the difficulty of giving preliminary information becomes greater.
Recognized classes of objects have then to be disregarded and even broken
up, and an entirely novel arrangement of the objects to be made. In such
cases it is the study of the science that first gives the science its unity, for
till it is studied the objects with which it is concerned were probably never
thought of together. Here a definition cannot be given at the outset, and the
process of obtaining it may become by comparison somewhat laborious.
The science of Probability, at least on the view taken of it in the following
pages, is of this latter description. The reader who is at present
unacquainted with the science cannot be at once informed of its scope by a
reference to objects with which he is already familiar. He will have to be
taken in hand, as it were, and some little time and trouble will have to be
expended in directing his attention to our subject-matter before he can be
expected to know it. To do this will be our first task.
THE FOUNDATION OF PROBABILITY.
§ 1. It is sometimes not easy to give a clear definition of a science at the
outset, so as to set its scope and province before the reader in a few words.
In the case of those sciences which are more immediately and directly
concerned with what are termed objects, rather than with what are termed
processes, this difficulty is not indeed so serious. If the reader is already
familiar with the objects, a simple reference to them will give him a
tolerably accurate idea of the direction and nature of his studies. Even if he
be not familiar with them, they will still be often to some extent connected
and associated in his mind by a name, and the mere utterance of the name
may thus convey a fair amount of preliminary information. This is more or
less the case with many of the natural sciences; we can often tell the reader
beforehand exactly what he is going to study. But when a science is
concerned, not so much with objects directly, as with processes and laws, or
when it takes for the subject of its enquiry some comparatively obscure
feature drawn from phenomena which have little or nothing else in
common, the difficulty of giving preliminary information becomes greater.
Recognized classes of objects have then to be disregarded and even broken
up, and an entirely novel arrangement of the objects to be made. In such
cases it is the study of the science that first gives the science its unity, for
till it is studied the objects with which it is concerned were probably never
thought of together. Here a definition cannot be given at the outset, and the
process of obtaining it may become by comparison somewhat laborious.
The science of Probability, at least on the view taken of it in the following
pages, is of this latter description. The reader who is at present
unacquainted with the science cannot be at once informed of its scope by a
reference to objects with which he is already familiar. He will have to be
taken in hand, as it were, and some little time and trouble will have to be
expended in directing his attention to our subject-matter before he can be
expected to know it. To do this will be our first task.
Page 33
§ 2. In studying Nature, in any form, we are continually coming into
possession of information which we sum up in general propositions. Now in
very many cases these general propositions are neither more nor less certain
and accurate than the details which they embrace and of which they are
composed. We are assuming at present that the truth of these generalizations
is not disputed; as a matter of fact they may rest on weak evidence, or they
may be uncertain from their being widely extended by induction; what is
meant is, that when we resolve them into their component parts we have
precisely the same assurance of the truth of the details as we have of that of
the whole. When I know, for instance, that all cows ruminate, I feel just as
certain that any particular cow or cows ruminate as that the whole class
does. I may be right or wrong in my original statement, and I may have
obtained it by any conceivable mode in which truths can be obtained; but
whatever the value of the general proposition may be, that of the particulars
is neither greater nor less. The process of inferring the particular from the
general is not accompanied by the slightest diminution of certainty. If one
of these ‘immediate inferences’ is justified at all, it will be equally right in
every case.
But it is by no means necessary that this characteristic should exist in all
cases. There is a class of immediate inferences, almost unrecognized indeed
in logic, but constantly drawn in practice, of which the characteristic is, that
as they increase in particularity they diminish in certainty. Let me assume
that I am told that some cows ruminate; I cannot infer logically from this
that any particular cow does so, though I should feel some way removed
from absolute disbelief, or even indifference to assent, upon the subject; but
if I saw a herd of cows I should feel more sure that some of them were
ruminant than I did of the single cow, and my assurance would increase
with the numbers of the herd about which I had to form an opinion. Here
then we have a class of things as to the individuals of which we feel quite in
uncertainty, whilst as we embrace larger numbers in our assertions we
attach greater weight to our inferences. It is with such classes of things and
such inferences that the science of Probability is concerned.
§ 3. In the foregoing remarks, which are intended to be purely preliminary,
we have not been able altogether to avoid some reference to a subjective
element, viz. the degree of our certainty or belief about the things which we
possession of information which we sum up in general propositions. Now in
very many cases these general propositions are neither more nor less certain
and accurate than the details which they embrace and of which they are
composed. We are assuming at present that the truth of these generalizations
is not disputed; as a matter of fact they may rest on weak evidence, or they
may be uncertain from their being widely extended by induction; what is
meant is, that when we resolve them into their component parts we have
precisely the same assurance of the truth of the details as we have of that of
the whole. When I know, for instance, that all cows ruminate, I feel just as
certain that any particular cow or cows ruminate as that the whole class
does. I may be right or wrong in my original statement, and I may have
obtained it by any conceivable mode in which truths can be obtained; but
whatever the value of the general proposition may be, that of the particulars
is neither greater nor less. The process of inferring the particular from the
general is not accompanied by the slightest diminution of certainty. If one
of these ‘immediate inferences’ is justified at all, it will be equally right in
every case.
But it is by no means necessary that this characteristic should exist in all
cases. There is a class of immediate inferences, almost unrecognized indeed
in logic, but constantly drawn in practice, of which the characteristic is, that
as they increase in particularity they diminish in certainty. Let me assume
that I am told that some cows ruminate; I cannot infer logically from this
that any particular cow does so, though I should feel some way removed
from absolute disbelief, or even indifference to assent, upon the subject; but
if I saw a herd of cows I should feel more sure that some of them were
ruminant than I did of the single cow, and my assurance would increase
with the numbers of the herd about which I had to form an opinion. Here
then we have a class of things as to the individuals of which we feel quite in
uncertainty, whilst as we embrace larger numbers in our assertions we
attach greater weight to our inferences. It is with such classes of things and
such inferences that the science of Probability is concerned.
§ 3. In the foregoing remarks, which are intended to be purely preliminary,
we have not been able altogether to avoid some reference to a subjective
element, viz. the degree of our certainty or belief about the things which we
Page 34
are supposed to contemplate. The reader may be aware that by some writers
this element is regarded as the subject-matter of the science. Hence it will
have to be discussed in a future chapter. As however I do not agree with the
opinion of the writers just mentioned, at least as regards treating this
element as one of primary importance, no further allusion will be made to it
here, but we will pass on at once to a more minute investigation of that
distinctive characteristic of certain classes of things which was introduced
to notice in the last section.
In these classes of things, which are those with which Probability is
concerned, the fundamental conception which the reader has to fix in his
mind as clearly as possible, is, I take it, that of a series. But it is a series of a
peculiar kind, one of which no better compendious description can be given
than that which is contained in the statement that it combines individual
irregularity with aggregate regularity. This is a statement which will
probably need some explanation. Let us recur to an example of the kind
already alluded to, selecting one which shall be in accordance with
experience. Some children will not live to thirty. Now if this proposition is
to be regarded as a purely indefinite or, as it would be termed in logic,
‘particular’ proposition, no doubt the notion of a series does not obviously
present itself in connection with it. It contains a statement about a certain
unknown proportion of the whole, and that is all. But it is not with these
purely indefinite propositions that we shall be concerned. Let us suppose
the statement, on the contrary, to be of a numerical character, and to refer to
a given proportion of the whole, and we shall then find it difficult to
exclude the notion of a series. We shall find it, I think, impossible to do so
as soon as we set before us the aim of obtaining accurate, or even
moderately correct inferences. What, for instance, is the meaning of the
statement that two new-born children in three fail to attain the age of sixty-
three? It certainly does not declare that in any given batch of, say, thirty, we
shall find just twenty that fail: whatever might be the strict meaning of the
words, this is not the import of the statement. It rather contemplates our
examination of a large number, of a long succession of instances, and states
that in such a succession we shall find a numerical proportion, not indeed
fixed and accurate at first, but which tends in the long run to become so. In
every kind of example with which we shall be concerned we shall find this
this element is regarded as the subject-matter of the science. Hence it will
have to be discussed in a future chapter. As however I do not agree with the
opinion of the writers just mentioned, at least as regards treating this
element as one of primary importance, no further allusion will be made to it
here, but we will pass on at once to a more minute investigation of that
distinctive characteristic of certain classes of things which was introduced
to notice in the last section.
In these classes of things, which are those with which Probability is
concerned, the fundamental conception which the reader has to fix in his
mind as clearly as possible, is, I take it, that of a series. But it is a series of a
peculiar kind, one of which no better compendious description can be given
than that which is contained in the statement that it combines individual
irregularity with aggregate regularity. This is a statement which will
probably need some explanation. Let us recur to an example of the kind
already alluded to, selecting one which shall be in accordance with
experience. Some children will not live to thirty. Now if this proposition is
to be regarded as a purely indefinite or, as it would be termed in logic,
‘particular’ proposition, no doubt the notion of a series does not obviously
present itself in connection with it. It contains a statement about a certain
unknown proportion of the whole, and that is all. But it is not with these
purely indefinite propositions that we shall be concerned. Let us suppose
the statement, on the contrary, to be of a numerical character, and to refer to
a given proportion of the whole, and we shall then find it difficult to
exclude the notion of a series. We shall find it, I think, impossible to do so
as soon as we set before us the aim of obtaining accurate, or even
moderately correct inferences. What, for instance, is the meaning of the
statement that two new-born children in three fail to attain the age of sixty-
three? It certainly does not declare that in any given batch of, say, thirty, we
shall find just twenty that fail: whatever might be the strict meaning of the
words, this is not the import of the statement. It rather contemplates our
examination of a large number, of a long succession of instances, and states
that in such a succession we shall find a numerical proportion, not indeed
fixed and accurate at first, but which tends in the long run to become so. In
every kind of example with which we shall be concerned we shall find this
Page 35
reference to a large number or succession of objects, or, as we shall term it,
series of them.
A few additional examples may serve to make this plain.
Let us suppose that we toss up a penny a great many times; the results of
the successive throws may be conceived to form a series. The separate
throws of this series seem to occur in utter disorder; it is this disorder which
causes our uncertainty about them. Sometimes head comes, sometimes tail
comes; sometimes there is a repetition of the same face, sometimes not. So
long as we confine our observation to a few throws at a time, the series
seems to be simply chaotic. But when we consider the result of a long
succession we find a marked distinction; a kind of order begins gradually to
emerge, and at last assumes a distinct and striking aspect. We find in this
case that the heads and tails occur in about equal numbers, that similar
repetitions of different faces do so also, and so on. In a word,
notwithstanding the individual disorder, an aggregate order begins to
prevail. So again if we are examining the length of human life, the different
lives which fall under our notice compose a series presenting the same
features. The length of a single life is familiarly uncertain, but the average
duration of a batch of lives is becoming in an almost equal degree familiarly
certain. The larger the number we take out of any mixed crowd, the clearer
become the symptoms of order, the more nearly will the average length of
each selected class be the same. These few cases will serve as simple
examples of a property of things which can be traced almost everywhere, to
a greater or less extent, throughout the whole field of our experience. Fires,
shipwrecks, yields of harvest, births, marriages, suicides; it scarcely seems
to matter what feature we single out for observation.[1] The irregularity of
the single instances diminishes when we take a large number, and at last
seems for all practical purposes to disappear.
In speaking of the effect of the average in thus diminishing the irregularities
which present themselves in the details, the attention of the student must be
prominently directed to the point, that it is not the absolute but the relative
irregularities which thus tend to diminish without limit. This idea will be
familiar enough to the mathematician, but to others it may require some
reflection in order to grasp it clearly. The absolute divergences and
series of them.
A few additional examples may serve to make this plain.
Let us suppose that we toss up a penny a great many times; the results of
the successive throws may be conceived to form a series. The separate
throws of this series seem to occur in utter disorder; it is this disorder which
causes our uncertainty about them. Sometimes head comes, sometimes tail
comes; sometimes there is a repetition of the same face, sometimes not. So
long as we confine our observation to a few throws at a time, the series
seems to be simply chaotic. But when we consider the result of a long
succession we find a marked distinction; a kind of order begins gradually to
emerge, and at last assumes a distinct and striking aspect. We find in this
case that the heads and tails occur in about equal numbers, that similar
repetitions of different faces do so also, and so on. In a word,
notwithstanding the individual disorder, an aggregate order begins to
prevail. So again if we are examining the length of human life, the different
lives which fall under our notice compose a series presenting the same
features. The length of a single life is familiarly uncertain, but the average
duration of a batch of lives is becoming in an almost equal degree familiarly
certain. The larger the number we take out of any mixed crowd, the clearer
become the symptoms of order, the more nearly will the average length of
each selected class be the same. These few cases will serve as simple
examples of a property of things which can be traced almost everywhere, to
a greater or less extent, throughout the whole field of our experience. Fires,
shipwrecks, yields of harvest, births, marriages, suicides; it scarcely seems
to matter what feature we single out for observation.[1] The irregularity of
the single instances diminishes when we take a large number, and at last
seems for all practical purposes to disappear.
In speaking of the effect of the average in thus diminishing the irregularities
which present themselves in the details, the attention of the student must be
prominently directed to the point, that it is not the absolute but the relative
irregularities which thus tend to diminish without limit. This idea will be
familiar enough to the mathematician, but to others it may require some
reflection in order to grasp it clearly. The absolute divergences and
Page 36
irregularities, so far from diminishing, show a disposition to increase, and
this (it may be) without limit, though their relative importance shows a
corresponding disposition to diminish without limit. Thus in the case of
tossing a penny, if we take a few throws, say ten, it is decidedly unlikely
that there should be a difference of six between the numbers of heads and
tails; that is, that there should be as many as eight heads and therefore as
few as two tails, or vice versâ. But take a thousand throws, and it becomes
in turn exceedingly likely that there should be as much as, or more than, a
difference of six between the respective numbers. On the other hand the
proportion of heads to tails in the case of the thousand throws will be very
much nearer to unity, in most cases, than when we only took ten. In other
words, the longer a game of chance continues the larger are the spells and
runs of luck in themselves, but the less their relative proportions to the
whole amounts involved.
§ 4. In speaking as above of events or things as to the details of which we
know little or nothing, it is not of course implied that our ignorance about
them is complete and universal, or, what comes to the same thing, that
irregularity may be observed in all their qualities. All that is meant is that
there are some qualities or marks in them, the existence of which we are not
able to predicate with certainty in the individuals. With regard to all their
other qualities there may be the utmost uniformity, and consequently the
most complete certainty. The irregularity in the length of human life is
notorious, but no one doubts the existence of such organs as a heart and
brains in any person whom he happens to meet. And even in the qualities in
which the irregularity is observed, there are often, indeed generally, positive
limits within which it will be found to be confined. No person, for instance,
can calculate what may be the length of any particular life, but we feel
perfectly certain that it will not stretch out to 150 years. The irregularity of
the individual instances is only shown in certain respects, as e.g. the length
of the life, and even in these respects it has its limits. The same remark will
apply to most of the other examples with which we shall be concerned. The
disorder in fact is not universal and unlimited, it only prevails in certain
directions and up to certain points.
§ 5. In speaking as above of a series, it will hardly be necessary to point out
that we do not imply that the objects themselves which compose the series
this (it may be) without limit, though their relative importance shows a
corresponding disposition to diminish without limit. Thus in the case of
tossing a penny, if we take a few throws, say ten, it is decidedly unlikely
that there should be a difference of six between the numbers of heads and
tails; that is, that there should be as many as eight heads and therefore as
few as two tails, or vice versâ. But take a thousand throws, and it becomes
in turn exceedingly likely that there should be as much as, or more than, a
difference of six between the respective numbers. On the other hand the
proportion of heads to tails in the case of the thousand throws will be very
much nearer to unity, in most cases, than when we only took ten. In other
words, the longer a game of chance continues the larger are the spells and
runs of luck in themselves, but the less their relative proportions to the
whole amounts involved.
§ 4. In speaking as above of events or things as to the details of which we
know little or nothing, it is not of course implied that our ignorance about
them is complete and universal, or, what comes to the same thing, that
irregularity may be observed in all their qualities. All that is meant is that
there are some qualities or marks in them, the existence of which we are not
able to predicate with certainty in the individuals. With regard to all their
other qualities there may be the utmost uniformity, and consequently the
most complete certainty. The irregularity in the length of human life is
notorious, but no one doubts the existence of such organs as a heart and
brains in any person whom he happens to meet. And even in the qualities in
which the irregularity is observed, there are often, indeed generally, positive
limits within which it will be found to be confined. No person, for instance,
can calculate what may be the length of any particular life, but we feel
perfectly certain that it will not stretch out to 150 years. The irregularity of
the individual instances is only shown in certain respects, as e.g. the length
of the life, and even in these respects it has its limits. The same remark will
apply to most of the other examples with which we shall be concerned. The
disorder in fact is not universal and unlimited, it only prevails in certain
directions and up to certain points.
§ 5. In speaking as above of a series, it will hardly be necessary to point out
that we do not imply that the objects themselves which compose the series
Page 37
must occur successively in time; the series may be formed simply by their
coming in succession under our notice, which as a matter of fact they may
do in any order whatever. A register of mortality, for instance, may be made
up of deaths which took place simultaneously or successively; or, we might
if we pleased arrange the deaths in an order quite distinct from either of
these. This is entirely a matter of indifference; in all these cases the series,
for any purposes which we need take into account, may be regarded as
being of precisely the same description. The objects, be it remembered, are
given to us in nature; the order under which we view them is our own
private arrangement. This is mentioned here simply by way of caution, the
meaning of this assertion will become more plain in the sequel.
I am aware that the word ‘series’ in the application with which it is used
here is liable to some misconstruction, but I cannot find any better word, or
indeed any as suitable in all respects. As remarked above, the events need
not necessarily have occurred in a regular sequence of time, though they
often will have done so. In many cases (for instance, the throws of a penny
or a die) they really do occur in succession; in other cases (for instance, the
heights of men, or the duration of their lives), whatever may have been the
order of their actual occurrence, they are commonly brought under our
notice in succession by being arranged in statistical tables. In all cases alike
our processes of inference involve the necessity of examining one after
another of the members which compose the group, or at least of being
prepared to do this, if we are to be in a position to justify our inferences.
The force of these considerations will come out in the course of the
investigation in Chapter VI.
The late Leslie Ellis[2] has expressed what seems to me a substantially
similar view in terms of genus and species, instead of speaking of a series.
He says, “When individual cases are considered, we have no conviction that
the ratios of frequency of occurrence depend on the circumstances common
to all the trials. On the contrary, we recognize in the determining
circumstances of their occurrence an extraneous element, an element, that
is, extraneous to the idea of the genus and species. Contingency and
limitation come in (so to speak) together; and both alike disappear when we
consider the genus in its entirety, or (which is the same thing) in what may
be called an ideal and practically impossible realization of all which it
coming in succession under our notice, which as a matter of fact they may
do in any order whatever. A register of mortality, for instance, may be made
up of deaths which took place simultaneously or successively; or, we might
if we pleased arrange the deaths in an order quite distinct from either of
these. This is entirely a matter of indifference; in all these cases the series,
for any purposes which we need take into account, may be regarded as
being of precisely the same description. The objects, be it remembered, are
given to us in nature; the order under which we view them is our own
private arrangement. This is mentioned here simply by way of caution, the
meaning of this assertion will become more plain in the sequel.
I am aware that the word ‘series’ in the application with which it is used
here is liable to some misconstruction, but I cannot find any better word, or
indeed any as suitable in all respects. As remarked above, the events need
not necessarily have occurred in a regular sequence of time, though they
often will have done so. In many cases (for instance, the throws of a penny
or a die) they really do occur in succession; in other cases (for instance, the
heights of men, or the duration of their lives), whatever may have been the
order of their actual occurrence, they are commonly brought under our
notice in succession by being arranged in statistical tables. In all cases alike
our processes of inference involve the necessity of examining one after
another of the members which compose the group, or at least of being
prepared to do this, if we are to be in a position to justify our inferences.
The force of these considerations will come out in the course of the
investigation in Chapter VI.
The late Leslie Ellis[2] has expressed what seems to me a substantially
similar view in terms of genus and species, instead of speaking of a series.
He says, “When individual cases are considered, we have no conviction that
the ratios of frequency of occurrence depend on the circumstances common
to all the trials. On the contrary, we recognize in the determining
circumstances of their occurrence an extraneous element, an element, that
is, extraneous to the idea of the genus and species. Contingency and
limitation come in (so to speak) together; and both alike disappear when we
consider the genus in its entirety, or (which is the same thing) in what may
be called an ideal and practically impossible realization of all which it
Page 38
potentially contains. If this be granted, it seems to follow that the
fundamental principle of the Theory of Probabilities may be regarded as
included in the following statement,—The conception of a genus implies
that of numerical relations among the species subordinated to it.” As
remarked above, this appears a substantially similar doctrine to that
explained in this chapter, but I do not think that the terms genus and species
are by any means so well fitted to bring out the conception of a tendency or
limit as when we speak of a series, and I therefore much prefer the latter
expression.
§ 6. The reader will now have in his mind the conception of a series or
group of things or events, about the individuals of which we know but little,
at least in certain respects, whilst we find a continually increasing
uniformity as we take larger numbers under our notice. This is definite
enough to point out tolerably clearly the kind of things with which we have
to deal, but it is not sufficiently definite for purposes of accurate thought.
We must therefore attempt a somewhat closer analysis.
There are certain phrases so commonly adopted as to have become part of
the technical vocabulary of the subject, such as an ‘event’ and the ‘way in
which it can happen.’ Thus the act of throwing a penny would be called an
event, and the fact of its giving head or tail would be called the way in
which the event happened. If we were discussing tables of mortality, the
former term would denote the mere fact of death, the latter the age at which
it occurred, or the way in which it was brought about, or whatever else in it
might be the particular circumstance under discussion. This phraseology is
very convenient, and will often be made use of in this work, but without
explanation it may lead to confusion. For in many cases the way in which
the event happens is of such great relative importance, that according as it
happens in one way or another the event would have a different name; in
other words, it would not in the two cases be nominally the same event. The
phrase therefore will have to be considerably stretched before it will
conveniently cover all the cases to which we may have to apply it. If for
instance we were contemplating a series of human beings, male and female,
it would sound odd to call their humanity an event, and their sex the way in
which the event happened.
fundamental principle of the Theory of Probabilities may be regarded as
included in the following statement,—The conception of a genus implies
that of numerical relations among the species subordinated to it.” As
remarked above, this appears a substantially similar doctrine to that
explained in this chapter, but I do not think that the terms genus and species
are by any means so well fitted to bring out the conception of a tendency or
limit as when we speak of a series, and I therefore much prefer the latter
expression.
§ 6. The reader will now have in his mind the conception of a series or
group of things or events, about the individuals of which we know but little,
at least in certain respects, whilst we find a continually increasing
uniformity as we take larger numbers under our notice. This is definite
enough to point out tolerably clearly the kind of things with which we have
to deal, but it is not sufficiently definite for purposes of accurate thought.
We must therefore attempt a somewhat closer analysis.
There are certain phrases so commonly adopted as to have become part of
the technical vocabulary of the subject, such as an ‘event’ and the ‘way in
which it can happen.’ Thus the act of throwing a penny would be called an
event, and the fact of its giving head or tail would be called the way in
which the event happened. If we were discussing tables of mortality, the
former term would denote the mere fact of death, the latter the age at which
it occurred, or the way in which it was brought about, or whatever else in it
might be the particular circumstance under discussion. This phraseology is
very convenient, and will often be made use of in this work, but without
explanation it may lead to confusion. For in many cases the way in which
the event happens is of such great relative importance, that according as it
happens in one way or another the event would have a different name; in
other words, it would not in the two cases be nominally the same event. The
phrase therefore will have to be considerably stretched before it will
conveniently cover all the cases to which we may have to apply it. If for
instance we were contemplating a series of human beings, male and female,
it would sound odd to call their humanity an event, and their sex the way in
which the event happened.
Page 39
If we recur however to any of the classes of objects already referred to, we
may see our path towards obtaining a more accurate conception of what we
want. It will easily be seen that in every one of them there is a mixture of
similarity and dissimilarity; there is a series of events which have a certain
number of features or attributes in common,—without this they would not
be classed together. But there is also a distinction existing amongst them; a
certain number of other attributes are to be found in some and are not to be
found in others. In other words, the individuals which form the series are
compound, each being made up of a collection of things or attributes; some
of these things exist in all the members of the series, others are found in
some only. So far there is nothing peculiar to the science of Probability; that
in which the distinctive characteristic consists is this;—that the occasional
attributes, as distinguished from the permanent, are found on an extended
examination to tend to exist in a certain definite proportion of the whole
number of cases. We cannot tell in any given instance whether they will be
found or not, but as we go on examining more cases we find a growing
uniformity. We find that the proportion of instances in which they are found
to instances in which they are wanting, is gradually subject to less and less
comparative variation, and approaches continually towards some apparently
fixed value.
The above is the most comprehensive form of description; as a matter of
fact the groups will in many cases take a far simpler form; they may appear,
e.g. simply as a succession of things of the same kind, say human beings,
with or without an occasional attribute, say that of being left-handed. We
are using the word attribute, of course, in its widest sense, intending it to
include every distinctive feature that can be observed in a thing, from
essential qualities down to the merest accidents of time and place.
§ 7. On examining our series, therefore, we shall find that it may best be
conceived, not necessarily as a succession of events happening in different
ways, but as a succession of groups of things. These groups, on being
analysed, are found in every case to be resolvable into collections of
substances and attributes. That which gives its unity to the succession of
groups is the fact of some of these substances or attributes being common to
the whole succession; that which gives their distinction to the groups in the
succession is the fact of some of them containing only a portion of these
may see our path towards obtaining a more accurate conception of what we
want. It will easily be seen that in every one of them there is a mixture of
similarity and dissimilarity; there is a series of events which have a certain
number of features or attributes in common,—without this they would not
be classed together. But there is also a distinction existing amongst them; a
certain number of other attributes are to be found in some and are not to be
found in others. In other words, the individuals which form the series are
compound, each being made up of a collection of things or attributes; some
of these things exist in all the members of the series, others are found in
some only. So far there is nothing peculiar to the science of Probability; that
in which the distinctive characteristic consists is this;—that the occasional
attributes, as distinguished from the permanent, are found on an extended
examination to tend to exist in a certain definite proportion of the whole
number of cases. We cannot tell in any given instance whether they will be
found or not, but as we go on examining more cases we find a growing
uniformity. We find that the proportion of instances in which they are found
to instances in which they are wanting, is gradually subject to less and less
comparative variation, and approaches continually towards some apparently
fixed value.
The above is the most comprehensive form of description; as a matter of
fact the groups will in many cases take a far simpler form; they may appear,
e.g. simply as a succession of things of the same kind, say human beings,
with or without an occasional attribute, say that of being left-handed. We
are using the word attribute, of course, in its widest sense, intending it to
include every distinctive feature that can be observed in a thing, from
essential qualities down to the merest accidents of time and place.
§ 7. On examining our series, therefore, we shall find that it may best be
conceived, not necessarily as a succession of events happening in different
ways, but as a succession of groups of things. These groups, on being
analysed, are found in every case to be resolvable into collections of
substances and attributes. That which gives its unity to the succession of
groups is the fact of some of these substances or attributes being common to
the whole succession; that which gives their distinction to the groups in the
succession is the fact of some of them containing only a portion of these
Page 40
substances and attributes, the other portion or portions being occasionally
absent. So understood, our phraseology may be made to embrace every
class of things of which Probability can take account.
§ 8. It will be easily seen that the ordinary expression (viz. the ‘event,’ and
the ‘way in which it happens’) may be included in the above. When the
occasional attributes are unimportant the permanent ones are sufficient to
fix and appropriate the name, the presence or absence of the others being
simply denoted by some modification of the name or the addition of some
predicate. We may therefore in all such cases speak of the collection of
attributes as ‘the event,’—the same event essentially, that is—only saying
that it (so as to preserve its nominal identity) happens in different ways in
the different cases. When the occasional attributes however are important,
or compose the majority, this way of speaking becomes less appropriate;
language is somewhat strained by our implying that two extremely different
assemblages are in reality the same event, with a difference only in its mode
of happening. The phrase is however a very convenient one, and with this
caution against its being misunderstood, it will frequently be made use of
here.
§ 9. A series of the above-mentioned kind is, I apprehend, the ultimate basis
upon which all the rules of Probability must be based. It is essential to a
clear comprehension of the subject to have carried our analysis up to this
point, but any attempt at further analysis into the intimate nature of the
events composing the series, is not required. It is altogether unnecessary, for
instance, to form any opinion upon the questions discussed in metaphysics
as to the independent existence of substances. We have discovered, on
examination, a series composed of groups of substances and attributes, or of
attributes alone. At such a series we stop, and thence investigate our rules of
inference; into what these substances or attributes would themselves be
ultimately analysed, if taken in hand by the psychologist or metaphysician,
it is no business of ours to enquire here.
§ 10. The stage then which we have now reached is that of having
discovered a quantity of things (they prove on analysis to be groups of
things) which are capable of being classified together, and are best regarded
as constituting a series. The distinctive peculiarity of this series is our
absent. So understood, our phraseology may be made to embrace every
class of things of which Probability can take account.
§ 8. It will be easily seen that the ordinary expression (viz. the ‘event,’ and
the ‘way in which it happens’) may be included in the above. When the
occasional attributes are unimportant the permanent ones are sufficient to
fix and appropriate the name, the presence or absence of the others being
simply denoted by some modification of the name or the addition of some
predicate. We may therefore in all such cases speak of the collection of
attributes as ‘the event,’—the same event essentially, that is—only saying
that it (so as to preserve its nominal identity) happens in different ways in
the different cases. When the occasional attributes however are important,
or compose the majority, this way of speaking becomes less appropriate;
language is somewhat strained by our implying that two extremely different
assemblages are in reality the same event, with a difference only in its mode
of happening. The phrase is however a very convenient one, and with this
caution against its being misunderstood, it will frequently be made use of
here.
§ 9. A series of the above-mentioned kind is, I apprehend, the ultimate basis
upon which all the rules of Probability must be based. It is essential to a
clear comprehension of the subject to have carried our analysis up to this
point, but any attempt at further analysis into the intimate nature of the
events composing the series, is not required. It is altogether unnecessary, for
instance, to form any opinion upon the questions discussed in metaphysics
as to the independent existence of substances. We have discovered, on
examination, a series composed of groups of substances and attributes, or of
attributes alone. At such a series we stop, and thence investigate our rules of
inference; into what these substances or attributes would themselves be
ultimately analysed, if taken in hand by the psychologist or metaphysician,
it is no business of ours to enquire here.
§ 10. The stage then which we have now reached is that of having
discovered a quantity of things (they prove on analysis to be groups of
things) which are capable of being classified together, and are best regarded
as constituting a series. The distinctive peculiarity of this series is our
Page 41
finding in it an order, gradually emerging out of disorder, and showing in
time a marked and unmistakeable uniformity.
The impression which may possibly be derived from the description of such
a series, and which the reader will probably already entertain if he have
studied Probability before, is that the gradual evolution of this order is
indefinite, and its approach therefore to perfection unlimited. And many of
the examples commonly selected certainly tend to confirm such an
impression. But in reference to the theory of the subject it is, I am
convinced, an error, and one liable to lead to much confusion.
The lines which have been prefixed as a motto to this work, “So careful of
the type she seems, so careless of the single life,” are soon after corrected
by the assertion that the type itself, if we regard it for a long time, changes,
and then vanishes and is succeeded by others. So in Probability; that
uniformity which is found in the long run, and which presents so great a
contrast to the individual disorder, though durable is not everlasting. Keep
on watching it long enough, and it will be found almost invariably to
fluctuate, and in time may prove as utterly irreducible to rule, and therefore
as incapable of prediction, as the individual cases themselves. The full
bearing of this fact upon the theory of the subject, and upon certain
common modes of calculation connected with it, will appear more fully in
some of the following chapters; at present we will confine ourselves to very
briefly establishing and illustrating it.
Let us take, for example, the average duration of life. This, provided our
data are sufficiently extensive, is known to be tolerably regular and
uniform. This fact has been already indicated in the preceding sections, and
is a truth indeed of which the popular mind has a tolerably clear grasp at the
present day. But a very little consideration will show that there may be a
superior as well as an inferior limit to the extent within which this
uniformity can be observed; in other words whilst we may fall into error by
taking too few instances we may also fail in our aim, though in a very
different way and from quite different reasons, by taking too many. At the
present time the average duration of life in England may be, say, forty
years; but a century ago it was decidedly less; several centuries ago it was
presumably very much less; whilst if we possessed statistics referring to a
time a marked and unmistakeable uniformity.
The impression which may possibly be derived from the description of such
a series, and which the reader will probably already entertain if he have
studied Probability before, is that the gradual evolution of this order is
indefinite, and its approach therefore to perfection unlimited. And many of
the examples commonly selected certainly tend to confirm such an
impression. But in reference to the theory of the subject it is, I am
convinced, an error, and one liable to lead to much confusion.
The lines which have been prefixed as a motto to this work, “So careful of
the type she seems, so careless of the single life,” are soon after corrected
by the assertion that the type itself, if we regard it for a long time, changes,
and then vanishes and is succeeded by others. So in Probability; that
uniformity which is found in the long run, and which presents so great a
contrast to the individual disorder, though durable is not everlasting. Keep
on watching it long enough, and it will be found almost invariably to
fluctuate, and in time may prove as utterly irreducible to rule, and therefore
as incapable of prediction, as the individual cases themselves. The full
bearing of this fact upon the theory of the subject, and upon certain
common modes of calculation connected with it, will appear more fully in
some of the following chapters; at present we will confine ourselves to very
briefly establishing and illustrating it.
Let us take, for example, the average duration of life. This, provided our
data are sufficiently extensive, is known to be tolerably regular and
uniform. This fact has been already indicated in the preceding sections, and
is a truth indeed of which the popular mind has a tolerably clear grasp at the
present day. But a very little consideration will show that there may be a
superior as well as an inferior limit to the extent within which this
uniformity can be observed; in other words whilst we may fall into error by
taking too few instances we may also fail in our aim, though in a very
different way and from quite different reasons, by taking too many. At the
present time the average duration of life in England may be, say, forty
years; but a century ago it was decidedly less; several centuries ago it was
presumably very much less; whilst if we possessed statistics referring to a
Page 42
still earlier population of the country we should probably find that there has
been since that time a still more marked improvement. What may be the
future tendency no man can say for certain. It may be, and we hope that it
will be the case, that owing to sanitary and other improvements, the
duration of life will go on increasing steadily; it is at least conceivable,
though doubtless incredible, that it should do so without limit. On the other
hand, and with much more likelihood, this duration might gradually tend
towards some fixed length. Or, again, it is perfectly possible that future
generations might prefer a short and a merry life, and therefore reduce their
average longevity. The duration of life cannot but depend to some extent
upon the general tastes, habits and employments of the people, that is upon
the ideal which they consciously or unconsciously set before them, and he
would be a rash man who should undertake to predict what this ideal will be
some centuries hence. All that it is here necessary however to indicate is,
that this particular uniformity (as we have hitherto called it, in order to
mark its relative character) has varied, and, under the influence of future
eddies in opinion and practice, may vary still; and this to any extent, and
with any degree of irregularity. To borrow a term from Astronomy, we find
our uniformity subject to what might be called an irregular secular
variation.
§ 11. The above is a fair typical instance. If we had taken a less simple
feature than the length of life, or one less closely connected with what may
be called by comparison the great permanent uniformities of nature, we
should have found the peculiarity under notice exhibited in a far more
striking degree. The deaths from small-pox, for example, or the instances of
duelling or accusations of witchcraft, if examined during a few successive
decades, might have shown a very tolerable degree of uniformity. But these
uniformities have risen possibly from zero; after various and very great
fluctuations seem tending towards zero again, at least in this century; and
may, for anything we know, undergo still more rapid fluctuations in future.
Now these examples must be regarded as being only extreme ones, and not
such very extreme ones, of what is the almost universal rule in nature. I
shall endeavour to show that even the few apparent exceptions, such as the
proportions between male and female births, &c., may not be, and probably
in reality are not, strictly speaking, exceptions. A type, that is, which shall
be in the fullest sense of the words, persistent and invariable is scarcely to
been since that time a still more marked improvement. What may be the
future tendency no man can say for certain. It may be, and we hope that it
will be the case, that owing to sanitary and other improvements, the
duration of life will go on increasing steadily; it is at least conceivable,
though doubtless incredible, that it should do so without limit. On the other
hand, and with much more likelihood, this duration might gradually tend
towards some fixed length. Or, again, it is perfectly possible that future
generations might prefer a short and a merry life, and therefore reduce their
average longevity. The duration of life cannot but depend to some extent
upon the general tastes, habits and employments of the people, that is upon
the ideal which they consciously or unconsciously set before them, and he
would be a rash man who should undertake to predict what this ideal will be
some centuries hence. All that it is here necessary however to indicate is,
that this particular uniformity (as we have hitherto called it, in order to
mark its relative character) has varied, and, under the influence of future
eddies in opinion and practice, may vary still; and this to any extent, and
with any degree of irregularity. To borrow a term from Astronomy, we find
our uniformity subject to what might be called an irregular secular
variation.
§ 11. The above is a fair typical instance. If we had taken a less simple
feature than the length of life, or one less closely connected with what may
be called by comparison the great permanent uniformities of nature, we
should have found the peculiarity under notice exhibited in a far more
striking degree. The deaths from small-pox, for example, or the instances of
duelling or accusations of witchcraft, if examined during a few successive
decades, might have shown a very tolerable degree of uniformity. But these
uniformities have risen possibly from zero; after various and very great
fluctuations seem tending towards zero again, at least in this century; and
may, for anything we know, undergo still more rapid fluctuations in future.
Now these examples must be regarded as being only extreme ones, and not
such very extreme ones, of what is the almost universal rule in nature. I
shall endeavour to show that even the few apparent exceptions, such as the
proportions between male and female births, &c., may not be, and probably
in reality are not, strictly speaking, exceptions. A type, that is, which shall
be in the fullest sense of the words, persistent and invariable is scarcely to
Page 43
be found in nature. The full import of this conclusion will be seen in future
chapters. Attention is only directed here to the important inference that,
although statistics are notoriously of no value unless they are in sufficient
numbers, yet it does not follow but that in certain cases we may have too
many of them. If they are made too extensive, they may again fall short, at
least for any particular time or place, of their greatest attainable accuracy.
§ 12. These natural uniformities then are found at length to be subject to
fluctuation. Now contrast with them any of the uniformities afforded by
games of chance; these latter seem to show no trace of secular fluctuation,
however long we may continue our examination of them. Criticisms will be
offered, in the course of the following chapters, upon some of the common
attempts to prove à priori that there must be this fixity in the uniformity in
question, but of its existence there can scarcely be much doubt. Pence give
heads and tails about equally often now, as they did when they were first
tossed, and as we believe they will continue to do, so long as the present
order of things continues. The fixity of these uniformities may not be as
absolute as is commonly supposed, but no amount of experience which we
need take into account is likely in any appreciable degree to interfere with
them. Hence the obvious contrast, that, whereas natural uniformities at
length fluctuate, those afforded by games of chance seem fixed for ever.
§ 13. Here then are series apparently of two different kinds. They are alike
in their initial irregularity, alike in their subsequent regularity; it is in what
we may term their ultimate form that they begin to diverge from each other.
The one tends without any irregular variation towards a fixed numerical
proportion in its uniformity; in the other the uniformity is found at last to
fluctuate, and to fluctuate, it may be, in a manner utterly irreducible to rule.
As this chapter is intended to be little more than explanatory and illustrative
of the foundations of the science, the remark may be made here (for which
subsequent justification will be offered) that it is in the case of series of the
former kind only that we are able to make anything which can be
interpreted into strict scientific inferences. We shall be able however in a
general way to see the kind and extent of error that would be committed if,
in any example, we were to substitute an imaginary series of the former
kind for any actual series of the latter kind which experience may present to
chapters. Attention is only directed here to the important inference that,
although statistics are notoriously of no value unless they are in sufficient
numbers, yet it does not follow but that in certain cases we may have too
many of them. If they are made too extensive, they may again fall short, at
least for any particular time or place, of their greatest attainable accuracy.
§ 12. These natural uniformities then are found at length to be subject to
fluctuation. Now contrast with them any of the uniformities afforded by
games of chance; these latter seem to show no trace of secular fluctuation,
however long we may continue our examination of them. Criticisms will be
offered, in the course of the following chapters, upon some of the common
attempts to prove à priori that there must be this fixity in the uniformity in
question, but of its existence there can scarcely be much doubt. Pence give
heads and tails about equally often now, as they did when they were first
tossed, and as we believe they will continue to do, so long as the present
order of things continues. The fixity of these uniformities may not be as
absolute as is commonly supposed, but no amount of experience which we
need take into account is likely in any appreciable degree to interfere with
them. Hence the obvious contrast, that, whereas natural uniformities at
length fluctuate, those afforded by games of chance seem fixed for ever.
§ 13. Here then are series apparently of two different kinds. They are alike
in their initial irregularity, alike in their subsequent regularity; it is in what
we may term their ultimate form that they begin to diverge from each other.
The one tends without any irregular variation towards a fixed numerical
proportion in its uniformity; in the other the uniformity is found at last to
fluctuate, and to fluctuate, it may be, in a manner utterly irreducible to rule.
As this chapter is intended to be little more than explanatory and illustrative
of the foundations of the science, the remark may be made here (for which
subsequent justification will be offered) that it is in the case of series of the
former kind only that we are able to make anything which can be
interpreted into strict scientific inferences. We shall be able however in a
general way to see the kind and extent of error that would be committed if,
in any example, we were to substitute an imaginary series of the former
kind for any actual series of the latter kind which experience may present to
Page 44
us. The two series are of course to be as alike as possible in all respects,
except that the variable uniformity has been replaced by a fixed one. The
difference then between them would not appear in the initial stage, for in
that stage the distinctive characteristics of the series of Probability are not
apparent; all is there irregularity, and it would be as impossible to show that
they were alike as that they were different; we can only say generally that
each shows the same kind of irregularity. Nor would it appear in the next
subsequent stage, for the real variability of the uniformity has not for some
time scope to make itself perceived. It would only be in what we have
called the ultimate stage, when we suppose the series to extend for a very
long time, that the difference would begin to make itself felt.[3] The
proportion of persons, for example, who die each year at the age of six
months is, when the numbers examined are on a small scale, utterly
irregular; it becomes however regular when the numbers examined are on a
larger scale; but if we continued our observation for a very great length of
time, or over a very great extent of country, we should find this regularity
itself changing in an irregular way. The substitution just mentioned is really
equivalent to saying, Let us assume that the regularity is fixed and
permanent. It is making a hypothesis which may not be altogether
consistent with fact, but which is forced upon us for the purpose of securing
precision of statement and definition.
§ 14. The full meaning and bearing of such a substitution will only become
apparent in some of the subsequent chapters, but it may be pointed out at
once that it is in this way only that we can with perfect strictness introduce
the notion of a ‘limit’ into our account of the matter, at any rate in reference
to many of the applications of the subject to purely statistical enquiries. We
say that a certain proportion begins to prevail among the events in the long
run; but then on looking closer at the facts we find that we have to express
ourselves hypothetically, and to say that if present circumstances remain as
they are, the long run will show its characteristics without disturbance.
When, as is often the case, we know nothing accurately of the
circumstances by which the succession of events is brought about, but have
strong reasons to suspect that these circumstances are likely to undergo
some change, there is really nothing else to be done. We can only introduce
the conception of a limit, towards which the numbers are tending, by
assuming that these circumstances do not change; in other words, by
except that the variable uniformity has been replaced by a fixed one. The
difference then between them would not appear in the initial stage, for in
that stage the distinctive characteristics of the series of Probability are not
apparent; all is there irregularity, and it would be as impossible to show that
they were alike as that they were different; we can only say generally that
each shows the same kind of irregularity. Nor would it appear in the next
subsequent stage, for the real variability of the uniformity has not for some
time scope to make itself perceived. It would only be in what we have
called the ultimate stage, when we suppose the series to extend for a very
long time, that the difference would begin to make itself felt.[3] The
proportion of persons, for example, who die each year at the age of six
months is, when the numbers examined are on a small scale, utterly
irregular; it becomes however regular when the numbers examined are on a
larger scale; but if we continued our observation for a very great length of
time, or over a very great extent of country, we should find this regularity
itself changing in an irregular way. The substitution just mentioned is really
equivalent to saying, Let us assume that the regularity is fixed and
permanent. It is making a hypothesis which may not be altogether
consistent with fact, but which is forced upon us for the purpose of securing
precision of statement and definition.
§ 14. The full meaning and bearing of such a substitution will only become
apparent in some of the subsequent chapters, but it may be pointed out at
once that it is in this way only that we can with perfect strictness introduce
the notion of a ‘limit’ into our account of the matter, at any rate in reference
to many of the applications of the subject to purely statistical enquiries. We
say that a certain proportion begins to prevail among the events in the long
run; but then on looking closer at the facts we find that we have to express
ourselves hypothetically, and to say that if present circumstances remain as
they are, the long run will show its characteristics without disturbance.
When, as is often the case, we know nothing accurately of the
circumstances by which the succession of events is brought about, but have
strong reasons to suspect that these circumstances are likely to undergo
some change, there is really nothing else to be done. We can only introduce
the conception of a limit, towards which the numbers are tending, by
assuming that these circumstances do not change; in other words, by
Page 45
substituting a series with a fixed uniformity for the actual one with the
varying uniformity.[4]
§ 15. If the reader will study the following example, one well known to
mathematicians under the name of the Petersburg[5] problem, he will find
that it serves to illustrate several of the considerations mentioned in this
chapter. It serves especially to bring out the facts that the series with which
we are concerned must be regarded as indefinitely extensive in point of
number or duration; and that when so regarded certain series, but certain
series only (the one in question being a case in point), take advantage of the
indefinite range to keep on producing individuals in it whose deviation from
the previous average has no finite limit whatever. When rightly viewed it is
a very simple problem, but it has given rise, at one time or another, to a
good deal of confusion and perplexity.
The problem may be stated thus:—a penny is tossed up; if it gives head I
receive one pound; if heads twice running two pounds; if heads three times
running four pounds, and so on; the amount to be received doubling every
time that a fresh head succeeds. That is, I am to go on as long as it
continues to give a succession of heads, to regard this succession as a ‘turn’
or set, and then take another turn, and so on; and for each such turn I am to
receive a payment; the occurrence of tail being understood to yield nothing,
in fact being omitted from our consideration. However many times head
may be given in succession, the number of pounds I may claim is found by
raising two to a power one less than that number of times. Here then is a
series formed by a succession of throws. We will assume,—what many
persons will consider to admit of demonstration, and what certainly
experience confirms within considerable limits,—that the rarity of these
‘runs’ of the same face is in direct proportion to the amount I receive for
them when they do occur. In other words, if we regard only the occasions
on which I receive payments, we shall find that every other time I get one
pound, once in four times I get two pounds, once in eight times four
pounds, and so on without any end. The question is then asked, what ought
I to pay for this privilege? At the risk of a slight anticipation of the results
of a subsequent chapter, we may assume that this is equivalent to asking,
what amount paid each time would on the average leave me neither winner
nor loser? In other words, what is the average amount I should receive on
varying uniformity.[4]
§ 15. If the reader will study the following example, one well known to
mathematicians under the name of the Petersburg[5] problem, he will find
that it serves to illustrate several of the considerations mentioned in this
chapter. It serves especially to bring out the facts that the series with which
we are concerned must be regarded as indefinitely extensive in point of
number or duration; and that when so regarded certain series, but certain
series only (the one in question being a case in point), take advantage of the
indefinite range to keep on producing individuals in it whose deviation from
the previous average has no finite limit whatever. When rightly viewed it is
a very simple problem, but it has given rise, at one time or another, to a
good deal of confusion and perplexity.
The problem may be stated thus:—a penny is tossed up; if it gives head I
receive one pound; if heads twice running two pounds; if heads three times
running four pounds, and so on; the amount to be received doubling every
time that a fresh head succeeds. That is, I am to go on as long as it
continues to give a succession of heads, to regard this succession as a ‘turn’
or set, and then take another turn, and so on; and for each such turn I am to
receive a payment; the occurrence of tail being understood to yield nothing,
in fact being omitted from our consideration. However many times head
may be given in succession, the number of pounds I may claim is found by
raising two to a power one less than that number of times. Here then is a
series formed by a succession of throws. We will assume,—what many
persons will consider to admit of demonstration, and what certainly
experience confirms within considerable limits,—that the rarity of these
‘runs’ of the same face is in direct proportion to the amount I receive for
them when they do occur. In other words, if we regard only the occasions
on which I receive payments, we shall find that every other time I get one
pound, once in four times I get two pounds, once in eight times four
pounds, and so on without any end. The question is then asked, what ought
I to pay for this privilege? At the risk of a slight anticipation of the results
of a subsequent chapter, we may assume that this is equivalent to asking,
what amount paid each time would on the average leave me neither winner
nor loser? In other words, what is the average amount I should receive on
Page 46
the above terms? Theory pronounces that I ought to give an infinite sum:
that is, no finite sum, however great, would be an adequate equivalent. And
this is really quite intelligible. There is a series of indefinite length before
me, and the longer I continue to work it the richer are my returns, and this
without any limit whatever. It is true that the very rich hauls are extremely
rare, but still they do come, and when they come they make it up by their
greater richness. On every occasion on which people have devoted
themselves to the pursuit in question, they made acquaintance, of course,
with but a limited portion of this series; but the series on which we base our
calculation is unlimited; and the inferences usually drawn as to the sum
which ought in the long run to be paid for the privilege in question are in
perfect accordance with this supposition.
The common form of objection is given in the reply, that so far from paying
an infinite sum, no sensible man would give anything approaching to £50
for such a chance. Probably not, because no man would see enough of the
series to make it worth his while. What most persons form their practical
opinion upon, is such small portions of the series as they have actually seen
or can reasonably expect. Now in any such portion, say one which
embraces 100 turns, the longest succession of heads would not amount on
the average to more than seven or eight. This is observed, but it is forgotten
that the formula which produced these, would, if it had greater scope, keep
on producing better and better ones without any limit. Hence it arises that
some persons are perplexed, because the conduct they would adopt, in
reference to the curtailed portion of the series which they are practically
likely to meet with, does not find its justification in inferences which are
necessarily based upon the series in the completeness of its infinitude.
§ 16. This will be more clearly seen by considering the various possibilities,
and the scope required in order to exhaust them, when we confine ourselves
to a limited number of throws. Begin with three. This yields eight equally
likely possibilities. In four of these cases the thrower starts with tail and
therefore loses: in two he gains a single point (i.e. £1); in one he gains two
points, and in one he gains four points. Hence his total gain being eight
pounds achieved in four different contingencies, his average gain would be
two pounds.
that is, no finite sum, however great, would be an adequate equivalent. And
this is really quite intelligible. There is a series of indefinite length before
me, and the longer I continue to work it the richer are my returns, and this
without any limit whatever. It is true that the very rich hauls are extremely
rare, but still they do come, and when they come they make it up by their
greater richness. On every occasion on which people have devoted
themselves to the pursuit in question, they made acquaintance, of course,
with but a limited portion of this series; but the series on which we base our
calculation is unlimited; and the inferences usually drawn as to the sum
which ought in the long run to be paid for the privilege in question are in
perfect accordance with this supposition.
The common form of objection is given in the reply, that so far from paying
an infinite sum, no sensible man would give anything approaching to £50
for such a chance. Probably not, because no man would see enough of the
series to make it worth his while. What most persons form their practical
opinion upon, is such small portions of the series as they have actually seen
or can reasonably expect. Now in any such portion, say one which
embraces 100 turns, the longest succession of heads would not amount on
the average to more than seven or eight. This is observed, but it is forgotten
that the formula which produced these, would, if it had greater scope, keep
on producing better and better ones without any limit. Hence it arises that
some persons are perplexed, because the conduct they would adopt, in
reference to the curtailed portion of the series which they are practically
likely to meet with, does not find its justification in inferences which are
necessarily based upon the series in the completeness of its infinitude.
§ 16. This will be more clearly seen by considering the various possibilities,
and the scope required in order to exhaust them, when we confine ourselves
to a limited number of throws. Begin with three. This yields eight equally
likely possibilities. In four of these cases the thrower starts with tail and
therefore loses: in two he gains a single point (i.e. £1); in one he gains two
points, and in one he gains four points. Hence his total gain being eight
pounds achieved in four different contingencies, his average gain would be
two pounds.
Page 47
Now suppose he be allowed to go as far as n throws, so that we have to
contemplate 2n possibilities. All of these have to be taken into account if we
wish to consider what happens on the average. It will readily be seen that,
when all the possible cases have been reckoned once, his total gain will be
(reckoned in pounds),
2n−2 + 2n−3·2 + 2n−4·22 + … + 2·2n−3 + 2n−2 + 2n−1,
viz.
(n + 1) 2n−2.
This being spread over 2n−1 different occasions of gain his average gain will
be 12(n + 1).
Now when we are referring to averages it must be remembered that the
minimum number of different occurrences necessary in order to justify the
average is that which enables each of them to present itself once. A man
proposes to stop short at a succession of ten heads. Well and good. We tell
him that his average gain will be £5. 10s. 0d.: but we also impress upon him
that in order to justify this statement he must commence to toss at least
1024 times, for in no less number can all the contingencies of gain and loss
be exhibited and balanced. If he proposes to reach an average gain of £20,
he will require to be prepared to go up to 39 throws, To justify this payment
he must commence to throw 239 times, i.e. about a million million times.
Not before he has accomplished this will he be in a position to prove to any
sceptic that this is the true average value of a ‘turn’ extending to
39 successive tosses.
Of course if he elects to toss to all eternity we must adopt the line of
explanation which alone is possible where questions of infinity in respect of
number and magnitude are involved. We cannot tell him to pay down ‘an
infinite sum,’ for this has no strict meaning. But we tell him that, however
much he may consent to pay each time runs of heads occur, he will attain at
last a stage in which he will have won back his total payments by his total
receipts. However large n may be, if he perseveres in trying 2n times he may
contemplate 2n possibilities. All of these have to be taken into account if we
wish to consider what happens on the average. It will readily be seen that,
when all the possible cases have been reckoned once, his total gain will be
(reckoned in pounds),
2n−2 + 2n−3·2 + 2n−4·22 + … + 2·2n−3 + 2n−2 + 2n−1,
viz.
(n + 1) 2n−2.
This being spread over 2n−1 different occasions of gain his average gain will
be 12(n + 1).
Now when we are referring to averages it must be remembered that the
minimum number of different occurrences necessary in order to justify the
average is that which enables each of them to present itself once. A man
proposes to stop short at a succession of ten heads. Well and good. We tell
him that his average gain will be £5. 10s. 0d.: but we also impress upon him
that in order to justify this statement he must commence to toss at least
1024 times, for in no less number can all the contingencies of gain and loss
be exhibited and balanced. If he proposes to reach an average gain of £20,
he will require to be prepared to go up to 39 throws, To justify this payment
he must commence to throw 239 times, i.e. about a million million times.
Not before he has accomplished this will he be in a position to prove to any
sceptic that this is the true average value of a ‘turn’ extending to
39 successive tosses.
Of course if he elects to toss to all eternity we must adopt the line of
explanation which alone is possible where questions of infinity in respect of
number and magnitude are involved. We cannot tell him to pay down ‘an
infinite sum,’ for this has no strict meaning. But we tell him that, however
much he may consent to pay each time runs of heads occur, he will attain at
last a stage in which he will have won back his total payments by his total
receipts. However large n may be, if he perseveres in trying 2n times he may
Page 48
have a true average receipt of 12 (n + 1) pounds, and if he continues long
enough onwards he will have it.
The problem will recur for consideration in a future chapter.
1 The following statistics will give a fair idea of the wide range of
experience over which such regularity is found to exist: “As illustrations of
equal amounts of fluctuation from totally dissimilar causes, take the deaths
in the West district of London in seven years (fluctuation 13.66), and
offences against the person (fluctuation 13.61); or deaths from apoplexy
(fluctuation 5.54), and offences against property, without violence
(fluctuation 5.48); or students registered at the College of Surgeons
(fluctuation 1.85), and the number of pounds of manufactured tobacco
taken for home consumption (fluctuation 1.89); or out-door paupers
(fluctuation 3.45) and tonnage of British vessels entered in ballast
(fluctuation 3.43), &c.” [Extracted from a paper in the Journal of the
Statistical Society, by Mr Guy, March, 1858; the ‘fluctuation’ here given is
a measure of the amount of irregularity, that is of departure from the
average, estimated in a way which will be described hereafter.]
2
Transactions of the Cambridge Philosophical Society, Vol. IX. p. 605.
Reprinted in the collected edition of his writings, p. 50.
3 We might express it thus:—a few instances are not sufficient to display a
law at all; a considerable number will suffice to display it; but it takes a
very great number to establish that a change is taking place in the law.
4 The mathematician may illustrate the nature of this substitution by the
analogies of the ‘circle of curvature’ in geometry, and the ‘instantaneous
ellipse’ in astronomy. In the cases in which these conceptions are made use
of we have a phenomenon which is continuously varying and also changing
its rate of variation. We take it at some given moment, suppose its rate at
that moment to be fixed, and then complete its career on that supposition.
enough onwards he will have it.
The problem will recur for consideration in a future chapter.
1 The following statistics will give a fair idea of the wide range of
experience over which such regularity is found to exist: “As illustrations of
equal amounts of fluctuation from totally dissimilar causes, take the deaths
in the West district of London in seven years (fluctuation 13.66), and
offences against the person (fluctuation 13.61); or deaths from apoplexy
(fluctuation 5.54), and offences against property, without violence
(fluctuation 5.48); or students registered at the College of Surgeons
(fluctuation 1.85), and the number of pounds of manufactured tobacco
taken for home consumption (fluctuation 1.89); or out-door paupers
(fluctuation 3.45) and tonnage of British vessels entered in ballast
(fluctuation 3.43), &c.” [Extracted from a paper in the Journal of the
Statistical Society, by Mr Guy, March, 1858; the ‘fluctuation’ here given is
a measure of the amount of irregularity, that is of departure from the
average, estimated in a way which will be described hereafter.]
2
Transactions of the Cambridge Philosophical Society, Vol. IX. p. 605.
Reprinted in the collected edition of his writings, p. 50.
3 We might express it thus:—a few instances are not sufficient to display a
law at all; a considerable number will suffice to display it; but it takes a
very great number to establish that a change is taking place in the law.
4 The mathematician may illustrate the nature of this substitution by the
analogies of the ‘circle of curvature’ in geometry, and the ‘instantaneous
ellipse’ in astronomy. In the cases in which these conceptions are made use
of we have a phenomenon which is continuously varying and also changing
its rate of variation. We take it at some given moment, suppose its rate at
that moment to be fixed, and then complete its career on that supposition.
Page 49
5 So called from its first mathematical treatment appearing in the
Commentarii of the Petersburg Academy; a variety of notices upon it will
be found in Mr Todhunter's History of the Theory of Probability.
Commentarii of the Petersburg Academy; a variety of notices upon it will
be found in Mr Todhunter's History of the Theory of Probability.
Page 50
CHAPTER II.
Page 51
FURTHER DISCUSSION UPON THE NATURE OF
THE SERIES MENTIONED IN THE LAST
CHAPTER.
§ 1. In the course of the last chapter the nature of a particular kind of series,
that namely, which must be considered to constitute the basis of the science
of Probability, has received a sufficiently general explanation for the
preliminary purpose of introduction. One might indeed say more than this;
for the characteristics which were there pointed out are really sufficient in
themselves to give a fair general idea of the nature of Probability, and of the
sort of problems with which it deals. But in the concluding paragraphs an
indication was given that the series of this kind, as they actually occur in
nature or as the results of more or less artificial production, are seldom or
never found to occur in such a simple form as might possibly be expected
from what had previously been said; but that they are almost always seen to
be associated together in groups after a somewhat complicated fashion. A
fuller discussion of this topic must now be undertaken.
We will take for examination an instance of a kind with which the
investigations of Quetelet will have served to familiarize some readers.
Suppose that we measure the heights of a great many adult men in any town
or country. These heights will of course lie between certain extremes in
each direction, and if we continue to accumulate our measures it will be
found that they tend to lie continuously between these extremes; that is to
say, that under those circumstances no intermediate height will be found to
be permanently unrepresented in such a collection of measurements. Now
suppose these heights to be marshalled in the order of their magnitude.
What we always find is something of the following kind;—about the middle
point between the extremes, a large number of the results will be found
crowded together: a little on each side of this point there will still be an
excess, but not to so great an extent; and so on, in some diminishing scale
of proportion, until as we get towards the extreme results the numbers thin
off and become relatively exceedingly small.
THE SERIES MENTIONED IN THE LAST
CHAPTER.
§ 1. In the course of the last chapter the nature of a particular kind of series,
that namely, which must be considered to constitute the basis of the science
of Probability, has received a sufficiently general explanation for the
preliminary purpose of introduction. One might indeed say more than this;
for the characteristics which were there pointed out are really sufficient in
themselves to give a fair general idea of the nature of Probability, and of the
sort of problems with which it deals. But in the concluding paragraphs an
indication was given that the series of this kind, as they actually occur in
nature or as the results of more or less artificial production, are seldom or
never found to occur in such a simple form as might possibly be expected
from what had previously been said; but that they are almost always seen to
be associated together in groups after a somewhat complicated fashion. A
fuller discussion of this topic must now be undertaken.
We will take for examination an instance of a kind with which the
investigations of Quetelet will have served to familiarize some readers.
Suppose that we measure the heights of a great many adult men in any town
or country. These heights will of course lie between certain extremes in
each direction, and if we continue to accumulate our measures it will be
found that they tend to lie continuously between these extremes; that is to
say, that under those circumstances no intermediate height will be found to
be permanently unrepresented in such a collection of measurements. Now
suppose these heights to be marshalled in the order of their magnitude.
What we always find is something of the following kind;—about the middle
point between the extremes, a large number of the results will be found
crowded together: a little on each side of this point there will still be an
excess, but not to so great an extent; and so on, in some diminishing scale
of proportion, until as we get towards the extreme results the numbers thin
off and become relatively exceedingly small.
Page 52
The point to which attention is here directed is not the mere fact that the
numbers thus tend to diminish from the middle in each direction, but, as
will be more fully explained directly, the law according to which this
progressive diminution takes place. The word ‘law’ is here used in its
mathematical sense, to express the formula connecting together the two
elements in question, namely, the height itself, and the relative number that
are found of that height. We shall have to enquire whether one of these
elements is a function of the other, and, if so, what function.
§ 2. After what was said in the last chapter, it need hardly be insisted upon
that the interest and significance of such investigations as these are almost
entirely dependent upon the statistics being very extensive. In one or other
of Quetelet's works on Social Physics[1] will be found a selection of
measurements of almost every element which the physical frame of man
can furnish:—his height, his weight, the muscular power of various limbs,
the dimensions of almost every part and organ, and so on. Some of the most
extensive of these express the heights of 25,000 Federal soldiers from the
Army of the Potomac, and the circumferences of the chests of 5738 Scotch
militia men taken many years ago. Those who wish to consult a large
repertory of such statistics cannot be referred to any better sources than to
these and other works by the same author.[2]
Interesting and valuable, however, as are Quetelet's statistical investigations
(and much of the importance now deservedly attached to such enquiries is,
perhaps, owing more to his efforts than to those of any other person), I
cannot but feel convinced that there is much in what he has written upon the
subject which is erroneous and confusing as regards the foundations of the
science of Probability, and the philosophical questions which it involves.
These errors are not by any means confined to him, but for various reasons
they will be better discussed in the form of a criticism of his explicit or
implicit expression of them, than in any more independent way.
§ 3. In the first place then, he always, or almost always, assumes that there
can be but one and the same law of arrangement for the results of our
observations, measurements, and so on, in these statistical enquiries. That
is, he assumes that whenever we get a group of such magnitudes clustering
about a mean, and growing less frequent as they depart from that mean, we
numbers thus tend to diminish from the middle in each direction, but, as
will be more fully explained directly, the law according to which this
progressive diminution takes place. The word ‘law’ is here used in its
mathematical sense, to express the formula connecting together the two
elements in question, namely, the height itself, and the relative number that
are found of that height. We shall have to enquire whether one of these
elements is a function of the other, and, if so, what function.
§ 2. After what was said in the last chapter, it need hardly be insisted upon
that the interest and significance of such investigations as these are almost
entirely dependent upon the statistics being very extensive. In one or other
of Quetelet's works on Social Physics[1] will be found a selection of
measurements of almost every element which the physical frame of man
can furnish:—his height, his weight, the muscular power of various limbs,
the dimensions of almost every part and organ, and so on. Some of the most
extensive of these express the heights of 25,000 Federal soldiers from the
Army of the Potomac, and the circumferences of the chests of 5738 Scotch
militia men taken many years ago. Those who wish to consult a large
repertory of such statistics cannot be referred to any better sources than to
these and other works by the same author.[2]
Interesting and valuable, however, as are Quetelet's statistical investigations
(and much of the importance now deservedly attached to such enquiries is,
perhaps, owing more to his efforts than to those of any other person), I
cannot but feel convinced that there is much in what he has written upon the
subject which is erroneous and confusing as regards the foundations of the
science of Probability, and the philosophical questions which it involves.
These errors are not by any means confined to him, but for various reasons
they will be better discussed in the form of a criticism of his explicit or
implicit expression of them, than in any more independent way.
§ 3. In the first place then, he always, or almost always, assumes that there
can be but one and the same law of arrangement for the results of our
observations, measurements, and so on, in these statistical enquiries. That
is, he assumes that whenever we get a group of such magnitudes clustering
about a mean, and growing less frequent as they depart from that mean, we
Page 53
shall find that this diminution of frequency takes place according to one
invariable law, whatever may be the nature of these magnitudes, and
whatever the process by which they may have been obtained.
That such a uniformity as this should prevail amongst many and various
classes of phenomena would probably seem surprising in any case. But the
full significance of such a fact as this (if indeed it were a fact) only becomes
apparent when attention is directed to the profound distinctions in the nature
and origin of the phenomena which are thus supposed to be harmonized by
being brought under one comprehensive principle. This will be better
appreciated if we take a brief glance at some of the principal classes into
which the things with which Probability is chiefly concerned may be
divided. These are of a three-fold kind.
§ 4. In the first place there are the various combinations, and runs of luck,
afforded by games of chance. Suppose a handful, consisting of ten coins,
were tossed up a great many times in succession, and the results were
tabulated. What we should obtain would be something of the following
kind. In a certain proportion of cases, and these the most numerous of all,
we should find that we got five heads and five tails; in a somewhat less
proportion of cases we should have, as equally frequent results, four heads
six tails, and four tails six heads; and so on in a continually diminishing
proportion until at length we came down, in a very small relative number of
cases, to nine heads one tail, and nine tails one head; whilst the least
frequent results possible would be those which gave all heads or all tails.[3]
Here the statistical elements under consideration are, as regards their origin
at any rate, optional or brought about by human choice. They would,
therefore, be commonly described as being mainly artificial, but their
results ultimately altogether a matter of chance.
Again, in the second place, we might take the accurate measurements—i.e.
the actual magnitudes themselves,—of a great many natural objects,
belonging to the same genus or class; such as the cases, already referred to,
of the heights, or other characteristics of the inhabitants of any district. Here
human volition or intervention of any kind seem to have little or nothing to
do with the matter. It is optional with us to collect the measures, but the
things measured are quite outside our control. They would therefore be
invariable law, whatever may be the nature of these magnitudes, and
whatever the process by which they may have been obtained.
That such a uniformity as this should prevail amongst many and various
classes of phenomena would probably seem surprising in any case. But the
full significance of such a fact as this (if indeed it were a fact) only becomes
apparent when attention is directed to the profound distinctions in the nature
and origin of the phenomena which are thus supposed to be harmonized by
being brought under one comprehensive principle. This will be better
appreciated if we take a brief glance at some of the principal classes into
which the things with which Probability is chiefly concerned may be
divided. These are of a three-fold kind.
§ 4. In the first place there are the various combinations, and runs of luck,
afforded by games of chance. Suppose a handful, consisting of ten coins,
were tossed up a great many times in succession, and the results were
tabulated. What we should obtain would be something of the following
kind. In a certain proportion of cases, and these the most numerous of all,
we should find that we got five heads and five tails; in a somewhat less
proportion of cases we should have, as equally frequent results, four heads
six tails, and four tails six heads; and so on in a continually diminishing
proportion until at length we came down, in a very small relative number of
cases, to nine heads one tail, and nine tails one head; whilst the least
frequent results possible would be those which gave all heads or all tails.[3]
Here the statistical elements under consideration are, as regards their origin
at any rate, optional or brought about by human choice. They would,
therefore, be commonly described as being mainly artificial, but their
results ultimately altogether a matter of chance.
Again, in the second place, we might take the accurate measurements—i.e.
the actual magnitudes themselves,—of a great many natural objects,
belonging to the same genus or class; such as the cases, already referred to,
of the heights, or other characteristics of the inhabitants of any district. Here
human volition or intervention of any kind seem to have little or nothing to
do with the matter. It is optional with us to collect the measures, but the
things measured are quite outside our control. They would therefore be
Page 54
commonly described as being altogether the production of nature, and it
would not be supposed that in strictness chance had anything whatever to
do with the matter.
In the third place, the result at which we are aiming may be some fixed
magnitude, one and the same in each of our successive attempts, so that if
our measurements were rigidly accurate we should merely obtain the same
result repeated over and over again. But since all our methods of attaining
our aims are practically subject to innumerable imperfections, the results
actually obtained will depart more or less, in almost every case, from the
real and fixed value which we are trying to secure. They will be sometimes
more wide of the mark, sometimes less so, the worse attempts being of
course the less frequent. If a man aims at a target he will seldom or never
hit it precisely in the centre, but his good shots will be more[4] numerous
than his bad ones. Here again, then, we have a series of magnitudes (i.e. the
deflections of the shots from the point aimed at) clustering about a mean,
but produced in a very different way from those of the last two cases. In this
instance the elements would be commonly regarded as only partially the
results of human volition, and chance therefore as being only a co-agent in
the effects produced. With these must be classed what may be called
estimates, as distinguished from measurements. By the latter are generally
understood the results of a certain amount of mechanism or manipulation;
by the former we may understand those cases in which the magnitude in
question is determined by direct observation or introspection. The interest
and importance of this class, so far as scientific principles are concerned,
dates mainly from the investigations of Fechner. Its chief field is naturally
to be found amongst psychological data.
Other classes of things, besides those alluded to above, might readily be
given. These however are the classes about which the most extensive
statistics are obtainable, or to which the most practical importance and
interest are attached. The profound distinctions which separate their origin
and character are obvious. If they all really did display precisely the same
law of variation it would be a most remarkable fact, pointing doubtless to
some deep-seated identity underlying the various ways, apparently so
widely distinct, in which they had been brought about. The questions now
to be discussed are: Is it the case, with any considerable degree of rigour,
would not be supposed that in strictness chance had anything whatever to
do with the matter.
In the third place, the result at which we are aiming may be some fixed
magnitude, one and the same in each of our successive attempts, so that if
our measurements were rigidly accurate we should merely obtain the same
result repeated over and over again. But since all our methods of attaining
our aims are practically subject to innumerable imperfections, the results
actually obtained will depart more or less, in almost every case, from the
real and fixed value which we are trying to secure. They will be sometimes
more wide of the mark, sometimes less so, the worse attempts being of
course the less frequent. If a man aims at a target he will seldom or never
hit it precisely in the centre, but his good shots will be more[4] numerous
than his bad ones. Here again, then, we have a series of magnitudes (i.e. the
deflections of the shots from the point aimed at) clustering about a mean,
but produced in a very different way from those of the last two cases. In this
instance the elements would be commonly regarded as only partially the
results of human volition, and chance therefore as being only a co-agent in
the effects produced. With these must be classed what may be called
estimates, as distinguished from measurements. By the latter are generally
understood the results of a certain amount of mechanism or manipulation;
by the former we may understand those cases in which the magnitude in
question is determined by direct observation or introspection. The interest
and importance of this class, so far as scientific principles are concerned,
dates mainly from the investigations of Fechner. Its chief field is naturally
to be found amongst psychological data.
Other classes of things, besides those alluded to above, might readily be
given. These however are the classes about which the most extensive
statistics are obtainable, or to which the most practical importance and
interest are attached. The profound distinctions which separate their origin
and character are obvious. If they all really did display precisely the same
law of variation it would be a most remarkable fact, pointing doubtless to
some deep-seated identity underlying the various ways, apparently so
widely distinct, in which they had been brought about. The questions now
to be discussed are: Is it the case, with any considerable degree of rigour,
Page 55
that only one law of distribution does really prevail? and, in so far as this is
so, how does it come to pass?
§ 5. In support of an affirmative answer to the former of these two
questions, several different kinds of proof are, or might be, offered.
(I.) For one plan we may make a direct appeal to experience, by collecting
sets of statistics and observing what is their law of distribution. As
remarked above, this has been done in a great variety of cases, and in some
instances to a very considerable extent, by Quetelet and others. His
researches have made it abundantly convincing that many classes of things
and processes, differing widely in their nature and origin, do nevertheless
appear to conform with a considerable degree of accuracy to one and the
same[5] law. At least this is made plain for the more central values, for those
that is which are situated most nearly about the mean. With regard to the
extreme values there is, on the other hand, some difficulty. For instance in
the arrangements of the heights of a number of men, these extremes are
rather a stumbling-block; indeed it has been proposed to reject them from
both ends of the scale on the plea that they are monstrosities, the fact being
that their relative numbers do not seem to be by any means those which
theory would assign.[6] Such a plan of rejection is however quite
unauthorized, for these dwarfs and giants are born into the world like their
more normally sized brethren, and have precisely as much right as any
others to be included in the formulæ we draw up.
Besides the instance of the heights of men, other classes of observations of
a somewhat similar character have been already referred to as collected and
arranged by Quetelet. From the nature of the case, however, there are not
many appropriate ones at hand; for when our object is, not to illustrate a law
which can be otherwise proved, but to obtain actual direct proof of it, the
collection of observations and measurements ought to be made upon such a
large scale as to deter any but the most persevering computers from
undergoing the requisite labour. Some of the remarks made in the course of
the note on the opposite page will serve to illustrate the difficulties which
would lie in the way of such a mode of proof.
so, how does it come to pass?
§ 5. In support of an affirmative answer to the former of these two
questions, several different kinds of proof are, or might be, offered.
(I.) For one plan we may make a direct appeal to experience, by collecting
sets of statistics and observing what is their law of distribution. As
remarked above, this has been done in a great variety of cases, and in some
instances to a very considerable extent, by Quetelet and others. His
researches have made it abundantly convincing that many classes of things
and processes, differing widely in their nature and origin, do nevertheless
appear to conform with a considerable degree of accuracy to one and the
same[5] law. At least this is made plain for the more central values, for those
that is which are situated most nearly about the mean. With regard to the
extreme values there is, on the other hand, some difficulty. For instance in
the arrangements of the heights of a number of men, these extremes are
rather a stumbling-block; indeed it has been proposed to reject them from
both ends of the scale on the plea that they are monstrosities, the fact being
that their relative numbers do not seem to be by any means those which
theory would assign.[6] Such a plan of rejection is however quite
unauthorized, for these dwarfs and giants are born into the world like their
more normally sized brethren, and have precisely as much right as any
others to be included in the formulæ we draw up.
Besides the instance of the heights of men, other classes of observations of
a somewhat similar character have been already referred to as collected and
arranged by Quetelet. From the nature of the case, however, there are not
many appropriate ones at hand; for when our object is, not to illustrate a law
which can be otherwise proved, but to obtain actual direct proof of it, the
collection of observations and measurements ought to be made upon such a
large scale as to deter any but the most persevering computers from
undergoing the requisite labour. Some of the remarks made in the course of
the note on the opposite page will serve to illustrate the difficulties which
would lie in the way of such a mode of proof.
Page 56
We are speaking here, it must be understood, only of symmetrical curves: if
there is asymmetry, i.e. if the Law of Error is different on different sides of
the mean,—a comparatively very small number of observations would
suffice to detect the fact. But, granted symmetry and rapid decrease of
frequency on each side of the mean, we could generally select some one
species of the exponential curve which should pretty closely represent our
statistics in the neighbourhood of the mean. That is, where the statistics are
numerous we could secure agreement; and where we could not secure
agreement the statistics would be comparatively so scarce that we should
have to continue the observations for a very long time in order to prove the
disagreement.
§ 6. Allowing the various statistics such credit as they deserve, for their
extent, appropriateness, accuracy and so on, the general conclusion which
will on the whole be drawn by almost every one who takes the trouble to
consult them, is that they do, in large part, conform approximately to one
type or law, at any rate for all except the extreme values. So much as this
must be fully admitted. But that they do not, indeed we may say that they
cannot, always do so in the case of the extreme values, will become obvious
on a little consideration. In some of the classes of things to which the law is
supposed to apply, for example, the successions of heads and tails in the
throws of a penny, there is no limit to the magnitude of the fluctuations
which may and will occur. Postulate as long a succession of heads or of tails
as we please, and if we could only live and toss long enough for it we
should succeed in getting it at length. In other cases, including many of the
applications of Probability to natural phenomena, there can hardly fail to be
such limits. Deviations exceeding a certain range may not be merely
improbable, that is of very rare occurrence, but they may often from the
nature of the case be actually impossible. And even when they are not
actually impossible it may frequently appear on examination that they are
only rendered possible by the occasional introduction of agencies which are
not supposed to be available in the production of the more ordinary or
intermediate values. When, for instance, we are making observations with
any kind of instrument, the nature of its construction may put an absolute
limit upon the possible amount of error. And even if there be not an absolute
limit under all kinds of usage it may nevertheless be the case that there is
one under fair and proper usage; it being the case that only when the
there is asymmetry, i.e. if the Law of Error is different on different sides of
the mean,—a comparatively very small number of observations would
suffice to detect the fact. But, granted symmetry and rapid decrease of
frequency on each side of the mean, we could generally select some one
species of the exponential curve which should pretty closely represent our
statistics in the neighbourhood of the mean. That is, where the statistics are
numerous we could secure agreement; and where we could not secure
agreement the statistics would be comparatively so scarce that we should
have to continue the observations for a very long time in order to prove the
disagreement.
§ 6. Allowing the various statistics such credit as they deserve, for their
extent, appropriateness, accuracy and so on, the general conclusion which
will on the whole be drawn by almost every one who takes the trouble to
consult them, is that they do, in large part, conform approximately to one
type or law, at any rate for all except the extreme values. So much as this
must be fully admitted. But that they do not, indeed we may say that they
cannot, always do so in the case of the extreme values, will become obvious
on a little consideration. In some of the classes of things to which the law is
supposed to apply, for example, the successions of heads and tails in the
throws of a penny, there is no limit to the magnitude of the fluctuations
which may and will occur. Postulate as long a succession of heads or of tails
as we please, and if we could only live and toss long enough for it we
should succeed in getting it at length. In other cases, including many of the
applications of Probability to natural phenomena, there can hardly fail to be
such limits. Deviations exceeding a certain range may not be merely
improbable, that is of very rare occurrence, but they may often from the
nature of the case be actually impossible. And even when they are not
actually impossible it may frequently appear on examination that they are
only rendered possible by the occasional introduction of agencies which are
not supposed to be available in the production of the more ordinary or
intermediate values. When, for instance, we are making observations with
any kind of instrument, the nature of its construction may put an absolute
limit upon the possible amount of error. And even if there be not an absolute
limit under all kinds of usage it may nevertheless be the case that there is
one under fair and proper usage; it being the case that only when the
Page 57
instrument is designedly or carelessly tampered with will any new causes of
divergence be introduced which were not confined within the old limits.
Suppose, for instance, that a man is firing at a mark. His worst shots must
be supposed to be brought about by a combination of such causes as were
acting, or prepared to act, in every other case; the extreme instance of what
we may thus term ‘fair usage’ being when a number of distinct causes have
happened to conspire together so as to tend in the same direction, instead of,
as in the other cases, more or less neutralizing one another's work. But the
aggregate effect of such causes may well be supposed to be limited. The
man will not discharge his shot nearly at right angles to the true line of fire
unless some entirely new cause comes in, as by some unusual circumstance
having distracted his attention, or by his having had some spasmodic
seizure. But influences of this kind were not supposed to have been
available before; and even if they were we are taking a bold step in
assuming that these occasional great disturbances are subject to the same
kind of laws as are the aggregates of innumerable little ones.
We cannot indeed lay much stress upon an example of this last kind, as
compared with those in which we can see for certain that there is a fixed
limit to the range of error. It is therefore offered rather for illustration than
for proof. The enormous, in fact inconceivable magnitude of the numbers
expressive of the chance of very rare combinations, such as those in
question, has such a bewildering effect upon the mind that one may be
sometimes apt to confound the impossible with the higher degrees of the
merely mathematically improbable.
§ 7. At the time the first edition of this essay was composed writers on
Statistics were, I think, still for the most part under the influence of
Quetelet, and inclined to overvalue his authority on this particular subject:
of late however attention has been repeatedly drawn to the necessity of
taking account of other laws of arrangement than the binomial or
exponential.
Mr Galton, for instance,—to whom every branch of the theory of statistics
owes so much,—has insisted[7] that the “assumption which lies at the basis
of the well-known law of ‘Frequency of Error’… is incorrect in many
divergence be introduced which were not confined within the old limits.
Suppose, for instance, that a man is firing at a mark. His worst shots must
be supposed to be brought about by a combination of such causes as were
acting, or prepared to act, in every other case; the extreme instance of what
we may thus term ‘fair usage’ being when a number of distinct causes have
happened to conspire together so as to tend in the same direction, instead of,
as in the other cases, more or less neutralizing one another's work. But the
aggregate effect of such causes may well be supposed to be limited. The
man will not discharge his shot nearly at right angles to the true line of fire
unless some entirely new cause comes in, as by some unusual circumstance
having distracted his attention, or by his having had some spasmodic
seizure. But influences of this kind were not supposed to have been
available before; and even if they were we are taking a bold step in
assuming that these occasional great disturbances are subject to the same
kind of laws as are the aggregates of innumerable little ones.
We cannot indeed lay much stress upon an example of this last kind, as
compared with those in which we can see for certain that there is a fixed
limit to the range of error. It is therefore offered rather for illustration than
for proof. The enormous, in fact inconceivable magnitude of the numbers
expressive of the chance of very rare combinations, such as those in
question, has such a bewildering effect upon the mind that one may be
sometimes apt to confound the impossible with the higher degrees of the
merely mathematically improbable.
§ 7. At the time the first edition of this essay was composed writers on
Statistics were, I think, still for the most part under the influence of
Quetelet, and inclined to overvalue his authority on this particular subject:
of late however attention has been repeatedly drawn to the necessity of
taking account of other laws of arrangement than the binomial or
exponential.
Mr Galton, for instance,—to whom every branch of the theory of statistics
owes so much,—has insisted[7] that the “assumption which lies at the basis
of the well-known law of ‘Frequency of Error’… is incorrect in many
Page 58
groups of vital and social phenomena…. For example, suppose we
endeavour to match a tint; Fechner's law, in its approximative and simplest
form of sensation = log stimulus, tells us that a series of tints, in which the
quantities of white scattered on a black ground are as 1, 2, 4, 8, 16, 32, &c.,
will appear to the eye to be separated by equal intervals of tint. Therefore,
in matching a grey that contains 8 portions of white, we are just as likely to
err by selecting one that has 16 portions as one that has 4 portions. In the
first case there would be an error in excess, of 8; in the second there would
be an error, in deficiency, of 4. Therefore, an error of the same magnitude in
excess or in deficiency is not equally probable.” The consequences of this
assumption are worked out in a remarkable paper by Dr D. McAlister, to
which allusion will have to be made again hereafter. All that concerns us
here to point out is that when the results of statistics of this character are
arranged graphically we do not get a curve which is symmetrical on both
sides of a central axis.
§ 8. More recently, Mr F. Y. Edgeworth (in a report of a Committee of the
British Association appointed to enquire into the variation of the monetary
standard) has urged the same considerations in respect of prices of
commodities. He gives a number of statistics “drawn from the prices of
twelve commodities during the two periods 1782–1820, 1820–1865. The
maximum and minimum entry for each series having been noted, it is found
that the number of entries above the ‘middle point,’ half-way between the
maximum and minimum,[8] is in every instance less than half the total
number of entries in the series. In the twenty-four trials there is not a single
exception to the rule, and in very few cases even an approach to an
exception. We may presume then that the curves are of the lop-sided
character indicated by the accompanying diagram.” The same facts are also
ascertained in respect to place variations as distinguished from time
variations. To these may be added some statistics of my own, referring to
the heights of the barometer taken at the same hour on more than 4000
successive days (v. Nature, Sept. 2, 1887). So far as these go they show a
marked asymmetry of arrangement.
In fact it appears to me that this want of symmetry ought to be looked for in
all cases in which the phenomena under measurement are of a ‘one-sided’
character; in the sense that they are measured on one side only of a certain
endeavour to match a tint; Fechner's law, in its approximative and simplest
form of sensation = log stimulus, tells us that a series of tints, in which the
quantities of white scattered on a black ground are as 1, 2, 4, 8, 16, 32, &c.,
will appear to the eye to be separated by equal intervals of tint. Therefore,
in matching a grey that contains 8 portions of white, we are just as likely to
err by selecting one that has 16 portions as one that has 4 portions. In the
first case there would be an error in excess, of 8; in the second there would
be an error, in deficiency, of 4. Therefore, an error of the same magnitude in
excess or in deficiency is not equally probable.” The consequences of this
assumption are worked out in a remarkable paper by Dr D. McAlister, to
which allusion will have to be made again hereafter. All that concerns us
here to point out is that when the results of statistics of this character are
arranged graphically we do not get a curve which is symmetrical on both
sides of a central axis.
§ 8. More recently, Mr F. Y. Edgeworth (in a report of a Committee of the
British Association appointed to enquire into the variation of the monetary
standard) has urged the same considerations in respect of prices of
commodities. He gives a number of statistics “drawn from the prices of
twelve commodities during the two periods 1782–1820, 1820–1865. The
maximum and minimum entry for each series having been noted, it is found
that the number of entries above the ‘middle point,’ half-way between the
maximum and minimum,[8] is in every instance less than half the total
number of entries in the series. In the twenty-four trials there is not a single
exception to the rule, and in very few cases even an approach to an
exception. We may presume then that the curves are of the lop-sided
character indicated by the accompanying diagram.” The same facts are also
ascertained in respect to place variations as distinguished from time
variations. To these may be added some statistics of my own, referring to
the heights of the barometer taken at the same hour on more than 4000
successive days (v. Nature, Sept. 2, 1887). So far as these go they show a
marked asymmetry of arrangement.
In fact it appears to me that this want of symmetry ought to be looked for in
all cases in which the phenomena under measurement are of a ‘one-sided’
character; in the sense that they are measured on one side only of a certain
Page 59
fixed point from which their possibility is supposed to start. For not only is
it impossible for them to fall below this point: long before they reach it the
influence of its proximity is felt in enhancing the difficulty and importance
of the same amount of absolute difference.
Look at a table of statures, for instance, with a mean value of 69 inches. A
diminution of three feet (were this possible) is much more influential,—
counts for much more, in every sense of the term,—than an addition of the
same amount; for the former does not double the mean, while the latter
more than halves it. Revert to an illustration. If a vast number of petty
influencing circumstances of the kind already described were to act upon a
swinging pendulum we should expect the deflections in each direction to
display symmetry; but if they were to act upon a spring we should not
expect such a result. Any phenomena of which the latter is the more
appropriate illustration can hardly be expected to range themselves with
symmetry about a mean.[9]
§ 9. (II.) The last remarks will suggest another kind of proof which might be
offered to establish the invariable nature of the law of error. It is of a direct
deductive kind, not appealing immediately to statistics, but involving an
enquiry into the actual or assumed nature of the causes by which the events
are brought about. Imagine that the event under consideration is brought to
pass, in the first place, by some fixed cause, or group of fixed causes. If this
comprised all the influencing circumstances the event would invariably
happen in precisely the same way: there would be no errors or deflections
whatever to be taken account of. But now suppose that there were also an
enormous number of very small causes which tended to produce
deflections; that these causes acted in entire independence of one another;
and that each of the lot told as often, in the long run, in one direction as in
the opposite. It is easy[10] to see, in a general way, what would follow from
these assumptions. In a very few cases nearly all the causes would tell in the
same direction; in other words, in a very few cases the deflection would be
extreme. In a greater number of cases, however, it would only be the most
part of them that would tell in one direction, whilst a few did what they
could to counteract the rest; the result being a comparatively larger number
of somewhat smaller deflections. So on, in increasing numbers, till we
approach the middle point. Here we shall have a very large number of very
it impossible for them to fall below this point: long before they reach it the
influence of its proximity is felt in enhancing the difficulty and importance
of the same amount of absolute difference.
Look at a table of statures, for instance, with a mean value of 69 inches. A
diminution of three feet (were this possible) is much more influential,—
counts for much more, in every sense of the term,—than an addition of the
same amount; for the former does not double the mean, while the latter
more than halves it. Revert to an illustration. If a vast number of petty
influencing circumstances of the kind already described were to act upon a
swinging pendulum we should expect the deflections in each direction to
display symmetry; but if they were to act upon a spring we should not
expect such a result. Any phenomena of which the latter is the more
appropriate illustration can hardly be expected to range themselves with
symmetry about a mean.[9]
§ 9. (II.) The last remarks will suggest another kind of proof which might be
offered to establish the invariable nature of the law of error. It is of a direct
deductive kind, not appealing immediately to statistics, but involving an
enquiry into the actual or assumed nature of the causes by which the events
are brought about. Imagine that the event under consideration is brought to
pass, in the first place, by some fixed cause, or group of fixed causes. If this
comprised all the influencing circumstances the event would invariably
happen in precisely the same way: there would be no errors or deflections
whatever to be taken account of. But now suppose that there were also an
enormous number of very small causes which tended to produce
deflections; that these causes acted in entire independence of one another;
and that each of the lot told as often, in the long run, in one direction as in
the opposite. It is easy[10] to see, in a general way, what would follow from
these assumptions. In a very few cases nearly all the causes would tell in the
same direction; in other words, in a very few cases the deflection would be
extreme. In a greater number of cases, however, it would only be the most
part of them that would tell in one direction, whilst a few did what they
could to counteract the rest; the result being a comparatively larger number
of somewhat smaller deflections. So on, in increasing numbers, till we
approach the middle point. Here we shall have a very large number of very
Page 60
small deflections: the cases in which the opposed influences just succeed in
balancing one another, so that no error whatever is produced, being, though
actually infrequent, relatively the most frequent of all.
Now if all deflections from a mean were brought about in the way just
indicated (an indication which must suffice for the present) we should
always have one and the same law of arrangement of frequency for these
deflections or errors, viz. the exponential[11] law mentioned in § 5.
§ 10. It may be readily admitted from what we know about the production
of events that something resembling these assumptions, and therefore
something resembling the consequences which follow from them, is really
secured in a very great number of cases. But although this may prevail
approximately, it is in the highest degree improbable that it could ever be
secured, even artificially, with anything approaching to rigid accuracy. For
one thing, the causes of deflection will seldom or never be really
independent of one another. Some of them will generally be of a kind such
that the supposition that several are swaying in one direction, may affect the
capacity of each to produce that full effect which it would have been
capable of if it had been left to do its work alone. In the common example,
for instance, of firing at a mark, so long as we consider the case of the
tolerably good shots the effect of the wind (one of the causes of error) will
be approximately the same whatever may be the precise direction of the
bullet. But when a shot is considerably wide of the mark the wind can no
longer be regarded as acting at right angles to the line of flight, and its
effect in consequence will not be precisely the same as before. In other
words, the causes here are not strictly independent, as they were assumed to
be; and consequently the results to be attributed to each are not absolutely
uninfluenced by those of the others. Doubtless the effect is trifling here, but
I apprehend that if we were carefully to scrutinize the modes in which the
several elements of the total cause conspire together, we should find that the
assumption of absolute independence was hazardous, not to say
unwarrantable, in a very great number of cases. These brief remarks upon
the process by which the deflections are brought about must suffice for the
present purpose, as the subject will receive a fuller investigation in the
course of the next chapter.
balancing one another, so that no error whatever is produced, being, though
actually infrequent, relatively the most frequent of all.
Now if all deflections from a mean were brought about in the way just
indicated (an indication which must suffice for the present) we should
always have one and the same law of arrangement of frequency for these
deflections or errors, viz. the exponential[11] law mentioned in § 5.
§ 10. It may be readily admitted from what we know about the production
of events that something resembling these assumptions, and therefore
something resembling the consequences which follow from them, is really
secured in a very great number of cases. But although this may prevail
approximately, it is in the highest degree improbable that it could ever be
secured, even artificially, with anything approaching to rigid accuracy. For
one thing, the causes of deflection will seldom or never be really
independent of one another. Some of them will generally be of a kind such
that the supposition that several are swaying in one direction, may affect the
capacity of each to produce that full effect which it would have been
capable of if it had been left to do its work alone. In the common example,
for instance, of firing at a mark, so long as we consider the case of the
tolerably good shots the effect of the wind (one of the causes of error) will
be approximately the same whatever may be the precise direction of the
bullet. But when a shot is considerably wide of the mark the wind can no
longer be regarded as acting at right angles to the line of flight, and its
effect in consequence will not be precisely the same as before. In other
words, the causes here are not strictly independent, as they were assumed to
be; and consequently the results to be attributed to each are not absolutely
uninfluenced by those of the others. Doubtless the effect is trifling here, but
I apprehend that if we were carefully to scrutinize the modes in which the
several elements of the total cause conspire together, we should find that the
assumption of absolute independence was hazardous, not to say
unwarrantable, in a very great number of cases. These brief remarks upon
the process by which the deflections are brought about must suffice for the
present purpose, as the subject will receive a fuller investigation in the
course of the next chapter.
Page 61
According, therefore, to the best consideration which can at the present
stage be afforded to this subject, we may draw a similar conclusion from
this deductive line of argument as from the direct appeal to statistics. The
same general result seems to be established; namely, that approximately,
with sufficient accuracy for all practical purposes, we may say that an
examination of the causes by which the deflections are generally brought
about shows that they are mostly of such a character as would result in
giving us the commonly accepted ‘Law of Error,’ as it is termed.[12] The
two lines of enquiry, therefore, within the limits assigned, afford each other
a decided mutual confirmation.
§ 11. (III.) There still remains a third, indirect and mathematical line of
proof, which might be offered to establish the conclusion that the Law of
Error is always one and the same. It may be maintained that the recognized
and universal employment of one and the same method, that known to
mathematicians and astronomers as the Method of Least Squares, in all
manner of different cases with very satisfactory results, is compatible only
with the supposition that the errors to which that method is applied must be
grouped according to one invariable law. If all ‘laws of error’ were not of
one and the same type, that is, if the relative frequency of large and small
divergences (such as we have been speaking of) were not arranged
according to one pattern, how could one method or rule equally suit them
all?
In order to preserve a continuity of treatment, some notice must be taken of
this enquiry here, though, as in the case of the last argument, any thorough
discussion of the subject is impossible at the present stage. For one thing, it
would involve too much employment of mathematics, or at any rate of
mathematical conceptions, to be suitable for the general plan of this treatise:
I have accordingly devoted a special chapter to the consideration of it.
The main reason, however, against discussing this argument here, is, that to
do so would involve the anticipation of a totally different side of the science
of Probability from that hitherto treated of. This must be especially insisted
upon, as the neglect of it involves much confusion and some error. During
these earlier chapters we have been entirely occupied with laying what may
be called the physical foundations of Probability. We have done nothing
stage be afforded to this subject, we may draw a similar conclusion from
this deductive line of argument as from the direct appeal to statistics. The
same general result seems to be established; namely, that approximately,
with sufficient accuracy for all practical purposes, we may say that an
examination of the causes by which the deflections are generally brought
about shows that they are mostly of such a character as would result in
giving us the commonly accepted ‘Law of Error,’ as it is termed.[12] The
two lines of enquiry, therefore, within the limits assigned, afford each other
a decided mutual confirmation.
§ 11. (III.) There still remains a third, indirect and mathematical line of
proof, which might be offered to establish the conclusion that the Law of
Error is always one and the same. It may be maintained that the recognized
and universal employment of one and the same method, that known to
mathematicians and astronomers as the Method of Least Squares, in all
manner of different cases with very satisfactory results, is compatible only
with the supposition that the errors to which that method is applied must be
grouped according to one invariable law. If all ‘laws of error’ were not of
one and the same type, that is, if the relative frequency of large and small
divergences (such as we have been speaking of) were not arranged
according to one pattern, how could one method or rule equally suit them
all?
In order to preserve a continuity of treatment, some notice must be taken of
this enquiry here, though, as in the case of the last argument, any thorough
discussion of the subject is impossible at the present stage. For one thing, it
would involve too much employment of mathematics, or at any rate of
mathematical conceptions, to be suitable for the general plan of this treatise:
I have accordingly devoted a special chapter to the consideration of it.
The main reason, however, against discussing this argument here, is, that to
do so would involve the anticipation of a totally different side of the science
of Probability from that hitherto treated of. This must be especially insisted
upon, as the neglect of it involves much confusion and some error. During
these earlier chapters we have been entirely occupied with laying what may
be called the physical foundations of Probability. We have done nothing
Page 62
else than establish, in one way or another, the existence of certain groups or
arrangements of things which are found to present themselves in nature; we
have endeavoured to explain how they come to pass, and we have
illustrated their principal characteristics. But these are merely the
foundations of Inference, we have not yet said a word upon the logical
processes which are to be erected upon these foundations. We have not
therefore entered yet upon the logic of chance.
§ 12. Now the way in which the Method of Least Squares is sometimes
spoken of tends to conceal the magnitude of this distinction. Writers have
regarded it as synonymous with the Law of Error, whereas the fact is that
the two are not only totally distinct things but that they have scarcely even
any necessary connection with each other. The Law of Error is the
statement of a physical fact; it simply assigns, with more or less of
accuracy, the relative frequency with which errors or deviations of any kind
are found in practice to present themselves. It belongs therefore to what
may be termed the physical foundations of the science. The Method of
Least Squares, on the other hand, is not a law at all in the scientific sense of
the term. It is simply a rule or direction informing us how we may best
proceed to treat any group of these errors which may be set before us, so as
to extract the true result at which they have been aiming. Clearly therefore
it belongs to the inferential or logical part of the subject.
It cannot indeed be denied that the methods we employ must have some
connection with the arrangement of the facts to which they are applied; but
the two things are none the less distinct in their nature, and in this case the
connection does not seem at all a necessary one, but at most one of
propriety and convenience. The Method of Least Squares is usually applied,
no doubt, to the most familiar and common form of the Law of Error,
namely the exponential form with which we have been recently occupied.
But other forms of laws of error may exist, and, if they did, the method in
question might equally well be applied to them. I am not asserting that it
would necessarily be the best method in every case, but it would be a
possible one; indeed we may go further and say, as will be shown in a
future chapter, that it would be a good method in almost every case. But its
particular merits or demerits do not interfere with its possible employment
in every case in which we may choose to resort to it. It will be seen
arrangements of things which are found to present themselves in nature; we
have endeavoured to explain how they come to pass, and we have
illustrated their principal characteristics. But these are merely the
foundations of Inference, we have not yet said a word upon the logical
processes which are to be erected upon these foundations. We have not
therefore entered yet upon the logic of chance.
§ 12. Now the way in which the Method of Least Squares is sometimes
spoken of tends to conceal the magnitude of this distinction. Writers have
regarded it as synonymous with the Law of Error, whereas the fact is that
the two are not only totally distinct things but that they have scarcely even
any necessary connection with each other. The Law of Error is the
statement of a physical fact; it simply assigns, with more or less of
accuracy, the relative frequency with which errors or deviations of any kind
are found in practice to present themselves. It belongs therefore to what
may be termed the physical foundations of the science. The Method of
Least Squares, on the other hand, is not a law at all in the scientific sense of
the term. It is simply a rule or direction informing us how we may best
proceed to treat any group of these errors which may be set before us, so as
to extract the true result at which they have been aiming. Clearly therefore
it belongs to the inferential or logical part of the subject.
It cannot indeed be denied that the methods we employ must have some
connection with the arrangement of the facts to which they are applied; but
the two things are none the less distinct in their nature, and in this case the
connection does not seem at all a necessary one, but at most one of
propriety and convenience. The Method of Least Squares is usually applied,
no doubt, to the most familiar and common form of the Law of Error,
namely the exponential form with which we have been recently occupied.
But other forms of laws of error may exist, and, if they did, the method in
question might equally well be applied to them. I am not asserting that it
would necessarily be the best method in every case, but it would be a
possible one; indeed we may go further and say, as will be shown in a
future chapter, that it would be a good method in almost every case. But its
particular merits or demerits do not interfere with its possible employment
in every case in which we may choose to resort to it. It will be seen
Page 63
therefore, even from the few remarks that can be made upon the subject
here, that the fact that one and the same method is very commonly
employed with satisfactory results affords little or no proof that the errors to
which it is applied must be arranged according to one fixed law.
§ 13. So much then for the attempt to prove the prevalence, in all cases, of
this particular law of divergence. The next point in Quetelet's treatment of
the subject which deserves attention as erroneous or confusing, is the
doctrine maintained by him and others as to the existence of what he terms
a type in the groups of things in question. This is a not unnatural
consequence from some of the data and conclusions of the last few
paragraphs. Refer back to two of the three classes of things already
mentioned in § 4. If it really were the case that in arranging in order a series
of incorrect observations or attempts of our own, and a collection of natural
objects belonging to some one and the same species or class, we found that
the law of their divergence was in each case identical in the long run, we
should be naturally disposed to apply the same expression ‘Law of Error’ to
both instances alike, though in strictness it could only be appropriate to the
former. When we perform an operation ourselves with a clear consciousness
of what we are aiming at, we may quite correctly speak of every deviation
from this as being an error; but when Nature presents us with a group of
objects of any kind, it is using a rather bold metaphor to speak in this case
also of a law of error, as if she had been aiming at something all the time,
and had like the rest of us missed her mark more or less in almost every
instance.[13]
Suppose we make a long succession of attempts to measure accurately the
precise height of a man, we should from one cause or another seldom or
never succeed in doing so with absolute accuracy. But we have no right to
assume that these imperfect measurements of ours would be found so to
deviate according to one particular law of error as to present the precise
counterpart of a series of actual heights of different men, supposing that
these latter were assigned with absolute precision. What might be the actual
law of error in a series of direct measurements of any given magnitude
could hardly be asserted beforehand, and probably the attempt to determine
it by experience has not been made sufficiently often to enable us to
ascertain it; but upon general grounds it seems by no means certain that it
here, that the fact that one and the same method is very commonly
employed with satisfactory results affords little or no proof that the errors to
which it is applied must be arranged according to one fixed law.
§ 13. So much then for the attempt to prove the prevalence, in all cases, of
this particular law of divergence. The next point in Quetelet's treatment of
the subject which deserves attention as erroneous or confusing, is the
doctrine maintained by him and others as to the existence of what he terms
a type in the groups of things in question. This is a not unnatural
consequence from some of the data and conclusions of the last few
paragraphs. Refer back to two of the three classes of things already
mentioned in § 4. If it really were the case that in arranging in order a series
of incorrect observations or attempts of our own, and a collection of natural
objects belonging to some one and the same species or class, we found that
the law of their divergence was in each case identical in the long run, we
should be naturally disposed to apply the same expression ‘Law of Error’ to
both instances alike, though in strictness it could only be appropriate to the
former. When we perform an operation ourselves with a clear consciousness
of what we are aiming at, we may quite correctly speak of every deviation
from this as being an error; but when Nature presents us with a group of
objects of any kind, it is using a rather bold metaphor to speak in this case
also of a law of error, as if she had been aiming at something all the time,
and had like the rest of us missed her mark more or less in almost every
instance.[13]
Suppose we make a long succession of attempts to measure accurately the
precise height of a man, we should from one cause or another seldom or
never succeed in doing so with absolute accuracy. But we have no right to
assume that these imperfect measurements of ours would be found so to
deviate according to one particular law of error as to present the precise
counterpart of a series of actual heights of different men, supposing that
these latter were assigned with absolute precision. What might be the actual
law of error in a series of direct measurements of any given magnitude
could hardly be asserted beforehand, and probably the attempt to determine
it by experience has not been made sufficiently often to enable us to
ascertain it; but upon general grounds it seems by no means certain that it
Page 64
would follow the so-called exponential law. Be this however as it may, it is
rather a licence of language to talk as if nature had been at work in the same
way as one of us; aiming (ineffectually for the most part) at a given result,
that is at producing a man endowed with a certain stature, proportions, and
so on, who might therefore be regarded as the typical man.
§ 14. Stated as above, namely, that there is a fixed invariable human type to
which all individual specimens of humanity may be regarded as having
been meant to attain, but from which they have deviated in one direction or
another; according to a law of deviation capable of à priori determination,
the doctrine is little else than absurd. But if we look somewhat closer at the
facts of the case, and the probable explanation of these facts, we may see
our way to an important truth. The facts, on the authority of Quetelet's
statistics (the great interest and value of which must be frankly admitted),
are very briefly as follows: if we take any element of our physical frame
which admits of accurate measurement, say the height, and determine this
measure in a great number of different individuals belonging to any
tolerably homogeneous class of people, we shall find that these heights do
admit of an orderly arrangement about a mean, after the fashion which has
been already repeatedly mentioned. What is meant by a homogeneous
class? is a pertinent and significant enquiry, but applying this condition to
any simple cases its meaning is readily stated. It implies that the mean in
question will be different according to the nationality of the persons under
measurement. According to Quetelet,[14] in the case of Englishmen the
mean is about 5 ft. 9 in.; for Belgians about 5 ft. 7 in.; for the French about
5 ft. 4 in. It need hardly be added that these measures are those of adult
males.
§ 15. It may fairly be asked here what would have been the consequence,
had we, instead of keeping the English and the French apart, mixed the
results of our measurements of them all together? The question is an
important one, as it will oblige us to understand more clearly what we mean
by homogeneous classes. The answer that would usually be given to it,
though substantially correct, is somewhat too decisive and summary. It
would be said that we are here mixing distinctly heterogeneous elements,
and that in consequence the resultant law of error will be by no means of
the simple character previously exhibited. So far as such an answer is to be
rather a licence of language to talk as if nature had been at work in the same
way as one of us; aiming (ineffectually for the most part) at a given result,
that is at producing a man endowed with a certain stature, proportions, and
so on, who might therefore be regarded as the typical man.
§ 14. Stated as above, namely, that there is a fixed invariable human type to
which all individual specimens of humanity may be regarded as having
been meant to attain, but from which they have deviated in one direction or
another; according to a law of deviation capable of à priori determination,
the doctrine is little else than absurd. But if we look somewhat closer at the
facts of the case, and the probable explanation of these facts, we may see
our way to an important truth. The facts, on the authority of Quetelet's
statistics (the great interest and value of which must be frankly admitted),
are very briefly as follows: if we take any element of our physical frame
which admits of accurate measurement, say the height, and determine this
measure in a great number of different individuals belonging to any
tolerably homogeneous class of people, we shall find that these heights do
admit of an orderly arrangement about a mean, after the fashion which has
been already repeatedly mentioned. What is meant by a homogeneous
class? is a pertinent and significant enquiry, but applying this condition to
any simple cases its meaning is readily stated. It implies that the mean in
question will be different according to the nationality of the persons under
measurement. According to Quetelet,[14] in the case of Englishmen the
mean is about 5 ft. 9 in.; for Belgians about 5 ft. 7 in.; for the French about
5 ft. 4 in. It need hardly be added that these measures are those of adult
males.
§ 15. It may fairly be asked here what would have been the consequence,
had we, instead of keeping the English and the French apart, mixed the
results of our measurements of them all together? The question is an
important one, as it will oblige us to understand more clearly what we mean
by homogeneous classes. The answer that would usually be given to it,
though substantially correct, is somewhat too decisive and summary. It
would be said that we are here mixing distinctly heterogeneous elements,
and that in consequence the resultant law of error will be by no means of
the simple character previously exhibited. So far as such an answer is to be
Page 65
admitted its grounds are easy to appreciate. In accordance with the usual
law of error the divergences from the mean grow continuously less
numerous as they increase in amount. Now, if we mix up the French and
English heights, what will follow? Beginning from the English mean of
5 feet 9 inches, the heights will at first follow almost entirely the law
determined by these English conditions, for at this point the English data
are very numerous, and the French by comparison very few. But, as we
begin to approach the French mean, the numbers will cease to show that
continual diminution which they should show, according to the English
scale of arrangement, for here the French data are in turn very numerous,
and the English by comparison few. The result of such a combination of
heterogeneous elements is illustrated by the figure annexed, of course in a
very exaggerated form.
law of error the divergences from the mean grow continuously less
numerous as they increase in amount. Now, if we mix up the French and
English heights, what will follow? Beginning from the English mean of
5 feet 9 inches, the heights will at first follow almost entirely the law
determined by these English conditions, for at this point the English data
are very numerous, and the French by comparison very few. But, as we
begin to approach the French mean, the numbers will cease to show that
continual diminution which they should show, according to the English
scale of arrangement, for here the French data are in turn very numerous,
and the English by comparison few. The result of such a combination of
heterogeneous elements is illustrated by the figure annexed, of course in a
very exaggerated form.
Page 66
§ 16. In the above case the nature of the heterogeneity, and the reasons why
the statistics should be so collected and arranged as to avoid it, seemed
tolerably obvious. It will be seen still more plainly if we take a parallel case
drawn from artificial proceedings. Suppose that after a man had fired a few
thousand shots at a certain spot, say a wafer fixed somewhere on a wall, the
position of the spot at which he aims were shifted, and he fired a few
thousand more shots at the wafer in its new position. Now let us collect and
arrange all the shots of both series in the order of their departure from either
of the centres, say the new one. Here we should really be mingling together
two discordant sets of elements, either of which, if kept apart from the
other, would have been of a simple and homogeneous character. We should
find, in consequence, that the resultant law of error betrayed its composite
or heterogeneous origin by a glaring departure from the customary form,
somewhat after the fashion indicated in the above diagram.
The instance of the English and French heights resembles the one just
given, but falls far short of it in the stringency with which the requisite
conditions are secured. The fact is we have not here got the most suitable
requirements, viz. a group consisting of a few fixed causes supplemented by
innumerable little disturbing influences. What we call a nation is really a
highly artificial body, the members of which are subject to a considerable
number of local or occasional disturbing causes. Amongst Frenchmen were
included, presumably, Bretons, Provençals, Alsatians, and so on, thus
commingling distinctions which, though less than those between French
and English, regarded as wholes, are very far from being insignificant. And
to these differences of race must be added other disturbances, also highly
important, dependent upon varying climate, food and occupation. It is plain,
therefore, that whatever objections exist against confusing together French
and English statistics, exist also, though of course in a less degree, against
confusing together those of the various provincial and other components
which make up the French people.
the statistics should be so collected and arranged as to avoid it, seemed
tolerably obvious. It will be seen still more plainly if we take a parallel case
drawn from artificial proceedings. Suppose that after a man had fired a few
thousand shots at a certain spot, say a wafer fixed somewhere on a wall, the
position of the spot at which he aims were shifted, and he fired a few
thousand more shots at the wafer in its new position. Now let us collect and
arrange all the shots of both series in the order of their departure from either
of the centres, say the new one. Here we should really be mingling together
two discordant sets of elements, either of which, if kept apart from the
other, would have been of a simple and homogeneous character. We should
find, in consequence, that the resultant law of error betrayed its composite
or heterogeneous origin by a glaring departure from the customary form,
somewhat after the fashion indicated in the above diagram.
The instance of the English and French heights resembles the one just
given, but falls far short of it in the stringency with which the requisite
conditions are secured. The fact is we have not here got the most suitable
requirements, viz. a group consisting of a few fixed causes supplemented by
innumerable little disturbing influences. What we call a nation is really a
highly artificial body, the members of which are subject to a considerable
number of local or occasional disturbing causes. Amongst Frenchmen were
included, presumably, Bretons, Provençals, Alsatians, and so on, thus
commingling distinctions which, though less than those between French
and English, regarded as wholes, are very far from being insignificant. And
to these differences of race must be added other disturbances, also highly
important, dependent upon varying climate, food and occupation. It is plain,
therefore, that whatever objections exist against confusing together French
and English statistics, exist also, though of course in a less degree, against
confusing together those of the various provincial and other components
which make up the French people.
Page 67
§ 17. Out of the great variety of important causes which influence the height
of men, it is probable that those which most nearly fulfil the main
conditions required by the ‘Law of Error’ are those about which we know
the least. Upon the effects of food and employment, observation has
something to say, but upon the purely physiological causes by which the
height of the parents influences the height of the offspring, we have
probably nothing which deserves to be called knowledge. Perhaps the best
supposition we can make is one which, in accordance with the saying that
‘like breeds like’, would assume that the purely physiological causes
represent the constant element; that is, given a homogeneous race of people
to begin with, who freely intermarry, and are subject to like circumstances
of climate, food, and occupation, the standard would remain on the whole
constant.[15] In such a case the man who possessed the mean height, mean
weight, mean strength, and so on, might then be called, in a sort of way, a
‘type’. The deviations from this type would then be produced by
innumerable small influences, partly physiological, partly physical and
social, acting for the most part independently of one another, and resulting
in a Law of Error of the usual description. Under such restrictions and
explanations as these, there seems to be no reasonable objection to speaking
of a French or English type or mean. But it must always be remembered
that under the present circumstances of every political nation, these
somewhat heterogeneous bodies might be subdivided into various smaller
groups, each of which would frequently exhibit the characteristics of such a
type in an even more marked degree.
§ 18. On this point the reports of the Anthropometrical Committee, already
referred to, are most instructive. They illustrate the extent to which this
subdivision could be carried out, and prove,—if any proof were necessary,
—that the discovery of Quetelet's homme moyen would lead us a long
chase. So far as their results go the mean ‘English’ stature (in inches) is
67.66. But this is composed of Scotch, Irish, English and Welsh
constituents, the separate means of these being, respectively; 68.71, 67.90,
67.36, and 66.66. But these again may be subdivided; for careful
observation shows that the mean English stature is distinctly greater in
certain districts (e.g. the North-Eastern counties) than in others. Then again
the mean of the professional classes is considerably greater than that of the
labourers; and that of the honest and intelligent is very much greater than
of men, it is probable that those which most nearly fulfil the main
conditions required by the ‘Law of Error’ are those about which we know
the least. Upon the effects of food and employment, observation has
something to say, but upon the purely physiological causes by which the
height of the parents influences the height of the offspring, we have
probably nothing which deserves to be called knowledge. Perhaps the best
supposition we can make is one which, in accordance with the saying that
‘like breeds like’, would assume that the purely physiological causes
represent the constant element; that is, given a homogeneous race of people
to begin with, who freely intermarry, and are subject to like circumstances
of climate, food, and occupation, the standard would remain on the whole
constant.[15] In such a case the man who possessed the mean height, mean
weight, mean strength, and so on, might then be called, in a sort of way, a
‘type’. The deviations from this type would then be produced by
innumerable small influences, partly physiological, partly physical and
social, acting for the most part independently of one another, and resulting
in a Law of Error of the usual description. Under such restrictions and
explanations as these, there seems to be no reasonable objection to speaking
of a French or English type or mean. But it must always be remembered
that under the present circumstances of every political nation, these
somewhat heterogeneous bodies might be subdivided into various smaller
groups, each of which would frequently exhibit the characteristics of such a
type in an even more marked degree.
§ 18. On this point the reports of the Anthropometrical Committee, already
referred to, are most instructive. They illustrate the extent to which this
subdivision could be carried out, and prove,—if any proof were necessary,
—that the discovery of Quetelet's homme moyen would lead us a long
chase. So far as their results go the mean ‘English’ stature (in inches) is
67.66. But this is composed of Scotch, Irish, English and Welsh
constituents, the separate means of these being, respectively; 68.71, 67.90,
67.36, and 66.66. But these again may be subdivided; for careful
observation shows that the mean English stature is distinctly greater in
certain districts (e.g. the North-Eastern counties) than in others. Then again
the mean of the professional classes is considerably greater than that of the
labourers; and that of the honest and intelligent is very much greater than
Page 68
that of the criminal and lunatic constituents of the population. And, so far as
the observations are extensive enough for the purpose, it appears that every
characteristic in respect of the grouping about a mean which can be
detected in the more extensive of these classes can be detected also in the
narrower. Nor is there any reason to suppose that the same process of
subdivision could not be carried out as much farther as we chose to prolong
it.
§ 19. It need hardly be added to the above remarks that no one who gives
the slightest adhesion to the Doctrine of Evolution could regard the type, in
the above qualified sense of the term, as possessing any real permanence
and fixity. If the constant causes, whatever they may be, remain unchanged,
and if the variable ones continue in the long run to balance one another, the
results will continue to cluster about the same mean. But if the constant
ones undergo a gradual change, or if the variable ones, instead of balancing
each other suffer one or more of their number to begin to acquire a
preponderating influence, so as to put a sort of bias upon their aggregate
effect, the mean will at once begin, so to say, to shift its ground. And having
once begun to shift, it may continue to do so, to whatever extent we
recognize that Species are variable and Development is a fact. It is as if the
point on the target at which we aim, instead of being fixed, were slowly
changing its position as we continue to fire at it; changing almost certainly
to some extent and temporarily, and not improbably to a considerable extent
and permanently.
§ 20. Our examples throughout this chapter have been almost exclusively
drawn from physical characteristics, whether of man or of inanimate things;
but it need not be supposed that we are necessarily confined to such
instances. Mr Galton, for instance, has proposed to extend the same
principles of calculation to mental phenomena, with a view to their more
accurate determination. The objects to be gained by so doing belong rather
to the inferential part of our subject, and will be better indicated further on;
but they do not involve any distinct principle. Like other attempts to apply
the methods of science in the region of the mind, this proposal has met with
some opposition; with very slight reason, as it seems to me. That our mental
qualities, if they could be submitted to accurate measurement, would be
found to follow the usual Law of Error, may be assumed without much
the observations are extensive enough for the purpose, it appears that every
characteristic in respect of the grouping about a mean which can be
detected in the more extensive of these classes can be detected also in the
narrower. Nor is there any reason to suppose that the same process of
subdivision could not be carried out as much farther as we chose to prolong
it.
§ 19. It need hardly be added to the above remarks that no one who gives
the slightest adhesion to the Doctrine of Evolution could regard the type, in
the above qualified sense of the term, as possessing any real permanence
and fixity. If the constant causes, whatever they may be, remain unchanged,
and if the variable ones continue in the long run to balance one another, the
results will continue to cluster about the same mean. But if the constant
ones undergo a gradual change, or if the variable ones, instead of balancing
each other suffer one or more of their number to begin to acquire a
preponderating influence, so as to put a sort of bias upon their aggregate
effect, the mean will at once begin, so to say, to shift its ground. And having
once begun to shift, it may continue to do so, to whatever extent we
recognize that Species are variable and Development is a fact. It is as if the
point on the target at which we aim, instead of being fixed, were slowly
changing its position as we continue to fire at it; changing almost certainly
to some extent and temporarily, and not improbably to a considerable extent
and permanently.
§ 20. Our examples throughout this chapter have been almost exclusively
drawn from physical characteristics, whether of man or of inanimate things;
but it need not be supposed that we are necessarily confined to such
instances. Mr Galton, for instance, has proposed to extend the same
principles of calculation to mental phenomena, with a view to their more
accurate determination. The objects to be gained by so doing belong rather
to the inferential part of our subject, and will be better indicated further on;
but they do not involve any distinct principle. Like other attempts to apply
the methods of science in the region of the mind, this proposal has met with
some opposition; with very slight reason, as it seems to me. That our mental
qualities, if they could be submitted to accurate measurement, would be
found to follow the usual Law of Error, may be assumed without much
Page 69
hesitation. The known extent of the correlation of mental and bodily
characteristics gives high probability to the supposition that what is proved
to prevail, at any rate approximately, amongst most bodily elements which
have been submitted to measurement, will prevail also amongst the mental
elements.
To what extent such measurements could be carried out practically, is
another matter. It does not seem to me that it could be done with much
success; partly because our mental qualities are so closely connected with,
indeed so run into one another, that it is impossible to isolate them for
purposes of comparison.[16] This is to some extent indeed a difficulty in
bodily measurements, but it is far more so in those of the mind, where we
can hardly get beyond what can be called a good guess. The doctrine,
therefore, that mental qualities follow the now familiar law of arrangement
can scarcely be grounded upon anything more than a strong analogy. Still
this analogy is quite strong enough to justify us in accepting the doctrine
and all the conclusions which follow from it, in so far as our estimates and
measurements can be regarded as trustworthy. There seems therefore
nothing unreasonable in the attempt to establish a system of natural
classification of mankind by arranging them into a certain number of groups
above and below the average, each group being intended to correspond to
certain limits of excellency or deficiency.[17] All that is necessary for such a
purpose is that the rate of departure from the mean should be tolerably
constant under widely different circumstances: in this case throughout all
the races of man. Of course if the law of divergence is the same as that
which prevails in inanimate nature we have a still wider and more natural
system of classification at hand, and one which ought to be familiar, more
or less, to every one who has thus to estimate qualities.
§ 21. Perhaps one of the best illustrations of the legitimate application of
such principles is to be found in Mr Galton's work on Hereditary Genius.
Indeed the full force and purport of some of his reasonings there can hardly
be appreciated except by those who are familiar with the conceptions which
we have been discussing in this chapter. We can only afford space to notice
one or two points, but the student will find in the perusal, of at any rate the
more argumentive parts, of that volume[18] an interesting illustration of the
doctrines now under discussion. For one thing it may be safely asserted,
characteristics gives high probability to the supposition that what is proved
to prevail, at any rate approximately, amongst most bodily elements which
have been submitted to measurement, will prevail also amongst the mental
elements.
To what extent such measurements could be carried out practically, is
another matter. It does not seem to me that it could be done with much
success; partly because our mental qualities are so closely connected with,
indeed so run into one another, that it is impossible to isolate them for
purposes of comparison.[16] This is to some extent indeed a difficulty in
bodily measurements, but it is far more so in those of the mind, where we
can hardly get beyond what can be called a good guess. The doctrine,
therefore, that mental qualities follow the now familiar law of arrangement
can scarcely be grounded upon anything more than a strong analogy. Still
this analogy is quite strong enough to justify us in accepting the doctrine
and all the conclusions which follow from it, in so far as our estimates and
measurements can be regarded as trustworthy. There seems therefore
nothing unreasonable in the attempt to establish a system of natural
classification of mankind by arranging them into a certain number of groups
above and below the average, each group being intended to correspond to
certain limits of excellency or deficiency.[17] All that is necessary for such a
purpose is that the rate of departure from the mean should be tolerably
constant under widely different circumstances: in this case throughout all
the races of man. Of course if the law of divergence is the same as that
which prevails in inanimate nature we have a still wider and more natural
system of classification at hand, and one which ought to be familiar, more
or less, to every one who has thus to estimate qualities.
§ 21. Perhaps one of the best illustrations of the legitimate application of
such principles is to be found in Mr Galton's work on Hereditary Genius.
Indeed the full force and purport of some of his reasonings there can hardly
be appreciated except by those who are familiar with the conceptions which
we have been discussing in this chapter. We can only afford space to notice
one or two points, but the student will find in the perusal, of at any rate the
more argumentive parts, of that volume[18] an interesting illustration of the
doctrines now under discussion. For one thing it may be safely asserted,
Page 70
that no one unfamiliar with the Law of Error would ever in the least
appreciate the excessive rapidity with which the superior degrees of
excellence tend to become scarce. Every one, of course, can see at once, in
a numerical way at least, what is involved in being ‘one of a million’; but
they would not at all understand, how very little extra superiority is to be
looked for in the man who is ‘one of two million’. They would confound
the mere numerical distinction, which seems in some way to imply double
excellence, with the intrinsic superiority, which would mostly be
represented by a very small fractional advantage. To be ‘one of ten million’
sounds very grand, but if the qualities under consideration could be
estimated in themselves without the knowledge of the vastly wider area
from which the selection had been made, and in freedom therefore from any
consequent numerical bias, people would be surprised to find what a very
slight comparative superiority was, as a rule, thus obtained.
§ 22. The point just mentioned is an important one in arguments from
statistics. If, for instance, we find a small group of persons, connected
together by blood-relationship, and all possessing some mental
characteristic in marked superiority, much depends upon the comparative
rarity of such excellence when we are endeavouring to decide whether or
not the common possession of these qualities was accidental. Such a
decision can never be more than a rough one, but if it is to be made at all
this consideration must enter as a factor. Again, when we are comparing one
nation with another,[19] say the Athenian with any modern European people,
does the popular mind at all appreciate what sort of evidence of general
superiority is implied by the production, out of one nation, of such a group
as can be composed of Socrates, Plato, and a few of their contemporaries?
In this latter case we are also, it should be remarked, employing the ‘Law of
Error’ in a second way; for we are assuming that where the extremes are
great so will also the means be, in other words we are assuming that every
amount of departure from the mean occurs with a (roughly) calculable
degree of relative frequency. However generally this truth may be accepted
in a vague way, its evidence can only be appreciated by those who know the
reasons which can be given in its favour.
But the same principles will also supply a caution in the case of the last
example. They remind us that, for the mere purpose of comparison, the
appreciate the excessive rapidity with which the superior degrees of
excellence tend to become scarce. Every one, of course, can see at once, in
a numerical way at least, what is involved in being ‘one of a million’; but
they would not at all understand, how very little extra superiority is to be
looked for in the man who is ‘one of two million’. They would confound
the mere numerical distinction, which seems in some way to imply double
excellence, with the intrinsic superiority, which would mostly be
represented by a very small fractional advantage. To be ‘one of ten million’
sounds very grand, but if the qualities under consideration could be
estimated in themselves without the knowledge of the vastly wider area
from which the selection had been made, and in freedom therefore from any
consequent numerical bias, people would be surprised to find what a very
slight comparative superiority was, as a rule, thus obtained.
§ 22. The point just mentioned is an important one in arguments from
statistics. If, for instance, we find a small group of persons, connected
together by blood-relationship, and all possessing some mental
characteristic in marked superiority, much depends upon the comparative
rarity of such excellence when we are endeavouring to decide whether or
not the common possession of these qualities was accidental. Such a
decision can never be more than a rough one, but if it is to be made at all
this consideration must enter as a factor. Again, when we are comparing one
nation with another,[19] say the Athenian with any modern European people,
does the popular mind at all appreciate what sort of evidence of general
superiority is implied by the production, out of one nation, of such a group
as can be composed of Socrates, Plato, and a few of their contemporaries?
In this latter case we are also, it should be remarked, employing the ‘Law of
Error’ in a second way; for we are assuming that where the extremes are
great so will also the means be, in other words we are assuming that every
amount of departure from the mean occurs with a (roughly) calculable
degree of relative frequency. However generally this truth may be accepted
in a vague way, its evidence can only be appreciated by those who know the
reasons which can be given in its favour.
But the same principles will also supply a caution in the case of the last
example. They remind us that, for the mere purpose of comparison, the
Page 71
average man of any group or class is a much better object for selection than
the eminent one. There may be greater difficulties in the way of detecting
him, but when we have done so we have got possession of a securer and
more stable basis of comparison. He is selected, by the nature of the case,
from the most numerous stratum of his society; the eminent man from a
thinly occupied stratum. In accordance therefore with the now familiar laws
of averages and of large numbers the fluctuations amongst the former will
generally be very few and small in comparison with those amongst the
latter.
1 Essai de Physique Sociale, 1869. Anthropométrie, 1870.
2
As regards later statistics on the same subject the reader can refer to the
Reports of the Anthropometrical Committee of the British Association
(1879, 1880, 1881, 1883;—especially this last). These reports seem to me to
represent a great advance on the results obtained by Quetelet, and fully to
justify the claim of the Secretary (Mr C. Roberts) that their statistics are
“unique in range and numbers”. They embrace not merely military recruits
—like most of the previous tables—but almost every class and age, and
both sexes. Moreover they refer not only to stature but to a number of other
physical characteristics.
3 As every mathematician knows, the relative numbers of each of these
possible throws are given by the successive terms of the expansion of
(1 + 1)10, viz. 1, 10, 45, 120, 210, 252, 210, 120, 45, 10, 1.
4
That is they will be more densely aggregated. If a space the size of the
bull's-eye be examined in each successive circle, the number of shot marks
which it contains will be successively less. The actual number of shots
which strike the bull's-eye will not be the greatest, since it covers so much
less surface than any of the other circles.
5 Commonly called the exponential law; its equation being of the form
2
y = Ae−hx . The curve corresponding to it cuts the axis of y at right angles
the eminent one. There may be greater difficulties in the way of detecting
him, but when we have done so we have got possession of a securer and
more stable basis of comparison. He is selected, by the nature of the case,
from the most numerous stratum of his society; the eminent man from a
thinly occupied stratum. In accordance therefore with the now familiar laws
of averages and of large numbers the fluctuations amongst the former will
generally be very few and small in comparison with those amongst the
latter.
1 Essai de Physique Sociale, 1869. Anthropométrie, 1870.
2
As regards later statistics on the same subject the reader can refer to the
Reports of the Anthropometrical Committee of the British Association
(1879, 1880, 1881, 1883;—especially this last). These reports seem to me to
represent a great advance on the results obtained by Quetelet, and fully to
justify the claim of the Secretary (Mr C. Roberts) that their statistics are
“unique in range and numbers”. They embrace not merely military recruits
—like most of the previous tables—but almost every class and age, and
both sexes. Moreover they refer not only to stature but to a number of other
physical characteristics.
3 As every mathematician knows, the relative numbers of each of these
possible throws are given by the successive terms of the expansion of
(1 + 1)10, viz. 1, 10, 45, 120, 210, 252, 210, 120, 45, 10, 1.
4
That is they will be more densely aggregated. If a space the size of the
bull's-eye be examined in each successive circle, the number of shot marks
which it contains will be successively less. The actual number of shots
which strike the bull's-eye will not be the greatest, since it covers so much
less surface than any of the other circles.
5 Commonly called the exponential law; its equation being of the form
2
y = Ae−hx . The curve corresponding to it cuts the axis of y at right angles
Page 72
(expressing the fact that near the mean there are a large number of values
approximately equal); after a time it begins to slope away rapidly towards
the axis of x (expressing the fact that the results soon begin to grow less
common as we recede from the mean); and the axis of x is an asymptote in
both directions (expressing the fact that no magnitude, however remote
from the mean, is strictly impossible; that is, every deviation, however
excessive, will have to be encountered at length within the range of a
sufficiently long experience). The curve is obviously symmetrical,
expressing the fact that equal deviations from the mean, in excess and in
defect, tend to occur equally often in the long run.
A rough graphic representation of the curve is given above. For the benefit
of those unfamiliar with mathematics one or two brief remarks may be here
appended concerning some of its properties. (1) It must not be supposed
that all specimens of the curve are similar to one another. The dotted lines
are equally specimens of it. In fact, by varying the essentially arbitrary units
in which x and y are respectively estimated, we may make the portion
towards the vertex of the curve as obtuse or as acute as we please. This
consideration is of importance; for it reminds us that, by varying one of
these arbitrary units, we could get an ‘exponential curve’ which should
tolerably closely resemble any symmetrical curve of error, provided that
this latter recognized and was founded upon the assumption that extreme
divergences were excessively rare. Hence it would be difficult, by mere
observation, to prove that the law of error in any given case was not
exponential; unless the statistics were very extensive, or the actual results
departed considerably from the exponential form. (2) It is quite impossible
by any graphic representation to give an adequate idea of the excessive
approximately equal); after a time it begins to slope away rapidly towards
the axis of x (expressing the fact that the results soon begin to grow less
common as we recede from the mean); and the axis of x is an asymptote in
both directions (expressing the fact that no magnitude, however remote
from the mean, is strictly impossible; that is, every deviation, however
excessive, will have to be encountered at length within the range of a
sufficiently long experience). The curve is obviously symmetrical,
expressing the fact that equal deviations from the mean, in excess and in
defect, tend to occur equally often in the long run.
A rough graphic representation of the curve is given above. For the benefit
of those unfamiliar with mathematics one or two brief remarks may be here
appended concerning some of its properties. (1) It must not be supposed
that all specimens of the curve are similar to one another. The dotted lines
are equally specimens of it. In fact, by varying the essentially arbitrary units
in which x and y are respectively estimated, we may make the portion
towards the vertex of the curve as obtuse or as acute as we please. This
consideration is of importance; for it reminds us that, by varying one of
these arbitrary units, we could get an ‘exponential curve’ which should
tolerably closely resemble any symmetrical curve of error, provided that
this latter recognized and was founded upon the assumption that extreme
divergences were excessively rare. Hence it would be difficult, by mere
observation, to prove that the law of error in any given case was not
exponential; unless the statistics were very extensive, or the actual results
departed considerably from the exponential form. (2) It is quite impossible
by any graphic representation to give an adequate idea of the excessive
Page 73
rapidity with which the curve after a time approaches the axis of x. At the
point R, on our scale, the curve would approach within the fifteen-
thousandth part of an inch from the axis of x, a distance which only a very
good microscope could detect. Whereas in the hyperbola, e.g. the rate of
approach of the curve to its asymptote is continually decreasing, it is here
just the reverse; this rate is continually increasing. Hence the two, viz. the
curve and the axis of x, appear to the eye, after a very short time, to merge
into one another.
6 As by Quetelet: noted, amongst others, by Herschel, Essays, page 409.
7
Proc. R. Soc. Oct. 21, 1879.
8 We are here considering, remember, the case of a finite amount of
statistics; so that there are actual limits at each end.
9 It must be admitted that experience has not yet (I believe) shown this
asymmetry in respect of heights.
10
The above reasoning will probably be accepted as valid at this stage of
enquiry. But in strictness, assumptions are made here, which however
justifiable they may be in themselves, involve somewhat of an anticipation.
They demand, and in a future chapter will receive, closer scrutiny and
criticism.
11 A definite numerical example of this kind of concentration of frequency
about the mean was given in the note to § 4. It was of a binomial form,
consisting of the successive terms of the expansion of (1 + 1)m. Now it may
be shown (Quetelet, Letters, p. 263; Liagre, Calcul des Probabilités, § 34)
that the expansion of such a binomial, as m becomes indefinitely great,
approaches as its limit the exponential form; that is, if we take a number of
equidistant ordinates proportional respectively to 1, m, m(m1·2− 1) &c., and
connect their vertices, the figure we obtain approximately represents some
2
form of the curve y = Ae−hx , and tends to become identical with it, as m is
increased without limit. In other words, if we suppose the errors to be
produced by a limited number of finite, equal and independent causes, we
point R, on our scale, the curve would approach within the fifteen-
thousandth part of an inch from the axis of x, a distance which only a very
good microscope could detect. Whereas in the hyperbola, e.g. the rate of
approach of the curve to its asymptote is continually decreasing, it is here
just the reverse; this rate is continually increasing. Hence the two, viz. the
curve and the axis of x, appear to the eye, after a very short time, to merge
into one another.
6 As by Quetelet: noted, amongst others, by Herschel, Essays, page 409.
7
Proc. R. Soc. Oct. 21, 1879.
8 We are here considering, remember, the case of a finite amount of
statistics; so that there are actual limits at each end.
9 It must be admitted that experience has not yet (I believe) shown this
asymmetry in respect of heights.
10
The above reasoning will probably be accepted as valid at this stage of
enquiry. But in strictness, assumptions are made here, which however
justifiable they may be in themselves, involve somewhat of an anticipation.
They demand, and in a future chapter will receive, closer scrutiny and
criticism.
11 A definite numerical example of this kind of concentration of frequency
about the mean was given in the note to § 4. It was of a binomial form,
consisting of the successive terms of the expansion of (1 + 1)m. Now it may
be shown (Quetelet, Letters, p. 263; Liagre, Calcul des Probabilités, § 34)
that the expansion of such a binomial, as m becomes indefinitely great,
approaches as its limit the exponential form; that is, if we take a number of
equidistant ordinates proportional respectively to 1, m, m(m1·2− 1) &c., and
connect their vertices, the figure we obtain approximately represents some
2
form of the curve y = Ae−hx , and tends to become identical with it, as m is
increased without limit. In other words, if we suppose the errors to be
produced by a limited number of finite, equal and independent causes, we
Page 74
have an approximation to the exponential Law of Error, which merges into
identity as the causes are increased in number and diminished in magnitude
without limit. Jevons has given (Principles of Science, p. 381) a diagram
drawn to scale, to show how rapid this approximation is. One point must be
carefully remembered here, as it is frequently overlooked (by Quetelet, for
instance). The coefficients of a binomial of two equal terms—as (1 + 1)m, in
the preceding paragraph—are symmetrical in their arrangement from the
first, and very speedily become indistinguishable in (graphical) outline from
the final exponential form. But if, on the other hand, we were to consider
the successive terms of such a binomial as (1 + 4)m (which are proportional
to the relative chances of 0, 1, 2, 3, … failures in m ventures, of an event
which has one chance in its favour to four against it) we should have an
unsymmetrical succession. If however we suppose m to increase without
limit, as in the former supposition, the unsymmetry gradually disappears
and we tend towards precisely the same exponential form as if we had
begun with two equal terms. The only difference is that the position of the
vertex of the curve is no longer in the centre: in other words, the likeliest
term or event is not an equal number of successes and failures but successes
and failures in the ratio of 1 to 4.
12 ‘Law of Error’ is the usual technical term for what has been elsewhere
spoken of above as a Law of Divergence from a mean. It is in strictness
only appropriate in the case of one, namely the third, of the three classes of
phenomena mentioned in § 4, but by a convenient generalization it is
equally applied to the other two; so that we term the amount of the
divergence from the mean an ‘error’ in every case, however it may have
been brought about.
13 This however seems to be the purport, either by direct assertion or by
implication, of two elaborate works by Quetelet, viz. his Physique Sociale
and his Anthropométrie.
14
He scarcely, however, professes to give these as an accurate measure of
the mean height, nor does he always give precisely the same measure.
Practically, none but soldiers being measured in any great numbers, the
English stature did not afford accurate data on any large scale. The statistics
given a few pages further on are probably far more trustworthy.
identity as the causes are increased in number and diminished in magnitude
without limit. Jevons has given (Principles of Science, p. 381) a diagram
drawn to scale, to show how rapid this approximation is. One point must be
carefully remembered here, as it is frequently overlooked (by Quetelet, for
instance). The coefficients of a binomial of two equal terms—as (1 + 1)m, in
the preceding paragraph—are symmetrical in their arrangement from the
first, and very speedily become indistinguishable in (graphical) outline from
the final exponential form. But if, on the other hand, we were to consider
the successive terms of such a binomial as (1 + 4)m (which are proportional
to the relative chances of 0, 1, 2, 3, … failures in m ventures, of an event
which has one chance in its favour to four against it) we should have an
unsymmetrical succession. If however we suppose m to increase without
limit, as in the former supposition, the unsymmetry gradually disappears
and we tend towards precisely the same exponential form as if we had
begun with two equal terms. The only difference is that the position of the
vertex of the curve is no longer in the centre: in other words, the likeliest
term or event is not an equal number of successes and failures but successes
and failures in the ratio of 1 to 4.
12 ‘Law of Error’ is the usual technical term for what has been elsewhere
spoken of above as a Law of Divergence from a mean. It is in strictness
only appropriate in the case of one, namely the third, of the three classes of
phenomena mentioned in § 4, but by a convenient generalization it is
equally applied to the other two; so that we term the amount of the
divergence from the mean an ‘error’ in every case, however it may have
been brought about.
13 This however seems to be the purport, either by direct assertion or by
implication, of two elaborate works by Quetelet, viz. his Physique Sociale
and his Anthropométrie.
14
He scarcely, however, professes to give these as an accurate measure of
the mean height, nor does he always give precisely the same measure.
Practically, none but soldiers being measured in any great numbers, the
English stature did not afford accurate data on any large scale. The statistics
given a few pages further on are probably far more trustworthy.
Page 75
15 This statement will receive some explanation and correction in the next
chapter.
16
I am not speaking here of the now familiar results of Psychophysics,
which are mainly occupied with the measurement of perceptions and other
simple states of consciousness.
17 Perhaps the best brief account of Mr Galton's method is to be found in a
paper in Mind (July, 1880) on the statistics of Mental Imagery. The subject
under comparison here—viz. the relative power, possessed by different
persons, of raising clear visual images of objects no longer present to us—is
one which it seems impossible to ‘measure’, in the ordinary sense of the
term. But by arranging all the answers in the order in which the faculty in
question seems to be possessed we can, with some approach to accuracy,
select the middlemost person in the row and use him as a basis of
comparison with the corresponding person in any other batch. And similarly
with those who occupy other relative positions than that of the middlemost.
18 I refer to the introductory and concluding chapters: the bulk of the book
is, from the nature of the case, mainly occupied with statistical and
biographical details.
19
See Galton's Hereditary Genius, pp. 336–350, “On the comparative
worth of different races.”
chapter.
16
I am not speaking here of the now familiar results of Psychophysics,
which are mainly occupied with the measurement of perceptions and other
simple states of consciousness.
17 Perhaps the best brief account of Mr Galton's method is to be found in a
paper in Mind (July, 1880) on the statistics of Mental Imagery. The subject
under comparison here—viz. the relative power, possessed by different
persons, of raising clear visual images of objects no longer present to us—is
one which it seems impossible to ‘measure’, in the ordinary sense of the
term. But by arranging all the answers in the order in which the faculty in
question seems to be possessed we can, with some approach to accuracy,
select the middlemost person in the row and use him as a basis of
comparison with the corresponding person in any other batch. And similarly
with those who occupy other relative positions than that of the middlemost.
18 I refer to the introductory and concluding chapters: the bulk of the book
is, from the nature of the case, mainly occupied with statistical and
biographical details.
19
See Galton's Hereditary Genius, pp. 336–350, “On the comparative
worth of different races.”
Page 76
CHAPTER III.
Page 77
ON THE CAUSAL PROCESS BY WHICH THE
GROUPS OR SERIES OF PROBABILITY ARE
BROUGHT ABOUT.
§ 1. In discussing the question whether all the various groups and series
with which Probability is concerned are of precisely one and the same type,
we made some examination of the process by which they are naturally
produced, but we must now enter a little more into the details of this
process. All events are the results of numerous and complicated
antecedents, far too numerous and complicated in fact for it to be possible
for us to determine or take them all into account. Now, though it is strictly
true that we can never determine them all, there is a broad distinction
between the case of Induction, in which we can make out enough of them,
and with sufficient accuracy, to satisfy a reasonable certainty, and
Probability, in which we cannot do so. To Induction we shall return in a
future chapter, and therefore no more need be said about it here.
We shall find it convenient to begin with a division which, though not
pretending to any philosophical accuracy, will serve as a preliminary guide.
It is the simple division into objects, and the agencies which affect them.
All the phenomena with which Probability is concerned (as indeed most of
those with which science of any kind is concerned) are the product of
certain objects natural and artificial, acting under the influence of certain
agencies natural and artificial. In the tossing of a penny, for instance, the
objects would be the penny or pence which were successively thrown; the
agencies would be the act of throwing, and everything which combined
directly or indirectly with this to make any particular face come uppermost.
This is a simple and intelligible division, and can easily be so extended in
meaning as to embrace every class of objects with which we are concerned.
Now if, in any two or more cases, we had the same object, or objects
indistinguishably alike, and if they were exposed to the influence of
agencies in all respects precisely alike, we should expect the results to be
precisely similar. By one of the applications of the familiar principle of the
uniformity of nature we should be confident that exact likeness in the
GROUPS OR SERIES OF PROBABILITY ARE
BROUGHT ABOUT.
§ 1. In discussing the question whether all the various groups and series
with which Probability is concerned are of precisely one and the same type,
we made some examination of the process by which they are naturally
produced, but we must now enter a little more into the details of this
process. All events are the results of numerous and complicated
antecedents, far too numerous and complicated in fact for it to be possible
for us to determine or take them all into account. Now, though it is strictly
true that we can never determine them all, there is a broad distinction
between the case of Induction, in which we can make out enough of them,
and with sufficient accuracy, to satisfy a reasonable certainty, and
Probability, in which we cannot do so. To Induction we shall return in a
future chapter, and therefore no more need be said about it here.
We shall find it convenient to begin with a division which, though not
pretending to any philosophical accuracy, will serve as a preliminary guide.
It is the simple division into objects, and the agencies which affect them.
All the phenomena with which Probability is concerned (as indeed most of
those with which science of any kind is concerned) are the product of
certain objects natural and artificial, acting under the influence of certain
agencies natural and artificial. In the tossing of a penny, for instance, the
objects would be the penny or pence which were successively thrown; the
agencies would be the act of throwing, and everything which combined
directly or indirectly with this to make any particular face come uppermost.
This is a simple and intelligible division, and can easily be so extended in
meaning as to embrace every class of objects with which we are concerned.
Now if, in any two or more cases, we had the same object, or objects
indistinguishably alike, and if they were exposed to the influence of
agencies in all respects precisely alike, we should expect the results to be
precisely similar. By one of the applications of the familiar principle of the
uniformity of nature we should be confident that exact likeness in the
Page 78
antecedents would be followed by exact likeness in the consequents. If the
same penny, or similar pence, were thrown in exactly the same way, we
should invariably find that the same face falls uppermost.
§ 2. What we actually find is, of course, very far removed from this. In the
case of the objects, when they are artificial constructions, e.g. dice, pence,
cards, it is true that they are purposely made as nearly as possible
indistinguishably alike. We either use the same thing over and over again or
different ones made according to precisely the same model. But in natural
objects nothing of the sort prevails. In fact when we come to examine them,
we find reproduced in them precisely the same characteristics as those
which present themselves in the final result which we were asked to
explain, so that unless we examine them a stage further back, as we shall
have to do to some extent at any rate, we seem to be merely postulating
again the very peculiarity of the phenomena which we were undertaking to
explain. They will be found, for instance, to consist of large classes of
objects, throughout all the individual members of which a general
resemblance extends. Suppose that we were considering the length of life.
The objects here are the human beings, or that selected class of them, whose
lives we are considering. The resemblance existing among them is to be
found in the strength and soundness of their principal vital organs, together
with all the circumstances which collectively make up what we call the
goodness of their constitutions. It is true that most of these circumstances
do not admit of any approach to actual measurement; but, as was pointed
out in the last chapter, very many of the circumstances which do admit of
such measurement have been measured, and found to display the
characteristics in question. Hence, from the known analogy and correlation
between our various organs, there can be no reasonable doubt that if we
could arrange human constitutions in general, or the various elements which
compose them in particular, in the order of their strength, we should find
just such an aggregate regularity and just such groupings about the mean, as
the final result (viz. in this case the length of their lives) presents to our
notice.
§ 3. It will be observed therefore that for this purpose the existence of
natural kinds or groups is necessary. In our games of chance of course the
same die may be thrown, or a card be drawn from the same pack, as often
same penny, or similar pence, were thrown in exactly the same way, we
should invariably find that the same face falls uppermost.
§ 2. What we actually find is, of course, very far removed from this. In the
case of the objects, when they are artificial constructions, e.g. dice, pence,
cards, it is true that they are purposely made as nearly as possible
indistinguishably alike. We either use the same thing over and over again or
different ones made according to precisely the same model. But in natural
objects nothing of the sort prevails. In fact when we come to examine them,
we find reproduced in them precisely the same characteristics as those
which present themselves in the final result which we were asked to
explain, so that unless we examine them a stage further back, as we shall
have to do to some extent at any rate, we seem to be merely postulating
again the very peculiarity of the phenomena which we were undertaking to
explain. They will be found, for instance, to consist of large classes of
objects, throughout all the individual members of which a general
resemblance extends. Suppose that we were considering the length of life.
The objects here are the human beings, or that selected class of them, whose
lives we are considering. The resemblance existing among them is to be
found in the strength and soundness of their principal vital organs, together
with all the circumstances which collectively make up what we call the
goodness of their constitutions. It is true that most of these circumstances
do not admit of any approach to actual measurement; but, as was pointed
out in the last chapter, very many of the circumstances which do admit of
such measurement have been measured, and found to display the
characteristics in question. Hence, from the known analogy and correlation
between our various organs, there can be no reasonable doubt that if we
could arrange human constitutions in general, or the various elements which
compose them in particular, in the order of their strength, we should find
just such an aggregate regularity and just such groupings about the mean, as
the final result (viz. in this case the length of their lives) presents to our
notice.
§ 3. It will be observed therefore that for this purpose the existence of
natural kinds or groups is necessary. In our games of chance of course the
same die may be thrown, or a card be drawn from the same pack, as often
Page 79
as we please; but many of the events which occur to human beings either
cannot be repeated at all, or not often enough to secure in the case of the
single individual any sufficient statistical uniformity. Such regularity as we
trace in nature is owing, much more than is often suspected, to the
arrangement of things in natural kinds, each of them containing a large
number of individuals. Were each kind of animals or vegetables limited to a
single pair, or even to but a few pairs, there would not be much scope left
for the collection of statistical tables amongst them. Or to take a less violent
supposition, if the numbers in each natural class of objects were much
smaller than they are at present, or the differences between their varieties
and sub-species much more marked, the consequent difficulty of extracting
from them any sufficient length of statistical tables, though not fatal, might
be very serious. A large number of objects in the class, together with that
general similarity which entitles the objects to be fairly comprised in one
class, seem to be important conditions for the applicability of the theory of
Probability to any phenomenon. Something analogous to this excessive
paucity of objects in a class would be found in the attempt to apply special
Insurance offices to the case of those trades where the numbers are very
limited, and the employment so dangerous as to put them in a class by
themselves. If an insurance society were started for the workmen in
gunpowder mills alone, a premium would have to be charged to avoid
possible ruin, so high as to illustrate the extreme paucity of appropriate
statistics.
§ 4. So much (at present) for the objects. If we turn to what we have termed
the agencies, we find much the same thing again here. By the adjustment of
their relative intensity, and the respective frequency of their occurrence, the
total effects which they produce are found to be also tolerably uniform. It is
of course conceivable that this should have been otherwise. It might have
been found that the second group of conditions so exactly corrected the
former as to convert the merely general uniformity into an absolute one; or
it might have been found, on the other hand, that the second group should
aggravate or disturb the influence of the former to such an extent as to
destroy all the uniformity of its effects. Practically neither is the case. The
second condition simply varies the details, leaving the uniformity on the
whole of precisely the same general description as it was before. Or if the
objects were supposed to be absolutely alike, as in the case of successive
cannot be repeated at all, or not often enough to secure in the case of the
single individual any sufficient statistical uniformity. Such regularity as we
trace in nature is owing, much more than is often suspected, to the
arrangement of things in natural kinds, each of them containing a large
number of individuals. Were each kind of animals or vegetables limited to a
single pair, or even to but a few pairs, there would not be much scope left
for the collection of statistical tables amongst them. Or to take a less violent
supposition, if the numbers in each natural class of objects were much
smaller than they are at present, or the differences between their varieties
and sub-species much more marked, the consequent difficulty of extracting
from them any sufficient length of statistical tables, though not fatal, might
be very serious. A large number of objects in the class, together with that
general similarity which entitles the objects to be fairly comprised in one
class, seem to be important conditions for the applicability of the theory of
Probability to any phenomenon. Something analogous to this excessive
paucity of objects in a class would be found in the attempt to apply special
Insurance offices to the case of those trades where the numbers are very
limited, and the employment so dangerous as to put them in a class by
themselves. If an insurance society were started for the workmen in
gunpowder mills alone, a premium would have to be charged to avoid
possible ruin, so high as to illustrate the extreme paucity of appropriate
statistics.
§ 4. So much (at present) for the objects. If we turn to what we have termed
the agencies, we find much the same thing again here. By the adjustment of
their relative intensity, and the respective frequency of their occurrence, the
total effects which they produce are found to be also tolerably uniform. It is
of course conceivable that this should have been otherwise. It might have
been found that the second group of conditions so exactly corrected the
former as to convert the merely general uniformity into an absolute one; or
it might have been found, on the other hand, that the second group should
aggravate or disturb the influence of the former to such an extent as to
destroy all the uniformity of its effects. Practically neither is the case. The
second condition simply varies the details, leaving the uniformity on the
whole of precisely the same general description as it was before. Or if the
objects were supposed to be absolutely alike, as in the case of successive
Page 80
throws of a penny, it may serve to bring about a uniformity. Analysis will
show these agencies to be thus made up of an almost infinite number of
different components, but it will detect the same peculiarity that we have so
often had occasion to refer to, pervading almost all these components. The
proportions in which they are combined will be found to be nearly, though
not quite, the same; the intensity with which they act will be nearly though
not quite equal. And they will all unite and blend into a more and more
perfect regularity as we proceed to take the average of a larger number of
instances.
Take, for instance, the length of life. As we have seen, the constitutions of a
very large number of persons selected at random will be found to present
much the same feature; general uniformity accompanied by individual
irregularity. Now when these persons go out into the world, they are
exposed to a variety of agencies, the collective influence of which will
assign to each the length of life allotted to him. These agencies are of
course innumerable, and their mutual interaction complicated beyond all
power of analysis to extricate. Each effect becomes in its turn a cause, is
interwoven inextricably with an indefinite number of other causes, and
reacts upon the final result. Climate, food, clothing, are some of these
agencies, or rather comprise aggregate groups of them. The nature of a
man's work is also important. One man overworks himself, another follows
an unhealthy trade, a third exposes himself to infection, and so on.
The result of all this interaction between what we have thus called objects
and agencies is that the final outcome presents the same general
characteristics of uniformity as may be detected separately in the two
constituent elements. Or rather, as we shall proceed presently to show, it
does so in the great majority of cases.
§ 5. It may be objected that such an explanation as the above does not really
amount to anything deserving of the name, for that instead of explaining
how a particular state of things is caused it merely points out that the same
state exists elsewhere. There is a uniformity discovered in the objects at the
stage when they are commonly submitted to calculation; we then grope
about amongst the causes of them, and after all only discover a precisely
similar uniformity existing amongst these causes. This is to some extent
show these agencies to be thus made up of an almost infinite number of
different components, but it will detect the same peculiarity that we have so
often had occasion to refer to, pervading almost all these components. The
proportions in which they are combined will be found to be nearly, though
not quite, the same; the intensity with which they act will be nearly though
not quite equal. And they will all unite and blend into a more and more
perfect regularity as we proceed to take the average of a larger number of
instances.
Take, for instance, the length of life. As we have seen, the constitutions of a
very large number of persons selected at random will be found to present
much the same feature; general uniformity accompanied by individual
irregularity. Now when these persons go out into the world, they are
exposed to a variety of agencies, the collective influence of which will
assign to each the length of life allotted to him. These agencies are of
course innumerable, and their mutual interaction complicated beyond all
power of analysis to extricate. Each effect becomes in its turn a cause, is
interwoven inextricably with an indefinite number of other causes, and
reacts upon the final result. Climate, food, clothing, are some of these
agencies, or rather comprise aggregate groups of them. The nature of a
man's work is also important. One man overworks himself, another follows
an unhealthy trade, a third exposes himself to infection, and so on.
The result of all this interaction between what we have thus called objects
and agencies is that the final outcome presents the same general
characteristics of uniformity as may be detected separately in the two
constituent elements. Or rather, as we shall proceed presently to show, it
does so in the great majority of cases.
§ 5. It may be objected that such an explanation as the above does not really
amount to anything deserving of the name, for that instead of explaining
how a particular state of things is caused it merely points out that the same
state exists elsewhere. There is a uniformity discovered in the objects at the
stage when they are commonly submitted to calculation; we then grope
about amongst the causes of them, and after all only discover a precisely
similar uniformity existing amongst these causes. This is to some extent
Page 81
true, for though part of the objection can be removed, it must always remain
the case that the foundations of an objective science will rest in the last
resort upon the mere fact that things are found to be of such and such a
character.
§ 6. This division, into objects and the agencies which affect them, is
merely intended for a rough practical arrangement, sufficient to point out to
the reader the immediate nature of the causes which bring about our
familiar uniformities. If we go back a step further, it might fairly be
maintained that they may be reduced to one, namely, to the agencies. The
objects, as we have termed them, are not an original creation in the state in
which we now find them. No one supposes that whole groups or classes
were brought into existence simultaneously, with all their general
resemblances and particular differences fully developed. Even if it were the
case that the first parents of each natural kind had been specially created,
instead of being developed out of pre-existing forms, it would still be true
that amongst the numbers of each that now present themselves the
characteristic differences and resemblances are the result of what we have
termed agencies. Take, for instance, a single characteristic only, say the
height; what determines this as we find it in any given group of men?
Partly, no doubt, the nature of their own food, clothing, employment, and so
on, especially in the earliest years of their life; partly also, very likely,
similar conditions and circumstances on the part of their parents at one time
or another. No one, I presume, in the present state of knowledge, would
attempt to enumerate the remaining causes, or even to give any indication
of their exact nature; but at the same time few would entertain any doubt
that agencies of this general description have been the determining causes at
work.
If it be asked again, Into what may these agencies themselves be ultimately
analysed? the answer to this question, in so far as it involves any detailed
examination of them, would be foreign to the plan of this essay. In so far as
any general remarks, applicable to nearly all classes alike of such agencies,
are called for, we are led back to the point from which we started in the
previous chapter, when we were discussing whether there is necessarily one
fixed law according to which all our series are formed. We there saw that
every event might be regarded as being brought about by a comparatively
the case that the foundations of an objective science will rest in the last
resort upon the mere fact that things are found to be of such and such a
character.
§ 6. This division, into objects and the agencies which affect them, is
merely intended for a rough practical arrangement, sufficient to point out to
the reader the immediate nature of the causes which bring about our
familiar uniformities. If we go back a step further, it might fairly be
maintained that they may be reduced to one, namely, to the agencies. The
objects, as we have termed them, are not an original creation in the state in
which we now find them. No one supposes that whole groups or classes
were brought into existence simultaneously, with all their general
resemblances and particular differences fully developed. Even if it were the
case that the first parents of each natural kind had been specially created,
instead of being developed out of pre-existing forms, it would still be true
that amongst the numbers of each that now present themselves the
characteristic differences and resemblances are the result of what we have
termed agencies. Take, for instance, a single characteristic only, say the
height; what determines this as we find it in any given group of men?
Partly, no doubt, the nature of their own food, clothing, employment, and so
on, especially in the earliest years of their life; partly also, very likely,
similar conditions and circumstances on the part of their parents at one time
or another. No one, I presume, in the present state of knowledge, would
attempt to enumerate the remaining causes, or even to give any indication
of their exact nature; but at the same time few would entertain any doubt
that agencies of this general description have been the determining causes at
work.
If it be asked again, Into what may these agencies themselves be ultimately
analysed? the answer to this question, in so far as it involves any detailed
examination of them, would be foreign to the plan of this essay. In so far as
any general remarks, applicable to nearly all classes alike of such agencies,
are called for, we are led back to the point from which we started in the
previous chapter, when we were discussing whether there is necessarily one
fixed law according to which all our series are formed. We there saw that
every event might be regarded as being brought about by a comparatively
Page 82
few important causes, of the kind which comprises all of which ordinary
observation takes any notice, and an indefinitely numerous group of small
causes, too numerous, minute, and uncertain in their action for us to be able
to estimate them or indeed to take them individually into account at all. The
important ones, it is true, may also in turn be themselves conceived to be
made up of aggregates of small components, but they are still best regarded
as being by comparison simple and distinct, for their component parts act
mostly in groups collectively, appearing and disappearing together, so that
they possess the essential characteristics of unity.
§ 7. Now, broadly speaking, it appears to me that the most suitable
conditions for Probability are these: that the important causes should be by
comparison fixed and permanent, and that the remaining ones should on the
average continue to act as often in one direction as in the other. This they
may do in two ways. In the first place we may be able to predicate nothing
more of them than the mere fact that they act[1] as often in one direction as
the other; what we should then obtain would be merely the simple statistical
uniformity that is described in the first chapter. But it may be the case, and
in practice generally is so more or less approximately, that these minor
causes act also in independence of one another. What we then get is a group
of uniformities such as was explained and illustrated in the second chapter.
Every possible combination of these causes then occurring with a regular
degree of frequency, we find one peculiar kind of uniformity exhibited, not
merely in the mere fact of excess and defect (of whatever may be the
variable quality in question), but also in every particular amount of excess
and defect. Hence, in this case, we get what some writers term a ‘mean’ or
‘type,’ instead of a simple average. For instance, suppose a man throwing a
quoit at a mark. Here our fixed causes are his strength, the weight of the
quoit, and the intention of aiming at a given point. These we must of course
suppose to remain unchanged, if we are to obtain any such uniformity as we
are seeking. The minor and variable causes are all those innumerable little
disturbing influences referred to in the last chapter. It might conceivably be
the case that we were only able to ascertain that these acted as often in one
direction as in the other; what we should then find was that the quoit tended
to fall short of the mark as often as beyond it. But owing to these little
causes being mostly independent of one another, and more or less equal in
their influence, we find also that every amount of excess and defect presents
observation takes any notice, and an indefinitely numerous group of small
causes, too numerous, minute, and uncertain in their action for us to be able
to estimate them or indeed to take them individually into account at all. The
important ones, it is true, may also in turn be themselves conceived to be
made up of aggregates of small components, but they are still best regarded
as being by comparison simple and distinct, for their component parts act
mostly in groups collectively, appearing and disappearing together, so that
they possess the essential characteristics of unity.
§ 7. Now, broadly speaking, it appears to me that the most suitable
conditions for Probability are these: that the important causes should be by
comparison fixed and permanent, and that the remaining ones should on the
average continue to act as often in one direction as in the other. This they
may do in two ways. In the first place we may be able to predicate nothing
more of them than the mere fact that they act[1] as often in one direction as
the other; what we should then obtain would be merely the simple statistical
uniformity that is described in the first chapter. But it may be the case, and
in practice generally is so more or less approximately, that these minor
causes act also in independence of one another. What we then get is a group
of uniformities such as was explained and illustrated in the second chapter.
Every possible combination of these causes then occurring with a regular
degree of frequency, we find one peculiar kind of uniformity exhibited, not
merely in the mere fact of excess and defect (of whatever may be the
variable quality in question), but also in every particular amount of excess
and defect. Hence, in this case, we get what some writers term a ‘mean’ or
‘type,’ instead of a simple average. For instance, suppose a man throwing a
quoit at a mark. Here our fixed causes are his strength, the weight of the
quoit, and the intention of aiming at a given point. These we must of course
suppose to remain unchanged, if we are to obtain any such uniformity as we
are seeking. The minor and variable causes are all those innumerable little
disturbing influences referred to in the last chapter. It might conceivably be
the case that we were only able to ascertain that these acted as often in one
direction as in the other; what we should then find was that the quoit tended
to fall short of the mark as often as beyond it. But owing to these little
causes being mostly independent of one another, and more or less equal in
their influence, we find also that every amount of excess and defect presents
Page 83
the same general characteristics, and that in a large number of throws the
quantity of divergences from the mark, of any given amount, is a tolerably
determinate function, according to a regular law, of that amount of
divergence.[2]
§ 8. The necessity of the conditions just hinted at will best be seen by a
reference to cases in which any of them happen to be missing. Thus we
know that the length of life is on the whole tolerably regular, and so are the
numbers of those who die in successive years or centuries of most of the
commoner diseases. But it does not seem to be the case with all diseases.
What, for instance, of the Sweating Sickness, the Black Death, the Asiatic
Cholera? The two former either do not recur, or, if they do, recur in such a
mild form as not to deserve the same name. What in fact of any of the
diseases which are epidemic rather than endemic? All these have their
causes doubtless, and would be produced again by the recurrence of the
conditions which caused them before. But some of them apparently do not
recur at all. They seem to have depended upon such rare conditions that
their occurrence was almost unique. And of those which do recur the course
is frequently so eccentric and irregular, often so much dependent upon
human will or want of will, as to entirely deprive their results (that is, the
annual number of deaths which they cause) of the statistical uniformity of
which we are speaking.
The explanation probably is that one of the principal causes in such cases is
what we commonly call contagion. If so, we have at once a cause which so
far from being fixed is subject to the utmost variability. Stringent caution
may destroy it, carelessness may aggravate it to any extent. The will of
man, as finding its expression either on the part of government, of doctors,
or of the public, may make of it pretty nearly what is wished, though
against the possibility of its entrance into any community no precautions
can absolutely insure us.
§ 9. If it be replied that this want of statistical regularity only arises from the
fact of our having confined ourselves to too limited a time, and that we
should find irregularity disappear here, as elsewhere, if we kept our tables
open long enough, we shall find that the answer will suggest another case in
which the requisite conditions for Probability are wanting. Such a reply
quantity of divergences from the mark, of any given amount, is a tolerably
determinate function, according to a regular law, of that amount of
divergence.[2]
§ 8. The necessity of the conditions just hinted at will best be seen by a
reference to cases in which any of them happen to be missing. Thus we
know that the length of life is on the whole tolerably regular, and so are the
numbers of those who die in successive years or centuries of most of the
commoner diseases. But it does not seem to be the case with all diseases.
What, for instance, of the Sweating Sickness, the Black Death, the Asiatic
Cholera? The two former either do not recur, or, if they do, recur in such a
mild form as not to deserve the same name. What in fact of any of the
diseases which are epidemic rather than endemic? All these have their
causes doubtless, and would be produced again by the recurrence of the
conditions which caused them before. But some of them apparently do not
recur at all. They seem to have depended upon such rare conditions that
their occurrence was almost unique. And of those which do recur the course
is frequently so eccentric and irregular, often so much dependent upon
human will or want of will, as to entirely deprive their results (that is, the
annual number of deaths which they cause) of the statistical uniformity of
which we are speaking.
The explanation probably is that one of the principal causes in such cases is
what we commonly call contagion. If so, we have at once a cause which so
far from being fixed is subject to the utmost variability. Stringent caution
may destroy it, carelessness may aggravate it to any extent. The will of
man, as finding its expression either on the part of government, of doctors,
or of the public, may make of it pretty nearly what is wished, though
against the possibility of its entrance into any community no precautions
can absolutely insure us.
§ 9. If it be replied that this want of statistical regularity only arises from the
fact of our having confined ourselves to too limited a time, and that we
should find irregularity disappear here, as elsewhere, if we kept our tables
open long enough, we shall find that the answer will suggest another case in
which the requisite conditions for Probability are wanting. Such a reply
Page 84
would only be conclusive upon the supposition that the ways and thoughts
of men are in the long run invariable, or if variable, subject to periodic
changes only. On the assumption of a steady progress in society, either for
the better or the worse, the argument falls to the ground at once. From what
we know of the course of the world, these fearful pests of the past may be
considered as solitary events in our history, or at least events which will not
be repeated. No continued uniformity would therefore be found in the
deaths which they occasion, though the registrar's books were kept open for
a thousand years. The reason here is probably to be sought in the gradual
alteration of those indefinitely numerous conditions which we term
collectively progress or civilization. Every little circumstance of this kind
has some bearing upon the liability of any one to catch a disease. But when
a kind of slow and steady tide sets in, in consequence of which these
influences no longer remain at about the same average strength, warring on
about equal terms with hostile influences, but on the contrary show a steady
tendency to increase their power, the statistics will, with consequent
steadiness and permanence, take the impress of such a change.
§ 10. Briefly then, if we were asked where the distinctive characteristics of
Probability are most prominently to be found, and where they are most
prominently absent, we might say that (1) they prevail principally in the
properties of natural kinds, both in the ultimate and in the derivative or
accidental properties. In all the characteristics of natural species, in all they
do and in all which happens to them, so far as it depends upon their
properties, we seldom fail to detect this regularity. Thus in men; their
height, strength, weight, the age to which they live, the diseases of which
they die; all present a well-known uniformity. Life insurance tables offer the
most familiar instance of the importance of these applications of
Probability.
(2) The same peculiarity prevails again in the force and frequency of most
natural agencies. Wind and weather are seen to lose their proverbial
irregularity when examined on a large scale. Man's work therefore, when
operated on by such agencies as these, even though it had been made in
different cases absolutely alike to begin with, afterwards shows only a
general regularity. I may sow exactly the same amount of seed in my field
every year. The yield may one year be moderate, the next year be abundant
of men are in the long run invariable, or if variable, subject to periodic
changes only. On the assumption of a steady progress in society, either for
the better or the worse, the argument falls to the ground at once. From what
we know of the course of the world, these fearful pests of the past may be
considered as solitary events in our history, or at least events which will not
be repeated. No continued uniformity would therefore be found in the
deaths which they occasion, though the registrar's books were kept open for
a thousand years. The reason here is probably to be sought in the gradual
alteration of those indefinitely numerous conditions which we term
collectively progress or civilization. Every little circumstance of this kind
has some bearing upon the liability of any one to catch a disease. But when
a kind of slow and steady tide sets in, in consequence of which these
influences no longer remain at about the same average strength, warring on
about equal terms with hostile influences, but on the contrary show a steady
tendency to increase their power, the statistics will, with consequent
steadiness and permanence, take the impress of such a change.
§ 10. Briefly then, if we were asked where the distinctive characteristics of
Probability are most prominently to be found, and where they are most
prominently absent, we might say that (1) they prevail principally in the
properties of natural kinds, both in the ultimate and in the derivative or
accidental properties. In all the characteristics of natural species, in all they
do and in all which happens to them, so far as it depends upon their
properties, we seldom fail to detect this regularity. Thus in men; their
height, strength, weight, the age to which they live, the diseases of which
they die; all present a well-known uniformity. Life insurance tables offer the
most familiar instance of the importance of these applications of
Probability.
(2) The same peculiarity prevails again in the force and frequency of most
natural agencies. Wind and weather are seen to lose their proverbial
irregularity when examined on a large scale. Man's work therefore, when
operated on by such agencies as these, even though it had been made in
different cases absolutely alike to begin with, afterwards shows only a
general regularity. I may sow exactly the same amount of seed in my field
every year. The yield may one year be moderate, the next year be abundant
Page 85
through favourable weather, and then again in turn be destroyed by hail. But
in the long run these irregularities will be equalized in the result of my
crops, because they are equalized in the power and frequency of the
productive agencies. The business of underwriters, and offices which insure
the crops against hail, would fall under this class; though, as already
remarked, there is no very profound distinction between them and the
former class.
The reader must be reminded again that this fixity is only temporary, that is,
that even here the series belong to the class of those which possess a
fluctuating type. Those indeed who believe in the fixity of natural species
will have the best chance of finding a series of the really permanent type
amongst them, though even they will admit that some change in the
characteristic is attainable in length of time. In the case of the principal
natural agencies, it is of course incontestable that the present average is
referable to the present geological period only. Our average temperature and
average rainfall have in former times been widely different from what they
now are, and doubtless will be so again.
Any fuller investigation of the process by which, on the Theory of
Evolution, out of a primeval simplicity and uniformity the present variety
was educed, hardly belongs to the scope of the present work: at most, a few
hints must suffice.
§ 11. The above, then, are instances of natural objects and natural agencies.
There seems reason to believe that it is in such things only, as distinguished
from things artificial, that the property in question is to be found. This is an
assertion that will need some discussion and explanation. Two instances, in
apparent opposition, will at once occur to the mind of some readers; one of
which, from its great intrinsic importance, and the other, from the frequency
of the problems which it furnishes, will demand a few minutes' separate
examination.
(1) The first of these is the already mentioned case of instrumental
observations. In the use of astronomical and other instruments the utmost
possible degree of accuracy is often desired, a degree which cannot be
reasonably hoped for in any one single observation. What we do therefore
in these cases is to make a large number of successive observations which
in the long run these irregularities will be equalized in the result of my
crops, because they are equalized in the power and frequency of the
productive agencies. The business of underwriters, and offices which insure
the crops against hail, would fall under this class; though, as already
remarked, there is no very profound distinction between them and the
former class.
The reader must be reminded again that this fixity is only temporary, that is,
that even here the series belong to the class of those which possess a
fluctuating type. Those indeed who believe in the fixity of natural species
will have the best chance of finding a series of the really permanent type
amongst them, though even they will admit that some change in the
characteristic is attainable in length of time. In the case of the principal
natural agencies, it is of course incontestable that the present average is
referable to the present geological period only. Our average temperature and
average rainfall have in former times been widely different from what they
now are, and doubtless will be so again.
Any fuller investigation of the process by which, on the Theory of
Evolution, out of a primeval simplicity and uniformity the present variety
was educed, hardly belongs to the scope of the present work: at most, a few
hints must suffice.
§ 11. The above, then, are instances of natural objects and natural agencies.
There seems reason to believe that it is in such things only, as distinguished
from things artificial, that the property in question is to be found. This is an
assertion that will need some discussion and explanation. Two instances, in
apparent opposition, will at once occur to the mind of some readers; one of
which, from its great intrinsic importance, and the other, from the frequency
of the problems which it furnishes, will demand a few minutes' separate
examination.
(1) The first of these is the already mentioned case of instrumental
observations. In the use of astronomical and other instruments the utmost
possible degree of accuracy is often desired, a degree which cannot be
reasonably hoped for in any one single observation. What we do therefore
in these cases is to make a large number of successive observations which
Page 86
are naturally found to differ somewhat from each other in their results; by
means of these the true value (as explained in a future chapter, on the
Method of Least Squares) is to be determined as accurately as possible. The
subjects then of calculation here are a certain number of elements, slightly
incorrect elements, given by successive observations. Are not these
observations artificial, or the direct product of voluntary agency? Certainly
not: or rather, the answer depends on what we understand by voluntary.
What is really intended and aimed at by the observer, is of course, perfect
accuracy, that is, the true observation, or the voluntary steps and
preliminaries on which this observation depends. Whether voluntary or not,
this result only can be called intentional. But this result is not obtained.
What we actually get in its place is a series of deviations from it, containing
results more or less wide of the truth. Now by what are these deviations
caused? By just such agencies as we have been considering in some of the
earlier sections in this chapter. Heat and its irregular warping influence,
draughts of air producing their corresponding effects, dust and consequent
friction in one part or another, the slight distortion of the instrument by
strains or the slow uneven contraction which continues long after the metal
was cast; these and such as these are some of the causes which divert us
from the truth. Besides this group, there are others which certainly do
depend upon human agency, but which are not, strictly speaking, voluntary.
They are such as the irregular action of the muscles, inability to make our
various organs and members execute precisely the purposes we have in
mind, perhaps different rates in the rapidity of the nervous currents, or in
the response to stimuli, in the same or different observers. The effect
produced by some of these, and the allowance that has in consequence to be
made, are becoming familiar even to the outside world under the name of
the ‘personal equation’ in astronomical, psychophysical, and other
observations.
§ 12. (2) The other example, alluded to above, is the stock one of cards and
dice. Here, as in the last case, the result is remotely voluntary, in the sense
that deliberate volition presents itself at one stage. But subsequently to this
stage, the result is produced or affected by so many involuntary agencies
that it owes its characteristic properties to these. The turning up, for
example, of a particular face of a die is the result of voluntary agency, but it
is not an immediate result. That particular face was not chosen, though the
means of these the true value (as explained in a future chapter, on the
Method of Least Squares) is to be determined as accurately as possible. The
subjects then of calculation here are a certain number of elements, slightly
incorrect elements, given by successive observations. Are not these
observations artificial, or the direct product of voluntary agency? Certainly
not: or rather, the answer depends on what we understand by voluntary.
What is really intended and aimed at by the observer, is of course, perfect
accuracy, that is, the true observation, or the voluntary steps and
preliminaries on which this observation depends. Whether voluntary or not,
this result only can be called intentional. But this result is not obtained.
What we actually get in its place is a series of deviations from it, containing
results more or less wide of the truth. Now by what are these deviations
caused? By just such agencies as we have been considering in some of the
earlier sections in this chapter. Heat and its irregular warping influence,
draughts of air producing their corresponding effects, dust and consequent
friction in one part or another, the slight distortion of the instrument by
strains or the slow uneven contraction which continues long after the metal
was cast; these and such as these are some of the causes which divert us
from the truth. Besides this group, there are others which certainly do
depend upon human agency, but which are not, strictly speaking, voluntary.
They are such as the irregular action of the muscles, inability to make our
various organs and members execute precisely the purposes we have in
mind, perhaps different rates in the rapidity of the nervous currents, or in
the response to stimuli, in the same or different observers. The effect
produced by some of these, and the allowance that has in consequence to be
made, are becoming familiar even to the outside world under the name of
the ‘personal equation’ in astronomical, psychophysical, and other
observations.
§ 12. (2) The other example, alluded to above, is the stock one of cards and
dice. Here, as in the last case, the result is remotely voluntary, in the sense
that deliberate volition presents itself at one stage. But subsequently to this
stage, the result is produced or affected by so many involuntary agencies
that it owes its characteristic properties to these. The turning up, for
example, of a particular face of a die is the result of voluntary agency, but it
is not an immediate result. That particular face was not chosen, though the
Page 87
fact of its being chosen was the remote consequence of an act of choice.
There has been an intermediate chaos of conflicting agencies, which no one
can calculate before or distinguish afterwards. These agencies seem to show
a uniformity in the long run, and thence to produce a similar uniformity in
the result. The drawing of a card from a pack is indeed more directly
volitional, as in cutting for partners in a game of whist. But no one
continues to do this long without having the pack well shuffled in the
interval, whereby a host of involuntary influences are let in.
§ 13. The once startling but now familiar uniformities exhibited in the cases
of suicides and misdirected letters, do not belong to the same class. The
final resolution, or want of it, which leads to these results, is in each case
indeed an important ingredient in the individual's action or omission; but, in
so far as volition has anything to do with the results as a whole, it instantly
disturbs them. If the voice of the Legislature speaks out, or any great
preacher or moralist succeeds in deterring, or any impressive example in
influencing, our moral statistics are instantly tampered with. Some further
discussion will be devoted to this subject in a future chapter; it need only be
remarked here that (always excluding such common or general influence as
those just mentioned) the average volition, potent as it is in each separate
case, is on the whole swayed by non-voluntary conditions, such as those of
health, the casualties of employment, &c., in fact the various circumstances
which influence the length of a man's life.
§ 14. Such distinctions as those just insisted on may seem to some persons
to be needless, but serious errors have occasionally arisen from the neglect
of them. The immediate products of man's mind, so far indeed as we can
make an attempt to obtain them, do not seem to possess this essential
characteristic of Probability. Their characteristic seems rather to be, either
perfect mathematical accuracy or utter want of it, either law unfailing or
mere caprice. If, e.g., we find the trees in a forest growing in straight lines,
we unhesitatingly conclude that they were planted by man as they stand. It
is true on the other hand, that if we find them not regularly planted, we
cannot conclude that they were not planted by man; partly because the
planter may have worked without a plan, partly because the subsequent
irregularities brought on by nature may have obscured the plan. Practically
the mind has to work by the aid of imperfect instruments, and is subjected
There has been an intermediate chaos of conflicting agencies, which no one
can calculate before or distinguish afterwards. These agencies seem to show
a uniformity in the long run, and thence to produce a similar uniformity in
the result. The drawing of a card from a pack is indeed more directly
volitional, as in cutting for partners in a game of whist. But no one
continues to do this long without having the pack well shuffled in the
interval, whereby a host of involuntary influences are let in.
§ 13. The once startling but now familiar uniformities exhibited in the cases
of suicides and misdirected letters, do not belong to the same class. The
final resolution, or want of it, which leads to these results, is in each case
indeed an important ingredient in the individual's action or omission; but, in
so far as volition has anything to do with the results as a whole, it instantly
disturbs them. If the voice of the Legislature speaks out, or any great
preacher or moralist succeeds in deterring, or any impressive example in
influencing, our moral statistics are instantly tampered with. Some further
discussion will be devoted to this subject in a future chapter; it need only be
remarked here that (always excluding such common or general influence as
those just mentioned) the average volition, potent as it is in each separate
case, is on the whole swayed by non-voluntary conditions, such as those of
health, the casualties of employment, &c., in fact the various circumstances
which influence the length of a man's life.
§ 14. Such distinctions as those just insisted on may seem to some persons
to be needless, but serious errors have occasionally arisen from the neglect
of them. The immediate products of man's mind, so far indeed as we can
make an attempt to obtain them, do not seem to possess this essential
characteristic of Probability. Their characteristic seems rather to be, either
perfect mathematical accuracy or utter want of it, either law unfailing or
mere caprice. If, e.g., we find the trees in a forest growing in straight lines,
we unhesitatingly conclude that they were planted by man as they stand. It
is true on the other hand, that if we find them not regularly planted, we
cannot conclude that they were not planted by man; partly because the
planter may have worked without a plan, partly because the subsequent
irregularities brought on by nature may have obscured the plan. Practically
the mind has to work by the aid of imperfect instruments, and is subjected
Page 88
to many hindrances through various and conflicting agencies, and by these
means the work loses its original properties. Suppose, for instance, that a
man, instead of producing numerical results by imperfect observations or by
the cast of dice, were to select them at first hand for himself by simply
thinking of them at once; what sort of series would he obtain? It would be
about as difficult to obtain in this way any such series as those appropriate
to Probability as it would be to keep his heart or pulse working regularly by
direct acts of volition, supposing that he had the requisite control over these
organs. But the mere suggestion is absurd. A man must have an object in
thinking, he must think according to a rule or formula; but unless he takes
some natural series as a copy, he will never be able to construct one
mentally which shall permanently imitate the originals. Or take another
product of human efforts, in which the intention can be executed with
tolerable success. When any one builds a house, there are many slight
disturbing influences at work, such as shrinking of bricks and mortar,
settling of foundations, &c. But the effect which these disturbances are able
to produce is so inappreciably small, that we may fairly consider that the
result obtained is the direct product of the mind, the accurate realization of
its intention. What is the consequence? Every house in the row, if designed
by one man and at one time, is of exactly the same height, width, &c. as its
neighbours; or if there are variations they are few, definite, and regular. The
result offers no resemblance whatever to the heights, weights, &c. of a
number of men selected at random. The builder probably had some regular
design in contemplation, and he has succeeded in executing it.
§ 15. It may be replied that if we extend our observations, say to the houses
of a large city, we shall then detect the property under discussion. The
different heights of a great number, when grouped together, might be found
to resemble those of a great number of human beings under similar
treatment. Something of this kind might not improbably be found to be the
case, though the resemblance would be far from being a close one. But to
raise this question is to get on to different ground, for we were speaking (as
remarked above) not of the work of different minds with their different
aims, but of that of one mind. In a multiplicity of designs, there may be that
variable uniformity, for which we may look in vain in a single design. The
heights which the different builders contemplated might be found to group
themselves into something of the same kind of uniformity as that which
means the work loses its original properties. Suppose, for instance, that a
man, instead of producing numerical results by imperfect observations or by
the cast of dice, were to select them at first hand for himself by simply
thinking of them at once; what sort of series would he obtain? It would be
about as difficult to obtain in this way any such series as those appropriate
to Probability as it would be to keep his heart or pulse working regularly by
direct acts of volition, supposing that he had the requisite control over these
organs. But the mere suggestion is absurd. A man must have an object in
thinking, he must think according to a rule or formula; but unless he takes
some natural series as a copy, he will never be able to construct one
mentally which shall permanently imitate the originals. Or take another
product of human efforts, in which the intention can be executed with
tolerable success. When any one builds a house, there are many slight
disturbing influences at work, such as shrinking of bricks and mortar,
settling of foundations, &c. But the effect which these disturbances are able
to produce is so inappreciably small, that we may fairly consider that the
result obtained is the direct product of the mind, the accurate realization of
its intention. What is the consequence? Every house in the row, if designed
by one man and at one time, is of exactly the same height, width, &c. as its
neighbours; or if there are variations they are few, definite, and regular. The
result offers no resemblance whatever to the heights, weights, &c. of a
number of men selected at random. The builder probably had some regular
design in contemplation, and he has succeeded in executing it.
§ 15. It may be replied that if we extend our observations, say to the houses
of a large city, we shall then detect the property under discussion. The
different heights of a great number, when grouped together, might be found
to resemble those of a great number of human beings under similar
treatment. Something of this kind might not improbably be found to be the
case, though the resemblance would be far from being a close one. But to
raise this question is to get on to different ground, for we were speaking (as
remarked above) not of the work of different minds with their different
aims, but of that of one mind. In a multiplicity of designs, there may be that
variable uniformity, for which we may look in vain in a single design. The
heights which the different builders contemplated might be found to group
themselves into something of the same kind of uniformity as that which
Page 89
prevails in most other things which they should undertake to do
independently. We might then trace the action of the same two conditions,
—a uniformity in the multitude of their different designs, a uniformity also
in the infinite variety of the influences which have modified those designs.
But this is a very different thing from saying that the work of one man will
show such a result as this. The difference is much like that between the
tread of a thousand men who are stepping without thinking of each other,
and their tread when they are drilled into a regiment. In the former case
there is the working, in one way or another, of a thousand minds; in the
latter, of one only.
The investigations of this and the former chapter constitute a sufficiently
close examination into the detailed causes by which the peculiar form of
statistical results with which we are concerned is actually produced, to
serve the purpose of a work which is occupied mainly with the methods of
the Science of Probability. The great importance, however, of certain
statistical or sociological enquiries will demand a recurrence in a future
chapter to one particular application of these statistics, viz. to those
concerned with some classes of human actions.
§ 16. The only important addition to, or modification of, the foregoing
remarks which I have found occasion to make is due to Mr Galton. He has
recently pointed out,—and was I believe the first to do so,—that in certain
cases some analysis of the causal processes can be effected, and is in fact
absolutely necessary in order to account for the facts observed. Take, for
instance, the heights of the population of any country. If the distribution or
dispersion of these about their mean value were left to the unimpeded
action of those myriad productive agencies alluded to above, we should
certainly obtain such an arrangement in the posterity of any one generation
as had already been exhibited in the parents. That is, we should find
repeated in the previous stage the same kind of order as we were trying to
account for in the following stage.
But then, as Mr Galton insists, if such agencies acted freely and
independently, though we should get the same kind of arrangement or
distribution, we should not get the same degree of it: there would, on the
contrary, be a tendency towards further dispersion. The ‘curve of facility’
independently. We might then trace the action of the same two conditions,
—a uniformity in the multitude of their different designs, a uniformity also
in the infinite variety of the influences which have modified those designs.
But this is a very different thing from saying that the work of one man will
show such a result as this. The difference is much like that between the
tread of a thousand men who are stepping without thinking of each other,
and their tread when they are drilled into a regiment. In the former case
there is the working, in one way or another, of a thousand minds; in the
latter, of one only.
The investigations of this and the former chapter constitute a sufficiently
close examination into the detailed causes by which the peculiar form of
statistical results with which we are concerned is actually produced, to
serve the purpose of a work which is occupied mainly with the methods of
the Science of Probability. The great importance, however, of certain
statistical or sociological enquiries will demand a recurrence in a future
chapter to one particular application of these statistics, viz. to those
concerned with some classes of human actions.
§ 16. The only important addition to, or modification of, the foregoing
remarks which I have found occasion to make is due to Mr Galton. He has
recently pointed out,—and was I believe the first to do so,—that in certain
cases some analysis of the causal processes can be effected, and is in fact
absolutely necessary in order to account for the facts observed. Take, for
instance, the heights of the population of any country. If the distribution or
dispersion of these about their mean value were left to the unimpeded
action of those myriad productive agencies alluded to above, we should
certainly obtain such an arrangement in the posterity of any one generation
as had already been exhibited in the parents. That is, we should find
repeated in the previous stage the same kind of order as we were trying to
account for in the following stage.
But then, as Mr Galton insists, if such agencies acted freely and
independently, though we should get the same kind of arrangement or
distribution, we should not get the same degree of it: there would, on the
contrary, be a tendency towards further dispersion. The ‘curve of facility’
Page 90
(v. the diagram on p. 29) would belong to the same class, but would have a
different modulus. We shall see this at once if we take for comparison a
case in which similar agencies work their way without any counteraction
whatever. Suppose, for instance, that a large number of persons, whose
fortunes were equal to begin with, were to commence gambling or betting
continually for some small sum. If we examine their circumstances after
successive intervals of time, we should expect to find their fortunes
distributed according to the same general law,—i.e. the now familiar law in
question,—but we should also expect to find that the poorest ones were
slightly poorer, and the richest ones slightly richer, on each successive
occasion. We shall see more about this in a future chapter (on Gambling),
but it may be taken for granted here that there is nothing in the laws of
chance to resist this tendency towards intensifying the extremes.
Now it is found, on the contrary, in the case of vital phenomena,—for
instance in that of height, and presumably of most of the other qualities
which are in any way characteristic of natural kinds,—that there is, through
a number of successive generations, a remarkable degree of fixity. The tall
men are not taller, and the short men are not shorter, per cent. of the
population in successive generations: always supposing of course that some
general change of circumstances, such as climate, diet, &c. has not set in.
There must therefore here be some cause at work which tends, so to say, to
draw in the extremes and thus to check the otherwise continually increasing
dispersion.
§ 17. The facts were first tested by careful experiment. At the date of Mr
Galton's original paper on the subject,[3] there were no available statistics of
heights of human beings; so a physical element admitting of careful
experiment (viz. the size or weight of certain seeds) was accurately
estimated. From these data the actual amount of reversion from the
extremes, that is, of the slight pressure continually put upon the extreme
members with the result of crowding them back towards the mean, was
determined, and this was compared with what theory would require in order
to keep the characteristics of the species permanently fixed. Since then,
statistics have been obtained to a large extent which deal directly with the
heights of human beings.
different modulus. We shall see this at once if we take for comparison a
case in which similar agencies work their way without any counteraction
whatever. Suppose, for instance, that a large number of persons, whose
fortunes were equal to begin with, were to commence gambling or betting
continually for some small sum. If we examine their circumstances after
successive intervals of time, we should expect to find their fortunes
distributed according to the same general law,—i.e. the now familiar law in
question,—but we should also expect to find that the poorest ones were
slightly poorer, and the richest ones slightly richer, on each successive
occasion. We shall see more about this in a future chapter (on Gambling),
but it may be taken for granted here that there is nothing in the laws of
chance to resist this tendency towards intensifying the extremes.
Now it is found, on the contrary, in the case of vital phenomena,—for
instance in that of height, and presumably of most of the other qualities
which are in any way characteristic of natural kinds,—that there is, through
a number of successive generations, a remarkable degree of fixity. The tall
men are not taller, and the short men are not shorter, per cent. of the
population in successive generations: always supposing of course that some
general change of circumstances, such as climate, diet, &c. has not set in.
There must therefore here be some cause at work which tends, so to say, to
draw in the extremes and thus to check the otherwise continually increasing
dispersion.
§ 17. The facts were first tested by careful experiment. At the date of Mr
Galton's original paper on the subject,[3] there were no available statistics of
heights of human beings; so a physical element admitting of careful
experiment (viz. the size or weight of certain seeds) was accurately
estimated. From these data the actual amount of reversion from the
extremes, that is, of the slight pressure continually put upon the extreme
members with the result of crowding them back towards the mean, was
determined, and this was compared with what theory would require in order
to keep the characteristics of the species permanently fixed. Since then,
statistics have been obtained to a large extent which deal directly with the
heights of human beings.
Page 91
The general conclusion at which we arrive is that there are several causes at
work which are neither slight nor independent. There is, for instance, the
observed fact that the extremes are as a rule not equally fertile with the
means, nor equally capable of resisting death and disease. Hence as regards
their mere numbers, there is a tendency for them somewhat to thin out.
Then again there is a distinct positive cause in respect of ‘reversion.’ Not
only are the offspring of the extremes less numerous, but these offspring
also tend to cluster about a mean which is, so to say, shifted a little towards
the true centre of the whole group; i.e. towards the mean offspring of the
mean parents.
§ 18. For a full discussion of these characteristics, and for a variety of most
ingenious illustrations of their mode of agency and of their comparative
efficacy, the reader may be referred to Mr Galton's original articles. For our
present purpose it will suffice to say that these characteristics tend towards
maintaining the fixity of species; and that though they do not affect what
may be called the general nature of the ‘probability curve’ or ‘law of
facility’, they do determine its precise value in the cases in question. If,
indeed, it be asked why there is no need for any such corrective influence in
the case of, say, firing at a mark: the answer is that there is no opening for it
except where a cumulative influence is introduced. The reason why the
fortunes of our betting party showed an ever increasing divergency, and
why some special correction was needed in order to avert such a tendency
in the case of vital phenomena, was that the new starting-point at every step
was slightly determined by the results of the previous step. The man who
has lost a shilling one time starts, next time, worse off by just a shilling;
and, but for the corrections we have been indicating, the man who was born
tall would, so to say, throw off his descendants from a vantage ground of
superior height. The true parallel in the case of the marksmen would be to
suppose that their new points of aim were always shifted a little in the
direction of the last divergence. The spreading out of the shot-marks would
then continue without limit, just as would the divergence of fortunes of the
supposed gamblers.
work which are neither slight nor independent. There is, for instance, the
observed fact that the extremes are as a rule not equally fertile with the
means, nor equally capable of resisting death and disease. Hence as regards
their mere numbers, there is a tendency for them somewhat to thin out.
Then again there is a distinct positive cause in respect of ‘reversion.’ Not
only are the offspring of the extremes less numerous, but these offspring
also tend to cluster about a mean which is, so to say, shifted a little towards
the true centre of the whole group; i.e. towards the mean offspring of the
mean parents.
§ 18. For a full discussion of these characteristics, and for a variety of most
ingenious illustrations of their mode of agency and of their comparative
efficacy, the reader may be referred to Mr Galton's original articles. For our
present purpose it will suffice to say that these characteristics tend towards
maintaining the fixity of species; and that though they do not affect what
may be called the general nature of the ‘probability curve’ or ‘law of
facility’, they do determine its precise value in the cases in question. If,
indeed, it be asked why there is no need for any such corrective influence in
the case of, say, firing at a mark: the answer is that there is no opening for it
except where a cumulative influence is introduced. The reason why the
fortunes of our betting party showed an ever increasing divergency, and
why some special correction was needed in order to avert such a tendency
in the case of vital phenomena, was that the new starting-point at every step
was slightly determined by the results of the previous step. The man who
has lost a shilling one time starts, next time, worse off by just a shilling;
and, but for the corrections we have been indicating, the man who was born
tall would, so to say, throw off his descendants from a vantage ground of
superior height. The true parallel in the case of the marksmen would be to
suppose that their new points of aim were always shifted a little in the
direction of the last divergence. The spreading out of the shot-marks would
then continue without limit, just as would the divergence of fortunes of the
supposed gamblers.
Page 92
1 As stated above, this is really little more than a re-statement, a stage
further back, of the existence of the same kind of uniformity as that which
we are called upon to explain in the concrete details presented to us in
experience.
2
“It would seem in fact that in coarse and rude observations the errors
proceed from a very few principal causes, and in consequence our
hypothesis [as to the Exponential Law of Error] will probably represent the
facts only imperfectly, and the frequency of the errors will only
approximate roughly and vaguely to the law which follows from it. But
when astronomers, not content with the degree of accuracy they had
reached, prosecuted their researches into the remaining sources of error,
they found that not three or four, but a great number of minor sources of
error of nearly co-ordinate importance began to reveal themselves, having
been till then masked and overshadowed by the graver errors which had
been now approximately removed…. There were errors of graduation, and
many others in the contraction of instruments; other errors of their
adjustments; errors (technically so called) of observation; errors from the
changes of temperature, of weather, from slight irregular motions and
vibrations; in short, the thousand minute disturbing influences with which
modern astronomers are familiar.” (Extracted from a paper by Mr Crofton
in the Vol. of the Philosophical Transactions for 1870, p. 177.)
3 Typical Laws of Heredity; read before the Royal Institution, Feb. 9, 1877.
See also Journal of the Anthrop. Inst. Nov. 1885.
further back, of the existence of the same kind of uniformity as that which
we are called upon to explain in the concrete details presented to us in
experience.
2
“It would seem in fact that in coarse and rude observations the errors
proceed from a very few principal causes, and in consequence our
hypothesis [as to the Exponential Law of Error] will probably represent the
facts only imperfectly, and the frequency of the errors will only
approximate roughly and vaguely to the law which follows from it. But
when astronomers, not content with the degree of accuracy they had
reached, prosecuted their researches into the remaining sources of error,
they found that not three or four, but a great number of minor sources of
error of nearly co-ordinate importance began to reveal themselves, having
been till then masked and overshadowed by the graver errors which had
been now approximately removed…. There were errors of graduation, and
many others in the contraction of instruments; other errors of their
adjustments; errors (technically so called) of observation; errors from the
changes of temperature, of weather, from slight irregular motions and
vibrations; in short, the thousand minute disturbing influences with which
modern astronomers are familiar.” (Extracted from a paper by Mr Crofton
in the Vol. of the Philosophical Transactions for 1870, p. 177.)
3 Typical Laws of Heredity; read before the Royal Institution, Feb. 9, 1877.
See also Journal of the Anthrop. Inst. Nov. 1885.
Page 93
CHAPTER IV.
Page 94
ON THE MODES OF ESTABLISHING AND
DETERMINING THE EXISTENCE AND
NUMERICAL PROPORTIONS OF THE
CHARACTERISTIC PROPERTIES OF OUR SERIES
OR GROUPS.
§ 1. At the point which we have now reached, we are supposed to be in
possession of series or groups of a certain kind, lying at the bottom, as one
may say, and forming the foundation on which the Science of Probability is
to be erected. We have described with sufficient particularity the
characteristics of such a series, and have indicated the process by which it
is, as a rule, actually brought about in nature. The next enquiries which have
to be successively made are, how in any particular case we are to establish
their existence and determine their special character and properties? and
secondly,[1] when we have obtained them, in what mode are they to be
employed for logical purposes?
The answer to the former enquiry does not seem difficult. Experience is our
sole guide. If we want to discover what is in reality a series of things, not a
series of our own conceptions, we must appeal to the things themselves to
obtain it, for we cannot find much help elsewhere. We cannot tell how many
persons will be born or die in a year, or how many houses will be burnt or
ships wrecked, without actually counting them. When we thus speak of
‘experience’ we mean to employ the term in its widest signification; we
mean experience supplemented by all the aids which inductive or deductive
logic can afford. When, for instance, we have found the series which
comprises the numbers of persons of any assigned class who die in
successive years, we have no hesitation in extending it some way into the
future as well as into the past. The justification of such a procedure must be
sought in the ordinary canons of Induction. As a special discussion will be
given upon the connection between Probability and Induction, no more
need be said upon this subject here; but nothing will be found there at
variance with the assertion just made, that the series we employ are
ultimately obtained by experience only.
DETERMINING THE EXISTENCE AND
NUMERICAL PROPORTIONS OF THE
CHARACTERISTIC PROPERTIES OF OUR SERIES
OR GROUPS.
§ 1. At the point which we have now reached, we are supposed to be in
possession of series or groups of a certain kind, lying at the bottom, as one
may say, and forming the foundation on which the Science of Probability is
to be erected. We have described with sufficient particularity the
characteristics of such a series, and have indicated the process by which it
is, as a rule, actually brought about in nature. The next enquiries which have
to be successively made are, how in any particular case we are to establish
their existence and determine their special character and properties? and
secondly,[1] when we have obtained them, in what mode are they to be
employed for logical purposes?
The answer to the former enquiry does not seem difficult. Experience is our
sole guide. If we want to discover what is in reality a series of things, not a
series of our own conceptions, we must appeal to the things themselves to
obtain it, for we cannot find much help elsewhere. We cannot tell how many
persons will be born or die in a year, or how many houses will be burnt or
ships wrecked, without actually counting them. When we thus speak of
‘experience’ we mean to employ the term in its widest signification; we
mean experience supplemented by all the aids which inductive or deductive
logic can afford. When, for instance, we have found the series which
comprises the numbers of persons of any assigned class who die in
successive years, we have no hesitation in extending it some way into the
future as well as into the past. The justification of such a procedure must be
sought in the ordinary canons of Induction. As a special discussion will be
given upon the connection between Probability and Induction, no more
need be said upon this subject here; but nothing will be found there at
variance with the assertion just made, that the series we employ are
ultimately obtained by experience only.
Page 95
§ 2. In many cases it is undoubtedly true that we do not resort to direct
experience at all. If I want to know what is my chance of holding ten
trumps in a game of whist, I do not enquire how often such a thing has
occurred before. If all the inhabitants of the globe were to divide themselves
up into whist parties they would have to keep on at it for a great many
years, if they wanted to settle the question satisfactorily in that way. What
we do of course is to calculate algebraically the proportion of possible
combinations in which ten trumps can occur, and take this as the answer to
our problem. So again, if I wanted to know the chance of throwing six with
a die whose faces were unequal, it would be a question if my best way
would not be to calculate geometrically the solid angle subtended at the
centre of gravity by the opposite face, and the ratio of this to the whole
surface of a sphere would represent sufficiently closely the chance required.
It is quite true that in such examples as the above, especially the former
one, nobody would ever think of appealing to statistics. This would be a
tedious process to adopt when, as here, the mechanical and other conditions
upon which the production of the events depend are comparatively few,
determinate, and admit of isolated consideration, whilst the enormous
number of combinations which can be constructed out of them causes an
enormous consequent multiplicity of ways in which the events can possibly
happen. Hence, in practice, à priori determination is often easy, whilst
à posteriori appeal to experience would be not merely tedious but utterly
impracticable. This, combined with the frequent simplicity and
attractiveness of such examples when deductively treated, has made them
very popular, and produced the impression in many quarters that they are
the proper typical instances to illustrate the theory of chance. Whereas, had
the science been concerned with those kinds of events only which in
practice are commonly made subjects of insurance, probably no other view
would ever have been taken than that it was based upon direct appeal to
experience.
§ 3. When, however, we look a little closer, we find that there is no occasion
for such a sharp distinction as that apparently implied between the two
classes of examples just indicated. In such cases as those of dice and cards,
even, in which we appear to reason directly from the determining
conditions, or possible variety of the events, rather than from actual
experience at all. If I want to know what is my chance of holding ten
trumps in a game of whist, I do not enquire how often such a thing has
occurred before. If all the inhabitants of the globe were to divide themselves
up into whist parties they would have to keep on at it for a great many
years, if they wanted to settle the question satisfactorily in that way. What
we do of course is to calculate algebraically the proportion of possible
combinations in which ten trumps can occur, and take this as the answer to
our problem. So again, if I wanted to know the chance of throwing six with
a die whose faces were unequal, it would be a question if my best way
would not be to calculate geometrically the solid angle subtended at the
centre of gravity by the opposite face, and the ratio of this to the whole
surface of a sphere would represent sufficiently closely the chance required.
It is quite true that in such examples as the above, especially the former
one, nobody would ever think of appealing to statistics. This would be a
tedious process to adopt when, as here, the mechanical and other conditions
upon which the production of the events depend are comparatively few,
determinate, and admit of isolated consideration, whilst the enormous
number of combinations which can be constructed out of them causes an
enormous consequent multiplicity of ways in which the events can possibly
happen. Hence, in practice, à priori determination is often easy, whilst
à posteriori appeal to experience would be not merely tedious but utterly
impracticable. This, combined with the frequent simplicity and
attractiveness of such examples when deductively treated, has made them
very popular, and produced the impression in many quarters that they are
the proper typical instances to illustrate the theory of chance. Whereas, had
the science been concerned with those kinds of events only which in
practice are commonly made subjects of insurance, probably no other view
would ever have been taken than that it was based upon direct appeal to
experience.
§ 3. When, however, we look a little closer, we find that there is no occasion
for such a sharp distinction as that apparently implied between the two
classes of examples just indicated. In such cases as those of dice and cards,
even, in which we appear to reason directly from the determining
conditions, or possible variety of the events, rather than from actual
Page 96
observation of their occurrence, we shall find that this procedure is only
valid by the help of a tacit assumption which can never be determined
otherwise than by direct experience. It is, no doubt, an exceedingly natural
and obvious assumption, and one which is continually deriving fresh weight
from every-day observation, but it is one which ought not to be admitted
without consideration. As this is a very important matter, not so much in
itself as in connection with the light which it throws upon the theory of the
subject, we will enter into a somewhat detailed examination of it.
Let us take a very simple example, that of tossing up a penny. Suppose that
I am contemplating a succession of two throws; I can see that the only
possible events are[2] HH, HT, TH, TT. So much is certain. We are
moreover tolerably well convinced from experience that these events occur,
in the long run, about equally often. This is of course admitted on all hands.
But on the view commonly maintained, it is contended that we might have
known the fact beforehand on grounds which are applicable to an indefinite
number of other and more complex cases. The form in which this view
would generally be advanced is, that we are enabled to state beforehand that
the four throws above mentioned are equally likely. If in return we ask what
is meant by the expression ‘equally likely’, it appears that there are two and
only two possible forms of reply. One of these seeks the explanation in the
state of mind of the observer, the other seeks it in some characteristic of the
things observed.
(1) It might, for instance, be said on the one hand, that what is meant is that
the four events contemplated are equally easy to imagine, or, more
accurately, that our expectation or belief in their occurrence is equal. We
could hardly be content with this reply, for the further enquiry would
immediately be urged, On what ground is this to be believed? What are the
characteristics of events of which our expectation is equal? If we consented
to give an answer to this further enquiry, we should be led to the second
form of reply, to be noticed directly; if we did not consent we should, it
seems, be admitting that Probability was only a portion of Psychology,
confined therefore to considering states of mind in themselves, rather than
in their reference to facts, viz. as being true or false. We should, that is, be
ceasing to make it a science of inference about things. This point will have
to be gone into more thoroughly in another chapter; but it is impossible to
valid by the help of a tacit assumption which can never be determined
otherwise than by direct experience. It is, no doubt, an exceedingly natural
and obvious assumption, and one which is continually deriving fresh weight
from every-day observation, but it is one which ought not to be admitted
without consideration. As this is a very important matter, not so much in
itself as in connection with the light which it throws upon the theory of the
subject, we will enter into a somewhat detailed examination of it.
Let us take a very simple example, that of tossing up a penny. Suppose that
I am contemplating a succession of two throws; I can see that the only
possible events are[2] HH, HT, TH, TT. So much is certain. We are
moreover tolerably well convinced from experience that these events occur,
in the long run, about equally often. This is of course admitted on all hands.
But on the view commonly maintained, it is contended that we might have
known the fact beforehand on grounds which are applicable to an indefinite
number of other and more complex cases. The form in which this view
would generally be advanced is, that we are enabled to state beforehand that
the four throws above mentioned are equally likely. If in return we ask what
is meant by the expression ‘equally likely’, it appears that there are two and
only two possible forms of reply. One of these seeks the explanation in the
state of mind of the observer, the other seeks it in some characteristic of the
things observed.
(1) It might, for instance, be said on the one hand, that what is meant is that
the four events contemplated are equally easy to imagine, or, more
accurately, that our expectation or belief in their occurrence is equal. We
could hardly be content with this reply, for the further enquiry would
immediately be urged, On what ground is this to be believed? What are the
characteristics of events of which our expectation is equal? If we consented
to give an answer to this further enquiry, we should be led to the second
form of reply, to be noticed directly; if we did not consent we should, it
seems, be admitting that Probability was only a portion of Psychology,
confined therefore to considering states of mind in themselves, rather than
in their reference to facts, viz. as being true or false. We should, that is, be
ceasing to make it a science of inference about things. This point will have
to be gone into more thoroughly in another chapter; but it is impossible to
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direct attention too prominently to the fact that Logic (and therefore
Probability as a branch of Logic) is not concerned with what men do
believe, but with what they ought to believe, if they are to believe correctly.
(2) In the other form of reply the explanation of the phrase in question
would be sought, not in a state of mind, but in a quality of the things
contemplated. We might assign the following as the meaning, viz. that the
events really would occur with equal frequency in the long run. The ground
of this assertion would probably be found in past experience, and it would
doubtless be impossible so to frame the answer as to exclude the notion of
our belief altogether. But still there is a broad distinction between seeking
an equality in the amount of our belief, as before, and in the frequency of
occurrence of the events themselves, as here.
§ 4. When we have got as far as this it can readily be shown that an appeal
to experience cannot be long evaded. For can the assertion in question (viz.
that the throws of the penny will occur equally often) be safely made
à priori? Those who consider that it can seem hardly to have fully faced the
difficulties which meet them. For when we begin to enquire seriously
whether the penny will really do what is expected of it, we find that
restrictions have to be introduced. In the first place it must be an ideal coin,
with its sides equal and fair. This restriction is perfectly intelligible; the
study of solid geometry enables us to idealize a penny into a circular or
cylindrical lamina. But this condition by itself is not sufficient, others are
wanted as well. The penny was supposed to be tossed up, as we say ‘at
random.’ What is meant by this, and how is this process to be idealized? To
ask this is to introduce no idle subtlety; for it would scarcely be maintained
that the heads and tails would get their fair chances if, immediately before
the throwing, we were so to place the coin in our hands as to start it always
with the same side upwards. The difference that would result in
consequence, slight as its cause is, would tend in time to show itself in the
results. Or, if we persisted in starting with each of the two sides alternately
upwards, would the longer repetitions of the same side get their fair chance?
Perhaps it will be replied that if we think nothing whatever about these
matters all will come right of its own accord. It may, and doubtless will be
so, but this is falling back upon experience. It is here, then, that we find
Probability as a branch of Logic) is not concerned with what men do
believe, but with what they ought to believe, if they are to believe correctly.
(2) In the other form of reply the explanation of the phrase in question
would be sought, not in a state of mind, but in a quality of the things
contemplated. We might assign the following as the meaning, viz. that the
events really would occur with equal frequency in the long run. The ground
of this assertion would probably be found in past experience, and it would
doubtless be impossible so to frame the answer as to exclude the notion of
our belief altogether. But still there is a broad distinction between seeking
an equality in the amount of our belief, as before, and in the frequency of
occurrence of the events themselves, as here.
§ 4. When we have got as far as this it can readily be shown that an appeal
to experience cannot be long evaded. For can the assertion in question (viz.
that the throws of the penny will occur equally often) be safely made
à priori? Those who consider that it can seem hardly to have fully faced the
difficulties which meet them. For when we begin to enquire seriously
whether the penny will really do what is expected of it, we find that
restrictions have to be introduced. In the first place it must be an ideal coin,
with its sides equal and fair. This restriction is perfectly intelligible; the
study of solid geometry enables us to idealize a penny into a circular or
cylindrical lamina. But this condition by itself is not sufficient, others are
wanted as well. The penny was supposed to be tossed up, as we say ‘at
random.’ What is meant by this, and how is this process to be idealized? To
ask this is to introduce no idle subtlety; for it would scarcely be maintained
that the heads and tails would get their fair chances if, immediately before
the throwing, we were so to place the coin in our hands as to start it always
with the same side upwards. The difference that would result in
consequence, slight as its cause is, would tend in time to show itself in the
results. Or, if we persisted in starting with each of the two sides alternately
upwards, would the longer repetitions of the same side get their fair chance?
Perhaps it will be replied that if we think nothing whatever about these
matters all will come right of its own accord. It may, and doubtless will be
so, but this is falling back upon experience. It is here, then, that we find
Page 98
ourselves resting on the experimental assumption above mentioned, and
which indeed cannot be avoided. For suppose, lastly, that the circumstances
of nature, or my bodily or mental constitution, were such that the same side
always is started upwards, or indeed that they are started in any arbitrary
order of our own? Well, it will be replied, it would not then be a fair trial. If
we press in this way for an answer to such enquiries, we shall find that
these tacit restrictions are really nothing else than a mode of securing an
experimental result. They are only another way of saying, Let a series of
actions be performed in such a way as to secure a sequence of a particular
kind, viz., of the kind described in the previous chapters.
§ 5. An intermediate way of evading the direct appeal to experience is
sometimes found by defining the probability of an event as being measured
by the ratio which the number of cases favourable to the event bears to the
total number of cases which are possible. This seems a somewhat loose and
ambiguous way of speaking. It is clearly not enough to count the number of
cases merely, they must also be valued, since it is not certain that each is
equally potent in producing the effect. This, of course, would never be
denied, but sufficient importance does not seem to be attached to the fact
that we have really no other way of valuing them except by estimating the
effects which they actually do, or would produce. Instead of thus appealing
to the proportion of cases favourable to the event, it is far better (at least as
regards the foundation of the science, for we are not at this moment
discussing the practical method of facilitating our calculations) to appeal at
once to the proportion of cases in which the event actually occurs.
§ 6. The remarks above made will apply, of course, to most of the other
common examples of chance; the throwing of dice, drawing of cards, of
balls from bags, &c. In the last case, for instance, one would naturally be
inclined to suppose that a ball which had just been put back would thereby
have a better chance of coming out again next time, since it will be more in
the way for that purpose. How is this to be prevented? If we designedly
thrust it to the middle or bottom of the others, we may overdo the
precaution; and are in any case introducing human design, that element so
essentially hostile to all that we understand by chance. If we were to trust to
a good shake setting matters right, we may easily be deceived; for shaking
the bag can hardly do more than diminish the disposition of those balls
which indeed cannot be avoided. For suppose, lastly, that the circumstances
of nature, or my bodily or mental constitution, were such that the same side
always is started upwards, or indeed that they are started in any arbitrary
order of our own? Well, it will be replied, it would not then be a fair trial. If
we press in this way for an answer to such enquiries, we shall find that
these tacit restrictions are really nothing else than a mode of securing an
experimental result. They are only another way of saying, Let a series of
actions be performed in such a way as to secure a sequence of a particular
kind, viz., of the kind described in the previous chapters.
§ 5. An intermediate way of evading the direct appeal to experience is
sometimes found by defining the probability of an event as being measured
by the ratio which the number of cases favourable to the event bears to the
total number of cases which are possible. This seems a somewhat loose and
ambiguous way of speaking. It is clearly not enough to count the number of
cases merely, they must also be valued, since it is not certain that each is
equally potent in producing the effect. This, of course, would never be
denied, but sufficient importance does not seem to be attached to the fact
that we have really no other way of valuing them except by estimating the
effects which they actually do, or would produce. Instead of thus appealing
to the proportion of cases favourable to the event, it is far better (at least as
regards the foundation of the science, for we are not at this moment
discussing the practical method of facilitating our calculations) to appeal at
once to the proportion of cases in which the event actually occurs.
§ 6. The remarks above made will apply, of course, to most of the other
common examples of chance; the throwing of dice, drawing of cards, of
balls from bags, &c. In the last case, for instance, one would naturally be
inclined to suppose that a ball which had just been put back would thereby
have a better chance of coming out again next time, since it will be more in
the way for that purpose. How is this to be prevented? If we designedly
thrust it to the middle or bottom of the others, we may overdo the
precaution; and are in any case introducing human design, that element so
essentially hostile to all that we understand by chance. If we were to trust to
a good shake setting matters right, we may easily be deceived; for shaking
the bag can hardly do more than diminish the disposition of those balls
Page 99
which were already in each other's neighbourhood, to remain so. In the
consequent interaction of each upon all, the arrangement in which they start
cannot but leave its impress to some extent upon their final positions. In all
such cases, therefore, if we scrutinize our language, we shall find that any
supposed à priori mode of stating a problem is little else than a
compendious way of saying, Let means be taken for obtaining a given
result. Since it is upon this result that our inferences ultimately rest, it seems
simpler and more philosophical to appeal to it at once as the groundwork of
our science.
§ 7. Let us again take the instance of the tossing of a penny, and examine it
somewhat more minutely, to see what can be actually proved about the
results we shall obtain. We are willing to give the pence fair treatment by
assuming that they are perfect, that is, that in the long run they show no
preference for either head or tail; the question then remains, Will the
repetitions of the same face obtain the proportional shares to which they are
entitled by the usual interpretations of the theory? Putting then, as before,
for the sake of brevity, H for head, and HH for heads twice running, we are
brought to this issue;—Given that the chance of H is 12, does it follow
necessarily that the chance of HH (with two pence) is 14? To say nothing of
‘H ten times’ occurring once in 1024 times (with ten pence), need it occur at
all? The mathematicians, for the most part, seem to think that this
conclusion follows necessarily from first principles; to me it seems to rest
upon no more certain evidence than a reasonable extension by Induction.
Taking then the possible results which can be obtained from a pair of pence,
what do we find? Four different results may follow, namely, (1) HT, (2) HH,
(3) TH, (4) TT. If it can be proved that these four are equally probable, that
is, occur equally often, the commonly accepted conclusions will follow, for
a precisely similar argument would apply to all the larger numbers.
§ 8. The proof usually advanced makes use of what is called the Principle of
Sufficient Reason. It takes this form;—Here are four kinds of throws which
may happen; once admit that the separate elements of them, namely, H
and T, happen equally often, and it will follow that the above combinations
consequent interaction of each upon all, the arrangement in which they start
cannot but leave its impress to some extent upon their final positions. In all
such cases, therefore, if we scrutinize our language, we shall find that any
supposed à priori mode of stating a problem is little else than a
compendious way of saying, Let means be taken for obtaining a given
result. Since it is upon this result that our inferences ultimately rest, it seems
simpler and more philosophical to appeal to it at once as the groundwork of
our science.
§ 7. Let us again take the instance of the tossing of a penny, and examine it
somewhat more minutely, to see what can be actually proved about the
results we shall obtain. We are willing to give the pence fair treatment by
assuming that they are perfect, that is, that in the long run they show no
preference for either head or tail; the question then remains, Will the
repetitions of the same face obtain the proportional shares to which they are
entitled by the usual interpretations of the theory? Putting then, as before,
for the sake of brevity, H for head, and HH for heads twice running, we are
brought to this issue;—Given that the chance of H is 12, does it follow
necessarily that the chance of HH (with two pence) is 14? To say nothing of
‘H ten times’ occurring once in 1024 times (with ten pence), need it occur at
all? The mathematicians, for the most part, seem to think that this
conclusion follows necessarily from first principles; to me it seems to rest
upon no more certain evidence than a reasonable extension by Induction.
Taking then the possible results which can be obtained from a pair of pence,
what do we find? Four different results may follow, namely, (1) HT, (2) HH,
(3) TH, (4) TT. If it can be proved that these four are equally probable, that
is, occur equally often, the commonly accepted conclusions will follow, for
a precisely similar argument would apply to all the larger numbers.
§ 8. The proof usually advanced makes use of what is called the Principle of
Sufficient Reason. It takes this form;—Here are four kinds of throws which
may happen; once admit that the separate elements of them, namely, H
and T, happen equally often, and it will follow that the above combinations
Page 100
will also happen equally often, for no reason can be given in favour of one
of them that would not equally hold in favour of the others.
To a certain extent we must admit the validity of the principle for the
purpose. In the case of the throws given above, it would be valid to prove
the equal frequency of (1) and (3) and also of (2) and (4); for there is no
difference existing between these pairs except what is introduced by our
own notation.[3] TH is the same as HT, except in the order of the occurrence
of the symbols H and T, which we do not take into account. But either of
the pair (1) and (3) is different from either of the pair (2) and (4). Transpose
the notation, and there would still remain here a distinction which the mind
can recognize. A succession of the same thing twice running is
distinguished from the conjunction of two different things, by a distinction
which does not depend upon our arbitrary notation only, and would remain
entirely unaltered by a change in this notation. The principle therefore of
Sufficient Reason, if admitted, would only prove that doublets of the two
kinds, for example (2) and (4), occur equally often, but it would not prove
that they must each occur once in four times. It cannot be proved indeed in
this way that they need ever occur at all.
§ 9. The formula, then, not being demonstrable à priori, (as might have
been concluded,) can it be obtained by experience? To a certain extent it
can; the present experience of mankind in pence and dice seems to show
that the smaller successions of throws do really occur in about the
proportions assigned by the theory. But how nearly they do so no one can
say, for the amount of time and trouble to be expended before we could feel
that we have verified the fact, even for small numbers, is very great, whilst
for large numbers it would be simply intolerable. The experiment of
throwing often enough to obtain ‘heads ten times’ has been actually
performed by two or three persons, and the results are given by De Morgan,
and Jevons.[4] This, however, being only sufficient on the average to give
‘heads ten times’ a single chance, the evidence is very slight; it would take a
considerable number of such experiments to set the matter nearly at rest.
Any such rule, then, as that which we have just been discussing, which
professes to describe what will take place in a long succession of throws, is
only conclusively proved by experience within very narrow limits, that is,
of them that would not equally hold in favour of the others.
To a certain extent we must admit the validity of the principle for the
purpose. In the case of the throws given above, it would be valid to prove
the equal frequency of (1) and (3) and also of (2) and (4); for there is no
difference existing between these pairs except what is introduced by our
own notation.[3] TH is the same as HT, except in the order of the occurrence
of the symbols H and T, which we do not take into account. But either of
the pair (1) and (3) is different from either of the pair (2) and (4). Transpose
the notation, and there would still remain here a distinction which the mind
can recognize. A succession of the same thing twice running is
distinguished from the conjunction of two different things, by a distinction
which does not depend upon our arbitrary notation only, and would remain
entirely unaltered by a change in this notation. The principle therefore of
Sufficient Reason, if admitted, would only prove that doublets of the two
kinds, for example (2) and (4), occur equally often, but it would not prove
that they must each occur once in four times. It cannot be proved indeed in
this way that they need ever occur at all.
§ 9. The formula, then, not being demonstrable à priori, (as might have
been concluded,) can it be obtained by experience? To a certain extent it
can; the present experience of mankind in pence and dice seems to show
that the smaller successions of throws do really occur in about the
proportions assigned by the theory. But how nearly they do so no one can
say, for the amount of time and trouble to be expended before we could feel
that we have verified the fact, even for small numbers, is very great, whilst
for large numbers it would be simply intolerable. The experiment of
throwing often enough to obtain ‘heads ten times’ has been actually
performed by two or three persons, and the results are given by De Morgan,
and Jevons.[4] This, however, being only sufficient on the average to give
‘heads ten times’ a single chance, the evidence is very slight; it would take a
considerable number of such experiments to set the matter nearly at rest.
Any such rule, then, as that which we have just been discussing, which
professes to describe what will take place in a long succession of throws, is
only conclusively proved by experience within very narrow limits, that is,
Page 101
for small repetitions of the same face; within limits less narrow, indeed, we
feel assured that the rule cannot be flagrantly in error, otherwise the
variation would be almost sure to be detected. From this we feel strongly
inclined to infer that the same law will hold throughout. In other words, we
are inclined to extend the rule by Induction and Analogy. Still there are so
many instances in nature of proposed laws which hold within narrow limits
but get egregiously astray when we attempt to push them to great lengths,
that we must give at best but a qualified assent to the truth of the formula.
§ 10. The object of the above reasoning is simply to show that we cannot be
certain that the rule is true. Let us now turn for a minute to consider the
causes by which the succession of heads and tails is produced, and we may
perhaps see reasons to make us still more doubtful.
It has been already pointed out that in calculating probabilities à priori, as it
is called, we are only able to do so by introducing restrictions and
suppositions which are in reality equivalent to assuming the expected
results. We use words which in strictness mean, Let a given process be
performed; but an analysis of our language, and an examination of various
tacit suppositions which make themselves felt the moment they are not
complied with, soon show that our real meaning is, Let a series of a given
kind be obtained; it is to this series only, and not to the conditions of its
production, that all our subsequent calculations properly apply. The
physical process being performed, we want to know whether anything
resembling the contemplated series really will be obtained.
Now if the penny were invariably set the same side uppermost, and thrown
with the same velocity of rotation and to the same height, &c.—in a word,
subjected to the same conditions,—it would always come down with the
same side uppermost. Practically, we know that nothing of this kind occurs,
for the individual variations in the results of the throws are endless. Still
there will be an average of these conditions, about which the throws will be
found, as it were, to cluster much more thickly than elsewhere. We should
be inclined therefore to infer that if the same side were always set
uppermost there would really be a departure from the sort of series which
we ordinarily expect. In a very large number of throws we should probably
begin to find, under such circumstances, that either head or tail was having
feel assured that the rule cannot be flagrantly in error, otherwise the
variation would be almost sure to be detected. From this we feel strongly
inclined to infer that the same law will hold throughout. In other words, we
are inclined to extend the rule by Induction and Analogy. Still there are so
many instances in nature of proposed laws which hold within narrow limits
but get egregiously astray when we attempt to push them to great lengths,
that we must give at best but a qualified assent to the truth of the formula.
§ 10. The object of the above reasoning is simply to show that we cannot be
certain that the rule is true. Let us now turn for a minute to consider the
causes by which the succession of heads and tails is produced, and we may
perhaps see reasons to make us still more doubtful.
It has been already pointed out that in calculating probabilities à priori, as it
is called, we are only able to do so by introducing restrictions and
suppositions which are in reality equivalent to assuming the expected
results. We use words which in strictness mean, Let a given process be
performed; but an analysis of our language, and an examination of various
tacit suppositions which make themselves felt the moment they are not
complied with, soon show that our real meaning is, Let a series of a given
kind be obtained; it is to this series only, and not to the conditions of its
production, that all our subsequent calculations properly apply. The
physical process being performed, we want to know whether anything
resembling the contemplated series really will be obtained.
Now if the penny were invariably set the same side uppermost, and thrown
with the same velocity of rotation and to the same height, &c.—in a word,
subjected to the same conditions,—it would always come down with the
same side uppermost. Practically, we know that nothing of this kind occurs,
for the individual variations in the results of the throws are endless. Still
there will be an average of these conditions, about which the throws will be
found, as it were, to cluster much more thickly than elsewhere. We should
be inclined therefore to infer that if the same side were always set
uppermost there would really be a departure from the sort of series which
we ordinarily expect. In a very large number of throws we should probably
begin to find, under such circumstances, that either head or tail was having
Page 102
a preference shown to it. If so, would not similar effects be found to be
connected with the way in which we started each successive pair of throws?
According as we chose to make a practice of putting HH or TT uppermost,
might there not be a disturbance in the proportion of successions of two
heads or two tails? Following out this train of reasoning, it would seem to
point with some likelihood to the conclusion that in order to obtain a series
of the kind we expect, we should have to dispose the antecedents in a
similar series at the start. The changes and chances produced by the act of
throwing might introduce infinite individual variations, and yet there might
be found, in the very long run, to be a close similarity between these two
series.
§ 11. This is, to a certain extent, only shifting the difficulty, I admit; for the
claim formerly advanced about the possibility of proving the proportions of
the throws in the former series, will probably now be repeated in favour of
those in the latter. Still the question is very much narrowed, for we have
reduced it to a series of voluntary acts. A man may put whatever side he
pleases uppermost. He may act consciously, as I have said, or he may think
nothing whatever about the matter, that is, throw at random; if so, it will
probably be asserted by many that he will involuntarily produce a series of
the kind in question. It may be so, or it may not; it does not seem that there
are any easily accessible data by which to decide. All that I am concerned
with here is to show the likelihood that the commonly received result does
in reality depend upon the fulfilment of a certain condition at the outset, a
condition which it is certainly optional with any one to fulfil or not as he
pleases. The short successions doubtless will take care of themselves, owing
to the infinite complications produced by the casual variations in throwing;
but the long ones may suffer, unless their interest be consciously or
unconsciously regarded at the outset.
§ 12. The advice, ‘Only try long enough, and you will sooner or later get
any result that is possible,’ is plausible, but it rests only on Induction and
Analogy; mathematics do not prove it. As has been repeatedly stated, there
are two distinct views of the subject. Either we may, on the one hand, take a
series of symbols, call them heads and tails; H, T, &c.; and make the
assumption that each of these, and each pair of them, and so on, will occur
in the long run with a regulated degree of frequency. We may then calculate
connected with the way in which we started each successive pair of throws?
According as we chose to make a practice of putting HH or TT uppermost,
might there not be a disturbance in the proportion of successions of two
heads or two tails? Following out this train of reasoning, it would seem to
point with some likelihood to the conclusion that in order to obtain a series
of the kind we expect, we should have to dispose the antecedents in a
similar series at the start. The changes and chances produced by the act of
throwing might introduce infinite individual variations, and yet there might
be found, in the very long run, to be a close similarity between these two
series.
§ 11. This is, to a certain extent, only shifting the difficulty, I admit; for the
claim formerly advanced about the possibility of proving the proportions of
the throws in the former series, will probably now be repeated in favour of
those in the latter. Still the question is very much narrowed, for we have
reduced it to a series of voluntary acts. A man may put whatever side he
pleases uppermost. He may act consciously, as I have said, or he may think
nothing whatever about the matter, that is, throw at random; if so, it will
probably be asserted by many that he will involuntarily produce a series of
the kind in question. It may be so, or it may not; it does not seem that there
are any easily accessible data by which to decide. All that I am concerned
with here is to show the likelihood that the commonly received result does
in reality depend upon the fulfilment of a certain condition at the outset, a
condition which it is certainly optional with any one to fulfil or not as he
pleases. The short successions doubtless will take care of themselves, owing
to the infinite complications produced by the casual variations in throwing;
but the long ones may suffer, unless their interest be consciously or
unconsciously regarded at the outset.
§ 12. The advice, ‘Only try long enough, and you will sooner or later get
any result that is possible,’ is plausible, but it rests only on Induction and
Analogy; mathematics do not prove it. As has been repeatedly stated, there
are two distinct views of the subject. Either we may, on the one hand, take a
series of symbols, call them heads and tails; H, T, &c.; and make the
assumption that each of these, and each pair of them, and so on, will occur
in the long run with a regulated degree of frequency. We may then calculate
Page 103
their various combinations, and the consequences that may be drawn from
the data assumed. This is a purely algebraical process; it is infallible; and
there is no limit whatever to the extent to which it may be carried. This way
of looking at the matter may be, and undoubtedly should be, nothing more
than the counterpart of what I have called the substituted or idealized series
which generally has to be introduced as the basis of our calculation. The
danger to be guarded against is that of regarding it too purely as an
algebraical conception, and thence of sinking into the very natural errors
both of too readily evolving it out of our own consciousness, and too freely
pushing it to unwarranted lengths.
Or on the other hand, we may consider that we are treating of the behaviour
of things;—balls, dice, births, deaths, &c.; and drawing inferences about
them. But, then, what were in the former instance allowable assumptions,
become here propositions to be tested by experience. Now the whole theory
of Probability as a practical science, in fact as anything more than an
algebraical truth, depends of course upon there being a close
correspondence between these two views of the subject, in other words,
upon our substituted series being kept in accordance with the actual series.
Experience abundantly proves that, between considerable limits, in the
example in question, there does exist such a correspondence. But let no one
attempt to enforce our assent to every remote deduction that
mathematicians can draw from their formulæ. When this is attempted the
distinction just traced becomes prominent and important, and we have to
choose our side. Either we go over to the mathematics, and so lose all right
of discussion about the things; or else we take part with the things, and so
defy the mathematics. We do not question the formal accuracy of the latter
within their own province, but either we dismiss them as somewhat
irrelevant, as applying to data of whose correctness we cannot be certain, or
we take the liberty of remodelling them so as to bring them into accordance
with facts.
§ 13. A critic of any doctrine can hardly be considered to have done much
more than half his duty when he has explained and justified his grounds for
objecting to it. It still remains for him to indicate, if only in a few words,
what he considers its legitimate functions and position to be, for it can
seldom happen that he regards it as absolutely worthless or unmeaning. I
the data assumed. This is a purely algebraical process; it is infallible; and
there is no limit whatever to the extent to which it may be carried. This way
of looking at the matter may be, and undoubtedly should be, nothing more
than the counterpart of what I have called the substituted or idealized series
which generally has to be introduced as the basis of our calculation. The
danger to be guarded against is that of regarding it too purely as an
algebraical conception, and thence of sinking into the very natural errors
both of too readily evolving it out of our own consciousness, and too freely
pushing it to unwarranted lengths.
Or on the other hand, we may consider that we are treating of the behaviour
of things;—balls, dice, births, deaths, &c.; and drawing inferences about
them. But, then, what were in the former instance allowable assumptions,
become here propositions to be tested by experience. Now the whole theory
of Probability as a practical science, in fact as anything more than an
algebraical truth, depends of course upon there being a close
correspondence between these two views of the subject, in other words,
upon our substituted series being kept in accordance with the actual series.
Experience abundantly proves that, between considerable limits, in the
example in question, there does exist such a correspondence. But let no one
attempt to enforce our assent to every remote deduction that
mathematicians can draw from their formulæ. When this is attempted the
distinction just traced becomes prominent and important, and we have to
choose our side. Either we go over to the mathematics, and so lose all right
of discussion about the things; or else we take part with the things, and so
defy the mathematics. We do not question the formal accuracy of the latter
within their own province, but either we dismiss them as somewhat
irrelevant, as applying to data of whose correctness we cannot be certain, or
we take the liberty of remodelling them so as to bring them into accordance
with facts.
§ 13. A critic of any doctrine can hardly be considered to have done much
more than half his duty when he has explained and justified his grounds for
objecting to it. It still remains for him to indicate, if only in a few words,
what he considers its legitimate functions and position to be, for it can
seldom happen that he regards it as absolutely worthless or unmeaning. I
Page 104
should say, then, that when Probability is thus divorced from direct
reference to objects, as it substantially is by not being founded upon
experience, it simply resolves itself into the common algebraical or
arithmetical doctrine of Permutations and Combinations.[5] The
considerations upon which these depend are purely formal and necessary,
and can be fully reasoned out without any appeal to experience. We there
start from pure considerations of number or magnitude, and we terminate
with them, having only arithmetical calculations to connect them together. I
wish, for instance, to find the chance of throwing heads three times running
with a penny. All I have to do is first to ascertain the possible number of
throws. Permutations tell me that with two things thus in question (viz. head
and tail) and three times to perform the process, there are eight possible
forms of the result. Of these eight one only being favourable, the chance in
question is pronounced to be one-eighth.
Now though it is quite true that the actual calculation of every chance
problem must be of the above character, viz. an algebraical or arithmetical
process, yet there is, it seems to me, a broad and important distinction
between a material science which employs mathematics, and a formal one
which consists of nothing but mathematics. When we cut ourselves off from
the necessity of any appeal to experience, we are retaining only the
intermediate or calculating part of the investigation; we may talk of dice, or
pence, or cards, but these are really only names we choose to give to our
symbols. The H's and T's with which we deal have no bearing on objective
occurrences, but are just like the x's and y's with which the rest of algebra
deals. Probability in fact, when so treated, seems to be absolutely nothing
else than a system of applied Permutations and Combinations.
It will now readily be seen how narrow is the range of cases to which any
purely deductive method of treatment can apply. It is almost entirely
confined to such employments as games of chance, and, as already pointed
out, can only be regarded as really trustworthy even there, by the help of
various tacit restrictions. This alone would be conclusive against the theory
of the subject being rested upon such a basis. The experimental method, on
the other hand, is, in the same theoretical sense, of universal application. It
would include the ordinary problems furnished by games of chance, as well
as those where the dice are loaded and the pence are not perfect, and also
reference to objects, as it substantially is by not being founded upon
experience, it simply resolves itself into the common algebraical or
arithmetical doctrine of Permutations and Combinations.[5] The
considerations upon which these depend are purely formal and necessary,
and can be fully reasoned out without any appeal to experience. We there
start from pure considerations of number or magnitude, and we terminate
with them, having only arithmetical calculations to connect them together. I
wish, for instance, to find the chance of throwing heads three times running
with a penny. All I have to do is first to ascertain the possible number of
throws. Permutations tell me that with two things thus in question (viz. head
and tail) and three times to perform the process, there are eight possible
forms of the result. Of these eight one only being favourable, the chance in
question is pronounced to be one-eighth.
Now though it is quite true that the actual calculation of every chance
problem must be of the above character, viz. an algebraical or arithmetical
process, yet there is, it seems to me, a broad and important distinction
between a material science which employs mathematics, and a formal one
which consists of nothing but mathematics. When we cut ourselves off from
the necessity of any appeal to experience, we are retaining only the
intermediate or calculating part of the investigation; we may talk of dice, or
pence, or cards, but these are really only names we choose to give to our
symbols. The H's and T's with which we deal have no bearing on objective
occurrences, but are just like the x's and y's with which the rest of algebra
deals. Probability in fact, when so treated, seems to be absolutely nothing
else than a system of applied Permutations and Combinations.
It will now readily be seen how narrow is the range of cases to which any
purely deductive method of treatment can apply. It is almost entirely
confined to such employments as games of chance, and, as already pointed
out, can only be regarded as really trustworthy even there, by the help of
various tacit restrictions. This alone would be conclusive against the theory
of the subject being rested upon such a basis. The experimental method, on
the other hand, is, in the same theoretical sense, of universal application. It
would include the ordinary problems furnished by games of chance, as well
as those where the dice are loaded and the pence are not perfect, and also
Page 105
the indefinitely numerous applications of statistics to the various kinds of
social phenomena.
§ 14. The particular view of the deductive character of Probability above
discussed, could scarcely have intruded itself into any other examples than
those of the nature of games of chance, in which the conditions of
occurrence are by comparison few and simple, and are amenable to accurate
numerical determination. But a doctrine, which is in reality little else than
the same theory in a slightly disguised form, is very prevalent, and has been
applied to truths of the most purely empirical character. This doctrine will
be best introduced by a quotation from Laplace. After speaking of the
irregularity and uncertainty of nature as it appears at first sight, he goes on
to remark that when we look closer we begin to detect “a striking regularity
which seems to suggest a design, and which some have considered a proof
of Providence. But, on reflection, it is soon perceived that this regularity is
nothing but the development of the respective probabilities of the simple
events, which ought to occur more frequently according as they are more
probable.”[6]
If this remark had been made about the succession of heads and tails in the
throwing up of a penny, it would have been intelligible. It would simply
mean this: that the constitution of the body was such that we could
anticipate with some confidence what the result would be when it was
treated in a certain way, and that experience would justify our anticipation
in the long run. But applied as it is in a more general form to the facts of
nature, it seems really to have but little meaning in it. Let us test it by an
instance. Amidst the irregularity of individual births, we find that the male
children are to the female, in the long run, in about the proportion of 106
to 100. Now if we were told that there is nothing in this but “the
development of their respective probabilities,” would there be anything in
such a statement but a somewhat pretentious re-statement of the fact already
asserted? The probability is nothing but that proportion, and is
unquestionably in this case derived from no other source but the statistics
themselves; in the above remark the attempt seems to be made to invert this
process, and to derive the sequence of events from the mere numerical
statement of the proportions in which they occur.
social phenomena.
§ 14. The particular view of the deductive character of Probability above
discussed, could scarcely have intruded itself into any other examples than
those of the nature of games of chance, in which the conditions of
occurrence are by comparison few and simple, and are amenable to accurate
numerical determination. But a doctrine, which is in reality little else than
the same theory in a slightly disguised form, is very prevalent, and has been
applied to truths of the most purely empirical character. This doctrine will
be best introduced by a quotation from Laplace. After speaking of the
irregularity and uncertainty of nature as it appears at first sight, he goes on
to remark that when we look closer we begin to detect “a striking regularity
which seems to suggest a design, and which some have considered a proof
of Providence. But, on reflection, it is soon perceived that this regularity is
nothing but the development of the respective probabilities of the simple
events, which ought to occur more frequently according as they are more
probable.”[6]
If this remark had been made about the succession of heads and tails in the
throwing up of a penny, it would have been intelligible. It would simply
mean this: that the constitution of the body was such that we could
anticipate with some confidence what the result would be when it was
treated in a certain way, and that experience would justify our anticipation
in the long run. But applied as it is in a more general form to the facts of
nature, it seems really to have but little meaning in it. Let us test it by an
instance. Amidst the irregularity of individual births, we find that the male
children are to the female, in the long run, in about the proportion of 106
to 100. Now if we were told that there is nothing in this but “the
development of their respective probabilities,” would there be anything in
such a statement but a somewhat pretentious re-statement of the fact already
asserted? The probability is nothing but that proportion, and is
unquestionably in this case derived from no other source but the statistics
themselves; in the above remark the attempt seems to be made to invert this
process, and to derive the sequence of events from the mere numerical
statement of the proportions in which they occur.
Page 106
§ 15. It will very likely be replied that by the probability above mentioned is
meant, not the mere numerical proportion between, the births, but some fact
in our constitution upon which this proportion depends; that just as there
was a relation of equality between the two sides of the penny, which
produced the ultimate equality in the number of heads and tails, so there
may be something in our constitution or circumstances in the proportion of
106 to 100, which produces the observed statistical result. When this
something, whatever it might be, was discovered, the observed numbers
might be supposed capable of being determined beforehand. Even if this
were the case, however, it must not be forgotten that there could hardly fail
to be, in combination with such causes, other concurrent conditions in order
to produce the ultimate result; just as besides the shape of the penny, we had
also to take into account the nature of the ‘randomness’ with which it was
tossed. What these may be, no one at present can undertake to say, for the
best physiologists seem indisposed to hazard even a guess upon the subject.
[7] But without going into particulars, one may assert with some confidence
that these conditions cannot well be altogether independent of the health,
circumstances, manners and customs, &c. (to express oneself in the vaguest
way) of the parents; and if once these influencing elements are introduced,
even as very minute factors, the results cease to be dependent only on fixed
and permanent conditions. We are at once letting in other conditions, which,
if they also possess the characteristics that distinguish Probability (an
exceedingly questionable assumption), must have that fact specially proved
about them. That this should be the case indeed seems not merely
questionable, but almost certainly impossible; for these conditions partaking
of the nature of what we term generally, Progress and Civilization, cannot
be expected to show any permanent disposition to hover about an average.
§ 16. The reader who is familiar with Probability is of course acquainted
with the celebrated theorem of James Bernoulli. This theorem, of which the
examples just adduced are merely particular cases, is generally expressed
somewhat as follows:—in the long run all events will tend to occur with a
relative frequency proportional to their objective probabilities. With the
mathematical proof of this theorem we need not trouble ourselves, as it lies
outside the province of this work; but indeed if there is any value in the
foregoing criticism, the basis on which the mathematics rest is faulty, owing
meant, not the mere numerical proportion between, the births, but some fact
in our constitution upon which this proportion depends; that just as there
was a relation of equality between the two sides of the penny, which
produced the ultimate equality in the number of heads and tails, so there
may be something in our constitution or circumstances in the proportion of
106 to 100, which produces the observed statistical result. When this
something, whatever it might be, was discovered, the observed numbers
might be supposed capable of being determined beforehand. Even if this
were the case, however, it must not be forgotten that there could hardly fail
to be, in combination with such causes, other concurrent conditions in order
to produce the ultimate result; just as besides the shape of the penny, we had
also to take into account the nature of the ‘randomness’ with which it was
tossed. What these may be, no one at present can undertake to say, for the
best physiologists seem indisposed to hazard even a guess upon the subject.
[7] But without going into particulars, one may assert with some confidence
that these conditions cannot well be altogether independent of the health,
circumstances, manners and customs, &c. (to express oneself in the vaguest
way) of the parents; and if once these influencing elements are introduced,
even as very minute factors, the results cease to be dependent only on fixed
and permanent conditions. We are at once letting in other conditions, which,
if they also possess the characteristics that distinguish Probability (an
exceedingly questionable assumption), must have that fact specially proved
about them. That this should be the case indeed seems not merely
questionable, but almost certainly impossible; for these conditions partaking
of the nature of what we term generally, Progress and Civilization, cannot
be expected to show any permanent disposition to hover about an average.
§ 16. The reader who is familiar with Probability is of course acquainted
with the celebrated theorem of James Bernoulli. This theorem, of which the
examples just adduced are merely particular cases, is generally expressed
somewhat as follows:—in the long run all events will tend to occur with a
relative frequency proportional to their objective probabilities. With the
mathematical proof of this theorem we need not trouble ourselves, as it lies
outside the province of this work; but indeed if there is any value in the
foregoing criticism, the basis on which the mathematics rest is faulty, owing
Page 107
to there being really nothing which we can with propriety call an objective
probability.
If one might judge by the interpretation and uses to which this theorem is
sometimes exposed, we should regard it as one of the last remaining relics
of Realism, which after being banished elsewhere still manages to linger in
the remote province of Probability. It would be an illustration of the
inveterate tendency to objectify our conceptions, even in cases where the
conceptions had no right to exist at all. A uniformity is observed;
sometimes, as in games of chance, it is found to be so connected with the
physical constitution of the bodies employed as to be capable of being
inferred beforehand; though even here the connection is by no means so
necessary as is commonly supposed, owing to the fact that in addition to
these bodies themselves we have also to take into account their relation to
the agencies which influence them. This constitution is then converted into
an ‘objective probability’, supposed to develop into the sequence which
exhibits the uniformity. Finally, this very questionable objective probability
is assumed to exist, with the same faculty of development, in all the cases in
which uniformity is observed, however little resemblance there may be
between these and games of chance.
§ 17. How utterly inappropriate any such conception is in most of the cases
in which we find statistical uniformity, will be obvious on a moment's
consideration. The observed phenomena are generally the product, in these
cases, of very numerous and complicated antecedents. The number of
crimes, for instance, annually committed in any society, is a function
amongst other things, of the strictness of the law, the morality of the people,
their social condition, and the vigilance of the police, each of these
elements being in itself almost infinitely complex. Now, as a result of all
these agencies, there is some degree of uniformity; but what has been called
above the change of type, which it sooner or later tends to display, is
unmistakeable. The average annual numbers do not show a steady gradual
approach towards what might be considered in some sense a limiting value,
but, on the contrary, fluctuate in a way which, however it may depend upon
causes, shows none of the permanent uniformity which is characteristic of
games of chance. This fact, combined with the obvious arbitrariness of
singling out, from amongst the many and various antecedents which
probability.
If one might judge by the interpretation and uses to which this theorem is
sometimes exposed, we should regard it as one of the last remaining relics
of Realism, which after being banished elsewhere still manages to linger in
the remote province of Probability. It would be an illustration of the
inveterate tendency to objectify our conceptions, even in cases where the
conceptions had no right to exist at all. A uniformity is observed;
sometimes, as in games of chance, it is found to be so connected with the
physical constitution of the bodies employed as to be capable of being
inferred beforehand; though even here the connection is by no means so
necessary as is commonly supposed, owing to the fact that in addition to
these bodies themselves we have also to take into account their relation to
the agencies which influence them. This constitution is then converted into
an ‘objective probability’, supposed to develop into the sequence which
exhibits the uniformity. Finally, this very questionable objective probability
is assumed to exist, with the same faculty of development, in all the cases in
which uniformity is observed, however little resemblance there may be
between these and games of chance.
§ 17. How utterly inappropriate any such conception is in most of the cases
in which we find statistical uniformity, will be obvious on a moment's
consideration. The observed phenomena are generally the product, in these
cases, of very numerous and complicated antecedents. The number of
crimes, for instance, annually committed in any society, is a function
amongst other things, of the strictness of the law, the morality of the people,
their social condition, and the vigilance of the police, each of these
elements being in itself almost infinitely complex. Now, as a result of all
these agencies, there is some degree of uniformity; but what has been called
above the change of type, which it sooner or later tends to display, is
unmistakeable. The average annual numbers do not show a steady gradual
approach towards what might be considered in some sense a limiting value,
but, on the contrary, fluctuate in a way which, however it may depend upon
causes, shows none of the permanent uniformity which is characteristic of
games of chance. This fact, combined with the obvious arbitrariness of
singling out, from amongst the many and various antecedents which
Page 108
produced the observed regularity, a few only, which should constitute the
objective probability (if we took all, the events being absolutely
determined, there would be no occasion for an appeal to probability in the
case), would have been sufficient to prevent any one from assuming the
existence of any such thing, unless the mistaken analogy of other cases had
predisposed him to seek for it.
There is a familiar practical form of the same error, the tendency to which
may not improbably be derived from a similar theoretical source. It is that
of continuing to accumulate our statistical data to an excessive extent. If the
type were absolutely fixed we could not possibly have too many statistics;
the longer we chose to take the trouble of collecting them the more accurate
our results would be. But if the type is changing, in other words, if some of
the principal causes which aid in their production have, in regard to their
present degree of intensity, strict limits of time or space, we shall do harm
rather than good if we overstep these limits. The danger of stopping too
soon is easily seen, but in avoiding it we must not fall into the opposite
error of going on too long, and so getting either gradually or suddenly under
the influence of a changed set of circumstances.
§ 18. This chapter was intended to be devoted to a consideration, not of the
processes by which nature produces the series with which we are
concerned, but of the theoretic basis of the methods by which we can
determine the existence of such series. But it is not possible to keep the two
enquiries apart, for here, at any rate, the old maxim prevails that to know a
thing we must know its causes. Recur for a minute to the considerations of
the last chapter. We there saw that there was a large class of events, the
conditions of production of which could be said to consist of (1) a
comparatively few nearly unchangeable elements, and (2) a vast number of
independent and very changeable elements. At least if there were any other
elements besides these, we are assumed either to make special allowance
for them, or to omit them from our enquiry. Now in certain cases, such as
games of chance, the unchangeable elements may without practical error be
regarded as really unchangeable throughout any range of time and space.
Hence, as a result, the deductive method of treatment becomes in their case
at once the most simple, natural, and conclusive; but, as a further
consequence, the statistics of the events, if we choose to appeal to them,
objective probability (if we took all, the events being absolutely
determined, there would be no occasion for an appeal to probability in the
case), would have been sufficient to prevent any one from assuming the
existence of any such thing, unless the mistaken analogy of other cases had
predisposed him to seek for it.
There is a familiar practical form of the same error, the tendency to which
may not improbably be derived from a similar theoretical source. It is that
of continuing to accumulate our statistical data to an excessive extent. If the
type were absolutely fixed we could not possibly have too many statistics;
the longer we chose to take the trouble of collecting them the more accurate
our results would be. But if the type is changing, in other words, if some of
the principal causes which aid in their production have, in regard to their
present degree of intensity, strict limits of time or space, we shall do harm
rather than good if we overstep these limits. The danger of stopping too
soon is easily seen, but in avoiding it we must not fall into the opposite
error of going on too long, and so getting either gradually or suddenly under
the influence of a changed set of circumstances.
§ 18. This chapter was intended to be devoted to a consideration, not of the
processes by which nature produces the series with which we are
concerned, but of the theoretic basis of the methods by which we can
determine the existence of such series. But it is not possible to keep the two
enquiries apart, for here, at any rate, the old maxim prevails that to know a
thing we must know its causes. Recur for a minute to the considerations of
the last chapter. We there saw that there was a large class of events, the
conditions of production of which could be said to consist of (1) a
comparatively few nearly unchangeable elements, and (2) a vast number of
independent and very changeable elements. At least if there were any other
elements besides these, we are assumed either to make special allowance
for them, or to omit them from our enquiry. Now in certain cases, such as
games of chance, the unchangeable elements may without practical error be
regarded as really unchangeable throughout any range of time and space.
Hence, as a result, the deductive method of treatment becomes in their case
at once the most simple, natural, and conclusive; but, as a further
consequence, the statistics of the events, if we choose to appeal to them,
Page 109
may be collected ad libitum with better and better approximation to truth.
On the other hand, in all social applications of Probability, the
unchangeable causes can only be regarded as really unchangeable under
many qualifications. We know little or nothing of them directly; they are
often in reality numerous, indeterminate, and fluctuating; and it is only
under the guarantee of stringent restrictions of time and place, that we can
with any safety attribute to them sufficient fixity to justify our theory.
Hence, as a result, the deductive method, under whatever name it may go,
becomes totally inapplicable both in theory and practice; and, as a further
consequence, the appeal to statistics has to be made with the caution in
mind that we shall do mischief rather than good if we go on collecting too
many of them.
§ 19. The results of the last two chapters may be summed up as follows:—
We have extended the conception of a series obtained in the first chapter;
for we have found that these series are mostly presented to us in groups.
These groups are found upon examination to be formed upon approximately
the same type throughout a very wide and varied range of experience; the
causes of this agreement we discussed and explained in some detail. When,
however, we extend our examination by supposing the series to run to a
very great length, we find that they may be divided into two classes
separated by important distinctions. In one of these classes (that containing
the results of games of chance) the conditions of production, and
consequently the laws of statistical occurrence, may be practically regarded
as absolutely fixed; and the extent of the divergences from the mean seem
to know no finite limit. In the other class, on the contrary (containing the
bulk of ordinary statistical enquiries), the conditions of production vary
with more or less rapidity, and so in consequence do the results. Moreover it
is often impossible that variations from the mean should exceed a certain
amount. The former we may term ideal series. It is they alone which show
the requisite characteristics with any close approach to accuracy, and to
make the theory of the subject tenable, we have really to substitute one of
this kind for one of the less perfect ones of the other class, when these latter
are under treatment. The former class have, however, been too exclusively
considered by writers on the subject; and conceptions appropriate only to
them, and not always even to them, have been imported into the other class.
On the other hand, in all social applications of Probability, the
unchangeable causes can only be regarded as really unchangeable under
many qualifications. We know little or nothing of them directly; they are
often in reality numerous, indeterminate, and fluctuating; and it is only
under the guarantee of stringent restrictions of time and place, that we can
with any safety attribute to them sufficient fixity to justify our theory.
Hence, as a result, the deductive method, under whatever name it may go,
becomes totally inapplicable both in theory and practice; and, as a further
consequence, the appeal to statistics has to be made with the caution in
mind that we shall do mischief rather than good if we go on collecting too
many of them.
§ 19. The results of the last two chapters may be summed up as follows:—
We have extended the conception of a series obtained in the first chapter;
for we have found that these series are mostly presented to us in groups.
These groups are found upon examination to be formed upon approximately
the same type throughout a very wide and varied range of experience; the
causes of this agreement we discussed and explained in some detail. When,
however, we extend our examination by supposing the series to run to a
very great length, we find that they may be divided into two classes
separated by important distinctions. In one of these classes (that containing
the results of games of chance) the conditions of production, and
consequently the laws of statistical occurrence, may be practically regarded
as absolutely fixed; and the extent of the divergences from the mean seem
to know no finite limit. In the other class, on the contrary (containing the
bulk of ordinary statistical enquiries), the conditions of production vary
with more or less rapidity, and so in consequence do the results. Moreover it
is often impossible that variations from the mean should exceed a certain
amount. The former we may term ideal series. It is they alone which show
the requisite characteristics with any close approach to accuracy, and to
make the theory of the subject tenable, we have really to substitute one of
this kind for one of the less perfect ones of the other class, when these latter
are under treatment. The former class have, however, been too exclusively
considered by writers on the subject; and conceptions appropriate only to
them, and not always even to them, have been imported into the other class.
Page 110
It is in this way that a general tendency to an excessive deductive or à priori
treatment of the science has been encouraged.
1 This latter enquiry belongs to what may be termed the more purely logical
part of this volume, and is entered on in the course of Chapter VI.
2
For the use of those not acquainted with the common notation employed
in this subject, it may be remarked that HH is simply an abbreviated way of
saying that the two successive throws of the penny give head; HT that the
first of them gives head, and the second tail; and so on with the remaining
symbols.
3 I am endeavouring to treat this rule of Sufficient Reason in a way that
shall be legitimate in the opinion of those who accept it, but there seem very
great doubts whether a contradiction is not involved when we attempt to
extract results from it. If the sides are absolutely alike, how can there he any
difference between the terms of the series? The succession seems then
reduced to a dull uniformity, a mere iteration of the same thing many times;
the series we contemplated has disappeared. If the sides are not absolutely
alike, what becomes of the applicability of the rule?
4 Formal Logic, p. 185. Principles of Science, p. 208.
5
The close connection between these subjects is well indicated in the title
of Mr Whitworth's treatise, Choice and Chance.
6 Essai Philosophique. Ed. 1825, p. 74.
7 An opinion prevailed rather at one time (quoted and supported by Quetelet
amongst others) that the relative ages of the parents had something to do
with the sex of the offspring. If this were so, it would quite bear out the
above remarks. As a matter of fact, it should be observed, that the
proportion of 106 to 100 does not seem by any means universal in all
treatment of the science has been encouraged.
1 This latter enquiry belongs to what may be termed the more purely logical
part of this volume, and is entered on in the course of Chapter VI.
2
For the use of those not acquainted with the common notation employed
in this subject, it may be remarked that HH is simply an abbreviated way of
saying that the two successive throws of the penny give head; HT that the
first of them gives head, and the second tail; and so on with the remaining
symbols.
3 I am endeavouring to treat this rule of Sufficient Reason in a way that
shall be legitimate in the opinion of those who accept it, but there seem very
great doubts whether a contradiction is not involved when we attempt to
extract results from it. If the sides are absolutely alike, how can there he any
difference between the terms of the series? The succession seems then
reduced to a dull uniformity, a mere iteration of the same thing many times;
the series we contemplated has disappeared. If the sides are not absolutely
alike, what becomes of the applicability of the rule?
4 Formal Logic, p. 185. Principles of Science, p. 208.
5
The close connection between these subjects is well indicated in the title
of Mr Whitworth's treatise, Choice and Chance.
6 Essai Philosophique. Ed. 1825, p. 74.
7 An opinion prevailed rather at one time (quoted and supported by Quetelet
amongst others) that the relative ages of the parents had something to do
with the sex of the offspring. If this were so, it would quite bear out the
above remarks. As a matter of fact, it should be observed, that the
proportion of 106 to 100 does not seem by any means universal in all
Page 111
countries or at all times. For various statistical tables on the subject see
Quetelet, Physique Sociale, Vol. I. 166, 173, 238.
Quetelet, Physique Sociale, Vol. I. 166, 173, 238.
Page 112
CHAPTER V.
Page 113
THE CONCEPTION RANDOMNESS AND ITS
SCIENTIFIC TREATMENT.
§ 1. There is a term of frequent occurrence in treatises on Probability, and
which we have already had repeated occasion to employ, viz. the
designation random applied to an event, as in the expression ‘a random
distribution’. The scientific conception involved in the correct use of this
term is, I apprehend, nothing more than that of aggregate order and
individual irregularity (or apparent irregularity), which has been already
described in the preceding chapters. A brief discussion of the requisites in
this scientific conception, and in particular of the nature and some of the
reasons for the departure from the popular conception, may serve to clear
up some of the principal remaining difficulties which attend this part of our
subject.
The original,[1] and still popular, signification of the term is of course
widely different from the scientific. What it looks to is the origin, not the
results, of the random performance, and it has reference rather to the single
action than to a group or series of actions. Thus, when a man draws a bow
‘at a venture’, or ‘at random’, we mean only to point out the aimless
character of the performance; we are contrasting it with the definite
intention to hit a certain mark. But it is none the less true, as already pointed
out, that we can only apply processes of inference to such performances as
these when we regard them as being capable of frequent, or rather of
indefinitely extended repetition.
Begin with an illustration. Perhaps the best typical example that we can
give of the scientific meaning of random distribution is afforded by the
arrangement of the drops of rain in a shower. No one can give a guess
whereabouts at any instant a drop will fall, but we know that if we put out a
sheet of paper it will gradually become uniformly spotted over; and that if
we were to mark out any two equal areas on the paper these would
gradually tend to be struck equally often.
SCIENTIFIC TREATMENT.
§ 1. There is a term of frequent occurrence in treatises on Probability, and
which we have already had repeated occasion to employ, viz. the
designation random applied to an event, as in the expression ‘a random
distribution’. The scientific conception involved in the correct use of this
term is, I apprehend, nothing more than that of aggregate order and
individual irregularity (or apparent irregularity), which has been already
described in the preceding chapters. A brief discussion of the requisites in
this scientific conception, and in particular of the nature and some of the
reasons for the departure from the popular conception, may serve to clear
up some of the principal remaining difficulties which attend this part of our
subject.
The original,[1] and still popular, signification of the term is of course
widely different from the scientific. What it looks to is the origin, not the
results, of the random performance, and it has reference rather to the single
action than to a group or series of actions. Thus, when a man draws a bow
‘at a venture’, or ‘at random’, we mean only to point out the aimless
character of the performance; we are contrasting it with the definite
intention to hit a certain mark. But it is none the less true, as already pointed
out, that we can only apply processes of inference to such performances as
these when we regard them as being capable of frequent, or rather of
indefinitely extended repetition.
Begin with an illustration. Perhaps the best typical example that we can
give of the scientific meaning of random distribution is afforded by the
arrangement of the drops of rain in a shower. No one can give a guess
whereabouts at any instant a drop will fall, but we know that if we put out a
sheet of paper it will gradually become uniformly spotted over; and that if
we were to mark out any two equal areas on the paper these would
gradually tend to be struck equally often.
Page 114
§ 2. I. Any attempt to draw inferences from the assumption of random
arrangement must postulate the occurrence of this particular state of things
at some stage or other. But there is often considerable difficulty, leading
occasionally to some arbitrariness, in deciding the particular stage at which
it ought to be introduced.
(1) Thus, in many of the problems discussed by mathematicians, we look as
entirely to the results obtained, and think as little of the actual process by
which they are obtained, as when we are regarding the arrangement of the
drops of rain. A simple example of this kind would be the following. A
pawn, diameter of base one inch, is placed at random on a chess-board, the
diameter of the squares of which is one inch and a quarter: find the chance
that its base shall lie across one of the intersecting lines. Here we may
imagine the pawns to be so to say rained down vertically upon the board,
and the question is to find the ultimate proportion of those which meet a
boundary line to the total of those which fall. The problem therefore
becomes a merely geometrical one, viz. to determine the ratio of a certain
area on the board to the whole area. The determination of this ratio is all
that the mathematician ever takes into account.
Now take the following. A straight brittle rod is broken at random in two
places: find the chance that the pieces can make a triangle.[2] Since the only
condition for making a triangle with three straight lines is that each two
shall be greater than the third, the problem seems to involve the same
general conception as in the former case. We must conceive such rods
breaking at one pair of spots after another,—no one can tell precisely
where,—but showing the same ultimate tendency to distribute these spots
throughout the whole length uniformly. As in the last case, the
mathematician thinks of nothing but this final result, and pays no heed to
the process by which it may be brought about. Accordingly the problem is
again reduced to one of mensuration, though of a somewhat more
complicated character.
§ 3. (2) In another class of cases we have to contemplate an intermediate
process rather than a final result; but the same conception has to be
introduced here, though it is now applied to the former stage, and in
consequence will not in general apply to the latter.
arrangement must postulate the occurrence of this particular state of things
at some stage or other. But there is often considerable difficulty, leading
occasionally to some arbitrariness, in deciding the particular stage at which
it ought to be introduced.
(1) Thus, in many of the problems discussed by mathematicians, we look as
entirely to the results obtained, and think as little of the actual process by
which they are obtained, as when we are regarding the arrangement of the
drops of rain. A simple example of this kind would be the following. A
pawn, diameter of base one inch, is placed at random on a chess-board, the
diameter of the squares of which is one inch and a quarter: find the chance
that its base shall lie across one of the intersecting lines. Here we may
imagine the pawns to be so to say rained down vertically upon the board,
and the question is to find the ultimate proportion of those which meet a
boundary line to the total of those which fall. The problem therefore
becomes a merely geometrical one, viz. to determine the ratio of a certain
area on the board to the whole area. The determination of this ratio is all
that the mathematician ever takes into account.
Now take the following. A straight brittle rod is broken at random in two
places: find the chance that the pieces can make a triangle.[2] Since the only
condition for making a triangle with three straight lines is that each two
shall be greater than the third, the problem seems to involve the same
general conception as in the former case. We must conceive such rods
breaking at one pair of spots after another,—no one can tell precisely
where,—but showing the same ultimate tendency to distribute these spots
throughout the whole length uniformly. As in the last case, the
mathematician thinks of nothing but this final result, and pays no heed to
the process by which it may be brought about. Accordingly the problem is
again reduced to one of mensuration, though of a somewhat more
complicated character.
§ 3. (2) In another class of cases we have to contemplate an intermediate
process rather than a final result; but the same conception has to be
introduced here, though it is now applied to the former stage, and in
consequence will not in general apply to the latter.
Page 115
For instance: a shot is fired at random from a gun whose maximum range
(i.e. at 45° elevation) is 3000 yards: what is the chance that the actual range
shall exceed 2000 yards? The ultimately uniform (or random) distribution
here is commonly assumed to apply to the various directions in which the
gun can be pointed; all possible directions above the horizontal being
equally represented in the long run. We have therefore to contemplate a
surface of uniform distribution, but it will be the surface, not of the ground,
but of a hemisphere whose centre is occupied by the man who fires. The
ultimate distribution of the bullets on the spots where they strike the ground
will not be uniform. The problem is in fact to discover the law of variation
of the density of distribution.
The above is, I presume, the treatment generally adopted in solving such a
problem. But there seems no absolute necessity for any such particular
choice. It is surely open to any one to maintain[3] that his conception of the
randomness of the firing is assigned by saying that it is likely that a man
should begin by facing towards any point of the compass indifferently, and
then proceed to raise his gun to any angle indifferently. The stage of
ultimately uniform distribution here has receded a step further back. It is not
assigned directly to the surface of an imaginary hemisphere, but to the lines
of altitude and azimuth drawn on that surface. Accordingly, the distribution
over the hemisphere itself will not now be uniform,—there will be a
comparative crowding up towards the pole,—and the ultimate distribution
over the ground will not be the same as before.
§ 4. Difficulties of this kind, arising out of the uncertainty as to what stage
should be selected for that of uniform distribution, will occasionally present
themselves. For instance: let a book be taken at random out of a bookcase;
what is the chance of hitting upon some assigned volume? I hardly know
how this question would commonly be treated. If we were to set our man
opposite the middle of the shelf and inquire what would generally happen in
practice, supposing him blindfolded, there cannot be much doubt that the
volumes would not be selected equally often. On the contrary, it is likely
that there would be a tendency to increased frequency about a centre
indicated by the height of his shoulder, and (unless he be left-handed) a
trifle to the right of the point exactly opposite his starting point.
(i.e. at 45° elevation) is 3000 yards: what is the chance that the actual range
shall exceed 2000 yards? The ultimately uniform (or random) distribution
here is commonly assumed to apply to the various directions in which the
gun can be pointed; all possible directions above the horizontal being
equally represented in the long run. We have therefore to contemplate a
surface of uniform distribution, but it will be the surface, not of the ground,
but of a hemisphere whose centre is occupied by the man who fires. The
ultimate distribution of the bullets on the spots where they strike the ground
will not be uniform. The problem is in fact to discover the law of variation
of the density of distribution.
The above is, I presume, the treatment generally adopted in solving such a
problem. But there seems no absolute necessity for any such particular
choice. It is surely open to any one to maintain[3] that his conception of the
randomness of the firing is assigned by saying that it is likely that a man
should begin by facing towards any point of the compass indifferently, and
then proceed to raise his gun to any angle indifferently. The stage of
ultimately uniform distribution here has receded a step further back. It is not
assigned directly to the surface of an imaginary hemisphere, but to the lines
of altitude and azimuth drawn on that surface. Accordingly, the distribution
over the hemisphere itself will not now be uniform,—there will be a
comparative crowding up towards the pole,—and the ultimate distribution
over the ground will not be the same as before.
§ 4. Difficulties of this kind, arising out of the uncertainty as to what stage
should be selected for that of uniform distribution, will occasionally present
themselves. For instance: let a book be taken at random out of a bookcase;
what is the chance of hitting upon some assigned volume? I hardly know
how this question would commonly be treated. If we were to set our man
opposite the middle of the shelf and inquire what would generally happen in
practice, supposing him blindfolded, there cannot be much doubt that the
volumes would not be selected equally often. On the contrary, it is likely
that there would be a tendency to increased frequency about a centre
indicated by the height of his shoulder, and (unless he be left-handed) a
trifle to the right of the point exactly opposite his starting point.
Page 116
If the question were one which it were really worth while to work out on
these lines we should be led a long way back. Just as we imagined our
rifleman's position (on the second supposition) to be determined by two
independent coordinates of assumed continuous and equal facility, so we
might conceive our making the attempt to analyse the man's movements
into a certain number of independent constituents. We might suppose all the
various directions from his starting point, along the ground, to be equally
likely; and that when he reaches the shelves the random motion of his hand
is to be regulated after the fashion of a shot discharged at random.
The above would be one way of setting about the statement of the problem.
But the reader will understand that all which I am here proposing to
maintain is that in these, as in every similar case, we always encounter,
under this conception of ‘randomness’, at some stage or other, this postulate
of ultimate uniformity of distribution over some assigned magnitude: either
time; or space, linear, superficial, or solid. But the selection of the stage at
which this is to be applied may give rise to considerable difficulty, and even
arbitrariness of choice.
§ 5. Some years ago there was a very interesting discussion upon this
subject carried on in the mathematical part of the Educational Times (see,
especially, Vol. VII.). As not unfrequently happens in mathematics there
was an almost entire accord amongst the various writers as to the
assumptions practically to be made in any particular case, and therefore as
to the conclusion to be drawn, combined with a very considerable amount
of difference as to the axioms and definitions to be employed. Thus Mr
M. W. Crofton, with the substantial agreement of Mr Woolhouse, laid it
down unhesitatingly that “at random” has “a very clear and definite
meaning; one which cannot be better conveyed than by Mr Wilson's
definition, ‘according to no law’; and in this sense alone I mean to use it.”
According to any scientific interpretation of ‘law’ I should have said that
where there was no law there could be no inference. But ultimate tendency
towards equality of distribution is as much taken for granted by Mr Crofton
as by any one else: in fact he makes this a deduction from his definition:
—“As this infinite system of parallels are drawn according to no law, they
are as thickly disposed along any part of the [common] perpendicular as
along any other” (VII. p. 85). Mr Crofton holds that any kind of unequal
these lines we should be led a long way back. Just as we imagined our
rifleman's position (on the second supposition) to be determined by two
independent coordinates of assumed continuous and equal facility, so we
might conceive our making the attempt to analyse the man's movements
into a certain number of independent constituents. We might suppose all the
various directions from his starting point, along the ground, to be equally
likely; and that when he reaches the shelves the random motion of his hand
is to be regulated after the fashion of a shot discharged at random.
The above would be one way of setting about the statement of the problem.
But the reader will understand that all which I am here proposing to
maintain is that in these, as in every similar case, we always encounter,
under this conception of ‘randomness’, at some stage or other, this postulate
of ultimate uniformity of distribution over some assigned magnitude: either
time; or space, linear, superficial, or solid. But the selection of the stage at
which this is to be applied may give rise to considerable difficulty, and even
arbitrariness of choice.
§ 5. Some years ago there was a very interesting discussion upon this
subject carried on in the mathematical part of the Educational Times (see,
especially, Vol. VII.). As not unfrequently happens in mathematics there
was an almost entire accord amongst the various writers as to the
assumptions practically to be made in any particular case, and therefore as
to the conclusion to be drawn, combined with a very considerable amount
of difference as to the axioms and definitions to be employed. Thus Mr
M. W. Crofton, with the substantial agreement of Mr Woolhouse, laid it
down unhesitatingly that “at random” has “a very clear and definite
meaning; one which cannot be better conveyed than by Mr Wilson's
definition, ‘according to no law’; and in this sense alone I mean to use it.”
According to any scientific interpretation of ‘law’ I should have said that
where there was no law there could be no inference. But ultimate tendency
towards equality of distribution is as much taken for granted by Mr Crofton
as by any one else: in fact he makes this a deduction from his definition:
—“As this infinite system of parallels are drawn according to no law, they
are as thickly disposed along any part of the [common] perpendicular as
along any other” (VII. p. 85). Mr Crofton holds that any kind of unequal
Page 117
distribution would imply law,—“If the points [on a plane] tended to become
denser in any part of the plane than in another, there must be some law
attracting them there” (ib. p. 84). The same view is enforced in his paper on
Local Probability (in the Phil. Trans., Vol. 158). Surely if they tend to
become equally dense this is just as much a case of regularity or law.
It may be remarked that wherever any serious practical consequences turn
upon duly securing the desired randomness, it is always so contrived that no
design or awkwardness or unconscious one-sidedness shall disturb the
result. The principal case in point here is of course afforded by games of
chance. What we want, when we toss a die, is to secure that all numbers
from 1 to 6 shall be equally often represented in the long run, but that no
person shall be able to predict the individual occurrence. We might, in our
statement of a problem, as easily postulate ‘a number thought of at random’
as ‘a shot fired at random’, but no one would risk his chances of gain and
loss on the supposition that this would be done with continued fairness.
Accordingly, we construct a die whose sides are accurately alike, and it is
found that we may do almost what we like with this, at any previous stage
to that of its issue from the dice box on to the table, without interfering with
the random nature of the result.
§ 6. II. Another characteristic in which the scientific conception seems to
me to depart from the popular or original signification is the following. The
area of distribution which we take into account must be a finite or limited
one. The necessity for this restriction may not be obvious at first sight, but
the consideration of one or two examples will serve to indicate the point at
which it makes itself felt. Suppose that one were asked to choose a number
at random, not from a finite range, but from the inexhaustible possibilities
of enumeration. In the popular sense of the term,—i.e. of uttering a number
without pausing to choose,—there is no difficulty. But a moment's
consideration will show that no arrangement even tending towards
ultimately uniform distribution can be secured in this way. No average
could be struck with ever increasing steadiness. So with spatial infinity. We
can rationally speak of choosing a point at random in a given straight line,
area, or volume. But if we suppose the line to have no end, or the selection
to be made in infinite space, the basis of ultimate tendency towards what
may be called the equally thick deposit of our random points fails us utterly.
denser in any part of the plane than in another, there must be some law
attracting them there” (ib. p. 84). The same view is enforced in his paper on
Local Probability (in the Phil. Trans., Vol. 158). Surely if they tend to
become equally dense this is just as much a case of regularity or law.
It may be remarked that wherever any serious practical consequences turn
upon duly securing the desired randomness, it is always so contrived that no
design or awkwardness or unconscious one-sidedness shall disturb the
result. The principal case in point here is of course afforded by games of
chance. What we want, when we toss a die, is to secure that all numbers
from 1 to 6 shall be equally often represented in the long run, but that no
person shall be able to predict the individual occurrence. We might, in our
statement of a problem, as easily postulate ‘a number thought of at random’
as ‘a shot fired at random’, but no one would risk his chances of gain and
loss on the supposition that this would be done with continued fairness.
Accordingly, we construct a die whose sides are accurately alike, and it is
found that we may do almost what we like with this, at any previous stage
to that of its issue from the dice box on to the table, without interfering with
the random nature of the result.
§ 6. II. Another characteristic in which the scientific conception seems to
me to depart from the popular or original signification is the following. The
area of distribution which we take into account must be a finite or limited
one. The necessity for this restriction may not be obvious at first sight, but
the consideration of one or two examples will serve to indicate the point at
which it makes itself felt. Suppose that one were asked to choose a number
at random, not from a finite range, but from the inexhaustible possibilities
of enumeration. In the popular sense of the term,—i.e. of uttering a number
without pausing to choose,—there is no difficulty. But a moment's
consideration will show that no arrangement even tending towards
ultimately uniform distribution can be secured in this way. No average
could be struck with ever increasing steadiness. So with spatial infinity. We
can rationally speak of choosing a point at random in a given straight line,
area, or volume. But if we suppose the line to have no end, or the selection
to be made in infinite space, the basis of ultimate tendency towards what
may be called the equally thick deposit of our random points fails us utterly.
Page 118
Similarly in any other example in which one of the magnitudes is unlimited.
Suppose I fling a stick at random in a horizontal plane against a row of iron
railings and inquire for the chance of its passing through without touching
them. The problem bears some analogy to that of the chessmen, and so far
as the motion of translation of the stick is concerned (if we begin with this)
it presents no difficulty. But as regards the rotation it is otherwise. For any
assigned linear velocity there is a certain angular velocity below which the
stick may pass through without contact, but above which it cannot. And
inasmuch as the former range is limited and the latter is unlimited, we
encounter the same impossibility as before in endeavouring to conceive a
uniform distribution. Of course we might evade this particular difficulty by
beginning with an estimate of the angular velocity, when we should have to
repeat what has just been said, mutatis mutandis, in reference to the linear
velocity.
§ 7. I am of course aware that there are a variety of problems current which
seem to conflict with what has just been said, but they will all submit to
explanation. For instance; What is the chance that three straight lines, taken
or drawn at random, shall be of such lengths as will admit of their forming a
triangle? There are two ways in which we may regard the problem. We may,
for one thing, start with the assumption of three lines not greater than a
certain length n, and then determine towards what limit the chance tends as
n increases unceasingly. Or, we may maintain that the question is merely
one of relative proportion of the three lines. We may then start with any
magnitude we please to represent one of the lines (for simplicity, say, the
longest of them), and consider that all possible shapes of a triangle will be
represented by varying the lengths of the other two. In either case we get a
definite result without need to make an attempt to conceive any random
selection from the infinity of possible length.
So in what is called the “three-point problem”:—Three points in space are
selected at random; find the chance of their forming an acute-angled
triangle. What is done is to start with a closed volume,—say a sphere, from
its superior simplicity,—find the chance (on the assumption of uniform
distribution within this volume); and then conceive the continual
enlargement without limit of this sphere. So regarded the problem is
perfectly consistent and intelligible, though I fail to see why it should be
Suppose I fling a stick at random in a horizontal plane against a row of iron
railings and inquire for the chance of its passing through without touching
them. The problem bears some analogy to that of the chessmen, and so far
as the motion of translation of the stick is concerned (if we begin with this)
it presents no difficulty. But as regards the rotation it is otherwise. For any
assigned linear velocity there is a certain angular velocity below which the
stick may pass through without contact, but above which it cannot. And
inasmuch as the former range is limited and the latter is unlimited, we
encounter the same impossibility as before in endeavouring to conceive a
uniform distribution. Of course we might evade this particular difficulty by
beginning with an estimate of the angular velocity, when we should have to
repeat what has just been said, mutatis mutandis, in reference to the linear
velocity.
§ 7. I am of course aware that there are a variety of problems current which
seem to conflict with what has just been said, but they will all submit to
explanation. For instance; What is the chance that three straight lines, taken
or drawn at random, shall be of such lengths as will admit of their forming a
triangle? There are two ways in which we may regard the problem. We may,
for one thing, start with the assumption of three lines not greater than a
certain length n, and then determine towards what limit the chance tends as
n increases unceasingly. Or, we may maintain that the question is merely
one of relative proportion of the three lines. We may then start with any
magnitude we please to represent one of the lines (for simplicity, say, the
longest of them), and consider that all possible shapes of a triangle will be
represented by varying the lengths of the other two. In either case we get a
definite result without need to make an attempt to conceive any random
selection from the infinity of possible length.
So in what is called the “three-point problem”:—Three points in space are
selected at random; find the chance of their forming an acute-angled
triangle. What is done is to start with a closed volume,—say a sphere, from
its superior simplicity,—find the chance (on the assumption of uniform
distribution within this volume); and then conceive the continual
enlargement without limit of this sphere. So regarded the problem is
perfectly consistent and intelligible, though I fail to see why it should be
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termed a random selection in space rather than in a sphere. Of course if we
started with a different volume, say a cube, we should get a different result;
and it is therefore contended (e.g. by Mr Crofton in the Educational Times,
as already referred to) that infinite space is more naturally and appropriately
regarded as tended towards by the enlargement of a sphere than by that of a
cube or any other figure.
Again: A group of integers is taken at random; show that the number thus
taken is more likely to be odd than even. What we do in answering this is to
start with any finite number n, and show that of all the possible
combinations which can be made within this range there are more odd than
even. Since this is true irrespective of the magnitude of n, we are apt to
speak as if we could conceive the selection being made at random from the
true infinity contemplated in numeration.
§ 8. Where these conditions cannot be secured then it seems to me that the
attempt to assign any finite value to the probability fails. For instance, in the
following problem, proposed by Mr J. M. Wilson, “Three straight lines are
drawn at random on an infinite plane, and a fourth line is drawn at random
to intersect them: find the probability of its passing through the triangle
formed by the other three” (Ed. Times, Reprint, Vol. V. p. 82), he offers the
following solution: “Of the four lines, two must and two must not pass
within the triangle formed by the remaining three. Since all are drawn at
random, the chance that the last drawn should pass through the triangle
formed by the other three is consequently 12.”
I quote this solution because it seems to me to illustrate the difficulty to
which I want to call attention. As the problem is worded, a triangle is
supposed to be assigned by three straight lines. However large it may be, its
size bears no finite ratio whatever to the indefinitely larger area outside it;
and, so far as I can put any intelligible construction on the supposition, the
chance of drawing a fourth random line which should happen to intersect
this finite area must be reckoned as zero. The problem Mr Wilson has
solved seems to me to be a quite different one, viz. “Given four intersecting
straight lines, find the chance that we should, at random, select one that
passes through the triangle formed by the other three.”
started with a different volume, say a cube, we should get a different result;
and it is therefore contended (e.g. by Mr Crofton in the Educational Times,
as already referred to) that infinite space is more naturally and appropriately
regarded as tended towards by the enlargement of a sphere than by that of a
cube or any other figure.
Again: A group of integers is taken at random; show that the number thus
taken is more likely to be odd than even. What we do in answering this is to
start with any finite number n, and show that of all the possible
combinations which can be made within this range there are more odd than
even. Since this is true irrespective of the magnitude of n, we are apt to
speak as if we could conceive the selection being made at random from the
true infinity contemplated in numeration.
§ 8. Where these conditions cannot be secured then it seems to me that the
attempt to assign any finite value to the probability fails. For instance, in the
following problem, proposed by Mr J. M. Wilson, “Three straight lines are
drawn at random on an infinite plane, and a fourth line is drawn at random
to intersect them: find the probability of its passing through the triangle
formed by the other three” (Ed. Times, Reprint, Vol. V. p. 82), he offers the
following solution: “Of the four lines, two must and two must not pass
within the triangle formed by the remaining three. Since all are drawn at
random, the chance that the last drawn should pass through the triangle
formed by the other three is consequently 12.”
I quote this solution because it seems to me to illustrate the difficulty to
which I want to call attention. As the problem is worded, a triangle is
supposed to be assigned by three straight lines. However large it may be, its
size bears no finite ratio whatever to the indefinitely larger area outside it;
and, so far as I can put any intelligible construction on the supposition, the
chance of drawing a fourth random line which should happen to intersect
this finite area must be reckoned as zero. The problem Mr Wilson has
solved seems to me to be a quite different one, viz. “Given four intersecting
straight lines, find the chance that we should, at random, select one that
passes through the triangle formed by the other three.”
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The same difficulty seems to me to turn up in most other attempts to apply
this conception of randomness to real infinity. The following seems an exact
analogue of the above problem:—A number is selected at random, find the
chance that another number selected at random shall be greater than the
former;—the answer surely must be that the chance is unity, viz. certainty,
because the range above any assigned number is infinitely greater than that
below it. Or, expressed in the only language in which I can understand the
term ‘infinity’, what I mean is this. If the first number be m and I am
restricted to selecting up to n (n > m) then the chance of exceeding m is
n − m : n; if I am restricted to 2n then it is 2n − m : 2n and so on. That is,
however large n and m may be the expression is always intelligible; but,
m being chosen first, n may be made as much larger than m as we please:
i.e. the chance may be made to approach as near to unity as we please.
I cannot but think that there is a similar fallacy in De Morgan's admirably
suggestive paper on Infinity (Camb. Phil. Trans. Vol. 11.) when he is
discussing the “three-point problem”:—i.e. given three points taken at
random find the chance that they shall form an acute-angled triangle. All
that he shows is, that if we start with one side as given and consider the
subsequent possible positions of the opposite vertex, there are infinitely as
many such positions which would form an acute-angled triangle as an
obtuse: but, as before, this is solving a different problem.
§ 9. The nearest approach I can make towards true indefinite randomness, or
random selection from true indefiniteness, is as follows. Suppose a circle
with a tangent line extended indefinitely in each direction. Now from the
centre draw radii at random; in other words, let the semicircumference
which lies towards the tangent be ultimately uniformly intersected by the
radii. Let these radii be then produced so as to intersect the tangent line, and
consider the distribution of these points of intersection. We shall obtain in
the result one characteristic of our random distribution; i.e. no portion of
this tangent, however small or however remote, but will find itself in the
position ultimately of any small portion of the pavement in our supposed
continual rainfall. That is, any such elementary patch will become more and
more closely dotted over with the points of intersection. But the other
essential characteristic, viz. that of ultimately uniform distribution, will be
missing. There will be a special form of distribution,—what in fact will
this conception of randomness to real infinity. The following seems an exact
analogue of the above problem:—A number is selected at random, find the
chance that another number selected at random shall be greater than the
former;—the answer surely must be that the chance is unity, viz. certainty,
because the range above any assigned number is infinitely greater than that
below it. Or, expressed in the only language in which I can understand the
term ‘infinity’, what I mean is this. If the first number be m and I am
restricted to selecting up to n (n > m) then the chance of exceeding m is
n − m : n; if I am restricted to 2n then it is 2n − m : 2n and so on. That is,
however large n and m may be the expression is always intelligible; but,
m being chosen first, n may be made as much larger than m as we please:
i.e. the chance may be made to approach as near to unity as we please.
I cannot but think that there is a similar fallacy in De Morgan's admirably
suggestive paper on Infinity (Camb. Phil. Trans. Vol. 11.) when he is
discussing the “three-point problem”:—i.e. given three points taken at
random find the chance that they shall form an acute-angled triangle. All
that he shows is, that if we start with one side as given and consider the
subsequent possible positions of the opposite vertex, there are infinitely as
many such positions which would form an acute-angled triangle as an
obtuse: but, as before, this is solving a different problem.
§ 9. The nearest approach I can make towards true indefinite randomness, or
random selection from true indefiniteness, is as follows. Suppose a circle
with a tangent line extended indefinitely in each direction. Now from the
centre draw radii at random; in other words, let the semicircumference
which lies towards the tangent be ultimately uniformly intersected by the
radii. Let these radii be then produced so as to intersect the tangent line, and
consider the distribution of these points of intersection. We shall obtain in
the result one characteristic of our random distribution; i.e. no portion of
this tangent, however small or however remote, but will find itself in the
position ultimately of any small portion of the pavement in our supposed
continual rainfall. That is, any such elementary patch will become more and
more closely dotted over with the points of intersection. But the other
essential characteristic, viz. that of ultimately uniform distribution, will be
missing. There will be a special form of distribution,—what in fact will
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have to be discussed in a future chapter under the designation of a ‘law of
error’,—by virtue of which the concentration will tend to be greatest at a
certain point (that of contact with the circle), and will thin out from here in
each direction according to an easily calculated formula. The existence of
such a state of things as this is quite opposed to the conception of true
randomness.
§ 10. III. Apart from definitions and what comes of them, perhaps the most
important question connected with the conception of Randomness is this:
How in any given case are we to determine whether an observed
arrangement is to be considered a random one or not? This question will
have to be more fully discussed in a future chapter, but we are already in a
position to see our way through some of the difficulties involved in it.
(1) If the events or objects under consideration are supposed to be
continued indefinitely, or if we know enough about the mode in which they
are brought about to detect their ultimate tendency,—or even, short of this,
if they are numerous enough to be beyond practical counting,—there is no
great difficulty. We are simply confronted with a question of fact, to be
settled like other questions of fact. In the case of the rain-drops, watch two
equal squares of pavement or other surfaces, and note whether they come to
be more and more densely uniformly and evenly spotted over: if they do,
then the arrangement is what we call a random one. If I want to know
whether a tobacco-pipe really breaks at random, and would therefore serve
as an illustration of the problem proposed some pages back, I have only to
drop enough of them and see whether pieces of all possible lengths are
equally represented in the long run. Or, I may argue deductively, from what
I know about the strength of materials and the molecular constitution of
such bodies, as to whether fractures of small and large pieces are all equally
likely to occur.
§ 11. The reader's attention must be carefully directed to a source of
confusion here, arising out of a certain cross-division. What we are now
discussing is a question of fact, viz. the nature of a certain ultimate
arrangement; we are not discussing the particular way in which it is brought
about. In other words, the antithesis is between what is and what is not
random: it is not between what is random and what is designed. As we shall
error’,—by virtue of which the concentration will tend to be greatest at a
certain point (that of contact with the circle), and will thin out from here in
each direction according to an easily calculated formula. The existence of
such a state of things as this is quite opposed to the conception of true
randomness.
§ 10. III. Apart from definitions and what comes of them, perhaps the most
important question connected with the conception of Randomness is this:
How in any given case are we to determine whether an observed
arrangement is to be considered a random one or not? This question will
have to be more fully discussed in a future chapter, but we are already in a
position to see our way through some of the difficulties involved in it.
(1) If the events or objects under consideration are supposed to be
continued indefinitely, or if we know enough about the mode in which they
are brought about to detect their ultimate tendency,—or even, short of this,
if they are numerous enough to be beyond practical counting,—there is no
great difficulty. We are simply confronted with a question of fact, to be
settled like other questions of fact. In the case of the rain-drops, watch two
equal squares of pavement or other surfaces, and note whether they come to
be more and more densely uniformly and evenly spotted over: if they do,
then the arrangement is what we call a random one. If I want to know
whether a tobacco-pipe really breaks at random, and would therefore serve
as an illustration of the problem proposed some pages back, I have only to
drop enough of them and see whether pieces of all possible lengths are
equally represented in the long run. Or, I may argue deductively, from what
I know about the strength of materials and the molecular constitution of
such bodies, as to whether fractures of small and large pieces are all equally
likely to occur.
§ 11. The reader's attention must be carefully directed to a source of
confusion here, arising out of a certain cross-division. What we are now
discussing is a question of fact, viz. the nature of a certain ultimate
arrangement; we are not discussing the particular way in which it is brought
about. In other words, the antithesis is between what is and what is not
random: it is not between what is random and what is designed. As we shall
Page 122
see in a few moments it is quite possible that an arrangement which is the
result,—if ever anything were so,—of ‘design’, may nevertheless present
the unmistakeable stamp of randomness of arrangement.
Consider a case which has been a good deal discussed, and to which we
shall revert again: the arrangement of the stars. The question here is rather
complicated by the fact that we know nothing about the actual mutual
positions of the stars, all that we can take cognizance of being their
apparent or visible places as projected upon the surface of a supposed
sphere. Appealing to what alone we can thus observe, it is obvious that the
arrangement, as a whole, is not of the random sort. The Milky Way and the
other resolvable nebulæ, as they present themselves to us, are as obvious an
infraction of such an arrangement as would be the occurrence here and
there of patches of ground in a rainfall which received a vast number more
drops than the spaces surrounding them. If we leave these exceptional areas
out of the question and consider only the stars which are visible by the
naked eye or by slight telescopic power, it seems equally certain that the
arrangement is, for the most part, a fairly representative random one. By
this we mean nothing more than the fact that when we mark off any number
of equal areas on the visible sphere these are found to contain
approximately the same number of stars.
The actual arrangement of the stars in space may also be of the same
character: that is, the apparently denser aggregation may be apparent only,
arising from the fact that we are looking through regions which are not
more thickly occupied but are merely more extensive. The alternative
before us, in fact, is this. If the whole volume, so to say, of the starry
heavens is tolerably regular in shape, then the arrangement of the stars is
not of the random order; if that volume is very irregular in shape, it is
possible that the arrangement within it may be throughout of that order.
§ 12. (2) When the arrangement in question includes but a comparatively
small number of events or objects, it becomes much more difficult to
determine whether or not it is to be designated a random one. In fact we
have to shift our ground, and to decide not by what has been actually
observed but by what we have reason to conclude would be observed if we
could continue our observation much longer. This introduces what is called
result,—if ever anything were so,—of ‘design’, may nevertheless present
the unmistakeable stamp of randomness of arrangement.
Consider a case which has been a good deal discussed, and to which we
shall revert again: the arrangement of the stars. The question here is rather
complicated by the fact that we know nothing about the actual mutual
positions of the stars, all that we can take cognizance of being their
apparent or visible places as projected upon the surface of a supposed
sphere. Appealing to what alone we can thus observe, it is obvious that the
arrangement, as a whole, is not of the random sort. The Milky Way and the
other resolvable nebulæ, as they present themselves to us, are as obvious an
infraction of such an arrangement as would be the occurrence here and
there of patches of ground in a rainfall which received a vast number more
drops than the spaces surrounding them. If we leave these exceptional areas
out of the question and consider only the stars which are visible by the
naked eye or by slight telescopic power, it seems equally certain that the
arrangement is, for the most part, a fairly representative random one. By
this we mean nothing more than the fact that when we mark off any number
of equal areas on the visible sphere these are found to contain
approximately the same number of stars.
The actual arrangement of the stars in space may also be of the same
character: that is, the apparently denser aggregation may be apparent only,
arising from the fact that we are looking through regions which are not
more thickly occupied but are merely more extensive. The alternative
before us, in fact, is this. If the whole volume, so to say, of the starry
heavens is tolerably regular in shape, then the arrangement of the stars is
not of the random order; if that volume is very irregular in shape, it is
possible that the arrangement within it may be throughout of that order.
§ 12. (2) When the arrangement in question includes but a comparatively
small number of events or objects, it becomes much more difficult to
determine whether or not it is to be designated a random one. In fact we
have to shift our ground, and to decide not by what has been actually
observed but by what we have reason to conclude would be observed if we
could continue our observation much longer. This introduces what is called
Page 123
‘Inverse Probability’, viz. the determination of the nature of a cause from
the nature of the observed effect; a question which will be fully discussed in
a future chapter. But some introductory remarks may be conveniently made
here.
Every problem of Probability, as the subject is here understood, introduces
the conception of an ultimate limit, and therefore presupposes an indefinite
possibility of repetition. When we have only a finite number of occurrences
before us, direct evidence of the character of their arrangement fails us, and
we have to fall back upon the nature of the agency which produces them.
And as the number becomes smaller the confidence with which we can
estimate the nature of the agency becomes gradually less.
Begin with an intermediate case. There is a small lawn, sprinkled over with
daisies: is this a random arrangement? We feel some confidence that it is so,
on mere inspection; meaning by this that (negatively) no trace of any
regular pattern can be discerned and (affirmatively) that if we take any
moderately small area, say a square yard, we shall find much about the
same number of the plants included in it. But we can help ourselves by an
appeal to the known agency of distribution here. We know that the daisy
spreads by seed, and considering the effect of the wind and the continued
sweeping and mowing of the lawn we can detect causes at work which are
analogous to those by which the dealing of cards and the tossing of dice are
regulated.
In the above case the appeal to the process of production was subsidiary,
but when we come to consider the nature of a very small succession or
group this appeal becomes much more important. Let us be told of a certain
succession of ‘heads’ and ‘tails’ to the number of ten. The range here is far
too small for decision, and unless we are told whether the agent who
obtained them was tossing or designing we are quite unable to say whether
or not the designation of ‘random’ ought to be applied to the result obtained.
The truth must never be forgotten that though ‘design’ is sure to break down
in the long run if it make the attempt to produce directly the semblance of
randomness,[4] yet for a short spell it can simulate it perfectly. Any short
succession, say of heads and tails, may have been equally well brought
about by tossing or by deliberate choice.
the nature of the observed effect; a question which will be fully discussed in
a future chapter. But some introductory remarks may be conveniently made
here.
Every problem of Probability, as the subject is here understood, introduces
the conception of an ultimate limit, and therefore presupposes an indefinite
possibility of repetition. When we have only a finite number of occurrences
before us, direct evidence of the character of their arrangement fails us, and
we have to fall back upon the nature of the agency which produces them.
And as the number becomes smaller the confidence with which we can
estimate the nature of the agency becomes gradually less.
Begin with an intermediate case. There is a small lawn, sprinkled over with
daisies: is this a random arrangement? We feel some confidence that it is so,
on mere inspection; meaning by this that (negatively) no trace of any
regular pattern can be discerned and (affirmatively) that if we take any
moderately small area, say a square yard, we shall find much about the
same number of the plants included in it. But we can help ourselves by an
appeal to the known agency of distribution here. We know that the daisy
spreads by seed, and considering the effect of the wind and the continued
sweeping and mowing of the lawn we can detect causes at work which are
analogous to those by which the dealing of cards and the tossing of dice are
regulated.
In the above case the appeal to the process of production was subsidiary,
but when we come to consider the nature of a very small succession or
group this appeal becomes much more important. Let us be told of a certain
succession of ‘heads’ and ‘tails’ to the number of ten. The range here is far
too small for decision, and unless we are told whether the agent who
obtained them was tossing or designing we are quite unable to say whether
or not the designation of ‘random’ ought to be applied to the result obtained.
The truth must never be forgotten that though ‘design’ is sure to break down
in the long run if it make the attempt to produce directly the semblance of
randomness,[4] yet for a short spell it can simulate it perfectly. Any short
succession, say of heads and tails, may have been equally well brought
about by tossing or by deliberate choice.
Page 124
§ 13. The reader will observe that this question of randomness is being here
treated as simply one of ultimate statistical fact. I have fully admitted that
this is not the primitive conception, nor is it the popular interpretation, but
to adopt it seems the only course open to us if we are to draw inferences
such as those contemplated in Probability. When we look to the producing
agency of the ultimate arrangement we may find this very various. It may
prove itself to be (a few stages back) one of conscious deliberate purpose,
as in drawing a card or tossing a die: it may be the outcome of an extremely
complicated interaction of many natural causes, as in the arrangement of the
flowers scattered over a lawn or meadow: it may be of a kind of which we
know literally nothing whatever, as in the case of the actual arrangement of
the stars relatively to each other.
This was the state of things had in view when it was said a few pages back
that randomness and design would result in something of a cross-division.
Plenty of arrangements in which design had a hand, a stage or two back,
can be mentioned, which would be quite indistinguishable in their results
from those in which no design whatever could be traced. Perhaps the most
striking case in point here is to be found in the arrangement of the digits in
one of the natural arithmetical constants, such as π or e, or in a table of
logarithms. If we look to the process of production of these digits, no
extremer instance can be found of what we mean by the antithesis of
randomness: every figure has its necessarily pre-ordained position, and a
moment's flagging of intention would defeat the whole purpose of the
calculator. And yet, if we look to results only, no better instance can be
found than one of these rows of digits if it were intended to illustrate what
we practically understand by a chance arrangement of a number of objects.
Each digit occurs approximately equally often, and this tendency develops
as we advance further: the mutual juxtaposition of the digits also shows the
same tendency, that is, any digit (say 5) is just as often followed by 6 or 7 as
by any of the others. In fact, if we were to take the whole row of hitherto
calculated figures, cut off the first five as familiar to us all, and contemplate
the rest, no one would have the slightest reason to suppose that these had
not come out as the results of a die with ten equal faces.
§ 14. If it be asked why this is so, a rather puzzling question is raised.
Wherever physical causation is involved we are generally understood to
treated as simply one of ultimate statistical fact. I have fully admitted that
this is not the primitive conception, nor is it the popular interpretation, but
to adopt it seems the only course open to us if we are to draw inferences
such as those contemplated in Probability. When we look to the producing
agency of the ultimate arrangement we may find this very various. It may
prove itself to be (a few stages back) one of conscious deliberate purpose,
as in drawing a card or tossing a die: it may be the outcome of an extremely
complicated interaction of many natural causes, as in the arrangement of the
flowers scattered over a lawn or meadow: it may be of a kind of which we
know literally nothing whatever, as in the case of the actual arrangement of
the stars relatively to each other.
This was the state of things had in view when it was said a few pages back
that randomness and design would result in something of a cross-division.
Plenty of arrangements in which design had a hand, a stage or two back,
can be mentioned, which would be quite indistinguishable in their results
from those in which no design whatever could be traced. Perhaps the most
striking case in point here is to be found in the arrangement of the digits in
one of the natural arithmetical constants, such as π or e, or in a table of
logarithms. If we look to the process of production of these digits, no
extremer instance can be found of what we mean by the antithesis of
randomness: every figure has its necessarily pre-ordained position, and a
moment's flagging of intention would defeat the whole purpose of the
calculator. And yet, if we look to results only, no better instance can be
found than one of these rows of digits if it were intended to illustrate what
we practically understand by a chance arrangement of a number of objects.
Each digit occurs approximately equally often, and this tendency develops
as we advance further: the mutual juxtaposition of the digits also shows the
same tendency, that is, any digit (say 5) is just as often followed by 6 or 7 as
by any of the others. In fact, if we were to take the whole row of hitherto
calculated figures, cut off the first five as familiar to us all, and contemplate
the rest, no one would have the slightest reason to suppose that these had
not come out as the results of a die with ten equal faces.
§ 14. If it be asked why this is so, a rather puzzling question is raised.
Wherever physical causation is involved we are generally understood to
Page 125
have satisfied the demand implied in this question if we assign antecedents
which will be followed regularly by the event before us; but in geometry
and arithmetic there is no opening for antecedents. What we then commonly
look for is a demonstration, i.e. the resolution of the observed fact into
axioms if possible, or at any rate into admitted truths of wider generality. I
do not know that a demonstration can be given as to the existence of this
characteristic of statistical randomness in such successions of digits as those
under consideration. But the following remarks may serve to shift the onus
of unlikelihood by suggesting that the preponderance of analogy is rather in
favour of the existence.
Take the well-known constant π for consideration. This stands for a quantity
which presents itself in a vast number of arithmetical and geometrical
relations; let us take for examination the best known of these, by regarding
it as standing for the ratio of the circumference to the diameter of a circle.
So regarded, it is nothing more than a simple case of the measurement of a
magnitude by an arbitrarily selected unit. Conceive then that we had before
us a rod or line and that we wished to measure it with absolute accuracy. We
must suppose—if we are to have a suitable analogue to the determination
of π to several hundred figures,—that by the application of continued higher
magnifying power we can detect ever finer subdivisions in the graduation.
We lay our rod against the scale and find it, say, fall between 31 and
32 inches; we then look at the next division of the scale, viz. that into tenths
of an inch. Can we see the slightest reason why the number of these tenths
should be other than independent of the number of whole inches? The
“piece over” which we are measuring may in fact be regarded as an entirely
new piece, which had fallen into our hands after that of 31 inches had been
measured and done with; and similarly with every successive piece over, as
we proceed to the ever finer and finer divisions.
Similar remarks may be made about most other incommensurable
quantities, such as irreducible roots. Conceive two straight lines at right
angles, and that we lay off a certain number of inches along each of these
from the point of intersection; say two and five inches, and join the
extremities of these so as to form the diagonal of a right-angled triangle. If
we proceed to measure this diagonal in terms of either of the other lines we
are to all intents and purposes extracting a square root. We should expect,
which will be followed regularly by the event before us; but in geometry
and arithmetic there is no opening for antecedents. What we then commonly
look for is a demonstration, i.e. the resolution of the observed fact into
axioms if possible, or at any rate into admitted truths of wider generality. I
do not know that a demonstration can be given as to the existence of this
characteristic of statistical randomness in such successions of digits as those
under consideration. But the following remarks may serve to shift the onus
of unlikelihood by suggesting that the preponderance of analogy is rather in
favour of the existence.
Take the well-known constant π for consideration. This stands for a quantity
which presents itself in a vast number of arithmetical and geometrical
relations; let us take for examination the best known of these, by regarding
it as standing for the ratio of the circumference to the diameter of a circle.
So regarded, it is nothing more than a simple case of the measurement of a
magnitude by an arbitrarily selected unit. Conceive then that we had before
us a rod or line and that we wished to measure it with absolute accuracy. We
must suppose—if we are to have a suitable analogue to the determination
of π to several hundred figures,—that by the application of continued higher
magnifying power we can detect ever finer subdivisions in the graduation.
We lay our rod against the scale and find it, say, fall between 31 and
32 inches; we then look at the next division of the scale, viz. that into tenths
of an inch. Can we see the slightest reason why the number of these tenths
should be other than independent of the number of whole inches? The
“piece over” which we are measuring may in fact be regarded as an entirely
new piece, which had fallen into our hands after that of 31 inches had been
measured and done with; and similarly with every successive piece over, as
we proceed to the ever finer and finer divisions.
Similar remarks may be made about most other incommensurable
quantities, such as irreducible roots. Conceive two straight lines at right
angles, and that we lay off a certain number of inches along each of these
from the point of intersection; say two and five inches, and join the
extremities of these so as to form the diagonal of a right-angled triangle. If
we proceed to measure this diagonal in terms of either of the other lines we
are to all intents and purposes extracting a square root. We should expect,
Page 126
rather than otherwise, to find here, as in the case of π, that
incommensurability and resultant randomness of order in the digits was the
rule, and commensurability was the exception. Now and then, as when the
two sides were three and four, we should find the diagonal commensurable
with them; but these would be the occasional exceptions, or rather they
would be the comparatively finite exceptions amidst the indefinitely
numerous cases which furnished the rule.
§ 15. The best way perhaps of illustrating the truly random character of such
a row of figures is by appealing to graphical aid. It is not easy here, any
more than in ordinary statistics, to grasp the import of mere figures;
whereas the arrangement of groups of points or lines is much more readily
seized. The eye is very quick in detecting any symptoms of regularity in the
arrangement, or any tendency to denser aggregation in one direction than in
another. How then are we to dispose our figures so as to force them to
display their true character? I should suggest that we set about drawing a
line at random; and, since we cannot trust our own unaided efforts to do
this, that we rely upon the help of such a table of figures to do it for us, and
then examine with what sort of efficiency they can perform the task. The
problem of drawing straight lines at random, under various limitations of
direction or intersection, is familiar enough, but I do not know that any one
has suggested the drawing of a line whose shape as well as position shall be
of a purely random character. For simplicity we suppose the line to be
confined to a plane.
The definition of such a line does not seem to involve any particular
difficulty. Phrased in accordance with the ordinary language we should
describe it as the path (i.e. any path) traced out by a point which at every
moment is as likely to move in any one direction as in any other. That we
could not ourselves draw such a line, and that we could not get it traced by
any physical agency, is certain. The mere inertia of any moving body will
always give it a tendency, however slight, to go on in a straight line at each
moment, instead of being instantly responsive to instantaneously varying
dictates as to its direction of motion. Nor can we conceive or picture such a
line in its ultimate or ideal condition. But it is easy to give a graphical
approximation to it, and it is easy also to show how this approximation may
be carried on as far as we please towards the ideal in question.
incommensurability and resultant randomness of order in the digits was the
rule, and commensurability was the exception. Now and then, as when the
two sides were three and four, we should find the diagonal commensurable
with them; but these would be the occasional exceptions, or rather they
would be the comparatively finite exceptions amidst the indefinitely
numerous cases which furnished the rule.
§ 15. The best way perhaps of illustrating the truly random character of such
a row of figures is by appealing to graphical aid. It is not easy here, any
more than in ordinary statistics, to grasp the import of mere figures;
whereas the arrangement of groups of points or lines is much more readily
seized. The eye is very quick in detecting any symptoms of regularity in the
arrangement, or any tendency to denser aggregation in one direction than in
another. How then are we to dispose our figures so as to force them to
display their true character? I should suggest that we set about drawing a
line at random; and, since we cannot trust our own unaided efforts to do
this, that we rely upon the help of such a table of figures to do it for us, and
then examine with what sort of efficiency they can perform the task. The
problem of drawing straight lines at random, under various limitations of
direction or intersection, is familiar enough, but I do not know that any one
has suggested the drawing of a line whose shape as well as position shall be
of a purely random character. For simplicity we suppose the line to be
confined to a plane.
The definition of such a line does not seem to involve any particular
difficulty. Phrased in accordance with the ordinary language we should
describe it as the path (i.e. any path) traced out by a point which at every
moment is as likely to move in any one direction as in any other. That we
could not ourselves draw such a line, and that we could not get it traced by
any physical agency, is certain. The mere inertia of any moving body will
always give it a tendency, however slight, to go on in a straight line at each
moment, instead of being instantly responsive to instantaneously varying
dictates as to its direction of motion. Nor can we conceive or picture such a
line in its ultimate or ideal condition. But it is easy to give a graphical
approximation to it, and it is easy also to show how this approximation may
be carried on as far as we please towards the ideal in question.
Page 127
We may proceed as follows. Take a sheet of the ordinary ruled paper
prepared for the graphical exposition of curves. Select as our starting point
the intersection of two of these lines, and consider the eight ‘points of the
compass’ indicated by these lines and the bisections of the contained right
angles.[5] For suggesting the random selection amongst these directions let
them be numbered from 0 to 7, and let us say that a line measured due
‘north’ shall be designated by the figure 0, ‘north-east’ by 1, and so on. The
selection amongst these numbers, and therefore directions, at every corner,
might be handed over to a die with eight faces; but for the purpose of the
illustration in view we select the digits 0 to 7 as they present themselves in
the calculated value of π. The sort of path along which we should travel by
a series of such steps thus taken at random may be readily conceived; it is
given at the end of this chapter.
For the purpose with which this illustration was proposed, viz. the graphical
display of the succession of digits in any one of the incommensurable
constants of arithmetic or geometry, the above may suffice. After actually
testing some of them in this way they seem to me, so far as the eye, or the
theoretical principles to be presently mentioned, are any guide, to answer
quite fairly to the description of randomness.
§ 16. As we are on the subject, however, it seems worth going farther by
enquiring how near we could get to the ideal of randomness of direction. To
carry this out completely two improvements must be made. For one thing,
instead of confining ourselves to eight directions we must admit an infinite
number. This would offer no great difficulty; for instead of employing a
small number of digits we should merely have to use some kind of circular
teetotum which would rest indifferently in any direction. But in the next
place instead of short finite steps we must suppose them indefinitely short.
It is here that the actual unattainability makes itself felt. We are familiar
enough with the device, employed by Newton, of passing from the
discontinuous polygon to the continuous curve. But we can resort to this
device because the ideal, viz. the curve, is as easily drawn (and, I should
say, as easily conceived or pictured) as any of the steps which lead us
towards it. But in the case before us it is otherwise. The line in question will
remain discontinuous, or rather angular, to the last: for its angles do not
tend even to lose their sharpness, though the fragments which compose
prepared for the graphical exposition of curves. Select as our starting point
the intersection of two of these lines, and consider the eight ‘points of the
compass’ indicated by these lines and the bisections of the contained right
angles.[5] For suggesting the random selection amongst these directions let
them be numbered from 0 to 7, and let us say that a line measured due
‘north’ shall be designated by the figure 0, ‘north-east’ by 1, and so on. The
selection amongst these numbers, and therefore directions, at every corner,
might be handed over to a die with eight faces; but for the purpose of the
illustration in view we select the digits 0 to 7 as they present themselves in
the calculated value of π. The sort of path along which we should travel by
a series of such steps thus taken at random may be readily conceived; it is
given at the end of this chapter.
For the purpose with which this illustration was proposed, viz. the graphical
display of the succession of digits in any one of the incommensurable
constants of arithmetic or geometry, the above may suffice. After actually
testing some of them in this way they seem to me, so far as the eye, or the
theoretical principles to be presently mentioned, are any guide, to answer
quite fairly to the description of randomness.
§ 16. As we are on the subject, however, it seems worth going farther by
enquiring how near we could get to the ideal of randomness of direction. To
carry this out completely two improvements must be made. For one thing,
instead of confining ourselves to eight directions we must admit an infinite
number. This would offer no great difficulty; for instead of employing a
small number of digits we should merely have to use some kind of circular
teetotum which would rest indifferently in any direction. But in the next
place instead of short finite steps we must suppose them indefinitely short.
It is here that the actual unattainability makes itself felt. We are familiar
enough with the device, employed by Newton, of passing from the
discontinuous polygon to the continuous curve. But we can resort to this
device because the ideal, viz. the curve, is as easily drawn (and, I should
say, as easily conceived or pictured) as any of the steps which lead us
towards it. But in the case before us it is otherwise. The line in question will
remain discontinuous, or rather angular, to the last: for its angles do not
tend even to lose their sharpness, though the fragments which compose
Page 128
them increase in number and diminish in magnitude without any limit. And
such an ideal is not conceivable as an ideal. It is as if we had a rough body
under the microscope, and found that as we subjected it to higher and
higher powers there was no tendency for the angles to round themselves off.
Our ‘random line’ must remain as ‘spiky’ as ever, though the size of its
spikes of course diminishes without any limit.
The case therefore seems to be this. It is easy, in words, to indicate the
conception by speaking of a line which at every instant is as likely to take
one direction as another. It is easy moreover to draw such a line with any
degree of minuteness which we choose to demand. But it is not possible to
conceive or picture the line in its ultimate form.[6] There is in fact no ‘limit’
here, intelligible to the understanding or picturable by the imagination
(corresponding to the asymptote of a curve, or the continuous curve to the
incessantly developing polygon), towards which we find ourselves
continually approaching, and which therefore we are apt to conceive
ourselves as ultimately attaining. The usual assumption therefore which
underlies the Newtonian infinitesimal geometry and the Differential
Calculus, ceases to apply here.
§ 17. If we like to consider such a line in one of its approximate stages, as
above indicated, it seems to me that some of the usual theorems of
Probability, where large numbers are concerned, may safely be applied. If it
be asked, for instance, whether such a line will ultimately tend to stray
indefinitely far from its starting point, Bernoulli's ‘Law of Large Numbers’
may be appealed to, in virtue of which we should say that it was excessively
unlikely that its divergence should be relatively great. Recur to our
graphical illustration, and consider first the resultant deviation of the point
(after a great many steps) right or left of the vertical line through the
starting point. Of the eight admissible motions at each stage two will not
affect this relative position, whilst the other six are equally likely to move
us a step to the right or to the left. Our resultant ‘drift’ therefore to the right
or left will be analogous to the resultant difference between the number of
heads and tails after a great many tosses of a penny. Now the well-known
outcome of such a number of tosses is that ultimately the proportional
approximation to the à priori probability, i.e. to equality of heads and tails,
such an ideal is not conceivable as an ideal. It is as if we had a rough body
under the microscope, and found that as we subjected it to higher and
higher powers there was no tendency for the angles to round themselves off.
Our ‘random line’ must remain as ‘spiky’ as ever, though the size of its
spikes of course diminishes without any limit.
The case therefore seems to be this. It is easy, in words, to indicate the
conception by speaking of a line which at every instant is as likely to take
one direction as another. It is easy moreover to draw such a line with any
degree of minuteness which we choose to demand. But it is not possible to
conceive or picture the line in its ultimate form.[6] There is in fact no ‘limit’
here, intelligible to the understanding or picturable by the imagination
(corresponding to the asymptote of a curve, or the continuous curve to the
incessantly developing polygon), towards which we find ourselves
continually approaching, and which therefore we are apt to conceive
ourselves as ultimately attaining. The usual assumption therefore which
underlies the Newtonian infinitesimal geometry and the Differential
Calculus, ceases to apply here.
§ 17. If we like to consider such a line in one of its approximate stages, as
above indicated, it seems to me that some of the usual theorems of
Probability, where large numbers are concerned, may safely be applied. If it
be asked, for instance, whether such a line will ultimately tend to stray
indefinitely far from its starting point, Bernoulli's ‘Law of Large Numbers’
may be appealed to, in virtue of which we should say that it was excessively
unlikely that its divergence should be relatively great. Recur to our
graphical illustration, and consider first the resultant deviation of the point
(after a great many steps) right or left of the vertical line through the
starting point. Of the eight admissible motions at each stage two will not
affect this relative position, whilst the other six are equally likely to move
us a step to the right or to the left. Our resultant ‘drift’ therefore to the right
or left will be analogous to the resultant difference between the number of
heads and tails after a great many tosses of a penny. Now the well-known
outcome of such a number of tosses is that ultimately the proportional
approximation to the à priori probability, i.e. to equality of heads and tails,
Page 129
is more and more nearly carried out, but that the absolute deflection is more
and more widely displayed.
Applying this to the case in point, and remembering that the results apply
equally to the horizontal and vertical directions, we should say that after
any very great number of such ‘steps’ as those contemplated, the ratio of
our distance from the starting point to the whole distance travelled will
pretty certainly be small, whereas the actual distance from it would be large.
We should also say that the longer we continued to produce such a line the
more pronounced would these tendencies become. So far as concerns this
test, and that afforded by the general appearance of the lines drawn,—this
last, as above remarked, being tolerably trustworthy,—I feel no doubt as to
the generally ‘random’ character of the rows of figures displayed by the
incommensurable or irrational ratios in question.
As it may interest the reader to see an actual specimen of such a path I
append one representing the arrangement of the eight digits from 0 to 7 in
the value of π. The data are taken from Mr Shanks' astonishing performance
in the calculation of this constant to 707 places of figures (Proc. of R. S.,
XXI. p. 319). Of these, after omitting 8 and 9, there remain 568; the
diagram represents the course traced out by following the direction of these
as the clue to our path. Many of the steps have of course been taken in
opposite directions twice or oftener. The result seems to me to furnish a
very fair graphical indication of randomness. I have compared it with
corresponding paths furnished by rows of figures taken from logarithmic
tables, and in other ways, and find the results to be much the same.
and more widely displayed.
Applying this to the case in point, and remembering that the results apply
equally to the horizontal and vertical directions, we should say that after
any very great number of such ‘steps’ as those contemplated, the ratio of
our distance from the starting point to the whole distance travelled will
pretty certainly be small, whereas the actual distance from it would be large.
We should also say that the longer we continued to produce such a line the
more pronounced would these tendencies become. So far as concerns this
test, and that afforded by the general appearance of the lines drawn,—this
last, as above remarked, being tolerably trustworthy,—I feel no doubt as to
the generally ‘random’ character of the rows of figures displayed by the
incommensurable or irrational ratios in question.
As it may interest the reader to see an actual specimen of such a path I
append one representing the arrangement of the eight digits from 0 to 7 in
the value of π. The data are taken from Mr Shanks' astonishing performance
in the calculation of this constant to 707 places of figures (Proc. of R. S.,
XXI. p. 319). Of these, after omitting 8 and 9, there remain 568; the
diagram represents the course traced out by following the direction of these
as the clue to our path. Many of the steps have of course been taken in
opposite directions twice or oftener. The result seems to me to furnish a
very fair graphical indication of randomness. I have compared it with
corresponding paths furnished by rows of figures taken from logarithmic
tables, and in other ways, and find the results to be much the same.
Page 130
1 According to Prof. Skeat (Etymological Dictionary) the earliest known
meaning is that of furious action, as in a charge of cavalry. The etymology,
he considers, is connected with the Teutonic word rand (brim), and implies
the furious and irregular action of a river full to the brim.
2
See the problem paper of Jan. 18, 1854, in the Cambridge Mathematical
Tripos.
3 As, according to Mr H. Godfray, the majority of the candidates did assume
when the problem was once proposed in an examination. See the
Educational Times (Reprint, Vol. VII. p. 99.)
4 Vide p. 68.
meaning is that of furious action, as in a charge of cavalry. The etymology,
he considers, is connected with the Teutonic word rand (brim), and implies
the furious and irregular action of a river full to the brim.
2
See the problem paper of Jan. 18, 1854, in the Cambridge Mathematical
Tripos.
3 As, according to Mr H. Godfray, the majority of the candidates did assume
when the problem was once proposed in an examination. See the
Educational Times (Reprint, Vol. VII. p. 99.)
4 Vide p. 68.
Page 131
5 It would of course be more complete to take ten alternatives of direction,
and thus to omit none of the digits; but this is much more troublesome in
practice than to confine ourselves to eight.
6
Any more than we picture the shape of an equiangular spiral at the centre.
and thus to omit none of the digits; but this is much more troublesome in
practice than to confine ourselves to eight.
6
Any more than we picture the shape of an equiangular spiral at the centre.
Page 132
CHAPTER VI.[*]
Page 133
THE SUBJECTIVE SIDE OF PROBABILITY.
MEASUREMENT OF BELIEF.
*
Originally written in somewhat of a spirit of protest against what seemed to me the prevalent
disposition to follow De Morgan in taking too subjective a view of the science. In reading it through
now I cannot find any single sentence to which I could take distinct objection, though I must admit
that if I were writing it entirely afresh I should endeavour to express myself with less emphasis, and I
have made alterations in that direction. The reader who wishes to see a view not substantially very
different from mine, but expressed with a somewhat opposite emphasis, can refer to Mr F. Y.
Edgeworth's article on “The Philosophy of Chance” (Mind, Vol. IX.)
§ 1. Having now obtained a clear conception of a certain kind of series, the
next enquiry is, What is to be done with this series? How is it to be
employed as a means of making inferences? The general step that we are
now about to take might be described as one from the objective to the
subjective, from the things themselves to the state of our minds in
contemplating them.
The reader should observe that a substitution has, in a great number of
cases, already been made as a first stage towards bringing the things into a
shape fit for calculation. This substitution, as described in former chapters,
is, in a measure, a process of idealization. The series we actually meet with
are apt to show a changeable type, and the individuals of them will
sometimes transgress their licensed irregularity. Hence they have to be
pruned a little into shape, as natural objects almost always have before they
are capable of being accurately reasoned about. The form in which the
series emerges is that of a series with a fixed type. This imaginary or ideal
series is the basis of our calculation.
§ 2. It must not be supposed that this is at all at variance with the assertion
previously made, that Probability is a science of inference about real things;
it is only by a substitution of the above kind that we are enabled to reason
about the things. In nature nearly all phenomena present themselves in a
form which departs from that rigorously accurate one which scientific
purposes mostly demand, so we have to introduce an imaginary series,
which shall be free from any such defects. The only condition to be fulfilled
is, that the substitution is to be as little arbitrary, that is, to vary from the
MEASUREMENT OF BELIEF.
*
Originally written in somewhat of a spirit of protest against what seemed to me the prevalent
disposition to follow De Morgan in taking too subjective a view of the science. In reading it through
now I cannot find any single sentence to which I could take distinct objection, though I must admit
that if I were writing it entirely afresh I should endeavour to express myself with less emphasis, and I
have made alterations in that direction. The reader who wishes to see a view not substantially very
different from mine, but expressed with a somewhat opposite emphasis, can refer to Mr F. Y.
Edgeworth's article on “The Philosophy of Chance” (Mind, Vol. IX.)
§ 1. Having now obtained a clear conception of a certain kind of series, the
next enquiry is, What is to be done with this series? How is it to be
employed as a means of making inferences? The general step that we are
now about to take might be described as one from the objective to the
subjective, from the things themselves to the state of our minds in
contemplating them.
The reader should observe that a substitution has, in a great number of
cases, already been made as a first stage towards bringing the things into a
shape fit for calculation. This substitution, as described in former chapters,
is, in a measure, a process of idealization. The series we actually meet with
are apt to show a changeable type, and the individuals of them will
sometimes transgress their licensed irregularity. Hence they have to be
pruned a little into shape, as natural objects almost always have before they
are capable of being accurately reasoned about. The form in which the
series emerges is that of a series with a fixed type. This imaginary or ideal
series is the basis of our calculation.
§ 2. It must not be supposed that this is at all at variance with the assertion
previously made, that Probability is a science of inference about real things;
it is only by a substitution of the above kind that we are enabled to reason
about the things. In nature nearly all phenomena present themselves in a
form which departs from that rigorously accurate one which scientific
purposes mostly demand, so we have to introduce an imaginary series,
which shall be free from any such defects. The only condition to be fulfilled
is, that the substitution is to be as little arbitrary, that is, to vary from the
Page 134
truth as slightly, as possible. This kind of substitution generally passes
without notice when natural objects of any kind are made subjects of exact
science. I direct distinct attention to it here simply from the apprehension
that want of familiarity with the subject-matter might lead some readers to
suppose that it involves, in this case, an exceptional deflection from
accuracy in the formal process of inference.
It may be remarked also that the adoption of this imaginary series offers no
countenance whatever to the doctrine criticised in the last chapter, in
accordance with which it was supposed that our series possessed a fixed
unchangeable type which was merely the “development of the
probabilities” of things, to use Laplace's expression. It differs from anything
contemplated on that hypothesis by the fact that it is to be recognized as a
necessary substitution of our own for the actual series, and to be kept in as
close conformity with facts as possible. It is a mere fiction or artifice
necessarily resorted to for the purpose of calculation, and for this purpose
only.
This caution is the more necessary, because in the example that I shall
select, and which belongs to the most favourite class of examples in this
subject, the substitution becomes accidentally unnecessary. The things, as
has been repeatedly pointed out, may sometimes need no trimming, because
in the form in which they actually present themselves they are almost
idealized. In most cases a good deal of alteration is necessary to bring the
series into shape, but in some—prominently in the case of games of chance
—we find the alterations, for all practical purposes, needless.
§ 3. We start then, from such a series as this, upon the enquiry, What kind of
inference can be made about it? It may assist the logical reader to inform
him that our first step will be analogous to one class of what are commonly
known as immediate inferences,—inferences, that is, of the type,—‘All men
are mortal, therefore any particular man or men are mortal.’ This case,
simple and obvious as it is in Logic, requires very careful consideration in
Probability.
It is obvious that we must be prepared to form an opinion upon the
propriety of taking the step involved in making such an inference. Hitherto
we have had as little to do as possible with the irregular individuals; we
without notice when natural objects of any kind are made subjects of exact
science. I direct distinct attention to it here simply from the apprehension
that want of familiarity with the subject-matter might lead some readers to
suppose that it involves, in this case, an exceptional deflection from
accuracy in the formal process of inference.
It may be remarked also that the adoption of this imaginary series offers no
countenance whatever to the doctrine criticised in the last chapter, in
accordance with which it was supposed that our series possessed a fixed
unchangeable type which was merely the “development of the
probabilities” of things, to use Laplace's expression. It differs from anything
contemplated on that hypothesis by the fact that it is to be recognized as a
necessary substitution of our own for the actual series, and to be kept in as
close conformity with facts as possible. It is a mere fiction or artifice
necessarily resorted to for the purpose of calculation, and for this purpose
only.
This caution is the more necessary, because in the example that I shall
select, and which belongs to the most favourite class of examples in this
subject, the substitution becomes accidentally unnecessary. The things, as
has been repeatedly pointed out, may sometimes need no trimming, because
in the form in which they actually present themselves they are almost
idealized. In most cases a good deal of alteration is necessary to bring the
series into shape, but in some—prominently in the case of games of chance
—we find the alterations, for all practical purposes, needless.
§ 3. We start then, from such a series as this, upon the enquiry, What kind of
inference can be made about it? It may assist the logical reader to inform
him that our first step will be analogous to one class of what are commonly
known as immediate inferences,—inferences, that is, of the type,—‘All men
are mortal, therefore any particular man or men are mortal.’ This case,
simple and obvious as it is in Logic, requires very careful consideration in
Probability.
It is obvious that we must be prepared to form an opinion upon the
propriety of taking the step involved in making such an inference. Hitherto
we have had as little to do as possible with the irregular individuals; we
Page 135
have regarded them simply as fragments of a regular series. But we cannot
long continue to neglect all consideration of them. Even if these events in
the gross be tolerably certain, it is not only in the gross that we have to deal
with them; they constantly come before us a few at a time, or even as
individuals, and we have to form some opinion about them in this state. An
insurance office, for instance, deals with numbers large enough to obviate
most of the uncertainty, but each of their transactions has another party
interested in it—What has the man who insures to say to their proceedings?
for to him this question becomes an individual one. And even the office
itself receives its cases singly, and would therefore like to have as clear
views as possible about these single cases. Now, the remarks made in the
preceding chapters about the subjects which Probability discusses might
seem to preclude all enquiries of this kind, for was not ignorance of the
individual presupposed to such an extent that even (as will be seen
hereafter) causation might be denied, within considerable limits, without
affecting our conclusions? The answer to this enquiry will require us to turn
now to the consideration of a totally distinct side of the question, and one
which has not yet come before us. Our best introduction to it will be by the
discussion of a special example.
§ 4. Let a penny be tossed up a very great many times; we may then be
supposed to know for certain this fact (amongst many others) that in the
long run head and tail will occur about equally often. But suppose we
consider only a moderate number of throws, or fewer still, and so continue
limiting the number until we come down to three or two, or even one? We
have, as the extreme cases, certainty or something undistinguishably near it,
and utter uncertainty. Have we not, between these extremes, all gradations
of belief? There is a large body of writers, including some of the most
eminent authorities upon this subject, who state or imply that we are
distinctly conscious of such a variation of the amount of our belief, and that
this state of our minds can be measured and determined with almost the
same accuracy as the external events to which they refer. The principal
mathematical supporter of this view is De Morgan, who has insisted
strongly upon it in all his works on the subject. The clearest exposition of
his opinions will be found in his Formal Logic, in which work he has made
the view which we are now discussing the basis of his system. He holds that
we have a certain amount of belief of every proposition which may be set
long continue to neglect all consideration of them. Even if these events in
the gross be tolerably certain, it is not only in the gross that we have to deal
with them; they constantly come before us a few at a time, or even as
individuals, and we have to form some opinion about them in this state. An
insurance office, for instance, deals with numbers large enough to obviate
most of the uncertainty, but each of their transactions has another party
interested in it—What has the man who insures to say to their proceedings?
for to him this question becomes an individual one. And even the office
itself receives its cases singly, and would therefore like to have as clear
views as possible about these single cases. Now, the remarks made in the
preceding chapters about the subjects which Probability discusses might
seem to preclude all enquiries of this kind, for was not ignorance of the
individual presupposed to such an extent that even (as will be seen
hereafter) causation might be denied, within considerable limits, without
affecting our conclusions? The answer to this enquiry will require us to turn
now to the consideration of a totally distinct side of the question, and one
which has not yet come before us. Our best introduction to it will be by the
discussion of a special example.
§ 4. Let a penny be tossed up a very great many times; we may then be
supposed to know for certain this fact (amongst many others) that in the
long run head and tail will occur about equally often. But suppose we
consider only a moderate number of throws, or fewer still, and so continue
limiting the number until we come down to three or two, or even one? We
have, as the extreme cases, certainty or something undistinguishably near it,
and utter uncertainty. Have we not, between these extremes, all gradations
of belief? There is a large body of writers, including some of the most
eminent authorities upon this subject, who state or imply that we are
distinctly conscious of such a variation of the amount of our belief, and that
this state of our minds can be measured and determined with almost the
same accuracy as the external events to which they refer. The principal
mathematical supporter of this view is De Morgan, who has insisted
strongly upon it in all his works on the subject. The clearest exposition of
his opinions will be found in his Formal Logic, in which work he has made
the view which we are now discussing the basis of his system. He holds that
we have a certain amount of belief of every proposition which may be set
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before us, an amount which in its nature admits of determination, though
we may practically find it difficult in any particular case to determine it. He
considers, in fact, that Probability is a sort of sister science to Formal Logic,
[1] speaking of it in the following words: “I cannot understand why the
study of the effect, which partial belief of the premises produces with
respect to the conclusion, should be separated from that of the
consequences of supposing the former to be absolutely true.”[2] In other
words, there is a science—Formal Logic—which investigates the rules
according to which one proposition can be necessarily inferred from
another; in close correspondence with this there is a science which
investigates the rules according to which the amount of our belief of one
proposition varies with the amount of our belief of other propositions with
which it is connected.
The same view is also supported by another high authority, the late Prof.
Donkin, who says (Phil. Mag. May, 1851), “It will, I suppose, be generally
admitted, and has often been more or less explicitly stated, that the subject-
matter of calculation in the mathematical theory of Probabilities is quantity
of belief.”
§ 5. Before proceeding to criticise this opinion, one remark may be made
upon it which has been too frequently overlooked. It should be borne in
mind that, even were this view of the subject not actually incorrect, it might
be objected to as insufficient for the purpose of a definition, on the ground
that variation of belief is not confined to Probability. It is a property with
which that science is concerned, no doubt, but it is a property which meets
us in other directions as well. In every case in which we extend our
inferences by Induction or Analogy, or depend upon the witness of others,
or trust to our own memory of the past, or come to a conclusion through
conflicting arguments, or even make a long and complicated deduction by
mathematics or logic, we have a result of which we can scarcely feel as
certain as of the premises from which it was obtained. In all these cases
then we are conscious of varying quantities of belief, but are the laws
according to which the belief is produced and varied the same? If they
cannot be reduced to one harmonious scheme, if in fact they can at best be
brought to nothing but a number of different schemes, each with its own
we may practically find it difficult in any particular case to determine it. He
considers, in fact, that Probability is a sort of sister science to Formal Logic,
[1] speaking of it in the following words: “I cannot understand why the
study of the effect, which partial belief of the premises produces with
respect to the conclusion, should be separated from that of the
consequences of supposing the former to be absolutely true.”[2] In other
words, there is a science—Formal Logic—which investigates the rules
according to which one proposition can be necessarily inferred from
another; in close correspondence with this there is a science which
investigates the rules according to which the amount of our belief of one
proposition varies with the amount of our belief of other propositions with
which it is connected.
The same view is also supported by another high authority, the late Prof.
Donkin, who says (Phil. Mag. May, 1851), “It will, I suppose, be generally
admitted, and has often been more or less explicitly stated, that the subject-
matter of calculation in the mathematical theory of Probabilities is quantity
of belief.”
§ 5. Before proceeding to criticise this opinion, one remark may be made
upon it which has been too frequently overlooked. It should be borne in
mind that, even were this view of the subject not actually incorrect, it might
be objected to as insufficient for the purpose of a definition, on the ground
that variation of belief is not confined to Probability. It is a property with
which that science is concerned, no doubt, but it is a property which meets
us in other directions as well. In every case in which we extend our
inferences by Induction or Analogy, or depend upon the witness of others,
or trust to our own memory of the past, or come to a conclusion through
conflicting arguments, or even make a long and complicated deduction by
mathematics or logic, we have a result of which we can scarcely feel as
certain as of the premises from which it was obtained. In all these cases
then we are conscious of varying quantities of belief, but are the laws
according to which the belief is produced and varied the same? If they
cannot be reduced to one harmonious scheme, if in fact they can at best be
brought to nothing but a number of different schemes, each with its own
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body of laws and rules, then it is vain to endeavour to force them into one
science.
This opinion is strengthened by observing that most of the writers who
adopt the definition in question do practically dismiss from consideration
most of the above-mentioned examples of diminution of belief, and confine
their attention to classes of events which have the property discussed in
Chap I., viz. ‘ignorance of the few, knowledge of the many.’ It is quite true
that considerable violence has to be done to some of these examples, by
introducing exceedingly arbitrary suppositions into them, before they can
be forced to assume a suitable form. But still there is little doubt that, if we
carefully examine the language employed, we shall find that in almost
every case assumptions are made which virtually imply that our knowledge
of the individual is derived from propositions given in the typical form
described in Chap I. This will be more fully proved when we come to
consider some common misapplications of the science.
§ 6. Even then, if the above-mentioned view of the subject were correct, it
would yet, I consider, be insufficient for the purpose of a definition; but it is
at least very doubtful whether it is correct. Before we could properly assign
to the belief side of the question the prominence given to it by De Morgan
and others, certainly before the science could be defined from that side, it
would be necessary, it appears, to establish the two following positions,
against both of which strong objections can be brought.
(1) That our belief of every proposition is a thing which we can, strictly
speaking, be said to measure; that there must be a certain amount of it in
every case, which we can realize somehow in consciousness and refer to
some standard so as to pronounce upon its value.
(2) That the value thus apprehended is the correct one according to the
theory, viz. that it is the exact fraction of full conviction that it should be.
This statement will perhaps seem somewhat obscure at first; it will be
explained presently.
§ 7. (I.) Now, in the first place, as regards the difficulty of obtaining any
measure of the amount of our belief. One source of this difficulty is too
obvious to have escaped notice; this is the disturbing influence produced on
science.
This opinion is strengthened by observing that most of the writers who
adopt the definition in question do practically dismiss from consideration
most of the above-mentioned examples of diminution of belief, and confine
their attention to classes of events which have the property discussed in
Chap I., viz. ‘ignorance of the few, knowledge of the many.’ It is quite true
that considerable violence has to be done to some of these examples, by
introducing exceedingly arbitrary suppositions into them, before they can
be forced to assume a suitable form. But still there is little doubt that, if we
carefully examine the language employed, we shall find that in almost
every case assumptions are made which virtually imply that our knowledge
of the individual is derived from propositions given in the typical form
described in Chap I. This will be more fully proved when we come to
consider some common misapplications of the science.
§ 6. Even then, if the above-mentioned view of the subject were correct, it
would yet, I consider, be insufficient for the purpose of a definition; but it is
at least very doubtful whether it is correct. Before we could properly assign
to the belief side of the question the prominence given to it by De Morgan
and others, certainly before the science could be defined from that side, it
would be necessary, it appears, to establish the two following positions,
against both of which strong objections can be brought.
(1) That our belief of every proposition is a thing which we can, strictly
speaking, be said to measure; that there must be a certain amount of it in
every case, which we can realize somehow in consciousness and refer to
some standard so as to pronounce upon its value.
(2) That the value thus apprehended is the correct one according to the
theory, viz. that it is the exact fraction of full conviction that it should be.
This statement will perhaps seem somewhat obscure at first; it will be
explained presently.
§ 7. (I.) Now, in the first place, as regards the difficulty of obtaining any
measure of the amount of our belief. One source of this difficulty is too
obvious to have escaped notice; this is the disturbing influence produced on
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the quantity of belief by any strong emotion or passion. A deep interest in
the matter at stake, whether it excite hope or fear, plays great havoc with the
belief-meter, so that we must assume the mind to be quite unimpassioned in
weighing the evidence. This is noticed and acknowledged by Laplace and
others; but these writers seem to me to assume it to be the only source of
error, and also to be of comparative unimportance. Even if it were the only
source of error I cannot see that it would be unimportant. We experience
hope or fear in so very many instances, that to omit such influences from
consideration would be almost equivalent to saying that whilst we profess
to consider the whole quantity of our belief we will in reality consider only
a portion of it. Very strong feelings are, of course, exceptional, but we
should nevertheless find that the emotional element, in some form or other,
makes itself felt on almost every occasion. It is very seldom that we cannot
speak of our surprise or expectation in reference to any particular event.
Both of these expressions, but especially the former, seem to point to
something more than mere belief. It is true that the word ‘expectation’ is
generally defined in treatises on Probability as equivalent to belief; but it
seems doubtful whether any one who attends to the popular use of the terms
would admit that they were exactly synonymous. Be this however as it may,
the emotional element is present upon almost every occasion, and its
disturbing influence therefore is constantly at work.
§ 8. Another cause, which co-operates with the former, is to be found in the
extreme complexity and variety of the evidence on which our belief of any
proposition depends. Hence it results that our actual belief at any given
moment is one of the most fugitive and variable things possible, so that we
can scarcely ever get sufficiently clear hold of it to measure it. This is not
confined to the times when our minds are in a turmoil of excitement
through hope or fear. In our calmest moments we shall find it no easy thing
to give a precise answer to the question, How firmly do I hold this or that
belief? There may be one or two prominent arguments in its favour, and one
or two corresponding objections against it, but this is far from comprising
all the causes by which our state of belief is produced. Because such
reasons as these are all that can be practically introduced into oral or written
controversies, we must not conclude that it is by these only that our
conviction is influenced. On the contrary, our conviction generally rests
upon a sort of chaotic basis composed of an infinite number of inferences
the matter at stake, whether it excite hope or fear, plays great havoc with the
belief-meter, so that we must assume the mind to be quite unimpassioned in
weighing the evidence. This is noticed and acknowledged by Laplace and
others; but these writers seem to me to assume it to be the only source of
error, and also to be of comparative unimportance. Even if it were the only
source of error I cannot see that it would be unimportant. We experience
hope or fear in so very many instances, that to omit such influences from
consideration would be almost equivalent to saying that whilst we profess
to consider the whole quantity of our belief we will in reality consider only
a portion of it. Very strong feelings are, of course, exceptional, but we
should nevertheless find that the emotional element, in some form or other,
makes itself felt on almost every occasion. It is very seldom that we cannot
speak of our surprise or expectation in reference to any particular event.
Both of these expressions, but especially the former, seem to point to
something more than mere belief. It is true that the word ‘expectation’ is
generally defined in treatises on Probability as equivalent to belief; but it
seems doubtful whether any one who attends to the popular use of the terms
would admit that they were exactly synonymous. Be this however as it may,
the emotional element is present upon almost every occasion, and its
disturbing influence therefore is constantly at work.
§ 8. Another cause, which co-operates with the former, is to be found in the
extreme complexity and variety of the evidence on which our belief of any
proposition depends. Hence it results that our actual belief at any given
moment is one of the most fugitive and variable things possible, so that we
can scarcely ever get sufficiently clear hold of it to measure it. This is not
confined to the times when our minds are in a turmoil of excitement
through hope or fear. In our calmest moments we shall find it no easy thing
to give a precise answer to the question, How firmly do I hold this or that
belief? There may be one or two prominent arguments in its favour, and one
or two corresponding objections against it, but this is far from comprising
all the causes by which our state of belief is produced. Because such
reasons as these are all that can be practically introduced into oral or written
controversies, we must not conclude that it is by these only that our
conviction is influenced. On the contrary, our conviction generally rests
upon a sort of chaotic basis composed of an infinite number of inferences
Page 139
and analogies of every description, and these moreover distorted by our
state of feeling at the time, dimmed by the degree of our recollection of
them afterwards, and probably received from time to time with varying
force according to the way in which they happen to combine in our
consciousness at the moment. To borrow a striking illustration from
Abraham Tucker, the substructure of our convictions is not so much to be
compared to the solid foundations of an ordinary building, as to the piles of
the houses of Rotterdam which rest somehow in a deep bed of soft mud.
They bear their weight securely enough, but it would not be easy to point
out accurately the dependence of the different parts upon one another.
Directly we begin to think of the amount of our belief, we have to think of
the arguments by which it is produced—in fact, these arguments will
intrude themselves without our choice. As each in turn flashes through the
mind, it modifies the strength of our conviction; we are like a person
listening to the confused hubbub of a crowd, where there is always
something arbitrary in the particular sound we choose to listen to. There
may be reasons enough to suffice abundantly for our ultimate choice, but on
examination we shall find that they are by no means apprehended with the
same force at different times. The belief produced by some strong argument
may be very decisive at the moment, but it will often begin to diminish
when the argument is not actually before the mind. It is like being dazzled
by a strong light; the impression still remains, but begins almost
immediately to fade away. I think that this is the case, however we try to
limit the sources of our conviction.
§ 9. (II.) But supposing that it were possible to strike a sort of average of
this fluctuating state, should we find this average to be of the amount
assigned by theory? In other words, is our natural belief in the happening of
two different events in direct proportion to the frequency with which those
events happen in the long run? There is a lottery with 100 tickets and ten
prizes; is a man's belief that he will get a prize fairly represented by one-
tenth of certainty? The mere reference to a lottery should be sufficient to
disprove this. Lotteries have flourished at all times, and have never failed to
be abundantly supported, in spite of the most perfect conviction, on the part
of many, if not of most, of those who put into them, that in the long run all
will lose. Deductions should undoubtedly be made for those who act from
superstitious motives, from belief in omens, dreams, and so on. But apart
state of feeling at the time, dimmed by the degree of our recollection of
them afterwards, and probably received from time to time with varying
force according to the way in which they happen to combine in our
consciousness at the moment. To borrow a striking illustration from
Abraham Tucker, the substructure of our convictions is not so much to be
compared to the solid foundations of an ordinary building, as to the piles of
the houses of Rotterdam which rest somehow in a deep bed of soft mud.
They bear their weight securely enough, but it would not be easy to point
out accurately the dependence of the different parts upon one another.
Directly we begin to think of the amount of our belief, we have to think of
the arguments by which it is produced—in fact, these arguments will
intrude themselves without our choice. As each in turn flashes through the
mind, it modifies the strength of our conviction; we are like a person
listening to the confused hubbub of a crowd, where there is always
something arbitrary in the particular sound we choose to listen to. There
may be reasons enough to suffice abundantly for our ultimate choice, but on
examination we shall find that they are by no means apprehended with the
same force at different times. The belief produced by some strong argument
may be very decisive at the moment, but it will often begin to diminish
when the argument is not actually before the mind. It is like being dazzled
by a strong light; the impression still remains, but begins almost
immediately to fade away. I think that this is the case, however we try to
limit the sources of our conviction.
§ 9. (II.) But supposing that it were possible to strike a sort of average of
this fluctuating state, should we find this average to be of the amount
assigned by theory? In other words, is our natural belief in the happening of
two different events in direct proportion to the frequency with which those
events happen in the long run? There is a lottery with 100 tickets and ten
prizes; is a man's belief that he will get a prize fairly represented by one-
tenth of certainty? The mere reference to a lottery should be sufficient to
disprove this. Lotteries have flourished at all times, and have never failed to
be abundantly supported, in spite of the most perfect conviction, on the part
of many, if not of most, of those who put into them, that in the long run all
will lose. Deductions should undoubtedly be made for those who act from
superstitious motives, from belief in omens, dreams, and so on. But apart
Page 140
from these, and supposing any one to come fortified by all that mathematics
can do for him, it is difficult to believe that his natural impressions about
single events would be always what they should be according to theory. Are
there many who can honestly declare that they would have no desire to buy
a single ticket? They would probably say to themselves that the sum they
paid away was nothing worth mentioning to lose, and that there was a
chance of gaining a great deal; in other words, they are not apportioning
their belief in the way that theory assigns.
What bears out this view is, that the same persons who would act in this
way in single instances would often not think of doing so in any but single
instances. In other words, the natural tendency here is to attribute too great
an amount of belief where it is or should be small; i.e. to depreciate the risk
in proportion to the contingent advantage. They would very likely, when
argued with, attach disparaging epithets to this state of feeling, by calling it
an unaccountable fascination, or something of that kind, but of its existence
there can be little doubt. We are speaking now of what is the natural
tendency of our minds, not of that into which they may at length be
disciplined by education and thought. If, however, educated persons have
succeeded for the most part in controlling this tendency in games of chance,
the spirit of reckless speculation has scarcely yet been banished from
commerce. On examination, this tendency will be found so prevalent in all
ages, ranks, and dispositions, that it would be inadmissible to neglect it in
order to bring our supposed instincts more closely into accordance with the
commonly received theories of Probability.
§ 10. There is another aspect of this question which has been often
overlooked, but which seems to deserve some attention. Granted that we
have an instinct of credence, why should it be assumed that this must be just
of that intensity which subsequent experience will justify? Our instincts are
implanted in us for good purposes, and are intended to act immediately and
unconsciously. They are, however, subject to control, and have to be
brought into accordance with what we believe to be true and right. In other
departments of psychology we do not assume that every spontaneous
prompting of nature is to be left just as we find it, or even that on the
average, omitting individual variations, it is set at that pitch that will be
found in the end to be the best when we come to think about it and assign
can do for him, it is difficult to believe that his natural impressions about
single events would be always what they should be according to theory. Are
there many who can honestly declare that they would have no desire to buy
a single ticket? They would probably say to themselves that the sum they
paid away was nothing worth mentioning to lose, and that there was a
chance of gaining a great deal; in other words, they are not apportioning
their belief in the way that theory assigns.
What bears out this view is, that the same persons who would act in this
way in single instances would often not think of doing so in any but single
instances. In other words, the natural tendency here is to attribute too great
an amount of belief where it is or should be small; i.e. to depreciate the risk
in proportion to the contingent advantage. They would very likely, when
argued with, attach disparaging epithets to this state of feeling, by calling it
an unaccountable fascination, or something of that kind, but of its existence
there can be little doubt. We are speaking now of what is the natural
tendency of our minds, not of that into which they may at length be
disciplined by education and thought. If, however, educated persons have
succeeded for the most part in controlling this tendency in games of chance,
the spirit of reckless speculation has scarcely yet been banished from
commerce. On examination, this tendency will be found so prevalent in all
ages, ranks, and dispositions, that it would be inadmissible to neglect it in
order to bring our supposed instincts more closely into accordance with the
commonly received theories of Probability.
§ 10. There is another aspect of this question which has been often
overlooked, but which seems to deserve some attention. Granted that we
have an instinct of credence, why should it be assumed that this must be just
of that intensity which subsequent experience will justify? Our instincts are
implanted in us for good purposes, and are intended to act immediately and
unconsciously. They are, however, subject to control, and have to be
brought into accordance with what we believe to be true and right. In other
departments of psychology we do not assume that every spontaneous
prompting of nature is to be left just as we find it, or even that on the
average, omitting individual variations, it is set at that pitch that will be
found in the end to be the best when we come to think about it and assign
Page 141
its rules. Take, for example, the case of resentment. Here we have an
instinctive tendency, and one that on the whole is good in its results. But
moralists are agreed that almost all our efforts at self-control are to be
directed towards subduing it and keeping it in its right direction. It is
assumed to be given as a sort of rough protection, and to be set, if one
might so express oneself, at too high a pitch to be deliberately and
consciously acted on in society. May not something of this kind be the case
also with our belief? I only make a passing reference to this point here, as
on the theory of Probability adopted in this work it does not appear to be at
all material to the science. But it seems a strong argument against the
expediency of commencing the study of the science from the subjective
side, or even of assigning any great degree of prominence to this side.
That men do not believe in exact accordance with this theory must have
struck almost every one, but this has probably been considered as mere
exception and irregularity; the assumption being made that on the average,
and in far the majority of cases, they do so believe. As stated above, it is
very doubtful whether the tendency which has just been discussed is not so
widely prevalent that it might with far more propriety be called the rule than
the exception. And it may be better that this should be so: many good
results may follow from that cheerful disposition which induces a man
sometimes to go on trying after some great good, the chance of which he
overvalues. He will keep on through trouble and disappointment, without
serious harm perhaps, when the cool and calculating bystander sees plainly
that his ‘measure of belief’ is much higher than it should be. So, too, the
tendency also so common, of underrating the chance of a great evil may
also work for good. By many men death might be looked upon as an almost
infinite evil, at least they would so regard it themselves; suppose they kept
this contingency constantly before them at its right value, how would it be
possible to get through the practical work of life? Men would be stopping
indoors because if they went out they might be murdered or bitten by a mad
dog. To say this is not to advocate a return to our instincts; indeed when we
have once reached the critical and conscious state, it is hardly possible to do
so; but it should be noticed that the advantage gained by correcting them is
at best but a balanced one.[3] What is most to our present purpose, it
suggests the inexpediency of attempting to found an exact theory on what
instinctive tendency, and one that on the whole is good in its results. But
moralists are agreed that almost all our efforts at self-control are to be
directed towards subduing it and keeping it in its right direction. It is
assumed to be given as a sort of rough protection, and to be set, if one
might so express oneself, at too high a pitch to be deliberately and
consciously acted on in society. May not something of this kind be the case
also with our belief? I only make a passing reference to this point here, as
on the theory of Probability adopted in this work it does not appear to be at
all material to the science. But it seems a strong argument against the
expediency of commencing the study of the science from the subjective
side, or even of assigning any great degree of prominence to this side.
That men do not believe in exact accordance with this theory must have
struck almost every one, but this has probably been considered as mere
exception and irregularity; the assumption being made that on the average,
and in far the majority of cases, they do so believe. As stated above, it is
very doubtful whether the tendency which has just been discussed is not so
widely prevalent that it might with far more propriety be called the rule than
the exception. And it may be better that this should be so: many good
results may follow from that cheerful disposition which induces a man
sometimes to go on trying after some great good, the chance of which he
overvalues. He will keep on through trouble and disappointment, without
serious harm perhaps, when the cool and calculating bystander sees plainly
that his ‘measure of belief’ is much higher than it should be. So, too, the
tendency also so common, of underrating the chance of a great evil may
also work for good. By many men death might be looked upon as an almost
infinite evil, at least they would so regard it themselves; suppose they kept
this contingency constantly before them at its right value, how would it be
possible to get through the practical work of life? Men would be stopping
indoors because if they went out they might be murdered or bitten by a mad
dog. To say this is not to advocate a return to our instincts; indeed when we
have once reached the critical and conscious state, it is hardly possible to do
so; but it should be noticed that the advantage gained by correcting them is
at best but a balanced one.[3] What is most to our present purpose, it
suggests the inexpediency of attempting to found an exact theory on what
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may afterwards prove to be a mere instinct, unauthorized in its full extent
by experience.
§ 11. It may be replied, that though people, as a matter of fact, do not
apportion belief in this exact way, yet they ought to do so. The purport of
this remark will be examined presently; it need only be said here that it
grants all that is now contended for. For it admits that the degree of our
belief is capable of modification, and may need it. But in accordance with
what is the belief to be modified? obviously in accordance with experience;
it cannot be trusted to by itself, but the fraction at which it is to be rated
must be determined by the comparative frequency of the events to which it
refers. Experience then furnishing the standard, it is surely most reasonable
to start from this experience, and to found the theory of our processes upon
it.
If we do not do this, it should be observed that we are detaching Probability
altogether from the study of things external to us, and making it nothing
else in effect than a portion of Psychology. If we refuse to be controlled by
experience, but confine our attention to the laws according to which belief
is naturally or instinctively compounded and distributed in our minds, we
have no right then to appeal to experience afterwards even for illustrations,
unless under the express understanding that we do not guarantee its
accuracy. Our belief in some single events, for example, might be correct,
and yet that in a compound of several (if derived merely from our
instinctive laws of belief) very possibly might not be correct, but might lead
us into practical mistakes if we determined to act upon it. Even if the two
were in accordance, this accordance would have to be proved, which would
lead us round, by what I cannot but think a circuitous process, to the point
which has been already chosen for commencing with.
§ 12. De Morgan seems to imply that the doctrine criticised above finds a
justification from the analogy of Formal Logic. If the laws of necessary
inference can be studied apart from all reference to external facts (except by
way of illustration), why not those of probable inference? There does not,
however, seem to be much force in any such analogy. Formal Logic, at any
rate under its modern or Kantian mode of treatment, is based upon the
assumption that there are laws of thought as distinguished from laws of
by experience.
§ 11. It may be replied, that though people, as a matter of fact, do not
apportion belief in this exact way, yet they ought to do so. The purport of
this remark will be examined presently; it need only be said here that it
grants all that is now contended for. For it admits that the degree of our
belief is capable of modification, and may need it. But in accordance with
what is the belief to be modified? obviously in accordance with experience;
it cannot be trusted to by itself, but the fraction at which it is to be rated
must be determined by the comparative frequency of the events to which it
refers. Experience then furnishing the standard, it is surely most reasonable
to start from this experience, and to found the theory of our processes upon
it.
If we do not do this, it should be observed that we are detaching Probability
altogether from the study of things external to us, and making it nothing
else in effect than a portion of Psychology. If we refuse to be controlled by
experience, but confine our attention to the laws according to which belief
is naturally or instinctively compounded and distributed in our minds, we
have no right then to appeal to experience afterwards even for illustrations,
unless under the express understanding that we do not guarantee its
accuracy. Our belief in some single events, for example, might be correct,
and yet that in a compound of several (if derived merely from our
instinctive laws of belief) very possibly might not be correct, but might lead
us into practical mistakes if we determined to act upon it. Even if the two
were in accordance, this accordance would have to be proved, which would
lead us round, by what I cannot but think a circuitous process, to the point
which has been already chosen for commencing with.
§ 12. De Morgan seems to imply that the doctrine criticised above finds a
justification from the analogy of Formal Logic. If the laws of necessary
inference can be studied apart from all reference to external facts (except by
way of illustration), why not those of probable inference? There does not,
however, seem to be much force in any such analogy. Formal Logic, at any
rate under its modern or Kantian mode of treatment, is based upon the
assumption that there are laws of thought as distinguished from laws of
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things, and that these laws of thought can be ascertained and studied
without taking into account their reference to any particular object. Now so
long as we are confined to necessary or irreversible laws, as is of course the
case in ordinary Formal Logic, this assumption leads to no special
difficulties. We mean by this, that no conflict arises between these
subjective and objective necessities. The two exist in perfect harmony side
by side, the one being the accurate counterpart of the other. So precise is the
correspondence between them, that few persons would notice, until study of
metaphysics had called their attention to such points, that there were these
two sides to the question. They would make their appeal to either with equal
confidence, saying indifferently, ‘the thing must be so,’ or, ‘we cannot
conceive its being otherwise.’ In fact it is only since the time of Kant that
this mental analysis has been to any extent appreciated and accepted. And
even now the dominant experience school of philosophy would not admit
that there are here two really distinct sides to the phenomenon; they
maintain either that the subjective necessity is nothing more than the
consequence by inveterate association of the objective uniformity, or else
that this so-called necessity (say in the Law of Contradiction) is after all
merely verbal, merely a different way of saying the same thing over again
in other words. Whatever the explanation adopted, the general result is that
fallacies, as real acts of thought, are impossible within the domain of pure
logic; error within that province is only possibly by a momentary lapse of
attention, that is of consciousness.
§ 13. But though this perfect harmony between subjective and objective
uniformities or laws may exist within the domain of pure logic, it is far
from existing within that of probability. The moment we make the quantity
of our belief an integral part of the subject to be studied, any such invariable
correspondence ceases to exist. In the former case, we could not
consciously think erroneously even though we might try to do so; in the
latter, we not only can believe erroneously but constantly do so. Far from
the quantity of our belief being so exactly adjusted in conformity with the
facts to which it refers that we cannot even in imagination go astray, we
find that it frequently exists in excess or defect of that which subsequent
judgment will approve. Our instincts of credence are unquestionably in
frequent hostility with experience; and what do we do then? We simply
modify the instincts into accordance with the things. We are constantly
without taking into account their reference to any particular object. Now so
long as we are confined to necessary or irreversible laws, as is of course the
case in ordinary Formal Logic, this assumption leads to no special
difficulties. We mean by this, that no conflict arises between these
subjective and objective necessities. The two exist in perfect harmony side
by side, the one being the accurate counterpart of the other. So precise is the
correspondence between them, that few persons would notice, until study of
metaphysics had called their attention to such points, that there were these
two sides to the question. They would make their appeal to either with equal
confidence, saying indifferently, ‘the thing must be so,’ or, ‘we cannot
conceive its being otherwise.’ In fact it is only since the time of Kant that
this mental analysis has been to any extent appreciated and accepted. And
even now the dominant experience school of philosophy would not admit
that there are here two really distinct sides to the phenomenon; they
maintain either that the subjective necessity is nothing more than the
consequence by inveterate association of the objective uniformity, or else
that this so-called necessity (say in the Law of Contradiction) is after all
merely verbal, merely a different way of saying the same thing over again
in other words. Whatever the explanation adopted, the general result is that
fallacies, as real acts of thought, are impossible within the domain of pure
logic; error within that province is only possibly by a momentary lapse of
attention, that is of consciousness.
§ 13. But though this perfect harmony between subjective and objective
uniformities or laws may exist within the domain of pure logic, it is far
from existing within that of probability. The moment we make the quantity
of our belief an integral part of the subject to be studied, any such invariable
correspondence ceases to exist. In the former case, we could not
consciously think erroneously even though we might try to do so; in the
latter, we not only can believe erroneously but constantly do so. Far from
the quantity of our belief being so exactly adjusted in conformity with the
facts to which it refers that we cannot even in imagination go astray, we
find that it frequently exists in excess or defect of that which subsequent
judgment will approve. Our instincts of credence are unquestionably in
frequent hostility with experience; and what do we do then? We simply
modify the instincts into accordance with the things. We are constantly
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performing this practice, and no cultivated mind would find it possible to do
anything else. No man would think of divorcing his belief from the things
on which it was exercised, or would suppose that the former had anything
else to do than to follow the lead of the latter. Hence it results that that
separation of the subjective necessity from the objective, and that
determination to treat the former as a science apart by itself, for which a
plausible defence could be made in the case of pure logic, is entirely
inadmissible in the case of probability. However we might contrive to
‘think’ aright without appeal to facts, we cannot believe aright without
incessantly checking our proceedings by such appeals. Whatever then may
be the claims of Formal Logic to rank as a separate science, it does not
appear that it can furnish any support to the theory of Probability at present
under examination.
§ 14. The point in question is sometimes urged as follows. Suppose a man
with two, and only two, alternatives before him, one of which he knows
must involve success and the other failure. He knows nothing more about
them than this, and he is forced to act. Would he not regard them with
absolutely similar and equal feelings of confidence, without the necessity of
referring them to any real or imaginary series? If so, is not this equivalent to
saying that his belief of either, since one of them must come to pass, is
equal to that of the other, and therefore that his belief of each is one-half of
full confidence? Similarly if there are more than two alternatives: let it be
supposed that there are any number of them, amongst which no distinctions
whatever can be discerned except in such particulars as we know for certain
will not affect the result; should we not feel equally confident in respect of
each of them? and so here again should we riot have a fractional estimate of
our absolute amount of belief? It is thus attempted to lay the basis of a pure
science of Probability, determining the distribution and combination of our
belief hypothetically; viz. if the contingencies are exactly alike, then our
belief is so apportioned, the question whether the contingencies are equal
being of course decided as the objective data of Logic or Mathematics are
decided.
To discuss this question fully would require a statement at some length of
the reasons in favour of the objective or material view of Logic, as opposed
to the Formal or Conceptualist. I shall have to speak on this subject in
anything else. No man would think of divorcing his belief from the things
on which it was exercised, or would suppose that the former had anything
else to do than to follow the lead of the latter. Hence it results that that
separation of the subjective necessity from the objective, and that
determination to treat the former as a science apart by itself, for which a
plausible defence could be made in the case of pure logic, is entirely
inadmissible in the case of probability. However we might contrive to
‘think’ aright without appeal to facts, we cannot believe aright without
incessantly checking our proceedings by such appeals. Whatever then may
be the claims of Formal Logic to rank as a separate science, it does not
appear that it can furnish any support to the theory of Probability at present
under examination.
§ 14. The point in question is sometimes urged as follows. Suppose a man
with two, and only two, alternatives before him, one of which he knows
must involve success and the other failure. He knows nothing more about
them than this, and he is forced to act. Would he not regard them with
absolutely similar and equal feelings of confidence, without the necessity of
referring them to any real or imaginary series? If so, is not this equivalent to
saying that his belief of either, since one of them must come to pass, is
equal to that of the other, and therefore that his belief of each is one-half of
full confidence? Similarly if there are more than two alternatives: let it be
supposed that there are any number of them, amongst which no distinctions
whatever can be discerned except in such particulars as we know for certain
will not affect the result; should we not feel equally confident in respect of
each of them? and so here again should we riot have a fractional estimate of
our absolute amount of belief? It is thus attempted to lay the basis of a pure
science of Probability, determining the distribution and combination of our
belief hypothetically; viz. if the contingencies are exactly alike, then our
belief is so apportioned, the question whether the contingencies are equal
being of course decided as the objective data of Logic or Mathematics are
decided.
To discuss this question fully would require a statement at some length of
the reasons in favour of the objective or material view of Logic, as opposed
to the Formal or Conceptualist. I shall have to speak on this subject in
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another chapter, and will not therefore enter upon it here. But one
conclusive objection which is applicable more peculiarly to Probability may
be offered at once. To pursue the line of enquiry just indicated, is, as already
remarked, to desert the strictly logical ground, and to take up that
appropriate to psychology; the proper question, in all these cases, being not
what do men believe, but what ought they to believe? Admitting, as was
done above, that in the case of Formal Logic these two enquiries, or rather
those corresponding to them, practically run into one, owing to the fact that
men cannot consciously ‘think’ wrongly; it cannot be too strongly insisted
on that in Probability the two are perfectly separable and distinct. It is of no
use saying what men do or will believe, we want to know what they will be
right in believing; and this can never be settled without an appeal to the
phenomena themselves.
§ 15. But apart from the above considerations, this way of putting the case
does not seem to me at all conclusive. Take the following example. A man[4]
finds himself on the sands of the Wash or Morecambe Bay, in a dense mist,
when the spring-tide is coming in; and knows therefore that to be once
caught by the tide would be fatal. He hears a church-bell at a distance, but
has no means of knowing whether it is on the same side of the water with
himself or on the opposite side. He cannot tell therefore whether by
following its sound he will be led out into the mid-stream and be lost, or led
back to dry land and safety. Here there can be no repetition of the event, and
the cases are indistinguishably alike, to him, in the only circumstances
which can affect the issue: is not then his prospect of death, it will be said,
necessarily equal to one-half? A proper analysis of his state of mind would
be a psychological rather than a logical enquiry, and in any case, as above
remarked, the decision of this question does not touch our logical position.
But according to the best introspection I can give I should say that what
really passes through the mind in such a case is something of this kind: In
most doubtful positions and circumstances we are accustomed to decide our
conduct by a consideration of the relative advantages and disadvantages of
each side, that is by the observed or inferred frequency with which one or
the other alternative has succeeded. In proportion as these become more
nearly balanced, we are more frequently mistaken in the individual cases;
that is, it becomes more and more nearly what would be called ‘a mere toss
up’ whether we are right or wrong. The case in question seems merely the
conclusive objection which is applicable more peculiarly to Probability may
be offered at once. To pursue the line of enquiry just indicated, is, as already
remarked, to desert the strictly logical ground, and to take up that
appropriate to psychology; the proper question, in all these cases, being not
what do men believe, but what ought they to believe? Admitting, as was
done above, that in the case of Formal Logic these two enquiries, or rather
those corresponding to them, practically run into one, owing to the fact that
men cannot consciously ‘think’ wrongly; it cannot be too strongly insisted
on that in Probability the two are perfectly separable and distinct. It is of no
use saying what men do or will believe, we want to know what they will be
right in believing; and this can never be settled without an appeal to the
phenomena themselves.
§ 15. But apart from the above considerations, this way of putting the case
does not seem to me at all conclusive. Take the following example. A man[4]
finds himself on the sands of the Wash or Morecambe Bay, in a dense mist,
when the spring-tide is coming in; and knows therefore that to be once
caught by the tide would be fatal. He hears a church-bell at a distance, but
has no means of knowing whether it is on the same side of the water with
himself or on the opposite side. He cannot tell therefore whether by
following its sound he will be led out into the mid-stream and be lost, or led
back to dry land and safety. Here there can be no repetition of the event, and
the cases are indistinguishably alike, to him, in the only circumstances
which can affect the issue: is not then his prospect of death, it will be said,
necessarily equal to one-half? A proper analysis of his state of mind would
be a psychological rather than a logical enquiry, and in any case, as above
remarked, the decision of this question does not touch our logical position.
But according to the best introspection I can give I should say that what
really passes through the mind in such a case is something of this kind: In
most doubtful positions and circumstances we are accustomed to decide our
conduct by a consideration of the relative advantages and disadvantages of
each side, that is by the observed or inferred frequency with which one or
the other alternative has succeeded. In proportion as these become more
nearly balanced, we are more frequently mistaken in the individual cases;
that is, it becomes more and more nearly what would be called ‘a mere toss
up’ whether we are right or wrong. The case in question seems merely the
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limiting case, in which it has been contrived that there shall be no
appreciable difference between the alternatives, by which to decide in
favour of one or other, and we accordingly feel no confidence in the
particular result. Having to decide, however, we decide according to the
precedent of similar cases which have occurred before. To stand still and
wait for better information is certain death, and we therefore appeal to and
employ the only rule we know of; or rather we feel, or endeavour to feel, as
we have felt before when acting in the presence of alternatives as nearly
balanced as possible. But I can neither perceive in my own case, nor feel
convinced in that of others, that this appeal, in a case which cannot be
repeated,[5] to a rule acted on and justified in cases which can be and are
repeated, at all forces us to admit that our state of mind is the same in each
case.
§ 16. This example serves to bring out very clearly a point which has been
already mentioned, and which will have to be insisted upon again, viz. that
all which Probability discusses is the statistical frequency of events, or, if
we prefer so to put it, the quantity of belief with which any one of these
events should be individually regarded, but leaves all the subsequent
conduct dependent upon that frequency, or that belief, to the choice of the
agents. Suppose there are two travellers in the predicament in question:
shall they keep together, or separate in opposite directions? In either case
alike the chance of safety to each is the same, viz. one-half, but clearly their
circumstances must decide which course it is preferable to adopt. If they are
husband and wife, they will probably prefer to remain together; if they are
sole depositaries of an important state secret, they may decide to part. In
other words, we have to select here between the two alternatives of the
certainty of a single loss, and the even chance of a double loss; alternatives
which the common mathematical statement of their chances has a decided
tendency to make us regard as indistinguishable from one another. But
clearly the decision must be grounded on the desires, feelings, and
conscience of the agents. Probability cannot say a word upon this question.
As I have pointed out elsewhere, there has been much confusion on this
matter in applications of the science to betting, and in the discussion of the
Petersburg problem.
appreciable difference between the alternatives, by which to decide in
favour of one or other, and we accordingly feel no confidence in the
particular result. Having to decide, however, we decide according to the
precedent of similar cases which have occurred before. To stand still and
wait for better information is certain death, and we therefore appeal to and
employ the only rule we know of; or rather we feel, or endeavour to feel, as
we have felt before when acting in the presence of alternatives as nearly
balanced as possible. But I can neither perceive in my own case, nor feel
convinced in that of others, that this appeal, in a case which cannot be
repeated,[5] to a rule acted on and justified in cases which can be and are
repeated, at all forces us to admit that our state of mind is the same in each
case.
§ 16. This example serves to bring out very clearly a point which has been
already mentioned, and which will have to be insisted upon again, viz. that
all which Probability discusses is the statistical frequency of events, or, if
we prefer so to put it, the quantity of belief with which any one of these
events should be individually regarded, but leaves all the subsequent
conduct dependent upon that frequency, or that belief, to the choice of the
agents. Suppose there are two travellers in the predicament in question:
shall they keep together, or separate in opposite directions? In either case
alike the chance of safety to each is the same, viz. one-half, but clearly their
circumstances must decide which course it is preferable to adopt. If they are
husband and wife, they will probably prefer to remain together; if they are
sole depositaries of an important state secret, they may decide to part. In
other words, we have to select here between the two alternatives of the
certainty of a single loss, and the even chance of a double loss; alternatives
which the common mathematical statement of their chances has a decided
tendency to make us regard as indistinguishable from one another. But
clearly the decision must be grounded on the desires, feelings, and
conscience of the agents. Probability cannot say a word upon this question.
As I have pointed out elsewhere, there has been much confusion on this
matter in applications of the science to betting, and in the discussion of the
Petersburg problem.
Page 147
We have thus examined the doctrine in question with a minuteness which
may seem tedious, but in consequence of the eminence of its supporters it
would have been presumptuous to have rejected it without the strongest
grounds. The objections which have been urged might be summarised as
follows:—the amount of our belief of any given proposition, supposing it to
be in its nature capable of accurate determination (which does not seem to
be the case), depends upon a great variety of causes, of which statistical
frequency—the subject of Probability—is but one. That even if we confine
our attention to this one cause, the natural amount of our belief is not
necessarily what theory would assign, but has to be checked by appeal to
experience. The subjective side of Probability therefore, though very
interesting and well deserving of examination, seems a mere appendage of
the objective, and affords in itself no safe ground for a science of inference.
§ 17. The conception then of the science of Probability as a science of the
laws of belief seems to break down at every point. We must not however
rest content with such merely negative criticism. The degree of belief we
entertain of a proposition may be hard to get at accurately, and when
obtained may be often wrong, and may need therefore to be checked by an
appeal to the objects of belief. Still in popular estimation we do seem to be
able with more or less accuracy to form a graduated scale of intensity of
belief. What we have to examine now is whether this be possible, and, if so,
what is the explanation of the fact?
That it is generally believed that we can form such a scale scarcely admits
of doubt. There is a whole vocabulary of common expressions such as, ‘I
feel almost sure,’ ‘I do not feel quite certain,’ ‘I am less confident of this
than of that,’ and so on. When we make use of any one of these phrases we
seldom doubt that we have a distinct meaning to convey by means of it. Nor
do we feel much at a loss, under any given circumstances, as to which of
these expressions we should employ in preference to the others. If we were
asked to arrange in order, according to the intensity of the belief with which
we respectively hold them, things broadly marked off from one another, we
could do it from our consciousness of belief alone, without a fresh appeal to
the evidence upon which the belief depended. Passing over the looser
propositions which are used in common conversation, let us take but one
simple example from amongst those which furnish numerical data. Do I not
may seem tedious, but in consequence of the eminence of its supporters it
would have been presumptuous to have rejected it without the strongest
grounds. The objections which have been urged might be summarised as
follows:—the amount of our belief of any given proposition, supposing it to
be in its nature capable of accurate determination (which does not seem to
be the case), depends upon a great variety of causes, of which statistical
frequency—the subject of Probability—is but one. That even if we confine
our attention to this one cause, the natural amount of our belief is not
necessarily what theory would assign, but has to be checked by appeal to
experience. The subjective side of Probability therefore, though very
interesting and well deserving of examination, seems a mere appendage of
the objective, and affords in itself no safe ground for a science of inference.
§ 17. The conception then of the science of Probability as a science of the
laws of belief seems to break down at every point. We must not however
rest content with such merely negative criticism. The degree of belief we
entertain of a proposition may be hard to get at accurately, and when
obtained may be often wrong, and may need therefore to be checked by an
appeal to the objects of belief. Still in popular estimation we do seem to be
able with more or less accuracy to form a graduated scale of intensity of
belief. What we have to examine now is whether this be possible, and, if so,
what is the explanation of the fact?
That it is generally believed that we can form such a scale scarcely admits
of doubt. There is a whole vocabulary of common expressions such as, ‘I
feel almost sure,’ ‘I do not feel quite certain,’ ‘I am less confident of this
than of that,’ and so on. When we make use of any one of these phrases we
seldom doubt that we have a distinct meaning to convey by means of it. Nor
do we feel much at a loss, under any given circumstances, as to which of
these expressions we should employ in preference to the others. If we were
asked to arrange in order, according to the intensity of the belief with which
we respectively hold them, things broadly marked off from one another, we
could do it from our consciousness of belief alone, without a fresh appeal to
the evidence upon which the belief depended. Passing over the looser
propositions which are used in common conversation, let us take but one
simple example from amongst those which furnish numerical data. Do I not
Page 148
feel more certain that some one will die this week in the whole town, than
in the particular street in which I live? and if the town is known to contain a
population one hundred times greater than that in the street, would not
almost any one be prepared to assert on reflection that he felt a hundred
times more sure of the first proposition than of the second? Or to take a
non-numerical example, are we not often able to say unhesitatingly which
of two propositions we believe the most, and to some rough degree how
much more we believe one than the other, at a time when all the evidence
upon which each rests has faded from the mind, so that each has to be
judged, as we may say, solely on its own merits?
Here then a problem proposes itself. If popular opinion, as illustrated in
common language, be correct,—and very considerable weight must of
course be attributed to it,—there does exist something which we call partial
belief in reference to any proposition of the numerical kind described
above. Now what we want to do is to find some test or justification of this
belief, to obtain in fact some intelligible answer to the question, Is it
correct? We shall find incidentally that the answer to this question will
throw a good deal of light upon another question nearly as important and far
more intricate, viz. What is the meaning of this partial belief?
§ 18. We shall find it advisable to commence by ascertaining how such
enquiries as the above would be answered in the case of ordinary full belief.
Such a step would not offer the slightest difficulty. Suppose, to take a
simple example, that we have obtained the following proposition,—whether
by induction, or by the rules of ordinary deductive logic, does not matter for
our present purpose,—that a certain mixture of oxygen and hydrogen is
explosive. Here we have an inference, and consequent belief of a
proposition. Now suppose there were any enquiry as to whether our belief
were correct, what should we do? The simplest way of settling the matter
would be to find out by a distinct appeal to experience whether the
proposition was true. Since we are reasoning about things, the justification
of the belief, that is, the test of its correctness, would be most readily found
in the truth of the proposition. If by any process of inference I have come to
believe that a certain mixture will explode, I consider my belief to be
justified, that is to be correct, if under proper circumstances the explosion
always does occur; if it does not occur the belief was wrong.
in the particular street in which I live? and if the town is known to contain a
population one hundred times greater than that in the street, would not
almost any one be prepared to assert on reflection that he felt a hundred
times more sure of the first proposition than of the second? Or to take a
non-numerical example, are we not often able to say unhesitatingly which
of two propositions we believe the most, and to some rough degree how
much more we believe one than the other, at a time when all the evidence
upon which each rests has faded from the mind, so that each has to be
judged, as we may say, solely on its own merits?
Here then a problem proposes itself. If popular opinion, as illustrated in
common language, be correct,—and very considerable weight must of
course be attributed to it,—there does exist something which we call partial
belief in reference to any proposition of the numerical kind described
above. Now what we want to do is to find some test or justification of this
belief, to obtain in fact some intelligible answer to the question, Is it
correct? We shall find incidentally that the answer to this question will
throw a good deal of light upon another question nearly as important and far
more intricate, viz. What is the meaning of this partial belief?
§ 18. We shall find it advisable to commence by ascertaining how such
enquiries as the above would be answered in the case of ordinary full belief.
Such a step would not offer the slightest difficulty. Suppose, to take a
simple example, that we have obtained the following proposition,—whether
by induction, or by the rules of ordinary deductive logic, does not matter for
our present purpose,—that a certain mixture of oxygen and hydrogen is
explosive. Here we have an inference, and consequent belief of a
proposition. Now suppose there were any enquiry as to whether our belief
were correct, what should we do? The simplest way of settling the matter
would be to find out by a distinct appeal to experience whether the
proposition was true. Since we are reasoning about things, the justification
of the belief, that is, the test of its correctness, would be most readily found
in the truth of the proposition. If by any process of inference I have come to
believe that a certain mixture will explode, I consider my belief to be
justified, that is to be correct, if under proper circumstances the explosion
always does occur; if it does not occur the belief was wrong.
Page 149
Such an answer, no doubt, goes but a little way, or rather no way at all,
towards explaining what is the nature of belief in itself; but it is sufficient
for our present purpose, which is merely that of determining what is meant
by the correctness of our belief, and by the test of its correctness. In all
inferences about things, in which the amount of our belief is not taken into
account, such an explanation as the above is quite sufficient; it would be the
ordinary one in any question of science. It is moreover perfectly intelligible,
whether the conclusion is particular or universal. Whether we believe that
‘some men die’, or that ‘all men die’, our belief may with equal ease be
tested by the appropriate train of experience.
§ 19. But when we attempt to apply the same test to partial belief, we shall
find ourselves reduced to an awkward perplexity. A difficulty now emerges
which has been singularly overlooked by those who have treated of the
subject. As a simple example will serve our purpose, we will take the case
of a penny. I am about to toss one up, and I therefore half believe, to adopt
the current language, that it will give head. Now it seems to be overlooked
that if we appeal to the event, as we did in the case last examined, our belief
must inevitably be wrong, and therefore the test above mentioned will fail.
For the thing must either happen or not happen: i.e. in this case the penny
must either give head, or not give it; there is no third alternative. But
whichever way it occurs, our half-belief, so far as such a state of mind
admits of interpretation, must be wrong. If head does come, I am wrong in
not having expected it enough; for I only half believed in its occurrence. If
it does not happen, I am equally wrong in having expected it too much; for I
half believed in its occurrence, when in fact it did not occur at all.
The same difficulty will occur in every case in which we attempt to justify
our state of partial belief in a single contingent event. Let us take another
example, slightly differing from the last. A man is to receive £1 if a die
gives six, to pay 1s. if it gives any other number. It will generally be
admitted that he ought to give 2s. 6d. for the chance, and that if he does so
he will be paying a fair sum. This example only differs from the last in the
fact that instead of simple belief in a proposition, we have taken what
mathematicians call ‘the value of the expectation’. In other words, we have
brought into a greater prominence, not merely the belief, but the conduct
which is founded upon the belief. But precisely the same difficulty recurs
towards explaining what is the nature of belief in itself; but it is sufficient
for our present purpose, which is merely that of determining what is meant
by the correctness of our belief, and by the test of its correctness. In all
inferences about things, in which the amount of our belief is not taken into
account, such an explanation as the above is quite sufficient; it would be the
ordinary one in any question of science. It is moreover perfectly intelligible,
whether the conclusion is particular or universal. Whether we believe that
‘some men die’, or that ‘all men die’, our belief may with equal ease be
tested by the appropriate train of experience.
§ 19. But when we attempt to apply the same test to partial belief, we shall
find ourselves reduced to an awkward perplexity. A difficulty now emerges
which has been singularly overlooked by those who have treated of the
subject. As a simple example will serve our purpose, we will take the case
of a penny. I am about to toss one up, and I therefore half believe, to adopt
the current language, that it will give head. Now it seems to be overlooked
that if we appeal to the event, as we did in the case last examined, our belief
must inevitably be wrong, and therefore the test above mentioned will fail.
For the thing must either happen or not happen: i.e. in this case the penny
must either give head, or not give it; there is no third alternative. But
whichever way it occurs, our half-belief, so far as such a state of mind
admits of interpretation, must be wrong. If head does come, I am wrong in
not having expected it enough; for I only half believed in its occurrence. If
it does not happen, I am equally wrong in having expected it too much; for I
half believed in its occurrence, when in fact it did not occur at all.
The same difficulty will occur in every case in which we attempt to justify
our state of partial belief in a single contingent event. Let us take another
example, slightly differing from the last. A man is to receive £1 if a die
gives six, to pay 1s. if it gives any other number. It will generally be
admitted that he ought to give 2s. 6d. for the chance, and that if he does so
he will be paying a fair sum. This example only differs from the last in the
fact that instead of simple belief in a proposition, we have taken what
mathematicians call ‘the value of the expectation’. In other words, we have
brought into a greater prominence, not merely the belief, but the conduct
which is founded upon the belief. But precisely the same difficulty recurs
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here. For appealing to the event,—the single event, that is,—we see that one
or other party must lose his money without compensation. In what sense
then can such an expectation be said to be a fair one?
§ 20. A possible answer to this, and so far as appears the only possible
answer, will be, that what we really mean by saying that we half believe in
the occurrence of head is to express our conviction that head will certainly
happen on the average every other time. And similarly, in the second
example, by calling the sum a fair one it is meant that in the long run
neither party will gain or lose. As we shall recur presently to the point
raised in this form of answer, the only notice that need be taken of it at this
point is to call attention to the fact that it entirely abandons the whole
question in dispute, for it admits that this partial belief does not in any strict
sense apply to the individual event, since it clearly cannot be justified there.
At such a result indeed we cannot be surprised; at least we cannot on the
theory adopted throughout this Essay. For bearing in mind that the
employment of Probability postulates ignorance of the single event, it is not
easy to see how we are to justify any other opinion or statement about the
single event than a confession of such ignorance.
§ 21. So far then we do not seem to have made the slightest approximation
to a solution of the particular question now under examination. The more
closely we have analysed special examples, the more unmistakeably are we
brought to the conclusion that in the individual instance no justification of
anything like quantitative belief is to be found; at least none is to be found
in the same sense in which we expect it in ordinary scientific conclusions,
whether Inductive or Deductive. And yet we have to face and account for
the fact that common impressions, as attested by a whole vocabulary of
common phrases, are in favour of the existence of this quantitative belief.
How are we to account for this? If we appeal to an example again, and
analyse it somewhat more closely, we may yet find our way to some
satisfactory explanation.
In our previous analysis (§ 18) we found it sufficient to stop at an early
stage, and to give as the justification of our belief the fact of the proposition
being true. Stopping however at that stage, we have found this explanation
fail altogether to give a justification of partial belief; fail, that is, when
or other party must lose his money without compensation. In what sense
then can such an expectation be said to be a fair one?
§ 20. A possible answer to this, and so far as appears the only possible
answer, will be, that what we really mean by saying that we half believe in
the occurrence of head is to express our conviction that head will certainly
happen on the average every other time. And similarly, in the second
example, by calling the sum a fair one it is meant that in the long run
neither party will gain or lose. As we shall recur presently to the point
raised in this form of answer, the only notice that need be taken of it at this
point is to call attention to the fact that it entirely abandons the whole
question in dispute, for it admits that this partial belief does not in any strict
sense apply to the individual event, since it clearly cannot be justified there.
At such a result indeed we cannot be surprised; at least we cannot on the
theory adopted throughout this Essay. For bearing in mind that the
employment of Probability postulates ignorance of the single event, it is not
easy to see how we are to justify any other opinion or statement about the
single event than a confession of such ignorance.
§ 21. So far then we do not seem to have made the slightest approximation
to a solution of the particular question now under examination. The more
closely we have analysed special examples, the more unmistakeably are we
brought to the conclusion that in the individual instance no justification of
anything like quantitative belief is to be found; at least none is to be found
in the same sense in which we expect it in ordinary scientific conclusions,
whether Inductive or Deductive. And yet we have to face and account for
the fact that common impressions, as attested by a whole vocabulary of
common phrases, are in favour of the existence of this quantitative belief.
How are we to account for this? If we appeal to an example again, and
analyse it somewhat more closely, we may yet find our way to some
satisfactory explanation.
In our previous analysis (§ 18) we found it sufficient to stop at an early
stage, and to give as the justification of our belief the fact of the proposition
being true. Stopping however at that stage, we have found this explanation
fail altogether to give a justification of partial belief; fail, that is, when
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applied to the individual instance. The two states of belief and disbelief
correspond admirably to the two results of the event happening and not
happening respectively, and unless for psychological purposes we saw no
reason to analyse further; but to partial belief there is nothing corresponding
in the result, for the event cannot partially happen in such cases as we are
concerned with. Suppose then we advance a step further in the analysis, and
ask again what is meant by the proposition being true? This introduces us,
of course, to a very long and intricate path; but in the short distance along it
which we shall advance, we shall not, it is to be hoped, find any very
serious difficulty. As before, we will illustrate the analysis by first applying
it to the case of ordinary full belief.
§ 22. Whatever opinion then may be held about the essential nature of
belief, it will probably be admitted that a readiness to act upon the
proposition believed is an inseparable accompaniment of that state of mind.
There can be no alteration in our belief (at any rate in the case of sane
persons) without a possible alteration in our conduct, nor anything in our
conduct which is not connected with something in our belief. We will first
take an example in connection with the penny, in which there is full belief;
we will analyse it a step further than we did before, and then attempt to
apply the same analysis to an example of a similar kind, but one in which
the belief is partial instead of full.
Suppose that I am about to throw a penny up, and contemplate the prospect
of its falling upon one of its sides and not upon its edge. We feel perfectly
confident that it will do so. Now whatever else may be implied in our
belief, we certainly mean this; that we are ready to stake our conduct upon
its falling thus. All our betting, and everything else that we do, is carried on
upon this supposition. Any risk whatever that might ensue upon its falling
otherwise will be incurred without fear. This, it must be observed, is equally
the case whether we are speaking of a single throw or of a long succession
of throws.
But now let us take the case of a penny falling, not upon one side or the
other, but upon a given side, head. To a certain extent this example
resembles the last. We are perfectly ready to stake our conduct upon what
comes to pass in the long run. When we are considering the result of a large
correspond admirably to the two results of the event happening and not
happening respectively, and unless for psychological purposes we saw no
reason to analyse further; but to partial belief there is nothing corresponding
in the result, for the event cannot partially happen in such cases as we are
concerned with. Suppose then we advance a step further in the analysis, and
ask again what is meant by the proposition being true? This introduces us,
of course, to a very long and intricate path; but in the short distance along it
which we shall advance, we shall not, it is to be hoped, find any very
serious difficulty. As before, we will illustrate the analysis by first applying
it to the case of ordinary full belief.
§ 22. Whatever opinion then may be held about the essential nature of
belief, it will probably be admitted that a readiness to act upon the
proposition believed is an inseparable accompaniment of that state of mind.
There can be no alteration in our belief (at any rate in the case of sane
persons) without a possible alteration in our conduct, nor anything in our
conduct which is not connected with something in our belief. We will first
take an example in connection with the penny, in which there is full belief;
we will analyse it a step further than we did before, and then attempt to
apply the same analysis to an example of a similar kind, but one in which
the belief is partial instead of full.
Suppose that I am about to throw a penny up, and contemplate the prospect
of its falling upon one of its sides and not upon its edge. We feel perfectly
confident that it will do so. Now whatever else may be implied in our
belief, we certainly mean this; that we are ready to stake our conduct upon
its falling thus. All our betting, and everything else that we do, is carried on
upon this supposition. Any risk whatever that might ensue upon its falling
otherwise will be incurred without fear. This, it must be observed, is equally
the case whether we are speaking of a single throw or of a long succession
of throws.
But now let us take the case of a penny falling, not upon one side or the
other, but upon a given side, head. To a certain extent this example
resembles the last. We are perfectly ready to stake our conduct upon what
comes to pass in the long run. When we are considering the result of a large
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number of throws, we are ready to act upon the supposition that head comes
every other time. If e.g. we are betting upon it, we shall not object to
paying £1 every time that head comes, on condition of receiving £1 every
time that head does not come. This is nothing else than the translation, as
we may call it, into practice, of our belief that head and tail occur equally
often.
Now it will be obvious, on a moment's consideration, that our conduct is
capable of being slightly varied: of being varied, that is, in form, whilst it
remains identical in respect of its results. It is clear that to pay £1 every
time we lose, and to get £1 every time we gain, comes to precisely the same
thing, in the case under consideration, as to pay ten shillings every time
without exception, and to receive £1 every time that head occurs. It is so,
because heads occur, on the average, every other time. In the long run the
two results coincide; but there is a marked difference between the two
cases, considered individually. The difference is two-fold. In the first place
we depart from the notion of a payment every other time, and come to that
of one made every time. In the second place, what we pay every time is half
of what we get in the cases in which we do get anything. The difference
may seem slight; but mark the effect when our conduct is translated back
again into the subjective condition upon which it depends, viz. into our
belief. It is in consequence of such a translation, as it appears to me, that the
notion has been acquired that we have an accurately determinable amount
of belief as to every such proposition. To have losses and gains of equal
amount, and to incur them equally often, was the experience connected with
our belief that the two events, head and tail, would occur equally often. This
was quite intelligible, for it referred to the long run. To find that this could
be commuted for a payment made every time without exception, a payment,
observe, of half the amount of what we occasionally receive, has very
naturally been interpreted to mean that there must be a state of half-belief
which refers to each individual throw.
§ 23. One such example, of course, does not go far towards establishing a
theory. But the reader will bear in mind that almost all our conduct tends
towards the same result; that it is not in betting only, but in every course of
action in which we have to count the events, that such a numerical
apportionment of our conduct is possible. Hence, by the ordinary principles
every other time. If e.g. we are betting upon it, we shall not object to
paying £1 every time that head comes, on condition of receiving £1 every
time that head does not come. This is nothing else than the translation, as
we may call it, into practice, of our belief that head and tail occur equally
often.
Now it will be obvious, on a moment's consideration, that our conduct is
capable of being slightly varied: of being varied, that is, in form, whilst it
remains identical in respect of its results. It is clear that to pay £1 every
time we lose, and to get £1 every time we gain, comes to precisely the same
thing, in the case under consideration, as to pay ten shillings every time
without exception, and to receive £1 every time that head occurs. It is so,
because heads occur, on the average, every other time. In the long run the
two results coincide; but there is a marked difference between the two
cases, considered individually. The difference is two-fold. In the first place
we depart from the notion of a payment every other time, and come to that
of one made every time. In the second place, what we pay every time is half
of what we get in the cases in which we do get anything. The difference
may seem slight; but mark the effect when our conduct is translated back
again into the subjective condition upon which it depends, viz. into our
belief. It is in consequence of such a translation, as it appears to me, that the
notion has been acquired that we have an accurately determinable amount
of belief as to every such proposition. To have losses and gains of equal
amount, and to incur them equally often, was the experience connected with
our belief that the two events, head and tail, would occur equally often. This
was quite intelligible, for it referred to the long run. To find that this could
be commuted for a payment made every time without exception, a payment,
observe, of half the amount of what we occasionally receive, has very
naturally been interpreted to mean that there must be a state of half-belief
which refers to each individual throw.
§ 23. One such example, of course, does not go far towards establishing a
theory. But the reader will bear in mind that almost all our conduct tends
towards the same result; that it is not in betting only, but in every course of
action in which we have to count the events, that such a numerical
apportionment of our conduct is possible. Hence, by the ordinary principles
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of association, it would appear exceedingly likely that, not exactly a
numerical condition of mind, but rather numerical associations, become
inseparably connected with each particular event which we know to occur
in a certain proportion of times. Once in six times a die gives ace; a
knowledge of this fact, taken in combination with all the practical results to
which it leads, produces, one cannot doubt, an inseparable notion of one-
sixth connected with each single throw. But it surely cannot be called belief
to the amount of one-sixth; at least it admits neither of justification nor
explanation in these single cases, to which alone the fractional belief, if
such existed, ought to apply.
It is in consequence, I apprehend, of such association that we act in such an
unhesitating manner in reference to any single contingent event, even when
we have no expectation of its being repeated. A die is going to be thrown up
once, and once only. I bet 5 to 1 against ace, not, as is commonly asserted,
because I feel one-sixth part of certainty in the occurrence of ace; but
because I know that such conduct would be justified in the long run of such
cases, and I apply to the solitary individual the same rule that I should apply
to it if I knew it were one of a long series. This accounts for my conduct
being the same in the two cases; by association, moreover, we probably
experience very similar feelings in regard to them both.
§ 24. And here, on the view of the subject adopted in this Essay, we might
stop. We are bound to explain the ‘measure of our belief’ in the occurrence
of a single event when we judge solely from the statistical frequency with
which such events occur, for such a series of events was our starting-point;
but we are not bound to inquire whether in every case in which persons
have, or claim to have, a certain measure of belief there must be such a
series to which to refer it, and by which to justify it. Those who start from
the subjective side, and regard Probability as the science of quantitative
belief, are obliged to do this, but we are free from the obligation.
Still the question is one which is so naturally raised in connection with this
subject, that it cannot be altogether passed by. I think that to a considerable
extent such a justification as that mentioned above will be found applicable
in other cases. The fact is that we are very seldom called upon to decide and
act upon a single contingency which cannot be viewed as being one of a
numerical condition of mind, but rather numerical associations, become
inseparably connected with each particular event which we know to occur
in a certain proportion of times. Once in six times a die gives ace; a
knowledge of this fact, taken in combination with all the practical results to
which it leads, produces, one cannot doubt, an inseparable notion of one-
sixth connected with each single throw. But it surely cannot be called belief
to the amount of one-sixth; at least it admits neither of justification nor
explanation in these single cases, to which alone the fractional belief, if
such existed, ought to apply.
It is in consequence, I apprehend, of such association that we act in such an
unhesitating manner in reference to any single contingent event, even when
we have no expectation of its being repeated. A die is going to be thrown up
once, and once only. I bet 5 to 1 against ace, not, as is commonly asserted,
because I feel one-sixth part of certainty in the occurrence of ace; but
because I know that such conduct would be justified in the long run of such
cases, and I apply to the solitary individual the same rule that I should apply
to it if I knew it were one of a long series. This accounts for my conduct
being the same in the two cases; by association, moreover, we probably
experience very similar feelings in regard to them both.
§ 24. And here, on the view of the subject adopted in this Essay, we might
stop. We are bound to explain the ‘measure of our belief’ in the occurrence
of a single event when we judge solely from the statistical frequency with
which such events occur, for such a series of events was our starting-point;
but we are not bound to inquire whether in every case in which persons
have, or claim to have, a certain measure of belief there must be such a
series to which to refer it, and by which to justify it. Those who start from
the subjective side, and regard Probability as the science of quantitative
belief, are obliged to do this, but we are free from the obligation.
Still the question is one which is so naturally raised in connection with this
subject, that it cannot be altogether passed by. I think that to a considerable
extent such a justification as that mentioned above will be found applicable
in other cases. The fact is that we are very seldom called upon to decide and
act upon a single contingency which cannot be viewed as being one of a
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series. Experience introduces us, it must be remembered, not merely to a
succession of events neatly arranged in a single series (as we have hitherto
assumed them to be for the purpose of illustration), but to an infinite
number belonging to a vast variety of different series. A man is obliged to
be acting, and therefore exercising his belief about one thing or another,
almost the whole of every day of his life. Any one person will have to
decide in his time about a multitude of events, each one of which may never
recur again within his own experience. But by the very fact of there being a
multitude, though they are all of different kinds, we shall still find that order
is maintained, and so a course of conduct can be justified. In a plantation of
trees we should find that there is order of a certain kind if we measure them
in any one direction, the trees being on an average about the same distance
from each other. But a somewhat similar order would be found if we were
to examine them in any other direction whatsoever. So in nature generally;
there is regularity in a succession of events of the same kind. But there may
also be regularity if we form a series by taking successively a number out of
totally distinct kinds.
It is in this circumstance that we find an extension of the practical
justification of the measure of our belief. A man, say, buys a life annuity,
insures his life on a railway journey, puts into a lottery, and so on. Now we
may make a series out of these acts of his, though each is in itself a single
event which he may never intend to repeat. His conduct, and therefore his
belief, measured by the result in each individual instance, will not be
justified, but the reverse, as shown in § 19. Could he indeed repeat each
kind of action often enough it would be justified; but from this, by the
conditions of life, he is debarred. Now it is perfectly conceivable that in the
new series, formed by his successive acts of different kinds, there should be
no regularity. As a matter of fact, however, it is found that there is
regularity. In this way the equalization of his gains and losses, for which he
cannot hope in annuities, insurances, and lotteries taken separately, may yet
be secured to him out of these events taken collectively. If in each case he
values his chance at its right proportion (and acts accordingly) he will in the
course of his life neither gain nor lose. And in the same way if, whenever he
has the alternative of different courses of conduct, he acts in accordance
with the estimate of his belief described above, i.e. chooses the event whose
chance is the best, he will in the end gain more in this way than by any
succession of events neatly arranged in a single series (as we have hitherto
assumed them to be for the purpose of illustration), but to an infinite
number belonging to a vast variety of different series. A man is obliged to
be acting, and therefore exercising his belief about one thing or another,
almost the whole of every day of his life. Any one person will have to
decide in his time about a multitude of events, each one of which may never
recur again within his own experience. But by the very fact of there being a
multitude, though they are all of different kinds, we shall still find that order
is maintained, and so a course of conduct can be justified. In a plantation of
trees we should find that there is order of a certain kind if we measure them
in any one direction, the trees being on an average about the same distance
from each other. But a somewhat similar order would be found if we were
to examine them in any other direction whatsoever. So in nature generally;
there is regularity in a succession of events of the same kind. But there may
also be regularity if we form a series by taking successively a number out of
totally distinct kinds.
It is in this circumstance that we find an extension of the practical
justification of the measure of our belief. A man, say, buys a life annuity,
insures his life on a railway journey, puts into a lottery, and so on. Now we
may make a series out of these acts of his, though each is in itself a single
event which he may never intend to repeat. His conduct, and therefore his
belief, measured by the result in each individual instance, will not be
justified, but the reverse, as shown in § 19. Could he indeed repeat each
kind of action often enough it would be justified; but from this, by the
conditions of life, he is debarred. Now it is perfectly conceivable that in the
new series, formed by his successive acts of different kinds, there should be
no regularity. As a matter of fact, however, it is found that there is
regularity. In this way the equalization of his gains and losses, for which he
cannot hope in annuities, insurances, and lotteries taken separately, may yet
be secured to him out of these events taken collectively. If in each case he
values his chance at its right proportion (and acts accordingly) he will in the
course of his life neither gain nor lose. And in the same way if, whenever he
has the alternative of different courses of conduct, he acts in accordance
with the estimate of his belief described above, i.e. chooses the event whose
chance is the best, he will in the end gain more in this way than by any
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other course. By the existence, therefore, of these cross-series, as we may
term them, there is an immense addition to the number of actions which
may be fairly considered to belong to those courses of conduct which offer
many successive opportunities of equalizing gains and losses. All these
cases then may be regarded as admitting of justification in the way now
under discussion.
§ 25. In the above remarks it will be observed that we have been giving
what is to be regarded as a justification of his belief from the point of view
of the individual agent himself. If we suppose the existence of an enlarged
fellow-feeling, the applicability of such a justification becomes still more
extensive. We can assign a very intelligible sense to the assertion that it is
999 to 1 that I shall not get a prize in a lottery, even if this be stated in the
1
form that my belief in my so doing is represented by the fraction 1000 th of
certainty. Properly it means that in a very large number of throws I should
gain once in 1000 times. If we include other contingencies of the same kind,
as described in the last section, each individual may be supposed to reach to
something like this experience within the limits of his own life. He could
not do it in this particular line of conduct alone, but he could do it in this
line combined with others. Now introduce the possibility of each man
feeling that the gain of others offers some analogy to his own gains, which
we may conceive his doing except in the case of the gains of those against
whom he is directly competing, and the above justification becomes still
more extensively applicable.
The following would be a fair illustration to test this view. I know that I
must die on some day of the week, and there are but seven days. My belief,
therefore, that I shall die on a Sunday is one-seventh. Here the contingent
event is clearly one that does not admit of repetition; and yet would not the
belief of every man have the value assigned it by the formula? It would
appear that the same principle will be found to be at work here as in the
former examples. It is quite true that I have only the opportunity of dying
once myself, but I am a member of a class in which deaths occur with
frequency, and I form my opinion upon evidence drawn from that class. If,
for example, I had insured my life for £1000, I should feel a certain
propriety in demanding £7000 in case the office declared that it would only
pay in the event of my dying on a Sunday. I, indeed, for my own private
term them, there is an immense addition to the number of actions which
may be fairly considered to belong to those courses of conduct which offer
many successive opportunities of equalizing gains and losses. All these
cases then may be regarded as admitting of justification in the way now
under discussion.
§ 25. In the above remarks it will be observed that we have been giving
what is to be regarded as a justification of his belief from the point of view
of the individual agent himself. If we suppose the existence of an enlarged
fellow-feeling, the applicability of such a justification becomes still more
extensive. We can assign a very intelligible sense to the assertion that it is
999 to 1 that I shall not get a prize in a lottery, even if this be stated in the
1
form that my belief in my so doing is represented by the fraction 1000 th of
certainty. Properly it means that in a very large number of throws I should
gain once in 1000 times. If we include other contingencies of the same kind,
as described in the last section, each individual may be supposed to reach to
something like this experience within the limits of his own life. He could
not do it in this particular line of conduct alone, but he could do it in this
line combined with others. Now introduce the possibility of each man
feeling that the gain of others offers some analogy to his own gains, which
we may conceive his doing except in the case of the gains of those against
whom he is directly competing, and the above justification becomes still
more extensively applicable.
The following would be a fair illustration to test this view. I know that I
must die on some day of the week, and there are but seven days. My belief,
therefore, that I shall die on a Sunday is one-seventh. Here the contingent
event is clearly one that does not admit of repetition; and yet would not the
belief of every man have the value assigned it by the formula? It would
appear that the same principle will be found to be at work here as in the
former examples. It is quite true that I have only the opportunity of dying
once myself, but I am a member of a class in which deaths occur with
frequency, and I form my opinion upon evidence drawn from that class. If,
for example, I had insured my life for £1000, I should feel a certain
propriety in demanding £7000 in case the office declared that it would only
pay in the event of my dying on a Sunday. I, indeed, for my own private
Page 156
part, might not find the arrangement an equitable one; but mankind at large,
in case they acted on such a principle, might fairly commute their aggregate
gains in such a way, whilst to the Insurance Office it would not make any
difference at all.
§ 26. The results of the last few sections might be summarised as follows:—
the different amounts of belief which we entertain upon different events,
and which are recognized by various phrases in common use, have
undoubtedly some meaning. But the greater part of their meaning, and
certainly their only justification, are to be sought in the series of
corresponding events to which they belong; in regard to which it may be
shown that far more events are capable of being referred to a series than
might be supposed at first sight. The test and justification of belief are to be
found in conduct; in this test applied to the series as a whole, there is
nothing peculiar, it differs in no way from the similar test when we are
acting on our belief about any single event. But so applied, from the nature
of the case it is applied successively to each of the individuals of the series;
here our conduct generally admits of being separately considered in
reference to each particular event; and this has been understood to denote a
certain amount of belief which should be a fraction of certainty. Probably
on the principles of association, a peculiar condition of mind is produced in
reference to each single event. And these associations are not unnaturally
retained even when we contemplate any one of these single events isolated
from any series to which it belongs. When it is found alone we treat it, and
feel towards it, as we do when it is in company with the rest of the series.
§ 27. We may now see, more clearly than we could before, why it is that we
are free from any necessity of assuming the existence of causation, in the
sense of necessary invariable sequence, in the case of the events which
compose our series. Against such a view it might very plausibly be urged,
that we constantly talk of the probability of a single event; but how can this
be done, it may reasonably be said, if we once admit the possibility of that
event occurring fortuitously? Take an instance from human life; the average
duration of the lives of a batch of men aged thirty will be about thirty-four
years. We say therefore to any individual of them, Your expectation of life
is thirty-four years. But how can this be said if we admit that the train of
events composing his life is liable to be destitute of all regular sequence of
in case they acted on such a principle, might fairly commute their aggregate
gains in such a way, whilst to the Insurance Office it would not make any
difference at all.
§ 26. The results of the last few sections might be summarised as follows:—
the different amounts of belief which we entertain upon different events,
and which are recognized by various phrases in common use, have
undoubtedly some meaning. But the greater part of their meaning, and
certainly their only justification, are to be sought in the series of
corresponding events to which they belong; in regard to which it may be
shown that far more events are capable of being referred to a series than
might be supposed at first sight. The test and justification of belief are to be
found in conduct; in this test applied to the series as a whole, there is
nothing peculiar, it differs in no way from the similar test when we are
acting on our belief about any single event. But so applied, from the nature
of the case it is applied successively to each of the individuals of the series;
here our conduct generally admits of being separately considered in
reference to each particular event; and this has been understood to denote a
certain amount of belief which should be a fraction of certainty. Probably
on the principles of association, a peculiar condition of mind is produced in
reference to each single event. And these associations are not unnaturally
retained even when we contemplate any one of these single events isolated
from any series to which it belongs. When it is found alone we treat it, and
feel towards it, as we do when it is in company with the rest of the series.
§ 27. We may now see, more clearly than we could before, why it is that we
are free from any necessity of assuming the existence of causation, in the
sense of necessary invariable sequence, in the case of the events which
compose our series. Against such a view it might very plausibly be urged,
that we constantly talk of the probability of a single event; but how can this
be done, it may reasonably be said, if we once admit the possibility of that
event occurring fortuitously? Take an instance from human life; the average
duration of the lives of a batch of men aged thirty will be about thirty-four
years. We say therefore to any individual of them, Your expectation of life
is thirty-four years. But how can this be said if we admit that the train of
events composing his life is liable to be destitute of all regular sequence of
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cause and effect? To this it may be replied that the denial of causation
enables us to say neither more nor less than its assertion, in reference to the
length of the individual life, for of this we are ignorant in each case alike.
By assigning, as above, an expectation in reference to the individual, we
mean nothing more than to make a statement about the average of his class.
Whether there be causation or not in these individual cases does not affect
our knowledge of the average, for this by supposition rests on independent
experience. The legitimate inferences are the same on either hypothesis, and
of equal value. The only difference is that on the hypothesis of non-
causation we have forced upon our attention the impropriety of talking of
the ‘proper’ expectation of the individual, owing to the fact that all
knowledge of its amount is formally impossible; on the other hypothesis the
impropriety is overlooked from the fact of such knowledge being only
practically unattainable. As a matter of fact the amount of our knowledge is
the same in each case; it is a knowledge of the average, and of that only.[6]
§ 28. We may conclude, then, that the limits within which we are thus able
to justify the amount of our belief are far more extensive than might appear
at first sight. Whether every case in which persons feel an amount of belief
short of perfect confidence could be forced into the province of Probability
is a wider question. Even, however, if the belief could be supposed capable
of justification on its principles, its rules could never in such cases be made
use of. Suppose, for example, that a father were in doubt whether to give a
certain medicine to his sick child. On the one hand, the doctor declared that
the child would die unless the medicine were given; on the other, through a
mistake, the father cannot feel quite sure that the medicine he has is the
right one. It is conceivable that some mathematicians, in their conviction
that everything has its definite numerical probability, would declare that the
man's belief had some ‘value’ (if they could only find out what it is), say
nine-tenths; by which they would mean that in nine cases out of ten in
which he entertained a belief of that particular value he proved to be right.
So with his belief and doubt on the other side of the question. Putting the
two together, there is but one course which, as a prudent man and a good
father, he can possibly follow. It may be so, but when (as here) the
identification of an event in a series depends on purely subjective
conditions, as in this case upon the degree of vividness of his conviction, of
enables us to say neither more nor less than its assertion, in reference to the
length of the individual life, for of this we are ignorant in each case alike.
By assigning, as above, an expectation in reference to the individual, we
mean nothing more than to make a statement about the average of his class.
Whether there be causation or not in these individual cases does not affect
our knowledge of the average, for this by supposition rests on independent
experience. The legitimate inferences are the same on either hypothesis, and
of equal value. The only difference is that on the hypothesis of non-
causation we have forced upon our attention the impropriety of talking of
the ‘proper’ expectation of the individual, owing to the fact that all
knowledge of its amount is formally impossible; on the other hypothesis the
impropriety is overlooked from the fact of such knowledge being only
practically unattainable. As a matter of fact the amount of our knowledge is
the same in each case; it is a knowledge of the average, and of that only.[6]
§ 28. We may conclude, then, that the limits within which we are thus able
to justify the amount of our belief are far more extensive than might appear
at first sight. Whether every case in which persons feel an amount of belief
short of perfect confidence could be forced into the province of Probability
is a wider question. Even, however, if the belief could be supposed capable
of justification on its principles, its rules could never in such cases be made
use of. Suppose, for example, that a father were in doubt whether to give a
certain medicine to his sick child. On the one hand, the doctor declared that
the child would die unless the medicine were given; on the other, through a
mistake, the father cannot feel quite sure that the medicine he has is the
right one. It is conceivable that some mathematicians, in their conviction
that everything has its definite numerical probability, would declare that the
man's belief had some ‘value’ (if they could only find out what it is), say
nine-tenths; by which they would mean that in nine cases out of ten in
which he entertained a belief of that particular value he proved to be right.
So with his belief and doubt on the other side of the question. Putting the
two together, there is but one course which, as a prudent man and a good
father, he can possibly follow. It may be so, but when (as here) the
identification of an event in a series depends on purely subjective
conditions, as in this case upon the degree of vividness of his conviction, of
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which no one else can judge, no test is possible, and therefore no proof can
be found.
§ 29. So much then for the attempts, so frequently made, to found the
science on a subjective basis; they can lead, as it has here been endeavoured
to show, to no satisfactory result. Still our belief is so inseparably connected
with our action, that something of a defence can be made for the attempts
described above; but when it is attempted, as is often the case, to import
other sentiments besides pure belief, and to find a justification for them also
in the results of our science, the confusion becomes far worse. The
following extract from Archbishop Thomson's Laws of Thought (§ 122,
Ed. II.) will show what kind of applications of the science are contemplated
here: “In applying the doctrine of chances to that subject in connexion with
which it was invented—games of chance,—the principles of what has been
happily termed ‘moral arithmetic’ must not be forgotten. Not only would it
be difficult for a gamester to find an antagonist on terms, as to fortune and
needs, precisely equal, but also it is impossible that with such an equality
the advantage of a considerable gain should balance the harm of a serious
loss. ‘If two men,’ says Buffon, ‘were to determine to play for their whole
property, what would be the effect of this agreement? The one would only
double his fortune, and the other reduce his to naught. What proportion is
there between the loss and the gain? The same that there is between all and
nothing. The gain of the one is but a moderate sum,—the loss of the other is
numerically infinite, and morally so great that the labour of his whole life
may not perhaps suffice to restore his property.’ ”
As moral advice this is all very true and good. But if it be regarded as a
contribution to the science of the subject it is quite inappropriate, and seems
calculated to cause confusion. The doctrine of chances pronounces upon
certain kinds of events in respect of number and magnitude; it has
absolutely nothing to do with any particular person's feelings about these
relations. We might as well append a corollary to the rules of arithmetic, to
point out that although it is very true that twice two are four it does not
follow that four, horses will give twice as much pleasure to the owner as
two will. If two men play on equal terms their chances are equal; in other
words, if they were often to play in this manner each would lose as
frequently as he would gain. That is all that Probability can say; what under
be found.
§ 29. So much then for the attempts, so frequently made, to found the
science on a subjective basis; they can lead, as it has here been endeavoured
to show, to no satisfactory result. Still our belief is so inseparably connected
with our action, that something of a defence can be made for the attempts
described above; but when it is attempted, as is often the case, to import
other sentiments besides pure belief, and to find a justification for them also
in the results of our science, the confusion becomes far worse. The
following extract from Archbishop Thomson's Laws of Thought (§ 122,
Ed. II.) will show what kind of applications of the science are contemplated
here: “In applying the doctrine of chances to that subject in connexion with
which it was invented—games of chance,—the principles of what has been
happily termed ‘moral arithmetic’ must not be forgotten. Not only would it
be difficult for a gamester to find an antagonist on terms, as to fortune and
needs, precisely equal, but also it is impossible that with such an equality
the advantage of a considerable gain should balance the harm of a serious
loss. ‘If two men,’ says Buffon, ‘were to determine to play for their whole
property, what would be the effect of this agreement? The one would only
double his fortune, and the other reduce his to naught. What proportion is
there between the loss and the gain? The same that there is between all and
nothing. The gain of the one is but a moderate sum,—the loss of the other is
numerically infinite, and morally so great that the labour of his whole life
may not perhaps suffice to restore his property.’ ”
As moral advice this is all very true and good. But if it be regarded as a
contribution to the science of the subject it is quite inappropriate, and seems
calculated to cause confusion. The doctrine of chances pronounces upon
certain kinds of events in respect of number and magnitude; it has
absolutely nothing to do with any particular person's feelings about these
relations. We might as well append a corollary to the rules of arithmetic, to
point out that although it is very true that twice two are four it does not
follow that four, horses will give twice as much pleasure to the owner as
two will. If two men play on equal terms their chances are equal; in other
words, if they were often to play in this manner each would lose as
frequently as he would gain. That is all that Probability can say; what under
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the circumstances may be the determination and opinions of the men in
question, it is for them and them alone to decide. There are many persons
who cannot bear mediocrity of any kind, and to whom the prospect of
doubling their fortune would outweigh a greater chance of losing it
altogether. They alone are the judges.
If we will introduce such a balance of pleasure and pain the individual must
make the calculation for himself. The supposition is that total ruin is very
painful, partial loss painful in a less proportion than that assigned by the
ratio of the losses themselves; the inference is therefore drawn that on the
average more pain is caused by occasional great losses than by frequent
small ones, though the money value of the losses in the long run may be the
same in each case. But if we suppose a country where the desire of
spending largely is very strong, and where owing to abundant production
loss is easily replaced, the calculation might incline the other way. Under
such circumstances it is quite possible that more happiness might result
from playing for high than for low stakes. The fact is that all emotional
considerations of this kind are irrelevant; they are, at most, mere
applications of the theory, and such as each individual is alone competent to
make for himself. Some more remarks will be made upon this subject in the
chapter upon Insurance and Gambling.
§ 30. It is by the introduction of such considerations as these that the
Petersburg Problem has been so perplexed. Having already given some
description of this problem we will refer to it very briefly here. It presents
us with a sequence of sets of throws for each of which sets I am to receive
something, say a shilling, as the minimum receipt. My receipts increase in
proportion to the rarity of each particular kind of set, and each kind is
observed or inferred to grow more rare in a certain definite but unlimited
order. By the wording of the problem, properly interpreted, I am supposed
never to stop. Clearly therefore, however large a fee I pay for each of these
sets, I shall be sure to make it up in time. The mathematical expression of
this is, that I ought always to pay an infinite sum. To this the objection is
opposed, that no sensible man would think of advancing even a large finite
sum, say £50. Certainly he would not; but why? Because neither he nor
those who are to pay him would be likely to live long enough for him to
obtain throws good enough to remunerate him for one-tenth of his outlay; to
question, it is for them and them alone to decide. There are many persons
who cannot bear mediocrity of any kind, and to whom the prospect of
doubling their fortune would outweigh a greater chance of losing it
altogether. They alone are the judges.
If we will introduce such a balance of pleasure and pain the individual must
make the calculation for himself. The supposition is that total ruin is very
painful, partial loss painful in a less proportion than that assigned by the
ratio of the losses themselves; the inference is therefore drawn that on the
average more pain is caused by occasional great losses than by frequent
small ones, though the money value of the losses in the long run may be the
same in each case. But if we suppose a country where the desire of
spending largely is very strong, and where owing to abundant production
loss is easily replaced, the calculation might incline the other way. Under
such circumstances it is quite possible that more happiness might result
from playing for high than for low stakes. The fact is that all emotional
considerations of this kind are irrelevant; they are, at most, mere
applications of the theory, and such as each individual is alone competent to
make for himself. Some more remarks will be made upon this subject in the
chapter upon Insurance and Gambling.
§ 30. It is by the introduction of such considerations as these that the
Petersburg Problem has been so perplexed. Having already given some
description of this problem we will refer to it very briefly here. It presents
us with a sequence of sets of throws for each of which sets I am to receive
something, say a shilling, as the minimum receipt. My receipts increase in
proportion to the rarity of each particular kind of set, and each kind is
observed or inferred to grow more rare in a certain definite but unlimited
order. By the wording of the problem, properly interpreted, I am supposed
never to stop. Clearly therefore, however large a fee I pay for each of these
sets, I shall be sure to make it up in time. The mathematical expression of
this is, that I ought always to pay an infinite sum. To this the objection is
opposed, that no sensible man would think of advancing even a large finite
sum, say £50. Certainly he would not; but why? Because neither he nor
those who are to pay him would be likely to live long enough for him to
obtain throws good enough to remunerate him for one-tenth of his outlay; to
Page 160
say nothing of his trouble and loss of time. We must not suppose that the
problem, as stated in the ideal form, will coincide with the practical form in
which it presents itself in life. A carpenter might as well object to Euclid's
second postulate, because his plane came to a stop in six feet on the plank
on which he was at work. Many persons have failed to perceive this, and
have assumed that, besides enabling us to draw numerical inferences about
the members of a series, the theory ought also to be called upon to justify
all the opinions which average respectable men might be inclined to form
about them, as well as the conduct they might choose to pursue in
consequence. It is obvious that to enter upon such considerations as these is
to diverge from our proper ground. We are concerned, in these cases, with
the actions of men only, as given in statistics; with the emotions they
experience in the performance of these actions we have no direct concern
whatever. The error is the same as if any one were to confound, in political
economy, value in use with value in exchange, and object to measuring the
value of a loaf by its cost of production, because bread is worth more to a
man when he is hungry than it is just after his dinner.
§ 31. One class of emotions indeed ought to be excepted, which, from the
apparent uniformity and consistency with which they show themselves in
different persons and at different times, do really present some better claim
to consideration. In connection with a science of inference they can never
indeed be regarded as more than an accident of what is essential to the
subject, but compared with other emotions they seem to be inseparable
accidents.
The reader will remember that attention was drawn in the earlier part of this
chapter to the compound nature of the state of mind which we term belief. It
is partly intellectual, partly also emotional; it professes to rest upon
experience, but in reality the experience acts through the distorting media of
hopes and fears and other disturbing agencies. So long as we confine our
attention to the state of mind of the person who believes, it appears to me
that these two parts of belief are quite inseparable. Indeed, to speak of them
as two parts may convey a wrong impression; for though they spring from
different sources, they so entirely merge in one result as to produce what
might be called an indistinguishable compound. Every kind of inference,
whether in probability or not, is liable to be disturbed in this way. A timid
problem, as stated in the ideal form, will coincide with the practical form in
which it presents itself in life. A carpenter might as well object to Euclid's
second postulate, because his plane came to a stop in six feet on the plank
on which he was at work. Many persons have failed to perceive this, and
have assumed that, besides enabling us to draw numerical inferences about
the members of a series, the theory ought also to be called upon to justify
all the opinions which average respectable men might be inclined to form
about them, as well as the conduct they might choose to pursue in
consequence. It is obvious that to enter upon such considerations as these is
to diverge from our proper ground. We are concerned, in these cases, with
the actions of men only, as given in statistics; with the emotions they
experience in the performance of these actions we have no direct concern
whatever. The error is the same as if any one were to confound, in political
economy, value in use with value in exchange, and object to measuring the
value of a loaf by its cost of production, because bread is worth more to a
man when he is hungry than it is just after his dinner.
§ 31. One class of emotions indeed ought to be excepted, which, from the
apparent uniformity and consistency with which they show themselves in
different persons and at different times, do really present some better claim
to consideration. In connection with a science of inference they can never
indeed be regarded as more than an accident of what is essential to the
subject, but compared with other emotions they seem to be inseparable
accidents.
The reader will remember that attention was drawn in the earlier part of this
chapter to the compound nature of the state of mind which we term belief. It
is partly intellectual, partly also emotional; it professes to rest upon
experience, but in reality the experience acts through the distorting media of
hopes and fears and other disturbing agencies. So long as we confine our
attention to the state of mind of the person who believes, it appears to me
that these two parts of belief are quite inseparable. Indeed, to speak of them
as two parts may convey a wrong impression; for though they spring from
different sources, they so entirely merge in one result as to produce what
might be called an indistinguishable compound. Every kind of inference,
whether in probability or not, is liable to be disturbed in this way. A timid
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man may honestly believe that he will be wounded in a coming battle, when
others, with the same experience but calmer judgments, see that the chance
is too small to deserve consideration. But such a man's belief, if we look
only to that, will not differ in its nature from sound belief. His conduct also
in consequence of his belief will by itself afford no ground of
discrimination; he will make his will as sincerely as a man who is
unmistakeably on his death-bed. The only resource is to check and correct
his belief by appealing to past and current experience.[7] This was advanced
as an objection to the theory on which probability is regarded as concerned
primarily with laws of belief. But on the view taken in this Essay in which
we are supposed to be concerned with laws of inference about things, error
and difficulty from this source vanish. Let us bear clearly in mind that we
are concerned with inferences about things, and whatever there may be in
belief which does not depend on experience will disappear from notice.
§ 32. These emotions then can claim no notice as an integral portion of any
science of inference, and should in strictness be rigidly excluded from it.
But if any of them are uniform and regular in their production and
magnitude, they may be fairly admitted as accidental and extraneous
accompaniments. This is really the case to some extent with our surprise.
This emotion does show a considerable degree of uniformity. The rarer any
event is the more am I, in common with most other men, surprised at it
when it does happen. This surprise may range through all degrees, from the
most languid form of interest up to the condition which we term ‘being
startled’. And since the surprise seems to be pretty much the same, under
similar circumstances, at different times, and in the case of different
persons, it is free from that extreme irregularity which is found in most of
the other mental conditions which accompany the contemplation of
unexpected events. Hence our surprise, though, as stated above, having no
proper claim to admission into the science of Probability, is such a constant
and regular accompaniment of that which Probability is concerned with,
that notice must often be taken of it. References will occasionally be found
to this aspect of the question in the following chapters.
It may be remarked in passing, for the sake of further illustration of the
subject, that this emotional accompaniment of surprise, to which we are
thus able to assign something like a fractional value, differs in two
others, with the same experience but calmer judgments, see that the chance
is too small to deserve consideration. But such a man's belief, if we look
only to that, will not differ in its nature from sound belief. His conduct also
in consequence of his belief will by itself afford no ground of
discrimination; he will make his will as sincerely as a man who is
unmistakeably on his death-bed. The only resource is to check and correct
his belief by appealing to past and current experience.[7] This was advanced
as an objection to the theory on which probability is regarded as concerned
primarily with laws of belief. But on the view taken in this Essay in which
we are supposed to be concerned with laws of inference about things, error
and difficulty from this source vanish. Let us bear clearly in mind that we
are concerned with inferences about things, and whatever there may be in
belief which does not depend on experience will disappear from notice.
§ 32. These emotions then can claim no notice as an integral portion of any
science of inference, and should in strictness be rigidly excluded from it.
But if any of them are uniform and regular in their production and
magnitude, they may be fairly admitted as accidental and extraneous
accompaniments. This is really the case to some extent with our surprise.
This emotion does show a considerable degree of uniformity. The rarer any
event is the more am I, in common with most other men, surprised at it
when it does happen. This surprise may range through all degrees, from the
most languid form of interest up to the condition which we term ‘being
startled’. And since the surprise seems to be pretty much the same, under
similar circumstances, at different times, and in the case of different
persons, it is free from that extreme irregularity which is found in most of
the other mental conditions which accompany the contemplation of
unexpected events. Hence our surprise, though, as stated above, having no
proper claim to admission into the science of Probability, is such a constant
and regular accompaniment of that which Probability is concerned with,
that notice must often be taken of it. References will occasionally be found
to this aspect of the question in the following chapters.
It may be remarked in passing, for the sake of further illustration of the
subject, that this emotional accompaniment of surprise, to which we are
thus able to assign something like a fractional value, differs in two
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important respects from the commonly accepted fraction of belief. In the
first place, it has what may be termed an independent existence; it is
intelligible by itself. The belief, as we endeavoured to show, needs
explanation and finds it in our consequent conduct. Not so with the
emotion; this stands upon its own footing, and may be examined in and by
itself. Hence, in the second place, it is as applicable, and as capable of any
kind of justification, in relation to the single event, as to a series of events.
In this respect, as will be remembered, it offers a complete contrast to our
state of belief about any one contingent event. May not these considerations
help to account for the general acceptance of the doctrine, that we have a
certain definite and measurable amount of belief about these events? I
cannot help thinking that what is so obviously true of the emotional portion
of the belief, has been unconsciously transferred to the other or intellectual
portion of the compound condition, to which it is not applicable, and where
it cannot find a justification.
§ 33. A further illustration may now be given of the subjective view of
Probability at present under discussion.
An appeal to common language is always of service, as the employment of
any distinct word is generally a proof that mankind have observed some
distinct properties in the things, which have caused them to be singled out
and have that name appropriated to them. There is such a class of words
assigned by popular usage to the kind of events of which Probability takes
account. If we examine them we shall find, I think, that they direct us
unmistakeably to the two-fold aspect of the question,—the objective and the
subjective, the quality in the events and the state of our minds in
considering them,—that have occupied our attention during the former
chapters.
The word ‘extraordinary’, for instance, seems to point to the observed fact,
that events are arranged in a sort of ordo or rank. No one of them might be
so exactly placed that we could have inferred its position, but when we take
a great many into account together, running our eye, as it were, along the
line, we begin to see that they really do for the most part stand in order.
Those which stand away from the line have this divergence observed, and
are called extraordinary, the rest ordinary, or in the line. So too ‘irregular’
first place, it has what may be termed an independent existence; it is
intelligible by itself. The belief, as we endeavoured to show, needs
explanation and finds it in our consequent conduct. Not so with the
emotion; this stands upon its own footing, and may be examined in and by
itself. Hence, in the second place, it is as applicable, and as capable of any
kind of justification, in relation to the single event, as to a series of events.
In this respect, as will be remembered, it offers a complete contrast to our
state of belief about any one contingent event. May not these considerations
help to account for the general acceptance of the doctrine, that we have a
certain definite and measurable amount of belief about these events? I
cannot help thinking that what is so obviously true of the emotional portion
of the belief, has been unconsciously transferred to the other or intellectual
portion of the compound condition, to which it is not applicable, and where
it cannot find a justification.
§ 33. A further illustration may now be given of the subjective view of
Probability at present under discussion.
An appeal to common language is always of service, as the employment of
any distinct word is generally a proof that mankind have observed some
distinct properties in the things, which have caused them to be singled out
and have that name appropriated to them. There is such a class of words
assigned by popular usage to the kind of events of which Probability takes
account. If we examine them we shall find, I think, that they direct us
unmistakeably to the two-fold aspect of the question,—the objective and the
subjective, the quality in the events and the state of our minds in
considering them,—that have occupied our attention during the former
chapters.
The word ‘extraordinary’, for instance, seems to point to the observed fact,
that events are arranged in a sort of ordo or rank. No one of them might be
so exactly placed that we could have inferred its position, but when we take
a great many into account together, running our eye, as it were, along the
line, we begin to see that they really do for the most part stand in order.
Those which stand away from the line have this divergence observed, and
are called extraordinary, the rest ordinary, or in the line. So too ‘irregular’
Page 163
and ‘abnormal’ are doubtless used from the appearance of things, when
examined in large numbers, being that of an arrangement by rule or
measure. This only holds when there are a good many; we could not speak
of the single events being so arranged. Again the word ‘law’, in its
philosophical sense, has now become quite popularised. How the term
became introduced is not certain, but there can be little doubt that it was
somewhat in this way:—The effect of a law, in its usual application to
human conduct, is to produce regularity where it did not previously exist;
when then a regularity began to be perceived in nature, the same word was
used, whether the cause was supposed to be the same or not. In each case
there was the same generality of agreement, subject to occasional
deflection.[8]
On the other hand, observe the words ‘wonderful’, ‘unexpected’,
‘incredible’. Their connotation describes states of mind simply; they are of
course not confined to Probability, in the sense of statistical frequency, but
imply simply that the events they denote are such as from some cause we
did not expect would happen, and at which therefore, when they do happen,
we are surprised.
Now when we bear in mind that these two classes of words are in their
origin perfectly distinct;—the one denoting simply events of a certain
character; the other, though also denoting events, connoting simply states of
mind;—and yet that they are universally applied to the same events, so as to
be used as perfectly synonymous, we have in this a striking illustration of
the two sides under which Probability may be viewed, and of the universal
recognition of a close connection between them. The words are popularly
used as synonymous, and we must not press their meaning too far; but if it
were to be observed, as I am rather inclined to think it could, that the
application of the words which denote mental states is wider than that of the
others, we should have an illustration of what has been already observed,
viz. that the province of Probability is not so extensive as that over which
variation of belief might be observed. Probability only considers the case in
which this variation is brought about in a certain definite statistical way.
§ 34. It will be found in the end both interesting and important to have
devoted some attention to this subjective side of the question. In the first
examined in large numbers, being that of an arrangement by rule or
measure. This only holds when there are a good many; we could not speak
of the single events being so arranged. Again the word ‘law’, in its
philosophical sense, has now become quite popularised. How the term
became introduced is not certain, but there can be little doubt that it was
somewhat in this way:—The effect of a law, in its usual application to
human conduct, is to produce regularity where it did not previously exist;
when then a regularity began to be perceived in nature, the same word was
used, whether the cause was supposed to be the same or not. In each case
there was the same generality of agreement, subject to occasional
deflection.[8]
On the other hand, observe the words ‘wonderful’, ‘unexpected’,
‘incredible’. Their connotation describes states of mind simply; they are of
course not confined to Probability, in the sense of statistical frequency, but
imply simply that the events they denote are such as from some cause we
did not expect would happen, and at which therefore, when they do happen,
we are surprised.
Now when we bear in mind that these two classes of words are in their
origin perfectly distinct;—the one denoting simply events of a certain
character; the other, though also denoting events, connoting simply states of
mind;—and yet that they are universally applied to the same events, so as to
be used as perfectly synonymous, we have in this a striking illustration of
the two sides under which Probability may be viewed, and of the universal
recognition of a close connection between them. The words are popularly
used as synonymous, and we must not press their meaning too far; but if it
were to be observed, as I am rather inclined to think it could, that the
application of the words which denote mental states is wider than that of the
others, we should have an illustration of what has been already observed,
viz. that the province of Probability is not so extensive as that over which
variation of belief might be observed. Probability only considers the case in
which this variation is brought about in a certain definite statistical way.
§ 34. It will be found in the end both interesting and important to have
devoted some attention to this subjective side of the question. In the first
Page 164
place, as a mere speculative inquiry the quantity of our belief of any
proposition deserves notice. To study it at all deeply would be to trespass
into the province of Psychology, but it is so intimately connected with our
own subject that we cannot avoid all reference to it. We therefore discuss
the laws under which our expectation and surprise at isolated events
increases or diminishes, so as to account for these states of mind in any
individual instance, and, if necessary, to correct them when they vary from
their proper amount.
But there is another more important reason than this. It is quite true that
when the subjects of our discussion in any particular instance lie entirely
within the province of Probability, they may be treated without any
reference to our belief. We may or we may not employ this side of the
question according to our pleasure. If, for example, I am asked whether it is
more likely that A. B. will die this year, than that it will rain to-morrow, I
may calculate the chance (which really is at bottom the same thing as my
belief) of each, find them respectively, one-sixth and one-seventh, say, and
therefore decide that my ‘expectation’ of the former is the greater, viz. that
this is the more likely event. In this case the process is precisely the same
whether we suppose our belief to be introduced or not; our mental state is,
in fact, quite immaterial to the question. But, in other cases, it may be
different. Suppose that we are comparing two things, of which one is
wholly alien to Probability, in the sense that it is hopeless to attempt to
assign any degree of numerical frequency to it, the only ground they have in
common may be the amount of belief to which they are respectively
entitled. We cannot compare the frequency of their occurrence, for one may
occur too seldom to judge by, perhaps it may be unique. It has been already
said, that our belief of many events rests upon a very complicated and
extensive basis. My belief may be the product of many conflicting
arguments, and many analogies more or less remote; these proofs
themselves may have mostly faded from my mind, but they will leave their
effect behind them in a weak or strong conviction. At the time, therefore, I
may still be able to say, with some degree of accuracy, though a very slight
degree, what amount of belief I entertain upon the subject. Now we cannot
compare things that are heterogeneous: if, therefore, we are to decide
between this and an event determined naturally and properly by Probability,
it is impossible to appeal to chances or frequency of occurrence. The
proposition deserves notice. To study it at all deeply would be to trespass
into the province of Psychology, but it is so intimately connected with our
own subject that we cannot avoid all reference to it. We therefore discuss
the laws under which our expectation and surprise at isolated events
increases or diminishes, so as to account for these states of mind in any
individual instance, and, if necessary, to correct them when they vary from
their proper amount.
But there is another more important reason than this. It is quite true that
when the subjects of our discussion in any particular instance lie entirely
within the province of Probability, they may be treated without any
reference to our belief. We may or we may not employ this side of the
question according to our pleasure. If, for example, I am asked whether it is
more likely that A. B. will die this year, than that it will rain to-morrow, I
may calculate the chance (which really is at bottom the same thing as my
belief) of each, find them respectively, one-sixth and one-seventh, say, and
therefore decide that my ‘expectation’ of the former is the greater, viz. that
this is the more likely event. In this case the process is precisely the same
whether we suppose our belief to be introduced or not; our mental state is,
in fact, quite immaterial to the question. But, in other cases, it may be
different. Suppose that we are comparing two things, of which one is
wholly alien to Probability, in the sense that it is hopeless to attempt to
assign any degree of numerical frequency to it, the only ground they have in
common may be the amount of belief to which they are respectively
entitled. We cannot compare the frequency of their occurrence, for one may
occur too seldom to judge by, perhaps it may be unique. It has been already
said, that our belief of many events rests upon a very complicated and
extensive basis. My belief may be the product of many conflicting
arguments, and many analogies more or less remote; these proofs
themselves may have mostly faded from my mind, but they will leave their
effect behind them in a weak or strong conviction. At the time, therefore, I
may still be able to say, with some degree of accuracy, though a very slight
degree, what amount of belief I entertain upon the subject. Now we cannot
compare things that are heterogeneous: if, therefore, we are to decide
between this and an event determined naturally and properly by Probability,
it is impossible to appeal to chances or frequency of occurrence. The
Page 165
measure of belief is the only common ground, and we must therefore
compare this quantity in each case. The test afforded will be an exceedingly
rough one, for the reasons mentioned above, but it will be better than none;
in some cases it will be found to furnish all we want.
Suppose, for example, that one letter in a million is lost in the Post Office,
and that in any given instance I wish to know which is more likely, that a
letter has been so lost, or that my servant has stolen it? If the latter
alternative could, like the former, be stated in a numerical form, the
comparison would be simple. But it cannot be reduced to this form, at least
not consciously and directly. Still, if we could feel that our belief in the
man's dishonesty was greater than one-millionth, we should then have
homogeneous things before us, and therefore comparison would be
possible.
§ 35. We are now in a position to give a tolerably accurate definition of a
phrase which we have frequently been obliged to employ, or incidentally to
suggest, and of which the reader may have looked for a definition already,
viz. the probability of an event, or what is equivalent to this, the chance of
any given event happening. I consider that these terms presuppose a series;
within the indefinitely numerous class which composes this series a smaller
class is distinguished by the presence or absence of some attribute or
attributes, as was fully illustrated and explained in a previous chapter. These
larger and smaller classes respectively are commonly spoken of as instances
of the ‘event,’ and of ‘its happening in a given particular way.’ Adopting
this phraseology, which with proper explanations is suitable enough, we
may define the probability or chance (the terms are here regarded as
synonymous) of the event happening in that particular way as the numerical
fraction which represents the proportion between the two different classes
in the long run. Thus, for example, let the probability be that of a given
infant living to be eighty years of age. The larger series will comprise all
infants, the smaller all who live to eighty. Let the proportion of the former
to the latter be 9 to 1; in other words, suppose that one infant in ten lives to
eighty. Then the chance or probability that any given infant will live to
1
eighty is the numerical fraction 10 . This assumes that the series are of
indefinite extent, and of the kind which we have described as possessing a
fixed type. If this be not the case, but the series be supposed terminable, or
compare this quantity in each case. The test afforded will be an exceedingly
rough one, for the reasons mentioned above, but it will be better than none;
in some cases it will be found to furnish all we want.
Suppose, for example, that one letter in a million is lost in the Post Office,
and that in any given instance I wish to know which is more likely, that a
letter has been so lost, or that my servant has stolen it? If the latter
alternative could, like the former, be stated in a numerical form, the
comparison would be simple. But it cannot be reduced to this form, at least
not consciously and directly. Still, if we could feel that our belief in the
man's dishonesty was greater than one-millionth, we should then have
homogeneous things before us, and therefore comparison would be
possible.
§ 35. We are now in a position to give a tolerably accurate definition of a
phrase which we have frequently been obliged to employ, or incidentally to
suggest, and of which the reader may have looked for a definition already,
viz. the probability of an event, or what is equivalent to this, the chance of
any given event happening. I consider that these terms presuppose a series;
within the indefinitely numerous class which composes this series a smaller
class is distinguished by the presence or absence of some attribute or
attributes, as was fully illustrated and explained in a previous chapter. These
larger and smaller classes respectively are commonly spoken of as instances
of the ‘event,’ and of ‘its happening in a given particular way.’ Adopting
this phraseology, which with proper explanations is suitable enough, we
may define the probability or chance (the terms are here regarded as
synonymous) of the event happening in that particular way as the numerical
fraction which represents the proportion between the two different classes
in the long run. Thus, for example, let the probability be that of a given
infant living to be eighty years of age. The larger series will comprise all
infants, the smaller all who live to eighty. Let the proportion of the former
to the latter be 9 to 1; in other words, suppose that one infant in ten lives to
eighty. Then the chance or probability that any given infant will live to
1
eighty is the numerical fraction 10 . This assumes that the series are of
indefinite extent, and of the kind which we have described as possessing a
fixed type. If this be not the case, but the series be supposed terminable, or
Page 166
regularly or irregularly fluctuating, as might be the case, for instance, in a
society where owing to sanitary or other causes the average longevity was
steadily undergoing a change, then in so far as this is the case the series
ceases to be a subject of science. What we have to do under these
circumstances, is to substitute a series of the right kind for the inappropriate
one presented by nature, choosing it, of course, with as little deflection as
possible from the observed facts. This is nothing more than has to be done,
and invariably is done, whenever natural objects are made subjects of strict
science.
§ 36. A word or two of explanation may be added about the expression
employed above, ‘the proportion in the long run.’ The run must be supposed
to be very long indeed, in fact never to stop. As we keep on taking more
terms of the series we shall find the proportion still fluctuating a little, but
its fluctuations will grow less. The proportion, in fact, will gradually
approach towards some fixed numerical value, what mathematicians term
its limit. This fractional value is the one spoken of above. In the cases in
which deductive reasoning is possible, this fraction may be obtained
without direct appeal to statistics, from reasoning about the conditions
under which the events occur, as was explained in the fourth chapter.
Here becomes apparent the full importance of the distinction so frequently
insisted on, between the actual irregular series before us and the substituted
one of calculation, and the meaning of the assertion (Ch. I. § 13), that it was
in the case of the latter only that strict scientific inferences could be made.
For how can we have a ‘limit’ in the case of those series which ultimately
exhibit irregular fluctuations? When we say, for instance, that it is an even
chance that a given person recovers from the cholera, the meaning of this
assertion is that in the long run one half of the persons attacked by that
disease do recover. But if we examined a sufficiently extensive range of
statistics, we might find that the manners and customs of society had
produced such a change in the type of the disease or its treatment, that we
were no nearer approaching towards a fixed limit than we were at first. The
conception of an ultimate limit in the ratio between the numbers of the two
classes in the series necessarily involves an absolute fixity of the type.
When therefore nature does not present us with this absolute fixity, as she
seldom or never does except in games of chance (and not demonstrably
society where owing to sanitary or other causes the average longevity was
steadily undergoing a change, then in so far as this is the case the series
ceases to be a subject of science. What we have to do under these
circumstances, is to substitute a series of the right kind for the inappropriate
one presented by nature, choosing it, of course, with as little deflection as
possible from the observed facts. This is nothing more than has to be done,
and invariably is done, whenever natural objects are made subjects of strict
science.
§ 36. A word or two of explanation may be added about the expression
employed above, ‘the proportion in the long run.’ The run must be supposed
to be very long indeed, in fact never to stop. As we keep on taking more
terms of the series we shall find the proportion still fluctuating a little, but
its fluctuations will grow less. The proportion, in fact, will gradually
approach towards some fixed numerical value, what mathematicians term
its limit. This fractional value is the one spoken of above. In the cases in
which deductive reasoning is possible, this fraction may be obtained
without direct appeal to statistics, from reasoning about the conditions
under which the events occur, as was explained in the fourth chapter.
Here becomes apparent the full importance of the distinction so frequently
insisted on, between the actual irregular series before us and the substituted
one of calculation, and the meaning of the assertion (Ch. I. § 13), that it was
in the case of the latter only that strict scientific inferences could be made.
For how can we have a ‘limit’ in the case of those series which ultimately
exhibit irregular fluctuations? When we say, for instance, that it is an even
chance that a given person recovers from the cholera, the meaning of this
assertion is that in the long run one half of the persons attacked by that
disease do recover. But if we examined a sufficiently extensive range of
statistics, we might find that the manners and customs of society had
produced such a change in the type of the disease or its treatment, that we
were no nearer approaching towards a fixed limit than we were at first. The
conception of an ultimate limit in the ratio between the numbers of the two
classes in the series necessarily involves an absolute fixity of the type.
When therefore nature does not present us with this absolute fixity, as she
seldom or never does except in games of chance (and not demonstrably
Page 167
there), our only resource is to introduce such a series, in other words, as has
so often been said, to substitute a series of the right kind.
§ 37. The above, which may be considered tolerably complete as a
definition, might equally well have been given in the last chapter. It has
been deferred however to the present place, in order to connect with it at
once a proposition involving the conceptions introduced in this chapter; viz.
the state of our own minds, in reference to the amount of belief we entertain
in contemplating any one of the events whose probability has just been
described. Reasons were given against the opinion that our belief admitted
of any exact apportionment like the numerical one just mentioned. Still, it
was shown that a reasonable explanation could be given of such an
1
expression as, ‘my belief is 10 th of certainty’, though it was an explanation
which pointed unmistakeably to a series of events, and ceased to be
intelligible, or at any rate justifiable, when it was not viewed in such a
relation to a series. In so far, then, as this explanation is adopted, we may
say that our belief is in proportion to the above fraction. This referred to the
purely intellectual part of belief which cannot be conceived to be separable,
even in thought, from the things upon which it is exercised. With this
intellectual part there are commonly associated various emotions. These we
can to a certain extent separate, and, when separated, can measure with that
degree of accuracy which is possible in the case of other emotions. They are
moreover intelligible in reference to the individual events. They will be
found to increase and diminish in accordance, to some extent, with the
fraction which represents the scarcity of the event. The emotion of surprise
does so with some degree of accuracy.
The above investigation describes, though in a very brief form, the amount
of truth which appears to me to be contained in the assertion frequently
made, that the fraction expressive of the probability represents also the
fractional part of full certainty to which our belief of the individual event
amounts. Any further analysis of the matter would seem to belong to
Psychology rather than to Probability.
so often been said, to substitute a series of the right kind.
§ 37. The above, which may be considered tolerably complete as a
definition, might equally well have been given in the last chapter. It has
been deferred however to the present place, in order to connect with it at
once a proposition involving the conceptions introduced in this chapter; viz.
the state of our own minds, in reference to the amount of belief we entertain
in contemplating any one of the events whose probability has just been
described. Reasons were given against the opinion that our belief admitted
of any exact apportionment like the numerical one just mentioned. Still, it
was shown that a reasonable explanation could be given of such an
1
expression as, ‘my belief is 10 th of certainty’, though it was an explanation
which pointed unmistakeably to a series of events, and ceased to be
intelligible, or at any rate justifiable, when it was not viewed in such a
relation to a series. In so far, then, as this explanation is adopted, we may
say that our belief is in proportion to the above fraction. This referred to the
purely intellectual part of belief which cannot be conceived to be separable,
even in thought, from the things upon which it is exercised. With this
intellectual part there are commonly associated various emotions. These we
can to a certain extent separate, and, when separated, can measure with that
degree of accuracy which is possible in the case of other emotions. They are
moreover intelligible in reference to the individual events. They will be
found to increase and diminish in accordance, to some extent, with the
fraction which represents the scarcity of the event. The emotion of surprise
does so with some degree of accuracy.
The above investigation describes, though in a very brief form, the amount
of truth which appears to me to be contained in the assertion frequently
made, that the fraction expressive of the probability represents also the
fractional part of full certainty to which our belief of the individual event
amounts. Any further analysis of the matter would seem to belong to
Psychology rather than to Probability.
Page 168
1 In the ordinary signification of this term. As De Morgan uses it he makes
Formal Logic include Probability, as one of its branches, as indicated in his
title “Formal Logic, or the Calculus of Inference, necessary and probable.”
2
Formal Logic. Preface, page v.
3 An illustration of the points here insisted on has recently [1876] been
given in a quarter where few would have expected it; I allude, as many
readers will readily infer, to J. S. Mill's exceedingly interesting Essays on
Theism. It is not within our province here to criticise any of their
conclusions, but they have expressed in a very significant way the
conviction entertained by him that beliefs which are not justified by
evidence, and possibly may not be capable of justification (those for
instance of immortality and the existence of the Deity), may nevertheless
not only continue to exist in cultivated minds, but may also be profitably
encouraged there, at any rate in the shape of hopes, for certain supposed
advantages attendant on their retention, irrespective even of their truth.
4 It is necessary to take an example in which the man is forced to act, or we
should not be able to shew that he has any belief on the subject at all. He
may declare that he neither knows nor cares anything about the matter, and
that therefore there is nothing of the nature of belief to be extracted out of
his mental condition. He very likely would take this ground if we asked
him, as De Morgan does, with a slightly different reference (Formal Logic,
p. 183), whether he considers that there are volcanoes on the unseen side of
the moon larger than those on the side turned towards us; or, with Jevons
(Principles of Science, Ed. II. p. 212) whether he considers that a
Platythliptic Coefficient is positive. These do not therefore seem good
instances to illustrate the position that we always entertain a certain degree
of belief on every question which can be stated, and that utter inability to
give a reason in favour of either alternative corresponds to half belief.
5
Except indeed on the principles indicated further on in §§ 24, 25.
6 For a fuller discussion of this, see the Chapter on Causation.
Formal Logic include Probability, as one of its branches, as indicated in his
title “Formal Logic, or the Calculus of Inference, necessary and probable.”
2
Formal Logic. Preface, page v.
3 An illustration of the points here insisted on has recently [1876] been
given in a quarter where few would have expected it; I allude, as many
readers will readily infer, to J. S. Mill's exceedingly interesting Essays on
Theism. It is not within our province here to criticise any of their
conclusions, but they have expressed in a very significant way the
conviction entertained by him that beliefs which are not justified by
evidence, and possibly may not be capable of justification (those for
instance of immortality and the existence of the Deity), may nevertheless
not only continue to exist in cultivated minds, but may also be profitably
encouraged there, at any rate in the shape of hopes, for certain supposed
advantages attendant on their retention, irrespective even of their truth.
4 It is necessary to take an example in which the man is forced to act, or we
should not be able to shew that he has any belief on the subject at all. He
may declare that he neither knows nor cares anything about the matter, and
that therefore there is nothing of the nature of belief to be extracted out of
his mental condition. He very likely would take this ground if we asked
him, as De Morgan does, with a slightly different reference (Formal Logic,
p. 183), whether he considers that there are volcanoes on the unseen side of
the moon larger than those on the side turned towards us; or, with Jevons
(Principles of Science, Ed. II. p. 212) whether he considers that a
Platythliptic Coefficient is positive. These do not therefore seem good
instances to illustrate the position that we always entertain a certain degree
of belief on every question which can be stated, and that utter inability to
give a reason in favour of either alternative corresponds to half belief.
5
Except indeed on the principles indicated further on in §§ 24, 25.
6 For a fuller discussion of this, see the Chapter on Causation.
Page 169
7 The best example I can recall of the distinction between judging from the
subjective and the objective side, in such cases as these, occurred once in a
railway train. I met a timid old lady who was in much fear of accidents. I
endeavoured to soothe her on the usual statistical ground of the extreme
rarity of such events. She listened patiently, and then replied, “Yes, Sir, that
is all very well; but I don't see how the real danger will be a bit the less
because I don't believe in it.”
8
This would still hold of empirical laws which may be capable of being
broken: we now have very much shifted the word, to denote an ultimate law
which it is supposed cannot be broken.
subjective and the objective side, in such cases as these, occurred once in a
railway train. I met a timid old lady who was in much fear of accidents. I
endeavoured to soothe her on the usual statistical ground of the extreme
rarity of such events. She listened patiently, and then replied, “Yes, Sir, that
is all very well; but I don't see how the real danger will be a bit the less
because I don't believe in it.”
8
This would still hold of empirical laws which may be capable of being
broken: we now have very much shifted the word, to denote an ultimate law
which it is supposed cannot be broken.
Page 170
CHAPTER VII.
Page 171
THE RULES OF INFERENCE IN PROBABILITY.
§ 1. In the previous chapter, an investigation was made into what may be
called, from the analogy of Logic, Immediate Inferences. Given that nine
men out of ten, of any assigned age, live to forty, what could be inferred
about the prospect of life of any particular man? It was shown that,
although this step was very far from being so simple as it is frequently
supposed to be, and as the corresponding step really is in Logic, there was
nevertheless an intelligible sense in which we might speak of the amount of
our belief in any one of these ‘proportional propositions,’ as they may
succinctly be termed, and justify that amount. We must now proceed to the
consideration of inferences more properly so called, I mean inferences of
the kind analogous to those which form the staple of ordinary logical
treatises. In other words, having ascertained in what manner particular
propositions could be inferred from the general propositions which included
them, we must now examine in what cases one general proposition can be
inferred from another. By a general proposition here is meant, of course, a
general proposition of the statistical kind contemplated in Probability. The
rules of such inference being very few and simple, their consideration will
not detain us long. From the data now in our possession we are able to
deduce the rules of probability given in ordinary treatises upon the science.
It would be more correct to say that we are able to deduce some of these
rules, for, as will appear on examination, they are of two very different
kinds, resting on entirely distinct grounds. They might be divided into those
which are formal, and those which are more or less experimental. This may
be otherwise expressed by saying that, from the kind of series described in
the first chapters, some rules will follow necessarily by the mere application
of arithmetic; whilst others either depend upon peculiar hypotheses, or
demand for their establishment continually renewed appeals to experience,
and extension by the aid of the various resources of Induction. We shall
confine our attention at present principally to the former class; the latter can
only be fully understood when we have considered the connection of our
science with Induction.
§ 2. The fundamental rules of Probability strictly so called, that is the
formal rules, may be divided into two classes,—those obtained by addition
§ 1. In the previous chapter, an investigation was made into what may be
called, from the analogy of Logic, Immediate Inferences. Given that nine
men out of ten, of any assigned age, live to forty, what could be inferred
about the prospect of life of any particular man? It was shown that,
although this step was very far from being so simple as it is frequently
supposed to be, and as the corresponding step really is in Logic, there was
nevertheless an intelligible sense in which we might speak of the amount of
our belief in any one of these ‘proportional propositions,’ as they may
succinctly be termed, and justify that amount. We must now proceed to the
consideration of inferences more properly so called, I mean inferences of
the kind analogous to those which form the staple of ordinary logical
treatises. In other words, having ascertained in what manner particular
propositions could be inferred from the general propositions which included
them, we must now examine in what cases one general proposition can be
inferred from another. By a general proposition here is meant, of course, a
general proposition of the statistical kind contemplated in Probability. The
rules of such inference being very few and simple, their consideration will
not detain us long. From the data now in our possession we are able to
deduce the rules of probability given in ordinary treatises upon the science.
It would be more correct to say that we are able to deduce some of these
rules, for, as will appear on examination, they are of two very different
kinds, resting on entirely distinct grounds. They might be divided into those
which are formal, and those which are more or less experimental. This may
be otherwise expressed by saying that, from the kind of series described in
the first chapters, some rules will follow necessarily by the mere application
of arithmetic; whilst others either depend upon peculiar hypotheses, or
demand for their establishment continually renewed appeals to experience,
and extension by the aid of the various resources of Induction. We shall
confine our attention at present principally to the former class; the latter can
only be fully understood when we have considered the connection of our
science with Induction.
§ 2. The fundamental rules of Probability strictly so called, that is the
formal rules, may be divided into two classes,—those obtained by addition
Page 172
or subtraction on the one hand, corresponding to what are generally termed
the connection of exclusive or incompatible events;[1] and those obtained by
multiplication or division, on the other hand, corresponding to what are
commonly termed dependent events. We will examine these in order.
(1) We can make inferences by simple addition. If, for instance, there are
two distinct properties observable in various members of the series, which
properties do not occur in the same individual; it is plain that in any batch
the number that are of one kind or the other will be equal to the sum of
those of the two kinds separately. Thus 36.4 infants in 100 live to over sixty,
35.4 in 100 die before they are ten;[2] take a large number, say 10,000, then
there will be about 3640 who live to over sixty, and about 3540 who do not
reach ten; hence the total number who do not die within the assigned limits
will be about 2820 altogether. Of course if these proportions were
accurately assigned, the resultant sum would be equally accurate: but, as the
reader knows, in Probability this proportion is merely the limit towards
which the numbers tend in the long run, not the precise result assigned in
any particular case. Hence we can only venture to say that this is the limit
towards which we tend as the numbers become greater and greater.
This rule, in its general algebraic form, would be expressed in the language
of Probability as follows:—If the chances of two exclusive or incompatible
events be respectively m1 and 1n the chance of one or other of them happening
will be m1 + 1n or mmn
+n
. Similarly if there were more than two events of the
kind in question. On the principles adopted in this work, the rule, when thus
algebraically expressed, means precisely the same thing as when it is
expressed in the statistical form. It was shown at the conclusion of the last
chapter that to say, for example, that the chance of a given event happening
in a certain way is 16, is only another way of saying that in the long run it
does tend to happen in that way once in six times.
It is plain that a sort of corollary to this rule might be obtained, in precisely
the same way, by subtraction instead of addition. Stated generally it would
be as follows:—If the chance of one or other of two incompatible events be
the connection of exclusive or incompatible events;[1] and those obtained by
multiplication or division, on the other hand, corresponding to what are
commonly termed dependent events. We will examine these in order.
(1) We can make inferences by simple addition. If, for instance, there are
two distinct properties observable in various members of the series, which
properties do not occur in the same individual; it is plain that in any batch
the number that are of one kind or the other will be equal to the sum of
those of the two kinds separately. Thus 36.4 infants in 100 live to over sixty,
35.4 in 100 die before they are ten;[2] take a large number, say 10,000, then
there will be about 3640 who live to over sixty, and about 3540 who do not
reach ten; hence the total number who do not die within the assigned limits
will be about 2820 altogether. Of course if these proportions were
accurately assigned, the resultant sum would be equally accurate: but, as the
reader knows, in Probability this proportion is merely the limit towards
which the numbers tend in the long run, not the precise result assigned in
any particular case. Hence we can only venture to say that this is the limit
towards which we tend as the numbers become greater and greater.
This rule, in its general algebraic form, would be expressed in the language
of Probability as follows:—If the chances of two exclusive or incompatible
events be respectively m1 and 1n the chance of one or other of them happening
will be m1 + 1n or mmn
+n
. Similarly if there were more than two events of the
kind in question. On the principles adopted in this work, the rule, when thus
algebraically expressed, means precisely the same thing as when it is
expressed in the statistical form. It was shown at the conclusion of the last
chapter that to say, for example, that the chance of a given event happening
in a certain way is 16, is only another way of saying that in the long run it
does tend to happen in that way once in six times.
It is plain that a sort of corollary to this rule might be obtained, in precisely
the same way, by subtraction instead of addition. Stated generally it would
be as follows:—If the chance of one or other of two incompatible events be
Page 173
1
m
and the chance of one alone be 1n, the chance of the remaining one will be
1 1 n−m
−
m n
or nm
.
1
For example, if the chance of any one dying in a year is 10 , and his chance
1
of dying of some particular disease is 100 , his chance of dying of any other
9
disease is 100.
The reader will remark here that there are two apparently different modes of
stating this rule, according as we speak of ‘one or other of two or more
events happening,’ or of ‘the same event happening in one or other of two
or more ways.’ But no confusion need arise on this ground; either way of
speaking is legitimate, the difference being merely verbal, and depending
(as was shown in the first chapter, § 8) upon whether the distinctions
between the ‘ways’ are or are not too deep and numerous to entitle the event
to be conventionally regarded as the same.
We may also here point out the justification for the common doctrine that
certainty is represented by unity, just as any given degree of probability is
represented by its appropriate fraction. If the statement that an event
happens once in m times, is equivalently expressed by saying that its chance
is m1 , it follows that to say that it happens m times in m times, or every time
without exception, is equivalent to saying that its chance is m
m
or 1. Now an
event that happens every time is of course one of whose occurrence we are
certain; hence the fraction which represents the ‘chance’ of an event which
is certain becomes unity.
It will be equally obvious that given that the chance that an event will
happen is m1 , the chance that it will not happen is 1 − m1 or mm− 1.
§ 3. (2) We can also make inferences by multiplication or division. Suppose
that two events instead of being incompatible, are connected together in the
sense that one is contingent upon the occurrence of the other. Let us be told
that a given proportion of the members of the series possess a certain
property, and a given proportion again of these possess another property,
m
and the chance of one alone be 1n, the chance of the remaining one will be
1 1 n−m
−
m n
or nm
.
1
For example, if the chance of any one dying in a year is 10 , and his chance
1
of dying of some particular disease is 100 , his chance of dying of any other
9
disease is 100.
The reader will remark here that there are two apparently different modes of
stating this rule, according as we speak of ‘one or other of two or more
events happening,’ or of ‘the same event happening in one or other of two
or more ways.’ But no confusion need arise on this ground; either way of
speaking is legitimate, the difference being merely verbal, and depending
(as was shown in the first chapter, § 8) upon whether the distinctions
between the ‘ways’ are or are not too deep and numerous to entitle the event
to be conventionally regarded as the same.
We may also here point out the justification for the common doctrine that
certainty is represented by unity, just as any given degree of probability is
represented by its appropriate fraction. If the statement that an event
happens once in m times, is equivalently expressed by saying that its chance
is m1 , it follows that to say that it happens m times in m times, or every time
without exception, is equivalent to saying that its chance is m
m
or 1. Now an
event that happens every time is of course one of whose occurrence we are
certain; hence the fraction which represents the ‘chance’ of an event which
is certain becomes unity.
It will be equally obvious that given that the chance that an event will
happen is m1 , the chance that it will not happen is 1 − m1 or mm− 1.
§ 3. (2) We can also make inferences by multiplication or division. Suppose
that two events instead of being incompatible, are connected together in the
sense that one is contingent upon the occurrence of the other. Let us be told
that a given proportion of the members of the series possess a certain
property, and a given proportion again of these possess another property,
Page 174
then the proportion of the whole which possess both properties will be
found by multiplying together the two fractions which represent the above
two proportions. Of the inhabitants of London, twenty-five in a thousand,
say, will die in the course of the year; we suppose it to be known also that
one death in five is due to fever; we should then infer that one in 200 of the
inhabitants will die of fever in the course of the year. It would of course be
equally simple, by division, to make a sort of converse inference. Given the
total mortality per cent. of the population from fever, and the proportion of
fever cases to the aggregate of other cases of mortality, we might have
inferred, by dividing one fraction by the other, what was the total mortality
per cent. from all causes.
The rule as given above is variously expressed in the language of
Probability. Perhaps the simplest and best statement is that it gives us the
rule of dependent events. That is; if the chance of one event is m1 , and the
chance that if it happens another will also happen 1n, then the chance of the
1
latter is mn . In this case it is assumed that the latter is so entirely dependent
upon the former that though it does not always happen with it, it certainly
will not happen without it; the necessity of this assumption however may be
obviated by saying that what we are speaking of in the latter case is the joint
event, viz. both together if they are simultaneous events, or the latter in
consequence of the former, if they are successive.
§ 4. The above inferences are necessary, in the sense in which arithmetical
inferences are necessary, and they do not demand for their establishment
any arbitrary hypothesis. We assume in them no more than is warranted,
and in fact necessitated by the data actually given to us, and make our
inferences from these data by the help of arithmetic. In the simple examples
given above nothing is required beyond arithmetic in its most familiar form,
but it need hardly be added that in practice examples may often present
themselves which will require much profounder methods than these. It may
task all the resources of that higher and more abstract arithmetic known as
algebra to extract a solution. But as the necessity of appeal to such methods
as these does not touch the principles of this part of the subject we need not
enter upon them here.
found by multiplying together the two fractions which represent the above
two proportions. Of the inhabitants of London, twenty-five in a thousand,
say, will die in the course of the year; we suppose it to be known also that
one death in five is due to fever; we should then infer that one in 200 of the
inhabitants will die of fever in the course of the year. It would of course be
equally simple, by division, to make a sort of converse inference. Given the
total mortality per cent. of the population from fever, and the proportion of
fever cases to the aggregate of other cases of mortality, we might have
inferred, by dividing one fraction by the other, what was the total mortality
per cent. from all causes.
The rule as given above is variously expressed in the language of
Probability. Perhaps the simplest and best statement is that it gives us the
rule of dependent events. That is; if the chance of one event is m1 , and the
chance that if it happens another will also happen 1n, then the chance of the
1
latter is mn . In this case it is assumed that the latter is so entirely dependent
upon the former that though it does not always happen with it, it certainly
will not happen without it; the necessity of this assumption however may be
obviated by saying that what we are speaking of in the latter case is the joint
event, viz. both together if they are simultaneous events, or the latter in
consequence of the former, if they are successive.
§ 4. The above inferences are necessary, in the sense in which arithmetical
inferences are necessary, and they do not demand for their establishment
any arbitrary hypothesis. We assume in them no more than is warranted,
and in fact necessitated by the data actually given to us, and make our
inferences from these data by the help of arithmetic. In the simple examples
given above nothing is required beyond arithmetic in its most familiar form,
but it need hardly be added that in practice examples may often present
themselves which will require much profounder methods than these. It may
task all the resources of that higher and more abstract arithmetic known as
algebra to extract a solution. But as the necessity of appeal to such methods
as these does not touch the principles of this part of the subject we need not
enter upon them here.
Page 175
§ 5. The formula next to be discussed stands upon a somewhat different
footing from the above in respect of its cogency and freedom from appeal to
experience, or to hypothesis. In the two former instances we considered
cases in which the data were supposed to be given under the conditions that
the properties which distinguished the different kinds of events whose
frequency was discussed, were respectively known to be disconnected and
known to be connected. Let us now suppose that no such conditions are
given to us. One man in ten, say, has black hair, and one in twelve is short-
sighted; what conclusions could we then draw as to the chance of any given
man having one only of these two attributes, or neither, or both? It is clearly
possible that the properties in question might be inconsistent with one
another, so as never to be found combined in the same person; or all the
short-sighted might have black hair; or the properties might be allotted[3] in
almost any other proportion whatever. If we are perfectly ignorant upon
these points, it would seem that no inferences whatever could be drawn
about the required chances.
Inferences however are drawn, and practically, in most cases, quite justly
drawn. An escape from the apparent indeterminateness of the problem, as
above described, is found by assuming that, not merely will one-tenth of the
whole number of men have black hair (for this was given as one of the
data), but also that one-tenth alike of those who are and who are not short-
sighted have black hair. Let us take a batch of 1200, as a sample of the
whole. Now, from the data which were originally given to us, it will easily
be seen that in every such batch there will be on the average 120 who have
black hair, and therefore 1080 who have not. And here in strict right we
ought to stop, at least until we have appealed again to experience; but we do
not stop here. From data which we assume, we go on to infer that of
the 120, 10 (i.e. one-twelfth of 120) will be short-sighted, and 110 (the
remainder) will not. Similarly we infer that of the 1080, 90 are short-
sighted, and 990 are not. On the whole, then, the 1200 are thus divided:—
black-haired short-sighted, 10; short-sighted without black hair, 90; black-
haired men who are not short-sighted, 110; men who are neither short-
sighted nor have black hair, 990.
This rule, expressed in its most general form, in the language of Probability,
would be as follows:—If the chances of a thing being p and q are
footing from the above in respect of its cogency and freedom from appeal to
experience, or to hypothesis. In the two former instances we considered
cases in which the data were supposed to be given under the conditions that
the properties which distinguished the different kinds of events whose
frequency was discussed, were respectively known to be disconnected and
known to be connected. Let us now suppose that no such conditions are
given to us. One man in ten, say, has black hair, and one in twelve is short-
sighted; what conclusions could we then draw as to the chance of any given
man having one only of these two attributes, or neither, or both? It is clearly
possible that the properties in question might be inconsistent with one
another, so as never to be found combined in the same person; or all the
short-sighted might have black hair; or the properties might be allotted[3] in
almost any other proportion whatever. If we are perfectly ignorant upon
these points, it would seem that no inferences whatever could be drawn
about the required chances.
Inferences however are drawn, and practically, in most cases, quite justly
drawn. An escape from the apparent indeterminateness of the problem, as
above described, is found by assuming that, not merely will one-tenth of the
whole number of men have black hair (for this was given as one of the
data), but also that one-tenth alike of those who are and who are not short-
sighted have black hair. Let us take a batch of 1200, as a sample of the
whole. Now, from the data which were originally given to us, it will easily
be seen that in every such batch there will be on the average 120 who have
black hair, and therefore 1080 who have not. And here in strict right we
ought to stop, at least until we have appealed again to experience; but we do
not stop here. From data which we assume, we go on to infer that of
the 120, 10 (i.e. one-twelfth of 120) will be short-sighted, and 110 (the
remainder) will not. Similarly we infer that of the 1080, 90 are short-
sighted, and 990 are not. On the whole, then, the 1200 are thus divided:—
black-haired short-sighted, 10; short-sighted without black hair, 90; black-
haired men who are not short-sighted, 110; men who are neither short-
sighted nor have black hair, 990.
This rule, expressed in its most general form, in the language of Probability,
would be as follows:—If the chances of a thing being p and q are
Page 176
respectively m1 and 1n, then the chance of its being both p and q is mn
1
, p and
not q is nmn
−1
, q and not p is mmn
−1
, not p and not q is (m − 1)(n
mn
− 1)
, where p and q
are independent. The sum of these chances is obviously unity; as it ought to
be, since one or other of the four alternatives must necessarily exist.
§ 6. I have purposely emphasized the distinction between the inference in
this case, and that in the two preceding, to an extent which to many readers
may seem unwarranted. But it appears to me that where a science makes
use, as Probability does, of two such very distinct sources of conviction as
the necessary rules of arithmetic and the merely more or less cogent ones of
Induction, it is hardly possible to lay too much stress upon the distinction.
Few will be prepared to deny that very arbitrary assumptions have been
made by many writers on the subject, and none will deny that in the case of
what are called ‘inverse probabilities’ assumptions are sometimes made
which are at least decidedly open to question. The best course therefore is to
make a pause and stringent enquiry at the point at which the possibility of
such error and doubtfulness first exhibits itself. These remarks apply to
some of the best writers on the subject; in the case of inferior writers, or
those who appeal to Probability without having properly mastered its
principles, we may go further. It would really not be asserting too much to
say that they seem to think themselves justified in assuming that where we
know nothing about the distribution of the properties alluded to we must
assume them to be distributed as above described, and therefore apportion
our belief in the same ratio. This is called ‘assuming the events to be
independent,’ the supposition being made that the rule will certainly follow
from this independence, and that we have a right, if we know nothing to the
contrary, to assume that the events are independent.
The validity of this last claim has already been discussed in the first
chapter; it is only another of the attempts to construct à priori the series
which experience will present to us, and one for which no such strong
defence can be made as for the equality of heads and tails in the throws of a
penny. But the meaning to be assigned to the ‘independence’ of the events
in question demands a moment's consideration.
1
, p and
not q is nmn
−1
, q and not p is mmn
−1
, not p and not q is (m − 1)(n
mn
− 1)
, where p and q
are independent. The sum of these chances is obviously unity; as it ought to
be, since one or other of the four alternatives must necessarily exist.
§ 6. I have purposely emphasized the distinction between the inference in
this case, and that in the two preceding, to an extent which to many readers
may seem unwarranted. But it appears to me that where a science makes
use, as Probability does, of two such very distinct sources of conviction as
the necessary rules of arithmetic and the merely more or less cogent ones of
Induction, it is hardly possible to lay too much stress upon the distinction.
Few will be prepared to deny that very arbitrary assumptions have been
made by many writers on the subject, and none will deny that in the case of
what are called ‘inverse probabilities’ assumptions are sometimes made
which are at least decidedly open to question. The best course therefore is to
make a pause and stringent enquiry at the point at which the possibility of
such error and doubtfulness first exhibits itself. These remarks apply to
some of the best writers on the subject; in the case of inferior writers, or
those who appeal to Probability without having properly mastered its
principles, we may go further. It would really not be asserting too much to
say that they seem to think themselves justified in assuming that where we
know nothing about the distribution of the properties alluded to we must
assume them to be distributed as above described, and therefore apportion
our belief in the same ratio. This is called ‘assuming the events to be
independent,’ the supposition being made that the rule will certainly follow
from this independence, and that we have a right, if we know nothing to the
contrary, to assume that the events are independent.
The validity of this last claim has already been discussed in the first
chapter; it is only another of the attempts to construct à priori the series
which experience will present to us, and one for which no such strong
defence can be made as for the equality of heads and tails in the throws of a
penny. But the meaning to be assigned to the ‘independence’ of the events
in question demands a moment's consideration.
Page 177
The circumstances of the problem are these. There are two different
qualities, by the presence and absence respectively of each of which,
amongst the individuals of a series, two distinct pairs of classes of these
individuals are produced. For the establishment of the rule under discussion
it was found that one supposition was both necessary and sufficient,
namely, that the division into classes caused by each of the above
distinctions should subdivide each of the classes created by the other
distinction in the same ratio in which it subdivides the whole. If the
independence be granted and so defined as to mean this, the rule of course
will stand, but, without especial attention being drawn to the point, it does
not seem that the word would naturally be so understood.
§ 7. The above, then, being the fundamental rules of inference in
probability, the question at once arises, What is their relation to the great
body of formulæ which are made use of in treatises upon the science, and in
practical applications of it? The reply would be that these formulæ, in so far
as they properly belong to the science, are nothing else in reality than
applications of the above fundamental rules. Such applications may assume
any degree of complexity, for owing to the difficulty of particular examples,
in the form in which they actually present themselves, recourse must
sometimes be made to the profoundest theorems of mathematics. Still we
ought not to regard these theorems as being anything else than convenient
and necessary abbreviations of arithmetical processes, which in practice
have become too cumbersome to be otherwise performed.
This explanation will account for some of the rules as they are ordinarily
given, but by no means for all of them. It will account for those which are
demonstrable by the certain laws of arithmetic, but not for those which in
reality rest only upon inductive generalizations. And it can hardly be
doubted that many rules of the latter description have become associated
with those of the former, so that in popular estimation they have been
blended into one system, of which all the separate rules are supposed to
possess a similar origin and equal certainty. Hints have already been
frequently given of this tendency, but the subject is one of such extreme
importance that a separate chapter (that on Induction) must be devoted to its
consideration.
qualities, by the presence and absence respectively of each of which,
amongst the individuals of a series, two distinct pairs of classes of these
individuals are produced. For the establishment of the rule under discussion
it was found that one supposition was both necessary and sufficient,
namely, that the division into classes caused by each of the above
distinctions should subdivide each of the classes created by the other
distinction in the same ratio in which it subdivides the whole. If the
independence be granted and so defined as to mean this, the rule of course
will stand, but, without especial attention being drawn to the point, it does
not seem that the word would naturally be so understood.
§ 7. The above, then, being the fundamental rules of inference in
probability, the question at once arises, What is their relation to the great
body of formulæ which are made use of in treatises upon the science, and in
practical applications of it? The reply would be that these formulæ, in so far
as they properly belong to the science, are nothing else in reality than
applications of the above fundamental rules. Such applications may assume
any degree of complexity, for owing to the difficulty of particular examples,
in the form in which they actually present themselves, recourse must
sometimes be made to the profoundest theorems of mathematics. Still we
ought not to regard these theorems as being anything else than convenient
and necessary abbreviations of arithmetical processes, which in practice
have become too cumbersome to be otherwise performed.
This explanation will account for some of the rules as they are ordinarily
given, but by no means for all of them. It will account for those which are
demonstrable by the certain laws of arithmetic, but not for those which in
reality rest only upon inductive generalizations. And it can hardly be
doubted that many rules of the latter description have become associated
with those of the former, so that in popular estimation they have been
blended into one system, of which all the separate rules are supposed to
possess a similar origin and equal certainty. Hints have already been
frequently given of this tendency, but the subject is one of such extreme
importance that a separate chapter (that on Induction) must be devoted to its
consideration.
Page 178
§ 8. In establishing the validity of the above rules, we have taken as the
basis of our investigations, in accordance with the general scheme of this
work, the statistical frequency of the events referred to; but it was also
shown that each formula, when established, might with equal propriety be
expressed in the more familiar form of a fraction representing the ‘chance’
of the occurrence of the particular event. The question may therefore now
be raised, Can those writers who (as described in the last chapter) take as
the primary subject of the science not the degree of statistical frequency, but
the quantity of belief, with equal consistency make this the basis of their
rules, and so also regard the fraction expressive of the chance as a merely
synonymous expression? De Morgan maintains that whereas in ordinary
logic we suppose the premises to be absolutely true, the province of
Probability is to study ‘the effect which partial belief of the premises
produces with respect to the conclusion.’ It would appear therefore as if in
strictness we ought on this view to be able to determine this consequent
diminution at first hand, from introspection of the mind, that is of the
conceptions and beliefs which it entertains; instead of making any recourse
to statistics to tell us how much we ought to believe the conclusion.
Any readers who have concurred with me in the general results of the last
chapter, will naturally agree in the conclusion that nothing deserving the
name of logical science can be extracted from any results of appeal to our
consciousness as to the quantity of belief we entertain of this or that
proposition. Suppose, for example, that one person in 100 dies on the sea
passage out to India, and that one in 9 dies during a 5 years residence there.
It would commonly be said that the chance that any one, who is now going
88
out, has of living to start homewards 5 years hence, is 100 ; for his chance of
99
getting there is 100 ; and of his surviving, if he gets there, 89; hence the result
or dependent event is got by multiplying these fractions together, which
88
gives 100 . Here the real basis of the reasoning is statistical, and the processes
or results are merely translated afterwards into fractions. But can we say the
same when we look at the belief side of the question? I quite admit the
psychological fact that we have degrees of belief, more or less
corresponding to the frequency of the events to which they refer. In the
above example, for instance, we should undoubtedly admit on enquiry that
our belief in the man's return was affected by each of the risks in question,
basis of our investigations, in accordance with the general scheme of this
work, the statistical frequency of the events referred to; but it was also
shown that each formula, when established, might with equal propriety be
expressed in the more familiar form of a fraction representing the ‘chance’
of the occurrence of the particular event. The question may therefore now
be raised, Can those writers who (as described in the last chapter) take as
the primary subject of the science not the degree of statistical frequency, but
the quantity of belief, with equal consistency make this the basis of their
rules, and so also regard the fraction expressive of the chance as a merely
synonymous expression? De Morgan maintains that whereas in ordinary
logic we suppose the premises to be absolutely true, the province of
Probability is to study ‘the effect which partial belief of the premises
produces with respect to the conclusion.’ It would appear therefore as if in
strictness we ought on this view to be able to determine this consequent
diminution at first hand, from introspection of the mind, that is of the
conceptions and beliefs which it entertains; instead of making any recourse
to statistics to tell us how much we ought to believe the conclusion.
Any readers who have concurred with me in the general results of the last
chapter, will naturally agree in the conclusion that nothing deserving the
name of logical science can be extracted from any results of appeal to our
consciousness as to the quantity of belief we entertain of this or that
proposition. Suppose, for example, that one person in 100 dies on the sea
passage out to India, and that one in 9 dies during a 5 years residence there.
It would commonly be said that the chance that any one, who is now going
88
out, has of living to start homewards 5 years hence, is 100 ; for his chance of
99
getting there is 100 ; and of his surviving, if he gets there, 89; hence the result
or dependent event is got by multiplying these fractions together, which
88
gives 100 . Here the real basis of the reasoning is statistical, and the processes
or results are merely translated afterwards into fractions. But can we say the
same when we look at the belief side of the question? I quite admit the
psychological fact that we have degrees of belief, more or less
corresponding to the frequency of the events to which they refer. In the
above example, for instance, we should undoubtedly admit on enquiry that
our belief in the man's return was affected by each of the risks in question,
Page 179
so that we had less expectation of it than if he were subject to either risk
separately; that is, we should in some way compound the risks. But what I
cannot recognise is that we should be able to perform the process with any
approach to accuracy without appeal to the statistics, or that, even
supposing we could do so, we should have any guarantee of the correctness
of the result without similar appeal. It appears to me in fact that but little
meaning, and certainly no security, can be attained by so regarding the
process of inference. The probabilities expressed as degrees of belief, just
as those which are expressed as fractions, must, when we are put upon our
justification, first be translated into their corresponding facts of statistical
frequency of occurrence of the events, and then the inferences must be
drawn and justified there. This part of the operation, as we have already
shown, is mostly carried on by the ordinary rules of arithmetic. When we
have obtained our conclusion we may, if we please, translate it back again
into the subjective form, just as we can and do for convenience into the
fractional, but I do not see how the process of inference can be conceived as
taking place in that form, and still less how any proof of it can thus be
given. If therefore the process of inference be so expressed it must be
regarded as a symbolical process, symbolical of such an inference about
things as has been described above, and it therefore seems to me more
advisable to state and expound it in this latter form.
On Inverse Probability and the Rules required for it.
§ 9. It has been already stated that the only fundamental rules of inference
in Probability are the two described in §§ 2, 3, but there are of course
abundance of derivative rules, the nature and use of which are best obtained
from the study of any manual upon the subject. One class of these
derivative rules, however, is sufficiently distinct in respect of the questions
to which it may give rise, to deserve special examination. It involves the
distinction commonly recognised as that between Direct and Inverse
Probability. It is thus introduced by De Morgan:—
“In the preceding chapter we have calculated the chances of an event,
knowing the circumstances under which it is to happen or fail. We are now
to place ourselves in an inverted position: we know the event, and ask what
separately; that is, we should in some way compound the risks. But what I
cannot recognise is that we should be able to perform the process with any
approach to accuracy without appeal to the statistics, or that, even
supposing we could do so, we should have any guarantee of the correctness
of the result without similar appeal. It appears to me in fact that but little
meaning, and certainly no security, can be attained by so regarding the
process of inference. The probabilities expressed as degrees of belief, just
as those which are expressed as fractions, must, when we are put upon our
justification, first be translated into their corresponding facts of statistical
frequency of occurrence of the events, and then the inferences must be
drawn and justified there. This part of the operation, as we have already
shown, is mostly carried on by the ordinary rules of arithmetic. When we
have obtained our conclusion we may, if we please, translate it back again
into the subjective form, just as we can and do for convenience into the
fractional, but I do not see how the process of inference can be conceived as
taking place in that form, and still less how any proof of it can thus be
given. If therefore the process of inference be so expressed it must be
regarded as a symbolical process, symbolical of such an inference about
things as has been described above, and it therefore seems to me more
advisable to state and expound it in this latter form.
On Inverse Probability and the Rules required for it.
§ 9. It has been already stated that the only fundamental rules of inference
in Probability are the two described in §§ 2, 3, but there are of course
abundance of derivative rules, the nature and use of which are best obtained
from the study of any manual upon the subject. One class of these
derivative rules, however, is sufficiently distinct in respect of the questions
to which it may give rise, to deserve special examination. It involves the
distinction commonly recognised as that between Direct and Inverse
Probability. It is thus introduced by De Morgan:—
“In the preceding chapter we have calculated the chances of an event,
knowing the circumstances under which it is to happen or fail. We are now
to place ourselves in an inverted position: we know the event, and ask what
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is the probability which results from the event in favour of any set of
circumstances under which the same might have happened.”[4] The
distinction might therefore be summarily described as that between finding
an effect when we are given the causes, and finding a cause when we are
given effects.
On the principles of the science involved in the definition which was
discussed and adopted in the earlier chapters of this work, the reader will
easily infer that no such distinction as this can be regarded as fundamental.
One common feature was traced in all the objects which were to be referred
to Probability, and from this feature the possible rules of inference can be
immediately derived. All other distinctions are merely those of arrangement
or management.
But although the distinction is not by any means fundamental, it is
nevertheless true that the practical treatment of such problems as those
principally occurring in Inverse Probability, does correspond to a very
serious source of ambiguity and perplexity. The arbitrary assumptions
which appear in Direct Probability are not by any means serious, but those
which invade us in a large proportion of the problems offered by Inverse
Probability are both serious and inevitable.
§ 10. This will be best seen by the examination of special examples; as any,
however simple, will serve our purpose, let us take the two following:—
(1) A ball is drawn from a bag containing nine black balls and one white:
what is the chance of its being the white ball?
(2) A ball is drawn from a bag containing ten balls, and is found to be white;
what is the chance of there having been but that one white ball in the bag?
The class of which the first example is a simple instance has been already
abundantly discussed. The interpretation of it is as follows: If balls be
continually drawn and replaced, the proportion of white ones to the whole
1
number drawn will tend towards the fraction 10 . The contemplated action is
a single one, but we view it as one of the above series; at least our opinion
is formed upon that assumption. We conclude that we are going to take one
circumstances under which the same might have happened.”[4] The
distinction might therefore be summarily described as that between finding
an effect when we are given the causes, and finding a cause when we are
given effects.
On the principles of the science involved in the definition which was
discussed and adopted in the earlier chapters of this work, the reader will
easily infer that no such distinction as this can be regarded as fundamental.
One common feature was traced in all the objects which were to be referred
to Probability, and from this feature the possible rules of inference can be
immediately derived. All other distinctions are merely those of arrangement
or management.
But although the distinction is not by any means fundamental, it is
nevertheless true that the practical treatment of such problems as those
principally occurring in Inverse Probability, does correspond to a very
serious source of ambiguity and perplexity. The arbitrary assumptions
which appear in Direct Probability are not by any means serious, but those
which invade us in a large proportion of the problems offered by Inverse
Probability are both serious and inevitable.
§ 10. This will be best seen by the examination of special examples; as any,
however simple, will serve our purpose, let us take the two following:—
(1) A ball is drawn from a bag containing nine black balls and one white:
what is the chance of its being the white ball?
(2) A ball is drawn from a bag containing ten balls, and is found to be white;
what is the chance of there having been but that one white ball in the bag?
The class of which the first example is a simple instance has been already
abundantly discussed. The interpretation of it is as follows: If balls be
continually drawn and replaced, the proportion of white ones to the whole
1
number drawn will tend towards the fraction 10 . The contemplated action is
a single one, but we view it as one of the above series; at least our opinion
is formed upon that assumption. We conclude that we are going to take one
Page 181
of a series of events which may appear individually fortuitous, but in which,
in the long run, those of a given kind are one-tenth of the whole; this kind
1
(white) is then singled out by anticipation. By stating that its chance is 10 ,
we merely mean to assert this physical fact, together with such other mental
facts, emotions, inferences, &c., as may be properly associated with it.
§ 11. Have we to interpret the second example in a different way? Here also
we have a single instance, but the nature of the question would seem to
decide that the only series to which it can properly be referred is the
following:—Balls are continually drawn from different bags each
containing ten, and are always found to be white; what is ultimately the
proportion of cases in which they will be found to have been taken from
bags with only one white ball in them? Now it may be readily shown[5] that
time has nothing to do with the question; omitting therefore the
consideration of this element, we have for the two series from which our
opinions in these two examples respectively are to be formed:—(1) balls of
different colours presented to us in a given ultimate ratio; (2) bags with
different contents similarly presented. From these data respectively we have
to assign their due weight to our anticipations of (1) a white ball; (2) a bag
containing but one white ball. So stated the problems would appear to be
formally identical.
When, however, we begin the practical work of solving them we perceive a
most important distinction. In the first example there is not much that is
arbitrary; balls would under such circumstance really come out more or less
accurately in the proportion expected. Moreover, in case it should be
objected that it is difficult to prove that they will do so, it does not seem an
unfair demand to say that the balls are to be ‘well-mixed’ or ‘fairly
distributed,’ or to introduce any of the other conditions by which, under the
semblance of judging à priori, we take care to secure our prospect of a
series of the desired kind. But we cannot say the same in the case of the
second example.
§ 12. The line of proof by which it is generally attempted to solve the
second example is of this kind;—It is shown that there being one white ball
for certain in the bag, the only possible antecedents are of ten kinds, viz.
bags, each of which contains ten balls, but in which the white balls range
in the long run, those of a given kind are one-tenth of the whole; this kind
1
(white) is then singled out by anticipation. By stating that its chance is 10 ,
we merely mean to assert this physical fact, together with such other mental
facts, emotions, inferences, &c., as may be properly associated with it.
§ 11. Have we to interpret the second example in a different way? Here also
we have a single instance, but the nature of the question would seem to
decide that the only series to which it can properly be referred is the
following:—Balls are continually drawn from different bags each
containing ten, and are always found to be white; what is ultimately the
proportion of cases in which they will be found to have been taken from
bags with only one white ball in them? Now it may be readily shown[5] that
time has nothing to do with the question; omitting therefore the
consideration of this element, we have for the two series from which our
opinions in these two examples respectively are to be formed:—(1) balls of
different colours presented to us in a given ultimate ratio; (2) bags with
different contents similarly presented. From these data respectively we have
to assign their due weight to our anticipations of (1) a white ball; (2) a bag
containing but one white ball. So stated the problems would appear to be
formally identical.
When, however, we begin the practical work of solving them we perceive a
most important distinction. In the first example there is not much that is
arbitrary; balls would under such circumstance really come out more or less
accurately in the proportion expected. Moreover, in case it should be
objected that it is difficult to prove that they will do so, it does not seem an
unfair demand to say that the balls are to be ‘well-mixed’ or ‘fairly
distributed,’ or to introduce any of the other conditions by which, under the
semblance of judging à priori, we take care to secure our prospect of a
series of the desired kind. But we cannot say the same in the case of the
second example.
§ 12. The line of proof by which it is generally attempted to solve the
second example is of this kind;—It is shown that there being one white ball
for certain in the bag, the only possible antecedents are of ten kinds, viz.
bags, each of which contains ten balls, but in which the white balls range
Page 182
respectively from one to ten in number. This of course imposes limits upon
the kind of terms to be found in our series. But we want more than such
limitations, we must know the proportions in which these terms are
ultimately found to arrange themselves in the series. Now this requires an
experience about bags which may not, and indeed in a large proportion of
similar cases, cannot, be given to us. If therefore we are to solve the
question at all we must make an assumption; let us make the following;—
that each of the bags described above occurs equally often,—and see what
follows. The bags being drawn from equally often, it does not follow that
they will each yield equal numbers of white balls. On the contrary they will,
as in the last example, yield them in direct proportion to the number of such
balls which they contain. The bag with one white and nine black will yield a
white ball once in ten times; that with two white, twice; and so on. The
result of this, it will be easily seen, is that in 100 drawings there will be
obtained on the average 55 white balls and 45 black. Now with those
drawings that do not yield white balls we have, by the question, nothing to
do, for that question postulated the drawing of a white ball as an
accomplished fact. The series we want is therefore composed of those
which do yield white. Now what is the additional attribute which is found in
some members, and in some members only, of this series, and which we
mentally anticipate? Clearly it is the attribute of having been drawn from a
bag which only contained one of these white balls. Of these there is, out of
1
the 55 drawings, but one. Accordingly the required chance is 55 . That is to
say, the white ball will have been drawn from the bag containing only that
one white, once in 55 times.
§ 13. Now, with the exception of the passage in italics, the process here is
precisely the same as in the other example; it is somewhat longer only
because we are not able to appeal immediately to experience, but are forced
to try to deduce what the result will be, though the validity of this deduction
itself rests, of course, ultimately upon experience. But the above passage is
a very important one. It is scarcely necessary to point out how arbitrary it is.
For is the supposition, that the different specified kinds of bags are equally
likely, the most reasonable supposition under the circumstances in
question? One man may think it is, another may take a contrary view. In
fact in an excellent manual[6] upon the subject a totally different supposition
the kind of terms to be found in our series. But we want more than such
limitations, we must know the proportions in which these terms are
ultimately found to arrange themselves in the series. Now this requires an
experience about bags which may not, and indeed in a large proportion of
similar cases, cannot, be given to us. If therefore we are to solve the
question at all we must make an assumption; let us make the following;—
that each of the bags described above occurs equally often,—and see what
follows. The bags being drawn from equally often, it does not follow that
they will each yield equal numbers of white balls. On the contrary they will,
as in the last example, yield them in direct proportion to the number of such
balls which they contain. The bag with one white and nine black will yield a
white ball once in ten times; that with two white, twice; and so on. The
result of this, it will be easily seen, is that in 100 drawings there will be
obtained on the average 55 white balls and 45 black. Now with those
drawings that do not yield white balls we have, by the question, nothing to
do, for that question postulated the drawing of a white ball as an
accomplished fact. The series we want is therefore composed of those
which do yield white. Now what is the additional attribute which is found in
some members, and in some members only, of this series, and which we
mentally anticipate? Clearly it is the attribute of having been drawn from a
bag which only contained one of these white balls. Of these there is, out of
1
the 55 drawings, but one. Accordingly the required chance is 55 . That is to
say, the white ball will have been drawn from the bag containing only that
one white, once in 55 times.
§ 13. Now, with the exception of the passage in italics, the process here is
precisely the same as in the other example; it is somewhat longer only
because we are not able to appeal immediately to experience, but are forced
to try to deduce what the result will be, though the validity of this deduction
itself rests, of course, ultimately upon experience. But the above passage is
a very important one. It is scarcely necessary to point out how arbitrary it is.
For is the supposition, that the different specified kinds of bags are equally
likely, the most reasonable supposition under the circumstances in
question? One man may think it is, another may take a contrary view. In
fact in an excellent manual[6] upon the subject a totally different supposition
Page 183
is made, at any rate in one example; it is taken for granted in that instance,
not that every possible number of black and white balls respectively is
equally likely, but that every possible way of getting each number is equally
likely, whence it follows that bags with an intermediate number of black
and white balls are far more likely than those with an extreme number of
either. On this supposition five black and five white being obtainable in
252 ways against the ten ways of obtaining one white and nine black, it
follows that the chance that we have drawn from a bag of the latter
description is much less than on the hypothesis first made. The chance, in
1 1
fact, becomes now 512 instead of 55 . In the one case each distinct result is
considered equally likely, in the other every distinct way of getting each
result.
§ 14. Uncertainties of this kind are peculiarly likely to arise in these inverse
probabilities, because when we are merely given an effect and told to look
out for the chance of some assigned cause, we are often given no clue as to
the relative prevalence of these causes, but are left to determine them on
general principles. Give us either their actual prevalence in statistics, or the
conditions by which such prevalence is brought about, and we know what
to do; but without the help of such data we are reduced to guessing. In the
above example, if we had been told how the bag had been originally filled,
that is by what process, or under what circumstances, we should have
known what to do. If it had been filled at random from a box containing
equal numbers of black and white balls, the supposition in Mr Whitworth's
example is the most reasonable; but in the absence of any such information
as this we are entirely in the dark, and the supposition made in § 12 is
neither more nor less trustworthy and reasonable than many others, though
it doubtless possesses the merit of superior simplicity.[7] If the reader will
recur to Ch. V. §§ 4, 5, he will find this particular difficulty fully explained.
Everybody practically admits that a certain characteristic arrangement or
distribution has to be introduced at some prior stage; and that, as soon as
this stage has been selected, there are no further theoretic difficulties to be
encountered. But when we come to decide, in examples of the class in
question, at what stage it is most reasonable to make our postulate, we are
often left without any very definite or rational guidance.
not that every possible number of black and white balls respectively is
equally likely, but that every possible way of getting each number is equally
likely, whence it follows that bags with an intermediate number of black
and white balls are far more likely than those with an extreme number of
either. On this supposition five black and five white being obtainable in
252 ways against the ten ways of obtaining one white and nine black, it
follows that the chance that we have drawn from a bag of the latter
description is much less than on the hypothesis first made. The chance, in
1 1
fact, becomes now 512 instead of 55 . In the one case each distinct result is
considered equally likely, in the other every distinct way of getting each
result.
§ 14. Uncertainties of this kind are peculiarly likely to arise in these inverse
probabilities, because when we are merely given an effect and told to look
out for the chance of some assigned cause, we are often given no clue as to
the relative prevalence of these causes, but are left to determine them on
general principles. Give us either their actual prevalence in statistics, or the
conditions by which such prevalence is brought about, and we know what
to do; but without the help of such data we are reduced to guessing. In the
above example, if we had been told how the bag had been originally filled,
that is by what process, or under what circumstances, we should have
known what to do. If it had been filled at random from a box containing
equal numbers of black and white balls, the supposition in Mr Whitworth's
example is the most reasonable; but in the absence of any such information
as this we are entirely in the dark, and the supposition made in § 12 is
neither more nor less trustworthy and reasonable than many others, though
it doubtless possesses the merit of superior simplicity.[7] If the reader will
recur to Ch. V. §§ 4, 5, he will find this particular difficulty fully explained.
Everybody practically admits that a certain characteristic arrangement or
distribution has to be introduced at some prior stage; and that, as soon as
this stage has been selected, there are no further theoretic difficulties to be
encountered. But when we come to decide, in examples of the class in
question, at what stage it is most reasonable to make our postulate, we are
often left without any very definite or rational guidance.
Page 184
§ 15. When, however, we take what may be called, by comparison with the
above purely artificial examples, instances presented by nature, much of
this uncertainty will disappear, and then all real distinction between direct
and inverse probability will often vanish. In such cases the causes are
mostly determined by tolerably definite rules, instead of being a mere
cloud-land of capricious guesses. We may either find their relative
frequency of occurrence by reference to tables, or may be able to infer it by
examination of the circumstances under which they are brought about.
Almost any simple example would then serve to illustrate the fact that
under such circumstances the distinction between direct and inverse
probability disappears altogether, or merely resolves itself into one of time,
which, as will be more fully shown in a future chapter, is entirely foreign to
our subject.
It is not of course intended to imply that difficulties similar to those
mentioned above do not occasionally invade us here also. As already
mentioned, they are, if not inherent in the subject, at any rate almost
unavoidable in comparison with the simpler and more direct procedure of
determining what is likely to follow from assigned conditions. What is
meant is that so long as we confine ourselves within the comparatively
regular and uniform field of natural sequences and co-existences, statistics
of causes may be just as readily available as those of effects. There will not
be much more that is arbitrary in the one than in the other. But of course
this security is lost when, as will be almost immediately noticed, what may
be called metaphysical rather than natural causes are introduced into the
enquiry.
For instance, it is known that in London about 20 people die per thousand
each year. Suppose it also known that of every 100 deaths there are about 4
attributable to bronchitis. The odds therefore against any unknown person
dying of bronchitis in a given year are 1249 to 1. Exactly the same statistics
are available to solve the inverse problem:—A man is dead, what is the
chance that he died of bronchitis? Here, since the man's death is taken for
granted, we do not require to know the general average mortality. All that
we want is the proportional mortality from the disease in question as given
above. If Probability dealt only with inferences founded in this way upon
actual statistics, and these tolerably extensive, it is scarcely likely that any
above purely artificial examples, instances presented by nature, much of
this uncertainty will disappear, and then all real distinction between direct
and inverse probability will often vanish. In such cases the causes are
mostly determined by tolerably definite rules, instead of being a mere
cloud-land of capricious guesses. We may either find their relative
frequency of occurrence by reference to tables, or may be able to infer it by
examination of the circumstances under which they are brought about.
Almost any simple example would then serve to illustrate the fact that
under such circumstances the distinction between direct and inverse
probability disappears altogether, or merely resolves itself into one of time,
which, as will be more fully shown in a future chapter, is entirely foreign to
our subject.
It is not of course intended to imply that difficulties similar to those
mentioned above do not occasionally invade us here also. As already
mentioned, they are, if not inherent in the subject, at any rate almost
unavoidable in comparison with the simpler and more direct procedure of
determining what is likely to follow from assigned conditions. What is
meant is that so long as we confine ourselves within the comparatively
regular and uniform field of natural sequences and co-existences, statistics
of causes may be just as readily available as those of effects. There will not
be much more that is arbitrary in the one than in the other. But of course
this security is lost when, as will be almost immediately noticed, what may
be called metaphysical rather than natural causes are introduced into the
enquiry.
For instance, it is known that in London about 20 people die per thousand
each year. Suppose it also known that of every 100 deaths there are about 4
attributable to bronchitis. The odds therefore against any unknown person
dying of bronchitis in a given year are 1249 to 1. Exactly the same statistics
are available to solve the inverse problem:—A man is dead, what is the
chance that he died of bronchitis? Here, since the man's death is taken for
granted, we do not require to know the general average mortality. All that
we want is the proportional mortality from the disease in question as given
above. If Probability dealt only with inferences founded in this way upon
actual statistics, and these tolerably extensive, it is scarcely likely that any
Page 185
distinction such as this between direct and inverse problems would ever
have been drawn.
§ 16. Considered therefore as a contribution to the theory of the subject, the
distinction between Direct and Inverse Probability must be abandoned.
When the appropriate statistics are at hand the two classes of problems
become identical in method of treatment, and when they are not we have no
more right to extract a solution in one case than in the other. The discussion
however may serve to direct renewed attention to another and far more
important distinction. It will remind us that there is one class of examples to
which the calculus of Probability is rightfully applied, because statistical
data are all we have to judge by; whereas there are other examples in regard
to which, if we will insist upon making use of these rules, we may either be
deliberately abandoning the opportunity of getting far more trustworthy
information by other means, or we may be obtaining solutions about
matters on which the human intellect has no right to any definite
quantitative opinion.
§ 17. The nearest approach to any practical justification of such judgments
that I remember to have seen is afforded by cases of which the following
example is a specimen:— “Of 10 cases treated by Lister's method, 7 did
well and 3 suffered from blood-poisoning: of 14 treated with ordinary
dressings, 9 did well and 5 had blood-poisoning; what are the odds that the
success of Lister's method was due to chance?”.[8] Or, to put it into other
words, a short experience has shown an actual superiority in one method
over the other: what are the chances that an indefinitely long experience,
under similar conditions, will confirm this superiority?
The proposer treated this as a ‘bag and balls’ problem, analogous to the
following: 10 balls from one bag gave 7 white and 3 black, 14 from another
bag gave 9 white and 5 black: what is the chance that the actual ratio of
white to black balls was greater in the former than in the latter?—this actual
ratio being of course considered a true indication of what would be the
ultimate proportions of white and black drawings. This seems to me to be
the only reasonable way of treating the problem, if it is to be considered
capable of numerical solution at all.
have been drawn.
§ 16. Considered therefore as a contribution to the theory of the subject, the
distinction between Direct and Inverse Probability must be abandoned.
When the appropriate statistics are at hand the two classes of problems
become identical in method of treatment, and when they are not we have no
more right to extract a solution in one case than in the other. The discussion
however may serve to direct renewed attention to another and far more
important distinction. It will remind us that there is one class of examples to
which the calculus of Probability is rightfully applied, because statistical
data are all we have to judge by; whereas there are other examples in regard
to which, if we will insist upon making use of these rules, we may either be
deliberately abandoning the opportunity of getting far more trustworthy
information by other means, or we may be obtaining solutions about
matters on which the human intellect has no right to any definite
quantitative opinion.
§ 17. The nearest approach to any practical justification of such judgments
that I remember to have seen is afforded by cases of which the following
example is a specimen:— “Of 10 cases treated by Lister's method, 7 did
well and 3 suffered from blood-poisoning: of 14 treated with ordinary
dressings, 9 did well and 5 had blood-poisoning; what are the odds that the
success of Lister's method was due to chance?”.[8] Or, to put it into other
words, a short experience has shown an actual superiority in one method
over the other: what are the chances that an indefinitely long experience,
under similar conditions, will confirm this superiority?
The proposer treated this as a ‘bag and balls’ problem, analogous to the
following: 10 balls from one bag gave 7 white and 3 black, 14 from another
bag gave 9 white and 5 black: what is the chance that the actual ratio of
white to black balls was greater in the former than in the latter?—this actual
ratio being of course considered a true indication of what would be the
ultimate proportions of white and black drawings. This seems to me to be
the only reasonable way of treating the problem, if it is to be considered
capable of numerical solution at all.
Page 186
Of course the inevitable assumption has to be made here about the equal
prevalence of the different possible kinds of bag,—or, as the supporters of
the justice of the calculation would put it, of the obligation to assume the
equal à priori likelihood of each kind,—but I think that in this particular
example the arbitrariness of the assumption is less than usual. This is
because the problem discusses simply a balance between two extremely
similar cases, and there is a certain set-off against each other of the
objectionable assumptions on each side. Had one set of experiments only
been proposed, and had we been asked to evaluate the probability of
continued repetition of them confirming their verdict, I should have felt all
the scruples I have already mentioned. But here we have got two sets of
experiments carried on under almost exactly similar circumstances, and
there is therefore less arbitrariness in assuming that their unknown
conditions are tolerably equally prevalent.
§ 18. Examples of the description commonly introduced seem objectionable
enough, but if we wish to realize to its full extent the vagueness of some of
the problems submitted to this Inverse Probability, we have not far to seek.
In natural as in artificial examples, where statistics are unattainable the
enquiry becomes utterly hopeless, and all attempts at laying down rules for
calculation must be abandoned. Take, for instance, the question which has
given rise to some discussion,[9] whether such and such groups of stars are
or are not to be regarded as the results of an accidental distribution; or the
still wider and vaguer question, whether such and such things, or say the
world itself, have been produced by chance?
In cases of this kind the insuperable difficulty is in determining what sense
exactly is to be attached to the words ‘accidental’ and ‘random’ which enter
into the discussion. Some account was given, in the fourth chapter, of their
scientific and conventional meaning in Probability. There seem to be the
same objections to generalizing them out of such relation, as there is in
metaphysics to talking of the Infinite or the Absolute. Infinite magnitude, or
infinite power, one can to some extent comprehend, or at least one may
understand what is being talked about, but ‘the infinite’ seems to me a term
devoid of meaning. So of anything supposed to have been produced at
random: tell us the nature of the agency, the limits of its randomness and so
on, and we can venture upon the problem, but without such data we know
prevalence of the different possible kinds of bag,—or, as the supporters of
the justice of the calculation would put it, of the obligation to assume the
equal à priori likelihood of each kind,—but I think that in this particular
example the arbitrariness of the assumption is less than usual. This is
because the problem discusses simply a balance between two extremely
similar cases, and there is a certain set-off against each other of the
objectionable assumptions on each side. Had one set of experiments only
been proposed, and had we been asked to evaluate the probability of
continued repetition of them confirming their verdict, I should have felt all
the scruples I have already mentioned. But here we have got two sets of
experiments carried on under almost exactly similar circumstances, and
there is therefore less arbitrariness in assuming that their unknown
conditions are tolerably equally prevalent.
§ 18. Examples of the description commonly introduced seem objectionable
enough, but if we wish to realize to its full extent the vagueness of some of
the problems submitted to this Inverse Probability, we have not far to seek.
In natural as in artificial examples, where statistics are unattainable the
enquiry becomes utterly hopeless, and all attempts at laying down rules for
calculation must be abandoned. Take, for instance, the question which has
given rise to some discussion,[9] whether such and such groups of stars are
or are not to be regarded as the results of an accidental distribution; or the
still wider and vaguer question, whether such and such things, or say the
world itself, have been produced by chance?
In cases of this kind the insuperable difficulty is in determining what sense
exactly is to be attached to the words ‘accidental’ and ‘random’ which enter
into the discussion. Some account was given, in the fourth chapter, of their
scientific and conventional meaning in Probability. There seem to be the
same objections to generalizing them out of such relation, as there is in
metaphysics to talking of the Infinite or the Absolute. Infinite magnitude, or
infinite power, one can to some extent comprehend, or at least one may
understand what is being talked about, but ‘the infinite’ seems to me a term
devoid of meaning. So of anything supposed to have been produced at
random: tell us the nature of the agency, the limits of its randomness and so
on, and we can venture upon the problem, but without such data we know
Page 187
not what to do. The further consideration of such a problem might, I think,
without arrogance be relegated to the Chapter on Fallacies. Accordingly any
further remarks which I have to make upon the subject will be found there,
and at the conclusion of the chapter on Causation and Design.
without arrogance be relegated to the Chapter on Fallacies. Accordingly any
further remarks which I have to make upon the subject will be found there,
and at the conclusion of the chapter on Causation and Design.
Page 188
1 It might be more accurate to speak of ‘incompatible hypotheses with
respect to any individual case’, or ‘mutually exclusive classes of events’.
2
The examples, of this kind, referring to human mortality are taken from
the Carlisle tables. These differ considerably, as is well known, from other
tables, but we have the high authority of De Morgan for regarding them as
the best representative of the average mortality of the English middle
classes at the present day.
3 I say, almost any proportion, because, as may easily be seen, arithmetic
imposes certain restrictions upon the assumptions that can be made. We
could not, for instance, suppose that all the black-haired men are short-
sighted, for in any given batch of men the former are more numerous. But
the range of these restrictions is limited, and their existence is not of
importance in the above discussion.
4 Essay on Probabilities, p. 53. I have been reminded that in his article on
Probability in the Encyclopædia Metropolitana he has stated that such rules
involve no new principle.
5
This point will be fully discussed in a future chapter, after the general
stand-point of an objective system of logic has been explained and
illustrated.
6 Whitworth's Choice and Chance, Ed. II., p. 123. See also Boole's Laws of
Thought, p. 370.
7 Opinions differ about the defence of such suppositions, as they do about
the nature of them. Some writers, admitting the above assumption to be
doubtful, call it the most impartial hypothesis. Others regard it as a sort of
mean hypothesis.
8
Educational Times; Reprint, Vol. xxxvii. p. 40. The question was proposed
by Dr. Macalister and gave rise to considerable controversy. As usual with
problems of this inverse kind hardly any two of the writers were in
respect to any individual case’, or ‘mutually exclusive classes of events’.
2
The examples, of this kind, referring to human mortality are taken from
the Carlisle tables. These differ considerably, as is well known, from other
tables, but we have the high authority of De Morgan for regarding them as
the best representative of the average mortality of the English middle
classes at the present day.
3 I say, almost any proportion, because, as may easily be seen, arithmetic
imposes certain restrictions upon the assumptions that can be made. We
could not, for instance, suppose that all the black-haired men are short-
sighted, for in any given batch of men the former are more numerous. But
the range of these restrictions is limited, and their existence is not of
importance in the above discussion.
4 Essay on Probabilities, p. 53. I have been reminded that in his article on
Probability in the Encyclopædia Metropolitana he has stated that such rules
involve no new principle.
5
This point will be fully discussed in a future chapter, after the general
stand-point of an objective system of logic has been explained and
illustrated.
6 Whitworth's Choice and Chance, Ed. II., p. 123. See also Boole's Laws of
Thought, p. 370.
7 Opinions differ about the defence of such suppositions, as they do about
the nature of them. Some writers, admitting the above assumption to be
doubtful, call it the most impartial hypothesis. Others regard it as a sort of
mean hypothesis.
8
Educational Times; Reprint, Vol. xxxvii. p. 40. The question was proposed
by Dr. Macalister and gave rise to considerable controversy. As usual with
problems of this inverse kind hardly any two of the writers were in
Page 189
agreement as to the assumptions to be made, or therefore as to the
numerical estimate of the odds.
9 See Todhunter's History, pp. 333, 4.
There is an interesting discussion upon this question by the late J. D. Forbes
in a paper in the Philosophical Magazine for Dec. 1850. It was replied to in
a subsequent number by Prof. Donkin.
numerical estimate of the odds.
9 See Todhunter's History, pp. 333, 4.
There is an interesting discussion upon this question by the late J. D. Forbes
in a paper in the Philosophical Magazine for Dec. 1850. It was replied to in
a subsequent number by Prof. Donkin.
Page 190
CHAPTER VIII.
Page 191
THE RULE OF SUCCESSION.[*]
*
A word of apology may be offered here for the introduction of a new name. The only other
alternative would have been to entitle the rule one of Induction. But such a title I cannot admit, for
reasons which will be almost immediately explained.
§ 1. In the last chapter we discussed at some length the nature of the kinds
of inference in Probability which correspond to those termed, in Logic,
immediate and mediate inferences. We ascertained what was the meaning of
saying, for example, that the chance of any given man A. B. dying in a year
is 13, when concluded from the general proposition that one man out of three
in his circumstances dies. We also discussed the nature and evidence of
rules of a more completely inferential character. But to stop at this point
would be to take a very imperfect view of the subject. If Probability is a
science of real inference about things, it must surely lead up to something
more than such merely formal conclusions; we must be able, if not by
means of it, at any rate by some means, to step beyond the limits of what
has been actually observed, and to draw conclusions about what is as yet
unobserved. This leads at once to the question, What is the connection of
Probability with Induction? This is a question into which it will be
necessary to enter now with some minuteness.
That there is a close connection between Probability and Induction, must
have been observed by almost every one who has treated of either subject; I
have not however seen any account of this connection that seemed to me to
be satisfactory. An explicit description of it should rather be sought in
treatises upon the narrower subject, Probability; but it is precisely here that
the most confusion is to be found. The province of Probability being
somewhat narrow, incursions have been constantly made from it into the
adjacent territory of Induction. In this way, amongst the arithmetical rules
discussed in the last chapter, others have been frequently introduced which
ought not in strictness to be classed with them, as they rest on an entirely
different basis.
§ 2. The origin of such confusion is easy of explanation; it arises, doubtless,
from the habit of laying undue stress upon the subjective side of Probability,
*
A word of apology may be offered here for the introduction of a new name. The only other
alternative would have been to entitle the rule one of Induction. But such a title I cannot admit, for
reasons which will be almost immediately explained.
§ 1. In the last chapter we discussed at some length the nature of the kinds
of inference in Probability which correspond to those termed, in Logic,
immediate and mediate inferences. We ascertained what was the meaning of
saying, for example, that the chance of any given man A. B. dying in a year
is 13, when concluded from the general proposition that one man out of three
in his circumstances dies. We also discussed the nature and evidence of
rules of a more completely inferential character. But to stop at this point
would be to take a very imperfect view of the subject. If Probability is a
science of real inference about things, it must surely lead up to something
more than such merely formal conclusions; we must be able, if not by
means of it, at any rate by some means, to step beyond the limits of what
has been actually observed, and to draw conclusions about what is as yet
unobserved. This leads at once to the question, What is the connection of
Probability with Induction? This is a question into which it will be
necessary to enter now with some minuteness.
That there is a close connection between Probability and Induction, must
have been observed by almost every one who has treated of either subject; I
have not however seen any account of this connection that seemed to me to
be satisfactory. An explicit description of it should rather be sought in
treatises upon the narrower subject, Probability; but it is precisely here that
the most confusion is to be found. The province of Probability being
somewhat narrow, incursions have been constantly made from it into the
adjacent territory of Induction. In this way, amongst the arithmetical rules
discussed in the last chapter, others have been frequently introduced which
ought not in strictness to be classed with them, as they rest on an entirely
different basis.
§ 2. The origin of such confusion is easy of explanation; it arises, doubtless,
from the habit of laying undue stress upon the subjective side of Probability,
Page 192
upon that which treats of the quantity of our belief upon different subjects
and the variations of which that quantity is susceptible. It has been already
urged that this variation of belief is at most but a constant accompaniment
of what is really essential to Probability, and is moreover common to other
subjects as well. By defining the science therefore from this side these other
subjects would claim admittance into it; some of these, as Induction, have
been accepted, but others have been somewhat arbitrarily rejected. Our
belief in a wider proposition gained by Induction is, prior to verification,
not so strong as that of the narrower generalization from which it is
inferred. This being observed, a so-called rule of probability has been given
by which it is supposed that this diminution of assent could in many
instances be calculated.
But time also works changes in our conviction; our belief in the happening
of almost every event, if we recur to it long afterwards, when the evidence
has faded from the mind, is less strong than it was at the time. Why are not
rules of oblivion inserted in treatises upon Probability? If a man is told how
firmly he ought to expect the tide to rise again, because it has already risen
ten times, might he not also ask for a rule which should tell him how firm
should be his belief of an event which rests upon a ten years' recollection?[1]
The infractions of a rule of this latter kind could scarcely be more numerous
and extensive, as we shall see presently, than those of the former
confessedly are. The fact is that the agencies, by which the strength of our
conviction is modified, are so indefinitely numerous that they cannot all be
assembled into one science; for purposes of definition therefore the quantity
of belief had better be omitted from consideration, or at any rate regarded as
a mere appendage, and the science, defined from the other or statistical side
of the subject, in which, as has been shown, a tolerably clear boundary-line
can be traced.
§ 3. Induction, however, from its importance does merit a separate
discussion; a single example will show its bearing upon this part of our
subject. We are considering the prospect of a given man, A. B. living
another year, and we find that nine out of ten men of his age do survive. In
forming an opinion about his surviving, however, we shall find that there
are in reality two very distinct causes which aid in determining the strength
and the variations of which that quantity is susceptible. It has been already
urged that this variation of belief is at most but a constant accompaniment
of what is really essential to Probability, and is moreover common to other
subjects as well. By defining the science therefore from this side these other
subjects would claim admittance into it; some of these, as Induction, have
been accepted, but others have been somewhat arbitrarily rejected. Our
belief in a wider proposition gained by Induction is, prior to verification,
not so strong as that of the narrower generalization from which it is
inferred. This being observed, a so-called rule of probability has been given
by which it is supposed that this diminution of assent could in many
instances be calculated.
But time also works changes in our conviction; our belief in the happening
of almost every event, if we recur to it long afterwards, when the evidence
has faded from the mind, is less strong than it was at the time. Why are not
rules of oblivion inserted in treatises upon Probability? If a man is told how
firmly he ought to expect the tide to rise again, because it has already risen
ten times, might he not also ask for a rule which should tell him how firm
should be his belief of an event which rests upon a ten years' recollection?[1]
The infractions of a rule of this latter kind could scarcely be more numerous
and extensive, as we shall see presently, than those of the former
confessedly are. The fact is that the agencies, by which the strength of our
conviction is modified, are so indefinitely numerous that they cannot all be
assembled into one science; for purposes of definition therefore the quantity
of belief had better be omitted from consideration, or at any rate regarded as
a mere appendage, and the science, defined from the other or statistical side
of the subject, in which, as has been shown, a tolerably clear boundary-line
can be traced.
§ 3. Induction, however, from its importance does merit a separate
discussion; a single example will show its bearing upon this part of our
subject. We are considering the prospect of a given man, A. B. living
another year, and we find that nine out of ten men of his age do survive. In
forming an opinion about his surviving, however, we shall find that there
are in reality two very distinct causes which aid in determining the strength
Page 193
of our conviction; distinct, but in practice so intimately connected that we
are very apt to overlook one, and attribute the effect entirely to the other.
(I.) There is that which strictly belongs to Probability; that which (as was
explained in Chap VI.) measures our belief of the individual case as
deduced from the general proposition. Granted that nine men out of ten of
the kind to which A. B. belongs do live another year, it obviously does not
follow at all necessarily that he will. We describe this state of things by
saying, that our belief of his surviving is diminished from certainty in the
9
ratio of 10 to 9, or, in other words, is measured by the fraction 10 .
(II.) But are we certain that nine men out of ten like him will live another
year? we know that they have so survived in time past, but will they
continue to do so? Since A. B. is still alive it is plain that this proposition is
to a certain extent assumed, or rather obtained by Induction. We cannot
however be as certain of the inductive inference as we are of the data from
which it was inferred. Here, therefore, is a second cause which tends to
diminish our belief; in practice these two causes always accompany each
other, but in thought they can be separated.
The two distinct causes described above are very liable to be confused
together, and the class of cases from which examples are necessarily for the
most part drawn increases this liability. The step from the statement ‘all
men have died in a certain proportion’ to the inference ‘they will continue
to die in that proportion’ is so slight a step that it is unnoticed, and the
diminution of conviction that should accompany it is unsuspected. In what
are called à priori examples the step is still slighter. We feel so certain about
the permanence of the laws of mechanics, that few people would think of
regarding it as an inference when they believe that a die will in the long run
turn up all its faces equally often, because other dice have done so in time
past.
§ 4. It has been already pointed out (in Chapter VI.) that, so far as concerns
that definition of Probability which regards it as the science which discusses
the degree and modifications of our belief, the question at issue seems to be
simply this:—Are the causes alluded to above in (II.) capable of being
reduced to one simple coherent scheme, so that any universal rules for the
are very apt to overlook one, and attribute the effect entirely to the other.
(I.) There is that which strictly belongs to Probability; that which (as was
explained in Chap VI.) measures our belief of the individual case as
deduced from the general proposition. Granted that nine men out of ten of
the kind to which A. B. belongs do live another year, it obviously does not
follow at all necessarily that he will. We describe this state of things by
saying, that our belief of his surviving is diminished from certainty in the
9
ratio of 10 to 9, or, in other words, is measured by the fraction 10 .
(II.) But are we certain that nine men out of ten like him will live another
year? we know that they have so survived in time past, but will they
continue to do so? Since A. B. is still alive it is plain that this proposition is
to a certain extent assumed, or rather obtained by Induction. We cannot
however be as certain of the inductive inference as we are of the data from
which it was inferred. Here, therefore, is a second cause which tends to
diminish our belief; in practice these two causes always accompany each
other, but in thought they can be separated.
The two distinct causes described above are very liable to be confused
together, and the class of cases from which examples are necessarily for the
most part drawn increases this liability. The step from the statement ‘all
men have died in a certain proportion’ to the inference ‘they will continue
to die in that proportion’ is so slight a step that it is unnoticed, and the
diminution of conviction that should accompany it is unsuspected. In what
are called à priori examples the step is still slighter. We feel so certain about
the permanence of the laws of mechanics, that few people would think of
regarding it as an inference when they believe that a die will in the long run
turn up all its faces equally often, because other dice have done so in time
past.
§ 4. It has been already pointed out (in Chapter VI.) that, so far as concerns
that definition of Probability which regards it as the science which discusses
the degree and modifications of our belief, the question at issue seems to be
simply this:—Are the causes alluded to above in (II.) capable of being
reduced to one simple coherent scheme, so that any universal rules for the
Page 194
modification of assent can be obtained from them? If they are, strong
grounds will have been shown for classing them with (I.), in other words,
for considering them as rules of probability. Even then they would be rules
practically of a very different kind, contingent instead of necessary (if one
may use these terms without committing oneself to any philosophical
system), but this objection might perhaps be overruled by the greater
simplicity secured by classing them together. This view is, with various
modifications, generally adopted by writers on Probability, or at least, as I
understand the matter, implied by their methods of definition and treatment.
Or, on the other hand, must these causes be regarded as a vast system, one
might almost say a chaos, of perfectly distinct agencies; which may indeed
be classified and arranged to some extent, but from which we can never
hope to obtain any rules of perfect generality which shall not be subject to
constant exception? If so, but one course is left; to exclude them all alike
from Probability. In other words, we must assume the general proposition,
viz. that which has been described throughout as our starting-point, to be
given to us; it may be obtained by any of the numerous rules furnished by
Induction, or it may be inferred deductively, or given by our own
observation; its value may be diminished by its depending upon the
testimony of witnesses, or its being recalled by our own memory. Its real
value may be influenced by these causes or any combinations of them; but
all these are preliminary questions with which we have nothing directly to
do. We assume our statistical proposition to be true, neglecting the
diminution of its value by the process of attainment; we take it up first at
this point and then apply our rules to it. We receive it in fact, if one may use
the expression, ready-made, and ask no questions about the process or
completeness of its manufacture.
§ 5. It is not to be supposed, of course, that any writers have seriously
attempted to reduce to one system of calculation all the causes mentioned
above, and to embrace in one formula the diminution of certainty to which
the inclusion of them subjects us. But on the other hand, they have been
unwilling to restrain themselves from all appeal to them. From an early
period in the study of the science attempts have been made to proceed, by
the Calculus of Probability, from the observed cases to adjacent and similar
cases. In practice, as has been already said, it is not possible to avoid some
extension of this kind. But it should be observed, that in these instances the
grounds will have been shown for classing them with (I.), in other words,
for considering them as rules of probability. Even then they would be rules
practically of a very different kind, contingent instead of necessary (if one
may use these terms without committing oneself to any philosophical
system), but this objection might perhaps be overruled by the greater
simplicity secured by classing them together. This view is, with various
modifications, generally adopted by writers on Probability, or at least, as I
understand the matter, implied by their methods of definition and treatment.
Or, on the other hand, must these causes be regarded as a vast system, one
might almost say a chaos, of perfectly distinct agencies; which may indeed
be classified and arranged to some extent, but from which we can never
hope to obtain any rules of perfect generality which shall not be subject to
constant exception? If so, but one course is left; to exclude them all alike
from Probability. In other words, we must assume the general proposition,
viz. that which has been described throughout as our starting-point, to be
given to us; it may be obtained by any of the numerous rules furnished by
Induction, or it may be inferred deductively, or given by our own
observation; its value may be diminished by its depending upon the
testimony of witnesses, or its being recalled by our own memory. Its real
value may be influenced by these causes or any combinations of them; but
all these are preliminary questions with which we have nothing directly to
do. We assume our statistical proposition to be true, neglecting the
diminution of its value by the process of attainment; we take it up first at
this point and then apply our rules to it. We receive it in fact, if one may use
the expression, ready-made, and ask no questions about the process or
completeness of its manufacture.
§ 5. It is not to be supposed, of course, that any writers have seriously
attempted to reduce to one system of calculation all the causes mentioned
above, and to embrace in one formula the diminution of certainty to which
the inclusion of them subjects us. But on the other hand, they have been
unwilling to restrain themselves from all appeal to them. From an early
period in the study of the science attempts have been made to proceed, by
the Calculus of Probability, from the observed cases to adjacent and similar
cases. In practice, as has been already said, it is not possible to avoid some
extension of this kind. But it should be observed, that in these instances the
Page 195
divergence from the strict ground of experience is not in reality recognized,
at least not as a part of our logical procedure. We have, it is true, wandered
somewhat beyond it, and so obtained a wider proposition than our data
strictly necessitated, and therefore one of less certainty. Still we assume the
conclusion given by induction to be equally certain with the data, or rather
omit all notice of the divergence from consideration. It is assumed that the
unexamined instances will resemble the examined, an assumption for which
abundant warrant may exist; the theory of the calculation rests upon the
supposition that there will be no difference between them, and the practical
error is insignificant simply because this difference is small.
§ 6. But the rule we are now about to discuss, and which may be called the
Rule of Succession, is of a very different kind. It not only recognizes the
fact that we are leaving the ground of past experience, but takes the
consequences of this divergence as the express subject of its calculation. It
professes to give a general rule for the measure of expectation that we
should have of the reappearance of a phenomenon that has been already
observed any number of times. This rule is generally stated somewhat as
follows: “To find the chance of the recurrence of an event already observed,
divide the number of times the event has been observed, increased by one,
by the same number increased by two.”
§ 7. It will be instructive to point out the origin of this rule; if only to
remind the reader of the necessity of keeping mathematical formulæ to their
proper province, and to show what astonishing conclusions are apt to be
accepted on the supposed warrant of mathematics. Revert then to the
example of Inverse Probability on p. 182. We saw that under certain
assumptions, it would follow that when a single white ball had been drawn
from a bag known to contain 10 balls which were white or black, the chance
could be determined that there was only one white ball in it. Having done
this we readily calculate ‘directly’ the chance that this white ball will be
drawn next time. Similarly we can reckon the chances of there being two,
three, &c. up to ten white balls in it, and determine on each of these
suppositions the chance of a white ball being drawn next time. Adding these
together we have the answer to the question:—a white ball has been drawn
once from a bag known to contain ten balls, white or black; what is the
chance of a second time drawing a white ball?
at least not as a part of our logical procedure. We have, it is true, wandered
somewhat beyond it, and so obtained a wider proposition than our data
strictly necessitated, and therefore one of less certainty. Still we assume the
conclusion given by induction to be equally certain with the data, or rather
omit all notice of the divergence from consideration. It is assumed that the
unexamined instances will resemble the examined, an assumption for which
abundant warrant may exist; the theory of the calculation rests upon the
supposition that there will be no difference between them, and the practical
error is insignificant simply because this difference is small.
§ 6. But the rule we are now about to discuss, and which may be called the
Rule of Succession, is of a very different kind. It not only recognizes the
fact that we are leaving the ground of past experience, but takes the
consequences of this divergence as the express subject of its calculation. It
professes to give a general rule for the measure of expectation that we
should have of the reappearance of a phenomenon that has been already
observed any number of times. This rule is generally stated somewhat as
follows: “To find the chance of the recurrence of an event already observed,
divide the number of times the event has been observed, increased by one,
by the same number increased by two.”
§ 7. It will be instructive to point out the origin of this rule; if only to
remind the reader of the necessity of keeping mathematical formulæ to their
proper province, and to show what astonishing conclusions are apt to be
accepted on the supposed warrant of mathematics. Revert then to the
example of Inverse Probability on p. 182. We saw that under certain
assumptions, it would follow that when a single white ball had been drawn
from a bag known to contain 10 balls which were white or black, the chance
could be determined that there was only one white ball in it. Having done
this we readily calculate ‘directly’ the chance that this white ball will be
drawn next time. Similarly we can reckon the chances of there being two,
three, &c. up to ten white balls in it, and determine on each of these
suppositions the chance of a white ball being drawn next time. Adding these
together we have the answer to the question:—a white ball has been drawn
once from a bag known to contain ten balls, white or black; what is the
chance of a second time drawing a white ball?
Page 196
So far only arithmetic is required. For the next step we need higher
mathematics, and by its aid we solve this problem:—A white ball has been
drawn m times from a bag which contains any number, we know not what,
of balls each of which is white or black, find the chance of the next drawing
also yielding a white ball. The answer is
m + 1.
m+2
Thus far mathematics. Then comes in the physical assumption that the
universe may be likened to such a bag as the above, in the sense that the
above rule may be applied to solve this question:—an event has been
observed to happen m times in a certain way, find the chance that it will
happen in that way next time. Laplace, for instance, has pointed out that at
the date of the writing of his Essai Philosophique, the odds in favour of the
sun's rising again (on the old assumption as to the age of the world) were
1,826,214 to 1. De Morgan says that a man who standing on the bank of a
river has seen ten ships pass by with flags should judge it to be 11 to 1 that
the next ship will also carry a flag.
§ 8. It is hard to take such a rule as this seriously, for there does not seem to
be even that moderate confirmation of it which we shall find to hold good
in the case of the application of abstract formulæ to the estimation of the
evidence of witnesses. If however its validity is to be discussed there appear
to be two very distinct lines of enquiry along which we may be led.
(1) In the first place we may take it for what it professes to be, and for what
it is commonly understood to be, viz. a rule which assigns the measure of
expectation we ought to entertain of the recurrence of the event under the
circumstances in question. Of course, on the view adopted in this work, we
insist on enquiring whether it is really true that on the average events do
thus repeat their performance in accordance with this law. Thus tested, no
one surely would attempt to defend such a formula. So far from past
occurrence being a ground for belief in future recurrence, there are (as will
be more fully pointed out in the Chapter on Fallacies) plenty of cases in
which the direct contrary holds good. Then again a rule of this kind is
subject to the very serious perplexity to be explained in our next chapter,
mathematics, and by its aid we solve this problem:—A white ball has been
drawn m times from a bag which contains any number, we know not what,
of balls each of which is white or black, find the chance of the next drawing
also yielding a white ball. The answer is
m + 1.
m+2
Thus far mathematics. Then comes in the physical assumption that the
universe may be likened to such a bag as the above, in the sense that the
above rule may be applied to solve this question:—an event has been
observed to happen m times in a certain way, find the chance that it will
happen in that way next time. Laplace, for instance, has pointed out that at
the date of the writing of his Essai Philosophique, the odds in favour of the
sun's rising again (on the old assumption as to the age of the world) were
1,826,214 to 1. De Morgan says that a man who standing on the bank of a
river has seen ten ships pass by with flags should judge it to be 11 to 1 that
the next ship will also carry a flag.
§ 8. It is hard to take such a rule as this seriously, for there does not seem to
be even that moderate confirmation of it which we shall find to hold good
in the case of the application of abstract formulæ to the estimation of the
evidence of witnesses. If however its validity is to be discussed there appear
to be two very distinct lines of enquiry along which we may be led.
(1) In the first place we may take it for what it professes to be, and for what
it is commonly understood to be, viz. a rule which assigns the measure of
expectation we ought to entertain of the recurrence of the event under the
circumstances in question. Of course, on the view adopted in this work, we
insist on enquiring whether it is really true that on the average events do
thus repeat their performance in accordance with this law. Thus tested, no
one surely would attempt to defend such a formula. So far from past
occurrence being a ground for belief in future recurrence, there are (as will
be more fully pointed out in the Chapter on Fallacies) plenty of cases in
which the direct contrary holds good. Then again a rule of this kind is
subject to the very serious perplexity to be explained in our next chapter,
Page 197
arising out of the necessary arbitrariness of such inverse reference. That is,
when an event has happened but a few times, we have no certain guide; and
when it has happened but once,[2] we have no guide whatever, as to the
class of cases to which it is to be referred. In the example above, about the
flags, why did we stop short at this notion simply, instead of specifying the
size, shape, &c. of the flags?
De Morgan, it must be remembered, only accepts this rule in a qualified
sense. He regards it as furnishing a minimum value for the amount of our
expectation. He terms it “the rule of probability of a pure induction,” and
says of it, “The probabilities shown by the above rules are merely minima
which may be augmented by other sources of knowledge.” That is, he
recognizes only those instances in which our belief in the Uniformity of
Nature and in the existence of special laws of causation comes in to
supplement that which arises from the mere frequency of past occurrence.
This however does not meet those cases in which past occurrence is a
positive ground of disbelief in future recurrence.
§ 9. (2) There is however another and very different view which might be
taken of such a rule. It is one, an obscure recognition of which has very
likely had much to do with the acceptance which the rule has received.
What we might suppose ourselves to be thus expressing is,—not the
measure of rational expectation which might be held by minds sufficiently
advanced to be able to classify and to draw conscious inferences, but,—the
law according to which the primitive elements of belief were started and
developed. Of course such an interpretation as this would be equivalent to
quitting the province of Logic altogether and crossing over into that of
Psychology; but it would be a perfectly valid line of enquiry. We should be
attempting nothing more than a development of the researches of Fechner
and his followers in psychophysical measurement. Only then we ought, like
them, not to start with any analogy of a ballot box and its contents, but to
base our enquiry on careful determination of the actual mental phenomena
experienced. We know how the law has been determined in accordance with
which the intensity of the feeling of light varies with that of its objective
source. We see how it is possible to measure the growth of memory
according to the number of repetitions of a sentence or a succession of mere
when an event has happened but a few times, we have no certain guide; and
when it has happened but once,[2] we have no guide whatever, as to the
class of cases to which it is to be referred. In the example above, about the
flags, why did we stop short at this notion simply, instead of specifying the
size, shape, &c. of the flags?
De Morgan, it must be remembered, only accepts this rule in a qualified
sense. He regards it as furnishing a minimum value for the amount of our
expectation. He terms it “the rule of probability of a pure induction,” and
says of it, “The probabilities shown by the above rules are merely minima
which may be augmented by other sources of knowledge.” That is, he
recognizes only those instances in which our belief in the Uniformity of
Nature and in the existence of special laws of causation comes in to
supplement that which arises from the mere frequency of past occurrence.
This however does not meet those cases in which past occurrence is a
positive ground of disbelief in future recurrence.
§ 9. (2) There is however another and very different view which might be
taken of such a rule. It is one, an obscure recognition of which has very
likely had much to do with the acceptance which the rule has received.
What we might suppose ourselves to be thus expressing is,—not the
measure of rational expectation which might be held by minds sufficiently
advanced to be able to classify and to draw conscious inferences, but,—the
law according to which the primitive elements of belief were started and
developed. Of course such an interpretation as this would be equivalent to
quitting the province of Logic altogether and crossing over into that of
Psychology; but it would be a perfectly valid line of enquiry. We should be
attempting nothing more than a development of the researches of Fechner
and his followers in psychophysical measurement. Only then we ought, like
them, not to start with any analogy of a ballot box and its contents, but to
base our enquiry on careful determination of the actual mental phenomena
experienced. We know how the law has been determined in accordance with
which the intensity of the feeling of light varies with that of its objective
source. We see how it is possible to measure the growth of memory
according to the number of repetitions of a sentence or a succession of mere
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syllables. In this latter case, for instance, we just try experiments, and
determine how much better a man can remember any utterances after eight
hearings than after seven.[3]
Now this case furnishes a very close parallel to our supposed attempt to
measure the increase of intensity of belief after repeated recurrence. That is,
if it were possible to experiment in this order of mental phenomena, we
ought simply to repeat a phenomenon a certain number of times and then
ascertain by actual introspection or by some simple test, how fast the belief
was increasing. Thus viewed the problem seems to me a hopeless one. The
difficulties are serious enough, when we are trying to measure our simple
sensations, of laying aside the effects of past training, and of attempting, as
it were, to leave the mind open and passive to mere reception of stimuli.
But if we were to attempt in this way to measure our belief these difficulties
would become quite insuperable. We can no more divest ourselves of past
training here than we can of intelligence or thought. I do not see how any
one could possibly avoid classing the observed recurrences with others
which he had experienced, and of being thus guided by special analogies
and inductions instead of trusting solely to De Morgan's ‘pure induction’.
The same considerations tend to rebut another form of defence for the rule
in question. It is urged, for instance, that we may at least resort to it in those
cases in which we are in entire ignorance as to the number and nature of the
antecedents. This is a position to which I can hardly conceive it possible
that we should ever be reduced. However remote or exceptional may be the
phenomenon selected we may yet bring it into relation with some accepted
generalizations and thus draw our conclusions from these rather than from
purely à priori considerations.
§ 10. Since then past acquisitions cannot be laid aside or allowed for, the
only remaining resource would be to experiment upon the infant mind. One
would not like to pronounce that any line of enquiry is impossible; but the
difficulties would certainly be enormous. And interesting as the facts would
be, supposing that we had succeeded in securing them, they would not be of
the slightest importance in Logic. However the question were settled:—
whether, for instance, we proved that the sentiment or emotion of belief
grew up slowly and gradually from a sort of zero point under the impress of
repetition of experience; or whether we proved that a single occurrence
determine how much better a man can remember any utterances after eight
hearings than after seven.[3]
Now this case furnishes a very close parallel to our supposed attempt to
measure the increase of intensity of belief after repeated recurrence. That is,
if it were possible to experiment in this order of mental phenomena, we
ought simply to repeat a phenomenon a certain number of times and then
ascertain by actual introspection or by some simple test, how fast the belief
was increasing. Thus viewed the problem seems to me a hopeless one. The
difficulties are serious enough, when we are trying to measure our simple
sensations, of laying aside the effects of past training, and of attempting, as
it were, to leave the mind open and passive to mere reception of stimuli.
But if we were to attempt in this way to measure our belief these difficulties
would become quite insuperable. We can no more divest ourselves of past
training here than we can of intelligence or thought. I do not see how any
one could possibly avoid classing the observed recurrences with others
which he had experienced, and of being thus guided by special analogies
and inductions instead of trusting solely to De Morgan's ‘pure induction’.
The same considerations tend to rebut another form of defence for the rule
in question. It is urged, for instance, that we may at least resort to it in those
cases in which we are in entire ignorance as to the number and nature of the
antecedents. This is a position to which I can hardly conceive it possible
that we should ever be reduced. However remote or exceptional may be the
phenomenon selected we may yet bring it into relation with some accepted
generalizations and thus draw our conclusions from these rather than from
purely à priori considerations.
§ 10. Since then past acquisitions cannot be laid aside or allowed for, the
only remaining resource would be to experiment upon the infant mind. One
would not like to pronounce that any line of enquiry is impossible; but the
difficulties would certainly be enormous. And interesting as the facts would
be, supposing that we had succeeded in securing them, they would not be of
the slightest importance in Logic. However the question were settled:—
whether, for instance, we proved that the sentiment or emotion of belief
grew up slowly and gradually from a sort of zero point under the impress of
repetition of experience; or whether we proved that a single occurrence
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produced complete belief in the repetition of the event, so that experience
gradually untaught us and weakened our convictions;—in no case would
the mature mind gain any aid as to what it ought to believe.
I cannot but think that some such view as this must occasionally underlie
the acceptance which this rule has received. For instance, Laplace, though
unhesitatingly adopting it as a real, that is, objective rule of inference, has
gone into so much physiological and psychological matter towards the end
of his discussion (Essai philosophique) as to suggest that what he had in
view was the natural history of belief rather than its subsequent
justification.
Again, the curious doctrine adopted by Jevons, that the principles of
Induction rest entirely upon the theory of Probability,—a very different
doctrine from that which is conveyed by saying that all knowledge of facts
is probable only, i.e. not necessary,—seems unintelligible except on some
such interpretation. We shall have more to say on this subject in our next
chapter. It will be enough here to remark that in our present reflective and
rational stage we find that every inference in Probability involves some
appeal to, or support from, Induction, but that it is impossible to base either
upon the other. However far back we try to push our way, and however
disposed we might be to account for our ultimate beliefs by Association, it
seems to me that so long as we consider ourselves to be dealing with rules
of inference we must still distinguish between Induction and Probability.
1 John Craig, in his often named work, Theologiæ Christianæ Principia
Mathematica (Lond. 1699) attempted something in this direction when he
proposed to solve such problems as:—Quando evanescet probabilitas
cujusvis Historiæ, cujus subjectum est transiens, vivâ tantum voce
transmissæ, determinare.
2
When m = 1 the fraction becomes 23; i.e. the odds are 2 to 1 in favour of
recurrence. And there are writers who accept this result. For instance,
Jevons (Principles of Science p. 258) says “Thus on the first occasion on
gradually untaught us and weakened our convictions;—in no case would
the mature mind gain any aid as to what it ought to believe.
I cannot but think that some such view as this must occasionally underlie
the acceptance which this rule has received. For instance, Laplace, though
unhesitatingly adopting it as a real, that is, objective rule of inference, has
gone into so much physiological and psychological matter towards the end
of his discussion (Essai philosophique) as to suggest that what he had in
view was the natural history of belief rather than its subsequent
justification.
Again, the curious doctrine adopted by Jevons, that the principles of
Induction rest entirely upon the theory of Probability,—a very different
doctrine from that which is conveyed by saying that all knowledge of facts
is probable only, i.e. not necessary,—seems unintelligible except on some
such interpretation. We shall have more to say on this subject in our next
chapter. It will be enough here to remark that in our present reflective and
rational stage we find that every inference in Probability involves some
appeal to, or support from, Induction, but that it is impossible to base either
upon the other. However far back we try to push our way, and however
disposed we might be to account for our ultimate beliefs by Association, it
seems to me that so long as we consider ourselves to be dealing with rules
of inference we must still distinguish between Induction and Probability.
1 John Craig, in his often named work, Theologiæ Christianæ Principia
Mathematica (Lond. 1699) attempted something in this direction when he
proposed to solve such problems as:—Quando evanescet probabilitas
cujusvis Historiæ, cujus subjectum est transiens, vivâ tantum voce
transmissæ, determinare.
2
When m = 1 the fraction becomes 23; i.e. the odds are 2 to 1 in favour of
recurrence. And there are writers who accept this result. For instance,
Jevons (Principles of Science p. 258) says “Thus on the first occasion on
Page 200
which a person sees a shark, and notices that it is accompanied by a little
pilot fish, the odds are 2 to 1 that the next shark will be so accompanied.”
To say nothing of the fact that recognizing and naming the fish implies that
they have often been seen before, how many of the observed characteristics
of that single ‘event’ are to be considered essential? Must the pilot precede;
and at the same distance? Must we consider the latitude, the ocean, the
season, the species of shark, as matter also of repetition on the next
occasion? and so on. I cannot see how the Inductive problem can be even
intelligibly stated, for quantitative purposes, on the first occurrence of any
event.
3 See in Mind (x. 454) Mr Jacob's account of the researches of Herr
Ebbinghaus as described in his work Ueber das Gedächtniss.
pilot fish, the odds are 2 to 1 that the next shark will be so accompanied.”
To say nothing of the fact that recognizing and naming the fish implies that
they have often been seen before, how many of the observed characteristics
of that single ‘event’ are to be considered essential? Must the pilot precede;
and at the same distance? Must we consider the latitude, the ocean, the
season, the species of shark, as matter also of repetition on the next
occasion? and so on. I cannot see how the Inductive problem can be even
intelligibly stated, for quantitative purposes, on the first occurrence of any
event.
3 See in Mind (x. 454) Mr Jacob's account of the researches of Herr
Ebbinghaus as described in his work Ueber das Gedächtniss.
Page 201
CHAPTER IX.
Page 202
INDUCTION AND ITS CONNECTION WITH
PROBABILITY.
§ 1. We were occupied, during the last chapter, with the examination of a
rule, the object of which was to enable us to make inferences about
instances as yet unexamined. It was professedly, therefore, a rule of an
inductive character. But, in the form in which it is commonly expressed, it
was found to fail utterly. It is reasonable therefore to enquire at this point
whether Probability is entirely a formal or deductive science, or whether, on
the other hand, we are able, by means of it, to make valid inferences about
instances as yet unexamined. This question has been already in part
answered by implication in the course of the last two chapters. It is
proposed in the present chapter to devote a fuller investigation to this
subject, and to describe, as minutely as limits will allow, the nature of the
connection between Probability and Induction. We shall find it advisable for
clearness of conception to commence our enquiry at a somewhat early
stage. We will travel over the ground, however, as rapidly as possible, until
we approach the boundary of what can properly be termed Probability.
§ 2. Let us then conceive some one setting to work to investigate nature,
under its broadest aspect, with the view of systematizing the facts of
experience that are known, and thence (in case he should find that this is
possible) discovering others which are at present unknown. He observes a
multitude of phenomena, physical and mental, contemporary and
successive. He enquires what connections are there between them? what
rules can be found, so that some of these things being observed I can infer
others from them? We suppose him, let it be observed, deliberately
resolving to investigate the things themselves, and not to be turned aside by
any prior enquiry as to there being laws under which the mind is compelled
to judge of the things. This may arise either from a disbelief in the existence
of any independent and necessary mental laws, and a consequent conviction
that the mind is perfectly competent to observe and believe anything that
experience offers, and should believe nothing else, or simply from a
preference for investigations of the latter kind. In other words, we suppose
PROBABILITY.
§ 1. We were occupied, during the last chapter, with the examination of a
rule, the object of which was to enable us to make inferences about
instances as yet unexamined. It was professedly, therefore, a rule of an
inductive character. But, in the form in which it is commonly expressed, it
was found to fail utterly. It is reasonable therefore to enquire at this point
whether Probability is entirely a formal or deductive science, or whether, on
the other hand, we are able, by means of it, to make valid inferences about
instances as yet unexamined. This question has been already in part
answered by implication in the course of the last two chapters. It is
proposed in the present chapter to devote a fuller investigation to this
subject, and to describe, as minutely as limits will allow, the nature of the
connection between Probability and Induction. We shall find it advisable for
clearness of conception to commence our enquiry at a somewhat early
stage. We will travel over the ground, however, as rapidly as possible, until
we approach the boundary of what can properly be termed Probability.
§ 2. Let us then conceive some one setting to work to investigate nature,
under its broadest aspect, with the view of systematizing the facts of
experience that are known, and thence (in case he should find that this is
possible) discovering others which are at present unknown. He observes a
multitude of phenomena, physical and mental, contemporary and
successive. He enquires what connections are there between them? what
rules can be found, so that some of these things being observed I can infer
others from them? We suppose him, let it be observed, deliberately
resolving to investigate the things themselves, and not to be turned aside by
any prior enquiry as to there being laws under which the mind is compelled
to judge of the things. This may arise either from a disbelief in the existence
of any independent and necessary mental laws, and a consequent conviction
that the mind is perfectly competent to observe and believe anything that
experience offers, and should believe nothing else, or simply from a
preference for investigations of the latter kind. In other words, we suppose
Page 203
him to reject Formal Logic, and to apply himself to a study of objective
existences.
It must not for a moment be supposed that we are here doing more than
conceiving a fictitious case for the purpose of more vividly setting before
the reader the nature of the inductive process, the assumptions it has to
make, and the character of the materials to which it is applied. It is not
psychologically possible that any one should come to the study of nature
with all his mental faculties in full perfection, but void of all materials of
knowledge, and free from any bias as to the uniformities which might be
found to prevail around him. In practice, of course, the form and the matter
—the laws of belief or association, and the objects to which they are
applied—act and react upon one another, and neither can exist in any but a
low degree without presupposing the existence of the other. But the
supposition is perfectly legitimate for the purpose of calling attention to the
requirements of such a system of Logic, and is indeed nothing more than
what has to be done at almost every step in psychological enquiry.[1]
§ 3. His task at first might be conceived to be a slow and tedious one. It
would consist of a gradual accumulation of individual instances, as marked
out from one another by various points of distinction, and connected with
one another by points of resemblance. These would have to be respectively
distinguished and associated in the mind, and the consequent results would
then be summed up in general propositions, from which inferences could
afterwards be drawn. These inferences could, of course, contain no new
facts, they would only be repetitions of what he or others had previously
observed. All that we should have so far done would have been to make our
classifications of things and then to appeal to them again. We should
therefore be keeping well within the province of ordinary logic, the
processes of which (whatever their ultimate explanation) may of course
always be expressed, in accordance with Aristotle's Dictum, as ways of
determining whether or not we can show that one given class is included
wholly or partly within another, or excluded from it, as the case may be.
§ 4. But a very short course of observation would suggest the possibility of
a wide extension of his information. Experience itself would soon detect
that events were connected together in a regular way; he would ascertain
existences.
It must not for a moment be supposed that we are here doing more than
conceiving a fictitious case for the purpose of more vividly setting before
the reader the nature of the inductive process, the assumptions it has to
make, and the character of the materials to which it is applied. It is not
psychologically possible that any one should come to the study of nature
with all his mental faculties in full perfection, but void of all materials of
knowledge, and free from any bias as to the uniformities which might be
found to prevail around him. In practice, of course, the form and the matter
—the laws of belief or association, and the objects to which they are
applied—act and react upon one another, and neither can exist in any but a
low degree without presupposing the existence of the other. But the
supposition is perfectly legitimate for the purpose of calling attention to the
requirements of such a system of Logic, and is indeed nothing more than
what has to be done at almost every step in psychological enquiry.[1]
§ 3. His task at first might be conceived to be a slow and tedious one. It
would consist of a gradual accumulation of individual instances, as marked
out from one another by various points of distinction, and connected with
one another by points of resemblance. These would have to be respectively
distinguished and associated in the mind, and the consequent results would
then be summed up in general propositions, from which inferences could
afterwards be drawn. These inferences could, of course, contain no new
facts, they would only be repetitions of what he or others had previously
observed. All that we should have so far done would have been to make our
classifications of things and then to appeal to them again. We should
therefore be keeping well within the province of ordinary logic, the
processes of which (whatever their ultimate explanation) may of course
always be expressed, in accordance with Aristotle's Dictum, as ways of
determining whether or not we can show that one given class is included
wholly or partly within another, or excluded from it, as the case may be.
§ 4. But a very short course of observation would suggest the possibility of
a wide extension of his information. Experience itself would soon detect
that events were connected together in a regular way; he would ascertain
Page 204
that there are ‘laws of nature.’ Coming with no à priori necessity of
believing in them, he would soon find that as a matter of fact they do exist,
though he could not feel any certainty as to the extent of their prevalence.
The discovery of this arrangement in nature would at once alter the plan of
his proceedings, and set the tone to the whole range of his methods of
investigation. His main work now would be to find out by what means he
could best discover these laws of nature.
An illustration may assist. Suppose I were engaged in breaking up a vast
piece of rock, say slate, into small pieces. I should begin by wearily
working through it inch by inch. But I should soon find the process
completely changed owing to the existence of cleavage. By this
arrangement of things a very few blows would do the work—not, as I might
possibly have at first supposed, to the extent of a few inches—but right
through the whole mass. In other words, by the process itself of cutting, as
shown in experience, and by nothing else, a constitution would be detected
in the things that would make that process vastly more easy and extensive.
Such a discovery would of course change our tactics. Our principal object
would thenceforth be to ascertain the extent and direction of this cleavage.
Something resembling this is found in Induction. The discovery of laws of
nature enables the mind to dart with its inferences from a few facts
completely through a whole class of objects, and thus to acquire results the
successive individual attainment of which would have involved long and
wearisome investigation, and would indeed in multitudes of instances have
been out of the question. We have no demonstrative proof that this state of
things is universal; but having found it prevail extensively, we go on with
the resolution at least to try for it everywhere else, and we are not
disappointed. From propositions obtained in this way, or rather from the
original facts on which these propositions rest, we can make new
inferences, not indeed with absolute certainty, but with a degree of
conviction that is of the utmost practical use. We have gained the great step
of being able to make trustworthy generalizations. We conclude, for
instance, not merely that John and Henry die, but that all men die.
§ 5. The above brief investigation contains, it is hoped, a tolerably correct
outline of the nature of the Inductive inference, as it presents itself in
believing in them, he would soon find that as a matter of fact they do exist,
though he could not feel any certainty as to the extent of their prevalence.
The discovery of this arrangement in nature would at once alter the plan of
his proceedings, and set the tone to the whole range of his methods of
investigation. His main work now would be to find out by what means he
could best discover these laws of nature.
An illustration may assist. Suppose I were engaged in breaking up a vast
piece of rock, say slate, into small pieces. I should begin by wearily
working through it inch by inch. But I should soon find the process
completely changed owing to the existence of cleavage. By this
arrangement of things a very few blows would do the work—not, as I might
possibly have at first supposed, to the extent of a few inches—but right
through the whole mass. In other words, by the process itself of cutting, as
shown in experience, and by nothing else, a constitution would be detected
in the things that would make that process vastly more easy and extensive.
Such a discovery would of course change our tactics. Our principal object
would thenceforth be to ascertain the extent and direction of this cleavage.
Something resembling this is found in Induction. The discovery of laws of
nature enables the mind to dart with its inferences from a few facts
completely through a whole class of objects, and thus to acquire results the
successive individual attainment of which would have involved long and
wearisome investigation, and would indeed in multitudes of instances have
been out of the question. We have no demonstrative proof that this state of
things is universal; but having found it prevail extensively, we go on with
the resolution at least to try for it everywhere else, and we are not
disappointed. From propositions obtained in this way, or rather from the
original facts on which these propositions rest, we can make new
inferences, not indeed with absolute certainty, but with a degree of
conviction that is of the utmost practical use. We have gained the great step
of being able to make trustworthy generalizations. We conclude, for
instance, not merely that John and Henry die, but that all men die.
§ 5. The above brief investigation contains, it is hoped, a tolerably correct
outline of the nature of the Inductive inference, as it presents itself in
Page 205
Material or Scientific Logic. It involves the distinction drawn by Mill, and
with which the reader of his System of Logic will be familiar, between an
inference drawn according to a formula and one drawn from a formula. We
do in reality make our inference from the data afforded by experience
directly to the conclusion; it is a mere arrangement of convenience to do so
by passing through the generalization. But it is one of such extreme
convenience, and one so necessarily forced upon us when we are appealing
to our own past experience or to that of others for the grounds of our
conclusion, that practically we find it the best plan to divide the process of
inference into two parts. The first part is concerned with establishing the
generalization; the second (which contains the rules of ordinary logic)
determines what conclusions can be drawn from this generalization.
§ 6. We may now see our way to ascertaining the province of Probability
and its relation to kindred sciences. Inductive Logic gives rules for
discovering such generalizations as those spoken of above, and for testing
their correctness. If they are expressed in universal propositions it is the part
of ordinary logic to determine what inferences can be made from and by
them; if, on the other hand, they are expressed in proportional propositions,
that is, propositions of the kind described in our first chapter, they are
handed over to Probability. We find, for example, that three infants out of
ten die in their first four years. It belongs to Induction to say whether we are
justified in generalizing our observation into the assertion, All infants die in
that proportion. When such a proposition is obtained, whatever may be the
value to be assigned to it, we recognize in it a series of a familiar kind, and
it is at once claimed by Probability.
In this latter case the division into two parts, the inductive and the
ratiocinative, seems decidedly more than one of convenience; it is indeed
imperatively necessary for clearness of thought and cogency of treatment. It
is true that in almost every example that can be selected we shall find both
of the above elements existing together and combining to determine the
degree of our conviction, but when we come to examine them closely it
appears to me that the grounds of their cogency, the kind of conviction they
produce, and consequently the rules which they give rise to, are so entirely
distinct that they cannot possibly be harmonized into a single consistent
system.
with which the reader of his System of Logic will be familiar, between an
inference drawn according to a formula and one drawn from a formula. We
do in reality make our inference from the data afforded by experience
directly to the conclusion; it is a mere arrangement of convenience to do so
by passing through the generalization. But it is one of such extreme
convenience, and one so necessarily forced upon us when we are appealing
to our own past experience or to that of others for the grounds of our
conclusion, that practically we find it the best plan to divide the process of
inference into two parts. The first part is concerned with establishing the
generalization; the second (which contains the rules of ordinary logic)
determines what conclusions can be drawn from this generalization.
§ 6. We may now see our way to ascertaining the province of Probability
and its relation to kindred sciences. Inductive Logic gives rules for
discovering such generalizations as those spoken of above, and for testing
their correctness. If they are expressed in universal propositions it is the part
of ordinary logic to determine what inferences can be made from and by
them; if, on the other hand, they are expressed in proportional propositions,
that is, propositions of the kind described in our first chapter, they are
handed over to Probability. We find, for example, that three infants out of
ten die in their first four years. It belongs to Induction to say whether we are
justified in generalizing our observation into the assertion, All infants die in
that proportion. When such a proposition is obtained, whatever may be the
value to be assigned to it, we recognize in it a series of a familiar kind, and
it is at once claimed by Probability.
In this latter case the division into two parts, the inductive and the
ratiocinative, seems decidedly more than one of convenience; it is indeed
imperatively necessary for clearness of thought and cogency of treatment. It
is true that in almost every example that can be selected we shall find both
of the above elements existing together and combining to determine the
degree of our conviction, but when we come to examine them closely it
appears to me that the grounds of their cogency, the kind of conviction they
produce, and consequently the rules which they give rise to, are so entirely
distinct that they cannot possibly be harmonized into a single consistent
system.
Page 206
The opinion therefore according to which certain Inductive formulæ are
regarded as composing a portion of Probability, and which finds utterance
in the Rule of Succession criticised in our last chapter, cannot, I think, be
maintained. It would be more correct to say, as stated above, that Induction
is quite distinct from Probability, yet co-operates in almost all its inferences.
By Induction we determine, for example, whether, and how far, we can
safely generalize the proposition that four men in ten live to be fifty-six;
supposing such a proposition to be safely generalized, we hand it over to
Probability to say what sort of inferences can be deduced from it.
§ 7. So much then for the opinion which tends to regard pure Induction as a
subdivision of Probability. By the majority of philosophical and logical
writers a widely different view has of course been entertained. They are
mostly disposed to distinguish these sciences very sharply from, not to say
to contrast them with, one another; the one being accepted as philosophical
or logical, and the other rejected as mathematical. This may without offence
be termed the popular prejudice against Probability.
A somewhat different view, however, must be noticed here, which, by a sort
of reaction against the latter, seems even to go beyond the former; and
which occasionally finds expression in the statement that all inductive
reasoning of every kind is merely a matter of Probability. Two examples of
this may be given.
Beginning with the older authority, there is an often quoted saying by Butler
at the commencement of his Analogy, that ‘probability is the very guide of
life’; a saying which seems frequently to be understood to signify that the
rules or principles of Probability are thus all-prevalent when we are drawing
conclusions in practical life. Judging by the drift of the context, indeed, this
seems a fair interpretation of his meaning, in so far of course as there could
be said to be any such thing as a science of Probability in those days. Prof.
Jevons, in his Principles of Science (p. 197), has expressed a somewhat
similar view, of course in a way more consistent with the principles of
modern science, physical and mathematical. He says, “I am convinced that
it is impossible to expound the methods of induction in a sound manner,
without resting them on the theory of Probability. Perfect knowledge alone
can give certainty, and in nature perfect knowledge would be infinite
regarded as composing a portion of Probability, and which finds utterance
in the Rule of Succession criticised in our last chapter, cannot, I think, be
maintained. It would be more correct to say, as stated above, that Induction
is quite distinct from Probability, yet co-operates in almost all its inferences.
By Induction we determine, for example, whether, and how far, we can
safely generalize the proposition that four men in ten live to be fifty-six;
supposing such a proposition to be safely generalized, we hand it over to
Probability to say what sort of inferences can be deduced from it.
§ 7. So much then for the opinion which tends to regard pure Induction as a
subdivision of Probability. By the majority of philosophical and logical
writers a widely different view has of course been entertained. They are
mostly disposed to distinguish these sciences very sharply from, not to say
to contrast them with, one another; the one being accepted as philosophical
or logical, and the other rejected as mathematical. This may without offence
be termed the popular prejudice against Probability.
A somewhat different view, however, must be noticed here, which, by a sort
of reaction against the latter, seems even to go beyond the former; and
which occasionally finds expression in the statement that all inductive
reasoning of every kind is merely a matter of Probability. Two examples of
this may be given.
Beginning with the older authority, there is an often quoted saying by Butler
at the commencement of his Analogy, that ‘probability is the very guide of
life’; a saying which seems frequently to be understood to signify that the
rules or principles of Probability are thus all-prevalent when we are drawing
conclusions in practical life. Judging by the drift of the context, indeed, this
seems a fair interpretation of his meaning, in so far of course as there could
be said to be any such thing as a science of Probability in those days. Prof.
Jevons, in his Principles of Science (p. 197), has expressed a somewhat
similar view, of course in a way more consistent with the principles of
modern science, physical and mathematical. He says, “I am convinced that
it is impossible to expound the methods of induction in a sound manner,
without resting them on the theory of Probability. Perfect knowledge alone
can give certainty, and in nature perfect knowledge would be infinite
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knowledge, which is clearly beyond our capacities. We have, therefore, to
content ourselves with partial knowledge,—knowledge mingled with
ignorance, producing doubt.”[2]
§ 8. There are two senses in which this disposition to merge the two
sciences into one may be understood. Using the word Probability in its
vague popular signification, nothing more may be intended than to call
attention to the fact, that in every case alike our conclusions are nothing
more than ‘probable,’ that is, that they are not, and cannot be, absolutely
certain. This must be fully admitted, for of course no one acquainted with
the complexity of physical and other evidence would seriously maintain
that absolute ideal certainty can be attained in any branch of applied logic.
Hypothetical certainty, in abstract science, may be possible, but not absolute
certainty in the domain of the concrete. This has been already noticed in a
former chapter, where, however, it was pointed out that whatever
justification may exist, on the subjective view of logic, for regarding this
common prevalence of absence of certainty as warranting us in fusing the
sciences into one, no such justification is admitted when we take the
objective view.
§ 9. What may be meant, however, is that the grounds of this absence of
certainty are always of the same general character. This argument, if
admitted, would have real force, and must therefore be briefly noticed. We
have seen abundantly that when we say of a conclusion within the strict
province of Probability, that it is not certain, all that we mean is that in
some proportion of cases only will such conclusion be right, in the other
cases it will be wrong. Now when we say, in reference to any inductive
conclusion, that we feel uncertain about its absolute cogency, are we
conscious of the same interpretation? It seems to me that we are not. It is
indeed quite possible that on ultimate analysis it might be proved that
experience of failure in the past employment of our methods of
investigation was the main cause of our present want of perfect confidence
in them. But this, as we have repeatedly insisted, does not belong to the
province of logical, but to that of Psychological enquiry. It is surely not the
case that we are, as a rule, consciously guided by such occasional or
repeated instances of past failure. In so far as they are at all influential, they
seem to do their work by infusing a vague want of confidence which cannot
content ourselves with partial knowledge,—knowledge mingled with
ignorance, producing doubt.”[2]
§ 8. There are two senses in which this disposition to merge the two
sciences into one may be understood. Using the word Probability in its
vague popular signification, nothing more may be intended than to call
attention to the fact, that in every case alike our conclusions are nothing
more than ‘probable,’ that is, that they are not, and cannot be, absolutely
certain. This must be fully admitted, for of course no one acquainted with
the complexity of physical and other evidence would seriously maintain
that absolute ideal certainty can be attained in any branch of applied logic.
Hypothetical certainty, in abstract science, may be possible, but not absolute
certainty in the domain of the concrete. This has been already noticed in a
former chapter, where, however, it was pointed out that whatever
justification may exist, on the subjective view of logic, for regarding this
common prevalence of absence of certainty as warranting us in fusing the
sciences into one, no such justification is admitted when we take the
objective view.
§ 9. What may be meant, however, is that the grounds of this absence of
certainty are always of the same general character. This argument, if
admitted, would have real force, and must therefore be briefly noticed. We
have seen abundantly that when we say of a conclusion within the strict
province of Probability, that it is not certain, all that we mean is that in
some proportion of cases only will such conclusion be right, in the other
cases it will be wrong. Now when we say, in reference to any inductive
conclusion, that we feel uncertain about its absolute cogency, are we
conscious of the same interpretation? It seems to me that we are not. It is
indeed quite possible that on ultimate analysis it might be proved that
experience of failure in the past employment of our methods of
investigation was the main cause of our present want of perfect confidence
in them. But this, as we have repeatedly insisted, does not belong to the
province of logical, but to that of Psychological enquiry. It is surely not the
case that we are, as a rule, consciously guided by such occasional or
repeated instances of past failure. In so far as they are at all influential, they
seem to do their work by infusing a vague want of confidence which cannot
Page 208
be referred to any statistical grounds for its justification, at least not in a
quantitative way. Part of our want of confidence is derived sympathetically
from those who have investigated the matter more nearly at first hand. Here
again, analysis might detect that a given proportion of past failures lay at
the root of the distrust, but it does not show at the surface. Moreover, one
reason why we cannot feel perfectly certain about our inductions is, that the
memory has to be appealed to for some of our data; and will any one assert
that the only reason why we do not place absolute reliance on our memory
of events long past is that we have been deceived in that way before?
In any other sense, therefore, than as a needful protest against attaching too
great demonstrative force to the conclusions of Inductive Logic, it seems
decidedly misleading to speak of its reasonings as resting upon Probability.
§ 10. We may now see clearly the reasons for the limits within which
causation[3] is necessarily required, but beyond which it is not needed. To
be able to generalize a formula so as to extend it from the observed to the
unobserved, it is clearly essential that there should be a certain permanence
in the order of nature; this permanence is one form of what is implied in the
term causation. If the circumstances under which men live and die
remaining the same, we did not feel warranted in inferring that four men out
of ten would continue to live to fifty, because in the case of those whom we
had observed this proportion had hitherto done so, it is clear that we should
be admitting that the same antecedents need not be followed by the same
consequents. This uniformity being what the Law of Causation asserts, the
truth of the law is clearly necessary to enable us to obtain our
generalizations: in other words, it is necessary for the Inductive part of the
process. But it seems to be equally clear that causation is not necessary for
that part of the process which belongs to Probability. Provided only that the
truth of our generalizations is secured to us, in the way just mentioned, what
does it matter to us whether or not the individual members are subject to
causation? For it is not in reality about these individuals that we make
inferences. As this last point has been already fully treated in Chapter VI.,
any further allusion to it need not be made here.
§ 11. The above description, or rather indication, of the process of obtaining
these generalizations must suffice for the present. Let us now turn and
quantitative way. Part of our want of confidence is derived sympathetically
from those who have investigated the matter more nearly at first hand. Here
again, analysis might detect that a given proportion of past failures lay at
the root of the distrust, but it does not show at the surface. Moreover, one
reason why we cannot feel perfectly certain about our inductions is, that the
memory has to be appealed to for some of our data; and will any one assert
that the only reason why we do not place absolute reliance on our memory
of events long past is that we have been deceived in that way before?
In any other sense, therefore, than as a needful protest against attaching too
great demonstrative force to the conclusions of Inductive Logic, it seems
decidedly misleading to speak of its reasonings as resting upon Probability.
§ 10. We may now see clearly the reasons for the limits within which
causation[3] is necessarily required, but beyond which it is not needed. To
be able to generalize a formula so as to extend it from the observed to the
unobserved, it is clearly essential that there should be a certain permanence
in the order of nature; this permanence is one form of what is implied in the
term causation. If the circumstances under which men live and die
remaining the same, we did not feel warranted in inferring that four men out
of ten would continue to live to fifty, because in the case of those whom we
had observed this proportion had hitherto done so, it is clear that we should
be admitting that the same antecedents need not be followed by the same
consequents. This uniformity being what the Law of Causation asserts, the
truth of the law is clearly necessary to enable us to obtain our
generalizations: in other words, it is necessary for the Inductive part of the
process. But it seems to be equally clear that causation is not necessary for
that part of the process which belongs to Probability. Provided only that the
truth of our generalizations is secured to us, in the way just mentioned, what
does it matter to us whether or not the individual members are subject to
causation? For it is not in reality about these individuals that we make
inferences. As this last point has been already fully treated in Chapter VI.,
any further allusion to it need not be made here.
§ 11. The above description, or rather indication, of the process of obtaining
these generalizations must suffice for the present. Let us now turn and
Page 209
consider the means by which we are practically to make use of them when
they are obtained. The point which we had reached in the course of the
investigations entered into in the sixth and seventh chapters was this:—
Given a series of a certain kind, we could draw inferences about the
members which composed it; inferences, that is, of a peculiar kind, the
value and meaning of which were fully discussed in their proper place.
We must now shift our point of view a little; instead of starting, as in the
former chapters, with a determinate series supposed to be given to us, let us
assume that the individual only is given, and that the work is imposed upon
us of finding out the appropriate series. How are we to set about the task? In
the former case our data were of this kind:—Eight out of ten men, aged
fifty, will live eleven years more, and we ascertained in what sense, and
with what certainty, we could infer that, say, John Smith, aged fifty, would
live to sixty-one.
§ 12. Let us then suppose, instead, that John Smith presents himself, how
should we in this case set about obtaining a series for him? In other words,
how should we collect the appropriate statistics? It should be borne in mind
that when we are attempting to make real inferences about things as yet
unknown, it is in this form that the problem will practically present itself.
At first sight the answer to this question may seem to be obtained by a very
simple process, viz. by counting how many men of the age of John Smith,
respectively do and do not live for eleven years. In reality however the
process is far from being so simple as it appears. For it must be remembered
that each individual thing has not one distinct and appropriate class or
group, to which, and to which alone, it properly belongs. We may indeed be
practically in the habit of considering it under such a single aspect, and it
may therefore seem to us more familiar when it occupies a place in one
series rather than in another; but such a practice is merely customary on our
part, not obligatory. It is obvious that every individual thing or event has an
indefinite number of properties or attributes observable in it, and might
therefore be considered as belonging to an indefinite number of different
classes of things. By belonging to any one class it of course becomes at the
same time a member of all the higher classes, the genera, of which that
class was a species. But, moreover, by virtue of each accidental attribute
they are obtained. The point which we had reached in the course of the
investigations entered into in the sixth and seventh chapters was this:—
Given a series of a certain kind, we could draw inferences about the
members which composed it; inferences, that is, of a peculiar kind, the
value and meaning of which were fully discussed in their proper place.
We must now shift our point of view a little; instead of starting, as in the
former chapters, with a determinate series supposed to be given to us, let us
assume that the individual only is given, and that the work is imposed upon
us of finding out the appropriate series. How are we to set about the task? In
the former case our data were of this kind:—Eight out of ten men, aged
fifty, will live eleven years more, and we ascertained in what sense, and
with what certainty, we could infer that, say, John Smith, aged fifty, would
live to sixty-one.
§ 12. Let us then suppose, instead, that John Smith presents himself, how
should we in this case set about obtaining a series for him? In other words,
how should we collect the appropriate statistics? It should be borne in mind
that when we are attempting to make real inferences about things as yet
unknown, it is in this form that the problem will practically present itself.
At first sight the answer to this question may seem to be obtained by a very
simple process, viz. by counting how many men of the age of John Smith,
respectively do and do not live for eleven years. In reality however the
process is far from being so simple as it appears. For it must be remembered
that each individual thing has not one distinct and appropriate class or
group, to which, and to which alone, it properly belongs. We may indeed be
practically in the habit of considering it under such a single aspect, and it
may therefore seem to us more familiar when it occupies a place in one
series rather than in another; but such a practice is merely customary on our
part, not obligatory. It is obvious that every individual thing or event has an
indefinite number of properties or attributes observable in it, and might
therefore be considered as belonging to an indefinite number of different
classes of things. By belonging to any one class it of course becomes at the
same time a member of all the higher classes, the genera, of which that
class was a species. But, moreover, by virtue of each accidental attribute
Page 210
which it possesses, it becomes a member of a class intersecting, so to say,
some of the other classes. John Smith is a consumptive man say, and a
native of a northern climate. Being a man he is of course included in the
class of vertebrates, also in that of animals, as well as in any higher such
classes that there may be. The property of being consumptive refers him to
another class, narrower than any of the above; whilst that of being born in a
northern climate refers him to a new and distinct class, not conterminous
with any of the rest, for there are things born in the north which are not
men.
§ 13. When therefore John Smith presents himself to our notice without, so
to say, any particular label attached to him informing us under which of his
various aspects he is to be viewed, the process of thus referring him to a
class becomes to a great extent arbitrary. If he had been indicated to us by a
general name, that, of course, would have been some clue; for the name
having a determinate connotation would specify at any rate a fixed group of
attributes within which our selection was to be confined. But names and
attributes being connected together, we are here supposed to be just as much
in ignorance what name he is to be called by, as what group out of all his
innumerable attributes is to be taken account of; for to tell us one of these
things would be precisely the same in effect as to tell us the other. In saying
that it is thus arbitrary under which class he is placed, we mean, of course,
that there are no logical grounds of decision; the selection must be
determined by some extraneous considerations. Mere inspection of the
individual would simply show us that he could equally be referred to an
indefinite number of classes, but would in itself give no inducement to
prefer, for our special purpose, one of these classes to another.
This variety of classes to which the individual may be referred owing to his
possession of a multiplicity of attributes, has an important bearing on the
process of inference which was indicated in the earlier sections of this
chapter, and which we must now examine in more special reference to our
particular subject.
§ 14. It will serve to bring out more clearly the nature of some of those
peculiarities of the step which we are now about to take in the case of
Probability, if we first examine the form which the corresponding step
some of the other classes. John Smith is a consumptive man say, and a
native of a northern climate. Being a man he is of course included in the
class of vertebrates, also in that of animals, as well as in any higher such
classes that there may be. The property of being consumptive refers him to
another class, narrower than any of the above; whilst that of being born in a
northern climate refers him to a new and distinct class, not conterminous
with any of the rest, for there are things born in the north which are not
men.
§ 13. When therefore John Smith presents himself to our notice without, so
to say, any particular label attached to him informing us under which of his
various aspects he is to be viewed, the process of thus referring him to a
class becomes to a great extent arbitrary. If he had been indicated to us by a
general name, that, of course, would have been some clue; for the name
having a determinate connotation would specify at any rate a fixed group of
attributes within which our selection was to be confined. But names and
attributes being connected together, we are here supposed to be just as much
in ignorance what name he is to be called by, as what group out of all his
innumerable attributes is to be taken account of; for to tell us one of these
things would be precisely the same in effect as to tell us the other. In saying
that it is thus arbitrary under which class he is placed, we mean, of course,
that there are no logical grounds of decision; the selection must be
determined by some extraneous considerations. Mere inspection of the
individual would simply show us that he could equally be referred to an
indefinite number of classes, but would in itself give no inducement to
prefer, for our special purpose, one of these classes to another.
This variety of classes to which the individual may be referred owing to his
possession of a multiplicity of attributes, has an important bearing on the
process of inference which was indicated in the earlier sections of this
chapter, and which we must now examine in more special reference to our
particular subject.
§ 14. It will serve to bring out more clearly the nature of some of those
peculiarities of the step which we are now about to take in the case of
Probability, if we first examine the form which the corresponding step
Page 211
assumes in the case of ordinary Logic. Suppose then that we wished to
ascertain whether a certain John Smith, a man of thirty, who is amongst
other things a resident in India, and distinctly affected with cancer, will
continue to survive there for twenty years longer. The terms in which the
man is thus introduced to us refer him to different classes in the way already
indicated. Corresponding to these classes there will be a number of
propositions which have been obtained by previous observations and
inductions, and which we may therefore assume to be available and ready at
hand when we want to make use of them. Let us conceive them to be such
as these following:—Some men live to fifty; some Indian residents live to
fifty; no man suffering thus from cancer lives for five years. From the first
and second of these premises nothing whatever can be inferred, for they are
both[4] particular propositions, and therefore lead to no conclusion in this
case. The third answers our enquiry decisively.
To the logical reader it will hardly be necessary to point out that the process
here under consideration is that of finding middle terms which shall serve to
connect the subject and predicate of our conclusion. This subject and
predicate in the case in question, are the individual before us and his death
within the stated period. Regarded by themselves there is nothing in
common between them, and therefore no link by which they may be
connected or disconnected with each other. The various classes above
referred to are a set of such middle terms, and the propositions belonging to
them are a corresponding set of major premises. By the help of any one of
them we are enabled, under suitable circumstances, to connect together the
subject and predicate of the conclusion, that is, to infer whether the man
will or will not live twenty years.
§ 15. Now in the performance of such a logical process there are two
considerations to which the reader's attention must for a moment be
directed. They are simple enough in this case, but will need careful
explanation in the corresponding case in Probability. In the first place, it is
clear that whenever we can make any inference at all, we can do so with
absolute certainty. Logic, within its own domain, knows nothing of
hesitation or doubt. If the middle term is appropriate it serves to connect the
extremes in such a way as to preclude all uncertainty about the conclusion;
if it is not, there is so far an end of the matter: no conclusion can be drawn,
ascertain whether a certain John Smith, a man of thirty, who is amongst
other things a resident in India, and distinctly affected with cancer, will
continue to survive there for twenty years longer. The terms in which the
man is thus introduced to us refer him to different classes in the way already
indicated. Corresponding to these classes there will be a number of
propositions which have been obtained by previous observations and
inductions, and which we may therefore assume to be available and ready at
hand when we want to make use of them. Let us conceive them to be such
as these following:—Some men live to fifty; some Indian residents live to
fifty; no man suffering thus from cancer lives for five years. From the first
and second of these premises nothing whatever can be inferred, for they are
both[4] particular propositions, and therefore lead to no conclusion in this
case. The third answers our enquiry decisively.
To the logical reader it will hardly be necessary to point out that the process
here under consideration is that of finding middle terms which shall serve to
connect the subject and predicate of our conclusion. This subject and
predicate in the case in question, are the individual before us and his death
within the stated period. Regarded by themselves there is nothing in
common between them, and therefore no link by which they may be
connected or disconnected with each other. The various classes above
referred to are a set of such middle terms, and the propositions belonging to
them are a corresponding set of major premises. By the help of any one of
them we are enabled, under suitable circumstances, to connect together the
subject and predicate of the conclusion, that is, to infer whether the man
will or will not live twenty years.
§ 15. Now in the performance of such a logical process there are two
considerations to which the reader's attention must for a moment be
directed. They are simple enough in this case, but will need careful
explanation in the corresponding case in Probability. In the first place, it is
clear that whenever we can make any inference at all, we can do so with
absolute certainty. Logic, within its own domain, knows nothing of
hesitation or doubt. If the middle term is appropriate it serves to connect the
extremes in such a way as to preclude all uncertainty about the conclusion;
if it is not, there is so far an end of the matter: no conclusion can be drawn,
Page 212
and we are therefore left where we were. Assuming our premises to be
correct, we either know our conclusion for certain, or we know nothing
whatever about it. In the second place, it should be noticed that none of the
possible alternatives in the shape of such major premises as those given
above can ever contradict any of the others, or be at all inconsistent with
them. Regarded as isolated propositions, there is of course nothing to secure
such harmony; they have very different predicates, and may seem quite out
of each other's reach for either support or opposition. But by means of the
other premise they are in each case brought into relation with one another,
and the general interests of truth and consistency prevent them therefore
from contradicting one another. As isolated propositions it might have been
the case that all men live to fifty, and that no Indian residents do so, but
having recognised that some men are residents in India, we see at once that
these premises are inconsistent, and therefore that one or other of them must
be rejected. In all applied logic this necessity of avoiding self-contradiction
is so obvious and imperious that no one would think it necessary to lay
down the formal postulate that all such possible major premises are to be
mutually consistent. To suppose that this postulate is not complied with,
would be in effect to make two or more contradictory assumptions about
matters of fact.
§ 16. But now observe the difference when we attempt to take the
corresponding step in Probability. For ordinary propositions, universal or
particular, substitute statistical propositions of what we have been in the
habit of calling the ‘proportional’ kind. In other words, instead of asking
whether the man will live for twenty years, let us ask whether he will live
for one year? We shall be unable to find any universal propositions which
will cover the case, but we may without difficulty obtain an abundance of
appropriate proportional ones. They will be of the following description:—
Of men aged 30, 98 in 100 live another year; of residents in India a smaller
proportion survive, let us for example say 90 in 100; of men suffering from
cancer a smaller proportion still, let us say 20 in 100.
Now in both of the respects to which attention has just been drawn,
propositions of this kind offer a marked contrast with those last considered.
In the first place, they do not, like ordinary propositions, either assert
unequivocally yes or no, or else refuse to open their lips; but they give
correct, we either know our conclusion for certain, or we know nothing
whatever about it. In the second place, it should be noticed that none of the
possible alternatives in the shape of such major premises as those given
above can ever contradict any of the others, or be at all inconsistent with
them. Regarded as isolated propositions, there is of course nothing to secure
such harmony; they have very different predicates, and may seem quite out
of each other's reach for either support or opposition. But by means of the
other premise they are in each case brought into relation with one another,
and the general interests of truth and consistency prevent them therefore
from contradicting one another. As isolated propositions it might have been
the case that all men live to fifty, and that no Indian residents do so, but
having recognised that some men are residents in India, we see at once that
these premises are inconsistent, and therefore that one or other of them must
be rejected. In all applied logic this necessity of avoiding self-contradiction
is so obvious and imperious that no one would think it necessary to lay
down the formal postulate that all such possible major premises are to be
mutually consistent. To suppose that this postulate is not complied with,
would be in effect to make two or more contradictory assumptions about
matters of fact.
§ 16. But now observe the difference when we attempt to take the
corresponding step in Probability. For ordinary propositions, universal or
particular, substitute statistical propositions of what we have been in the
habit of calling the ‘proportional’ kind. In other words, instead of asking
whether the man will live for twenty years, let us ask whether he will live
for one year? We shall be unable to find any universal propositions which
will cover the case, but we may without difficulty obtain an abundance of
appropriate proportional ones. They will be of the following description:—
Of men aged 30, 98 in 100 live another year; of residents in India a smaller
proportion survive, let us for example say 90 in 100; of men suffering from
cancer a smaller proportion still, let us say 20 in 100.
Now in both of the respects to which attention has just been drawn,
propositions of this kind offer a marked contrast with those last considered.
In the first place, they do not, like ordinary propositions, either assert
unequivocally yes or no, or else refuse to open their lips; but they give
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instead a sort of qualified or hesitating answer concerning the individuals
included in them. This is of course nothing more than the familiar
characteristic of what may be called ‘probability propositions.’ But it leads
up to, and indeed renders possible, the second and more important point;
viz. that these various answers, though they cannot directly and formally
contradict each other (this their nature as proportional propositions, will not
as a rule permit), may yet, in a way which will now have to be pointed out,
be found to be more or less in conflict with each other.
Hence it follows that in the attempt to draw a conclusion from premises of
the kind in question, we may be placed in a position of some perplexity; but
it is a perplexity which may present itself in two forms, a mild and an
aggravated form. We will notice them in turn.
§ 17. The mild form occurs when the different classes to which the
individual case may be appropriately referred are successively included one
within another; for here our sets of statistics, though leading to different
results, will not often be found to be very seriously at variance with one
another. All that comes of it is that as we ascend in the scale by appealing to
higher and higher genera, the statistics grow continually less appropriate to
the particular case in point, and such information therefore as they afford
becomes gradually less explicit and accurate.
The question that we originally wanted to determine, be it remembered, is
whether John Smith will die within one year. But all knowledge of this fact
being unattainable, owing to the absence of suitable inductions, we felt
justified (with the explanation, and under the restrictions mentioned in
Chap VI.), in substituting, as the only available equivalent for such
individual knowledge, the answer to the following statistical enquiry, What
proportion of men in his circumstances die?
§ 18. But then at once there begins to arise some doubt and ambiguity as to
what exactly is to be understood by his circumstances. We may know very
well what these circumstances are in themselves, and yet be in perplexity as
to how many of them we ought to take into account when endeavouring to
estimate his fate. We might conceivably, for a beginning, choose to confine
our attention to those properties only which he has in common with all
animals. If so, and statistics on the subject were attainable, they would
included in them. This is of course nothing more than the familiar
characteristic of what may be called ‘probability propositions.’ But it leads
up to, and indeed renders possible, the second and more important point;
viz. that these various answers, though they cannot directly and formally
contradict each other (this their nature as proportional propositions, will not
as a rule permit), may yet, in a way which will now have to be pointed out,
be found to be more or less in conflict with each other.
Hence it follows that in the attempt to draw a conclusion from premises of
the kind in question, we may be placed in a position of some perplexity; but
it is a perplexity which may present itself in two forms, a mild and an
aggravated form. We will notice them in turn.
§ 17. The mild form occurs when the different classes to which the
individual case may be appropriately referred are successively included one
within another; for here our sets of statistics, though leading to different
results, will not often be found to be very seriously at variance with one
another. All that comes of it is that as we ascend in the scale by appealing to
higher and higher genera, the statistics grow continually less appropriate to
the particular case in point, and such information therefore as they afford
becomes gradually less explicit and accurate.
The question that we originally wanted to determine, be it remembered, is
whether John Smith will die within one year. But all knowledge of this fact
being unattainable, owing to the absence of suitable inductions, we felt
justified (with the explanation, and under the restrictions mentioned in
Chap VI.), in substituting, as the only available equivalent for such
individual knowledge, the answer to the following statistical enquiry, What
proportion of men in his circumstances die?
§ 18. But then at once there begins to arise some doubt and ambiguity as to
what exactly is to be understood by his circumstances. We may know very
well what these circumstances are in themselves, and yet be in perplexity as
to how many of them we ought to take into account when endeavouring to
estimate his fate. We might conceivably, for a beginning, choose to confine
our attention to those properties only which he has in common with all
animals. If so, and statistics on the subject were attainable, they would
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presumably be of some such character as this, Ninety-nine animals out of a
hundred die within a year. Unusual as such a reference would be, we
should, logically speaking, be doing nothing more than taking a wider class
than the one we were accustomed to. Similarly we might, if we pleased,
take our stand at the class of vertebrates, or at that of mammalia, if
zoologists were able to give us the requisite information. Of course we
reject these wide classes and prefer a narrower one. If asked why we reject
them, the natural answer is that they are so general, and resemble the
particular case before us in so few points, that we should be exceedingly
likely to go astray in trusting to them. Though accuracy cannot be insured,
we may at least avoid any needless exaggeration of the relative number and
magnitude of our errors.
§ 19. The above answer is quite valid; but whilst cautioning us against
appealing to too wide a class, it seems to suggest that we cannot go wrong
in the opposite direction, that is in taking too narrow a class. And yet we do
avoid any such extremes. John Smith is not only an Englishman; he may
also be a native of such a part of England, be living in such a Presidency,
and so on. An indefinite number of such additional characteristics might be
brought out into notice, many of which at any rate have some bearing upon
the question of vitality. Why do we reject any consideration of these
narrower classes? We do reject them, but it is for what may be termed a
practical rather than a theoretical reason. As was explained in the first
chapters, it is essential that our series should contain a considerable number
of terms if they are to be of any service to us. Now many of the attributes of
any individual are so rare that to take them into account would be at
variance with the fundamental assumption of our science, viz. that we are
properly concerned only with the averages of large numbers. The more
special and minute our statistics the better, provided only that we can get
enough of them, and so make up the requisite large number of instances.
This is, however, impossible in many cases. We are therefore obliged to
neglect one attribute after another, and so to enlarge the contents of our
class; at the avowed risk of somewhat increased variety and unsuitability in
the members of it, for at each step of this kind we diverge more and more
from the sort of instances that we really want. We continue to do so, until
we no longer gain more in quantity than we lose in quality. We finally take
our stand at the point where we first obtain statistics drawn from a
hundred die within a year. Unusual as such a reference would be, we
should, logically speaking, be doing nothing more than taking a wider class
than the one we were accustomed to. Similarly we might, if we pleased,
take our stand at the class of vertebrates, or at that of mammalia, if
zoologists were able to give us the requisite information. Of course we
reject these wide classes and prefer a narrower one. If asked why we reject
them, the natural answer is that they are so general, and resemble the
particular case before us in so few points, that we should be exceedingly
likely to go astray in trusting to them. Though accuracy cannot be insured,
we may at least avoid any needless exaggeration of the relative number and
magnitude of our errors.
§ 19. The above answer is quite valid; but whilst cautioning us against
appealing to too wide a class, it seems to suggest that we cannot go wrong
in the opposite direction, that is in taking too narrow a class. And yet we do
avoid any such extremes. John Smith is not only an Englishman; he may
also be a native of such a part of England, be living in such a Presidency,
and so on. An indefinite number of such additional characteristics might be
brought out into notice, many of which at any rate have some bearing upon
the question of vitality. Why do we reject any consideration of these
narrower classes? We do reject them, but it is for what may be termed a
practical rather than a theoretical reason. As was explained in the first
chapters, it is essential that our series should contain a considerable number
of terms if they are to be of any service to us. Now many of the attributes of
any individual are so rare that to take them into account would be at
variance with the fundamental assumption of our science, viz. that we are
properly concerned only with the averages of large numbers. The more
special and minute our statistics the better, provided only that we can get
enough of them, and so make up the requisite large number of instances.
This is, however, impossible in many cases. We are therefore obliged to
neglect one attribute after another, and so to enlarge the contents of our
class; at the avowed risk of somewhat increased variety and unsuitability in
the members of it, for at each step of this kind we diverge more and more
from the sort of instances that we really want. We continue to do so, until
we no longer gain more in quantity than we lose in quality. We finally take
our stand at the point where we first obtain statistics drawn from a
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sufficiently large range of observation to secure the requisite degree of
stability and uniformity.
§ 20. In such an example as the one just mentioned, where one of the
successive classes—man—is a well-defined natural kind or species, there is
such a complete break in each direction at this point, that every one is
prompted to take his stand here. On the one hand, no enquirer would ever
think of introducing any reference to the higher classes with fewer
attributes, such as animal or organized being: and on the other hand, the
inferior classes, created by our taking notice of his employment or place of
residence, &c., do not as a rule differ sufficiently in their characteristics
from the class man to make it worth our while to attend to them.
Now and then indeed these characteristics do rise into importance, and
whenever this is the case we concentrate our attention upon the class to
which they correspond, that is, the class which is marked off by their
presence. Thus, for instance, the quality of consumptiveness separates any
one off so widely from the majority of his fellow-men in all questions
pertaining to mortality, that statistics about the lives of consumptive men
differ materially from those which refer to men in general. And we see the
result; if a consumptive man can effect an insurance at all, he must do it for
a much higher premium, calculated upon his special circumstances. In other
words, the attribute is sufficiently important to mark off a fresh class or
series. So with insurance against accident. It is not indeed attempted to
make a special rate of insurance for the members of each separate trade, but
the differences of risk to which they are liable oblige us to take such facts to
some degree into account. Hence, trades are roughly divided into two or
three classes, such as the ordinary, the hazardous, and the extra-hazardous,
each having to pay its own rate of premium.
§ 21. Where one or other of the classes thus corresponds to natural kinds, or
involves distinctions of co-ordinate importance with those of natural kinds,
the process is not difficult; there is almost always some one of these classes
which is so universally recognised to be the appropriate one, that most
persons are quite unaware of there being any necessity for a process of
selection. Except in the cases where a man has a sickly constitution, or
follows a dangerous employment, we seldom have occasion to collect
stability and uniformity.
§ 20. In such an example as the one just mentioned, where one of the
successive classes—man—is a well-defined natural kind or species, there is
such a complete break in each direction at this point, that every one is
prompted to take his stand here. On the one hand, no enquirer would ever
think of introducing any reference to the higher classes with fewer
attributes, such as animal or organized being: and on the other hand, the
inferior classes, created by our taking notice of his employment or place of
residence, &c., do not as a rule differ sufficiently in their characteristics
from the class man to make it worth our while to attend to them.
Now and then indeed these characteristics do rise into importance, and
whenever this is the case we concentrate our attention upon the class to
which they correspond, that is, the class which is marked off by their
presence. Thus, for instance, the quality of consumptiveness separates any
one off so widely from the majority of his fellow-men in all questions
pertaining to mortality, that statistics about the lives of consumptive men
differ materially from those which refer to men in general. And we see the
result; if a consumptive man can effect an insurance at all, he must do it for
a much higher premium, calculated upon his special circumstances. In other
words, the attribute is sufficiently important to mark off a fresh class or
series. So with insurance against accident. It is not indeed attempted to
make a special rate of insurance for the members of each separate trade, but
the differences of risk to which they are liable oblige us to take such facts to
some degree into account. Hence, trades are roughly divided into two or
three classes, such as the ordinary, the hazardous, and the extra-hazardous,
each having to pay its own rate of premium.
§ 21. Where one or other of the classes thus corresponds to natural kinds, or
involves distinctions of co-ordinate importance with those of natural kinds,
the process is not difficult; there is almost always some one of these classes
which is so universally recognised to be the appropriate one, that most
persons are quite unaware of there being any necessity for a process of
selection. Except in the cases where a man has a sickly constitution, or
follows a dangerous employment, we seldom have occasion to collect
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statistics for him from any class but that of men in general of his age in the
country.
When, however, these successive classes are not ready marked out for us by
nature, and thence arranged in easily distinguishable groups, the process is
more obviously arbitrary. Suppose we were considering the chance of a
man's house being burnt down, with what collection of attributes should we
rest content in this instance? Should we include all kinds of buildings, or
only dwelling-houses, or confine ourselves to those where there is much
wood, or those which have stoves? All these attributes, and a multitude of
others may be present, and, if so, they are all circumstances which help to
modify our judgment. We must be guided here by the statistics which we
happen to be able to obtain in sufficient numbers. Here again, rough
distinctions of this kind are practically drawn in Insurance Offices, by
dividing risks into ordinary, hazardous, and extra-hazardous. We examine
our case, refer it to one or other of these classes, and then form our
judgment upon its prospects by the statistics appropriate to its class.
§ 22. So much for what may be called the mild form in which the ambiguity
occurs; but there is an aggravated form in which it may show itself, and
which at first sight seems to place us in far greater perplexity.
Suppose that the different classes mentioned above are not included
successively one within the other. We may then be quite at a loss which of
the statistical tables to employ. Let us assume, for example, that nine out of
ten Englishmen are injured by residence in Madeira, but that nine out of ten
consumptive persons are benefited by such a residence. These statistics,
though fanciful, are conceivable and perfectly compatible. John Smith is a
consumptive Englishman; are we to recommend a visit to Madeira in his
case or not? In other words, what inferences are we to draw about the
probability of his death? Both of the statistical tables apply to his case, but
they would lead us to directly contradictory conclusions. This does not
mean, of course, contradictory precisely in the logical sense of that word,
for one of these propositions does not assert that an event must happen and
the other deny that it must; but contradictory in the sense that one would
cause us in some considerable degree to believe what the other would cause
us in some considerable degree to disbelieve. This refers, of course, to the
country.
When, however, these successive classes are not ready marked out for us by
nature, and thence arranged in easily distinguishable groups, the process is
more obviously arbitrary. Suppose we were considering the chance of a
man's house being burnt down, with what collection of attributes should we
rest content in this instance? Should we include all kinds of buildings, or
only dwelling-houses, or confine ourselves to those where there is much
wood, or those which have stoves? All these attributes, and a multitude of
others may be present, and, if so, they are all circumstances which help to
modify our judgment. We must be guided here by the statistics which we
happen to be able to obtain in sufficient numbers. Here again, rough
distinctions of this kind are practically drawn in Insurance Offices, by
dividing risks into ordinary, hazardous, and extra-hazardous. We examine
our case, refer it to one or other of these classes, and then form our
judgment upon its prospects by the statistics appropriate to its class.
§ 22. So much for what may be called the mild form in which the ambiguity
occurs; but there is an aggravated form in which it may show itself, and
which at first sight seems to place us in far greater perplexity.
Suppose that the different classes mentioned above are not included
successively one within the other. We may then be quite at a loss which of
the statistical tables to employ. Let us assume, for example, that nine out of
ten Englishmen are injured by residence in Madeira, but that nine out of ten
consumptive persons are benefited by such a residence. These statistics,
though fanciful, are conceivable and perfectly compatible. John Smith is a
consumptive Englishman; are we to recommend a visit to Madeira in his
case or not? In other words, what inferences are we to draw about the
probability of his death? Both of the statistical tables apply to his case, but
they would lead us to directly contradictory conclusions. This does not
mean, of course, contradictory precisely in the logical sense of that word,
for one of these propositions does not assert that an event must happen and
the other deny that it must; but contradictory in the sense that one would
cause us in some considerable degree to believe what the other would cause
us in some considerable degree to disbelieve. This refers, of course, to the
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individual events; the statistics are by supposition in no degree
contradictory. Without further data, therefore, we can come to no decision.
§ 23. Practically, of course, if we were forced to a decision with only these
data before us, we should make our choice by the consideration that the
state of a man's lungs has probably more to do with his health than the place
of his birth has; that is, we should conclude that the duration of life of
consumptive Englishmen corresponds much more closely with that of
consumptive persons in general than with that of their healthy countrymen.
But this is, of course, to import empirical considerations into the question.
The data, as they are given to us, and if we confine ourselves to them, leave
us in absolute uncertainty upon the point. It may be that the consumptive
Englishmen almost all die when transported into the other climate; it may
be that they almost all recover. If they die, this is in obvious accordance
with the first set of statistics; it will be found in accordance with the second
set through the fact of the foreign consumptives profiting by the change of
climate in more than what might be termed their due proportion. A similar
explanation will apply to the other alternative, viz. to the supposition that
the consumptive Englishmen mostly recover. The problem is, therefore, left
absolutely indeterminate, for we cannot here appeal to any general rule so
simple and so obviously applicable as that which, in a former case,
recommended us always to prefer the more special statistics, when
sufficiently extensive, to those which are wider and more general. We have
no means here of knowing whether one set is more special than the other.
And in this no difficulty can be found, so long as we confine ourselves to a
just view of the subject. Let me again recall to the reader's mind what our
present position is; we have substituted for knowledge of the individual
(finding that unattainable) a knowledge of what occurs in the average of
similar cases. This step had to be taken the moment the problem was
handed over to Probability. But the conception of similarity in the cases
introduces us to a perplexity; we manage indeed to evade it in many
instances, but here it is inevitably forced upon our notice. There are here
two aspects of this similarity, and they introduce us to two distinct averages.
Two assertions are made as to what happens in the long run, and both of
these assertions, by supposition, are verified. Of their truth there need be no
doubt, for both were supposed to be obtained from experience.
contradictory. Without further data, therefore, we can come to no decision.
§ 23. Practically, of course, if we were forced to a decision with only these
data before us, we should make our choice by the consideration that the
state of a man's lungs has probably more to do with his health than the place
of his birth has; that is, we should conclude that the duration of life of
consumptive Englishmen corresponds much more closely with that of
consumptive persons in general than with that of their healthy countrymen.
But this is, of course, to import empirical considerations into the question.
The data, as they are given to us, and if we confine ourselves to them, leave
us in absolute uncertainty upon the point. It may be that the consumptive
Englishmen almost all die when transported into the other climate; it may
be that they almost all recover. If they die, this is in obvious accordance
with the first set of statistics; it will be found in accordance with the second
set through the fact of the foreign consumptives profiting by the change of
climate in more than what might be termed their due proportion. A similar
explanation will apply to the other alternative, viz. to the supposition that
the consumptive Englishmen mostly recover. The problem is, therefore, left
absolutely indeterminate, for we cannot here appeal to any general rule so
simple and so obviously applicable as that which, in a former case,
recommended us always to prefer the more special statistics, when
sufficiently extensive, to those which are wider and more general. We have
no means here of knowing whether one set is more special than the other.
And in this no difficulty can be found, so long as we confine ourselves to a
just view of the subject. Let me again recall to the reader's mind what our
present position is; we have substituted for knowledge of the individual
(finding that unattainable) a knowledge of what occurs in the average of
similar cases. This step had to be taken the moment the problem was
handed over to Probability. But the conception of similarity in the cases
introduces us to a perplexity; we manage indeed to evade it in many
instances, but here it is inevitably forced upon our notice. There are here
two aspects of this similarity, and they introduce us to two distinct averages.
Two assertions are made as to what happens in the long run, and both of
these assertions, by supposition, are verified. Of their truth there need be no
doubt, for both were supposed to be obtained from experience.
Page 218
§ 24. It may perhaps be supposed that such an example as this is a reductio
ad absurdum of the principle upon which Life and other Insurances are
founded. But a moment's consideration will show that this is quite a
mistake, and that the principle of insurance is just as applicable to examples
of this kind as to any other. An office need find no difficulty in the case
supposed. They might (for a reason to be mentioned presently, they
probably would not) insure the individual without inconsistency at a rate
determined by either average. They might say to him, “You are an
Englishman. Out of the multitude of English who come to us nine in ten die
if they go to Madeira. We will insure you at a rate assigned by these
statistics, knowing that in the long run all will come right so far as we are
concerned. You are also consumptive, it is true, and we do not know what
proportion of the English are consumptive, nor what proportion of English
consumptives die in Madeira. But this does not really matter for our
purpose. The formula, nine in ten die, is in reality calculated by taking into
account these unknown proportions; for, though we do not know them in
themselves, statistics tell us all that we care to know about their results. In
other words, whatever unknown elements may exist, must, in regard to all
the effects which they can produce, have been already taken into account,
so that our ignorance about them cannot in the least degree invalidate such
conclusions as we are able to draw. And this is sufficient for our purpose.”
But precisely the same language might be held to him if he presented
himself as a consumptive man; that is to say, the office could safely carry
on its proceedings upon either alternative.
This would, of course, be a very imperfect state for the matter to be left in.
The only rational plan would be to isolate the case of consumptive
Englishmen, so as to make a separate calculation for their circumstances.
This calculation would then at once supersede all other tables so far as they
were concerned; for though, in the end, it could not arrogate to itself any
superiority over the others, it would in the mean time be marked by fewer
and slighter aberrations from the truth.
§ 25. The real reason why the Insurance office could not long work on the
above terms is of a very different kind from that which some readers might
contemplate, and belongs to a class of considerations which have been
much neglected in the attempts to construct sciences of the different
ad absurdum of the principle upon which Life and other Insurances are
founded. But a moment's consideration will show that this is quite a
mistake, and that the principle of insurance is just as applicable to examples
of this kind as to any other. An office need find no difficulty in the case
supposed. They might (for a reason to be mentioned presently, they
probably would not) insure the individual without inconsistency at a rate
determined by either average. They might say to him, “You are an
Englishman. Out of the multitude of English who come to us nine in ten die
if they go to Madeira. We will insure you at a rate assigned by these
statistics, knowing that in the long run all will come right so far as we are
concerned. You are also consumptive, it is true, and we do not know what
proportion of the English are consumptive, nor what proportion of English
consumptives die in Madeira. But this does not really matter for our
purpose. The formula, nine in ten die, is in reality calculated by taking into
account these unknown proportions; for, though we do not know them in
themselves, statistics tell us all that we care to know about their results. In
other words, whatever unknown elements may exist, must, in regard to all
the effects which they can produce, have been already taken into account,
so that our ignorance about them cannot in the least degree invalidate such
conclusions as we are able to draw. And this is sufficient for our purpose.”
But precisely the same language might be held to him if he presented
himself as a consumptive man; that is to say, the office could safely carry
on its proceedings upon either alternative.
This would, of course, be a very imperfect state for the matter to be left in.
The only rational plan would be to isolate the case of consumptive
Englishmen, so as to make a separate calculation for their circumstances.
This calculation would then at once supersede all other tables so far as they
were concerned; for though, in the end, it could not arrogate to itself any
superiority over the others, it would in the mean time be marked by fewer
and slighter aberrations from the truth.
§ 25. The real reason why the Insurance office could not long work on the
above terms is of a very different kind from that which some readers might
contemplate, and belongs to a class of considerations which have been
much neglected in the attempts to construct sciences of the different
Page 219
branches of human conduct. It is nothing else than that annoying
contingency to which prophets since the time of Jonah have been subject, of
uttering suicidal prophecies; of publishing conclusions which are perfectly
certain when every condition and cause but one have been taken into
account, that one being the effect of the prophecy itself upon those to whom
it refers.
In our example above, the office (in so far as the particular cases in Madeira
are concerned) would get on very well until the consumptive Englishmen in
question found out what much better terms they could make by announcing
themselves as consumptives, and paying the premium appropriate to that
class, instead of announcing themselves as Englishmen. But if they did this
they would of course be disturbing the statistics. The tables were based
upon the assumption that a certain fixed proportion (it does not matter what
proportion) of the English lives would continue to be consumptive lives,
which, under the supposed circumstances, would probably soon cease to be
true. When it is said that nine Englishmen out of ten die in Madeira, it is
meant that of those who come to the office, as the phrase is, at random, or
in their fair proportions, nine-tenths die. The consumptives are supposed to
go there just like red-haired men, or poets, or any other special class. Or
they might go in any proportions greater or less than those of other classes,
so long as they adhered to the same proportion throughout. The tables are
then calculated on the continuance of this state of things; the practical
contradiction is in supposing such a state of things to continue after the
people had once had a look at the tables. If we merely make the assumption
that the publication of these tables made no such alteration in the conduct of
those to whom it referred, no hitch of this kind need occur.
§ 26. The assumptions here made, as has been said, are not in any way
contradictory, but they need some explanation. It will readily be seen that,
taken together, they are inconsistent with the supposition that each of these
classes is homogeneous, that is, that the statistical proportions which hold
of the whole of either of them will also hold of any portion of them which
we may take. There are certain individuals (viz. the consumptive
Englishmen) who belong to each class, and of course the two different sets
of statistics cannot both be true of them taken by themselves. They might
coincide in their characteristics with either class, but not with both;
contingency to which prophets since the time of Jonah have been subject, of
uttering suicidal prophecies; of publishing conclusions which are perfectly
certain when every condition and cause but one have been taken into
account, that one being the effect of the prophecy itself upon those to whom
it refers.
In our example above, the office (in so far as the particular cases in Madeira
are concerned) would get on very well until the consumptive Englishmen in
question found out what much better terms they could make by announcing
themselves as consumptives, and paying the premium appropriate to that
class, instead of announcing themselves as Englishmen. But if they did this
they would of course be disturbing the statistics. The tables were based
upon the assumption that a certain fixed proportion (it does not matter what
proportion) of the English lives would continue to be consumptive lives,
which, under the supposed circumstances, would probably soon cease to be
true. When it is said that nine Englishmen out of ten die in Madeira, it is
meant that of those who come to the office, as the phrase is, at random, or
in their fair proportions, nine-tenths die. The consumptives are supposed to
go there just like red-haired men, or poets, or any other special class. Or
they might go in any proportions greater or less than those of other classes,
so long as they adhered to the same proportion throughout. The tables are
then calculated on the continuance of this state of things; the practical
contradiction is in supposing such a state of things to continue after the
people had once had a look at the tables. If we merely make the assumption
that the publication of these tables made no such alteration in the conduct of
those to whom it referred, no hitch of this kind need occur.
§ 26. The assumptions here made, as has been said, are not in any way
contradictory, but they need some explanation. It will readily be seen that,
taken together, they are inconsistent with the supposition that each of these
classes is homogeneous, that is, that the statistical proportions which hold
of the whole of either of them will also hold of any portion of them which
we may take. There are certain individuals (viz. the consumptive
Englishmen) who belong to each class, and of course the two different sets
of statistics cannot both be true of them taken by themselves. They might
coincide in their characteristics with either class, but not with both;
Page 220
probably in most practical cases they will coincide with neither, but be of a
somewhat intermediate character. Now when it is said of any such
heterogeneous body that, say, nine-tenths die, what is meant (or rather
implied) is that the class might be broken up into smaller subdivisions of a
more homogeneous character, in some of which, of course, more than nine-
tenths die, whilst in others less, the differences depending upon their
character, constitution, profession, &c.; the number of such divisions and
the amount of their divergence from one another being perhaps very
considerable.
Now when we speak of either class as a whole and say that nine-tenths die,
the most natural and soundest meaning is that that would be the proportion
if all without exception went abroad, or (what comes to the same thing) if
each of these various subdivisions was represented in fair proportion to its
numbers. Or it might only be meant that they go in some other proportion,
depending upon their tastes, pursuits, and so on. But whatever meaning be
adopted one condition is necessary, viz. that the proportion of each class
that went at the time the statistics were drawn up must be adhered to
throughout. When the class is homogeneous this is not needed, but when it
is heterogeneous the statistics would be interfered with unless this condition
were secured.
We are here supposed to have two sets of statistics, one for the English and
one for the consumptives, so that the consumptive English are in a sense
counted twice over. If their mortality is of an intermediate amount,
therefore, they serve to keep down the mortality of one class and to keep up
that of the other. If the statistics are supposed to be exhaustive, by referring
to the whole of each class, it follows that actually the same individuals must
be counted each time; but if representatives only of each class are taken, the
same individuals need not be inserted in each set of tables.
§ 27. When therefore they come to insure (our remarks are still confined to
our supposed Madeira case), we have some English consumptives counted
as English, and paying the high rate; and others counted as consumptives
and paying the low rate. Logically indeed we may suppose them all entered
in each class, and paying therefore each rate. What we have said above is
that any individual may be conceived to present himself for either of these
somewhat intermediate character. Now when it is said of any such
heterogeneous body that, say, nine-tenths die, what is meant (or rather
implied) is that the class might be broken up into smaller subdivisions of a
more homogeneous character, in some of which, of course, more than nine-
tenths die, whilst in others less, the differences depending upon their
character, constitution, profession, &c.; the number of such divisions and
the amount of their divergence from one another being perhaps very
considerable.
Now when we speak of either class as a whole and say that nine-tenths die,
the most natural and soundest meaning is that that would be the proportion
if all without exception went abroad, or (what comes to the same thing) if
each of these various subdivisions was represented in fair proportion to its
numbers. Or it might only be meant that they go in some other proportion,
depending upon their tastes, pursuits, and so on. But whatever meaning be
adopted one condition is necessary, viz. that the proportion of each class
that went at the time the statistics were drawn up must be adhered to
throughout. When the class is homogeneous this is not needed, but when it
is heterogeneous the statistics would be interfered with unless this condition
were secured.
We are here supposed to have two sets of statistics, one for the English and
one for the consumptives, so that the consumptive English are in a sense
counted twice over. If their mortality is of an intermediate amount,
therefore, they serve to keep down the mortality of one class and to keep up
that of the other. If the statistics are supposed to be exhaustive, by referring
to the whole of each class, it follows that actually the same individuals must
be counted each time; but if representatives only of each class are taken, the
same individuals need not be inserted in each set of tables.
§ 27. When therefore they come to insure (our remarks are still confined to
our supposed Madeira case), we have some English consumptives counted
as English, and paying the high rate; and others counted as consumptives
and paying the low rate. Logically indeed we may suppose them all entered
in each class, and paying therefore each rate. What we have said above is
that any individual may be conceived to present himself for either of these
Page 221
classes. Conceive that some one else pays his premium for him, so that it is
a matter of indifference to him personally at which rate he insures, and there
is nothing to prevent some of the class (or for that matter all) going to one
class, and others (or all again) going to the other class.
So long therefore as we make the logically possible though practically
absurd supposition that some men will continue to pay a higher rate than
they need, there is nothing to prevent the English consumptives (some or
all) from insuring in each category and paying its appropriate premium. As
soon as they gave any thought to the matter, of course they would, in the
case supposed, all prefer to insure as consumptives. But their doing this
would disturb each set of statistics. The English mortality in Madeira would
instantly become heavier, so far as the Insurance company was concerned,
by the loss of all their best lives; whilst the consumptive statistics (unless
all the English consumptives had already been taken for insurance) would
be in the same way deteriorated.[5] A slight readjustment therefore of each
scale of insurance would then be needed; this is the disturbance mentioned
just above. It must be clearly understood, however, that it is not our original
statistics which have proved to be inconsistent, but simply that there were
practical obstacles to carrying out a system of insurance upon them.
§ 28. Examples subject to the difficulty now under consideration will
doubtless seem perplexing to the student unacquainted with the subject.
They are difficult to reconcile with any other view of the science than that
insisted on throughout this Essay, viz. that we are only concerned with
averages. It will perhaps be urged that there are two different values of the
man's life in these cases, and that they cannot both be true. Why not? The
‘value’ of his life is simply the number of years to which men in his
circumstances do, on the average, attain; we have the man set before us
under two different circumstances; what wonder, therefore, that these
should offer different averages? In such an objection it is forgotten that we
have had to substitute for the unattainable result about the individual, the
really attainable result about a set of men as much like him as possible. The
difficulty and apparent contradiction only arise when people will try to find
some justification for their belief in the individual case. What can we
possibly conclude, it may be asked, about this particular man John Smith's
prospects when we are thus offered two different values for his life?
a matter of indifference to him personally at which rate he insures, and there
is nothing to prevent some of the class (or for that matter all) going to one
class, and others (or all again) going to the other class.
So long therefore as we make the logically possible though practically
absurd supposition that some men will continue to pay a higher rate than
they need, there is nothing to prevent the English consumptives (some or
all) from insuring in each category and paying its appropriate premium. As
soon as they gave any thought to the matter, of course they would, in the
case supposed, all prefer to insure as consumptives. But their doing this
would disturb each set of statistics. The English mortality in Madeira would
instantly become heavier, so far as the Insurance company was concerned,
by the loss of all their best lives; whilst the consumptive statistics (unless
all the English consumptives had already been taken for insurance) would
be in the same way deteriorated.[5] A slight readjustment therefore of each
scale of insurance would then be needed; this is the disturbance mentioned
just above. It must be clearly understood, however, that it is not our original
statistics which have proved to be inconsistent, but simply that there were
practical obstacles to carrying out a system of insurance upon them.
§ 28. Examples subject to the difficulty now under consideration will
doubtless seem perplexing to the student unacquainted with the subject.
They are difficult to reconcile with any other view of the science than that
insisted on throughout this Essay, viz. that we are only concerned with
averages. It will perhaps be urged that there are two different values of the
man's life in these cases, and that they cannot both be true. Why not? The
‘value’ of his life is simply the number of years to which men in his
circumstances do, on the average, attain; we have the man set before us
under two different circumstances; what wonder, therefore, that these
should offer different averages? In such an objection it is forgotten that we
have had to substitute for the unattainable result about the individual, the
really attainable result about a set of men as much like him as possible. The
difficulty and apparent contradiction only arise when people will try to find
some justification for their belief in the individual case. What can we
possibly conclude, it may be asked, about this particular man John Smith's
prospects when we are thus offered two different values for his life?
Page 222
Nothing whatever, it must be replied; nor could we in reality draw a
conclusion, be it remembered, in the former case, when we were practically
confined to one set of statistics. There also we had what we called the
‘value’ of his life, and since we only knew of one such value, we came to
regard it as in some sense appropriate to him as an individual. Here, on the
other hand, we have two values, belonging to different series, and as these
values are really different it may be complained that they are discordant, but
such a complaint can only be made when we do what we have no right to
do, viz. assign a value to the individual which shall admit of individual
justification.
§ 29. Is it then perfectly arbitrary what series or class of instances we select
by which to judge? By no means; it has been stated repeatedly that in
choosing a series, we must seek for one the members of which shall
resemble our individual in as many of his attributes as possible, subject only
to the restriction that it must be a sufficiently extensive series. What is
meant is, that in the above case, where we have two series, we cannot fairly
call them contradictory; the only valid charge is one of incompleteness or
insufficiency for their purpose, a charge which applies in exactly the same
sense, be it remembered, to all statistics which comprise genera
unnecessarily wider than the species with which we are concerned. The
only difference between the two different classes of cases is, that in the one
instance we are on a path which we know will lead at the last, through
many errors, towards the truth (in the sense in which truth can be attained
here), and we took it for want of a better. In the other instance we have two
such paths, perfectly different paths, either of which however will lead us
towards the truth as before. Contradiction can only seem to arise when it is
attempted to justify each separate step on our paths, as well as their ultimate
tendency.
Still it cannot be denied that these objections are a serious drawback to the
completeness and validity of any anticipations which are merely founded
upon statistical frequency, at any rate in an early stage of experience, when
but few statistics have been collected. Such knowledge as Probability can
give is not in any individual case of a high order, being subject to the
characteristic infirmity of repeated error; but even when measured by its
own standard it commences at a very low stage of proficiency. The errors
conclusion, be it remembered, in the former case, when we were practically
confined to one set of statistics. There also we had what we called the
‘value’ of his life, and since we only knew of one such value, we came to
regard it as in some sense appropriate to him as an individual. Here, on the
other hand, we have two values, belonging to different series, and as these
values are really different it may be complained that they are discordant, but
such a complaint can only be made when we do what we have no right to
do, viz. assign a value to the individual which shall admit of individual
justification.
§ 29. Is it then perfectly arbitrary what series or class of instances we select
by which to judge? By no means; it has been stated repeatedly that in
choosing a series, we must seek for one the members of which shall
resemble our individual in as many of his attributes as possible, subject only
to the restriction that it must be a sufficiently extensive series. What is
meant is, that in the above case, where we have two series, we cannot fairly
call them contradictory; the only valid charge is one of incompleteness or
insufficiency for their purpose, a charge which applies in exactly the same
sense, be it remembered, to all statistics which comprise genera
unnecessarily wider than the species with which we are concerned. The
only difference between the two different classes of cases is, that in the one
instance we are on a path which we know will lead at the last, through
many errors, towards the truth (in the sense in which truth can be attained
here), and we took it for want of a better. In the other instance we have two
such paths, perfectly different paths, either of which however will lead us
towards the truth as before. Contradiction can only seem to arise when it is
attempted to justify each separate step on our paths, as well as their ultimate
tendency.
Still it cannot be denied that these objections are a serious drawback to the
completeness and validity of any anticipations which are merely founded
upon statistical frequency, at any rate in an early stage of experience, when
but few statistics have been collected. Such knowledge as Probability can
give is not in any individual case of a high order, being subject to the
characteristic infirmity of repeated error; but even when measured by its
own standard it commences at a very low stage of proficiency. The errors
Page 223
are then relatively very numerous and large compared with what they may
ultimately be reduced to.
§ 30. Here as elsewhere there is a continuous process of specialization
going on. The needs of a gradually widening experience are perpetually
calling upon us to subdivide classes which are found to be too
heterogeneous. Sometimes the only complaint that has to be made is that
the class to which we are obliged to refer is found to be somewhat too broad
to suit our purpose, and that it might be subdivided with convenience. This
is the case, as has been shown above, when an Insurance office finds that its
increasing business makes it possible and desirable to separate off the men
who follow some particular trades from the rest of their fellow-countrymen.
Similarly in every other department in which statistics are made use of. This
increased demand for specificness leads, in fact, as naturally in this
direction, as does the progress of civilization to the subdivision of trades in
any town or country. So in reference to the other kind of perplexity
mentioned above. Nothing is more common in those sciences or practical
arts, in which deduction is but little available, and where in consequence
our knowledge is for the most part of the empirical kind, than to meet with
suggestions which point more or less directly in contrary directions.
Whenever some new substance is discovered or brought into more general
use, those who have to deal with it must be familiar with such a state of
things. The medical man who has to employ a new drug may often find
himself confronted by the two distinct recommendations, that on the one
hand it should be employed for certain diseases, and that on the other hand
it should not be tried on certain constitutions. A man with such a
constitution, but suffering from such a disease, presents himself; which
recommendation is the doctor to follow? He feels at once obliged to set to
work to collect narrower and more special statistics, in order to escape from
such an ambiguity.
§ 31. In this and a multitude of analogous cases afforded by the more
practical arts it is not of course necessary that numerical data should be
quoted and appealed to; it is sufficient that the judgment is more or less
consciously determined by them. All that is necessary to make the examples
appropriate is that we should admit that in their case statistical data are our
ultimate appeal in the present state of knowledge. Of course if the empirical
ultimately be reduced to.
§ 30. Here as elsewhere there is a continuous process of specialization
going on. The needs of a gradually widening experience are perpetually
calling upon us to subdivide classes which are found to be too
heterogeneous. Sometimes the only complaint that has to be made is that
the class to which we are obliged to refer is found to be somewhat too broad
to suit our purpose, and that it might be subdivided with convenience. This
is the case, as has been shown above, when an Insurance office finds that its
increasing business makes it possible and desirable to separate off the men
who follow some particular trades from the rest of their fellow-countrymen.
Similarly in every other department in which statistics are made use of. This
increased demand for specificness leads, in fact, as naturally in this
direction, as does the progress of civilization to the subdivision of trades in
any town or country. So in reference to the other kind of perplexity
mentioned above. Nothing is more common in those sciences or practical
arts, in which deduction is but little available, and where in consequence
our knowledge is for the most part of the empirical kind, than to meet with
suggestions which point more or less directly in contrary directions.
Whenever some new substance is discovered or brought into more general
use, those who have to deal with it must be familiar with such a state of
things. The medical man who has to employ a new drug may often find
himself confronted by the two distinct recommendations, that on the one
hand it should be employed for certain diseases, and that on the other hand
it should not be tried on certain constitutions. A man with such a
constitution, but suffering from such a disease, presents himself; which
recommendation is the doctor to follow? He feels at once obliged to set to
work to collect narrower and more special statistics, in order to escape from
such an ambiguity.
§ 31. In this and a multitude of analogous cases afforded by the more
practical arts it is not of course necessary that numerical data should be
quoted and appealed to; it is sufficient that the judgment is more or less
consciously determined by them. All that is necessary to make the examples
appropriate is that we should admit that in their case statistical data are our
ultimate appeal in the present state of knowledge. Of course if the empirical
Page 224
laws can be resolved into their component causes we may appeal to direct
deduction, and in this case the employment of statistics, and consequently
the use of the theory of Probability, may be superseded.
In this direction therefore, as time proceeds, the advance of statistical
refinement by the incessant subdivision of classes to meet the developing
wants of man is plain enough. But if we glance backwards to a more
primitive stage, we shall soon see in what a very imperfect state the
operation commences. At this early stage, however, Probability and
Induction are so closely connected together as to be very apt to be merged
into one, or at any rate to have their functions confounded.
§ 32. Since the generalization of our statistics is found to belong to
Induction, this process of generalization may be regarded as prior to, or at
least independent of, Probability. We have, moreover, already discussed (in
Chapter VI.) the step corresponding to what are termed immediate
inferences, and (in Chapter VII.) that corresponding to syllogistic
inferences. Our present position therefore is that in which we may consider
ourselves in possession of any number of generalizations, but wish to
employ them so as to make inferences about a given individual; just as in
one department of common logic we are engaged in finding middle terms to
establish the desired conclusion. In this latter case the process is found to be
extremely simple, no accumulation of different middle terms being able to
lead to any real ambiguity or contradiction. In Probability, however, the
case is different. Here, if we attempt to draw inferences about the individual
case before us, as often is attempted—in the Rule of Succession for
example—we shall encounter the full force of this ambiguity and
contradiction. Treat the question, however, fairly, and all difficulty
disappears. Our inference really is not about the individuals as individuals,
but about series or successions of them. We wished to know whether John
Smith will die within the year; this, however, cannot be known. But John
Smith, by the possession of many attributes, belongs to many different
series. The multiplicity of middle terms, therefore, is what ought to be
expected. We can know whether a succession of men, residents in India,
consumptives, &c. die within a year. We may make our selection, therefore,
amongst these, and in the long run the belief and consequent conduct of
ourselves and other persons (as described in Chapter VI.) will become
deduction, and in this case the employment of statistics, and consequently
the use of the theory of Probability, may be superseded.
In this direction therefore, as time proceeds, the advance of statistical
refinement by the incessant subdivision of classes to meet the developing
wants of man is plain enough. But if we glance backwards to a more
primitive stage, we shall soon see in what a very imperfect state the
operation commences. At this early stage, however, Probability and
Induction are so closely connected together as to be very apt to be merged
into one, or at any rate to have their functions confounded.
§ 32. Since the generalization of our statistics is found to belong to
Induction, this process of generalization may be regarded as prior to, or at
least independent of, Probability. We have, moreover, already discussed (in
Chapter VI.) the step corresponding to what are termed immediate
inferences, and (in Chapter VII.) that corresponding to syllogistic
inferences. Our present position therefore is that in which we may consider
ourselves in possession of any number of generalizations, but wish to
employ them so as to make inferences about a given individual; just as in
one department of common logic we are engaged in finding middle terms to
establish the desired conclusion. In this latter case the process is found to be
extremely simple, no accumulation of different middle terms being able to
lead to any real ambiguity or contradiction. In Probability, however, the
case is different. Here, if we attempt to draw inferences about the individual
case before us, as often is attempted—in the Rule of Succession for
example—we shall encounter the full force of this ambiguity and
contradiction. Treat the question, however, fairly, and all difficulty
disappears. Our inference really is not about the individuals as individuals,
but about series or successions of them. We wished to know whether John
Smith will die within the year; this, however, cannot be known. But John
Smith, by the possession of many attributes, belongs to many different
series. The multiplicity of middle terms, therefore, is what ought to be
expected. We can know whether a succession of men, residents in India,
consumptives, &c. die within a year. We may make our selection, therefore,
amongst these, and in the long run the belief and consequent conduct of
ourselves and other persons (as described in Chapter VI.) will become
Page 225
capable of justification. With regard to choosing one of these series rather
than another, we have two opposing principles of guidance. On the one
hand, the more special the series the better; for, though not more right in the
end, we shall thus be more nearly right all along. But, on the other hand, if
we try to make the series too special, we shall generally meet the practical
objection arising from insufficient statistics.
1 Some of my readers may be familiar with a very striking digression in
Buffon's Natural History (Natural Hist. of Man, § VIII.), in which he
supposes the first man in full possession of his faculties, but with all his
experience to gain, and speculates on the gradual acquisition of his
knowledge. Whatever may be thought of his particular conclusions the
passage is very interesting and suggestive to any student of Psychology.
2
See also Dugald Stewart (Ed. by Hamilton; VII. pp. 115–119).
3 Required that is for purposes of logical inference within the limits of
Probability; it is not intended to imply any doubts as to its actual universal
prevalence, or its all-importance for scientific purposes. The subject is more
fully discussed in a future chapter.
4 As particular propositions they are both of course identical in form. The
fact that the ‘some’ in the former corresponds to a larger proportion than in
the latter, is a distinction alien to pure Logic.
5
The reason is obvious. The healthiest English lives in Madeira (viz. the
consumptive ones) have now ceased to be reckoned as English; whereas the
worst consumptive lives there (viz. the English) are now increased in
relative numbers.
than another, we have two opposing principles of guidance. On the one
hand, the more special the series the better; for, though not more right in the
end, we shall thus be more nearly right all along. But, on the other hand, if
we try to make the series too special, we shall generally meet the practical
objection arising from insufficient statistics.
1 Some of my readers may be familiar with a very striking digression in
Buffon's Natural History (Natural Hist. of Man, § VIII.), in which he
supposes the first man in full possession of his faculties, but with all his
experience to gain, and speculates on the gradual acquisition of his
knowledge. Whatever may be thought of his particular conclusions the
passage is very interesting and suggestive to any student of Psychology.
2
See also Dugald Stewart (Ed. by Hamilton; VII. pp. 115–119).
3 Required that is for purposes of logical inference within the limits of
Probability; it is not intended to imply any doubts as to its actual universal
prevalence, or its all-importance for scientific purposes. The subject is more
fully discussed in a future chapter.
4 As particular propositions they are both of course identical in form. The
fact that the ‘some’ in the former corresponds to a larger proportion than in
the latter, is a distinction alien to pure Logic.
5
The reason is obvious. The healthiest English lives in Madeira (viz. the
consumptive ones) have now ceased to be reckoned as English; whereas the
worst consumptive lives there (viz. the English) are now increased in
relative numbers.
Page 226
CHAPTER X.
Page 227
CHANCE AS OPPOSED TO CAUSATION AND
DESIGN.
§ 1. The remarks in the previous chapter will have served to clear the way
for an enquiry which probably excites more popular interest than any other
within the range of our subject, viz. the determination whether such and
such events are to be attributed to Chance on the one hand, or to Causation
or Design on the other. As the principal difficulty seems to arise from the
ambiguity with which the problem is generally conceived and stated, owing
to the extreme generality of the conceptions involved, it becomes necessary
to distinguish clearly between the several distinct issues which are apt to be
involved.
I. There is, to begin with, a very old objection, founded on the assumption
which our science is supposed to make of the existence of Chance. The
objection against chance is of course many centuries older than the Theory
of Probability; and as it seems a nearly obsolete objection at the present day
we need not pause long for its consideration. If we spelt the word with a
capital C, and maintained that it was representative of some distinct creative
or administrative agency, we should presumably be guilty of some form of
Manicheism. But the only rational meaning of the objection would appear
to be that the principles of the science compel us to assume that events
(some events, only, that is) happen without causes, and are thereby removed
from the customary control of the Deity. As repeatedly pointed out already
this is altogether a mistake. The science of Probability makes no assumption
whatever about the way in which events are brought about, whether by
causation or without it. All that we undertake to do is to establish and
explain a body of rules which are applicable to classes of cases in which we
do not or cannot make inferences about the individuals. The objection
therefore must be somewhat differently stated, and appears finally to reduce
itself to this:—that the assumptions upon which the science of Probability
rests, are not inconsistent with a disbelief in causation within certain limits;
causation being of course understood simply in the sense of regular
sequence. So stated the objection seems perfectly valid, or rather the facts
on which it is based must be admitted; though what connection there would
DESIGN.
§ 1. The remarks in the previous chapter will have served to clear the way
for an enquiry which probably excites more popular interest than any other
within the range of our subject, viz. the determination whether such and
such events are to be attributed to Chance on the one hand, or to Causation
or Design on the other. As the principal difficulty seems to arise from the
ambiguity with which the problem is generally conceived and stated, owing
to the extreme generality of the conceptions involved, it becomes necessary
to distinguish clearly between the several distinct issues which are apt to be
involved.
I. There is, to begin with, a very old objection, founded on the assumption
which our science is supposed to make of the existence of Chance. The
objection against chance is of course many centuries older than the Theory
of Probability; and as it seems a nearly obsolete objection at the present day
we need not pause long for its consideration. If we spelt the word with a
capital C, and maintained that it was representative of some distinct creative
or administrative agency, we should presumably be guilty of some form of
Manicheism. But the only rational meaning of the objection would appear
to be that the principles of the science compel us to assume that events
(some events, only, that is) happen without causes, and are thereby removed
from the customary control of the Deity. As repeatedly pointed out already
this is altogether a mistake. The science of Probability makes no assumption
whatever about the way in which events are brought about, whether by
causation or without it. All that we undertake to do is to establish and
explain a body of rules which are applicable to classes of cases in which we
do not or cannot make inferences about the individuals. The objection
therefore must be somewhat differently stated, and appears finally to reduce
itself to this:—that the assumptions upon which the science of Probability
rests, are not inconsistent with a disbelief in causation within certain limits;
causation being of course understood simply in the sense of regular
sequence. So stated the objection seems perfectly valid, or rather the facts
on which it is based must be admitted; though what connection there would
Page 228
be between such lack of causation and absence of Divine superintendence I
quite fail to see.
As this Theological objection died away the men of physical science, and
those who sympathized with them, began to enforce the same protest; and
similar cautions are still to be found from time to time in modern treatises.
Hume, for instance, in his short essay on Probability, commences with the
remark, “though there be no such thing as chance in the world, our
ignorance of the real cause of any event has the same influence on the
understanding, &c.” De Morgan indeed goes so far as to declare that “the
foundations of the theory of Probability have ceased to exist in the mind
that has formed the conception,” “that anything ever did happen or will
happen without some particular reason why it should have been precisely
what it was and not anything else.”[1] Similar remarks might be quoted from
Laplace and others.
§ 2. In the particular form of the controversy above referred to, and which is
mostly found in the region of the natural and physical sciences, the
contention that chance and causation are irreconcileable occupies rather a
defensive position; the main fact insisted on being that, whenever in these
subjects we may happen to be ignorant of the details we have no warrant for
assuming as a consequence that the details are uncaused. But this supposed
irreconcileability is sometimes urged in a much more aggressive spirit in
reference to social enquiries. Here the attempt is often made to prove
causation in the details, from the known and admitted regularity in the
averages. A considerable amount of controversy was excited some years
ago upon this topic, in great part originated by the vigorous and outspoken
support of the necessitarian side by Buckle in his History of Civilization.
It should be remarked that in these cases the attempt is sometimes made as
it were to startle the reader into acquiescence by the singularity of the
examples chosen. Instances are selected which, though they possess no
greater logical value, are, if one may so express it, emotionally more
effective. Every reader of Buckle's History, for instance, will remember the
stress which he laid upon the observed fact, that the number of suicides in
London remains about the same, year by year; and he may remember also
the sort of panic with which the promulgation of this fact was accompanied
quite fail to see.
As this Theological objection died away the men of physical science, and
those who sympathized with them, began to enforce the same protest; and
similar cautions are still to be found from time to time in modern treatises.
Hume, for instance, in his short essay on Probability, commences with the
remark, “though there be no such thing as chance in the world, our
ignorance of the real cause of any event has the same influence on the
understanding, &c.” De Morgan indeed goes so far as to declare that “the
foundations of the theory of Probability have ceased to exist in the mind
that has formed the conception,” “that anything ever did happen or will
happen without some particular reason why it should have been precisely
what it was and not anything else.”[1] Similar remarks might be quoted from
Laplace and others.
§ 2. In the particular form of the controversy above referred to, and which is
mostly found in the region of the natural and physical sciences, the
contention that chance and causation are irreconcileable occupies rather a
defensive position; the main fact insisted on being that, whenever in these
subjects we may happen to be ignorant of the details we have no warrant for
assuming as a consequence that the details are uncaused. But this supposed
irreconcileability is sometimes urged in a much more aggressive spirit in
reference to social enquiries. Here the attempt is often made to prove
causation in the details, from the known and admitted regularity in the
averages. A considerable amount of controversy was excited some years
ago upon this topic, in great part originated by the vigorous and outspoken
support of the necessitarian side by Buckle in his History of Civilization.
It should be remarked that in these cases the attempt is sometimes made as
it were to startle the reader into acquiescence by the singularity of the
examples chosen. Instances are selected which, though they possess no
greater logical value, are, if one may so express it, emotionally more
effective. Every reader of Buckle's History, for instance, will remember the
stress which he laid upon the observed fact, that the number of suicides in
London remains about the same, year by year; and he may remember also
the sort of panic with which the promulgation of this fact was accompanied
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in many quarters. So too the way in which Laplace notices that the number
of undirected letters annually sent to the Post Office remains about the
same, and the comments of Dugald Stewart upon this particular uniformity,
seem to imply that they regarded this instance as more remarkable than
many analogous ones taken from other quarters.
That there is a certain foundation of truth in the reasonings in support of
which the above examples are advanced, cannot be denied, but their authors
appear to me very much to overrate the sort of opposition that exists
between the theory of Chances and the doctrine of Causation. As regards
first that wider conception of order or regularity which we have termed
uniformity, anything which might be called objective chance would
certainly be at variance with this in one respect. In Probability ultimate
regularity is always postulated; in tossing a die, if not merely the individual
throws were uncertain in their results, but even the average also, owing to
the nature of the die, or the number of the marks upon it, being arbitrarily
interfered with, of course no kind of science would attempt to take any
account of it.
§ 3. So much must undoubtedly be granted; but must the same admission be
made as regards the succession of the individual events? Can causation, in
the sense of invariable succession (for we are here shifting on to this
narrower ground), be denied, not indeed without suspicion of scientific
heterodoxy, but at any rate without throwing uncertainty upon the
foundations of Probability? De Morgan, as we have seen, strongly
maintains that this cannot be so. I find myself unable to agree with him
here, but this disagreement springs not so much from differences of detail,
as from those of the point of view in which we regard the science. He
always appears to incline to the opinion that the individual judgment in
probability is to admit of justification; that when we say, for instance, that
the odds in favour of some event are three to two, that we can explain and
justify our statement without any necessary reference to a series or class of
such events. It is not easy to see how this can be done in any case, but the
obstacles would doubtless be greater even than they are, if knowledge of the
individual event were not merely unattained, but, owing to the absence of
any causal connection, essentially unattainable. On the theory adopted in
this work we simply postulate ignorance of the details, but it is not regarded
of undirected letters annually sent to the Post Office remains about the
same, and the comments of Dugald Stewart upon this particular uniformity,
seem to imply that they regarded this instance as more remarkable than
many analogous ones taken from other quarters.
That there is a certain foundation of truth in the reasonings in support of
which the above examples are advanced, cannot be denied, but their authors
appear to me very much to overrate the sort of opposition that exists
between the theory of Chances and the doctrine of Causation. As regards
first that wider conception of order or regularity which we have termed
uniformity, anything which might be called objective chance would
certainly be at variance with this in one respect. In Probability ultimate
regularity is always postulated; in tossing a die, if not merely the individual
throws were uncertain in their results, but even the average also, owing to
the nature of the die, or the number of the marks upon it, being arbitrarily
interfered with, of course no kind of science would attempt to take any
account of it.
§ 3. So much must undoubtedly be granted; but must the same admission be
made as regards the succession of the individual events? Can causation, in
the sense of invariable succession (for we are here shifting on to this
narrower ground), be denied, not indeed without suspicion of scientific
heterodoxy, but at any rate without throwing uncertainty upon the
foundations of Probability? De Morgan, as we have seen, strongly
maintains that this cannot be so. I find myself unable to agree with him
here, but this disagreement springs not so much from differences of detail,
as from those of the point of view in which we regard the science. He
always appears to incline to the opinion that the individual judgment in
probability is to admit of justification; that when we say, for instance, that
the odds in favour of some event are three to two, that we can explain and
justify our statement without any necessary reference to a series or class of
such events. It is not easy to see how this can be done in any case, but the
obstacles would doubtless be greater even than they are, if knowledge of the
individual event were not merely unattained, but, owing to the absence of
any causal connection, essentially unattainable. On the theory adopted in
this work we simply postulate ignorance of the details, but it is not regarded
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as of any importance on what sort of grounds this ignorance is based. It may
be that knowledge is out of the question from the nature of the case, the
causative link, so to say, being missing. It may be that such links are known
to exist, but that either we cannot ascertain them, or should find it
troublesome to do so. It is the fact of this ignorance that makes us appeal to
the theory of Probability, the grounds of it are of no importance.
§ 4. On the view here adopted we are concerned only with averages, or with
the single event as deduced from an average and conceived to form one of a
series. We start with the assumption, grounded on experience, that there is
uniformity in this average, and, so long as this is secured to us, we can
afford to be perfectly indifferent to the fate, as regards causation, of the
individuals which compose the average. The question then assumes the
following form:—Is this assumption, of average regularity in the aggregate,
inconsistent with the admission of what may be termed causeless
irregularity in the details? It does not seem to me that it would be at all easy
to prove that this is so. As a matter of fact the two beliefs have constantly
co-existed in the same minds. This may not count for much, but it suggests
that if there be a contradiction between them it is by no means palpable and
obvious. Millions, for instance, have believed in the general uniformity of
the seasons taken one with another, who certainly did not believe in, and
would very likely have been ready distinctly to deny, the existence of
necessary sequences in the various phenomena which compose what we
call a season. So with cards and dice; almost every gambler must have
recognized that judgment and foresight are of use in the long run, but
writers on chance seem to think that gamblers need a good deal of
reasoning to convince them that each separate throw is in its nature
essentially predictable.
§ 5. In its application to moral and social subjects, what gives this
controversy its main interest is its real or supposed bearing upon the vexed
question of the freedom of the will; for in this region Causation, and
Fatalism or Necessitarianism, are regarded as one and the same thing.
Here, as in the last case, that wide and somewhat vague kind of regularity
that we have called Uniformity, must be admitted as a notorious fact.
Statistics have put it out of the power of any reasonably informed person to
be that knowledge is out of the question from the nature of the case, the
causative link, so to say, being missing. It may be that such links are known
to exist, but that either we cannot ascertain them, or should find it
troublesome to do so. It is the fact of this ignorance that makes us appeal to
the theory of Probability, the grounds of it are of no importance.
§ 4. On the view here adopted we are concerned only with averages, or with
the single event as deduced from an average and conceived to form one of a
series. We start with the assumption, grounded on experience, that there is
uniformity in this average, and, so long as this is secured to us, we can
afford to be perfectly indifferent to the fate, as regards causation, of the
individuals which compose the average. The question then assumes the
following form:—Is this assumption, of average regularity in the aggregate,
inconsistent with the admission of what may be termed causeless
irregularity in the details? It does not seem to me that it would be at all easy
to prove that this is so. As a matter of fact the two beliefs have constantly
co-existed in the same minds. This may not count for much, but it suggests
that if there be a contradiction between them it is by no means palpable and
obvious. Millions, for instance, have believed in the general uniformity of
the seasons taken one with another, who certainly did not believe in, and
would very likely have been ready distinctly to deny, the existence of
necessary sequences in the various phenomena which compose what we
call a season. So with cards and dice; almost every gambler must have
recognized that judgment and foresight are of use in the long run, but
writers on chance seem to think that gamblers need a good deal of
reasoning to convince them that each separate throw is in its nature
essentially predictable.
§ 5. In its application to moral and social subjects, what gives this
controversy its main interest is its real or supposed bearing upon the vexed
question of the freedom of the will; for in this region Causation, and
Fatalism or Necessitarianism, are regarded as one and the same thing.
Here, as in the last case, that wide and somewhat vague kind of regularity
that we have called Uniformity, must be admitted as a notorious fact.
Statistics have put it out of the power of any reasonably informed person to
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feel any hesitation upon this point. Some idea has already been gained, in
the earlier chapters, of the nature and amount of the evidence which might
be furnished of this fact, and any quantity more might be supplied from the
works of professed writers upon the subject. If, therefore, Free-will be so
interpreted as to imply such essential irregularity as defies prediction both
in the average, and also in the single case, then the negation of free-will
follows, not as a remote logical consequence, but as an obvious inference
from indisputable facts of experience.
Few persons, however, would go so far as to interpret it in this sense. All
that troubles them is the fear that somehow this general regularity may be
found to carry with it causation, certainly in the sense of regular invariable
sequence, and probably also with the further association of compulsion.
Rejecting the latter association as utterly unphilosophical, I cannot even see
that the former consequence can be admitted as really proved, though it
doubtless gains some confirmation from this source.
§ 6. The nature of the argument against free-will, drawn from statistics, at
least in the form in which it is very commonly expressed, seems to me
exceedingly defective. The antecedents and consequents, in the case of our
volitions, must clearly be supposed to be very nearly immediately in
succession, if anything approaching to causation is to be established:
whereas in statistical enquiries the data are often widely separate, if indeed
they do not apply merely to single groups of actions or results. For instance,
in the case of the misdirected letters, what it is attempted to prove is that
each writer was so much the ‘victim of circumstances’ (to use a common
but misleading expression) that he could not have done otherwise than he
did under his circumstances. But really no accumulation of figures to prove
that the number of such letters remains the same year by year, can have
much bearing upon this doctrine, even though they were accompanied by
corresponding figures which should connect the forgetfulness thus indicated
with some other characteristics in the writers. So with the number of
suicides. If 250 people do, or lately did, annually put an end to themselves
in London, the fact, as it thus stands by itself, may be one of importance to
the philanthropist and statesman, but it needs bringing into much closer
relation with psychological elements if it is to convince us that the actions
of men are always instances of inflexible order. In fact, instead of having
the earlier chapters, of the nature and amount of the evidence which might
be furnished of this fact, and any quantity more might be supplied from the
works of professed writers upon the subject. If, therefore, Free-will be so
interpreted as to imply such essential irregularity as defies prediction both
in the average, and also in the single case, then the negation of free-will
follows, not as a remote logical consequence, but as an obvious inference
from indisputable facts of experience.
Few persons, however, would go so far as to interpret it in this sense. All
that troubles them is the fear that somehow this general regularity may be
found to carry with it causation, certainly in the sense of regular invariable
sequence, and probably also with the further association of compulsion.
Rejecting the latter association as utterly unphilosophical, I cannot even see
that the former consequence can be admitted as really proved, though it
doubtless gains some confirmation from this source.
§ 6. The nature of the argument against free-will, drawn from statistics, at
least in the form in which it is very commonly expressed, seems to me
exceedingly defective. The antecedents and consequents, in the case of our
volitions, must clearly be supposed to be very nearly immediately in
succession, if anything approaching to causation is to be established:
whereas in statistical enquiries the data are often widely separate, if indeed
they do not apply merely to single groups of actions or results. For instance,
in the case of the misdirected letters, what it is attempted to prove is that
each writer was so much the ‘victim of circumstances’ (to use a common
but misleading expression) that he could not have done otherwise than he
did under his circumstances. But really no accumulation of figures to prove
that the number of such letters remains the same year by year, can have
much bearing upon this doctrine, even though they were accompanied by
corresponding figures which should connect the forgetfulness thus indicated
with some other characteristics in the writers. So with the number of
suicides. If 250 people do, or lately did, annually put an end to themselves
in London, the fact, as it thus stands by itself, may be one of importance to
the philanthropist and statesman, but it needs bringing into much closer
relation with psychological elements if it is to convince us that the actions
of men are always instances of inflexible order. In fact, instead of having
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secured our A and B here in closest intimacy of succession to one another,
—to employ the symbolic notation commonly used in works on Inductive
Logic to illustrate the causal connection,—we find them separated by a
considerable interval; often indeed we merely have an A or a B by itself.
§ 7. Again, another deficiency in such reasoning seems to be the laying
undue weight upon the mere regularity or persistency of the statistics. These
may lead to very important results, but they are not exactly what is wanted
for the purpose of proving anything against the freedom of the will; it is not
indeed easy to see what connection this has with such facts as that the
annual number of thefts or of suicides remains at pretty nearly the same
figure. Statistical uniformity seems to me to establish nothing else, at least
directly, in the case of human actions, than it does in that of physical
characteristics. Take but one instance, that of the misdirected letters. We
were already aware that the height, weight, chest measurement, and so on,
of a large number of persons preserved a tolerably regular average amidst
innumerable deflections, and we were prepared by analogy to anticipate the
same regularity in their mental characteristics. All that we gain, by counting
the numbers of letters which are posted without addresses, is a certain
amount of direct evidence that this is the case. Just as observations of the
former kind had already shown that statistics of the strength and stature of
the human body grouped themselves about a mean, so do those of the latter
that a similar state of things prevails in respect of the readiness and general
trustworthiness of the memory. The evidence is not so direct and conclusive
in the latter case, for the memory is not singled out and subjected to
measurement by itself, but is taken in combination with innumerable other
influencing circumstances. Still there can be little doubt that the statistics
tell on the whole in this direction, and that by duly varying and extending
them they may obtain considerable probative force.
The fact is that Probability has nothing more to do with Natural Theology,
either in its favour or against it, than the general principles of Logic or
Induction have. It is simply a body of rules for drawing inferences about
classes of events which are distinguished by a certain quality. The believer
in a Deity will, by the study of nature, be led to form an opinion about His
works, and so to a certain extent about His attributes. But it is surely
unreasonable to propose that he should abandon his belief because the
—to employ the symbolic notation commonly used in works on Inductive
Logic to illustrate the causal connection,—we find them separated by a
considerable interval; often indeed we merely have an A or a B by itself.
§ 7. Again, another deficiency in such reasoning seems to be the laying
undue weight upon the mere regularity or persistency of the statistics. These
may lead to very important results, but they are not exactly what is wanted
for the purpose of proving anything against the freedom of the will; it is not
indeed easy to see what connection this has with such facts as that the
annual number of thefts or of suicides remains at pretty nearly the same
figure. Statistical uniformity seems to me to establish nothing else, at least
directly, in the case of human actions, than it does in that of physical
characteristics. Take but one instance, that of the misdirected letters. We
were already aware that the height, weight, chest measurement, and so on,
of a large number of persons preserved a tolerably regular average amidst
innumerable deflections, and we were prepared by analogy to anticipate the
same regularity in their mental characteristics. All that we gain, by counting
the numbers of letters which are posted without addresses, is a certain
amount of direct evidence that this is the case. Just as observations of the
former kind had already shown that statistics of the strength and stature of
the human body grouped themselves about a mean, so do those of the latter
that a similar state of things prevails in respect of the readiness and general
trustworthiness of the memory. The evidence is not so direct and conclusive
in the latter case, for the memory is not singled out and subjected to
measurement by itself, but is taken in combination with innumerable other
influencing circumstances. Still there can be little doubt that the statistics
tell on the whole in this direction, and that by duly varying and extending
them they may obtain considerable probative force.
The fact is that Probability has nothing more to do with Natural Theology,
either in its favour or against it, than the general principles of Logic or
Induction have. It is simply a body of rules for drawing inferences about
classes of events which are distinguished by a certain quality. The believer
in a Deity will, by the study of nature, be led to form an opinion about His
works, and so to a certain extent about His attributes. But it is surely
unreasonable to propose that he should abandon his belief because the
Page 233
sequence of events,—not, observe, their general tendency towards
happiness or misery, good or evil,—is brought about in a way different from
what he had expected; whether it be by displaying order where he had
expected irregularity, or by involving the machinery of secondary causes
where he had expected immediate agency.
§ 8. It is both amusing and instructive to consider what very different
feelings might have been excited in our minds by this co-existence of, what
may be called, ignorance of individuals and knowledge of aggregates, if
they had presented themselves to our observation in a reverse order. Being
utterly unable to make assured predictions about a single life, or the conduct
of individuals, people are sometimes startled, and occasionally even
dismayed, at the unexpected discovery that such predictions can be
confidently made when we are speaking of large numbers. And so some are
prompted to exclaim, This is denying Providence! it is utter Fatalism! But
let us assume, for a moment, that our familiarity with the subject had been
experienced, in the first instance, in reference to the aggregates instead of
the individual lives. It is difficult, perhaps, to carry out such a supposition
completely; though we may readily conceive something approaching to it in
the case of an ignorant clerk in a Life Assurance Office, who had never
thought of life, except as having such a ‘value’ at such an age, and who had
hardly estimated it except in the form of averages. Might we not suppose
him, in some moment of reflectiveness, being astonished and dismayed at
the sudden realization of the utter uncertainty in which the single life is
involved? And might not his exclamation in turn be, Why this is denying
Providence! It is utter chaos and chance! A belief in a Creator and
Administrator of the world is not confined to any particular assumption
about the nature of the immediate sequence of events, but those who have
been accustomed hitherto to regard the events under one of the aspects
above referred to, will often for a time feel at a loss how to connect them
with the other.
§ 9. So far we have been touching on a very general question; viz. the
relation of the fundamental postulates of Probability to the conception of
Order or Uniformity in the world, physical or moral. The difficulties which
thence arise are mainly theological, metaphysical or psychological. What
we must now consider are problems of a more detailed or logical character.
happiness or misery, good or evil,—is brought about in a way different from
what he had expected; whether it be by displaying order where he had
expected irregularity, or by involving the machinery of secondary causes
where he had expected immediate agency.
§ 8. It is both amusing and instructive to consider what very different
feelings might have been excited in our minds by this co-existence of, what
may be called, ignorance of individuals and knowledge of aggregates, if
they had presented themselves to our observation in a reverse order. Being
utterly unable to make assured predictions about a single life, or the conduct
of individuals, people are sometimes startled, and occasionally even
dismayed, at the unexpected discovery that such predictions can be
confidently made when we are speaking of large numbers. And so some are
prompted to exclaim, This is denying Providence! it is utter Fatalism! But
let us assume, for a moment, that our familiarity with the subject had been
experienced, in the first instance, in reference to the aggregates instead of
the individual lives. It is difficult, perhaps, to carry out such a supposition
completely; though we may readily conceive something approaching to it in
the case of an ignorant clerk in a Life Assurance Office, who had never
thought of life, except as having such a ‘value’ at such an age, and who had
hardly estimated it except in the form of averages. Might we not suppose
him, in some moment of reflectiveness, being astonished and dismayed at
the sudden realization of the utter uncertainty in which the single life is
involved? And might not his exclamation in turn be, Why this is denying
Providence! It is utter chaos and chance! A belief in a Creator and
Administrator of the world is not confined to any particular assumption
about the nature of the immediate sequence of events, but those who have
been accustomed hitherto to regard the events under one of the aspects
above referred to, will often for a time feel at a loss how to connect them
with the other.
§ 9. So far we have been touching on a very general question; viz. the
relation of the fundamental postulates of Probability to the conception of
Order or Uniformity in the world, physical or moral. The difficulties which
thence arise are mainly theological, metaphysical or psychological. What
we must now consider are problems of a more detailed or logical character.
Page 234
They are prominently these two; (1) the distinction between chance
arrangement and causal arrangement in physical phenomena; and (2) the
distinction between chance arrangement and designed arrangement where
we are supposed to be contemplating rational agency as acting on one side
at least.
II. The first of these questions raises the antithesis between chance and
causation, not as a general characteristic pervading all phenomena, but in
reference to some specified occurrence:—Is this a case of chance or not?
The most strenuous supporters of the universal prevalence of causation and
order admit that the question is a relevant one, and they must therefore be
supposed to have some rule for testing the answers to it.
Suppose, for instance, a man is seized with a fit in a house where he has
gone to dine, and dies there; and some one remarks that that was the very
house in which he was born. We begin to wonder if this was an odd
coincidence and nothing more. But if our informant goes on to tell us that
the house was an old family one, and was occupied by the brother of the
deceased, we should feel at once that these facts put the matter in a rather
different light. Or again, as Cournot suggests, if we hear that two brothers
have been killed in battle on the same day, it makes a great difference in our
estimation of the case whether they were killed fighting in the same
engagement or whether one fell in the north of France and the other in the
south. The latter we should at once class with mere coincidences, whereas
the former might admit of explanation.
§ 10. The problem, as thus conceived, seems to be one rather of Inductive
Logic than of Probability, because there is not the slightest attempt to
calculate chances. But it deserves some notice here. Of course no accurate
thinker who was under the sway of modern physical notions would for a
moment doubt that each of the two elements in question had its own ‘cause’
behind it, from which (assuming perfect knowledge) it might have been
confidently inferred. No more would he doubt, I apprehend, that if we could
take a sufficiently minute and comprehensive view, and penetrate
sufficiently far back into the past, we should reach a stage at which (again
assuming perfect knowledge) the co-existence of the two events could
equally have been foreseen. The employment of the word casual therefore
arrangement and causal arrangement in physical phenomena; and (2) the
distinction between chance arrangement and designed arrangement where
we are supposed to be contemplating rational agency as acting on one side
at least.
II. The first of these questions raises the antithesis between chance and
causation, not as a general characteristic pervading all phenomena, but in
reference to some specified occurrence:—Is this a case of chance or not?
The most strenuous supporters of the universal prevalence of causation and
order admit that the question is a relevant one, and they must therefore be
supposed to have some rule for testing the answers to it.
Suppose, for instance, a man is seized with a fit in a house where he has
gone to dine, and dies there; and some one remarks that that was the very
house in which he was born. We begin to wonder if this was an odd
coincidence and nothing more. But if our informant goes on to tell us that
the house was an old family one, and was occupied by the brother of the
deceased, we should feel at once that these facts put the matter in a rather
different light. Or again, as Cournot suggests, if we hear that two brothers
have been killed in battle on the same day, it makes a great difference in our
estimation of the case whether they were killed fighting in the same
engagement or whether one fell in the north of France and the other in the
south. The latter we should at once class with mere coincidences, whereas
the former might admit of explanation.
§ 10. The problem, as thus conceived, seems to be one rather of Inductive
Logic than of Probability, because there is not the slightest attempt to
calculate chances. But it deserves some notice here. Of course no accurate
thinker who was under the sway of modern physical notions would for a
moment doubt that each of the two elements in question had its own ‘cause’
behind it, from which (assuming perfect knowledge) it might have been
confidently inferred. No more would he doubt, I apprehend, that if we could
take a sufficiently minute and comprehensive view, and penetrate
sufficiently far back into the past, we should reach a stage at which (again
assuming perfect knowledge) the co-existence of the two events could
equally have been foreseen. The employment of the word casual therefore
Page 235
does not imply any rejection of a cause; but it does nevertheless correspond
to a distinction of some practical importance. We call a coincidence casual,
I apprehend, when we mean to imply that no knowledge of one of the two
elements, which we can suppose to be practically attainable, would enable
us to expect the other. We know of no generalization which covers them
both, except of course such as are taken for granted to be inoperative. In
such an application it seems that the word ‘casual’ is not used in antithesis
to ‘causal’ or to ‘designed’, but rather to that broader conception of order or
regularity to which I should apply the term Uniformity. The casual
coincidence is one which we cannot bring under any special generalization;
certain, probable, or even plausible.
A slightly different way of expressing this distinction is to regard these
‘mere coincidences’ as being simply cases in point of independent events, in
the sense in which independence was described in a former chapter. We saw
that any two events, A and B, were so described when each happens with
precisely the same relative statistical frequency whether the other happens
or not. This state of things seems to hold good of the successions of heads
and tails in tossing coins, as in that of male and female births in a town, or
that of the digits in many mathematical tables. Thus we suppose that when
men are picked up in the street and taken into a house to die, there will not
be in the long run any preferential selection for or against the house in
which they were born. And all that we necessarily mean to claim when we
deny of such an occurrence, in any particular case, that it is a mere
coincidence, is that that particular case must be taken out of the common
list and transferred to one in which there is some such preferential selection.
§ 11. III. The next problem is a somewhat more intricate one, and will
therefore require rather careful subdivision. It involves the antithesis
between Chance and Design. That is, we are not now (as in the preceding
case) considering objects in their physical aspect alone, and taking account
only of the relative frequency of their co-existence or sequence; but we are
considering the agency by which they are produced, and we are enquiring
whether that agency trusted to what we call chance, or whether it employed
what we call design.
to a distinction of some practical importance. We call a coincidence casual,
I apprehend, when we mean to imply that no knowledge of one of the two
elements, which we can suppose to be practically attainable, would enable
us to expect the other. We know of no generalization which covers them
both, except of course such as are taken for granted to be inoperative. In
such an application it seems that the word ‘casual’ is not used in antithesis
to ‘causal’ or to ‘designed’, but rather to that broader conception of order or
regularity to which I should apply the term Uniformity. The casual
coincidence is one which we cannot bring under any special generalization;
certain, probable, or even plausible.
A slightly different way of expressing this distinction is to regard these
‘mere coincidences’ as being simply cases in point of independent events, in
the sense in which independence was described in a former chapter. We saw
that any two events, A and B, were so described when each happens with
precisely the same relative statistical frequency whether the other happens
or not. This state of things seems to hold good of the successions of heads
and tails in tossing coins, as in that of male and female births in a town, or
that of the digits in many mathematical tables. Thus we suppose that when
men are picked up in the street and taken into a house to die, there will not
be in the long run any preferential selection for or against the house in
which they were born. And all that we necessarily mean to claim when we
deny of such an occurrence, in any particular case, that it is a mere
coincidence, is that that particular case must be taken out of the common
list and transferred to one in which there is some such preferential selection.
§ 11. III. The next problem is a somewhat more intricate one, and will
therefore require rather careful subdivision. It involves the antithesis
between Chance and Design. That is, we are not now (as in the preceding
case) considering objects in their physical aspect alone, and taking account
only of the relative frequency of their co-existence or sequence; but we are
considering the agency by which they are produced, and we are enquiring
whether that agency trusted to what we call chance, or whether it employed
what we call design.
Page 236
The reader must clearly understand that we are not now discussing the mere
question of fact whether a certain assigned arrangement is what we call a
chance one. This, as was fully pointed out in the fourth chapter, can be
settled by mere inspection, provided the materials are extensive enough.
What we are now proposing to do is to carry on the enquiry from the point
at which we then had to leave it off, by solving the question, Given a certain
arrangement, is it more likely that this was produced by design, or by some
of the methods commonly called chance methods? The distinction will be
obvious if we revert to the succession of figures which constitute the
ratio π. As I have said, this arrangement, regarded as a mere succession of
digits, appears to fulfil perfectly the characteristics of a chance
arrangement. If we were to omit the first four or five digits, which are
familiar to most of us, we might safely defy any one to whom it was shown
to say that it was not got at by simply drawing figures from a bag. He might
look at it for his whole life without detecting that it was anything but the
result of such a chance selection. And rightly so, because regarded as a
mere arrangement it is a chance one: it fulfils all the requirements of such
an arrangement.[2] The question we are now proceeding to discuss is this:
Given any such arrangement how are we to determine the process by which
it was arrived at?
We are supposed to have some event before us which might have been
produced in either of two alternative ways, i.e. by chance or by some kind
of deliberate design; and we are asked to determine the odds in favour of
one or other of these alternatives. It is therefore a problem in Inverse
Probability and is liable to all the difficulties to which problems of this class
are apt to be exposed.
§ 12. For the theoretic solution of such a question we require the two
following data:—
(1) The relative frequency of the two classes of agencies, viz. that which is
to act in a chance way and that which is to act designedly.
(2) The probability that each of these agencies, if it were the really
operative one, would produce the event in question.
question of fact whether a certain assigned arrangement is what we call a
chance one. This, as was fully pointed out in the fourth chapter, can be
settled by mere inspection, provided the materials are extensive enough.
What we are now proposing to do is to carry on the enquiry from the point
at which we then had to leave it off, by solving the question, Given a certain
arrangement, is it more likely that this was produced by design, or by some
of the methods commonly called chance methods? The distinction will be
obvious if we revert to the succession of figures which constitute the
ratio π. As I have said, this arrangement, regarded as a mere succession of
digits, appears to fulfil perfectly the characteristics of a chance
arrangement. If we were to omit the first four or five digits, which are
familiar to most of us, we might safely defy any one to whom it was shown
to say that it was not got at by simply drawing figures from a bag. He might
look at it for his whole life without detecting that it was anything but the
result of such a chance selection. And rightly so, because regarded as a
mere arrangement it is a chance one: it fulfils all the requirements of such
an arrangement.[2] The question we are now proceeding to discuss is this:
Given any such arrangement how are we to determine the process by which
it was arrived at?
We are supposed to have some event before us which might have been
produced in either of two alternative ways, i.e. by chance or by some kind
of deliberate design; and we are asked to determine the odds in favour of
one or other of these alternatives. It is therefore a problem in Inverse
Probability and is liable to all the difficulties to which problems of this class
are apt to be exposed.
§ 12. For the theoretic solution of such a question we require the two
following data:—
(1) The relative frequency of the two classes of agencies, viz. that which is
to act in a chance way and that which is to act designedly.
(2) The probability that each of these agencies, if it were the really
operative one, would produce the event in question.
Page 237
The latter of these data can generally be secured without any difficulty. The
determination of the various contingencies on the chance hypothesis ought
not, if the example were a suitable one, to offer any other than arithmetical
difficulties. And as regards the design alternative, it is generally taken for
granted that if this had been operative it would certainly have produced the
result aimed at. For instance, if ten pence are found on a table, all with head
uppermost, and it be asked whether chance or design had been at work here;
we feel no difficulty up to a certain point. Had the pence been tossed we
should have got ten heads only once in 1024 throws; but had they been
placed designedly the result would have been achieved with certainty.
But the other postulate, viz. that of the relative prevalence of these two
classes of agencies, opens up a far more serious class of difficulties. Cases
can be found no doubt, though they are not very frequent, in which this
question can be answered approximately, and then there is no further
trouble. For instance, if in a school class-list I were to see the four names
Brown, Jones, Robinson, Smith, standing in this order, it might occur to me
to enquire whether this arrangement were alphabetical or one of merit. In
our enlarged sense of the terms this is equivalent to chance and design as
the alternatives; for, since the initial letter of a boy's name has no known
connection with his attainments, the successive arrangement of these letters
on any other than the alphabetical plan will display the random features,
just as we found to be the case with the digits of an incommensurable
magnitude. The odds are 23 to 1 against 4 names coming undesignedly in
alphabetical order; they are equivalent to certainty in favour of their doing
so if this order had been designed. As regards the relative frequency of the
two kinds of orders in school examinations I do not know that statistics are
at hand, though they could easily be procured if necessary, but it is pretty
certain that the majority adopt the order of merit. Put for hypothesis the
proportion as high as 9 to 1, and it would still be found more likely than not
that in the case in question the order was really an alphabetical one.
§ 13. But in the vast majority of cases we have no such statistics at hand,
and then we find ourselves exposed to very serious ambiguities. These may
be divided into two distinct classes, the nature of which will best be seen by
the discussion of examples.
determination of the various contingencies on the chance hypothesis ought
not, if the example were a suitable one, to offer any other than arithmetical
difficulties. And as regards the design alternative, it is generally taken for
granted that if this had been operative it would certainly have produced the
result aimed at. For instance, if ten pence are found on a table, all with head
uppermost, and it be asked whether chance or design had been at work here;
we feel no difficulty up to a certain point. Had the pence been tossed we
should have got ten heads only once in 1024 throws; but had they been
placed designedly the result would have been achieved with certainty.
But the other postulate, viz. that of the relative prevalence of these two
classes of agencies, opens up a far more serious class of difficulties. Cases
can be found no doubt, though they are not very frequent, in which this
question can be answered approximately, and then there is no further
trouble. For instance, if in a school class-list I were to see the four names
Brown, Jones, Robinson, Smith, standing in this order, it might occur to me
to enquire whether this arrangement were alphabetical or one of merit. In
our enlarged sense of the terms this is equivalent to chance and design as
the alternatives; for, since the initial letter of a boy's name has no known
connection with his attainments, the successive arrangement of these letters
on any other than the alphabetical plan will display the random features,
just as we found to be the case with the digits of an incommensurable
magnitude. The odds are 23 to 1 against 4 names coming undesignedly in
alphabetical order; they are equivalent to certainty in favour of their doing
so if this order had been designed. As regards the relative frequency of the
two kinds of orders in school examinations I do not know that statistics are
at hand, though they could easily be procured if necessary, but it is pretty
certain that the majority adopt the order of merit. Put for hypothesis the
proportion as high as 9 to 1, and it would still be found more likely than not
that in the case in question the order was really an alphabetical one.
§ 13. But in the vast majority of cases we have no such statistics at hand,
and then we find ourselves exposed to very serious ambiguities. These may
be divided into two distinct classes, the nature of which will best be seen by
the discussion of examples.
Page 238
In the first place we are especially liable to the drawback already described
in a former chapter as rendering mere statistics so untrustworthy, which
consists in the fact that the proportions are so apt to be disturbed almost
from moment to moment by the possession of fresh hints or information.
We saw for instance why it was that statistics of mortality were so very
unserviceable in the midst of a disease or in the crisis of a battle. Suppose
now that on coming into a room I see on the table ten coins lying face
uppermost, and am asked what was the likelihood that the arrangement was
brought about by design. Everything turns upon special knowledge of the
circumstances of the case. Who had been in the room? Were they children,
or coin-collectors, or persons who might have been supposed to have
indulged in tossing for sport or for gambling purposes? Were the coins new
or old ones? a distinction of this kind would be very pertinent when we
were considering the existence of any motive for arranging them the same
way uppermost. And so on; we feel that our statistics are at the mercy of
any momentary fragment of information.
§ 14. But there is another consideration besides this. Not only should we be
thus influenced by what may be called external circumstances of a general
kind, such as the character and position of the agents, we should also be
influenced by what we supposed to be the conventional[3] estimate with
which this or that particular chance arrangement was then regarded. Thus
from time to time as new games of cards become popular new combinations
acquire significance; and therefore when the question of design takes the
form of possible cheating a knowledge of the current estimate of such
combinations becomes exceedingly important.
§ 15. The full significance of these difficulties will best be apprehended by
the discussion of a case which is not fictitious or invented for the purpose,
but which has actually given rise to serious dispute. Some years ago Prof.
Piazzi Smyth published a work[4] upon the great pyramid of Ghizeh, the
general object of which was to show that that building contained, in its
magnitude, proportions and contents, a number of almost imperishable
natural standards of length, volume, &c. Amongst other things it was
determined that the value of π was accurately (the degree of accuracy is not,
I think, assigned) indicated by the ratio of the sides to the height. The
in a former chapter as rendering mere statistics so untrustworthy, which
consists in the fact that the proportions are so apt to be disturbed almost
from moment to moment by the possession of fresh hints or information.
We saw for instance why it was that statistics of mortality were so very
unserviceable in the midst of a disease or in the crisis of a battle. Suppose
now that on coming into a room I see on the table ten coins lying face
uppermost, and am asked what was the likelihood that the arrangement was
brought about by design. Everything turns upon special knowledge of the
circumstances of the case. Who had been in the room? Were they children,
or coin-collectors, or persons who might have been supposed to have
indulged in tossing for sport or for gambling purposes? Were the coins new
or old ones? a distinction of this kind would be very pertinent when we
were considering the existence of any motive for arranging them the same
way uppermost. And so on; we feel that our statistics are at the mercy of
any momentary fragment of information.
§ 14. But there is another consideration besides this. Not only should we be
thus influenced by what may be called external circumstances of a general
kind, such as the character and position of the agents, we should also be
influenced by what we supposed to be the conventional[3] estimate with
which this or that particular chance arrangement was then regarded. Thus
from time to time as new games of cards become popular new combinations
acquire significance; and therefore when the question of design takes the
form of possible cheating a knowledge of the current estimate of such
combinations becomes exceedingly important.
§ 15. The full significance of these difficulties will best be apprehended by
the discussion of a case which is not fictitious or invented for the purpose,
but which has actually given rise to serious dispute. Some years ago Prof.
Piazzi Smyth published a work[4] upon the great pyramid of Ghizeh, the
general object of which was to show that that building contained, in its
magnitude, proportions and contents, a number of almost imperishable
natural standards of length, volume, &c. Amongst other things it was
determined that the value of π was accurately (the degree of accuracy is not,
I think, assigned) indicated by the ratio of the sides to the height. The
Page 239
contention was that this result could not be accidental but must have been
designed.
As regards the estimation of the value of the chance hypothesis the
calculation is not quite so clear as in the case of dice or cards. We cannot
indeed suppose that, for a given length of base, any height can be equally
possible. We must limit ourselves to a certain range here; for if too high the
building would be insecure, and if too low it would be ridiculous. Again, we
must decide to how close an approximation the measurements are made. If
they are guaranteed to the hundredth of an inch the coincidence would be of
a quite different order from one where the guarantee extended only to an
inch. Suppose that this has been decided, and that we have ascertained that
out of 10,000 possible heights for a pyramid of given base just that one has
been selected which would most nearly yield the ratio of the radius to the
circumference of a circle.
The remaining consideration would be the relative frequency of the ‘design’
alternative,—what is called its à priori probability,—that is, the relative
frequency with which such builders can be supposed to have aimed at that
ratio; with the obvious implied assumption that if they did aim at it they
would certainly secure it. Considering our extreme ignorance of the
attainments of the builders it is obvious that no attempt at numerical
appreciation is here possible. If indeed the ‘design’ was interpreted to mean
conscious resolve to produce that ratio, instead of mere resolve to employ
some method which happened to produce it, few persons would feel much
hesitation. Not only do we feel tolerably certain that the builders did not
know the value of π, except in the rude way in which all artificers must
know it; but we can see no rational motive, if they did know it, which
should induce them to perpetuate it in their building. If, however, to adopt
an ingenious suggestion,[5] we suppose that the builder may have proceeded
in the following fashion, the matter assumes a different aspect. Suppose that
having decided on the height of his pyramid he drew a circle with that as
radius: that, laying down a cord along the line of this circle, he drew this
cord out into a square, which square marked the base of the building.
Hardly any simpler means could be devised in a comparatively rude age;
and it is obvious that the circumference of the base, being equal to the
length of the cord, would bear exactly the admitted ratio to the height. In
designed.
As regards the estimation of the value of the chance hypothesis the
calculation is not quite so clear as in the case of dice or cards. We cannot
indeed suppose that, for a given length of base, any height can be equally
possible. We must limit ourselves to a certain range here; for if too high the
building would be insecure, and if too low it would be ridiculous. Again, we
must decide to how close an approximation the measurements are made. If
they are guaranteed to the hundredth of an inch the coincidence would be of
a quite different order from one where the guarantee extended only to an
inch. Suppose that this has been decided, and that we have ascertained that
out of 10,000 possible heights for a pyramid of given base just that one has
been selected which would most nearly yield the ratio of the radius to the
circumference of a circle.
The remaining consideration would be the relative frequency of the ‘design’
alternative,—what is called its à priori probability,—that is, the relative
frequency with which such builders can be supposed to have aimed at that
ratio; with the obvious implied assumption that if they did aim at it they
would certainly secure it. Considering our extreme ignorance of the
attainments of the builders it is obvious that no attempt at numerical
appreciation is here possible. If indeed the ‘design’ was interpreted to mean
conscious resolve to produce that ratio, instead of mere resolve to employ
some method which happened to produce it, few persons would feel much
hesitation. Not only do we feel tolerably certain that the builders did not
know the value of π, except in the rude way in which all artificers must
know it; but we can see no rational motive, if they did know it, which
should induce them to perpetuate it in their building. If, however, to adopt
an ingenious suggestion,[5] we suppose that the builder may have proceeded
in the following fashion, the matter assumes a different aspect. Suppose that
having decided on the height of his pyramid he drew a circle with that as
radius: that, laying down a cord along the line of this circle, he drew this
cord out into a square, which square marked the base of the building.
Hardly any simpler means could be devised in a comparatively rude age;
and it is obvious that the circumference of the base, being equal to the
length of the cord, would bear exactly the admitted ratio to the height. In
Page 240
other words, the exact attainment of a geometric value does not imply a
knowledge of that ratio, but merely of some method which involves and
displays it. A teredo can bore, as well as any of us, a hole which displays the
geometric properties of a circle, but we do not credit it with corresponding
knowledge.
As before said, all numerical appreciation of the likelihood of the design
alternative is out of the question. But, if the precision is equal to what Mr
Smyth claimed, I suppose that most persons (with the above suggestion
before them) will think it somewhat more likely that the coincidence was
not a chance one.
§ 16. There still remains a serious, and highly interesting speculative
consideration. In the above argument we took it for granted, in calculating
the chance alternative, that only one of the 10,000 possible values was
favourable; that is, we took it for granted that the ratio π was the only one
whose claims, so to say, were before the court. But it is clear that if we had
obtained just double this ratio the result would have been of similar
significance, for it would have been simply the ratio of the circumference to
the diameter. In fact, Mr Smyth's selected ratio,—the height to twice the
breadth of the base as compared with the diameter to the circumference,—is
obviously only one of a plurality of ratios. Again; if the measured results
had shown that the ratio of the height to one side of the base was 1 : √2 (i.e.
that of a side to a diagonal of a square) or 1 : √3 (i.e. that of a side to a
diagonal of a cube) would not such results equally show evidence of
design? Proceeding in this way, we might suggest one known mathematical
ratio after another until most of the 10,000 supposed possible values had
been taken into account. We might then argue thus: since almost every
possible height of the pyramid would correspond to some mathematical
ratio, a builder, ignorant of them all alike, would be not at all unlikely to
stumble upon one or other of them: why then attribute design to him in one
case rather than another?
§ 17. The answer to this objection has been already hinted at. Everything
turns upon the conventional estimate of one result as compared with
another. Revert, for simplicity to the coins. Ten heads is just as likely as
alternate heads and tails, or five heads followed by five tails; or, in fact, as
knowledge of that ratio, but merely of some method which involves and
displays it. A teredo can bore, as well as any of us, a hole which displays the
geometric properties of a circle, but we do not credit it with corresponding
knowledge.
As before said, all numerical appreciation of the likelihood of the design
alternative is out of the question. But, if the precision is equal to what Mr
Smyth claimed, I suppose that most persons (with the above suggestion
before them) will think it somewhat more likely that the coincidence was
not a chance one.
§ 16. There still remains a serious, and highly interesting speculative
consideration. In the above argument we took it for granted, in calculating
the chance alternative, that only one of the 10,000 possible values was
favourable; that is, we took it for granted that the ratio π was the only one
whose claims, so to say, were before the court. But it is clear that if we had
obtained just double this ratio the result would have been of similar
significance, for it would have been simply the ratio of the circumference to
the diameter. In fact, Mr Smyth's selected ratio,—the height to twice the
breadth of the base as compared with the diameter to the circumference,—is
obviously only one of a plurality of ratios. Again; if the measured results
had shown that the ratio of the height to one side of the base was 1 : √2 (i.e.
that of a side to a diagonal of a square) or 1 : √3 (i.e. that of a side to a
diagonal of a cube) would not such results equally show evidence of
design? Proceeding in this way, we might suggest one known mathematical
ratio after another until most of the 10,000 supposed possible values had
been taken into account. We might then argue thus: since almost every
possible height of the pyramid would correspond to some mathematical
ratio, a builder, ignorant of them all alike, would be not at all unlikely to
stumble upon one or other of them: why then attribute design to him in one
case rather than another?
§ 17. The answer to this objection has been already hinted at. Everything
turns upon the conventional estimate of one result as compared with
another. Revert, for simplicity to the coins. Ten heads is just as likely as
alternate heads and tails, or five heads followed by five tails; or, in fact, as
Page 241
any one of the remaining 1023 possible cases. But universal convention has
picked out a run of ten as being remarkable. Here, of course, the convention
seems a very natural and indeed inevitable one, but in other cases it is
wholly arbitrary. For instance, in cards, “queen of spades and knave of
diamonds” is exactly as uncommon as any other such pair: moreover, till
bezique was introduced it offered presumably no superior interest over any
other specified pair. But during the time when that game was very popular
this combination was brought into the category of coincidences in which
interest was felt; and, given dishonesty amongst the players, its chance of
being designed stood at once on a much better footing.[6]
Returning then to the pyramid, we see that in balancing the claims of
chance and design we must, in fairness to the latter, reckon to its account
several other values as well as that of π, e.g. √2 and √3, and a few more
such simple and familiar ratios, as well as some of their multiples. But
though the number of such values which might be reckoned, on the ground
that they are actually known to us, is infinite, yet the number that ought to
be reckoned, on the ground that they could have been familiar to the
builders of a pyramid, are very few. The order of probability for or against
the existence of design will not therefore be seriously altered here by such
considerations.[7]
§ 18. Up to this point it will be observed that what we have been balancing
against each other are two forms of agency,—of human agency, that is,—
one acting through chance, and the other by direct design. In this case we
know where we are, for we can thoroughly understand agency of this kind.
The problem is indeed but seldom numerically soluble, and in most cases
not soluble at all, but it is at any rate capable of being clearly stated. We
know the kind of answer to be expected and the reasons which would serve
to determine it, if they were attainable.
The next stage in the enquiry would be that of balancing ordinary human
chance agency against,—I will not call it direct spiritualist agency, for that
would be narrowing the hypothesis unnecessarily,—but against all other
possible causes. Some of the investigations of the Society for Psychical
Research will furnish an admirable illustration of what is intended by this
statement. There is a full discussion of these applications in a recent essay
picked out a run of ten as being remarkable. Here, of course, the convention
seems a very natural and indeed inevitable one, but in other cases it is
wholly arbitrary. For instance, in cards, “queen of spades and knave of
diamonds” is exactly as uncommon as any other such pair: moreover, till
bezique was introduced it offered presumably no superior interest over any
other specified pair. But during the time when that game was very popular
this combination was brought into the category of coincidences in which
interest was felt; and, given dishonesty amongst the players, its chance of
being designed stood at once on a much better footing.[6]
Returning then to the pyramid, we see that in balancing the claims of
chance and design we must, in fairness to the latter, reckon to its account
several other values as well as that of π, e.g. √2 and √3, and a few more
such simple and familiar ratios, as well as some of their multiples. But
though the number of such values which might be reckoned, on the ground
that they are actually known to us, is infinite, yet the number that ought to
be reckoned, on the ground that they could have been familiar to the
builders of a pyramid, are very few. The order of probability for or against
the existence of design will not therefore be seriously altered here by such
considerations.[7]
§ 18. Up to this point it will be observed that what we have been balancing
against each other are two forms of agency,—of human agency, that is,—
one acting through chance, and the other by direct design. In this case we
know where we are, for we can thoroughly understand agency of this kind.
The problem is indeed but seldom numerically soluble, and in most cases
not soluble at all, but it is at any rate capable of being clearly stated. We
know the kind of answer to be expected and the reasons which would serve
to determine it, if they were attainable.
The next stage in the enquiry would be that of balancing ordinary human
chance agency against,—I will not call it direct spiritualist agency, for that
would be narrowing the hypothesis unnecessarily,—but against all other
possible causes. Some of the investigations of the Society for Psychical
Research will furnish an admirable illustration of what is intended by this
statement. There is a full discussion of these applications in a recent essay
Page 242
by Mr F. Y. Edgeworth;[8] but as his account of the matter is connected with
other calculations and diagrams I can only quote it in part. But I am in
substantial agreement with him.
“It is recorded that 1833 guesses were made by a ‘percipient’ as to the suit
of cards which the ‘agent’ had fixed upon. The number of successful
guesses was 510, considerably above 458, the number which, as being the
quarter of 1833, would, on the supposition of pure chance, be more likely
than any other number. Now, by the Law of Error, we are able
approximately to determine the probability of such an excess occurring by
chance. It is equal to the extremity of the tail of a probability-curve such as
[those we have already had occasion to examine]…. The proportion of this
extremity of the tail to the whole body is 0.003 to 1. That fraction, then, is
the probability of a chance shot striking that extremity of the tail; the
probability that, if the guessing were governed by pure chance, a number of
successful guesses equal or greater than 510 would occur”: odds, that is, of
about 332 to 1 against such occurrence.
§ 19. Mr Edgeworth holds, as strongly as I do, that for purposes of
calculation, in any strict sense of the word, we ought to have some
determination of the data on the non-chance side of the hypothesis. We
ought to know its relative frequency of occurrence, and the relative
frequency with which it attains its aims. I am also in agreement with him
that “what that other cause may be,—whether some trick, or unconscious
illusion, or thought-transference of the sort which is vindicated by the
investigators—it is for common-sense and ordinary Logic to consider.”
I am in agreement therefore with those who think that though we cannot
form a quantitative opinion we can in certain cases form a tolerably
decisive one. Of course if we allow the last word to the supporters of the
chance hypothesis we can never reach proof, for it will always be open to
them to revise and re-fix the antecedent probability of the counter
hypothesis. What we may fairly require is that those who deny the chance
explanation should assign some sort of minimum value to the probability of
occurrence on the other supposition, and we can then try to surmount this
by increasing the rarity of the actually produced phenomenon on the chance
hypothesis. If, for instance, they declare that in their estimation the odds
other calculations and diagrams I can only quote it in part. But I am in
substantial agreement with him.
“It is recorded that 1833 guesses were made by a ‘percipient’ as to the suit
of cards which the ‘agent’ had fixed upon. The number of successful
guesses was 510, considerably above 458, the number which, as being the
quarter of 1833, would, on the supposition of pure chance, be more likely
than any other number. Now, by the Law of Error, we are able
approximately to determine the probability of such an excess occurring by
chance. It is equal to the extremity of the tail of a probability-curve such as
[those we have already had occasion to examine]…. The proportion of this
extremity of the tail to the whole body is 0.003 to 1. That fraction, then, is
the probability of a chance shot striking that extremity of the tail; the
probability that, if the guessing were governed by pure chance, a number of
successful guesses equal or greater than 510 would occur”: odds, that is, of
about 332 to 1 against such occurrence.
§ 19. Mr Edgeworth holds, as strongly as I do, that for purposes of
calculation, in any strict sense of the word, we ought to have some
determination of the data on the non-chance side of the hypothesis. We
ought to know its relative frequency of occurrence, and the relative
frequency with which it attains its aims. I am also in agreement with him
that “what that other cause may be,—whether some trick, or unconscious
illusion, or thought-transference of the sort which is vindicated by the
investigators—it is for common-sense and ordinary Logic to consider.”
I am in agreement therefore with those who think that though we cannot
form a quantitative opinion we can in certain cases form a tolerably
decisive one. Of course if we allow the last word to the supporters of the
chance hypothesis we can never reach proof, for it will always be open to
them to revise and re-fix the antecedent probability of the counter
hypothesis. What we may fairly require is that those who deny the chance
explanation should assign some sort of minimum value to the probability of
occurrence on the other supposition, and we can then try to surmount this
by increasing the rarity of the actually produced phenomenon on the chance
hypothesis. If, for instance, they declare that in their estimation the odds
Page 243
against any other than the chance agency being at work are greater than 332
to 1, we must try to secure a yet uncommoner occurrence than that in
question. If the supporters of thought-transference have the courage of their
convictions,—as they most assuredly have,—they would not shrink from
accepting this test. I am inclined to think that even at present, on such
evidence as that above, the probability that the results were got at by
ordinary guessing is very small.
§ 20. The problems discussed in the preceding sections are at least
intelligible even if they are not always resolvable. But before finishing this
chapter we must take notice of some speculations upon this part of the
subject which do not seem to keep quite within the limits of what is
intelligible. Take for instance the question discussed by Arbuthnott (in a
paper in the Phil. Transactions, Vol. XXVII.) under the title “An Argument
for Divine Providence, taken from the constant Regularity observed in the
birth of both sexes.” Had his argument been of the ordinary teleological
kind; that is, had he simply maintained that the existent ratio of approximate
equality, with a six per cent. surplusage of males, was a beneficent one,
there would have been nothing here to object against. But what he
contemplated was just such a balance of alternate hypotheses between
chance and design as we are here considering. His conclusion in his own
words is, “it is art, not chance, that governs.”
It is difficult to render such an argument precise without rendering it simply
ridiculous. Strictly understood it can surely bear only one of two
interpretations. On the one hand we may be personifying Chance: regarding
it as an agent which must be reckoned with as being quite capable of having
produced man, or at any rate having arranged the proportion of the sexes.
And then the decision must be drawn, as between this agent and the Creator,
which of the two produced the existent arrangement. If so, and Chance be
defined as any agent which produces a chance or random arrangement, I am
afraid there can be little doubt that it was this agent that was at work in the
case in question. The arrangement of male and female births presents, so far
as we can see, one of the most perfect examples of chance: there is ultimate
uniformity emerging out of individual irregularity: all the ‘runs’ or
successions of each alternative are duly represented: the fact of, say, five
sons having been already born in a family does not seem to have any certain
to 1, we must try to secure a yet uncommoner occurrence than that in
question. If the supporters of thought-transference have the courage of their
convictions,—as they most assuredly have,—they would not shrink from
accepting this test. I am inclined to think that even at present, on such
evidence as that above, the probability that the results were got at by
ordinary guessing is very small.
§ 20. The problems discussed in the preceding sections are at least
intelligible even if they are not always resolvable. But before finishing this
chapter we must take notice of some speculations upon this part of the
subject which do not seem to keep quite within the limits of what is
intelligible. Take for instance the question discussed by Arbuthnott (in a
paper in the Phil. Transactions, Vol. XXVII.) under the title “An Argument
for Divine Providence, taken from the constant Regularity observed in the
birth of both sexes.” Had his argument been of the ordinary teleological
kind; that is, had he simply maintained that the existent ratio of approximate
equality, with a six per cent. surplusage of males, was a beneficent one,
there would have been nothing here to object against. But what he
contemplated was just such a balance of alternate hypotheses between
chance and design as we are here considering. His conclusion in his own
words is, “it is art, not chance, that governs.”
It is difficult to render such an argument precise without rendering it simply
ridiculous. Strictly understood it can surely bear only one of two
interpretations. On the one hand we may be personifying Chance: regarding
it as an agent which must be reckoned with as being quite capable of having
produced man, or at any rate having arranged the proportion of the sexes.
And then the decision must be drawn, as between this agent and the Creator,
which of the two produced the existent arrangement. If so, and Chance be
defined as any agent which produces a chance or random arrangement, I am
afraid there can be little doubt that it was this agent that was at work in the
case in question. The arrangement of male and female births presents, so far
as we can see, one of the most perfect examples of chance: there is ultimate
uniformity emerging out of individual irregularity: all the ‘runs’ or
successions of each alternative are duly represented: the fact of, say, five
sons having been already born in a family does not seem to have any certain
Page 244
effect in diminishing the likelihood of the next being a son, and so on. Such
a nearly perfect instance of ‘independent events’ is comparatively very rare
in physical phenomena. It is all that we can claim from a chance
arrangement.[9] The only other interpretation I can see is to suggest that
there was but one agent who might, like any one of us, have either tossed up
or designed, and we have to ascertain which course he probably adopted in
the case in question. Here too, if we are to judge of his mode of action by
the tests we should apply to any work of our own, it would certainly look
very much as if he had adopted some scheme of tossing.
§ 21. The simple fact is that any rational attempt to decide between chance
and design as agencies must be confined to the case of finite intelligences.
One of the important determining elements here, as we have seen, is the
state of knowledge of the agent, and the conventional estimate entertained
about this or that particular arrangement; and these can be appreciated only
when we are dealing with beings like ourselves.
For instance, to return to that much debated question about the arrangement
of the stars, there can hardly be any doubt that what Mitchell,—who started
the discussion,—had in view was the decision between Chance and Design.
He says (Trans. Roy. Soc. 1767) “The argument I intend to make use of… is
of that kind which infers either design or some general law from a general
analogy and from the greatness of the odds against things having been in
the present situation if it was not owing to some such cause.” And he
concludes that had the stars “been scattered by mere chance as it might
happen” there would be “odds of near 500,000 to 1 that no six stars out of
that number [1500], scattered at random in the whole heavens, would be
within so small a distance from each other as the Pleiades are.” Under any
such interpretation the controversy seems to me to be idle. I do not for a
moment dispute that there is some force in the ordinary teleological
argument which seeks to trace signs of goodness and wisdom in the general
tendency of things. But what do we possibly understand about the nature of
creation, or the designs of the Creator, which should enable us to decide
about the likelihood of his putting the stars in one shape rather than in
another, or which should allow any significance to “mere chance” as
contrasted with his supposed all-pervading agency?
a nearly perfect instance of ‘independent events’ is comparatively very rare
in physical phenomena. It is all that we can claim from a chance
arrangement.[9] The only other interpretation I can see is to suggest that
there was but one agent who might, like any one of us, have either tossed up
or designed, and we have to ascertain which course he probably adopted in
the case in question. Here too, if we are to judge of his mode of action by
the tests we should apply to any work of our own, it would certainly look
very much as if he had adopted some scheme of tossing.
§ 21. The simple fact is that any rational attempt to decide between chance
and design as agencies must be confined to the case of finite intelligences.
One of the important determining elements here, as we have seen, is the
state of knowledge of the agent, and the conventional estimate entertained
about this or that particular arrangement; and these can be appreciated only
when we are dealing with beings like ourselves.
For instance, to return to that much debated question about the arrangement
of the stars, there can hardly be any doubt that what Mitchell,—who started
the discussion,—had in view was the decision between Chance and Design.
He says (Trans. Roy. Soc. 1767) “The argument I intend to make use of… is
of that kind which infers either design or some general law from a general
analogy and from the greatness of the odds against things having been in
the present situation if it was not owing to some such cause.” And he
concludes that had the stars “been scattered by mere chance as it might
happen” there would be “odds of near 500,000 to 1 that no six stars out of
that number [1500], scattered at random in the whole heavens, would be
within so small a distance from each other as the Pleiades are.” Under any
such interpretation the controversy seems to me to be idle. I do not for a
moment dispute that there is some force in the ordinary teleological
argument which seeks to trace signs of goodness and wisdom in the general
tendency of things. But what do we possibly understand about the nature of
creation, or the designs of the Creator, which should enable us to decide
about the likelihood of his putting the stars in one shape rather than in
another, or which should allow any significance to “mere chance” as
contrasted with his supposed all-pervading agency?
Page 245
§ 22. Reduced to intelligible terms the two following questions seem to me
to emerge from the controversy:—
(I.) The stars being distributed through space, some of them would of
course be nearly in a straight line behind others when looked at from our
planet. Supposing that they were tolerably uniformly distributed, we could
calculate about how many of them would thus be seen in apparent close
proximity to one another. The question is then put, Are there more of them
near to each other, two and two, than such calculation would account for?
The answer is that there are many more. So far as I can see the only direct
inference that can be drawn from this is that they are not uniformly
distributed, but have a tendency to go in pairs. This, however, is a perfectly
sound and reasonable application of the theory. Any further conclusions,
such as that these pairs of stars will form systems, as it were, to themselves,
revolving about one another, and for all practical purposes unaffected by the
rest of the sidereal system, are of course derived from astronomical
considerations.[10] Probability confines itself to the simple answer that the
distribution is not uniform; it cannot pretend to say whether, and by what
physical process, these binary systems of stars have been ‘caused’.[11]
§ 23. (II.) The second question is this, Does the distribution of the stars,
after allowing for the case of the binary stars just mentioned, resemble that
which would be produced by human agency sprinkling things ‘at random’?
(We are speaking, of course, of their distribution as it appears to us, on the
visible heavens, for this is nearly all that we can observe; but if they extend
beyond the telescopic range in every direction, this would lead to
practically much the same discussion as if we considered their actual
arrangement in space.) We have fully discussed, in a former chapter, the
meaning of ‘randomness.’ Applying it to the case before us, the question
becomes this, Is the distribution tolerably uniform on the whole, but with
innumerable individual deflections? That is, when we compare large areas,
are the ratios of the number of stars in each equal area approximately equal,
whilst, as we compare smaller and smaller areas, do the relative numbers
become more and more irregular? With certain exceptions, such as that of
the Milky Way and other nebular clusters, this seems to be pretty much the
case, at any rate as regards the bulk of the stars.[12]
to emerge from the controversy:—
(I.) The stars being distributed through space, some of them would of
course be nearly in a straight line behind others when looked at from our
planet. Supposing that they were tolerably uniformly distributed, we could
calculate about how many of them would thus be seen in apparent close
proximity to one another. The question is then put, Are there more of them
near to each other, two and two, than such calculation would account for?
The answer is that there are many more. So far as I can see the only direct
inference that can be drawn from this is that they are not uniformly
distributed, but have a tendency to go in pairs. This, however, is a perfectly
sound and reasonable application of the theory. Any further conclusions,
such as that these pairs of stars will form systems, as it were, to themselves,
revolving about one another, and for all practical purposes unaffected by the
rest of the sidereal system, are of course derived from astronomical
considerations.[10] Probability confines itself to the simple answer that the
distribution is not uniform; it cannot pretend to say whether, and by what
physical process, these binary systems of stars have been ‘caused’.[11]
§ 23. (II.) The second question is this, Does the distribution of the stars,
after allowing for the case of the binary stars just mentioned, resemble that
which would be produced by human agency sprinkling things ‘at random’?
(We are speaking, of course, of their distribution as it appears to us, on the
visible heavens, for this is nearly all that we can observe; but if they extend
beyond the telescopic range in every direction, this would lead to
practically much the same discussion as if we considered their actual
arrangement in space.) We have fully discussed, in a former chapter, the
meaning of ‘randomness.’ Applying it to the case before us, the question
becomes this, Is the distribution tolerably uniform on the whole, but with
innumerable individual deflections? That is, when we compare large areas,
are the ratios of the number of stars in each equal area approximately equal,
whilst, as we compare smaller and smaller areas, do the relative numbers
become more and more irregular? With certain exceptions, such as that of
the Milky Way and other nebular clusters, this seems to be pretty much the
case, at any rate as regards the bulk of the stars.[12]
Page 246
All further questions: the decision, for instance, for or against any form of
the Nebular Hypothesis: or, admitting this, the decision whether such and
such parts of the visible heavens have sprung from the same nebula, must
be left to Astronomy to adjudicate.
the Nebular Hypothesis: or, admitting this, the decision whether such and
such parts of the visible heavens have sprung from the same nebula, must
be left to Astronomy to adjudicate.
Page 247
NOTE ON THE PROPORTIONS OF THE SEXES.
The following remarks were rather too long for convenient insertion on p. 259, and are therefore
appended here.
The ‘random’ character of male and female births has generally been rested almost entirely on
statistics of place and time. But what is more wanted, surely, is the proportion displayed when we
compare a number of families. This seems so obvious that I cannot but suppose that the investigation
must have been already made somewhere, though I have not found any trace of it in the most likely
quarters. Thus Prof. Lexis (Massenerscheinungen) when supporting his view that the proportion
between the sexes at birth is almost the only instance known to him, in natural phenomena, of true
normal dispersion about a mean, rests his conclusions on the ordinary statistics of the registers of
different countries.
It certainly needs proof that the same characteristics will hold good when the family is taken as the
unit, especially as some theories (e.g. that of Sadler) would imply that ‘runs’ of boys or girls would
be proportionally commoner than pure chance would assign. Lexis has shown that this is most
markedly the case with twins: i.e., to use an obviously intelligible notation, (M for male, F for
female), that M.M. and F.F. are very much commoner in proportion than M.F.
I have collected statistics including over 13,000 male and female births, arranged in families of four
and upwards. They were taken from the pedigrees in the Herald's Visitations, and therefore represent
as a rule a somewhat select class, viz. the families of the eldest sons of English country gentlemen in
the sixteenth century. They are not sufficiently extensive yet for publication, but I give a summary of
the results to indicate their tendency so far. The upper line of figures in each case gives the observed
results: i.e. in the case of a family of four, the numbers which had four male, three male and one
female, two male and two female, and so on. The lower line gives the calculated results; i.e. the
corresponding numbers which would have been obtained had batches of M.s and F.s been drawn
from a bag in which they were mixed in the ratio assigned by the total observed numbers for those
families.
512 families of 4; m4 m3f m2f2 mf3 f4
yielding 81 + 148 + 161 + 98 + 24 (observed.)
1188 M. : 860 F. 57 + 168 + 184 + 88 + 15 (calculated.)
512 families of 5; m5 m4f m3f2 m2f3 mf4 f5
yielding 50 + 82 + 161 + 143 + 61 + 15 (obs.)
1402 M. : 1158 F. 25 + 103 + 172 + 143 + 59 + 10 (calc.)
512 families of 6; m6 m5f m4f2 m3f3 m2f4 mf5 f6
yielding 30 + 48 + 115 + 146 + 126 + 40 + 7 (obs.)
1612 M. : 1460 F. 10 + 56 + 133 + 159 + 108 + 41 + 5 (calc.)
The numbers for the larger families are as yet too small to be worth giving, but they show the same
tendency. It will be seen that in every case the observed central values are less than the calculated;
and that the observed extreme values are much greater than the calculated. The results seem to
suggest (so far) that a family cannot be likened to a chance drawing of the requisite number from one
The following remarks were rather too long for convenient insertion on p. 259, and are therefore
appended here.
The ‘random’ character of male and female births has generally been rested almost entirely on
statistics of place and time. But what is more wanted, surely, is the proportion displayed when we
compare a number of families. This seems so obvious that I cannot but suppose that the investigation
must have been already made somewhere, though I have not found any trace of it in the most likely
quarters. Thus Prof. Lexis (Massenerscheinungen) when supporting his view that the proportion
between the sexes at birth is almost the only instance known to him, in natural phenomena, of true
normal dispersion about a mean, rests his conclusions on the ordinary statistics of the registers of
different countries.
It certainly needs proof that the same characteristics will hold good when the family is taken as the
unit, especially as some theories (e.g. that of Sadler) would imply that ‘runs’ of boys or girls would
be proportionally commoner than pure chance would assign. Lexis has shown that this is most
markedly the case with twins: i.e., to use an obviously intelligible notation, (M for male, F for
female), that M.M. and F.F. are very much commoner in proportion than M.F.
I have collected statistics including over 13,000 male and female births, arranged in families of four
and upwards. They were taken from the pedigrees in the Herald's Visitations, and therefore represent
as a rule a somewhat select class, viz. the families of the eldest sons of English country gentlemen in
the sixteenth century. They are not sufficiently extensive yet for publication, but I give a summary of
the results to indicate their tendency so far. The upper line of figures in each case gives the observed
results: i.e. in the case of a family of four, the numbers which had four male, three male and one
female, two male and two female, and so on. The lower line gives the calculated results; i.e. the
corresponding numbers which would have been obtained had batches of M.s and F.s been drawn
from a bag in which they were mixed in the ratio assigned by the total observed numbers for those
families.
512 families of 4; m4 m3f m2f2 mf3 f4
yielding 81 + 148 + 161 + 98 + 24 (observed.)
1188 M. : 860 F. 57 + 168 + 184 + 88 + 15 (calculated.)
512 families of 5; m5 m4f m3f2 m2f3 mf4 f5
yielding 50 + 82 + 161 + 143 + 61 + 15 (obs.)
1402 M. : 1158 F. 25 + 103 + 172 + 143 + 59 + 10 (calc.)
512 families of 6; m6 m5f m4f2 m3f3 m2f4 mf5 f6
yielding 30 + 48 + 115 + 146 + 126 + 40 + 7 (obs.)
1612 M. : 1460 F. 10 + 56 + 133 + 159 + 108 + 41 + 5 (calc.)
The numbers for the larger families are as yet too small to be worth giving, but they show the same
tendency. It will be seen that in every case the observed central values are less than the calculated;
and that the observed extreme values are much greater than the calculated. The results seem to
suggest (so far) that a family cannot be likened to a chance drawing of the requisite number from one
Page 248
bag. A better analogy would be to suppose two bags, one with M.s in excess and the other with F.s in
less excess, and that some persons draw from one and some from the other. But fuller statistics are
needed.
It will be observed that the total excess of male births is large. This may arise from undue omission of
females; but I have carefully confined myself to the two or three last generations, in each pedigree,
for greater security.
less excess, and that some persons draw from one and some from the other. But fuller statistics are
needed.
It will be observed that the total excess of male births is large. This may arise from undue omission of
females; but I have carefully confined myself to the two or three last generations, in each pedigree,
for greater security.
Page 249
1 Essay on Probabilities, p. 114.
2
Doubts have been expressed about the truly random character of the digits
in this case (v. De Morgan, Budget of Paradoxes, p. 291), and Jevons has
gone so far as to ask (Principles of Science, p. 529), “Why should the value
of π, when expressed to a great number of figures, contain the digit 7 much
less frequently than any other digit!” I do not quite understand what this
means. If such a question were asked in relation to any unusual divergence
from the à priori chance in a case of throwing dice, say, we should probably
substitute for it the following, as being more appropriate to our science:—
Assign the degree of improbability of the event in question; i.e. its
statistical rarity. And we should then proceed to judge, in the way indicated
in the text, whether this improbability gave rise to any grounds of suspicion.
The calculation is simple. The actual number of 7's, in the 708 digits, is 53:
whilst the fair average would be 71. The question is, What is the chance of
such a departure from the average in 708 turns? By the usual methods of
calculation (v. Galloway on Probability) the chances against an excess or
defect of 18 are about 44 : 1, in respect of any specified digit. But of course
what we want to decide are the chances against some one of the ten showing
this divergence. This I estimate as being approximately determined by the
fraction (44
45
)10, viz. 0.8. This represents odds of only about 4 : 1 against such
an occurrence, which is nothing remarkable. As a matter of fact several
digits in the two other magnitudes which Mr Shanks had calculated to the
same length, viz. Tan−1 15 and Tan−1 239
1
, show the same divergencies (v.
Proc. Roy. Soc. xxi. 319).
I may call attention here to a point which should have been noticed in the
chapter on Randomness. We must be cautious when we decide upon the
random character by mere inspection. It is very instructive here to compare
the digits in π with those within the ‘period’ of a circulating decimal of very
long period. That of 1 ÷ 7699, which yields the full period of 7698 figures,
was calculated some years ago by two Cambridge graduates (Mr Lunn and
Mr Suffield), and privately printed. If we confine our examination to a
portion of the succession the random character seems plausible; i.e. the
2
Doubts have been expressed about the truly random character of the digits
in this case (v. De Morgan, Budget of Paradoxes, p. 291), and Jevons has
gone so far as to ask (Principles of Science, p. 529), “Why should the value
of π, when expressed to a great number of figures, contain the digit 7 much
less frequently than any other digit!” I do not quite understand what this
means. If such a question were asked in relation to any unusual divergence
from the à priori chance in a case of throwing dice, say, we should probably
substitute for it the following, as being more appropriate to our science:—
Assign the degree of improbability of the event in question; i.e. its
statistical rarity. And we should then proceed to judge, in the way indicated
in the text, whether this improbability gave rise to any grounds of suspicion.
The calculation is simple. The actual number of 7's, in the 708 digits, is 53:
whilst the fair average would be 71. The question is, What is the chance of
such a departure from the average in 708 turns? By the usual methods of
calculation (v. Galloway on Probability) the chances against an excess or
defect of 18 are about 44 : 1, in respect of any specified digit. But of course
what we want to decide are the chances against some one of the ten showing
this divergence. This I estimate as being approximately determined by the
fraction (44
45
)10, viz. 0.8. This represents odds of only about 4 : 1 against such
an occurrence, which is nothing remarkable. As a matter of fact several
digits in the two other magnitudes which Mr Shanks had calculated to the
same length, viz. Tan−1 15 and Tan−1 239
1
, show the same divergencies (v.
Proc. Roy. Soc. xxi. 319).
I may call attention here to a point which should have been noticed in the
chapter on Randomness. We must be cautious when we decide upon the
random character by mere inspection. It is very instructive here to compare
the digits in π with those within the ‘period’ of a circulating decimal of very
long period. That of 1 ÷ 7699, which yields the full period of 7698 figures,
was calculated some years ago by two Cambridge graduates (Mr Lunn and
Mr Suffield), and privately printed. If we confine our examination to a
portion of the succession the random character seems plausible; i.e. the
Page 250
digits, and their various combinations, come out in nearly, but not exactly,
equal numbers. So if we take batches of 10; the averages hover nicely
about 45. But if we took the whole period which ‘circulates,’ we should find
these characteristics overdone, and the random character would disappear.
That is, instead of a merely ultimate approximation to equality we should
have (as far as this is possible) an absolute attainment of it.
3 Of course this conventional estimate is nothing different in kind from that
which may attach to any order or succession. Ten heads in succession is
intrinsically or objectively indistinguishable in character from alternate
heads and tails, or seven heads and three tails, &c. Its distinction only
consists in its almost universal acceptance as remarkable.
4
Our Inheritance in the Great Pyramid, Ed. III. 1877.
5 Made in Nature (Jan. 24, 1878) by Mr J. G. Jackson. It must be remarked
that Mr Smyth's alternative statement of his case leads up to that
explanation:—“The vertical height of the great pyramid is the radius of a
theoretical circle the length of whose curved circumference is exactly equal
to the sum of the lengths of the four straight sides of the actual and practical
square base.” As regards the alternatives of chance and design, here, it must
be remembered in justice to Mr Smyth's argument that the antithesis he
admits to chance is not human, but divine design.
6 See Cournot, Essai sur les fondements de nos connaissances. Vol. I. p. 71.
7
It deserves notice that considerations of this kind have found their way
into the Law Courts though of course without any attempt at numerical
valuation. Thus, in the celebrated De Ros trial, in so far as the evidence was
indirect, one main ground of suspicion seems to have been that Lord
De Ros, when dealing at whist, obtained far more court cards than chance
could be expected to assign him; and that in consequence his average gains
for several years in succession were unusually large. The counsel for the
defence urged that still larger gains had been secured by other players
without suspicion of unfairness,—(I cannot find that it was explained over
how large an area of experience these instances had been sought; nor how
far the magnitude of the stakes, as distinguished from the number of
equal numbers. So if we take batches of 10; the averages hover nicely
about 45. But if we took the whole period which ‘circulates,’ we should find
these characteristics overdone, and the random character would disappear.
That is, instead of a merely ultimate approximation to equality we should
have (as far as this is possible) an absolute attainment of it.
3 Of course this conventional estimate is nothing different in kind from that
which may attach to any order or succession. Ten heads in succession is
intrinsically or objectively indistinguishable in character from alternate
heads and tails, or seven heads and three tails, &c. Its distinction only
consists in its almost universal acceptance as remarkable.
4
Our Inheritance in the Great Pyramid, Ed. III. 1877.
5 Made in Nature (Jan. 24, 1878) by Mr J. G. Jackson. It must be remarked
that Mr Smyth's alternative statement of his case leads up to that
explanation:—“The vertical height of the great pyramid is the radius of a
theoretical circle the length of whose curved circumference is exactly equal
to the sum of the lengths of the four straight sides of the actual and practical
square base.” As regards the alternatives of chance and design, here, it must
be remembered in justice to Mr Smyth's argument that the antithesis he
admits to chance is not human, but divine design.
6 See Cournot, Essai sur les fondements de nos connaissances. Vol. I. p. 71.
7
It deserves notice that considerations of this kind have found their way
into the Law Courts though of course without any attempt at numerical
valuation. Thus, in the celebrated De Ros trial, in so far as the evidence was
indirect, one main ground of suspicion seems to have been that Lord
De Ros, when dealing at whist, obtained far more court cards than chance
could be expected to assign him; and that in consequence his average gains
for several years in succession were unusually large. The counsel for the
defence urged that still larger gains had been secured by other players
without suspicion of unfairness,—(I cannot find that it was explained over
how large an area of experience these instances had been sought; nor how
far the magnitude of the stakes, as distinguished from the number of
Page 251
successes, accounted for that of the actual gains),—and that large allowance
must be made for skill where the actual gains were computed. (See the
Times’ report, Feb. 11, 1837.)
8 Metretike. At the end of this volume will be found a useful list of a
number of other publications by the same author on allied topics.
9
That is, if we look simply to statistical results, as Arbuthnott did, and as
we should do if we were examining the tosses of a penny. If the remarkable
theory of Dr Düsing (Die Regulierung des Geschlechts-verhältnisses…
Jena, 1884) be confirmed, the matter would assume a somewhat different
aspect. He attempts to show, both on physiological grounds, and by analysis
of statistics referring to men and animals, that there is a decidedly
compensatory process at work. That is, if for any cause either sex attains a
preponderance, agencies are at once set in motion which tend to redress the
balance. This is a modification and improvement of the older theory, that
the relative age of the parents has something to do with the sex of the
offspring.
Quetelet (Letters, p. 61) has attempted to prove a proposition about the
succession of male and female births by certain experiments supposed to be
tried upon an urn with black and white balls in it. But this is going too far.
(See the note at the end of this chapter.)
10 It is precisely analogous to the conclusion that the flowers of the daisies
(as distinguished from the plants, v. p. 109) are not distributed at random,
but have a tendency to go in groups of two or more. Mere observation
shows this: and then, from our knowledge of the growth of plants we may
infer that these little groups spring from the same root.
11 In this discussion, writers often speak of the probability of a “physical
connection” between these double stars. The phrase seems misleading, for
on the usual hypothesis of universal gravitation all stars are physically
connected, by gravitation. It is therefore better, as above, to make it simply
a question of relative proximity, and to leave it to astronomy to infer what
follows from unusual proximity.
must be made for skill where the actual gains were computed. (See the
Times’ report, Feb. 11, 1837.)
8 Metretike. At the end of this volume will be found a useful list of a
number of other publications by the same author on allied topics.
9
That is, if we look simply to statistical results, as Arbuthnott did, and as
we should do if we were examining the tosses of a penny. If the remarkable
theory of Dr Düsing (Die Regulierung des Geschlechts-verhältnisses…
Jena, 1884) be confirmed, the matter would assume a somewhat different
aspect. He attempts to show, both on physiological grounds, and by analysis
of statistics referring to men and animals, that there is a decidedly
compensatory process at work. That is, if for any cause either sex attains a
preponderance, agencies are at once set in motion which tend to redress the
balance. This is a modification and improvement of the older theory, that
the relative age of the parents has something to do with the sex of the
offspring.
Quetelet (Letters, p. 61) has attempted to prove a proposition about the
succession of male and female births by certain experiments supposed to be
tried upon an urn with black and white balls in it. But this is going too far.
(See the note at the end of this chapter.)
10 It is precisely analogous to the conclusion that the flowers of the daisies
(as distinguished from the plants, v. p. 109) are not distributed at random,
but have a tendency to go in groups of two or more. Mere observation
shows this: and then, from our knowledge of the growth of plants we may
infer that these little groups spring from the same root.
11 In this discussion, writers often speak of the probability of a “physical
connection” between these double stars. The phrase seems misleading, for
on the usual hypothesis of universal gravitation all stars are physically
connected, by gravitation. It is therefore better, as above, to make it simply
a question of relative proximity, and to leave it to astronomy to infer what
follows from unusual proximity.
Page 252
12 Professor Forbes in the paper in the Philosophical Magazine already
referred to (Ch. VII. § 18) gave several diagrams to show what were the
actual arrangements of a random distribution. He scattered peas over a
chess-board, and then counted the number which rested on each square. His
figures seem to show that the general appearance of the stars is much the
same as that produced by such a plan of scattering.
Some recent investigations by Mr R. A. Proctor seem to show, however,
that there are at least two exceptions to this tolerably uniform distribution.
(1) He has ascertained that the stars are decidedly more thickly aggregated
in the Milky Way than elsewhere. So far as this is to be relied on the
argument is the same as in the case of the double stars; it tends to prove that
the proximity of the stars in the Milky Way is not merely apparent, but
actual. (2) He has ascertained that there are two large areas, in the North
and South hemispheres, in which the stars are much more thickly
aggregated than elsewhere. Here, it seems to me, Probability proves
nothing: we are simply denying that the distribution is uniform. What may
follow in the way of inferences as to the physical process of causation by
which the stars have been disposed is a question for the Astronomer. See Mr
Proctor's Essays on Astronomy, p. 297. Also a series of Essays in The
Universe and the coming Transits.
referred to (Ch. VII. § 18) gave several diagrams to show what were the
actual arrangements of a random distribution. He scattered peas over a
chess-board, and then counted the number which rested on each square. His
figures seem to show that the general appearance of the stars is much the
same as that produced by such a plan of scattering.
Some recent investigations by Mr R. A. Proctor seem to show, however,
that there are at least two exceptions to this tolerably uniform distribution.
(1) He has ascertained that the stars are decidedly more thickly aggregated
in the Milky Way than elsewhere. So far as this is to be relied on the
argument is the same as in the case of the double stars; it tends to prove that
the proximity of the stars in the Milky Way is not merely apparent, but
actual. (2) He has ascertained that there are two large areas, in the North
and South hemispheres, in which the stars are much more thickly
aggregated than elsewhere. Here, it seems to me, Probability proves
nothing: we are simply denying that the distribution is uniform. What may
follow in the way of inferences as to the physical process of causation by
which the stars have been disposed is a question for the Astronomer. See Mr
Proctor's Essays on Astronomy, p. 297. Also a series of Essays in The
Universe and the coming Transits.
Page 253
CHAPTER XI.
Page 254
ON CERTAIN CONSEQUENCES OF THE
OBJECTIVE TREATMENT OF A SCIENCE OF
INFERENCE.[*]
*
In the previous edition a large part of this chapter was devoted to the general consideration of the
distinction between a Material and a Conceptualist view of Logic. I have omitted most of this here, as
also a large part of a chapter devoted to the detailed discussion of the Law of Causation, as I hope
before very long to express my opinions on these subjects more fully, and more appropriately, in a
treatise on the general principles of Inductive Logic.
§ 1. Students of Logic are familiar with that broad distinction between the
two methods of treatment to which the names of Material and Conceptualist
may be applied. The distinction was one which had been gradually growing
up under other names before it was emphasized, and treated as a distinction
within the field of Logic proper, by the publication of Mill's well known
work. No one, for instance, can read Whewell's treatises on Induction, or
Herschel's Discourse, without seeing that they are treating of much the
same subject-matter, and regarding it in much the same way, as that which
Mill discussed under the name of Logic, though they were not disposed to
give it that name. That is, these writers throughout took it for granted that
what they had to do was to systematise the facts of nature in their objective
form, and under their widest possible treatment, and to expound the
principal modes of inference and the principal practical aids in the
investigation of these modes of inference, which reason could suggest and
which experience could justify. What Mill did was to bring these methods
into close relation with such portions of the old scholastic Logic as he felt
able to retain, to work them out into much fuller detail, to systematize them
by giving them a certain philosophical and psychological foundation,—and
to entitle the result Logic.
The practical treatment of a science will seldom correspond closely to the
ideal which its supporters propose to themselves, and still seldomer to that
which its antagonists insist upon demanding from the supporters. If we
were to take our account of the distinction between the two views of Logic
expounded respectively by Hamilton and by Mill, from Mill and Hamilton
respectively, we should certainly not find it easy to bring them under one
OBJECTIVE TREATMENT OF A SCIENCE OF
INFERENCE.[*]
*
In the previous edition a large part of this chapter was devoted to the general consideration of the
distinction between a Material and a Conceptualist view of Logic. I have omitted most of this here, as
also a large part of a chapter devoted to the detailed discussion of the Law of Causation, as I hope
before very long to express my opinions on these subjects more fully, and more appropriately, in a
treatise on the general principles of Inductive Logic.
§ 1. Students of Logic are familiar with that broad distinction between the
two methods of treatment to which the names of Material and Conceptualist
may be applied. The distinction was one which had been gradually growing
up under other names before it was emphasized, and treated as a distinction
within the field of Logic proper, by the publication of Mill's well known
work. No one, for instance, can read Whewell's treatises on Induction, or
Herschel's Discourse, without seeing that they are treating of much the
same subject-matter, and regarding it in much the same way, as that which
Mill discussed under the name of Logic, though they were not disposed to
give it that name. That is, these writers throughout took it for granted that
what they had to do was to systematise the facts of nature in their objective
form, and under their widest possible treatment, and to expound the
principal modes of inference and the principal practical aids in the
investigation of these modes of inference, which reason could suggest and
which experience could justify. What Mill did was to bring these methods
into close relation with such portions of the old scholastic Logic as he felt
able to retain, to work them out into much fuller detail, to systematize them
by giving them a certain philosophical and psychological foundation,—and
to entitle the result Logic.
The practical treatment of a science will seldom correspond closely to the
ideal which its supporters propose to themselves, and still seldomer to that
which its antagonists insist upon demanding from the supporters. If we
were to take our account of the distinction between the two views of Logic
expounded respectively by Hamilton and by Mill, from Mill and Hamilton
respectively, we should certainly not find it easy to bring them under one
Page 255
common definition. By such a test, the material Logic would be regarded as
nothing more than a somewhat arbitrary selection from the domain of
Physical Science in general, and the conceptualist Logic nothing more than
a somewhat arbitrary selection from the domain of Psychology. The former
would omit all consideration of the laws of thought and the latter all
consideration of the truth or falsehood of our conclusions.
Of course, in practice, such extremes as these are soon seen to be avoidable,
and in spite of all controversial exaggerations the expounders of the
opposite views do contrive to retain a large area of speculation in common.
I do not propose here to examine in detail the restrictions by which this
accommodation is brought about, or the very real and important distinctions
of method, aim, tests, and limits which in spite of all approach to agreement
are still found to subsist. To attempt this would be to open up rather too
wide an enquiry to be suitable in a treatise on one subdivision only of the
general science of Inference.
§ 2. One subdivision of this enquiry is however really forced upon our
notice. It does become important to consider the restrictions to which the
ultra-material account of the province of Logic has to be subjected, because
we shall thus have our attention drawn to an aspect of the subject which,
slight and fleeting as it is within the region of Induction becomes very
prominent and comparatively permanent in that of Probability. According to
this ultra-material view, Inductive Logic would generally be considered to
have nothing to do with anything but objective facts: its duty is to start from
facts and to confine itself to such methods as will yield nothing but facts.
What is doubtful it either establishes or it lets alone for the present, what is
unattainable it rejects, and in this way it proceeds to build up by slow
accretion a vast fabric of certain knowledge.
But of course all this is supposed to be done by human minds, and therefore
if we enquire whether notions or concepts,—call them what we will,—have
no place in such a scheme it must necessarily be admitted that they have
some place. The facts which form our starting point must be grasped by an
intelligent being before inference can be built upon them; and the ‘facts’
which form the conclusion have often, at any rate for some time, no place
anywhere else than in the mind of man. But no one can read Mill's treatise,
nothing more than a somewhat arbitrary selection from the domain of
Physical Science in general, and the conceptualist Logic nothing more than
a somewhat arbitrary selection from the domain of Psychology. The former
would omit all consideration of the laws of thought and the latter all
consideration of the truth or falsehood of our conclusions.
Of course, in practice, such extremes as these are soon seen to be avoidable,
and in spite of all controversial exaggerations the expounders of the
opposite views do contrive to retain a large area of speculation in common.
I do not propose here to examine in detail the restrictions by which this
accommodation is brought about, or the very real and important distinctions
of method, aim, tests, and limits which in spite of all approach to agreement
are still found to subsist. To attempt this would be to open up rather too
wide an enquiry to be suitable in a treatise on one subdivision only of the
general science of Inference.
§ 2. One subdivision of this enquiry is however really forced upon our
notice. It does become important to consider the restrictions to which the
ultra-material account of the province of Logic has to be subjected, because
we shall thus have our attention drawn to an aspect of the subject which,
slight and fleeting as it is within the region of Induction becomes very
prominent and comparatively permanent in that of Probability. According to
this ultra-material view, Inductive Logic would generally be considered to
have nothing to do with anything but objective facts: its duty is to start from
facts and to confine itself to such methods as will yield nothing but facts.
What is doubtful it either establishes or it lets alone for the present, what is
unattainable it rejects, and in this way it proceeds to build up by slow
accretion a vast fabric of certain knowledge.
But of course all this is supposed to be done by human minds, and therefore
if we enquire whether notions or concepts,—call them what we will,—have
no place in such a scheme it must necessarily be admitted that they have
some place. The facts which form our starting point must be grasped by an
intelligent being before inference can be built upon them; and the ‘facts’
which form the conclusion have often, at any rate for some time, no place
anywhere else than in the mind of man. But no one can read Mill's treatise,
Page 256
for instance, without noticing how slight is his reference to this aspect of
the question. He remarks, in almost contemptuous indifference, that the
man who digs must of course have a notion of the ground he digs and of the
spade he puts into it, but he evidently considers that these ‘notions’ need not
much more occupy the attention of the speculative logician, in so far as his
mere inferences are concerned, than they occupy that of the husbandman.
§ 3. It must be admitted that there is some warrant for this omission of all
reference to the subjective side of inference so long as we are dealing with
Inductive Logic. The inductive discoverer is of course in a very different
position. If he is worthy of the name his mind at every moment will be
teeming with notions which he would be as far as any one from calling
facts: he is busy making them such to the best of his power. But the logician
who follows in his steps, and whose business it is to explain and justify
what his leader has discovered, is rather apt to overlook this mental or
uncertain stage. What he mostly deals in are the ‘complete inductions’ and
‘well-grounded generalizations’ and so forth, or the exploded errors which
contradict them: the prisoners and the corpses respectively, which the real
discoverer leaves on the field behind him whilst he presses on to complete
his victory. The whole method of science,—expository as contrasted with
militant,—is to emphasize the distinction between fact and non-fact, and to
treat of little else but these two. In other words a treatise on Inductive Logic
can be written without any occasion being found to define what is meant by
a notion or concept, or even to employ such terms.
§ 4. And yet, when we come to look more closely, signs may be detected
even within the field of Inductive Logic, of an occasional breaking down of
the sharp distinction in question; we may meet now and then with entities
(to use the widest term attainable) in reference to which it would be hard to
say that they are either facts or conceptions. For instance, Inductive Logic
has often occasion to make use of Hypotheses: to which of the above two
classes are these to be referred? They do not seem in strictness to belong to
either; nor are they, as will presently be pointed out, by any means a solitary
instance of the kind.
It is true that within the province of Inductive Logic these hypotheses do
not give much trouble on this score. However vague may be the form in
the question. He remarks, in almost contemptuous indifference, that the
man who digs must of course have a notion of the ground he digs and of the
spade he puts into it, but he evidently considers that these ‘notions’ need not
much more occupy the attention of the speculative logician, in so far as his
mere inferences are concerned, than they occupy that of the husbandman.
§ 3. It must be admitted that there is some warrant for this omission of all
reference to the subjective side of inference so long as we are dealing with
Inductive Logic. The inductive discoverer is of course in a very different
position. If he is worthy of the name his mind at every moment will be
teeming with notions which he would be as far as any one from calling
facts: he is busy making them such to the best of his power. But the logician
who follows in his steps, and whose business it is to explain and justify
what his leader has discovered, is rather apt to overlook this mental or
uncertain stage. What he mostly deals in are the ‘complete inductions’ and
‘well-grounded generalizations’ and so forth, or the exploded errors which
contradict them: the prisoners and the corpses respectively, which the real
discoverer leaves on the field behind him whilst he presses on to complete
his victory. The whole method of science,—expository as contrasted with
militant,—is to emphasize the distinction between fact and non-fact, and to
treat of little else but these two. In other words a treatise on Inductive Logic
can be written without any occasion being found to define what is meant by
a notion or concept, or even to employ such terms.
§ 4. And yet, when we come to look more closely, signs may be detected
even within the field of Inductive Logic, of an occasional breaking down of
the sharp distinction in question; we may meet now and then with entities
(to use the widest term attainable) in reference to which it would be hard to
say that they are either facts or conceptions. For instance, Inductive Logic
has often occasion to make use of Hypotheses: to which of the above two
classes are these to be referred? They do not seem in strictness to belong to
either; nor are they, as will presently be pointed out, by any means a solitary
instance of the kind.
It is true that within the province of Inductive Logic these hypotheses do
not give much trouble on this score. However vague may be the form in
Page 257
which they first present themselves to the philosopher's mind, they have not
much business to come before us in our capacity of logicians until they are
well on their way, so to say, towards becoming facts: until they are
beginning to harden into that firm tangible shape in which they will
eventually appear. We generally have some such recommendations given to
us as that our hypotheses shall be well-grounded and reasonable. This
seems only another way of telling us that however freely the philosopher
may make his guesses in the privacy of his own study, he had better not
bring them out into public until they can with fair propriety be termed facts,
even though the name be given with some qualification, as by terming them
‘probable facts.’ The reason, therefore, why we do not take much account of
this intermediate state in the hypothesis, when we are dealing with the
inductive processes, is that here at any rate it plays only a temporary part;
its appearance in that guise is but very fugitive. If the hypothesis be a sound
one, it will soon take its place as an admitted fact; if not, it will soon be
rejected altogether. Its state as a hypothesis is not a normal one, and
therefore we have not much occasion to scrutinize its characteristics. In so
saying, it must of course be understood that we are speaking as inductive
logicians; the philosopher in his workshop ought, as already remarked, to be
familiar enough with the hypothesis in every stage of its existence from its
origin; but the logician's duty is different, dealing as he does with proof
rather than with the processes of original investigation and discovery.
We might indeed even go further, and say that in many cases the hypothesis
does not present itself to the reader, that is to the recipient of the
knowledge, until it has ceased to deserve that name at all. It may be first
suggested to him along with the proof which establishes it, he not having
had occasion to think of it before. It thus comes at a single step out of the
obscurity of the unknown into the full possession of its rights as a fact,
skipping practically the intermediate or hypothetical stage altogether. The
original investigator himself may have long pondered over it, and kept it
present to his mind, in this its dubious stage, but finally have given it to the
world with that amount of evidence which raises it at once in the minds of
others to the level of commonly accepted facts.
Still this doubtful stage exists in every hypothesis, though for logical
purposes, and to most minds, it exists in a very fugitive way only. When
much business to come before us in our capacity of logicians until they are
well on their way, so to say, towards becoming facts: until they are
beginning to harden into that firm tangible shape in which they will
eventually appear. We generally have some such recommendations given to
us as that our hypotheses shall be well-grounded and reasonable. This
seems only another way of telling us that however freely the philosopher
may make his guesses in the privacy of his own study, he had better not
bring them out into public until they can with fair propriety be termed facts,
even though the name be given with some qualification, as by terming them
‘probable facts.’ The reason, therefore, why we do not take much account of
this intermediate state in the hypothesis, when we are dealing with the
inductive processes, is that here at any rate it plays only a temporary part;
its appearance in that guise is but very fugitive. If the hypothesis be a sound
one, it will soon take its place as an admitted fact; if not, it will soon be
rejected altogether. Its state as a hypothesis is not a normal one, and
therefore we have not much occasion to scrutinize its characteristics. In so
saying, it must of course be understood that we are speaking as inductive
logicians; the philosopher in his workshop ought, as already remarked, to be
familiar enough with the hypothesis in every stage of its existence from its
origin; but the logician's duty is different, dealing as he does with proof
rather than with the processes of original investigation and discovery.
We might indeed even go further, and say that in many cases the hypothesis
does not present itself to the reader, that is to the recipient of the
knowledge, until it has ceased to deserve that name at all. It may be first
suggested to him along with the proof which establishes it, he not having
had occasion to think of it before. It thus comes at a single step out of the
obscurity of the unknown into the full possession of its rights as a fact,
skipping practically the intermediate or hypothetical stage altogether. The
original investigator himself may have long pondered over it, and kept it
present to his mind, in this its dubious stage, but finally have given it to the
world with that amount of evidence which raises it at once in the minds of
others to the level of commonly accepted facts.
Still this doubtful stage exists in every hypothesis, though for logical
purposes, and to most minds, it exists in a very fugitive way only. When
Page 258
attention has been directed to it, it may be also detected elsewhere in Logic.
Take the case, for instance, of the reference of names. Mill gives the
examples of the sun, and a battle, as distinguished from the ideas of them
which we, or children, may entertain. Here the distinction is plain and
obvious enough. But if, on the other hand, we take the case of things whose
existence is doubtful or disputed, the difficulty above mentioned begins to
show itself. The case of merely extinct things, or such as have not yet come
into existence, offers indeed no trouble, since of course actually present
existence is not necessary to constitute a fact. The usual distinction may
even be retained also in the case of mythical existences. Centaur and Griffin
have as universally recognised a significance amongst the poets, painters,
and heralds as lion and leopard have. Hence we may claim, even here, that
our conceptions shall be ‘truthful,’ ‘consistent with fact,’ and so on, by
which we mean that they are to be in accordance with universal convention
upon such subjects. Necessary and universal accordance is sometimes
claimed to be all that is meant by ‘objective,’ and since universal
accordance is attainable in the case of the notoriously fictitious, our
fundamental distinction between fact and conception, and our determination
that our terms shall refer to what is objective rather than to what is
subjective, may with some degree of strain be still conceived to be tenable
even here.
§ 5. But when we come to the case of disputed phenomena the difficulty re-
emerges. A supposed planet or new mineral, a doubtful fact in history, a
disputed theological doctrine, are but a few examples out of many that
might be offered. What some persons strenuously assert, others as
strenuously deny, and whatever hope there may be of speedy agreement in
the case of physical phenomena, experience shows that there is not much
prospect of this in the case of those which are moral and historical, to say
nothing of theological. So long as those who are in agreement confine their
intercourse to themselves, their ‘facts’ are accepted as such, but as soon as
they come to communicate with others all distinction between fact and
conception is lost at once, the ‘facts’ of one party being mere groundless
‘conceptions’ to their opponents. There is therefore, I think, in these cases a
real difficulty in carrying out distinctly and consistently the account which
the Materialist logician offers as to the reference of names. It need hardly be
pointed out that what thus applies to names or terms applies equally to
Take the case, for instance, of the reference of names. Mill gives the
examples of the sun, and a battle, as distinguished from the ideas of them
which we, or children, may entertain. Here the distinction is plain and
obvious enough. But if, on the other hand, we take the case of things whose
existence is doubtful or disputed, the difficulty above mentioned begins to
show itself. The case of merely extinct things, or such as have not yet come
into existence, offers indeed no trouble, since of course actually present
existence is not necessary to constitute a fact. The usual distinction may
even be retained also in the case of mythical existences. Centaur and Griffin
have as universally recognised a significance amongst the poets, painters,
and heralds as lion and leopard have. Hence we may claim, even here, that
our conceptions shall be ‘truthful,’ ‘consistent with fact,’ and so on, by
which we mean that they are to be in accordance with universal convention
upon such subjects. Necessary and universal accordance is sometimes
claimed to be all that is meant by ‘objective,’ and since universal
accordance is attainable in the case of the notoriously fictitious, our
fundamental distinction between fact and conception, and our determination
that our terms shall refer to what is objective rather than to what is
subjective, may with some degree of strain be still conceived to be tenable
even here.
§ 5. But when we come to the case of disputed phenomena the difficulty re-
emerges. A supposed planet or new mineral, a doubtful fact in history, a
disputed theological doctrine, are but a few examples out of many that
might be offered. What some persons strenuously assert, others as
strenuously deny, and whatever hope there may be of speedy agreement in
the case of physical phenomena, experience shows that there is not much
prospect of this in the case of those which are moral and historical, to say
nothing of theological. So long as those who are in agreement confine their
intercourse to themselves, their ‘facts’ are accepted as such, but as soon as
they come to communicate with others all distinction between fact and
conception is lost at once, the ‘facts’ of one party being mere groundless
‘conceptions’ to their opponents. There is therefore, I think, in these cases a
real difficulty in carrying out distinctly and consistently the account which
the Materialist logician offers as to the reference of names. It need hardly be
pointed out that what thus applies to names or terms applies equally to
Page 259
propositions in which particular or general statements are made involving
names.
§ 6. But when we step into Probability, and treat this from the same material
or Phenomenal point of view, we can no longer neglect the question which
is thus presented to us. The difficulty cannot here be rejected, as referring to
what is merely temporary or occasional. The intermediate condition
between conjecture and fact, so far from being temporary or occasional
only, is here normal. It is just the condition which is specially characteristic
of Probability. Hence it follows that however decidedly we may reject the
Conceptualist theory we cannot altogether reject the use of Conceptualist
language. If we can prove that a given man will die next year, or attain
sufficiently near to proof to leave us practically certain on the point, we
may speak of his death as a (future) fact. But if we merely contemplate his
death as probable? This is the sort of inference, or substitute for inference,
with which Probability is specially concerned. We may, if we so please,
speak of ‘probable facts,’ but if we examine the meaning of the words we
may find them not merely obscure, but self-contradictory. Doubtless there
are facts here, in the fullest sense of the term, namely the statistics upon
which our opinion is ultimately based, for these are known and admitted by
all who have looked into the matter. The same language may also be applied
to that extension of these statistics by induction which is involved in the
assertion that similar statistics will be found to prevail elsewhere, for these
also may rightfully claim universal acceptance. But these statements, as was
abundantly shown in the earlier chapters, stand on a very different footing
from a statement concerning the individual event; the establishment and
discussion of the former belong by rights to Induction, and only the latter to
Probability.
§ 7. It is true that for want of appropriate terms to express such things we
are often induced, indeed compelled, to apply the same name of ‘facts’ to
such individual contingencies. We should not, for instance, hesitate to speak
of the fact of the man dying being probable, possible, unlikely, or whatever
it might be. But I cannot help regarding such expressions as a strictly
incorrect usage arising out of a deficiency of appropriate technical terms. It
is doubtless certain that one or other of the two alternatives must happen,
but this alternative certainty is not the subject of our contemplation; what
names.
§ 6. But when we step into Probability, and treat this from the same material
or Phenomenal point of view, we can no longer neglect the question which
is thus presented to us. The difficulty cannot here be rejected, as referring to
what is merely temporary or occasional. The intermediate condition
between conjecture and fact, so far from being temporary or occasional
only, is here normal. It is just the condition which is specially characteristic
of Probability. Hence it follows that however decidedly we may reject the
Conceptualist theory we cannot altogether reject the use of Conceptualist
language. If we can prove that a given man will die next year, or attain
sufficiently near to proof to leave us practically certain on the point, we
may speak of his death as a (future) fact. But if we merely contemplate his
death as probable? This is the sort of inference, or substitute for inference,
with which Probability is specially concerned. We may, if we so please,
speak of ‘probable facts,’ but if we examine the meaning of the words we
may find them not merely obscure, but self-contradictory. Doubtless there
are facts here, in the fullest sense of the term, namely the statistics upon
which our opinion is ultimately based, for these are known and admitted by
all who have looked into the matter. The same language may also be applied
to that extension of these statistics by induction which is involved in the
assertion that similar statistics will be found to prevail elsewhere, for these
also may rightfully claim universal acceptance. But these statements, as was
abundantly shown in the earlier chapters, stand on a very different footing
from a statement concerning the individual event; the establishment and
discussion of the former belong by rights to Induction, and only the latter to
Probability.
§ 7. It is true that for want of appropriate terms to express such things we
are often induced, indeed compelled, to apply the same name of ‘facts’ to
such individual contingencies. We should not, for instance, hesitate to speak
of the fact of the man dying being probable, possible, unlikely, or whatever
it might be. But I cannot help regarding such expressions as a strictly
incorrect usage arising out of a deficiency of appropriate technical terms. It
is doubtless certain that one or other of the two alternatives must happen,
but this alternative certainty is not the subject of our contemplation; what
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we have before us is the single alternative, which is notoriously uncertain. It
is this, and this only, which is at present under notice, and whose
occurrence has to be estimated. We have surely no right to dignify this with
the name of a fact, under any qualifications, when the opposite alternative
has claims, not perhaps actually equal to, but at any rate not much inferior
to its own. Such language, as already remarked, may be quite right in
Inductive logic, where we are only concerned with conjectures of such a
high degree of likelihood that their non-occurrence need not be taken into
practical account, and which are moreover regarded as merely temporary.
But in Probability the conjecture may have any degree of likelihood about
it; it may be just as likely as the other alternative, nay it may be much less
likely. In these latter cases, for instance, if the chances are very much
against the man's death, it is surely an abuse of language to speak of the
‘fact’ of his dying, even though we qualify it by declaring it to be highly
improbable. The subject-matter essential to Probability being the uncertain,
we can never with propriety employ upon it language which in its original
and correct application is only appropriate to what is actually or
approximately certain.
§ 8. It should be remembered also that this state of things, thus
characteristic of Probability, is permanent there. So long as they remain
under the treatment of that science our conjectures, or whatever we like to
call them, never develop into facts. I calculate, for instance, the chance that
a die will give ace, or that a man will live beyond a certain age. Such an
approximation to knowledge as is thus acquired is as much as we can ever
afterwards hope to get, unless we resort to other methods of enquiry. We do
not, as in Induction, feel ourselves on the brink of some experimental or
other proof which at any moment may raise it into certainty. It is nothing
but a conjecture of a certain degree of strength, and such it will ever remain,
so long as Probability is left to deal with it. If anything more is ever to be
made out of it we must appeal to direct experience, or to some kind of
inductive proof. As we have so often said, individual facts can never be
determined here, but merely ultimate tendencies and averages of many
events. I may, indeed, by a second appeal to Probability improve the
character of my conjecture, through being able to refer it to a narrower and
better class of statistics; but its essential nature remains throughout what it
was.
is this, and this only, which is at present under notice, and whose
occurrence has to be estimated. We have surely no right to dignify this with
the name of a fact, under any qualifications, when the opposite alternative
has claims, not perhaps actually equal to, but at any rate not much inferior
to its own. Such language, as already remarked, may be quite right in
Inductive logic, where we are only concerned with conjectures of such a
high degree of likelihood that their non-occurrence need not be taken into
practical account, and which are moreover regarded as merely temporary.
But in Probability the conjecture may have any degree of likelihood about
it; it may be just as likely as the other alternative, nay it may be much less
likely. In these latter cases, for instance, if the chances are very much
against the man's death, it is surely an abuse of language to speak of the
‘fact’ of his dying, even though we qualify it by declaring it to be highly
improbable. The subject-matter essential to Probability being the uncertain,
we can never with propriety employ upon it language which in its original
and correct application is only appropriate to what is actually or
approximately certain.
§ 8. It should be remembered also that this state of things, thus
characteristic of Probability, is permanent there. So long as they remain
under the treatment of that science our conjectures, or whatever we like to
call them, never develop into facts. I calculate, for instance, the chance that
a die will give ace, or that a man will live beyond a certain age. Such an
approximation to knowledge as is thus acquired is as much as we can ever
afterwards hope to get, unless we resort to other methods of enquiry. We do
not, as in Induction, feel ourselves on the brink of some experimental or
other proof which at any moment may raise it into certainty. It is nothing
but a conjecture of a certain degree of strength, and such it will ever remain,
so long as Probability is left to deal with it. If anything more is ever to be
made out of it we must appeal to direct experience, or to some kind of
inductive proof. As we have so often said, individual facts can never be
determined here, but merely ultimate tendencies and averages of many
events. I may, indeed, by a second appeal to Probability improve the
character of my conjecture, through being able to refer it to a narrower and
better class of statistics; but its essential nature remains throughout what it
was.
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It appears to me therefore that the account of the Materialist view of logic
indicated at the commencement of this chapter, though substantially sound,
needs some slight reconsideration and re-statement. It answers admirably so
far as ordinary Induction is concerned, but needs some revision if it is to be
equally applicable to that wider view of the nature and processes of
acquiring knowledge wherein the science of logic is considered to involve
Probability also as well as Induction.
§ 9. Briefly then it is this. We regard the scientific thinker, whether he be the
original investigator who discovers, or the logician who analyses and
describes the proofs that may be offered, as surrounded by a world of
objective phenomena extending indefinitely both ways in time, and in every
direction in space. Most of them are, and always will remain, unknown. If
we speak of them as facts we mean that they are potential objects of human
knowledge, that under appropriate circumstances men could come to
determinate and final agreement about them. The scientific or material
logician has to superintend the process of converting as much as possible of
these unknown phenomena into what are known, of aggregating them, as
we have said above, about the nucleus of certain data which experience and
observation had to start with. In so doing his principal resources are the
Methods of Induction, of which something has been said in a former
chapter; another resource is found in the Theory of Probability, and another
in Deduction.
Now, however such language may be objected to as savouring of
Conceptualism, I can see no better compendious way of describing these
processes than by saying that we are engaged in getting at conceptions of
these external phenomena, and as far as possible converting these
conceptions into facts. What is the natural history of ‘facts’ if we trace them
back to their origin? They first come into being as mere guesses or
conjectures, as contemplated possibilities whose correspondence with
reality is either altogether disbelieved or regarded as entirely doubtful. In
this stage, of course, their contrast with facts is sharp enough. How they
arise it does not belong to Logic but to Psychology to say. Logic indeed has
little or nothing to do with them whilst they are in this form. Everyone is
busy all his life in entertaining such guesses upon various subjects, the
superiority of the philosopher over the common man being mainly found in
indicated at the commencement of this chapter, though substantially sound,
needs some slight reconsideration and re-statement. It answers admirably so
far as ordinary Induction is concerned, but needs some revision if it is to be
equally applicable to that wider view of the nature and processes of
acquiring knowledge wherein the science of logic is considered to involve
Probability also as well as Induction.
§ 9. Briefly then it is this. We regard the scientific thinker, whether he be the
original investigator who discovers, or the logician who analyses and
describes the proofs that may be offered, as surrounded by a world of
objective phenomena extending indefinitely both ways in time, and in every
direction in space. Most of them are, and always will remain, unknown. If
we speak of them as facts we mean that they are potential objects of human
knowledge, that under appropriate circumstances men could come to
determinate and final agreement about them. The scientific or material
logician has to superintend the process of converting as much as possible of
these unknown phenomena into what are known, of aggregating them, as
we have said above, about the nucleus of certain data which experience and
observation had to start with. In so doing his principal resources are the
Methods of Induction, of which something has been said in a former
chapter; another resource is found in the Theory of Probability, and another
in Deduction.
Now, however such language may be objected to as savouring of
Conceptualism, I can see no better compendious way of describing these
processes than by saying that we are engaged in getting at conceptions of
these external phenomena, and as far as possible converting these
conceptions into facts. What is the natural history of ‘facts’ if we trace them
back to their origin? They first come into being as mere guesses or
conjectures, as contemplated possibilities whose correspondence with
reality is either altogether disbelieved or regarded as entirely doubtful. In
this stage, of course, their contrast with facts is sharp enough. How they
arise it does not belong to Logic but to Psychology to say. Logic indeed has
little or nothing to do with them whilst they are in this form. Everyone is
busy all his life in entertaining such guesses upon various subjects, the
superiority of the philosopher over the common man being mainly found in
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the quality of his guesses, and in the skill and persistence with which he
sifts and examines them. In the next stage they mostly go by the name of
theories or hypotheses, when they are comprehensive in their scope, or are
in any way on a scale of grandeur and importance: when however they are
of a trivial kind, or refer to details, we really have no distinctive or
appropriate name for them, and must be content therefore to call them
‘conceptions.’ Through this stage they flit with great rapidity in Inductive
Logic; often the logician keeps them back until their evidence is so strong
that they come before the world at once in the full dignity of facts. Hence,
as already remarked, this stage of their career is not much dwelt upon in
Logic. But the whole business of Probability is to discuss and estimate them
at this point. Consequently, so far as this science is concerned, the
explanation of the Material logician as to the reference of names and
propositions has to be modified.
§ 10. The best way therefore of describing our position in Probability is as
follows:—We are entertaining a conception of some event, past, present, or
future. From the nature of the case this conception is all that can be actually
entertained by the mind. In its present condition it would be incorrect to call
it a fact, though we would willingly, if we could, convert it into such by
making certain of it one way or the other. But so long as our conclusions are
to be effected by considerations of Probability only, we cannot do this. The
utmost we can do is to estimate or evaluate it. The whole function of
Probability is to give rules for so doing. By means of reference to statistics
or by direct deduction, as the case may be, we are enabled to say how much
this conception is to be believed, that is in what proportion out of the total
number of cases we shall be right in so doing. Our position, therefore, in
these cases seems distinctly that of entertaining a conception, and the
process of inference is that of ascertaining to what extent we are justified in
adding this conception to the already received body of truth and fact.
So long, then, as we are confined to Probability these conceptions remain
such. But if we turn to Induction we see that they are meant to go a step
further. Their final stage is not reached until they have ripened into facts,
and so taken their place amongst uncontested truths. This is their final
destination in Logic, and our task is not accomplished until they have
reached it.
sifts and examines them. In the next stage they mostly go by the name of
theories or hypotheses, when they are comprehensive in their scope, or are
in any way on a scale of grandeur and importance: when however they are
of a trivial kind, or refer to details, we really have no distinctive or
appropriate name for them, and must be content therefore to call them
‘conceptions.’ Through this stage they flit with great rapidity in Inductive
Logic; often the logician keeps them back until their evidence is so strong
that they come before the world at once in the full dignity of facts. Hence,
as already remarked, this stage of their career is not much dwelt upon in
Logic. But the whole business of Probability is to discuss and estimate them
at this point. Consequently, so far as this science is concerned, the
explanation of the Material logician as to the reference of names and
propositions has to be modified.
§ 10. The best way therefore of describing our position in Probability is as
follows:—We are entertaining a conception of some event, past, present, or
future. From the nature of the case this conception is all that can be actually
entertained by the mind. In its present condition it would be incorrect to call
it a fact, though we would willingly, if we could, convert it into such by
making certain of it one way or the other. But so long as our conclusions are
to be effected by considerations of Probability only, we cannot do this. The
utmost we can do is to estimate or evaluate it. The whole function of
Probability is to give rules for so doing. By means of reference to statistics
or by direct deduction, as the case may be, we are enabled to say how much
this conception is to be believed, that is in what proportion out of the total
number of cases we shall be right in so doing. Our position, therefore, in
these cases seems distinctly that of entertaining a conception, and the
process of inference is that of ascertaining to what extent we are justified in
adding this conception to the already received body of truth and fact.
So long, then, as we are confined to Probability these conceptions remain
such. But if we turn to Induction we see that they are meant to go a step
further. Their final stage is not reached until they have ripened into facts,
and so taken their place amongst uncontested truths. This is their final
destination in Logic, and our task is not accomplished until they have
reached it.
Page 263
§ 11. Such language as this in which we speak of our position in Probability
as being that of entertaining a conception, and being occupied in
determining what degree of belief is to be assigned to it, may savour of
Conceptualism, but is in spirit perfectly different from it. Our ultimate
reference is always to facts. We start from them as our data, and reach them
again eventually in our results whenever it is possible. In Probability, of
course, we cannot do this in the individual result, but even then (as shown
in Ch. VI.) we always justify our conclusions by appeal to facts, viz. to what
happens in the long run.
The discussion which has been thus given to this part of the subject may
seem somewhat tedious, but it was so obviously forced upon us when
considering the distinction between the two main views of Logic, that it was
impossible to pass it over without fear of misapprehension and confusion.
Moreover, as will be seen in the course of the next chapter, several
important conclusions could not have been properly explained and justified
without first taking pains to make this part of our ground perfectly plain and
satisfactory.
as being that of entertaining a conception, and being occupied in
determining what degree of belief is to be assigned to it, may savour of
Conceptualism, but is in spirit perfectly different from it. Our ultimate
reference is always to facts. We start from them as our data, and reach them
again eventually in our results whenever it is possible. In Probability, of
course, we cannot do this in the individual result, but even then (as shown
in Ch. VI.) we always justify our conclusions by appeal to facts, viz. to what
happens in the long run.
The discussion which has been thus given to this part of the subject may
seem somewhat tedious, but it was so obviously forced upon us when
considering the distinction between the two main views of Logic, that it was
impossible to pass it over without fear of misapprehension and confusion.
Moreover, as will be seen in the course of the next chapter, several
important conclusions could not have been properly explained and justified
without first taking pains to make this part of our ground perfectly plain and
satisfactory.
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CHAPTER XII.
Page 265
CONSEQUENCES OF THE FOREGOING
DISTINCTIONS.
§ 1. We are now in a position to explain and justify some important
conclusions which, if not direct consequences of the distinctions laid down
in the last chapter, will at any rate be more readily appreciated and accepted
after that exposition.
In the first place, it will be seen that in Probability time has nothing to do
with the question; in other words, it does not matter whether the event,
whose probability we are discussing, be past, present, or future. The
problem before us, in its simplest form, is this:—Statistics (extended by
Induction, and practically often gained by Deduction) inform us that a
certain event has happened, does happen, or will happen, in a certain way in
a certain proportion of cases. We form a conception of that event, and
regard it as possible; but we want to do more; we want to know how much
we ought to expect it (under the explanations given in a former chapter
about quantity of belief). There is therefore a sort of relative futurity about
the event, inasmuch as our knowledge of the fact, and therefore our
justification or otherwise of the correctness of our surmise, almost
necessarily comes after the surmise was formed; but the futurity is only
relative. The evidence by which the question is to be settled may not be
forthcoming yet, or we may have it by us but only consult it afterwards. It is
from the fact of the futurity being, as above described, only relative, that I
have preferred to speak of the conception of the event rather than of the
anticipation of it. The latter term, which in some respects would have
seemed more intelligible and appropriate, is open to the objection, that it
does rather, in popular estimation, convey the notion of an absolute as
opposed to a relative futurity.
§ 2. For example; a die is thrown. Once in six times it gives ace; if therefore
we assume, without examination, that the throw is ace, we shall be right
once in six times. In so doing we may, according to the usual plan, go
forwards in time; that is, form our opinion about the throw beforehand,
when no one can tell what it will be. Or we might go backwards; that is,
DISTINCTIONS.
§ 1. We are now in a position to explain and justify some important
conclusions which, if not direct consequences of the distinctions laid down
in the last chapter, will at any rate be more readily appreciated and accepted
after that exposition.
In the first place, it will be seen that in Probability time has nothing to do
with the question; in other words, it does not matter whether the event,
whose probability we are discussing, be past, present, or future. The
problem before us, in its simplest form, is this:—Statistics (extended by
Induction, and practically often gained by Deduction) inform us that a
certain event has happened, does happen, or will happen, in a certain way in
a certain proportion of cases. We form a conception of that event, and
regard it as possible; but we want to do more; we want to know how much
we ought to expect it (under the explanations given in a former chapter
about quantity of belief). There is therefore a sort of relative futurity about
the event, inasmuch as our knowledge of the fact, and therefore our
justification or otherwise of the correctness of our surmise, almost
necessarily comes after the surmise was formed; but the futurity is only
relative. The evidence by which the question is to be settled may not be
forthcoming yet, or we may have it by us but only consult it afterwards. It is
from the fact of the futurity being, as above described, only relative, that I
have preferred to speak of the conception of the event rather than of the
anticipation of it. The latter term, which in some respects would have
seemed more intelligible and appropriate, is open to the objection, that it
does rather, in popular estimation, convey the notion of an absolute as
opposed to a relative futurity.
§ 2. For example; a die is thrown. Once in six times it gives ace; if therefore
we assume, without examination, that the throw is ace, we shall be right
once in six times. In so doing we may, according to the usual plan, go
forwards in time; that is, form our opinion about the throw beforehand,
when no one can tell what it will be. Or we might go backwards; that is,
Page 266
form an opinion about dice that had been cast on some occasion in time
past, and then correct our opinion by the testimony of some one who had
been a witness of the throws. In either case the mental operation is precisely
the same; an opinion formed merely on statistical grounds is afterwards
corrected by specific evidence. The opinion may have been formed upon a
past, present, or future event; the evidence which corrects it afterwards may
be our own eyesight, or the testimony of others, or any kind of inference; by
the evidence is merely meant such subsequent examination of the case as is
assumed to set the matter at rest. It is quite possible, of course, that this
specific evidence should never be forthcoming; the conception in that case
remains as a conception, and never obtains that degree of conviction which
qualifies it to be regarded as a ‘fact.’ This is clearly the case with all past
throws of dice the results of which do not happen to have been recorded.
In discussing games of chance there are obvious advantages in confining
ourselves to what is really, as well as relatively, future, for in that case
direct information concerning the contemplated result being impossible, all
persons are on precisely the same footing of comparative ignorance, and
must form their opinion entirely from the known or inferred frequency of
occurrence of the event in question. On the other hand, if the event be
passed, there is almost always evidence of some kind and of some value,
however slight, to inform us what the event really was; if this evidence is
not actually at hand, we can generally, by waiting a little, obtain something
that shall be at least of some use to us in forming our opinion. Practically
therefore we generally confine ourselves, in anticipations of this kind, to
what is really future, and so in popular estimation futurity becomes
indissolubly associated with probability.
§ 3. There is however an error closely connected with the above view of the
subject, or at least an inaccuracy of expression which is constantly liable to
lead to error, which has found wide acceptance, and has been sanctioned by
writers of the greatest authority. For instance, both Butler, in his Analogy,
and Mill, have drawn attention, under one form of expression or another, to
the distinction between improbability before the event and improbability
after the event, which they consider to be perfectly different things. That
this phraseology indicates a distinction of importance cannot be denied, but
past, and then correct our opinion by the testimony of some one who had
been a witness of the throws. In either case the mental operation is precisely
the same; an opinion formed merely on statistical grounds is afterwards
corrected by specific evidence. The opinion may have been formed upon a
past, present, or future event; the evidence which corrects it afterwards may
be our own eyesight, or the testimony of others, or any kind of inference; by
the evidence is merely meant such subsequent examination of the case as is
assumed to set the matter at rest. It is quite possible, of course, that this
specific evidence should never be forthcoming; the conception in that case
remains as a conception, and never obtains that degree of conviction which
qualifies it to be regarded as a ‘fact.’ This is clearly the case with all past
throws of dice the results of which do not happen to have been recorded.
In discussing games of chance there are obvious advantages in confining
ourselves to what is really, as well as relatively, future, for in that case
direct information concerning the contemplated result being impossible, all
persons are on precisely the same footing of comparative ignorance, and
must form their opinion entirely from the known or inferred frequency of
occurrence of the event in question. On the other hand, if the event be
passed, there is almost always evidence of some kind and of some value,
however slight, to inform us what the event really was; if this evidence is
not actually at hand, we can generally, by waiting a little, obtain something
that shall be at least of some use to us in forming our opinion. Practically
therefore we generally confine ourselves, in anticipations of this kind, to
what is really future, and so in popular estimation futurity becomes
indissolubly associated with probability.
§ 3. There is however an error closely connected with the above view of the
subject, or at least an inaccuracy of expression which is constantly liable to
lead to error, which has found wide acceptance, and has been sanctioned by
writers of the greatest authority. For instance, both Butler, in his Analogy,
and Mill, have drawn attention, under one form of expression or another, to
the distinction between improbability before the event and improbability
after the event, which they consider to be perfectly different things. That
this phraseology indicates a distinction of importance cannot be denied, but
Page 267
it seems to me that the language in which it is often expressed requires to be
amended.
Butler's remarks on this subject occur in his Analogy, in the chapter on
miracles. Admitting that there is a strong presumption against miracles (his
equivalent for the ordinary expression, an ‘improbability before the event’)
he strives to obtain assent for them by showing that other events, which also
have a strong presumption against them, are received on what is in reality
very slight evidence. He says, “There is a very strong presumption against
common speculative truths, and against the most ordinary facts, before the
proof of them; which yet is overcome by almost any proof. There is a
presumption of millions to one against the story of Cæsar, or of any other
man. For, suppose a number of common facts so and so circumstanced, of
which one had no kind of proof, should happen to come into one's thoughts,
every one would without any possible doubt conclude them to be false. And
the like may be said of a single common fact.”
§ 4. These remarks have been a good deal criticized, and they certainly
seem to me misleading and obscure in their reference. If one may judge by
the context, and by another passage in which the same argument is
afterwards referred to,[1] it would certainly appear that Butler drew no
distinction between miraculous accounts, and other accounts which, to use
any of the various expressions in common use, are unlikely or improbable
or have a presumption against them; and concluded that since some of the
latter were instantly accepted upon somewhat mediocre testimony, it was
altogether irrational to reject the former when similarly or better supported.
[2]
This subject will come again under our notice, and demand fuller
discussion, in the chapter on the Credibility of extraordinary stories. It will
suffice here to remark that, however satisfactory such a view of the matter
might be to some theologians, no antagonist of miracles would for a
moment accept it. He would naturally object that, instead of the miraculous
element being (as Butler considers) “a small additional presumption”
against the narrative, it involved the events in a totally distinct class of
incredibility; that it multiplied, rather than merely added to, the difficulties
and objections in the way of accepting the account.
amended.
Butler's remarks on this subject occur in his Analogy, in the chapter on
miracles. Admitting that there is a strong presumption against miracles (his
equivalent for the ordinary expression, an ‘improbability before the event’)
he strives to obtain assent for them by showing that other events, which also
have a strong presumption against them, are received on what is in reality
very slight evidence. He says, “There is a very strong presumption against
common speculative truths, and against the most ordinary facts, before the
proof of them; which yet is overcome by almost any proof. There is a
presumption of millions to one against the story of Cæsar, or of any other
man. For, suppose a number of common facts so and so circumstanced, of
which one had no kind of proof, should happen to come into one's thoughts,
every one would without any possible doubt conclude them to be false. And
the like may be said of a single common fact.”
§ 4. These remarks have been a good deal criticized, and they certainly
seem to me misleading and obscure in their reference. If one may judge by
the context, and by another passage in which the same argument is
afterwards referred to,[1] it would certainly appear that Butler drew no
distinction between miraculous accounts, and other accounts which, to use
any of the various expressions in common use, are unlikely or improbable
or have a presumption against them; and concluded that since some of the
latter were instantly accepted upon somewhat mediocre testimony, it was
altogether irrational to reject the former when similarly or better supported.
[2]
This subject will come again under our notice, and demand fuller
discussion, in the chapter on the Credibility of extraordinary stories. It will
suffice here to remark that, however satisfactory such a view of the matter
might be to some theologians, no antagonist of miracles would for a
moment accept it. He would naturally object that, instead of the miraculous
element being (as Butler considers) “a small additional presumption”
against the narrative, it involved the events in a totally distinct class of
incredibility; that it multiplied, rather than merely added to, the difficulties
and objections in the way of accepting the account.
Page 268
Mill's remarks (Logic, Bk. III. ch. XXV. § 4) are of a different character.
Discussing the grounds of disbelief he speaks of people making the mistake
of “overlooking the distinction between (what may be called) improbability
before the fact, and improbability after it, two different properties, the latter
of which is always a ground of disbelief, the former not always.” He
instances the throwing of a die. It is improbable beforehand that it should
turn up ace, and yet afterwards, “there is no reason for disbelieving it if any
credible witness asserts it.” So again, “the chances are greatly against
A. B.'s dying, yet if any one tells us that he died yesterday we believe it.”
§ 5. That there is some difficulty about such problems as these must be
admitted. The fact that so many people find them a source of perplexity, and
that such various explanations are offered to solve the perplexity, are a
sufficient proof of this.[3] The considerations of the last chapter, however,
over-technical and even scholastic as some of the language in which it was
expressed may have seemed to the reader, will I hope guide us to a more
satisfactory way of regarding the matter.
When we speak of an improbable event, it must be remembered that,
objectively considered, an event can only be more or less rare; the extreme
degree of rarity being of course that in which the event does not occur at all.
Now, as was shown in the last chapter, our position, when forming
judgments of the time in question, is that of entertaining a conception or
conjecture (call it what we will), and assigning a certain weight of
trustworthiness to it. The real distinction, therefore, between the two classes
of examples respectively, which are adduced both by Butler and by Mill,
consists in the way in which those conceptions are obtained; they being
obtained in one case by the process of guessing, and in the other by that of
giving heed to the reports of witnesses.
§ 6. Take Butler's instance first. In the ‘presumption before the proof’ we
have represented to us a man thinking of the story of Cæsar, that is, making
a guess about certain historical events without any definite grounds for it,
and then speculating as to what value is to be attached to the probability of
its truth. Such a guess is of course, as he says, concluded to be false. But
what does he understand by the ‘presumption after the proof’? That a story
not adopted at random, but actually suggested and supported by witnesses,
Discussing the grounds of disbelief he speaks of people making the mistake
of “overlooking the distinction between (what may be called) improbability
before the fact, and improbability after it, two different properties, the latter
of which is always a ground of disbelief, the former not always.” He
instances the throwing of a die. It is improbable beforehand that it should
turn up ace, and yet afterwards, “there is no reason for disbelieving it if any
credible witness asserts it.” So again, “the chances are greatly against
A. B.'s dying, yet if any one tells us that he died yesterday we believe it.”
§ 5. That there is some difficulty about such problems as these must be
admitted. The fact that so many people find them a source of perplexity, and
that such various explanations are offered to solve the perplexity, are a
sufficient proof of this.[3] The considerations of the last chapter, however,
over-technical and even scholastic as some of the language in which it was
expressed may have seemed to the reader, will I hope guide us to a more
satisfactory way of regarding the matter.
When we speak of an improbable event, it must be remembered that,
objectively considered, an event can only be more or less rare; the extreme
degree of rarity being of course that in which the event does not occur at all.
Now, as was shown in the last chapter, our position, when forming
judgments of the time in question, is that of entertaining a conception or
conjecture (call it what we will), and assigning a certain weight of
trustworthiness to it. The real distinction, therefore, between the two classes
of examples respectively, which are adduced both by Butler and by Mill,
consists in the way in which those conceptions are obtained; they being
obtained in one case by the process of guessing, and in the other by that of
giving heed to the reports of witnesses.
§ 6. Take Butler's instance first. In the ‘presumption before the proof’ we
have represented to us a man thinking of the story of Cæsar, that is, making
a guess about certain historical events without any definite grounds for it,
and then speculating as to what value is to be attached to the probability of
its truth. Such a guess is of course, as he says, concluded to be false. But
what does he understand by the ‘presumption after the proof’? That a story
not adopted at random, but actually suggested and supported by witnesses,
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should be true. The latter might be accepted, whilst the former would
undoubtedly be rejected; but all that this proves, or rather illustrates, is that
the testimony of almost any witness is in most cases vastly better than a
mere guess.[4] We may in both cases alike speak of ‘the event’ if we will; in
fact, as was admitted in the last chapter, common language will not readily
lend itself to any other way of speaking. But it should be clearly understood
that, phrase it how we will, what is really present to the man's mind, and
what is to have its probable value assigned to it, is the conception of an
event, in the sense in which that expression has already been explained.
And surely no two conceptions can have a much more important distinction
put between them than that which is involved in supposing one to rest on a
mere guess, and the other on the report of a witness. Precisely the same
remarks apply to the example given by Mill. Before A. B.'s death our
opinion upon the subject was nothing but a guess of our own founded upon
life statistics; after his death it was founded upon the evidence of some one
who presumably had tolerable opportunities of knowing what the facts
really were.
§ 7. That the distinction before us has no essential connection whatever with
time is indeed obvious on a moment's consideration. Conceive for a
moment that some one had opportunities of knowing whether A. B. would
die or not. If he told us that A. B. would die to-morrow, we should in that
case be just as ready to believe him as when he tells us that A. B. has died.
If we continued to feel any doubt about the statement (supposing always
that we had full confidence about his veracity in matters into which he had
duly enquired), it would be because we thought that in his case, as in ours,
it was equivalent to a guess, and nothing more. So with the event when past,
the fact of its being past makes no difference whatever; until the credible
witness informs us of what he knows to have occurred, we should doubt it if
it happened to come into our minds, just as much as if it were future.
The distinction, therefore, between probability before the event and
probability after the event seems to resolve itself simply into this;—before
the event we often have no better means of information than to appeal to
statistics in some form or other, and so to guess amongst the various
possible alternatives; after the event the guess may most commonly be
improved or superseded by appeal to specific evidence, in the shape of
undoubtedly be rejected; but all that this proves, or rather illustrates, is that
the testimony of almost any witness is in most cases vastly better than a
mere guess.[4] We may in both cases alike speak of ‘the event’ if we will; in
fact, as was admitted in the last chapter, common language will not readily
lend itself to any other way of speaking. But it should be clearly understood
that, phrase it how we will, what is really present to the man's mind, and
what is to have its probable value assigned to it, is the conception of an
event, in the sense in which that expression has already been explained.
And surely no two conceptions can have a much more important distinction
put between them than that which is involved in supposing one to rest on a
mere guess, and the other on the report of a witness. Precisely the same
remarks apply to the example given by Mill. Before A. B.'s death our
opinion upon the subject was nothing but a guess of our own founded upon
life statistics; after his death it was founded upon the evidence of some one
who presumably had tolerable opportunities of knowing what the facts
really were.
§ 7. That the distinction before us has no essential connection whatever with
time is indeed obvious on a moment's consideration. Conceive for a
moment that some one had opportunities of knowing whether A. B. would
die or not. If he told us that A. B. would die to-morrow, we should in that
case be just as ready to believe him as when he tells us that A. B. has died.
If we continued to feel any doubt about the statement (supposing always
that we had full confidence about his veracity in matters into which he had
duly enquired), it would be because we thought that in his case, as in ours,
it was equivalent to a guess, and nothing more. So with the event when past,
the fact of its being past makes no difference whatever; until the credible
witness informs us of what he knows to have occurred, we should doubt it if
it happened to come into our minds, just as much as if it were future.
The distinction, therefore, between probability before the event and
probability after the event seems to resolve itself simply into this;—before
the event we often have no better means of information than to appeal to
statistics in some form or other, and so to guess amongst the various
possible alternatives; after the event the guess may most commonly be
improved or superseded by appeal to specific evidence, in the shape of
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testimony or observation. Hence, naturally, our estimate in the latter case is
commonly of much more value. But if these characteristics were anyhow
inverted; if, that is, we were to confine ourselves to guessing about the past,
and if we could find any additional evidence about the future, the respective
values of the different estimates would also be inverted. The difference
between these values has no necessary connection with time, but depends
entirely upon the different grounds upon which our conception or
conjecture about the event in question rests.
§ 8. The following imaginary example will serve to bring out the point
indicated above. Conceive a people with very short memories, and who
preserved no kind of record to perpetuate their hold upon the events which
happened amongst them.[5] The whole region of the past would then be to
them what much of the future is to us; viz. a region of guesses and
conjectures, one in reference to which they could only judge upon general
considerations of probability, rather than by direct and specific evidence.
But conceive also that they had amongst them a race of prophets who could
succeed in foretelling the future with as near an approach to accuracy and
trustworthiness as our various histories, and biographies, and recollections,
can attain in respect to the past. The present and usual functions of direct
evidence or testimony, and of probability, would then be simply inverted;
and so in consequence would the present accidental characteristics of
improbability before and after the event. It would then be the latter which
would by comparison be regarded as ‘not always a ground of disbelief,’
whereas in the case of the former we should then have it maintained that it
always was so.
§ 9. The origin of the mistake just discussed is worth enquiring into. I take it
to be as follows. It is often the case, as above remarked, when we are
speculating about a future event, and almost always the case when that
future event is taken from a game of chance, that all persons are in precisely
the same condition of ignorance in respect to it. The limit of available
information is confined to statistics, and amounts to the knowledge that the
unknown event must assume some one of various alternative forms. The
conjecture, therefore, of any one man about it is as valuable as that of any
other. But in regard to the past the case is very different. Here we are not in
the habit of relying upon statistical information. Hence the conjectures of
commonly of much more value. But if these characteristics were anyhow
inverted; if, that is, we were to confine ourselves to guessing about the past,
and if we could find any additional evidence about the future, the respective
values of the different estimates would also be inverted. The difference
between these values has no necessary connection with time, but depends
entirely upon the different grounds upon which our conception or
conjecture about the event in question rests.
§ 8. The following imaginary example will serve to bring out the point
indicated above. Conceive a people with very short memories, and who
preserved no kind of record to perpetuate their hold upon the events which
happened amongst them.[5] The whole region of the past would then be to
them what much of the future is to us; viz. a region of guesses and
conjectures, one in reference to which they could only judge upon general
considerations of probability, rather than by direct and specific evidence.
But conceive also that they had amongst them a race of prophets who could
succeed in foretelling the future with as near an approach to accuracy and
trustworthiness as our various histories, and biographies, and recollections,
can attain in respect to the past. The present and usual functions of direct
evidence or testimony, and of probability, would then be simply inverted;
and so in consequence would the present accidental characteristics of
improbability before and after the event. It would then be the latter which
would by comparison be regarded as ‘not always a ground of disbelief,’
whereas in the case of the former we should then have it maintained that it
always was so.
§ 9. The origin of the mistake just discussed is worth enquiring into. I take it
to be as follows. It is often the case, as above remarked, when we are
speculating about a future event, and almost always the case when that
future event is taken from a game of chance, that all persons are in precisely
the same condition of ignorance in respect to it. The limit of available
information is confined to statistics, and amounts to the knowledge that the
unknown event must assume some one of various alternative forms. The
conjecture, therefore, of any one man about it is as valuable as that of any
other. But in regard to the past the case is very different. Here we are not in
the habit of relying upon statistical information. Hence the conjectures of
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different men are of extremely different values; in the case of many they
amount to what we call positive knowledge. This puts a broad distinction, in
popular estimation, between what may be called the objective certainty of
the past and of the future, a distinction, however, which from the standing-
point of a science of inference ought to have no existence.
In consequence of this, when we apply to the past and the future
respectively the somewhat ambiguous expression ‘the chance of the event,’
it commonly comes to bear very different significations. Applied to the
future it bears its proper meaning, namely, the value to be assigned to a
conjecture upon statistical grounds. It does so, because in this case hardly
any one has more to judge by than such conjectures. But applied to the past
it shifts its meaning, owing to the fact that whereas some men have
conjectures only, others have positive knowledge. By the chance of the
event is now often meant, not the value to be assigned to a conjecture
founded on statistics, but to such a conjecture derived from and enforced by
any body else's conjecture, that is by his knowledge and his testimony.
§ 10. There is a class of cases in apparent opposition to some of the
statements in this chapter, but which will be found, when examined closely,
decidedly to confirm them. I am walking, say, in a remote part of the
country, and suddenly meet with a friend. At this I am naturally surprised.
Yet if the view be correct that we cannot properly speak about events in
themselves being probable or improbable, but only say this of our
conjectures about them, how do we explain this? We had formed no
conjecture beforehand, for we were not thinking about anything of the kind,
but yet few would fail to feel surprise at such an incident.
The reply might fairly be made that we had formed such anticipations
tacitly. On any such occasion every one unconsciously divides things into
those which are known to him and those which are not. During a
considerable previous period a countless number of persons had met us, and
all fallen into the list of the unknown to us. There was nothing to remind us
of having formed the anticipation or distinction at all, until it was suddenly
called out into vivid consciousness by the exceptional event. The words
which we should instinctively use in our surprise seem to show this:—‘Who
would have thought of seeing you here?’ viz. Who would have given any
amount to what we call positive knowledge. This puts a broad distinction, in
popular estimation, between what may be called the objective certainty of
the past and of the future, a distinction, however, which from the standing-
point of a science of inference ought to have no existence.
In consequence of this, when we apply to the past and the future
respectively the somewhat ambiguous expression ‘the chance of the event,’
it commonly comes to bear very different significations. Applied to the
future it bears its proper meaning, namely, the value to be assigned to a
conjecture upon statistical grounds. It does so, because in this case hardly
any one has more to judge by than such conjectures. But applied to the past
it shifts its meaning, owing to the fact that whereas some men have
conjectures only, others have positive knowledge. By the chance of the
event is now often meant, not the value to be assigned to a conjecture
founded on statistics, but to such a conjecture derived from and enforced by
any body else's conjecture, that is by his knowledge and his testimony.
§ 10. There is a class of cases in apparent opposition to some of the
statements in this chapter, but which will be found, when examined closely,
decidedly to confirm them. I am walking, say, in a remote part of the
country, and suddenly meet with a friend. At this I am naturally surprised.
Yet if the view be correct that we cannot properly speak about events in
themselves being probable or improbable, but only say this of our
conjectures about them, how do we explain this? We had formed no
conjecture beforehand, for we were not thinking about anything of the kind,
but yet few would fail to feel surprise at such an incident.
The reply might fairly be made that we had formed such anticipations
tacitly. On any such occasion every one unconsciously divides things into
those which are known to him and those which are not. During a
considerable previous period a countless number of persons had met us, and
all fallen into the list of the unknown to us. There was nothing to remind us
of having formed the anticipation or distinction at all, until it was suddenly
called out into vivid consciousness by the exceptional event. The words
which we should instinctively use in our surprise seem to show this:—‘Who
would have thought of seeing you here?’ viz. Who would have given any
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weight to the latent thought if it had been called out into consciousness
beforehand? We put our words into the past tense, showing that we have
had the distinction lurking in our minds all the time. We always have a
multitude of such ready-made classes of events in our minds, and when a
thing happens to fall into one of those classes which are very small we
cannot help noticing the fact.
Or suppose I am one of a regiment into which a shot flies, and it strikes me,
and me only. At this I am surprised, and why? Our common language will
guide us to the reason. ‘How strange that it should just have hit me of all
men!’ We are thinking of the very natural two-fold division of mankind
into, ourselves, and everybody else; our surprise is again, as it were,
retrospective, and in reference to this division. No anticipation was
distinctly formed, because we did not think beforehand of the event, but the
event, when it has happened, is at once assigned to its appropriate class.
§ 11. This view is confirmed by the following considerations. Tell the story
to a friend, and he will be a little surprised, but less so than we were, his
division in this particular case being,—his friends (of whom we are but
one), and the rest of mankind. It is not a necessary division, but it is the one
which will be most likely suggested to him.
Tell it again to a perfect stranger, and his division being different (viz. we
falling into the majority) we shall fail to make him perceive that there is
anything at all remarkable in the event.
It is not of course attempted in these remarks to justify our surprise in every
case in which it exists. Different persons might be differently affected in the
cases supposed, and the examples are therefore given mainly for
illustration. Still on principles already discussed (Ch. VI. § 32) we might
expect to find something like a general justification of the amount of
surprise.
§ 12. The answer commonly given in these cases is confined to attempting
to show that the surprise should not arise, rather than to explaining how it
does arise. It takes the following form,—‘You have no right to be surprised,
for nothing remarkable has really occurred. If this particular thing had not
happened something equally improbable must. If the shot had not hit you or
beforehand? We put our words into the past tense, showing that we have
had the distinction lurking in our minds all the time. We always have a
multitude of such ready-made classes of events in our minds, and when a
thing happens to fall into one of those classes which are very small we
cannot help noticing the fact.
Or suppose I am one of a regiment into which a shot flies, and it strikes me,
and me only. At this I am surprised, and why? Our common language will
guide us to the reason. ‘How strange that it should just have hit me of all
men!’ We are thinking of the very natural two-fold division of mankind
into, ourselves, and everybody else; our surprise is again, as it were,
retrospective, and in reference to this division. No anticipation was
distinctly formed, because we did not think beforehand of the event, but the
event, when it has happened, is at once assigned to its appropriate class.
§ 11. This view is confirmed by the following considerations. Tell the story
to a friend, and he will be a little surprised, but less so than we were, his
division in this particular case being,—his friends (of whom we are but
one), and the rest of mankind. It is not a necessary division, but it is the one
which will be most likely suggested to him.
Tell it again to a perfect stranger, and his division being different (viz. we
falling into the majority) we shall fail to make him perceive that there is
anything at all remarkable in the event.
It is not of course attempted in these remarks to justify our surprise in every
case in which it exists. Different persons might be differently affected in the
cases supposed, and the examples are therefore given mainly for
illustration. Still on principles already discussed (Ch. VI. § 32) we might
expect to find something like a general justification of the amount of
surprise.
§ 12. The answer commonly given in these cases is confined to attempting
to show that the surprise should not arise, rather than to explaining how it
does arise. It takes the following form,—‘You have no right to be surprised,
for nothing remarkable has really occurred. If this particular thing had not
happened something equally improbable must. If the shot had not hit you or
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your friend, it must have hit some one else who was à priori as unlikely to
be hit.’
For one thing this answer does not explain the fact that almost every one is
surprised in such cases, and surprised somewhat in the different proportions
mentioned above. Moreover it has the inherent unsatisfactoriness of
admitting that something improbable has really happened, but getting over
the difficulty by saying that all the other alternatives were equally
improbable. A natural inference from this is that there is a class of things, in
themselves really improbable, which can yet be established upon very slight
evidence. Butler accepted this inference, and worked it out to the strange
conclusion given above. Mill attempts to avoid it by the consideration of the
very different values to be assigned to improbability before and after the
event. Some further discussion of this point will be found in the chapter on
Fallacies, and in that on the Credibility of Extraordinary Stories.
§ 13. In connection with the subject at present under discussion we will now
take notice of a distinction which we shall often find insisted on in works
on Probability, but to which apparently needless importance has been
attached. It is frequently said that probability is relative, in the sense that it
has a different value to different persons according to their respective
information upon the subject in question. For example, two persons, A
and B, are going to draw a ball from a bag containing 4 balls: A knows that
the balls are black and white, but does not know more; B knows that three
are black and one white. It would be said that the probability of a white ball
to A is 12, and to B 14.
When however we regard the subject from the material standing point, there
really does not seem to me much more in this than the principle, equally
true in every other science, that our inferences will vary according to the
data we assume. We might on logical grounds with almost equal propriety
speak of the area of a field or the height of a mountain being relative, and
therefore having one value to one person and another to another. The real
meaning of the example cited above is this: A supposes that he is choosing
white at random out of a series which in the long run would give white and
black equally often; B supposes that he is choosing white out of a series
which in the long run would give three black to one white. By the
be hit.’
For one thing this answer does not explain the fact that almost every one is
surprised in such cases, and surprised somewhat in the different proportions
mentioned above. Moreover it has the inherent unsatisfactoriness of
admitting that something improbable has really happened, but getting over
the difficulty by saying that all the other alternatives were equally
improbable. A natural inference from this is that there is a class of things, in
themselves really improbable, which can yet be established upon very slight
evidence. Butler accepted this inference, and worked it out to the strange
conclusion given above. Mill attempts to avoid it by the consideration of the
very different values to be assigned to improbability before and after the
event. Some further discussion of this point will be found in the chapter on
Fallacies, and in that on the Credibility of Extraordinary Stories.
§ 13. In connection with the subject at present under discussion we will now
take notice of a distinction which we shall often find insisted on in works
on Probability, but to which apparently needless importance has been
attached. It is frequently said that probability is relative, in the sense that it
has a different value to different persons according to their respective
information upon the subject in question. For example, two persons, A
and B, are going to draw a ball from a bag containing 4 balls: A knows that
the balls are black and white, but does not know more; B knows that three
are black and one white. It would be said that the probability of a white ball
to A is 12, and to B 14.
When however we regard the subject from the material standing point, there
really does not seem to me much more in this than the principle, equally
true in every other science, that our inferences will vary according to the
data we assume. We might on logical grounds with almost equal propriety
speak of the area of a field or the height of a mountain being relative, and
therefore having one value to one person and another to another. The real
meaning of the example cited above is this: A supposes that he is choosing
white at random out of a series which in the long run would give white and
black equally often; B supposes that he is choosing white out of a series
which in the long run would give three black to one white. By the
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application, therefore, of a precisely similar rule they draw different
conclusions; but so they would under the same circumstances in any other
science. If two men are measuring the height of a mountain, and one
supposes his base to be 1000 feet, whilst the other takes it to be 1001, they
would of course form different opinions about the height. The science of
mensuration is not supposed to have anything to do with the truth of the
data, but assumes them to have been correctly taken; why should not this be
equally the case with Probability, making of course due allowance for the
peculiar character of the data with which it is concerned?
§ 14. This view of the relativeness of probability is connected, as it appears
to me, with the subjective view of the science, and is indeed characteristic
of it. It seems a fair illustration of the weak side of that view, that it should
lead us to lay any stress on such an expression. As was fully explained in
the last chapter, in proportion as we work out the Conceptualist principle we
are led away from the fundamental question of the material logic, viz. Is our
belief actually correct, or not? and, if the former, to what extent and degree
is it correct? We are directed rather to ask, What belief does any one as a
matter of fact hold? And, since the belief thus entertained naturally varies
according to the circumstances and other sources of information of the
person in question, its relativeness comes to be admitted as inevitable, or at
least it is not to be wondered at if such should be the case.
On our view of Probability, therefore, its ‘relativeness’ in any given case is
a misleading expression, and it will be found much preferable to speak of
the effect produced by variations in the nature and amount of the data which
we have before us. Now it must be admitted that there are frequently cases
in our science in which such variations are peculiarly likely to be found. For
instance, I am expecting a friend who is a passenger in an ocean steamer.
There are a hundred passengers on board, and the crew also numbers a
hundred. I read in the papers that one person was lost by falling overboard;
my anticipation that it was my friend who was lost is but small, of course.
On turning to another paper, I see that the man who was lost was a
passenger, not one of the crew; my slight anxiety is at once doubled. But
another account adds that it was an Englishman, and on that line at that
season the English passengers are known to be few; I at once begin to
conclusions; but so they would under the same circumstances in any other
science. If two men are measuring the height of a mountain, and one
supposes his base to be 1000 feet, whilst the other takes it to be 1001, they
would of course form different opinions about the height. The science of
mensuration is not supposed to have anything to do with the truth of the
data, but assumes them to have been correctly taken; why should not this be
equally the case with Probability, making of course due allowance for the
peculiar character of the data with which it is concerned?
§ 14. This view of the relativeness of probability is connected, as it appears
to me, with the subjective view of the science, and is indeed characteristic
of it. It seems a fair illustration of the weak side of that view, that it should
lead us to lay any stress on such an expression. As was fully explained in
the last chapter, in proportion as we work out the Conceptualist principle we
are led away from the fundamental question of the material logic, viz. Is our
belief actually correct, or not? and, if the former, to what extent and degree
is it correct? We are directed rather to ask, What belief does any one as a
matter of fact hold? And, since the belief thus entertained naturally varies
according to the circumstances and other sources of information of the
person in question, its relativeness comes to be admitted as inevitable, or at
least it is not to be wondered at if such should be the case.
On our view of Probability, therefore, its ‘relativeness’ in any given case is
a misleading expression, and it will be found much preferable to speak of
the effect produced by variations in the nature and amount of the data which
we have before us. Now it must be admitted that there are frequently cases
in our science in which such variations are peculiarly likely to be found. For
instance, I am expecting a friend who is a passenger in an ocean steamer.
There are a hundred passengers on board, and the crew also numbers a
hundred. I read in the papers that one person was lost by falling overboard;
my anticipation that it was my friend who was lost is but small, of course.
On turning to another paper, I see that the man who was lost was a
passenger, not one of the crew; my slight anxiety is at once doubled. But
another account adds that it was an Englishman, and on that line at that
season the English passengers are known to be few; I at once begin to
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entertain decided fears. And so on, every trifling bit of information instantly
affecting my expectations.
§ 15. Now since it is peculiarly characteristic of Probability, as
distinguished from Induction, to be thus at the mercy, so to say, of every
little fact that may be floating about when we are in the act of forming our
opinion, what can be the harm (it may be urged) of expressing this state of
things by terming our state of expectation relative?
There seem to me to be two objections. In the first place, as just mentioned,
we are induced to reject such an expression on grounds of consistency. It is
inconsistent with the general spirit and treatment of the subject hitherto
adopted, and tends to divorce Probability from Inductive logic instead of
regarding them as cognate sciences. We are aiming at truth, as far as that
goal can be reached by our road, and therefore we dislike to regard our
conclusions as relative in any other sense than that in which truth itself may
be said to be relative.
In the second place, this condition of unstable assent, this constant liability
to have our judgment affected, to any degree and at any moment, by the
accession of new knowledge, though doubtless characteristic of Probability,
does not seem to me characteristic of it in its sounder and more legitimate
applications. It seems rather appropriate to a precipitate judgment formed in
accordance with the rules, than a strict example of their natural
employment. Such precipitate judgments may occur in the case of ordinary
deductive conclusions. In the practical exigencies of life we are constantly
in the habit of forming a hasty opinion with nearly full confidence, at any
rate temporarily, upon the strength of evidence which we must well know at
the time cannot be final. We wait a short time, and something else turns up
which induces us to alter our opinion, perhaps to reverse it. Here our
conclusions may have been perfectly sound under the given circumstances,
that is, they may be such as every one else would have drawn who was
bound to make up his mind upon the data before us, and they are
unquestionably ‘relative’ judgments in the sense now under discussion. And
yet, I think, every one would shrink from so terming them who wished
systematically to carry out the view that Logic was to be regarded as an
organon of truth.
affecting my expectations.
§ 15. Now since it is peculiarly characteristic of Probability, as
distinguished from Induction, to be thus at the mercy, so to say, of every
little fact that may be floating about when we are in the act of forming our
opinion, what can be the harm (it may be urged) of expressing this state of
things by terming our state of expectation relative?
There seem to me to be two objections. In the first place, as just mentioned,
we are induced to reject such an expression on grounds of consistency. It is
inconsistent with the general spirit and treatment of the subject hitherto
adopted, and tends to divorce Probability from Inductive logic instead of
regarding them as cognate sciences. We are aiming at truth, as far as that
goal can be reached by our road, and therefore we dislike to regard our
conclusions as relative in any other sense than that in which truth itself may
be said to be relative.
In the second place, this condition of unstable assent, this constant liability
to have our judgment affected, to any degree and at any moment, by the
accession of new knowledge, though doubtless characteristic of Probability,
does not seem to me characteristic of it in its sounder and more legitimate
applications. It seems rather appropriate to a precipitate judgment formed in
accordance with the rules, than a strict example of their natural
employment. Such precipitate judgments may occur in the case of ordinary
deductive conclusions. In the practical exigencies of life we are constantly
in the habit of forming a hasty opinion with nearly full confidence, at any
rate temporarily, upon the strength of evidence which we must well know at
the time cannot be final. We wait a short time, and something else turns up
which induces us to alter our opinion, perhaps to reverse it. Here our
conclusions may have been perfectly sound under the given circumstances,
that is, they may be such as every one else would have drawn who was
bound to make up his mind upon the data before us, and they are
unquestionably ‘relative’ judgments in the sense now under discussion. And
yet, I think, every one would shrink from so terming them who wished
systematically to carry out the view that Logic was to be regarded as an
organon of truth.
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§ 16. In the examples of Probability which we have hitherto employed, we
have for the most part assumed that there was a certain body of statistics set
before us on which our conclusion was to rest. It was assumed, on the one
hand, that no direct specific evidence could be got, so that the judgment was
really to be one of Probability, and to rest on these statistics; in other words,
that nothing better than them was available for us. But it was equally
assumed, on the other hand, that these statistics were open to the
observation of every one, so that we need not have to put up with anything
inferior to them in forming our opinion. In other words, we have been
assuming that here, as in the case of most other sciences, those who have to
draw a conclusion start from the same footing of opportunity and
information. This, for instance, clearly is or ought to be the case when we
are concerned with games of chance; ignorance or misapprehension of the
common data is never contemplated there. So with the statistics of life, or
other insurance: so long as our judgment is to be accurate (after its fashion)
or justifiable, the common tables of mortality are all that any one has to go
by.
§ 17. It is true that in the case of a man's prospect of death we should each
qualify our judgment by what we knew or reasonably supposed as to his
health, habits, profession, and so on, and should thus arrive at varying
estimates. But no one could justify his own estimate without appealing
explicitly or implicitly to the statistical grounds on which he had relied, and
if these were not previously available to other persons, he must now set
them before their notice. In other words, the judgments we entertain, here as
elsewhere, are only relative so long as we rest them on grounds peculiar to
ourselves. The process of justification, which I consider to be essential to
logic, has a tendency to correct such individualities of judgment, and to set
all observers on the same basis as regards their data.
It is better therefore to regard the conclusions of Probability as being
absolute and objective, in the same sense as, though doubtless in a far less
degree than, they are in Induction. Fully admitting that our conclusions will
in many cases vary exceedingly from time to time by fresh accessions of
knowledge, it is preferable to regard such fluctuations of assent as partaking
of the nature of precipitate judgments, founded on special statistics, instead
of depending only on those which are common to all observers. In calling
have for the most part assumed that there was a certain body of statistics set
before us on which our conclusion was to rest. It was assumed, on the one
hand, that no direct specific evidence could be got, so that the judgment was
really to be one of Probability, and to rest on these statistics; in other words,
that nothing better than them was available for us. But it was equally
assumed, on the other hand, that these statistics were open to the
observation of every one, so that we need not have to put up with anything
inferior to them in forming our opinion. In other words, we have been
assuming that here, as in the case of most other sciences, those who have to
draw a conclusion start from the same footing of opportunity and
information. This, for instance, clearly is or ought to be the case when we
are concerned with games of chance; ignorance or misapprehension of the
common data is never contemplated there. So with the statistics of life, or
other insurance: so long as our judgment is to be accurate (after its fashion)
or justifiable, the common tables of mortality are all that any one has to go
by.
§ 17. It is true that in the case of a man's prospect of death we should each
qualify our judgment by what we knew or reasonably supposed as to his
health, habits, profession, and so on, and should thus arrive at varying
estimates. But no one could justify his own estimate without appealing
explicitly or implicitly to the statistical grounds on which he had relied, and
if these were not previously available to other persons, he must now set
them before their notice. In other words, the judgments we entertain, here as
elsewhere, are only relative so long as we rest them on grounds peculiar to
ourselves. The process of justification, which I consider to be essential to
logic, has a tendency to correct such individualities of judgment, and to set
all observers on the same basis as regards their data.
It is better therefore to regard the conclusions of Probability as being
absolute and objective, in the same sense as, though doubtless in a far less
degree than, they are in Induction. Fully admitting that our conclusions will
in many cases vary exceedingly from time to time by fresh accessions of
knowledge, it is preferable to regard such fluctuations of assent as partaking
of the nature of precipitate judgments, founded on special statistics, instead
of depending only on those which are common to all observers. In calling
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such judgments precipitate it is not implied that there is any blame in
entertaining them, but simply that, for one reason or another, we have been
induced to form them without waiting for the possession of the full amount
of evidence, statistical or otherwise, which might ultimately be looked for.
This explanation will suit the facts equally well, and is more consistent with
the general philosophical position maintained in this work.
1 “Is it not self-evident that internal improbabilities of all kinds weaken
external proof? Doubtless, but to what practical purpose can this be alleged
here, when it has been proved before, that real internal improbabilities,
which rise even to moral certainty, are overcome by the most ordinary
testimony.” Part II. ch. III.
2
“Miracles must not be compared to common natural events; or to events
which, though uncommon, are similar to what we daily experience; but to
the extraordinary phenomena of nature. And then the comparison will be
between the presumption against miracles, and the presumption against
such uncommon appearances, suppose as comets,”…. Part II. ch. II.
3 For instance, Sir J. F. Stephen explains it by drawing a distinction between
chances and probabilities, which he says that Butler has confused together;
“the objection that very ordinary proof will overcome a presumption of
millions to one is based upon a confusion between probabilities and
chances. The probability of an event is its capability of being proved. Its
chance is the numerical proportion between the number of possible cases—
supposed to be equally favourable—favourable to its occurrence; and the
number of possible cases unfavourable to its occurrence” (General view of
the Criminal Law of England, p. 255). Donkin, again (Phil. Magazine, June,
1851), employs the terms improbability and incredibility to mark the same
distinction.
4 In the extreme case of the witness himself merely guessing, or being as
untrustworthy as if he merely guessed, the two stories will of course stand
on precisely the same footing. This case will be noticed again in
entertaining them, but simply that, for one reason or another, we have been
induced to form them without waiting for the possession of the full amount
of evidence, statistical or otherwise, which might ultimately be looked for.
This explanation will suit the facts equally well, and is more consistent with
the general philosophical position maintained in this work.
1 “Is it not self-evident that internal improbabilities of all kinds weaken
external proof? Doubtless, but to what practical purpose can this be alleged
here, when it has been proved before, that real internal improbabilities,
which rise even to moral certainty, are overcome by the most ordinary
testimony.” Part II. ch. III.
2
“Miracles must not be compared to common natural events; or to events
which, though uncommon, are similar to what we daily experience; but to
the extraordinary phenomena of nature. And then the comparison will be
between the presumption against miracles, and the presumption against
such uncommon appearances, suppose as comets,”…. Part II. ch. II.
3 For instance, Sir J. F. Stephen explains it by drawing a distinction between
chances and probabilities, which he says that Butler has confused together;
“the objection that very ordinary proof will overcome a presumption of
millions to one is based upon a confusion between probabilities and
chances. The probability of an event is its capability of being proved. Its
chance is the numerical proportion between the number of possible cases—
supposed to be equally favourable—favourable to its occurrence; and the
number of possible cases unfavourable to its occurrence” (General view of
the Criminal Law of England, p. 255). Donkin, again (Phil. Magazine, June,
1851), employs the terms improbability and incredibility to mark the same
distinction.
4 In the extreme case of the witness himself merely guessing, or being as
untrustworthy as if he merely guessed, the two stories will of course stand
on precisely the same footing. This case will be noticed again in
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Chapter XVII. It may be remarked that there are several subtleties here
which cannot be adequately noticed without some previous investigation
into the question of the credibility of witnesses.
5 According to Dante, something resembling this prevailed amongst the
occupants of the Inferno. The cardinals and others whom he there meets are
able to give information about many events which were yet to happen upon
earth, but they had to ask it for many events which actually had happened.
which cannot be adequately noticed without some previous investigation
into the question of the credibility of witnesses.
5 According to Dante, something resembling this prevailed amongst the
occupants of the Inferno. The cardinals and others whom he there meets are
able to give information about many events which were yet to happen upon
earth, but they had to ask it for many events which actually had happened.
Page 279
CHAPTER XIII.
Page 280
ON THE CONCEPTION AND TREATMENT OF
MODALITY.
§ 1. The reader who knows anything of the scholastic Logic will have
perceived before now that we have been touching in a variety of places
upon that most thorny and repulsive of districts in the logical territory;—
modality. It will be advisable, however, to put together, somewhat more
definitely, what has to be said upon the subject. I propose, therefore, to
devote this chapter to a brief account of the principal varieties of treatment
which the modals have received at the hands of professed logicians.
It must be remarked at the outset that the sense in which modality and
modal propositions have been at various times understood, is by no means
fixed and invariably the same. This diversity of view has arisen partly from
corresponding differences in the view taken of the province and nature of
logic, and partly from differences in the philosophical and scientific
opinions entertained as to the constitution and order of nature. In later
times, moreover, another very powerful agent in bringing about a change in
the treatment of the subject must be recognized in the gradual and steady
growth of the theory of Probability, as worked out by the mathematicians
from their own point of view.
§ 2. In spite, however, of these differences of treatment, there has always
been some community of subject-matter in the discussions upon this topic.
There has almost always been some reference to quantity of belief; enough
perhaps to justify De Morgan's[1] remark, that Probability was “the
unknown God whom the schoolmen ignorantly worshipped when they so
dealt with this species of enunciation, that it was said to be beyond human
determination whether they most tortured the modals, or the modals them.”
But this reference to quantity of belief has sometimes been direct and
immediate, sometimes indirect and arising out of the nature of the subject-
matter of the proposition. The fact is, that that distinction between the
purely subjective and purely objective views of logic, which I have
endeavoured to bring out into prominence in the eleventh chapter, was not
by any means clearly recognized in early times, nor indeed before the time
MODALITY.
§ 1. The reader who knows anything of the scholastic Logic will have
perceived before now that we have been touching in a variety of places
upon that most thorny and repulsive of districts in the logical territory;—
modality. It will be advisable, however, to put together, somewhat more
definitely, what has to be said upon the subject. I propose, therefore, to
devote this chapter to a brief account of the principal varieties of treatment
which the modals have received at the hands of professed logicians.
It must be remarked at the outset that the sense in which modality and
modal propositions have been at various times understood, is by no means
fixed and invariably the same. This diversity of view has arisen partly from
corresponding differences in the view taken of the province and nature of
logic, and partly from differences in the philosophical and scientific
opinions entertained as to the constitution and order of nature. In later
times, moreover, another very powerful agent in bringing about a change in
the treatment of the subject must be recognized in the gradual and steady
growth of the theory of Probability, as worked out by the mathematicians
from their own point of view.
§ 2. In spite, however, of these differences of treatment, there has always
been some community of subject-matter in the discussions upon this topic.
There has almost always been some reference to quantity of belief; enough
perhaps to justify De Morgan's[1] remark, that Probability was “the
unknown God whom the schoolmen ignorantly worshipped when they so
dealt with this species of enunciation, that it was said to be beyond human
determination whether they most tortured the modals, or the modals them.”
But this reference to quantity of belief has sometimes been direct and
immediate, sometimes indirect and arising out of the nature of the subject-
matter of the proposition. The fact is, that that distinction between the
purely subjective and purely objective views of logic, which I have
endeavoured to bring out into prominence in the eleventh chapter, was not
by any means clearly recognized in early times, nor indeed before the time
Page 281
of Kant, and the view to be taken of modality naturally shared in the
consequent confusion. This will, I hope, be made clear in the course of the
following chapter, which is intended to give a brief sketch of the principal
different ways in which the modality of propositions has been treated in
logic. As it is not proposed to give anything like a regular history of the
subject, there will be no necessity to adhere to any strict sequence of time,
or to discuss the opinions of any writers, except those who may be taken as
representative of tolerably distinct views. The outcome of such
investigation will be, I hope, to convince the reader (if, indeed, he had not
come to that conviction before), that the logicians, after having had a long
and fair trial, have failed to make anything satisfactory out of this subject of
the modals by their methods of enquiry and treatment; and that it ought,
therefore, to be banished entirely from that science, and relegated to
Probability.
§ 3. From the earliest study of the syllogistic process it was seen that,
complete as that process is within its own domain, the domain, at any rate
under its simplest treatment, is a very limited one. Propositions of the pure
form,—All (or some) A is (or is not) B,—are found in practice to form but a
small portion even of our categorical statements. We are perpetually
meeting with others which express the relation of B to A with various
degrees of necessity or probability; e.g. A must be B, A may be B; or the
effect of such facts upon our judgment, e.g. I am perfectly certain that A
is B, I think that A may be B; with many others of a more or less similar
type. The question at once arises, How are such propositions to be treated?
It does not seem to have occurred to the old logicians, as to some of their
successors in modern times, simply to reject all consideration of this topic.
Their faith in the truth and completeness of their system of inference was
far too firm for them to suppose it possible that forms of proposition
universally recognized as significant in popular speech, and forms of
inference universally recognized there as valid, were to be omitted because
they were inconvenient or complicated.
§ 4. One very simple plan suggests itself, and has indeed been repeatedly
advocated, viz. just to transfer all that is characteristic of such propositions
into that convenient receptacle for what is troublesome elsewhere, the
predicate.[2] Has not another so-called modality been thus got rid of?[3] and
consequent confusion. This will, I hope, be made clear in the course of the
following chapter, which is intended to give a brief sketch of the principal
different ways in which the modality of propositions has been treated in
logic. As it is not proposed to give anything like a regular history of the
subject, there will be no necessity to adhere to any strict sequence of time,
or to discuss the opinions of any writers, except those who may be taken as
representative of tolerably distinct views. The outcome of such
investigation will be, I hope, to convince the reader (if, indeed, he had not
come to that conviction before), that the logicians, after having had a long
and fair trial, have failed to make anything satisfactory out of this subject of
the modals by their methods of enquiry and treatment; and that it ought,
therefore, to be banished entirely from that science, and relegated to
Probability.
§ 3. From the earliest study of the syllogistic process it was seen that,
complete as that process is within its own domain, the domain, at any rate
under its simplest treatment, is a very limited one. Propositions of the pure
form,—All (or some) A is (or is not) B,—are found in practice to form but a
small portion even of our categorical statements. We are perpetually
meeting with others which express the relation of B to A with various
degrees of necessity or probability; e.g. A must be B, A may be B; or the
effect of such facts upon our judgment, e.g. I am perfectly certain that A
is B, I think that A may be B; with many others of a more or less similar
type. The question at once arises, How are such propositions to be treated?
It does not seem to have occurred to the old logicians, as to some of their
successors in modern times, simply to reject all consideration of this topic.
Their faith in the truth and completeness of their system of inference was
far too firm for them to suppose it possible that forms of proposition
universally recognized as significant in popular speech, and forms of
inference universally recognized there as valid, were to be omitted because
they were inconvenient or complicated.
§ 4. One very simple plan suggests itself, and has indeed been repeatedly
advocated, viz. just to transfer all that is characteristic of such propositions
into that convenient receptacle for what is troublesome elsewhere, the
predicate.[2] Has not another so-called modality been thus got rid of?[3] and
Page 282
has it not been attempted by the same device to abolish the distinctive
characteristic of negative propositions, viz. by shifting the negative particle
into the predicate? It must be admitted that, up to a certain point, something
may be done in this way. Given the reasoning, ‘Those who take arsenic will
probably die; A has taken it, therefore he will probably die;’ it is easy to
convert this into an ordinary syllogism of the pure type, by simply wording
the major, ‘Those who take arsenic are people-who-will-probably-die,’
when the conclusion follows in the same form, ‘A is one who-will-
probably-die.’ But this device will only carry us a very little way. Suppose
that the minor premise also is of the same modal description, e.g. ‘A has
probably taken arsenic,’ and it will be seen that we cannot relegate the
modality here also to the predicate without being brought to a stop by
finding that there are four terms in the syllogism.
But even if there were not this particular objection, it does not appear that
anything is to be gained in the way of intelligibility or method by such a
device as the above. For what is meant by a modal predicate, by the
predicate ‘probably mortal,’ for instance, in the proposition ‘All poisonings
by arsenic are probably mortal’? If the analogy with ordinary pure
propositions is to hold good, it must be a predicate referring to the whole of
the subject, for the subject is distributed. But then we are at once launched
into the difficulties discussed in a former chapter (Ch. VI. §§ 19–25), when
we attempt to justify or verify the application of the predicate. We have to
enquire (at least on the view adopted in this work) whether the application
of the predicate ‘probably mortal’ to the whole of the subject, really means
at bottom anything else than that the predicate ‘mortal’ is to be applied to a
portion (more than half) of the members denoted by the subject. When the
transference of the modality to the predicate raises such intricate questions
as to the sense in which the predicate is to be interpreted, there is surely
nothing gained by the step.
§ 5. A second, and more summary way of shelving all difficulties of the
subject, so far at least as logic, or the writers upon logic, are concerned, is
found by simply denying that modality has any connection whatever with
logic. This is the course adopted by many modern writers, for instance, by
Hamilton and Mansel, in reference to whom one cannot help remarking that
an unduly large portion of their logical writings seems occupied with telling
characteristic of negative propositions, viz. by shifting the negative particle
into the predicate? It must be admitted that, up to a certain point, something
may be done in this way. Given the reasoning, ‘Those who take arsenic will
probably die; A has taken it, therefore he will probably die;’ it is easy to
convert this into an ordinary syllogism of the pure type, by simply wording
the major, ‘Those who take arsenic are people-who-will-probably-die,’
when the conclusion follows in the same form, ‘A is one who-will-
probably-die.’ But this device will only carry us a very little way. Suppose
that the minor premise also is of the same modal description, e.g. ‘A has
probably taken arsenic,’ and it will be seen that we cannot relegate the
modality here also to the predicate without being brought to a stop by
finding that there are four terms in the syllogism.
But even if there were not this particular objection, it does not appear that
anything is to be gained in the way of intelligibility or method by such a
device as the above. For what is meant by a modal predicate, by the
predicate ‘probably mortal,’ for instance, in the proposition ‘All poisonings
by arsenic are probably mortal’? If the analogy with ordinary pure
propositions is to hold good, it must be a predicate referring to the whole of
the subject, for the subject is distributed. But then we are at once launched
into the difficulties discussed in a former chapter (Ch. VI. §§ 19–25), when
we attempt to justify or verify the application of the predicate. We have to
enquire (at least on the view adopted in this work) whether the application
of the predicate ‘probably mortal’ to the whole of the subject, really means
at bottom anything else than that the predicate ‘mortal’ is to be applied to a
portion (more than half) of the members denoted by the subject. When the
transference of the modality to the predicate raises such intricate questions
as to the sense in which the predicate is to be interpreted, there is surely
nothing gained by the step.
§ 5. A second, and more summary way of shelving all difficulties of the
subject, so far at least as logic, or the writers upon logic, are concerned, is
found by simply denying that modality has any connection whatever with
logic. This is the course adopted by many modern writers, for instance, by
Hamilton and Mansel, in reference to whom one cannot help remarking that
an unduly large portion of their logical writings seems occupied with telling
Page 283
us what does not belong to logic. They justify their rejection on the ground
that the mode belongs to the matter, and must be determined by a
consideration of the matter, and therefore is extralogical. To a certain extent
I agree with their grounds of rejection, for (as explained in Chapter VI.) it is
not easy to see how the degree of modality of any proposition, whether
premise or conclusion, can be justified without appeal to the matter. But
then questions of justification, in any adequate sense of the term, belong to
a range of considerations somewhat alien to Hamilton's and Mansel's way
of regarding the science. The complete justification of our inferences is a
matter which involves their truth or falsehood, a point with which these
writers do not much concern themselves, being only occupied with the
consistency of our reasonings, not with their conformity with fact. Were I
speaking as a Hamiltonian I should say that modality is formal rather than
material, for though we cannot justify the degree of our belief of a
proposition without appeal to the matter, we can to a moderate degree of
accuracy estimate it without any such appeal; and this would seem to be
quite enough to warrant its being regarded as formal.
It must be admitted that Hamilton's account of the matter when he is
recommending the rejection of the modals, is not by any means clear and
consistent. He not only fails, as already remarked, to distinguish between
the formal and the material (in other words, the true and the false) modality;
but when treating of the former he fails to distinguish between the
extremely diverse aspects of modality when viewed from the Aristotelian
and the Kantian stand-points. Of the amount and significance of this
difference we shall speak presently, but it may be just pointed out here that
Hamilton begins (Vol. I. p. 257) by rejecting the modals on the ground that
the distinctions between the necessary, the contingent, the possible, and the
impossible, must be wholly rested on an appeal to the matter of the
propositions, in which he is, I think, quite correct. But then a little further
on (p. 260), in explaining ‘the meaning of three terms which are used in
relation to pure and modal propositions,’ he gives the widely different
Kantian, or three-fold division into the apodeictic, the assertory, and the
problematic. He does not take the precaution of pointing out to his hearers
the very different general views of logic from which these two accounts of
modality spring.[4]
that the mode belongs to the matter, and must be determined by a
consideration of the matter, and therefore is extralogical. To a certain extent
I agree with their grounds of rejection, for (as explained in Chapter VI.) it is
not easy to see how the degree of modality of any proposition, whether
premise or conclusion, can be justified without appeal to the matter. But
then questions of justification, in any adequate sense of the term, belong to
a range of considerations somewhat alien to Hamilton's and Mansel's way
of regarding the science. The complete justification of our inferences is a
matter which involves their truth or falsehood, a point with which these
writers do not much concern themselves, being only occupied with the
consistency of our reasonings, not with their conformity with fact. Were I
speaking as a Hamiltonian I should say that modality is formal rather than
material, for though we cannot justify the degree of our belief of a
proposition without appeal to the matter, we can to a moderate degree of
accuracy estimate it without any such appeal; and this would seem to be
quite enough to warrant its being regarded as formal.
It must be admitted that Hamilton's account of the matter when he is
recommending the rejection of the modals, is not by any means clear and
consistent. He not only fails, as already remarked, to distinguish between
the formal and the material (in other words, the true and the false) modality;
but when treating of the former he fails to distinguish between the
extremely diverse aspects of modality when viewed from the Aristotelian
and the Kantian stand-points. Of the amount and significance of this
difference we shall speak presently, but it may be just pointed out here that
Hamilton begins (Vol. I. p. 257) by rejecting the modals on the ground that
the distinctions between the necessary, the contingent, the possible, and the
impossible, must be wholly rested on an appeal to the matter of the
propositions, in which he is, I think, quite correct. But then a little further
on (p. 260), in explaining ‘the meaning of three terms which are used in
relation to pure and modal propositions,’ he gives the widely different
Kantian, or three-fold division into the apodeictic, the assertory, and the
problematic. He does not take the precaution of pointing out to his hearers
the very different general views of logic from which these two accounts of
modality spring.[4]
Page 284
§ 6. There is one kind of modal syllogism which it would seem
unreasonable to reject on the ground of its not being formal, and which we
may notice in passing. The premise ‘Any A is probably B,’ is equivalent to
‘Most A are B.’ Now it is obvious that from two such premises as ‘Most A
are B,’ ‘Most A are C,’ we can deduce the consequence, ‘Some C are B.’
Since this holds good whatever may be the nature of A, B, and C, it is,
according to ordinary usage of the term, a formal syllogism. Mansel,
however, refuses to admit that any such syllogisms belong to formal logic.
His reasons are given in a rather elaborate review[5] and criticism of some
of the logical works of De Morgan, to whom the introduction of
‘numerically definite syllogisms’ is mainly due. Mansel does not take the
particular example given above, as he is discussing a somewhat more
comprehensive algebraic form. He examines it in a special numerical
example:[6]—18 out of 21 Ys are X; 15 out of 21 Ys are Z; the conclusion
that 12 Zs are X is rejected from formal logic on the ground that the
arithmetical judgment involved is synthetical, not analytical, and rests upon
an intuition of quantity. We cannot enter upon any examination of these
reasons here; but it may merely be remarked that his criticism demands the
acceptance of the Kantian doctrines as to the nature of arithmetical
judgments, and that it would be better to base the rejection not on the
ground that the syllogism is not formal, but on the ground that it is not
analytical.
§ 7. There is another and practical way of getting rid of the perplexities of
modal reasoning which must be noticed here. It is the resource of ordinary
reasoners rather than the decision of professed logicians,[7] and, like the
first method of evasion already pointed out in this chapter, is of very partial
application. It consists in treating the premises, during the process of
reasoning, as if they were pure, and then reintroducing the modality into the
conclusion, as a sort of qualification of its full certainty. When each of the
premises is nearly certain, or when from any cause we are not concerned
with the extent of their departure from full certainty, this rough expedient
will answer well enough. It is, I apprehend, the process which passes
through the minds of most persons in such cases, in so far as they reason
consciously. They would, presumably, in such an example as that
previously given (§ 4), proceed as if the premises that ‘those who take
arsenic will die,’ and that ‘the man in question has taken it,’ were quite true,
unreasonable to reject on the ground of its not being formal, and which we
may notice in passing. The premise ‘Any A is probably B,’ is equivalent to
‘Most A are B.’ Now it is obvious that from two such premises as ‘Most A
are B,’ ‘Most A are C,’ we can deduce the consequence, ‘Some C are B.’
Since this holds good whatever may be the nature of A, B, and C, it is,
according to ordinary usage of the term, a formal syllogism. Mansel,
however, refuses to admit that any such syllogisms belong to formal logic.
His reasons are given in a rather elaborate review[5] and criticism of some
of the logical works of De Morgan, to whom the introduction of
‘numerically definite syllogisms’ is mainly due. Mansel does not take the
particular example given above, as he is discussing a somewhat more
comprehensive algebraic form. He examines it in a special numerical
example:[6]—18 out of 21 Ys are X; 15 out of 21 Ys are Z; the conclusion
that 12 Zs are X is rejected from formal logic on the ground that the
arithmetical judgment involved is synthetical, not analytical, and rests upon
an intuition of quantity. We cannot enter upon any examination of these
reasons here; but it may merely be remarked that his criticism demands the
acceptance of the Kantian doctrines as to the nature of arithmetical
judgments, and that it would be better to base the rejection not on the
ground that the syllogism is not formal, but on the ground that it is not
analytical.
§ 7. There is another and practical way of getting rid of the perplexities of
modal reasoning which must be noticed here. It is the resource of ordinary
reasoners rather than the decision of professed logicians,[7] and, like the
first method of evasion already pointed out in this chapter, is of very partial
application. It consists in treating the premises, during the process of
reasoning, as if they were pure, and then reintroducing the modality into the
conclusion, as a sort of qualification of its full certainty. When each of the
premises is nearly certain, or when from any cause we are not concerned
with the extent of their departure from full certainty, this rough expedient
will answer well enough. It is, I apprehend, the process which passes
through the minds of most persons in such cases, in so far as they reason
consciously. They would, presumably, in such an example as that
previously given (§ 4), proceed as if the premises that ‘those who take
arsenic will die,’ and that ‘the man in question has taken it,’ were quite true,
Page 285
instead of being only probably true, and they would consequently draw the
conclusion that ‘he would die.’ But bearing in mind that the premises are
not certain, they would remember that the conclusion was only to be held
with a qualified assent. This they would express quite correctly, if the mere
nature and not the degree of that assent is taken into account, by saying that
‘he is likely to die.’ In this case the modality is rejected temporarily from
the premises to be reintroduced into the conclusion.
It is obvious that such a process as this is of a very rough and imperfect
kind. It does, in fact, omit from accurate consideration just the one point
now under discussion. It takes no account of the varying shades of
expression by which the degree of departure from perfect conviction is
indicated, which is of course the very thing with which modality is intended
to occupy itself. At best, therefore, it could only claim to be an extremely
rude way of deciding questions, the accurate and scientific methods of
treating which are demanded of us.
§ 8. In any employment of applied logic we have of course to go through
such a process as that just mentioned. Outside of pure mathematics it can
hardly ever be the case that the premises from which we reason are held
with absolute conviction. Hence there must be a lapse from absolute
conviction in the conclusion. But we reason on the hypothesis that the
premises are true, and any trifling defection from certainty, of which we
may be conscious, is mentally reserved as a qualification to the conclusion.
But such considerations as these belong rather to ordinary applied logic;
they amount to nothing more than a caution or hint to be borne in mind
when the rules of the syllogism, or of induction, are applied in practice.
When, however, we are treating of modality, the extent of the defection
from full certainty is supposed to be sufficiently great for our language to
indicate and appreciate it. What we then want is of course a scientific
discussion of the principles in accordance with which this departure is to be
measured and expressed, both in our premises and in our conclusion. Such a
plan therefore for treating modality, as the one under discussion, is just as
much a banishment of it from the field of real logical enquiry, as if we had
determined avowedly to reject it from consideration.
conclusion that ‘he would die.’ But bearing in mind that the premises are
not certain, they would remember that the conclusion was only to be held
with a qualified assent. This they would express quite correctly, if the mere
nature and not the degree of that assent is taken into account, by saying that
‘he is likely to die.’ In this case the modality is rejected temporarily from
the premises to be reintroduced into the conclusion.
It is obvious that such a process as this is of a very rough and imperfect
kind. It does, in fact, omit from accurate consideration just the one point
now under discussion. It takes no account of the varying shades of
expression by which the degree of departure from perfect conviction is
indicated, which is of course the very thing with which modality is intended
to occupy itself. At best, therefore, it could only claim to be an extremely
rude way of deciding questions, the accurate and scientific methods of
treating which are demanded of us.
§ 8. In any employment of applied logic we have of course to go through
such a process as that just mentioned. Outside of pure mathematics it can
hardly ever be the case that the premises from which we reason are held
with absolute conviction. Hence there must be a lapse from absolute
conviction in the conclusion. But we reason on the hypothesis that the
premises are true, and any trifling defection from certainty, of which we
may be conscious, is mentally reserved as a qualification to the conclusion.
But such considerations as these belong rather to ordinary applied logic;
they amount to nothing more than a caution or hint to be borne in mind
when the rules of the syllogism, or of induction, are applied in practice.
When, however, we are treating of modality, the extent of the defection
from full certainty is supposed to be sufficiently great for our language to
indicate and appreciate it. What we then want is of course a scientific
discussion of the principles in accordance with which this departure is to be
measured and expressed, both in our premises and in our conclusion. Such a
plan therefore for treating modality, as the one under discussion, is just as
much a banishment of it from the field of real logical enquiry, as if we had
determined avowedly to reject it from consideration.
Page 286
§ 9. Before proceeding to a discussion of the various ways in which
modality may be treated by those who admit it into logic, something must
be said to clear up a possible source of confusion in this part of the subject.
In the cases with which we have hitherto been mostly concerned, in the
earlier chapters of this work, the characteristic of modality (for in this
chapter we may with propriety use this logical term) has generally been
found in singular and particular propositions. It presented itself when we
had to judge of individual cases from a knowledge of the average, and was
an expression of the fact that the proposition relating to these individuals
referred to a portion only of the whole class from which the average was
taken. Given that of men of fifty-five, three out of five will die in the course
of twenty years, we have had to do with propositions of the vague form, ‘It
is probable that AB (of that age) will die,’ or of the more precise form, ‘It is
three to two that AB will die,’ within the specified time. Here the modal
proposition naturally presents itself in the form of a singular or particular
proposition.
§ 10. But when we turn to ordinary logic we may find universal
propositions spoken of as modal. This must mostly be the case with those
which are termed necessary or impossible, but it may also be the case with
the probable. We may meet with the form ‘All X is probably Y.’ Adopting
the same explanation here as has been throughout adopted in analogous
cases, we must say that what is meant by the modality of such a proposition
is the proportional number of times in which the universal proposition
would be correctly made. And in this there is, so far, no difficulty. The only
difference is that whereas the justification of the former, viz. the particular
or individual kind of modal, was obtainable within the limits of the
universal proposition which included it, the justification of the modality of
a universal proposition has to be sought in a group or succession of other
propositions. The proposition has to be referred to some group of similar
ones and we have to consider the proportion of cases in which it will be
true. But this distinction is not at all fundamental.
It is quite true that universal propositions from their nature are much less
likely than individual ones to be justified, in practice, by such appeal. But,
as has been already frequently pointed out, we are not concerned with the
way in which our propositions are practically obtained, nor with the way in
modality may be treated by those who admit it into logic, something must
be said to clear up a possible source of confusion in this part of the subject.
In the cases with which we have hitherto been mostly concerned, in the
earlier chapters of this work, the characteristic of modality (for in this
chapter we may with propriety use this logical term) has generally been
found in singular and particular propositions. It presented itself when we
had to judge of individual cases from a knowledge of the average, and was
an expression of the fact that the proposition relating to these individuals
referred to a portion only of the whole class from which the average was
taken. Given that of men of fifty-five, three out of five will die in the course
of twenty years, we have had to do with propositions of the vague form, ‘It
is probable that AB (of that age) will die,’ or of the more precise form, ‘It is
three to two that AB will die,’ within the specified time. Here the modal
proposition naturally presents itself in the form of a singular or particular
proposition.
§ 10. But when we turn to ordinary logic we may find universal
propositions spoken of as modal. This must mostly be the case with those
which are termed necessary or impossible, but it may also be the case with
the probable. We may meet with the form ‘All X is probably Y.’ Adopting
the same explanation here as has been throughout adopted in analogous
cases, we must say that what is meant by the modality of such a proposition
is the proportional number of times in which the universal proposition
would be correctly made. And in this there is, so far, no difficulty. The only
difference is that whereas the justification of the former, viz. the particular
or individual kind of modal, was obtainable within the limits of the
universal proposition which included it, the justification of the modality of
a universal proposition has to be sought in a group or succession of other
propositions. The proposition has to be referred to some group of similar
ones and we have to consider the proportion of cases in which it will be
true. But this distinction is not at all fundamental.
It is quite true that universal propositions from their nature are much less
likely than individual ones to be justified, in practice, by such appeal. But,
as has been already frequently pointed out, we are not concerned with the
way in which our propositions are practically obtained, nor with the way in
Page 287
which men might find it most natural to test them; but with that ultimate
justification to which we appeal in the last resort, and which has been
abundantly shown to be of a statistical character. When, therefore, we say
that ‘it is probable that all X is Y,’ what we mean is, that in more than half
the cases we come across we should be right in so judging, and in less than
half the cases we should be wrong.
§ 11. It is at this step that the possible ambiguity is encountered. When we
talk of the chance that All X is Y, we contemplate or imply the
complementary chance that it is not so. Now this latter alternative is not
free from ambiguity. It might happen, for instance, in the cases of failure,
that no X is Y, or it might happen that some X, only, is not Y; for both of
these suppositions contradict the original proposition, and are therefore
instances of its failure. In practice, no doubt, we should have various
recognized rules and inductions to fall back upon in order to decide
between these alternatives, though, of course, the appeal to them would be
in strictness extralogical. But the mere existence of such an ambiguity, and
the fact that it can only be cleared up by appeal to the subject-matter, are in
themselves no real difficulty in the application of the conception of
modality to universal propositions as well as to individual ones.
§ 12. Having noticed some of the ways in which the introduction of
modality into logic has been evaded or rejected, we must now enter into a
brief account of its treatment by those who have more or less deliberately
admitted its claims to acceptance.
The first enquiry will be, What opinions have been held as to the nature of
modality? that is, Is it primarily an affection of the matter of the
proposition, and, if not, what is it exactly? In reference to this enquiry it
appears to me, as already remarked, that amongst the earlier logicians no
such clear and consistent distinction between the subjective and objective
views of logic as is now commonly maintained, can be detected.[8] The
result of this appears in their treatment of modality. This always had some
reference to the subjective side of the proposition, viz. in this case to the
nature or quantity of the belief with which it was entertained; but it is
equally clear that this characteristic was not estimated at first hand, so to
say, and in itself, but rather from a consideration of the matter determining
justification to which we appeal in the last resort, and which has been
abundantly shown to be of a statistical character. When, therefore, we say
that ‘it is probable that all X is Y,’ what we mean is, that in more than half
the cases we come across we should be right in so judging, and in less than
half the cases we should be wrong.
§ 11. It is at this step that the possible ambiguity is encountered. When we
talk of the chance that All X is Y, we contemplate or imply the
complementary chance that it is not so. Now this latter alternative is not
free from ambiguity. It might happen, for instance, in the cases of failure,
that no X is Y, or it might happen that some X, only, is not Y; for both of
these suppositions contradict the original proposition, and are therefore
instances of its failure. In practice, no doubt, we should have various
recognized rules and inductions to fall back upon in order to decide
between these alternatives, though, of course, the appeal to them would be
in strictness extralogical. But the mere existence of such an ambiguity, and
the fact that it can only be cleared up by appeal to the subject-matter, are in
themselves no real difficulty in the application of the conception of
modality to universal propositions as well as to individual ones.
§ 12. Having noticed some of the ways in which the introduction of
modality into logic has been evaded or rejected, we must now enter into a
brief account of its treatment by those who have more or less deliberately
admitted its claims to acceptance.
The first enquiry will be, What opinions have been held as to the nature of
modality? that is, Is it primarily an affection of the matter of the
proposition, and, if not, what is it exactly? In reference to this enquiry it
appears to me, as already remarked, that amongst the earlier logicians no
such clear and consistent distinction between the subjective and objective
views of logic as is now commonly maintained, can be detected.[8] The
result of this appears in their treatment of modality. This always had some
reference to the subjective side of the proposition, viz. in this case to the
nature or quantity of the belief with which it was entertained; but it is
equally clear that this characteristic was not estimated at first hand, so to
say, and in itself, but rather from a consideration of the matter determining
Page 288
what it should be. The commonly accepted scholastic or Aristotelian
division, for instance, is into the necessary, the contingent, the possible, and
the impossible. This is clearly a division according to the matter almost
entirely, for on the purely mental side the necessary and the impossible
would be just the same; one implying full conviction of the truth of a
proposition, and the other of that of its contradictory. So too, on the same
side, it would not be easy to distinguish between the contingent and the
possible. On the view in question, therefore, the modality of a proposition
was determined by a reference to the nature of the subject-matter. In some
propositions the nature of the subject-matter decided that the predicate was
necessarily joined to the subject; in others that it was impossible that they
should be joined; and so on.
§ 13. The artificial character of such a four-fold division will be too obvious
to modern minds for it to be necessary to criticize it. A very slight study of
nature and consequent appreciation of inductive evidence suffice to
convince us that those uniformities upon which all connections of
phenomena, whether called necessary or contingent, depend, demand
extremely profound and extensive enquiry; that they admit of no such
simple division into clearly marked groups; and that, therefore, the pure
logician had better not meddle with them.[9]
The following extract from Grote's Aristotle (Vol. I. p. 192) will serve to
show the origin of this four-fold division, its conformity with the science of
the day, and consequently its utter want of conformity with that of our own
time:—“The distinction of Problematical and Necessary Propositions
corresponds, in the mind of Aristotle, to that capital and characteristic
doctrine of his Ontology and Physics, already touched on in this chapter. He
thought, as we have seen, that in the vast circumferential region of the
Kosmos, from the outer sidereal sphere down to the lunar sphere, celestial
substance was a necessary existence and energy, sempiternal and uniform in
its rotations and influence; and that through its beneficent influence,
pervading the concavity between the lunar sphere and the terrestrial centre
(which included the four elements with their compounds) there prevailed a
regularizing tendency called Nature; modified, however, and partly
counteracted by independent and irregular forces called Spontaneity and
Chance, essentially unknowable and unpredictable. The irregular sequences
division, for instance, is into the necessary, the contingent, the possible, and
the impossible. This is clearly a division according to the matter almost
entirely, for on the purely mental side the necessary and the impossible
would be just the same; one implying full conviction of the truth of a
proposition, and the other of that of its contradictory. So too, on the same
side, it would not be easy to distinguish between the contingent and the
possible. On the view in question, therefore, the modality of a proposition
was determined by a reference to the nature of the subject-matter. In some
propositions the nature of the subject-matter decided that the predicate was
necessarily joined to the subject; in others that it was impossible that they
should be joined; and so on.
§ 13. The artificial character of such a four-fold division will be too obvious
to modern minds for it to be necessary to criticize it. A very slight study of
nature and consequent appreciation of inductive evidence suffice to
convince us that those uniformities upon which all connections of
phenomena, whether called necessary or contingent, depend, demand
extremely profound and extensive enquiry; that they admit of no such
simple division into clearly marked groups; and that, therefore, the pure
logician had better not meddle with them.[9]
The following extract from Grote's Aristotle (Vol. I. p. 192) will serve to
show the origin of this four-fold division, its conformity with the science of
the day, and consequently its utter want of conformity with that of our own
time:—“The distinction of Problematical and Necessary Propositions
corresponds, in the mind of Aristotle, to that capital and characteristic
doctrine of his Ontology and Physics, already touched on in this chapter. He
thought, as we have seen, that in the vast circumferential region of the
Kosmos, from the outer sidereal sphere down to the lunar sphere, celestial
substance was a necessary existence and energy, sempiternal and uniform in
its rotations and influence; and that through its beneficent influence,
pervading the concavity between the lunar sphere and the terrestrial centre
(which included the four elements with their compounds) there prevailed a
regularizing tendency called Nature; modified, however, and partly
counteracted by independent and irregular forces called Spontaneity and
Chance, essentially unknowable and unpredictable. The irregular sequences
Page 289
thus named by Aristotle were the objective correlate of the Problematical
Proposition in Logic. In these sublunary sequences, as to future time, may
or may not, was all that could be attained, even by the highest knowledge;
certainty, either of affirmation or negation, was out of the question. On the
other hand, the necessary and uniform energies of the celestial substance,
formed the objective correlate of the Necessary Proposition in Logic; this
substance was not merely an existence, but an existence necessary and
unchangeable… he considers the Problematical Proposition in Logic to be
not purely subjective, as an expression of the speaker's ignorance, but
something more, namely, to correlate with an objective essentially
unknowable to all.”
§ 14. Even after this philosophy began to pass away, the divisions of
modality originally founded upon it might have proved, as De Morgan has
remarked,[10] of considerable service in mediæval times. As he says, people
were much more frequently required to decide in one way or the other upon
a single testimony, without there being a sufficiency of specific knowledge
to test the statements made. The old logician “did not know but that any day
of the week might bring from Cathay or Tartary an account of men who ran
on four wheels of flesh and blood, or grew planted in the ground, like
Polydorus in the Æneid, as well evidenced as a great many nearly as
marvellous stories.” Hence, in default of better inductions, it might have
been convenient to make rough classifications of the facts which were and
which were not to be accepted on testimony (the necessary, the
impossible, &c.), and to employ these provisional inductions (which is all
we should now regard them) as testing the stories which reached him.
Propositions belonging to the class of the impossible might be regarded as
having an antecedent presumption against them so great as to prevail over
almost any testimony worth taking account of, and so on.
§ 15. But this old four-fold division of modals continued to be accepted and
perpetuated by the logicians long after all philosophical justification for it
had passed away. So far as I have been able to ascertain, scarcely any
logician of repute or popularity before Kant, was bold enough to make any
important change in the way of regarding them.[11] Even the Port-Royal
Logic, founded as it is on Cartesianism, repeats the traditional statements,
though with extreme brevity. This adherence to the old forms led, it need
Proposition in Logic. In these sublunary sequences, as to future time, may
or may not, was all that could be attained, even by the highest knowledge;
certainty, either of affirmation or negation, was out of the question. On the
other hand, the necessary and uniform energies of the celestial substance,
formed the objective correlate of the Necessary Proposition in Logic; this
substance was not merely an existence, but an existence necessary and
unchangeable… he considers the Problematical Proposition in Logic to be
not purely subjective, as an expression of the speaker's ignorance, but
something more, namely, to correlate with an objective essentially
unknowable to all.”
§ 14. Even after this philosophy began to pass away, the divisions of
modality originally founded upon it might have proved, as De Morgan has
remarked,[10] of considerable service in mediæval times. As he says, people
were much more frequently required to decide in one way or the other upon
a single testimony, without there being a sufficiency of specific knowledge
to test the statements made. The old logician “did not know but that any day
of the week might bring from Cathay or Tartary an account of men who ran
on four wheels of flesh and blood, or grew planted in the ground, like
Polydorus in the Æneid, as well evidenced as a great many nearly as
marvellous stories.” Hence, in default of better inductions, it might have
been convenient to make rough classifications of the facts which were and
which were not to be accepted on testimony (the necessary, the
impossible, &c.), and to employ these provisional inductions (which is all
we should now regard them) as testing the stories which reached him.
Propositions belonging to the class of the impossible might be regarded as
having an antecedent presumption against them so great as to prevail over
almost any testimony worth taking account of, and so on.
§ 15. But this old four-fold division of modals continued to be accepted and
perpetuated by the logicians long after all philosophical justification for it
had passed away. So far as I have been able to ascertain, scarcely any
logician of repute or popularity before Kant, was bold enough to make any
important change in the way of regarding them.[11] Even the Port-Royal
Logic, founded as it is on Cartesianism, repeats the traditional statements,
though with extreme brevity. This adherence to the old forms led, it need
Page 290
not be remarked, to considerable inconsistency and confusion in many
cases. These forms were founded, as we have seen, on an objective view of
the province of logic, and this view was by no means rigidly carried out in
many cases. In fact it was beginning to be abandoned, to an extent and in
directions which we have not opportunity here to discuss, before the
influence of Kant was felt. Many, for instance, added to the list of the four,
by including the true and the false; occasionally also the probable, the
supposed, and the certain were added. This seems to show some tendency
towards abandoning the objective for the subjective view, or at least
indicates a hesitation between them.
§ 16. With Kant's view of modality almost every one is familiar. He divides
judgments, under this head, into the apodeictic, the assertory, and the
problematic. We shall have to say something about the number and mutual
relations of these divisions presently; we are now only concerned with the
general view which they carry out. In this respect it will be obvious at once
what a complete change of position has been reached. The ‘necessary’ and
the ‘impossible’ demanded an appeal to the matter of a proposition in order
to recognize them; the ‘apodeictic’ and the ‘assertory’, on the other hand,
may be true of almost any matter, for they demand nothing but an appeal to
our consciousness in order to distinguish between them. Moreover, the
distinction between the assertory and the problematic is so entirely
subjective and personal, that it may vary not only between one person and
another, but in the case of the same person at different times. What one man
knows to be true, another may happen to be in doubt about. The apodeictic
judgment is one which we not only accept, but which we find ourselves
unable to reverse in thought; the assertory is simply accepted; the
problematic is one about which we feel in doubt.
This way of looking at the matter is the necessary outcome of the
conceptualist or Kantian view of logic. It has been followed by many
logicians, not only by those who may be called followers of Kant, but by
almost all who have felt his influence. Ueberweg, for instance, who is
altogether at issue with Kant on some fundamental points, adopts it.
§ 17. The next question to be discussed is, How many subdivisions of
modality are to be recognized? The Aristotelian or scholastic logicians, as
cases. These forms were founded, as we have seen, on an objective view of
the province of logic, and this view was by no means rigidly carried out in
many cases. In fact it was beginning to be abandoned, to an extent and in
directions which we have not opportunity here to discuss, before the
influence of Kant was felt. Many, for instance, added to the list of the four,
by including the true and the false; occasionally also the probable, the
supposed, and the certain were added. This seems to show some tendency
towards abandoning the objective for the subjective view, or at least
indicates a hesitation between them.
§ 16. With Kant's view of modality almost every one is familiar. He divides
judgments, under this head, into the apodeictic, the assertory, and the
problematic. We shall have to say something about the number and mutual
relations of these divisions presently; we are now only concerned with the
general view which they carry out. In this respect it will be obvious at once
what a complete change of position has been reached. The ‘necessary’ and
the ‘impossible’ demanded an appeal to the matter of a proposition in order
to recognize them; the ‘apodeictic’ and the ‘assertory’, on the other hand,
may be true of almost any matter, for they demand nothing but an appeal to
our consciousness in order to distinguish between them. Moreover, the
distinction between the assertory and the problematic is so entirely
subjective and personal, that it may vary not only between one person and
another, but in the case of the same person at different times. What one man
knows to be true, another may happen to be in doubt about. The apodeictic
judgment is one which we not only accept, but which we find ourselves
unable to reverse in thought; the assertory is simply accepted; the
problematic is one about which we feel in doubt.
This way of looking at the matter is the necessary outcome of the
conceptualist or Kantian view of logic. It has been followed by many
logicians, not only by those who may be called followers of Kant, but by
almost all who have felt his influence. Ueberweg, for instance, who is
altogether at issue with Kant on some fundamental points, adopts it.
§ 17. The next question to be discussed is, How many subdivisions of
modality are to be recognized? The Aristotelian or scholastic logicians, as
Page 291
we have seen, adopted a four-fold division. The exact relations of some of
these to each other, especially the possible and the contingent, is an
extremely obscure point, and one about which the commentators are by no
means agreed. As, however, it seems tolerably clear that it was not
consciously intended by the use of these four terms to exhibit a graduated
scale of intensity of conviction, their correspondence with the province of
modern probability is but slight, and the discussion of them, therefore,
becomes rather a matter of special or antiquarian interest. De Morgan,
indeed (Formal Logic, p. 232), says that the schoolmen understood by
contingent more likely than not, and by possible less likely than not. I do
not know on what authority this statement rests, but it credits them with a
much nearer approach to the modern views of probability than one would
have expected, and decidedly nearer than that of most of their successors.
[12] The general conclusion at which I have arrived, after a reasonable
amount of investigation, is that there were two prevalent views on the
subject. Some (e.g. Burgersdyck, Bk. I. ch. 32) admitted that there were at
bottom only two kinds of modality; the contingent and the possible being
equipollent, as also the necessary and the impossible, provided the one
asserts and the other denies. This is the view to which those would naturally
be led who looked mainly to the nature of the subject-matter. On the other
hand, those who looked mainly at the form of expression, would be led by
the analogy of the four forms of proposition, and the necessity that each of
them should stand in definite opposition to each other, to insist upon a
distinction between the four modals.[13] They, therefore, endeavoured to
introduce a distinction by maintaining (e.g. Crackanthorpe, Bk. III. ch. 11)
that the contingent is that which now is but may not be, and the possible
that which now is not but may be. A few appear to have made the
distinction correspondent to that between the physically and the logically
possible.
§ 18. When we get to the Kantian division we have reached much clearer
ground. The meaning of each of these terms is quite explicit, and it is also
beyond doubt that they have a more definite tendency in the direction of
assigning a graduated scale of conviction. So long as they are regarded from
a metaphysical rather than a logical standing point, there is much to be said
in their favour. If we use introspection merely, confining ourselves to a
study of the judgments themselves, to the exclusion of the grounds on
these to each other, especially the possible and the contingent, is an
extremely obscure point, and one about which the commentators are by no
means agreed. As, however, it seems tolerably clear that it was not
consciously intended by the use of these four terms to exhibit a graduated
scale of intensity of conviction, their correspondence with the province of
modern probability is but slight, and the discussion of them, therefore,
becomes rather a matter of special or antiquarian interest. De Morgan,
indeed (Formal Logic, p. 232), says that the schoolmen understood by
contingent more likely than not, and by possible less likely than not. I do
not know on what authority this statement rests, but it credits them with a
much nearer approach to the modern views of probability than one would
have expected, and decidedly nearer than that of most of their successors.
[12] The general conclusion at which I have arrived, after a reasonable
amount of investigation, is that there were two prevalent views on the
subject. Some (e.g. Burgersdyck, Bk. I. ch. 32) admitted that there were at
bottom only two kinds of modality; the contingent and the possible being
equipollent, as also the necessary and the impossible, provided the one
asserts and the other denies. This is the view to which those would naturally
be led who looked mainly to the nature of the subject-matter. On the other
hand, those who looked mainly at the form of expression, would be led by
the analogy of the four forms of proposition, and the necessity that each of
them should stand in definite opposition to each other, to insist upon a
distinction between the four modals.[13] They, therefore, endeavoured to
introduce a distinction by maintaining (e.g. Crackanthorpe, Bk. III. ch. 11)
that the contingent is that which now is but may not be, and the possible
that which now is not but may be. A few appear to have made the
distinction correspondent to that between the physically and the logically
possible.
§ 18. When we get to the Kantian division we have reached much clearer
ground. The meaning of each of these terms is quite explicit, and it is also
beyond doubt that they have a more definite tendency in the direction of
assigning a graduated scale of conviction. So long as they are regarded from
a metaphysical rather than a logical standing point, there is much to be said
in their favour. If we use introspection merely, confining ourselves to a
study of the judgments themselves, to the exclusion of the grounds on
Page 292
which they rest, there certainly does seem a clear and well-marked
distinction between judgments which we cannot even conceive to be
reversed in thought; those which we could reverse, but which we accept as
true; and those which we merely entertain as possible.
Regarded, however, as a logical division, Kant's arrangement seems to me
of very little service. For such logical purposes indeed, as we are now
concerned with, it really seems to resolve itself into a two-fold division. The
distinction between the apodeictic and the assertory will be admitted, I
presume, even by those who accept the metaphysical or psychological
theory upon which it rests, to be a difference which concerns, not the
quantity of belief with which the judgments are entertained, but rather the
violence which would have to be done to the mind by the attempt to upset
them. Each is fully believed, but the one can, and the other cannot, be
controverted. The belief with which an assertory judgment is entertained is
full belief, else it would not differ from the problematic; and therefore in
regard to the quantity of belief, as distinguished from the quality or
character of it, there is no difference between it and the apodeictic. It is as
though, to offer an illustration, the index had been already moved to the top
of the scale in the assertory judgment, and all that was done to convert this
into an apodeictic one, was to clamp it there. The only logical difference
which then remains is that between problematic and assertory, the former
comprehending all the judgments as to the truth of which we have any
degree of doubt, and the latter those of which we have no doubt. The whole
range of the former, therefore, with which Probability is appropriately
occupied, is thrown undivided into a single compartment. We can hardly
speak of a ‘division’ where one class includes everything up to the
boundary line, and the other is confined to that boundary line. Practically,
therefore, on this view, modality, as the mathematical student of Probability
would expect to find it, as completely disappears as if it were intended to
reject it.
§ 19. By less consistent and systematic thinkers, and by those in whom
ingenuity was an over prominent feature, a variety of other arrangements
have been accepted or proposed. There is, of course, some justification for
such attempts in the laudable desire to bring our logical forms into better
harmony with ordinary thought and language. In practice, as was pointed
distinction between judgments which we cannot even conceive to be
reversed in thought; those which we could reverse, but which we accept as
true; and those which we merely entertain as possible.
Regarded, however, as a logical division, Kant's arrangement seems to me
of very little service. For such logical purposes indeed, as we are now
concerned with, it really seems to resolve itself into a two-fold division. The
distinction between the apodeictic and the assertory will be admitted, I
presume, even by those who accept the metaphysical or psychological
theory upon which it rests, to be a difference which concerns, not the
quantity of belief with which the judgments are entertained, but rather the
violence which would have to be done to the mind by the attempt to upset
them. Each is fully believed, but the one can, and the other cannot, be
controverted. The belief with which an assertory judgment is entertained is
full belief, else it would not differ from the problematic; and therefore in
regard to the quantity of belief, as distinguished from the quality or
character of it, there is no difference between it and the apodeictic. It is as
though, to offer an illustration, the index had been already moved to the top
of the scale in the assertory judgment, and all that was done to convert this
into an apodeictic one, was to clamp it there. The only logical difference
which then remains is that between problematic and assertory, the former
comprehending all the judgments as to the truth of which we have any
degree of doubt, and the latter those of which we have no doubt. The whole
range of the former, therefore, with which Probability is appropriately
occupied, is thrown undivided into a single compartment. We can hardly
speak of a ‘division’ where one class includes everything up to the
boundary line, and the other is confined to that boundary line. Practically,
therefore, on this view, modality, as the mathematical student of Probability
would expect to find it, as completely disappears as if it were intended to
reject it.
§ 19. By less consistent and systematic thinkers, and by those in whom
ingenuity was an over prominent feature, a variety of other arrangements
have been accepted or proposed. There is, of course, some justification for
such attempts in the laudable desire to bring our logical forms into better
harmony with ordinary thought and language. In practice, as was pointed
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out in an earlier chapter, every one recognizes a great variety of modal
forms, such as ‘likely,’ ‘very likely,’ ‘almost certainly,’ and so on almost
without limit in each direction. It was doubtless supposed that, by
neglecting to make use of technical equivalents for some of these forms, we
should lose our logical control over certain possible kinds of inference, and
so far fall short even of the precision of ordinary thought.
With regard to such additional forms, it appears to me that all those which
have been introduced by writers who were uninfluenced by the Theory of
Probability, have done little else than create additional confusion, as such
writers do not attempt to marshal their terms in order, or to ascertain their
mutual relations. Omitting, of course, forms obviously of material modality,
we have already mentioned the true and the false; the probable, the
supposed, and the certain. These subdivisions seem to have reached their
climax at a very early stage in Occam (Prantl, III. 380), who held that a
proposition might be modally affected by being ‘vera, scita, falsa, ignota,
scripta, prolata, concepta, credita, opinata, dubitata.’
§ 20. Since the growth of the science of Probability, logicians have had
better opportunities of knowing what they had to aim at; and, though it
cannot be said that their attempts have been really successful, these are at
any rate a decided improvement upon those of their predecessors. Dr
Thomson,[14] for instance, gives a nine-fold division. He says that,
arranging the degrees of modality in an ascending scale, we find that a
judgment may be either possible, doubtful, probable, morally certain for the
thinker himself, morally certain for a class or school, morally certain for all,
physically certain with a limit, physically certain without limitation, and
mathematically certain. Many other divisions might doubtless be
mentioned, but, as every mathematician will recognize, the attempt to
secure any general agreement in such a matter of arrangement is quite
hopeless. It is here that the beneficial influence of the mathematical theory
of Probability is to be gratefully acknowledged. As soon as this came to be
studied it must have been perceived that in attempting to mark off clearly
from one another certain gradations of belief, we should be seeking for
breaches in a continuous magnitude. In the advance from a slight
presumption to a strong presumption, and from that to moral certainty, we
are making a gradual ascent, in the course of which there are no natural
forms, such as ‘likely,’ ‘very likely,’ ‘almost certainly,’ and so on almost
without limit in each direction. It was doubtless supposed that, by
neglecting to make use of technical equivalents for some of these forms, we
should lose our logical control over certain possible kinds of inference, and
so far fall short even of the precision of ordinary thought.
With regard to such additional forms, it appears to me that all those which
have been introduced by writers who were uninfluenced by the Theory of
Probability, have done little else than create additional confusion, as such
writers do not attempt to marshal their terms in order, or to ascertain their
mutual relations. Omitting, of course, forms obviously of material modality,
we have already mentioned the true and the false; the probable, the
supposed, and the certain. These subdivisions seem to have reached their
climax at a very early stage in Occam (Prantl, III. 380), who held that a
proposition might be modally affected by being ‘vera, scita, falsa, ignota,
scripta, prolata, concepta, credita, opinata, dubitata.’
§ 20. Since the growth of the science of Probability, logicians have had
better opportunities of knowing what they had to aim at; and, though it
cannot be said that their attempts have been really successful, these are at
any rate a decided improvement upon those of their predecessors. Dr
Thomson,[14] for instance, gives a nine-fold division. He says that,
arranging the degrees of modality in an ascending scale, we find that a
judgment may be either possible, doubtful, probable, morally certain for the
thinker himself, morally certain for a class or school, morally certain for all,
physically certain with a limit, physically certain without limitation, and
mathematically certain. Many other divisions might doubtless be
mentioned, but, as every mathematician will recognize, the attempt to
secure any general agreement in such a matter of arrangement is quite
hopeless. It is here that the beneficial influence of the mathematical theory
of Probability is to be gratefully acknowledged. As soon as this came to be
studied it must have been perceived that in attempting to mark off clearly
from one another certain gradations of belief, we should be seeking for
breaches in a continuous magnitude. In the advance from a slight
presumption to a strong presumption, and from that to moral certainty, we
are making a gradual ascent, in the course of which there are no natural
Page 294
halting-places. The proof of this continuity need not be entered upon here,
for the materials for it will have been gathered from almost every chapter of
this work. The reader need merely be reminded that the grounds of our
belief, in all cases which admit of number and measurement, are clearly
seen to be of this description; and that therefore unless the belief itself is to
be divorced from the grounds on which it rests, what thus holds as to their
characteristics must hold also as to its own.
It follows, therefore, that modality in the old sense of the word, wherein an
attempt was made to obtain certain natural divisions in the scale of
conviction, must be finally abandoned. All that it endeavoured to do can
now be done incomparably better by the theory of Probability, with its
numerical scale which admits of indefinite subdivision. None of the old
systems of division can be regarded as a really natural one; those which
admit but few divisions being found to leave the whole range of the
probable in one unbroken class, and those which adopt many divisions
lapsing into unavoidable vagueness and uncertainty.
§ 21. Corresponding to the distinction between pure and modal
propositions, but even more complicated and unsatisfactory in its treatment,
was that between pure and modal syllogisms. The thing discussed in the
case of the latter was, of course, the effect produced upon the conclusion in
respect of modality, by the modal affection of one or both premises. It is
only when we reach such considerations as these that we are at all getting
on to the ground appropriate to Probability; but it is obvious that very little
could be done with such rude materials, and the inherent clumsiness and
complication of the whole modal system come out very clearly here. It was
in reference probably to this complication that some of the bitter sayings[15]
of the schoolmen and others which have been recorded, were uttered.
Aristotle has given an intricate investigation of this subject, and his
followers naturally were led along a similar track. It would be quite foreign
to my purpose in the slight sketch in this chapter to attempt to give any
account of these enquiries, even were I competent to do so; for, as has been
pointed out, the connection between the Aristotelian modals and the modern
view of the nature of Probability, though real, is exceedingly slight. It need
only be remarked that what was complicated enough with four modals to be
for the materials for it will have been gathered from almost every chapter of
this work. The reader need merely be reminded that the grounds of our
belief, in all cases which admit of number and measurement, are clearly
seen to be of this description; and that therefore unless the belief itself is to
be divorced from the grounds on which it rests, what thus holds as to their
characteristics must hold also as to its own.
It follows, therefore, that modality in the old sense of the word, wherein an
attempt was made to obtain certain natural divisions in the scale of
conviction, must be finally abandoned. All that it endeavoured to do can
now be done incomparably better by the theory of Probability, with its
numerical scale which admits of indefinite subdivision. None of the old
systems of division can be regarded as a really natural one; those which
admit but few divisions being found to leave the whole range of the
probable in one unbroken class, and those which adopt many divisions
lapsing into unavoidable vagueness and uncertainty.
§ 21. Corresponding to the distinction between pure and modal
propositions, but even more complicated and unsatisfactory in its treatment,
was that between pure and modal syllogisms. The thing discussed in the
case of the latter was, of course, the effect produced upon the conclusion in
respect of modality, by the modal affection of one or both premises. It is
only when we reach such considerations as these that we are at all getting
on to the ground appropriate to Probability; but it is obvious that very little
could be done with such rude materials, and the inherent clumsiness and
complication of the whole modal system come out very clearly here. It was
in reference probably to this complication that some of the bitter sayings[15]
of the schoolmen and others which have been recorded, were uttered.
Aristotle has given an intricate investigation of this subject, and his
followers naturally were led along a similar track. It would be quite foreign
to my purpose in the slight sketch in this chapter to attempt to give any
account of these enquiries, even were I competent to do so; for, as has been
pointed out, the connection between the Aristotelian modals and the modern
view of the nature of Probability, though real, is exceedingly slight. It need
only be remarked that what was complicated enough with four modals to be
Page 295
taken account of, grows intricate beyond all endurance when such as the
‘probable’ and the ‘true’ and the ‘false’ have also to be assigned a place in
the list. The following examples[16] will show the kind of discussions with
which the logicians exercised themselves. ‘Whether, with one premise
certain, and the other probable, a certain conclusion may be inferred’:
‘Whether, from the impossible, the necessary can be inferred’; ‘Whether,
with one premise necessary and the other de inesse, the conclusion is
necessary’, and so on, endlessly.
§ 22. On the Kantian view of modality the discussion of such kinds of
syllogisms becomes at once decidedly more simple (for here but three
modes are recognized), and also somewhat more closely connected with
strict Probability, (for the modes are more nearly of the nature of gradations
of conviction). But, on the other hand, there is less justification for their
introduction, as logicians might really be expected to know that what they
are aiming to effect by their clumsy contrivances is the very thing which
Probability can carry out to the highest desired degree of accuracy. The
former methods are as coarse and inaccurate, compared with the latter, as
were the roughest measurements of Babylonian night-watchers compared
with the refined calculations of the modern astronomer. It is indeed only
some of the general adherents of the Kantian Logic who enter upon any
such considerations as these; some, such as Hamilton and Mansel, entirely
reject them, as we have seen. By those who do treat of the subject, such
conclusions as the following are laid down; that when both premises are
apodeictic the conclusion will be the same; so when both are assertory or
problematic. If one is apodeictic and the other assertory, the latter, or
‘weaker,’ is all that is to be admitted for the conclusion; and so on. The
English reader will find some account of these rules in Ueberweg's Logic.
[17]
§ 23. But although those modals, regarded as instruments of accurate
thought, have been thus superseded by the precise arithmetical expressions
of Probability, the question still remains whether what may be termed our
popular modal expressions could not be improved and adapted to more
accurate use. It is true that the attempt to separate them from one another by
any fundamental distinctions is futile, for the magnitude of which they take
cognizance is, as we have remarked, continuous; but considering the
‘probable’ and the ‘true’ and the ‘false’ have also to be assigned a place in
the list. The following examples[16] will show the kind of discussions with
which the logicians exercised themselves. ‘Whether, with one premise
certain, and the other probable, a certain conclusion may be inferred’:
‘Whether, from the impossible, the necessary can be inferred’; ‘Whether,
with one premise necessary and the other de inesse, the conclusion is
necessary’, and so on, endlessly.
§ 22. On the Kantian view of modality the discussion of such kinds of
syllogisms becomes at once decidedly more simple (for here but three
modes are recognized), and also somewhat more closely connected with
strict Probability, (for the modes are more nearly of the nature of gradations
of conviction). But, on the other hand, there is less justification for their
introduction, as logicians might really be expected to know that what they
are aiming to effect by their clumsy contrivances is the very thing which
Probability can carry out to the highest desired degree of accuracy. The
former methods are as coarse and inaccurate, compared with the latter, as
were the roughest measurements of Babylonian night-watchers compared
with the refined calculations of the modern astronomer. It is indeed only
some of the general adherents of the Kantian Logic who enter upon any
such considerations as these; some, such as Hamilton and Mansel, entirely
reject them, as we have seen. By those who do treat of the subject, such
conclusions as the following are laid down; that when both premises are
apodeictic the conclusion will be the same; so when both are assertory or
problematic. If one is apodeictic and the other assertory, the latter, or
‘weaker,’ is all that is to be admitted for the conclusion; and so on. The
English reader will find some account of these rules in Ueberweg's Logic.
[17]
§ 23. But although those modals, regarded as instruments of accurate
thought, have been thus superseded by the precise arithmetical expressions
of Probability, the question still remains whether what may be termed our
popular modal expressions could not be improved and adapted to more
accurate use. It is true that the attempt to separate them from one another by
any fundamental distinctions is futile, for the magnitude of which they take
cognizance is, as we have remarked, continuous; but considering the
Page 296
enormous importance of accurate terminology, and of recognizing
numerical distinctions wherever possible, it would be a real advance if any
agreement could be arrived at with regard to the use of modal expressions.
We have already noticed (Ch. II. § 16) some suggestions by Mr Galton as to
the possibility of a natural system of classification, resting upon the
regularity with which most kinds of magnitudes tend to group themselves
about a mean. It might be proposed, for instance, that we should agree to
apply the term ‘good’ to the first quarter, measuring from the best
downwards; ‘indifferent’ to the middle half, and ‘bad’ to the last quarter.
There seems no reason why a similarly improved terminology should not
some day be introduced into the ordinary modal language of common life.
It might be agreed, for instance, that ‘very improbable’ should as far as
possible be confined to those events which had odds of (say) more than 99
to 1 against them; and so on, with other similar expressions. There would,
no doubt, be difficulties in the way, for in all applications of classification
we have to surmount the two-fold obstacles which lie in the way, firstly (to
use Kant's expression) of the faculty of making rules, and secondly of that
of subsumption under rules. That is to say, even if we had agreed upon our
classes, there would still be much doubt and dispute, in the case of things
which did not readily lend themselves to be counted or measured, as to
whether the odds were more or less than the assigned quantity.
It is true that when we know the odds for or against an event, we can always
state them explicitly without the necessity of first agreeing as to the usage
of terms which shall imply them. But there would often be circumlocution
and pedantry in so doing, and as long as modal terms are in practical use it
would seem that there could be no harm, and might be great good, in
arriving at some agreement as to the degree of probability which they
should be generally understood to indicate. Bentham, as is well known, in
despair of ever obtaining anything accurate out of the language of common
life on this subject, was in favour of a direct appeal to the numerical
standard. He proposed the employment, in judicial trials, of an instrument,
graduated from 0 to 10, on which scale the witness was to be asked to
indicate the degree of his belief of the facts to which he testified: similarly
the judge might express the force with which he held his conclusion. The
use of such a numerical scale, however, was to be optional only, not
compulsory, as Bentham admitted that many persons might feel at a loss
numerical distinctions wherever possible, it would be a real advance if any
agreement could be arrived at with regard to the use of modal expressions.
We have already noticed (Ch. II. § 16) some suggestions by Mr Galton as to
the possibility of a natural system of classification, resting upon the
regularity with which most kinds of magnitudes tend to group themselves
about a mean. It might be proposed, for instance, that we should agree to
apply the term ‘good’ to the first quarter, measuring from the best
downwards; ‘indifferent’ to the middle half, and ‘bad’ to the last quarter.
There seems no reason why a similarly improved terminology should not
some day be introduced into the ordinary modal language of common life.
It might be agreed, for instance, that ‘very improbable’ should as far as
possible be confined to those events which had odds of (say) more than 99
to 1 against them; and so on, with other similar expressions. There would,
no doubt, be difficulties in the way, for in all applications of classification
we have to surmount the two-fold obstacles which lie in the way, firstly (to
use Kant's expression) of the faculty of making rules, and secondly of that
of subsumption under rules. That is to say, even if we had agreed upon our
classes, there would still be much doubt and dispute, in the case of things
which did not readily lend themselves to be counted or measured, as to
whether the odds were more or less than the assigned quantity.
It is true that when we know the odds for or against an event, we can always
state them explicitly without the necessity of first agreeing as to the usage
of terms which shall imply them. But there would often be circumlocution
and pedantry in so doing, and as long as modal terms are in practical use it
would seem that there could be no harm, and might be great good, in
arriving at some agreement as to the degree of probability which they
should be generally understood to indicate. Bentham, as is well known, in
despair of ever obtaining anything accurate out of the language of common
life on this subject, was in favour of a direct appeal to the numerical
standard. He proposed the employment, in judicial trials, of an instrument,
graduated from 0 to 10, on which scale the witness was to be asked to
indicate the degree of his belief of the facts to which he testified: similarly
the judge might express the force with which he held his conclusion. The
use of such a numerical scale, however, was to be optional only, not
compulsory, as Bentham admitted that many persons might feel at a loss
Page 297
thus to measure the degree of their belief. (Rationale of Judicial Evidence,
Bk. I., Ch. VI.)
§ 24. Throughout this chapter we have regarded the modals as the nearest
counterpart to modern Probability which was afforded by the old systems of
logic. The reason for so regarding them is, that they represented some slight
attempt, rude as it was, to recognize and measure certain gradations in the
degree of our conviction, and to examine the bearing of such considerations
upon our logical inferences.
But although it is amongst the modals that the germs of the methods of
Probability are thus to be sought; the true subject-matter of our science, that
is, the classes of objects with which it is most appropriately concerned, are
rather represented by another part of the scholastic logic. This was the
branch commonly called Dialectic, in the old sense of that term. Dialectic,
according to Aristotle, seems to have been a sort of sister art to Rhetoric. It
was concerned with syllogisms differing in no way from demonstrative
syllogisms, except that their premises were probable instead of certain.
Premises of this kind he termed topics, and the syllogisms which dealt with
them enthymemes. They were said to start from ‘signs and likelihoods’
rather than from axioms.[18]
§ 25. The terms in which such reasonings are commonly described sound
very much like those applicable to Probability, as we now understand it.
When we hear of likelihood, and of probable syllogisms, our first
impression might be that the inferences involved would be of a similar
character.[19] This, however, would be erroneous. In the first place the
province of this Dialectic was much too wide, for it covered in addition the
whole field of what we should now term Scientific or Material Induction.
The distinctive characteristic of the dialectic premises was their want of
certainty, and of such uncertain premises Probability (as I have frequently
insisted) takes account of one class only, Induction concerning itself with
another class. Again, not the slightest attempt was made to enter upon the
enquiry, How uncertain are the premises? It is only when this is attempted
that we can be considered to enter upon the field of Probability, and it is
because, after a rude fashion, the modals attempted to grapple with this
Bk. I., Ch. VI.)
§ 24. Throughout this chapter we have regarded the modals as the nearest
counterpart to modern Probability which was afforded by the old systems of
logic. The reason for so regarding them is, that they represented some slight
attempt, rude as it was, to recognize and measure certain gradations in the
degree of our conviction, and to examine the bearing of such considerations
upon our logical inferences.
But although it is amongst the modals that the germs of the methods of
Probability are thus to be sought; the true subject-matter of our science, that
is, the classes of objects with which it is most appropriately concerned, are
rather represented by another part of the scholastic logic. This was the
branch commonly called Dialectic, in the old sense of that term. Dialectic,
according to Aristotle, seems to have been a sort of sister art to Rhetoric. It
was concerned with syllogisms differing in no way from demonstrative
syllogisms, except that their premises were probable instead of certain.
Premises of this kind he termed topics, and the syllogisms which dealt with
them enthymemes. They were said to start from ‘signs and likelihoods’
rather than from axioms.[18]
§ 25. The terms in which such reasonings are commonly described sound
very much like those applicable to Probability, as we now understand it.
When we hear of likelihood, and of probable syllogisms, our first
impression might be that the inferences involved would be of a similar
character.[19] This, however, would be erroneous. In the first place the
province of this Dialectic was much too wide, for it covered in addition the
whole field of what we should now term Scientific or Material Induction.
The distinctive characteristic of the dialectic premises was their want of
certainty, and of such uncertain premises Probability (as I have frequently
insisted) takes account of one class only, Induction concerning itself with
another class. Again, not the slightest attempt was made to enter upon the
enquiry, How uncertain are the premises? It is only when this is attempted
that we can be considered to enter upon the field of Probability, and it is
because, after a rude fashion, the modals attempted to grapple with this
Page 298
problem, that we have regarded them as in any way occupied with our
special subject-matter.
§ 26. Amongst the older logics with which I have made any acquaintance,
that of Crackanthorpe gives the fullest discussion upon this subject. He
divides his treatment of the syllogism into two parts, occupied respectively
with the ‘demonstrative’ and the ‘probable’ syllogism. To the latter a whole
book is devoted. In this the nature and consequences of thirteen different
‘loci’[20] are investigated, though it is not very clear in what sense they can
every one of them be regarded as being ‘probable.’
It is doubtless true, that if the old logicians had been in possession of such
premises as modern Probability is concerned with, and had adhered to their
own way of treating them, they would have had to place them amongst such
loci, and thus to make the consideration of them a part of their Dialectic.
But inasmuch as there does not seem to have been the slightest attempt on
their part to do more here than recognize the fact of the premises being
probable; that is, since it was not attempted to measure their probability and
that of the conclusion, I cannot but regard this part of Logic as having only
the very slightest relation to Probability as now conceived. It seems to me
little more than one of the ways (described at the commencement of this
chapter) by which the problem of Modality is not indeed rejected, but
practically evaded.
§ 27. As Logic is not the only science which is directly and prominently
occupied with questions about belief and evidence, so the difficulties which
have arisen there have been by no means unknown elsewhere. In respect of
the modals, this seems to have been manifestly the case in Jurisprudence.
Some remarks, therefore, may be conveniently made here upon this
application of the subject, though of course with the brevity suitable on the
part of a layman who has to touch upon professional topics.
Recall for a moment what are the essentials of modality. These I understand
to be the attempt to mark off from one another, without any resort to
numerical notation, varying degrees of conviction or belief, and to
determine the consequent effect of premises, thus affected, upon our
conclusions. Moreover, as we cannot construct or retain a scale of any kind
special subject-matter.
§ 26. Amongst the older logics with which I have made any acquaintance,
that of Crackanthorpe gives the fullest discussion upon this subject. He
divides his treatment of the syllogism into two parts, occupied respectively
with the ‘demonstrative’ and the ‘probable’ syllogism. To the latter a whole
book is devoted. In this the nature and consequences of thirteen different
‘loci’[20] are investigated, though it is not very clear in what sense they can
every one of them be regarded as being ‘probable.’
It is doubtless true, that if the old logicians had been in possession of such
premises as modern Probability is concerned with, and had adhered to their
own way of treating them, they would have had to place them amongst such
loci, and thus to make the consideration of them a part of their Dialectic.
But inasmuch as there does not seem to have been the slightest attempt on
their part to do more here than recognize the fact of the premises being
probable; that is, since it was not attempted to measure their probability and
that of the conclusion, I cannot but regard this part of Logic as having only
the very slightest relation to Probability as now conceived. It seems to me
little more than one of the ways (described at the commencement of this
chapter) by which the problem of Modality is not indeed rejected, but
practically evaded.
§ 27. As Logic is not the only science which is directly and prominently
occupied with questions about belief and evidence, so the difficulties which
have arisen there have been by no means unknown elsewhere. In respect of
the modals, this seems to have been manifestly the case in Jurisprudence.
Some remarks, therefore, may be conveniently made here upon this
application of the subject, though of course with the brevity suitable on the
part of a layman who has to touch upon professional topics.
Recall for a moment what are the essentials of modality. These I understand
to be the attempt to mark off from one another, without any resort to
numerical notation, varying degrees of conviction or belief, and to
determine the consequent effect of premises, thus affected, upon our
conclusions. Moreover, as we cannot construct or retain a scale of any kind
Page 299
without employing a standard from and by which to measure it, the
attainment and recognition of a standard of certainty, or of one of the other
degrees of conviction, is almost inseparably involved in the same enquiry.
In this sense of the term, modal difficulties have certainly shown
themselves in the department of Law. There have been similar attempts
here, encountered by similar difficulties, to come to some definite
agreement as to a scale of arrangement of the degrees of our assent. It is of
course much more practicable to secure such agreement in the case of a
special science, confined more or less to the experts, than in subjects into
which all classes of outsiders have almost equal right of entry. The range of
application under the former circumstances is narrower, and the
professional experts have acquired habits and traditions by which the
standards may be retained in considerable integrity. It does not appear,
however, according to all accounts, as if any very striking success had been
attained in this direction by the lawyers.
§ 28. The difficulty in its scientific, or strictly jurisprudential shape, seems
to have shown itself principally in the attempt to arrange legal evidence into
classes in respect of the degree of its cogency. This, I understand, was the
case in the Roman law, and in some of the continental systems of
jurisprudence which took their rise from the Roman law. “The direct
evidence of so many witnesses was plena probatio. Then came minus plena
probatio, then semiplenâ major and semiplenâ minor; and by adding
together a certain number of half-proofs—for instance, by the production of
a tradesman's account-books, plus his supplementary oath—full proof
might be made out. It was on this principle that torture was employed to
obtain a confession. The confession was evidence suppletory to the
circumstances which were held to justify its employment.”[21]
According to Bentham,[22] the corresponding scale in the English school
was:—Positive proof, Violent presumption. Probable presumption, Light or
Rash presumption. Though admitted by Blackstone and others, I understand
that these divisions are not at all generally accepted at the present day.
§ 29. In the above we are reminded rather of modal syllogisms. The
principal practical form in which the difficulty underlying the simple modal
propositions presents itself, is in the attempt to obtain some criterion of
attainment and recognition of a standard of certainty, or of one of the other
degrees of conviction, is almost inseparably involved in the same enquiry.
In this sense of the term, modal difficulties have certainly shown
themselves in the department of Law. There have been similar attempts
here, encountered by similar difficulties, to come to some definite
agreement as to a scale of arrangement of the degrees of our assent. It is of
course much more practicable to secure such agreement in the case of a
special science, confined more or less to the experts, than in subjects into
which all classes of outsiders have almost equal right of entry. The range of
application under the former circumstances is narrower, and the
professional experts have acquired habits and traditions by which the
standards may be retained in considerable integrity. It does not appear,
however, according to all accounts, as if any very striking success had been
attained in this direction by the lawyers.
§ 28. The difficulty in its scientific, or strictly jurisprudential shape, seems
to have shown itself principally in the attempt to arrange legal evidence into
classes in respect of the degree of its cogency. This, I understand, was the
case in the Roman law, and in some of the continental systems of
jurisprudence which took their rise from the Roman law. “The direct
evidence of so many witnesses was plena probatio. Then came minus plena
probatio, then semiplenâ major and semiplenâ minor; and by adding
together a certain number of half-proofs—for instance, by the production of
a tradesman's account-books, plus his supplementary oath—full proof
might be made out. It was on this principle that torture was employed to
obtain a confession. The confession was evidence suppletory to the
circumstances which were held to justify its employment.”[21]
According to Bentham,[22] the corresponding scale in the English school
was:—Positive proof, Violent presumption. Probable presumption, Light or
Rash presumption. Though admitted by Blackstone and others, I understand
that these divisions are not at all generally accepted at the present day.
§ 29. In the above we are reminded rather of modal syllogisms. The
principal practical form in which the difficulty underlying the simple modal
propositions presents itself, is in the attempt to obtain some criterion of
Page 300
judicial certainty. By ‘certainty’ here we mean, of course, not what the
metaphysicians term apodeictic,[23] for that can seldom or never be secured
in practical affairs, but such a degree of conviction, short of this, as every
reasonable person will feel to be sufficient for all his wants. Here again, one
would think, the quest must appear, to accurate thinkers, an utterly hopeless
one; an effort to discover natural breaks in a continuous magnitude. There
cannot indeed be the least doubt that, amongst limited classes of keen and
practised intellects, a standard of certainty, as of everything else, might be
retained and handed down with considerable accuracy: this is possible in
matters of taste and opinion where personal peculiarities of judgment are far
more liable to cause disagreement and confusion. But then such a consensus
is almost entirely an affair of tact and custom; whereas what is wanted in
the case in question is some criterion to which the comparatively uninitiated
may be able to appeal. The standard, therefore, must not merely be retained
by recollection, but be generally recognizable by its characteristics. If such
a criterion could be secured, its importance could hardly be overrated. But
so far as one may judge from the speeches of counsel, the charges of judges,
and the verdicts of juries, nothing really deserving the name is ever
attained.
§ 30. The nearest approach, perhaps, to a recognized standard is to be found
in the frequent assurance that juries are not bound to convict only in case
they have no doubt of the guilt of the accused; for the absolute exclusion of
all doubt, the utter impossibility of suggesting any counter hypothesis
which this assumes, is unattainable in human affairs. But, it is frequently
said, they are to convict if they have no ‘reasonable doubt,’ no such doubt,
that is, as would be ‘a hindrance to acting in the important affairs of life.’
As a caution against seeking after unattainable certainty, such advice may
be very useful; but it need hardly be remarked that the certainty upon which
we act in the important affairs of life is no fixed standard, but varies
exceedingly according to the nature of those affairs. The greater the reward
at stake, the greater the risk we are prepared to run, and conversely. Hardly
any degree of certainty can exist, upon the security of which we should not
be prepared to act under appropriate circumstances.[24]
Some writers indeed altogether deny that any standard, in the common
sense of the word, either is, or ought to be, aimed at in legal proceedings.
metaphysicians term apodeictic,[23] for that can seldom or never be secured
in practical affairs, but such a degree of conviction, short of this, as every
reasonable person will feel to be sufficient for all his wants. Here again, one
would think, the quest must appear, to accurate thinkers, an utterly hopeless
one; an effort to discover natural breaks in a continuous magnitude. There
cannot indeed be the least doubt that, amongst limited classes of keen and
practised intellects, a standard of certainty, as of everything else, might be
retained and handed down with considerable accuracy: this is possible in
matters of taste and opinion where personal peculiarities of judgment are far
more liable to cause disagreement and confusion. But then such a consensus
is almost entirely an affair of tact and custom; whereas what is wanted in
the case in question is some criterion to which the comparatively uninitiated
may be able to appeal. The standard, therefore, must not merely be retained
by recollection, but be generally recognizable by its characteristics. If such
a criterion could be secured, its importance could hardly be overrated. But
so far as one may judge from the speeches of counsel, the charges of judges,
and the verdicts of juries, nothing really deserving the name is ever
attained.
§ 30. The nearest approach, perhaps, to a recognized standard is to be found
in the frequent assurance that juries are not bound to convict only in case
they have no doubt of the guilt of the accused; for the absolute exclusion of
all doubt, the utter impossibility of suggesting any counter hypothesis
which this assumes, is unattainable in human affairs. But, it is frequently
said, they are to convict if they have no ‘reasonable doubt,’ no such doubt,
that is, as would be ‘a hindrance to acting in the important affairs of life.’
As a caution against seeking after unattainable certainty, such advice may
be very useful; but it need hardly be remarked that the certainty upon which
we act in the important affairs of life is no fixed standard, but varies
exceedingly according to the nature of those affairs. The greater the reward
at stake, the greater the risk we are prepared to run, and conversely. Hardly
any degree of certainty can exist, upon the security of which we should not
be prepared to act under appropriate circumstances.[24]
Some writers indeed altogether deny that any standard, in the common
sense of the word, either is, or ought to be, aimed at in legal proceedings.
Page 301
For instance, Sir J. F. Stephen, in his work on English Criminal Law,[25]
after noticing and rejecting such standards as that last indicated, comes to
the conclusion that the only standard recognized by our law is that which
induces juries to convict:—“What is judicial proof? That which being
permitted by law to be given in evidence, induces twelve men, chosen
according to the Jury Act, to say that, having heard it, their minds are
satisfied of the truth of the proposition which it affirms. They may be
prejudiced, they may be timid, they may be rash, they may be ignorant; but
the oath, the number, and the property qualification, are intended, as far as
possible, to neutralize these disadvantages, and answer precisely to the
conditions imposed upon standards of value or length.” (p. 263.)
To admit this is much about the same thing as to abandon such a standard as
unattainable. Evidence which induces a jury to convict may doubtless be a
standard to me and others of what we ought to consider ‘reasonably
certain,’ provided of course that the various juries are tolerably uniform in
their conclusions. But it clearly cannot be proposed as a standard to the
juries themselves; if their decisions are to be consistent and uniform, they
want some external indication to guide them. When a man is asking, How
certain ought I to feel? to give such an answer as the above is, surely,
merely telling him that he is to be as certain as he is. If, indeed, juries
composed a close profession, they might, as was said above, retain a
traditional standard. But being, as they are, a selection from the ordinary lay
public, their own decisions in the past can hardly be held up to them as a
direction what they are to do in future.
§ 31. It would appear therefore that we may fairly say that the English law,
at any rate, definitely rejects the main assumption upon which the logical
doctrine of modality and its legal counterpart are based: the assumption,
namely, that different grades of conviction can be marked off from one
another with sufficient accuracy for us to be able to refer individual cases to
their corresponding classes. And that with regard to the collateral question
of fixing a standard of certainty, it will go no further than pronouncing, or
implying, that we are to be content with nothing short of, but need not go
beyond, ‘reasonable certainty.’
after noticing and rejecting such standards as that last indicated, comes to
the conclusion that the only standard recognized by our law is that which
induces juries to convict:—“What is judicial proof? That which being
permitted by law to be given in evidence, induces twelve men, chosen
according to the Jury Act, to say that, having heard it, their minds are
satisfied of the truth of the proposition which it affirms. They may be
prejudiced, they may be timid, they may be rash, they may be ignorant; but
the oath, the number, and the property qualification, are intended, as far as
possible, to neutralize these disadvantages, and answer precisely to the
conditions imposed upon standards of value or length.” (p. 263.)
To admit this is much about the same thing as to abandon such a standard as
unattainable. Evidence which induces a jury to convict may doubtless be a
standard to me and others of what we ought to consider ‘reasonably
certain,’ provided of course that the various juries are tolerably uniform in
their conclusions. But it clearly cannot be proposed as a standard to the
juries themselves; if their decisions are to be consistent and uniform, they
want some external indication to guide them. When a man is asking, How
certain ought I to feel? to give such an answer as the above is, surely,
merely telling him that he is to be as certain as he is. If, indeed, juries
composed a close profession, they might, as was said above, retain a
traditional standard. But being, as they are, a selection from the ordinary lay
public, their own decisions in the past can hardly be held up to them as a
direction what they are to do in future.
§ 31. It would appear therefore that we may fairly say that the English law,
at any rate, definitely rejects the main assumption upon which the logical
doctrine of modality and its legal counterpart are based: the assumption,
namely, that different grades of conviction can be marked off from one
another with sufficient accuracy for us to be able to refer individual cases to
their corresponding classes. And that with regard to the collateral question
of fixing a standard of certainty, it will go no further than pronouncing, or
implying, that we are to be content with nothing short of, but need not go
beyond, ‘reasonable certainty.’
Page 302
This is a statement of the standard, with which the logician and scientific
man can easily quarrel; and they may with much reason maintain that it has
not the slightest claim to accuracy, even if it had one to strict intelligibility.
If a man wishes to know whether his present degree of certainty is
reasonable, whither is he to appeal? He can scarcely compare his mental
state with that which is experienced in ‘the important affairs of life,’ for
these, as already remarked, would indicate no fixed value. At the same time,
one cannot suppose that such an expression is destitute of all signification.
People would not continue to use language, especially in matters of
paramount importance and interest, without meaning something by it. We
are driven therefore to conclude that ‘reasonable certainty’ does in a rude
sort of way represent a traditional standard to which it is attempted to
adhere. As already remarked, this is perfectly practicable in the case of any
class of professional men, and therefore not altogether impossible in the
case of those who are often and closely brought into connection with such a
class. Though it is hard to believe that any such expressions, when used for
purposes of ordinary life, attain at all near enough to any conventional
standard to be worth discussion; yet in the special case of a jury, acting
under the direct influence of a judge, it seems quite possible that their
deliberate assertion that they are ‘fully convinced’ may reach somewhat
more nearly to a tolerably fixed standard than ordinary outsiders would at
first think likely.
§ 32. Are there then any means by which we could ascertain what this
standard is; in other words, by which we could determine what is the real
worth, in respect of accuracy, of this ‘reasonable certainty’ which the juries
are supposed to secure? In the absence of authoritative declarations upon
the subject, the student of Logic and Probability would naturally resort to
two means, with a momentary notice of which we will conclude this
enquiry.
The first of these would aim at determining the standard of judicial
certainty indirectly, by simply determining the statistical frequency with
which the decisions (say) of a jury were found to be correct. This may seem
to be a hopeless task; and so indeed it is, but not so much on any theoretic
insufficiency of the determining elements as on account of the numerous
arbitrary assumptions which attach to most of the problems which deal with
man can easily quarrel; and they may with much reason maintain that it has
not the slightest claim to accuracy, even if it had one to strict intelligibility.
If a man wishes to know whether his present degree of certainty is
reasonable, whither is he to appeal? He can scarcely compare his mental
state with that which is experienced in ‘the important affairs of life,’ for
these, as already remarked, would indicate no fixed value. At the same time,
one cannot suppose that such an expression is destitute of all signification.
People would not continue to use language, especially in matters of
paramount importance and interest, without meaning something by it. We
are driven therefore to conclude that ‘reasonable certainty’ does in a rude
sort of way represent a traditional standard to which it is attempted to
adhere. As already remarked, this is perfectly practicable in the case of any
class of professional men, and therefore not altogether impossible in the
case of those who are often and closely brought into connection with such a
class. Though it is hard to believe that any such expressions, when used for
purposes of ordinary life, attain at all near enough to any conventional
standard to be worth discussion; yet in the special case of a jury, acting
under the direct influence of a judge, it seems quite possible that their
deliberate assertion that they are ‘fully convinced’ may reach somewhat
more nearly to a tolerably fixed standard than ordinary outsiders would at
first think likely.
§ 32. Are there then any means by which we could ascertain what this
standard is; in other words, by which we could determine what is the real
worth, in respect of accuracy, of this ‘reasonable certainty’ which the juries
are supposed to secure? In the absence of authoritative declarations upon
the subject, the student of Logic and Probability would naturally resort to
two means, with a momentary notice of which we will conclude this
enquiry.
The first of these would aim at determining the standard of judicial
certainty indirectly, by simply determining the statistical frequency with
which the decisions (say) of a jury were found to be correct. This may seem
to be a hopeless task; and so indeed it is, but not so much on any theoretic
insufficiency of the determining elements as on account of the numerous
arbitrary assumptions which attach to most of the problems which deal with
Page 303
the probability of testimony and judgments. It is not necessary for this
purpose that we should have an infallible superior court which revised the
decisions of the one under consideration;[26] it is sufficient if a large number
of ordinary representative cases are submitted to a court consisting even of
exactly similar materials to the one whose decisions we wish to test.
Provided always that we make the monstrous assumption that the
judgments of men about matters which deeply affect them are ‘independent’
in the sense in which the tosses of pence are independent, then the statistics
of mere agreement and disagreement will serve our purpose. We might be
able to say, for instance, that a jury of a given number, deciding by a given
majority, were right nine times out of ten in their verdict. Conclusions of
this kind, in reference to the French courts, are what Poisson has attempted
at the end of his great work on the Probability of Judgments; though I do
not suppose that he attached much numerical accuracy to his results.
A scarcely more hopeful means would be found by a reference to certain
cases of legal ‘presumptions.’ A ‘conclusive presumption’ is defined as
follows:—“Conclusive, or as they are elsewhere termed imperative or
absolute presumptions of law, are rules determining the quantity of
evidence requisite for the support of any particular averment which is not
permitted to be overcome by any proof that the fact is otherwise.”[27] A
large number of such presumptions will be found described in the text-
books, but they seem to refer to matters far too vague, for the most part, to
admit of any reduction to statistical frequency of occurrence. It is indeed
maintained by some authorities that any assignment of degree of Probability
is not their present object, but that they are simply meant to exclude the
troublesome delays that would ensue if everything were considered open to
doubt and question. Moreover, even if they did assign a degree of certainty
this would rather be an indication of what legislators or judges thought
reasonable than of what was so considered by the juries themselves.
There are indeed presumptions as to the time after which a man, if not heard
of, is supposed to be dead (capable of disproof, of course, by his
reappearance). If this time varied with the age of the man in question, we
should at once have some such standard as we desire, for a reference to the
Life tables would fix his probable duration of life, and so determine
indirectly the measure of probability which satisfied the law. But this is not
purpose that we should have an infallible superior court which revised the
decisions of the one under consideration;[26] it is sufficient if a large number
of ordinary representative cases are submitted to a court consisting even of
exactly similar materials to the one whose decisions we wish to test.
Provided always that we make the monstrous assumption that the
judgments of men about matters which deeply affect them are ‘independent’
in the sense in which the tosses of pence are independent, then the statistics
of mere agreement and disagreement will serve our purpose. We might be
able to say, for instance, that a jury of a given number, deciding by a given
majority, were right nine times out of ten in their verdict. Conclusions of
this kind, in reference to the French courts, are what Poisson has attempted
at the end of his great work on the Probability of Judgments; though I do
not suppose that he attached much numerical accuracy to his results.
A scarcely more hopeful means would be found by a reference to certain
cases of legal ‘presumptions.’ A ‘conclusive presumption’ is defined as
follows:—“Conclusive, or as they are elsewhere termed imperative or
absolute presumptions of law, are rules determining the quantity of
evidence requisite for the support of any particular averment which is not
permitted to be overcome by any proof that the fact is otherwise.”[27] A
large number of such presumptions will be found described in the text-
books, but they seem to refer to matters far too vague, for the most part, to
admit of any reduction to statistical frequency of occurrence. It is indeed
maintained by some authorities that any assignment of degree of Probability
is not their present object, but that they are simply meant to exclude the
troublesome delays that would ensue if everything were considered open to
doubt and question. Moreover, even if they did assign a degree of certainty
this would rather be an indication of what legislators or judges thought
reasonable than of what was so considered by the juries themselves.
There are indeed presumptions as to the time after which a man, if not heard
of, is supposed to be dead (capable of disproof, of course, by his
reappearance). If this time varied with the age of the man in question, we
should at once have some such standard as we desire, for a reference to the
Life tables would fix his probable duration of life, and so determine
indirectly the measure of probability which satisfied the law. But this is not
Page 304
the case; the period chosen is entirely irrespective of age. The nearest case
in point (and that does not amount to much) which I have been able to
ascertain is that of the age after which it has been presumed that a woman
was incapable of bearing children. This was the age of 53. A certain
approach to a statistical assignment of the chances in this case is to be
found in Quetelet's Physique Sociale (Vol. I. p. 184, note). According to the
authorities which he there quotes it would seem that in about one birth
in 5500 the mother was of the age of 50 or upwards. This does not quite
assign the degree of what may be called the à priori chance against the
occurrence of a birth at that age, because the fact of having commenced a
family at an early age represents some diminution of the probability of
continuing it into later life. But it serves to give some indication of what
may be called the odds against such an event.
It need not be remarked that any such clues as these to the measure of
judicial certainty are far too slight to be of any real value. They only
deserve passing notice as a possible logical solution of the problem in
question, or rather as an indication of the mode in which, in theory, such a
solution would have to be sought, were the English law, on those subjects, a
perfectly consistent scheme of scientific evidence. This is the mode in
which one would, under those circumstances, attempt to extract from its
proceedings an admission of the exact measure of that standard of certainty
which it adopted, but which it declined openly to enunciate.
1 Formal Logic, p. 232.
2
This appears to be the purport of some statements in a very confused
passage in Whately's Logic (Bk. II., ch. IV. § 1). “A modal proposition may
be stated as a pure one by attaching the mode to one of the terms, and the
proposition will in all respects fall under the foregoing rules;… ‘It is
probable that all knowledge is useful;’ ‘probably useful’ is here the
predicate.” He draws apparently no such distinction as that between the true
and false modality referred to in the next note. What is really surprising is
that even Hamilton puts the two (the true and the false modality) upon the
in point (and that does not amount to much) which I have been able to
ascertain is that of the age after which it has been presumed that a woman
was incapable of bearing children. This was the age of 53. A certain
approach to a statistical assignment of the chances in this case is to be
found in Quetelet's Physique Sociale (Vol. I. p. 184, note). According to the
authorities which he there quotes it would seem that in about one birth
in 5500 the mother was of the age of 50 or upwards. This does not quite
assign the degree of what may be called the à priori chance against the
occurrence of a birth at that age, because the fact of having commenced a
family at an early age represents some diminution of the probability of
continuing it into later life. But it serves to give some indication of what
may be called the odds against such an event.
It need not be remarked that any such clues as these to the measure of
judicial certainty are far too slight to be of any real value. They only
deserve passing notice as a possible logical solution of the problem in
question, or rather as an indication of the mode in which, in theory, such a
solution would have to be sought, were the English law, on those subjects, a
perfectly consistent scheme of scientific evidence. This is the mode in
which one would, under those circumstances, attempt to extract from its
proceedings an admission of the exact measure of that standard of certainty
which it adopted, but which it declined openly to enunciate.
1 Formal Logic, p. 232.
2
This appears to be the purport of some statements in a very confused
passage in Whately's Logic (Bk. II., ch. IV. § 1). “A modal proposition may
be stated as a pure one by attaching the mode to one of the terms, and the
proposition will in all respects fall under the foregoing rules;… ‘It is
probable that all knowledge is useful;’ ‘probably useful’ is here the
predicate.” He draws apparently no such distinction as that between the true
and false modality referred to in the next note. What is really surprising is
that even Hamilton puts the two (the true and the false modality) upon the
Page 305
same footing. “In regard to these [the former] the case is precisely the same;
the mode is merely a part of the predicate.” Logic, I. 257.
3 I allude of course to such examples as ‘A killed B unjustly,’ in which the
killing of B by A was sometimes said to be asserted not simply but with a
modification. (Hamilton's Logic, I. 256.) It is obvious that the modification
in such cases is by rights merely a part of the predicate, there being no
formal distinction between ‘A is the killer of B’ and ‘A is the unjust killer
of B.’ Indeed some logicians who were too conservative to reject the
generic name of modality in this application adopted the common expedient
of introducing a specific distinction which did away with its meaning,
terming the spurious kind ‘material modality’ and the genuine kind ‘formal
modality’. The former included all the cases in which the modification
belonged by right either to the predicate or to the subject; the latter was
reserved for the cases in which the modification affected the real
conjunction of the predicate with the subject. (Keckermann, Systema
Logicæ, Lib. II. ch. 3.) It was, I believe, a common scholastic distinction.
For some account of the dispute as to whether the negative particle was to
be considered to belong to the copula or to the predicate, see Hamilton's
Logic, I. 253.
4
He has also given a short discussion of the subject elsewhere
(Discussions, Ed. II. p. 702), in which a somewhat different view is taken.
The modes are indeed here admitted into logic, but only in so far as they
fall by subdivision under the relation of genus and species, which is of
course tantamount to their entire rejection; for they then differ in no
essential way from any other examples of that relation.
5 Letters, Lectures and Reviews, p. 61. Elsewhere in the review (p. 45) he
gives what appears to me a somewhat different decision.
6 It must be remembered that this is not one of the proportional propositions
with which we have been concerned in previous chapters: it is meant that
there are exactly 21 Ys, of which just 18 are X, not that on the average
18 out of 21 may be so regarded.
the mode is merely a part of the predicate.” Logic, I. 257.
3 I allude of course to such examples as ‘A killed B unjustly,’ in which the
killing of B by A was sometimes said to be asserted not simply but with a
modification. (Hamilton's Logic, I. 256.) It is obvious that the modification
in such cases is by rights merely a part of the predicate, there being no
formal distinction between ‘A is the killer of B’ and ‘A is the unjust killer
of B.’ Indeed some logicians who were too conservative to reject the
generic name of modality in this application adopted the common expedient
of introducing a specific distinction which did away with its meaning,
terming the spurious kind ‘material modality’ and the genuine kind ‘formal
modality’. The former included all the cases in which the modification
belonged by right either to the predicate or to the subject; the latter was
reserved for the cases in which the modification affected the real
conjunction of the predicate with the subject. (Keckermann, Systema
Logicæ, Lib. II. ch. 3.) It was, I believe, a common scholastic distinction.
For some account of the dispute as to whether the negative particle was to
be considered to belong to the copula or to the predicate, see Hamilton's
Logic, I. 253.
4
He has also given a short discussion of the subject elsewhere
(Discussions, Ed. II. p. 702), in which a somewhat different view is taken.
The modes are indeed here admitted into logic, but only in so far as they
fall by subdivision under the relation of genus and species, which is of
course tantamount to their entire rejection; for they then differ in no
essential way from any other examples of that relation.
5 Letters, Lectures and Reviews, p. 61. Elsewhere in the review (p. 45) he
gives what appears to me a somewhat different decision.
6 It must be remembered that this is not one of the proportional propositions
with which we have been concerned in previous chapters: it is meant that
there are exactly 21 Ys, of which just 18 are X, not that on the average
18 out of 21 may be so regarded.
Page 306
7 I consider however, as I have said further on (p. 320), that the treatment in
the older logics of Probable syllogisms, and Dialectic syllogisms, came to
somewhat the same thing as this, though they looked at the matter from a
different point of view, and expressed it in very different language.
8
The distinction is however by no means entirely neglected. Thus
Smiglecius, when discussing the modal affections of certainty and
necessity, says, “certitudo ad cognitionem spectat: necessitas vero est in re”
(Disputationes; Disp. XIII., Quæst. XII.).
9 It may be remarked that Whately (Logic, Bk. II. ch. II. § 2) speaks of
necessary, impossible and contingent matter, without any apparent
suspicion that they belong entirely to an obsolete point of view.
10 Formal Logic, p. 233.
11
The subject was sometimes altogether omitted, as by Wolf. He says a
good deal however about probable propositions and syllogisms, and, like
Leibnitz before him, looked forward to a “logica probabilium” as something
new and desirable. I imagine that he had been influenced by the writers on
Chances, as of the few who had already treated that subject nearly all the
most important are referred to in one passage (Philosophia Rationalis sive
Logica, § 593).
Lambert stands quite apart. In this respect, as in most others where
mathematical conceptions and symbols are involved, his logical attitude is
thoroughly unconventional. See, for instance, his chapter ‘Von dem
Wahrscheinlichen’, in his Neues Organon.
12 I cannot find the slightest authority for the statement in the elaborate
history of Logic by Prantl.
13 “Hi quatuor modi magnam censeri solent analogiam habere cum
quadruplici propositionum in quantitate et qualitate varietate” (Wallis's
Instit. Logic. Bk. II. ch. 8).
14
Laws of Thought, § 118.
the older logics of Probable syllogisms, and Dialectic syllogisms, came to
somewhat the same thing as this, though they looked at the matter from a
different point of view, and expressed it in very different language.
8
The distinction is however by no means entirely neglected. Thus
Smiglecius, when discussing the modal affections of certainty and
necessity, says, “certitudo ad cognitionem spectat: necessitas vero est in re”
(Disputationes; Disp. XIII., Quæst. XII.).
9 It may be remarked that Whately (Logic, Bk. II. ch. II. § 2) speaks of
necessary, impossible and contingent matter, without any apparent
suspicion that they belong entirely to an obsolete point of view.
10 Formal Logic, p. 233.
11
The subject was sometimes altogether omitted, as by Wolf. He says a
good deal however about probable propositions and syllogisms, and, like
Leibnitz before him, looked forward to a “logica probabilium” as something
new and desirable. I imagine that he had been influenced by the writers on
Chances, as of the few who had already treated that subject nearly all the
most important are referred to in one passage (Philosophia Rationalis sive
Logica, § 593).
Lambert stands quite apart. In this respect, as in most others where
mathematical conceptions and symbols are involved, his logical attitude is
thoroughly unconventional. See, for instance, his chapter ‘Von dem
Wahrscheinlichen’, in his Neues Organon.
12 I cannot find the slightest authority for the statement in the elaborate
history of Logic by Prantl.
13 “Hi quatuor modi magnam censeri solent analogiam habere cum
quadruplici propositionum in quantitate et qualitate varietate” (Wallis's
Instit. Logic. Bk. II. ch. 8).
14
Laws of Thought, § 118.
Page 307
15 “Haud scio magis ne doctrinam modalium scholastici exercuerint, quam
ea illos vexarit. Certe usque adeo sudatum hic fuit, ut dicterio locus sit
datus; De modalibus non gustabit asinus.” Keckermann, Syst. Log. Bk. II.
ch. 3.
16
Smiglecii Disputationes, Ingolstadt, 1618.
See also Prantl's Geschichte der Logik (under Occam and Buridan) for
accounts of the excessive complication which the subtlety of those learned
schoolmen evolved out of such suitable materials.
17 Translation by T. M. Lindsay, p. 439.
18 “The εἰκòς and σημεῖον themselves are propositions; the former stating a
general probability, the latter a fact, which is known to be an indication,
more or less certain, of the truth of some further statement, whether of a
single fact, or of a general belief. The former is a general proposition,
nearly, though not quite, universal; as ‘most men who envy hate’; the latter
is a singular proposition, which however is not regarded as a sign, except
relatively to some other proposition, which it is supposed may by inferred
from it.” (Mansel's Aldrich; Appendix F, where an account will be found of
the Aristotelian enthymeme, and dialectic syllogism. Also, of course,
Grote's Aristotle, Topics and elsewhere.)
19
“Nam in hoc etiam differt demonstratio, sen demonstrativa argumentatio,
à probabili, quia in illâ tam conclusio quam præmissæ necessariæ sunt; in
probabili autem argumentatione sicut conclusio ut probabilis infertur ita
præmissæ ut probabiles afferuntur” (Crackanthorpe, Bk. V., Ch. 1); almost
the words with which De Morgan distinguishes between logic and
probability in a passage already cited (see Ch. VI. § 3).
Perhaps it was a development of some such view as this that Leibnitz
looked forward to. “J'ai dit plus d'une fois qu'il faudrait une nouvelle espèce
de Logique, qui traiteroit des degrés de Probabilité, puisqu'Aristote dans ses
Topiques n'a rien moins fait que cela” (Nouveaux essais, Lib. IV. ch. XVI).
It is possible, indeed, that he had in his mind more what we now understand
by the mathematical theory of Probability, but in the infancy of a science it
ea illos vexarit. Certe usque adeo sudatum hic fuit, ut dicterio locus sit
datus; De modalibus non gustabit asinus.” Keckermann, Syst. Log. Bk. II.
ch. 3.
16
Smiglecii Disputationes, Ingolstadt, 1618.
See also Prantl's Geschichte der Logik (under Occam and Buridan) for
accounts of the excessive complication which the subtlety of those learned
schoolmen evolved out of such suitable materials.
17 Translation by T. M. Lindsay, p. 439.
18 “The εἰκòς and σημεῖον themselves are propositions; the former stating a
general probability, the latter a fact, which is known to be an indication,
more or less certain, of the truth of some further statement, whether of a
single fact, or of a general belief. The former is a general proposition,
nearly, though not quite, universal; as ‘most men who envy hate’; the latter
is a singular proposition, which however is not regarded as a sign, except
relatively to some other proposition, which it is supposed may by inferred
from it.” (Mansel's Aldrich; Appendix F, where an account will be found of
the Aristotelian enthymeme, and dialectic syllogism. Also, of course,
Grote's Aristotle, Topics and elsewhere.)
19
“Nam in hoc etiam differt demonstratio, sen demonstrativa argumentatio,
à probabili, quia in illâ tam conclusio quam præmissæ necessariæ sunt; in
probabili autem argumentatione sicut conclusio ut probabilis infertur ita
præmissæ ut probabiles afferuntur” (Crackanthorpe, Bk. V., Ch. 1); almost
the words with which De Morgan distinguishes between logic and
probability in a passage already cited (see Ch. VI. § 3).
Perhaps it was a development of some such view as this that Leibnitz
looked forward to. “J'ai dit plus d'une fois qu'il faudrait une nouvelle espèce
de Logique, qui traiteroit des degrés de Probabilité, puisqu'Aristote dans ses
Topiques n'a rien moins fait que cela” (Nouveaux essais, Lib. IV. ch. XVI).
It is possible, indeed, that he had in his mind more what we now understand
by the mathematical theory of Probability, but in the infancy of a science it
Page 308
is of course hard to say whether any particular subject is definitely
contemplated or not. Leibnitz (as Todhunter has shown in his history) took
the greatest interest in such chance problems as had yet been discussed.
20 By loci were understood certain general classes of premises. They stood,
in fact, to the major premise in somewhat the same relation that the
Category or Predicament did to the term. Crackanthorpe says of them, “sed
duci a loco probabiliter arguendi, hoc vere proprium est Argumentationis
probabilis; et in hoc a Demonstratione differt, quia Demonstrator utitur
solummodo quatuor Locis eisque necessariis…. Præter hos autem, ex
quibus quoque probabiliter arguere licet, sunt multo plures Loci arguendi
probabiliter; ut a Genere, a Specie, ab Adjuncto, ab Oppositis, et similia”
(Logica, Lib. V., ch. II.).
21
Stephen's General View of the Criminal Law of England, p. 241.
22 Rationale of Judicial Evidence; Bk. I. ch. VI.
23 Though this is claimed by some Kantian logicians;—Nie darf an einem
angeblichen Verbrecher die gesetzliche Strafe vollzogen werden, bevor er
nicht selbst das Verbrechen eingestanden. Denn wenn auch alle Zeugnisse
und die übrigen Anzeigen wider ihn wären, so bleibt doch das Gegentheil
immer möglich” (Krug, Denklehre, § 131).
24
As Mr C. J. Monro puts it: “Suppose that a man is suspected of
murdering his daughter. Evidence which would not convict him before an
ordinary jury might make a grand jury find a true bill; evidence which
would not do this might make a coroner's jury bring in a verdict against
him; evidence which would not do this would very often prevent a
Chancery judge from appointing the man guardian to a ward of the court;
evidence which would not affect the judge's mind might make a father think
twice on his death-bed before he appointed the man guardian to his
daughter.”
25 The portions of this work which treat of the nature of proof in general,
and of judicial proof in particular, are well worth reading by every logical
student. It appears to me, however, that the author goes much too far in the
contemplated or not. Leibnitz (as Todhunter has shown in his history) took
the greatest interest in such chance problems as had yet been discussed.
20 By loci were understood certain general classes of premises. They stood,
in fact, to the major premise in somewhat the same relation that the
Category or Predicament did to the term. Crackanthorpe says of them, “sed
duci a loco probabiliter arguendi, hoc vere proprium est Argumentationis
probabilis; et in hoc a Demonstratione differt, quia Demonstrator utitur
solummodo quatuor Locis eisque necessariis…. Præter hos autem, ex
quibus quoque probabiliter arguere licet, sunt multo plures Loci arguendi
probabiliter; ut a Genere, a Specie, ab Adjuncto, ab Oppositis, et similia”
(Logica, Lib. V., ch. II.).
21
Stephen's General View of the Criminal Law of England, p. 241.
22 Rationale of Judicial Evidence; Bk. I. ch. VI.
23 Though this is claimed by some Kantian logicians;—Nie darf an einem
angeblichen Verbrecher die gesetzliche Strafe vollzogen werden, bevor er
nicht selbst das Verbrechen eingestanden. Denn wenn auch alle Zeugnisse
und die übrigen Anzeigen wider ihn wären, so bleibt doch das Gegentheil
immer möglich” (Krug, Denklehre, § 131).
24
As Mr C. J. Monro puts it: “Suppose that a man is suspected of
murdering his daughter. Evidence which would not convict him before an
ordinary jury might make a grand jury find a true bill; evidence which
would not do this might make a coroner's jury bring in a verdict against
him; evidence which would not do this would very often prevent a
Chancery judge from appointing the man guardian to a ward of the court;
evidence which would not affect the judge's mind might make a father think
twice on his death-bed before he appointed the man guardian to his
daughter.”
25 The portions of this work which treat of the nature of proof in general,
and of judicial proof in particular, are well worth reading by every logical
student. It appears to me, however, that the author goes much too far in the
Page 309
direction of regarding proof as subjective, that is as what does satisfy
people, rather than as what should satisfy them. He compares the legislative
standard of certainty with that of value; this latter is declared to be a certain
weight of gold, irrespective of the rarity or commonness of that metal. So
with certainty; if people grow more credulous the intrinsic value of the
standard will vary.
26 The question will be more fully discussed in a future chapter, but a few
words may be inserted here by way of indication. Reduce the case to the
simplest possible elements by supposing only two judges or courts, of the
same average correctness of decision. Let this be indicated by x. Then the
chance of their agreeing is x2 + (1 − x)2, for they agree if both are right or
both wrong. If the statistical frequency of this agreement is known, that is,
the frequency with which the first judgment is confirmed by the second, we
have the means of determining x.
27 Taylor on Evidence: the latter part of the extract does not seem very clear.
people, rather than as what should satisfy them. He compares the legislative
standard of certainty with that of value; this latter is declared to be a certain
weight of gold, irrespective of the rarity or commonness of that metal. So
with certainty; if people grow more credulous the intrinsic value of the
standard will vary.
26 The question will be more fully discussed in a future chapter, but a few
words may be inserted here by way of indication. Reduce the case to the
simplest possible elements by supposing only two judges or courts, of the
same average correctness of decision. Let this be indicated by x. Then the
chance of their agreeing is x2 + (1 − x)2, for they agree if both are right or
both wrong. If the statistical frequency of this agreement is known, that is,
the frequency with which the first judgment is confirmed by the second, we
have the means of determining x.
27 Taylor on Evidence: the latter part of the extract does not seem very clear.
Page 310
CHAPTER XIV.
Page 311
FALLACIES.
§ 1. In works on Logic a chapter is generally devoted to the discussion of
Fallacies, that is, to the description and classification of the different ways
in which the rules of Logic may be transgressed. The analogy of Probability
to Logic is sufficiently close to make it advisable to adopt the same plan
here. In describing his own opinions an author is, of course, perpetually
obliged to describe and criticise those of others which he considers
erroneous. But some of the most widely spread errors find no supporters
worth mentioning, and exist only in vague popular misapprehension. It will
be found the best arrangement, therefore, at the risk of occasional
repetition, to collect a few of the errors that occur most frequently, and as
far as possible to trace them to their sources; but it will hardly be worth the
trouble to attempt any regular system of arrangement and classification. We
shall mainly confine ourselves, in accordance with the special province of
this work, to problems which involve questions of logical interest, or to
those which refer to the application of Probability to moral and social
science. We shall avoid the discussion of isolated problems in games of
chance and skill except when some error of principle seems to be involved
in them.
§ 2. (I.) One of the most fertile sources of error and confusion upon the
subject has been already several times alluded to, and in part discussed in a
previous chapter. This consists in choosing the class to which to refer an
event, and therefore judging of the rarity of the event and the consequent
improbability of foretelling it, after it has happened, and then transferring
the impressions we experience to a supposed contemplation of the event
beforehand. The process in itself is perfectly legitimate (however
unnecessary it may be), since time does not in strictness enter at all into
questions of Probability. No error therefore need arise in this way, if we
were careful as to the class which we thus selected; but such carefulness is
often neglected.
An illustration may afford help here. A man once pointed to a small target
chalked upon a door, the target having a bullet hole through the centre of it,
and surprised some spectators by declaring that he had fired that shot from
§ 1. In works on Logic a chapter is generally devoted to the discussion of
Fallacies, that is, to the description and classification of the different ways
in which the rules of Logic may be transgressed. The analogy of Probability
to Logic is sufficiently close to make it advisable to adopt the same plan
here. In describing his own opinions an author is, of course, perpetually
obliged to describe and criticise those of others which he considers
erroneous. But some of the most widely spread errors find no supporters
worth mentioning, and exist only in vague popular misapprehension. It will
be found the best arrangement, therefore, at the risk of occasional
repetition, to collect a few of the errors that occur most frequently, and as
far as possible to trace them to their sources; but it will hardly be worth the
trouble to attempt any regular system of arrangement and classification. We
shall mainly confine ourselves, in accordance with the special province of
this work, to problems which involve questions of logical interest, or to
those which refer to the application of Probability to moral and social
science. We shall avoid the discussion of isolated problems in games of
chance and skill except when some error of principle seems to be involved
in them.
§ 2. (I.) One of the most fertile sources of error and confusion upon the
subject has been already several times alluded to, and in part discussed in a
previous chapter. This consists in choosing the class to which to refer an
event, and therefore judging of the rarity of the event and the consequent
improbability of foretelling it, after it has happened, and then transferring
the impressions we experience to a supposed contemplation of the event
beforehand. The process in itself is perfectly legitimate (however
unnecessary it may be), since time does not in strictness enter at all into
questions of Probability. No error therefore need arise in this way, if we
were careful as to the class which we thus selected; but such carefulness is
often neglected.
An illustration may afford help here. A man once pointed to a small target
chalked upon a door, the target having a bullet hole through the centre of it,
and surprised some spectators by declaring that he had fired that shot from
Page 312
an old fowling-piece at a distance of a hundred yards, His statement was
true enough, but he suppressed a rather important fact. The shot had really
been aimed in a general way at the barn-door, and had hit it; the target was
afterwards chalked round the spot where the bullet struck. A deception
analogous to this is, I think, often practised unconsciously in other matters.
We judge of events on a similar principle, feeling and expressing surprise in
an equally unreasonable way, and deciding as to their occurrence on
grounds which are really merely a subsequent adjunct of our own. Butler's
remarks about ‘the story of Cæsar,’ discussed already in the twelfth chapter,
are of this character. He selects a series of events from history, and then
imagines a person guessing them correctly who at the time had not the
history before him. As I have already pointed out, it is one thing to be
unlikely to guess an event rightly without specific evidence; it is another
and very different thing to appreciate the truth of a story which is founded
partly or entirely upon evidence. But it is a great mistake to transfer to one
of these ways of viewing the matter the mental impressions which properly
belong to the other. It is like drawing the target afterwards, and then being
surprised to find that the shot lies in the centre of it.
§ 3. One aspect of this fallacy has been already discussed, but it will serve
to clear up difficulties which are often felt upon the subject if we reexamine
the question under a somewhat more general form.
In the class of examples under discussion we are generally presented with
an individual which is not indeed definitely referred to a class, but in regard
to which we have no great difficulty in choosing the appropriate class. Now
suppose we were contemplating such an event as the throwing of sixes with
a pair of dice four times running. Such a throw would be termed a very
unlikely event, as the odds against its happening would be
36 × 36 × 36 × 36 − 1 to 1 or 1679615 to 1. The meaning of these phrases, as
has been abundantly pointed out, is simply that the event in question occurs
very rarely; that, stated with numerical accuracy, it occurs once in 1679616
times.
§ 4. But now let us make the assumption that the throw has actually
occurred; let us put ourselves into the position of contemplating sixes four
times running when it is known or reported that this throw has happened.
true enough, but he suppressed a rather important fact. The shot had really
been aimed in a general way at the barn-door, and had hit it; the target was
afterwards chalked round the spot where the bullet struck. A deception
analogous to this is, I think, often practised unconsciously in other matters.
We judge of events on a similar principle, feeling and expressing surprise in
an equally unreasonable way, and deciding as to their occurrence on
grounds which are really merely a subsequent adjunct of our own. Butler's
remarks about ‘the story of Cæsar,’ discussed already in the twelfth chapter,
are of this character. He selects a series of events from history, and then
imagines a person guessing them correctly who at the time had not the
history before him. As I have already pointed out, it is one thing to be
unlikely to guess an event rightly without specific evidence; it is another
and very different thing to appreciate the truth of a story which is founded
partly or entirely upon evidence. But it is a great mistake to transfer to one
of these ways of viewing the matter the mental impressions which properly
belong to the other. It is like drawing the target afterwards, and then being
surprised to find that the shot lies in the centre of it.
§ 3. One aspect of this fallacy has been already discussed, but it will serve
to clear up difficulties which are often felt upon the subject if we reexamine
the question under a somewhat more general form.
In the class of examples under discussion we are generally presented with
an individual which is not indeed definitely referred to a class, but in regard
to which we have no great difficulty in choosing the appropriate class. Now
suppose we were contemplating such an event as the throwing of sixes with
a pair of dice four times running. Such a throw would be termed a very
unlikely event, as the odds against its happening would be
36 × 36 × 36 × 36 − 1 to 1 or 1679615 to 1. The meaning of these phrases, as
has been abundantly pointed out, is simply that the event in question occurs
very rarely; that, stated with numerical accuracy, it occurs once in 1679616
times.
§ 4. But now let us make the assumption that the throw has actually
occurred; let us put ourselves into the position of contemplating sixes four
times running when it is known or reported that this throw has happened.
Page 313
The same phrase, namely that the event is a very unlikely one, will often be
used in relation to it, but we shall find that this phrase may be employed to
indicate, on one occasion or another, extremely different meanings.
(1) There is, firstly, the most correct meaning. The event, it is true, has
happened, and we know what it is, and therefore, we have not really any
occasion to resort to the rules of Probability; but we can nevertheless
conceive ourselves as being in the position of a person who does not know,
and who has only Probability to appeal to. By calling the chances 1679615
to 1 against the throw we then mean to imply the fact, that inasmuch as
such a throw occurs only once in 1679616 times, our guess, were we to
guess, would be correct only once in the same number of times; provided,
that is, that it is a fair guess, based simply on these statistical grounds.
§ 5. (2) But there is a second and very different conception sometimes
introduced, especially when the event in question is supposed to be known,
not as above by the evidence of our experience, but by the report of a
witness. We may then mean by the ‘chances against the event’ (as was
pointed out in Chapter XII.) not the proportional number of times we should
be right in guessing the event, but the proportional number of times the
witness will be right in reporting it. The bases of our inference are here
shifted on to new ground. In the former case the statistics were the throws
and their respective frequency, now they are the witnesses' statements and
their respective truthfulness.
§ 6. (3) But there is yet another meaning sometimes intended to be
conveyed when persons talk of the chances against such an event as the
throw in question. They may mean—not, Here is an event, how often
should I have guessed it?—nor, Here is a report, how often will it be
correct?—but something different from either, namely, Here is an event,
how often will it be found to be produced by some one particular kind of
cause?
When, for example, a man hears of dice giving the same throw several
times running, and speaks of this as very extraordinary, we shall often find
that he is not merely thinking of the improbability of his guess being right,
or of the report being true, but, that along with this, he is introducing the
question of the throw having been produced by fair dice. There is, of
used in relation to it, but we shall find that this phrase may be employed to
indicate, on one occasion or another, extremely different meanings.
(1) There is, firstly, the most correct meaning. The event, it is true, has
happened, and we know what it is, and therefore, we have not really any
occasion to resort to the rules of Probability; but we can nevertheless
conceive ourselves as being in the position of a person who does not know,
and who has only Probability to appeal to. By calling the chances 1679615
to 1 against the throw we then mean to imply the fact, that inasmuch as
such a throw occurs only once in 1679616 times, our guess, were we to
guess, would be correct only once in the same number of times; provided,
that is, that it is a fair guess, based simply on these statistical grounds.
§ 5. (2) But there is a second and very different conception sometimes
introduced, especially when the event in question is supposed to be known,
not as above by the evidence of our experience, but by the report of a
witness. We may then mean by the ‘chances against the event’ (as was
pointed out in Chapter XII.) not the proportional number of times we should
be right in guessing the event, but the proportional number of times the
witness will be right in reporting it. The bases of our inference are here
shifted on to new ground. In the former case the statistics were the throws
and their respective frequency, now they are the witnesses' statements and
their respective truthfulness.
§ 6. (3) But there is yet another meaning sometimes intended to be
conveyed when persons talk of the chances against such an event as the
throw in question. They may mean—not, Here is an event, how often
should I have guessed it?—nor, Here is a report, how often will it be
correct?—but something different from either, namely, Here is an event,
how often will it be found to be produced by some one particular kind of
cause?
When, for example, a man hears of dice giving the same throw several
times running, and speaks of this as very extraordinary, we shall often find
that he is not merely thinking of the improbability of his guess being right,
or of the report being true, but, that along with this, he is introducing the
question of the throw having been produced by fair dice. There is, of
Page 314
course, no reason whatever why such a question as this should not also be
referred to Probability, provided always that we could find the appropriate
statistics by which to judge. These statistics would be composed, not of
throws of the particular dice, nor of reports of the particular witness, but of
the occasions on which such a throw as the one in question respectively
had, and had not, been produced fairly. The objection to entering upon this
view of the question would be that no such statistics are obtainable, and that
if they were, we should prefer to form our opinion (on principles to be
described in Chapter XVI.) from the special circumstances of the case
rather than from an appeal to the average.
§ 7. The reader will easily be able to supply examples in illustration of the
distinctions just given; we will briefly examine but one. I hide a banknote in
a certain book in a large library, and leave the room. A person tells me that,
after I went out, a stranger came in, walked straight up to that particular
book, and took it away with him. Many people on hearing this account
would reply, How extremely improbable! On analysing the phrase, I think
we shall find that certainly two, and possibly all three, of the above
meanings might be involved in this exclamation. (1) What may be meant is
this,—Assuming that the report is true, and the stranger innocent, a rare
event has occurred. Many books might have been thus taken without that
particular one being selected. I should not therefore have expected the
event, and when it has happened I am surprised. Now a man has a perfect
right to be surprised, but he has no logical right (so long as we confine
ourselves to this view) to make his surprise a ground for disbelieving the
event. To do this is to fall into the fallacy described at the commencement
of this chapter. The fact of my not having been likely to have guessed a
thing beforehand is no reason in itself for doubting it when I am informed
of it. (2) Or I may stop short of the events reported, and apply the rules of
Probability to the report itself. If so, what I mean is that such a story as this
now before me is of a kind very generally false, and that I cannot therefore
attach much credit to it now. (3) Or I may accept the truth of the report, but
doubt the fact of the stranger having taken the book at random. If so, what I
mean is, that of men who take books in the way described, only a small
proportion will be found to have taken them really at random; the majority
will do so because they had by some means ascertained, or come to suspect,
what there was inside the book.
referred to Probability, provided always that we could find the appropriate
statistics by which to judge. These statistics would be composed, not of
throws of the particular dice, nor of reports of the particular witness, but of
the occasions on which such a throw as the one in question respectively
had, and had not, been produced fairly. The objection to entering upon this
view of the question would be that no such statistics are obtainable, and that
if they were, we should prefer to form our opinion (on principles to be
described in Chapter XVI.) from the special circumstances of the case
rather than from an appeal to the average.
§ 7. The reader will easily be able to supply examples in illustration of the
distinctions just given; we will briefly examine but one. I hide a banknote in
a certain book in a large library, and leave the room. A person tells me that,
after I went out, a stranger came in, walked straight up to that particular
book, and took it away with him. Many people on hearing this account
would reply, How extremely improbable! On analysing the phrase, I think
we shall find that certainly two, and possibly all three, of the above
meanings might be involved in this exclamation. (1) What may be meant is
this,—Assuming that the report is true, and the stranger innocent, a rare
event has occurred. Many books might have been thus taken without that
particular one being selected. I should not therefore have expected the
event, and when it has happened I am surprised. Now a man has a perfect
right to be surprised, but he has no logical right (so long as we confine
ourselves to this view) to make his surprise a ground for disbelieving the
event. To do this is to fall into the fallacy described at the commencement
of this chapter. The fact of my not having been likely to have guessed a
thing beforehand is no reason in itself for doubting it when I am informed
of it. (2) Or I may stop short of the events reported, and apply the rules of
Probability to the report itself. If so, what I mean is that such a story as this
now before me is of a kind very generally false, and that I cannot therefore
attach much credit to it now. (3) Or I may accept the truth of the report, but
doubt the fact of the stranger having taken the book at random. If so, what I
mean is, that of men who take books in the way described, only a small
proportion will be found to have taken them really at random; the majority
will do so because they had by some means ascertained, or come to suspect,
what there was inside the book.
Page 315
Each of the above three meanings is a possible and a legitimate meaning.
The only requisite is that we should be careful to ascertain which of them is
present to the mind, so as to select the appropriate statistics. The first makes
in itself the most legitimate use of Probability; the drawback being that at
the time in question the functions of Probability are superseded by the event
being otherwise known. The second or third, therefore, is the more likely
meaning to be present to the mind, for in these cases Probability, if it could
be practically made use of, would, at the time in question, be a means of
drawing really important inferences. The drawbacks are the difficulty of
finding such statistics, and the extreme disturbing influence upon these
statistics of the circumstances of the special case.
§ 8. (II.) Closely connected with the tendency just mentioned is that which
prompts us to confound a true chance selection with one which is more or
less picked. When we are dealing with familiar objects in a concrete way,
especially when the greater rarity corresponds to superiority of quality,
almost every one has learnt to recognize the distinction. No one, for
instance, on observing a fine body of troops in a foreign town, but would be
prompted to ask whether they came from an average regiment or from one
that was picked. When however the distinction refers to unfamiliar objects,
and especially when only comparative rarity seems to be involved, the
fallacy may assume a rather subtle and misleading form, and seems to
deserve special notice by the consideration of a few examples.
Sometimes the result is not so much an actual fallacy as a slight
misreckoning of the order of probability of the event under consideration.
For instance, in the Pyramid question, we saw that it made some difference
whether we considered that π alone was to be taken into account or whether
we put this constant into a class with a small number of other similar ones.
In deciding, however, whether or not there is anything remarkable in the
actual falling short of the representation of the number 7 in the evaluation
of π (v. p. 247) the whole question turns upon considerations of this kind.
The only enquiry raised is whether there is anything remarkable in this
departure from the mean, and the answer depends upon whether we suppose
that we are referring to a predetermined digit, or to whatever digit of the ten
happens to be most above or below the average. Or, take the case raised by
Cournot (Exposition de la Théorie des Chances, §§ 102, 114), that a certain
The only requisite is that we should be careful to ascertain which of them is
present to the mind, so as to select the appropriate statistics. The first makes
in itself the most legitimate use of Probability; the drawback being that at
the time in question the functions of Probability are superseded by the event
being otherwise known. The second or third, therefore, is the more likely
meaning to be present to the mind, for in these cases Probability, if it could
be practically made use of, would, at the time in question, be a means of
drawing really important inferences. The drawbacks are the difficulty of
finding such statistics, and the extreme disturbing influence upon these
statistics of the circumstances of the special case.
§ 8. (II.) Closely connected with the tendency just mentioned is that which
prompts us to confound a true chance selection with one which is more or
less picked. When we are dealing with familiar objects in a concrete way,
especially when the greater rarity corresponds to superiority of quality,
almost every one has learnt to recognize the distinction. No one, for
instance, on observing a fine body of troops in a foreign town, but would be
prompted to ask whether they came from an average regiment or from one
that was picked. When however the distinction refers to unfamiliar objects,
and especially when only comparative rarity seems to be involved, the
fallacy may assume a rather subtle and misleading form, and seems to
deserve special notice by the consideration of a few examples.
Sometimes the result is not so much an actual fallacy as a slight
misreckoning of the order of probability of the event under consideration.
For instance, in the Pyramid question, we saw that it made some difference
whether we considered that π alone was to be taken into account or whether
we put this constant into a class with a small number of other similar ones.
In deciding, however, whether or not there is anything remarkable in the
actual falling short of the representation of the number 7 in the evaluation
of π (v. p. 247) the whole question turns upon considerations of this kind.
The only enquiry raised is whether there is anything remarkable in this
departure from the mean, and the answer depends upon whether we suppose
that we are referring to a predetermined digit, or to whatever digit of the ten
happens to be most above or below the average. Or, take the case raised by
Cournot (Exposition de la Théorie des Chances, §§ 102, 114), that a certain
Page 316
deviation from the mean in the case of Departmental returns of the
proportion between male and female births is significant and indicative of a
difference in kind, provided that we select at random a single French
Department; but that the same deviation may be accidental if it is the
maximum of the respective returns for several Departments.[1] The answer
may be given one way or the other according as we bear this consideration
in mind.
§ 9. We are peculiarly liable to be misled in this way when we are
endeavouring to determine the cause of some phenomenon, by mere
statistics, in entire ignorance as to the direction in which the cause should
be expected. In such cases an ingenious person who chooses to look about
over a large field can never fail to hit upon an explanation which is
plausible in the sense that it fits in with the hitherto observed facts. With a
tithe of the trouble which Mr Piazzi Smyth expended upon the measurement
of the great pyramid, I think I would undertake to find plausible intimations
of several of the important constants and standards which he discovered
there, in the dimensions of the desk at which I am writing. The oddest
instance of this sort of conclusion is perhaps to be found in the researches
of a writer who has discovered[2] that there is a connection of a striking kind
between the respective successes of the Oxford and the Cambridge boat in
the annual race, and the greater and less frequency of sun-spots.
Of course our usual practical resource in such cases is to make appeal to our
previous knowledge of the subject in question, which enables us to reject as
absurd a great number of hypotheses which can nevertheless make a fair
show when they are allowed to rest upon a limited amount of adroitly
selected instances. But it must be remembered that if any theory chooses to
appeal to statistics, to statistics it must be suffered to go for judgment. Even
the boat race theory could be established (if sound) on this ground alone.
That is, if it really could be shown that experience in the long run confirmed
the preponderance of successes on one side or the other according to the
relative frequency of the sun-spots, we should have to accept the fact that
the two classes of events were not really independent. One of the two,
whichever it may be, must be suspected of causing or influencing the other;
or both must be caused or influenced by some common circumstances.
proportion between male and female births is significant and indicative of a
difference in kind, provided that we select at random a single French
Department; but that the same deviation may be accidental if it is the
maximum of the respective returns for several Departments.[1] The answer
may be given one way or the other according as we bear this consideration
in mind.
§ 9. We are peculiarly liable to be misled in this way when we are
endeavouring to determine the cause of some phenomenon, by mere
statistics, in entire ignorance as to the direction in which the cause should
be expected. In such cases an ingenious person who chooses to look about
over a large field can never fail to hit upon an explanation which is
plausible in the sense that it fits in with the hitherto observed facts. With a
tithe of the trouble which Mr Piazzi Smyth expended upon the measurement
of the great pyramid, I think I would undertake to find plausible intimations
of several of the important constants and standards which he discovered
there, in the dimensions of the desk at which I am writing. The oddest
instance of this sort of conclusion is perhaps to be found in the researches
of a writer who has discovered[2] that there is a connection of a striking kind
between the respective successes of the Oxford and the Cambridge boat in
the annual race, and the greater and less frequency of sun-spots.
Of course our usual practical resource in such cases is to make appeal to our
previous knowledge of the subject in question, which enables us to reject as
absurd a great number of hypotheses which can nevertheless make a fair
show when they are allowed to rest upon a limited amount of adroitly
selected instances. But it must be remembered that if any theory chooses to
appeal to statistics, to statistics it must be suffered to go for judgment. Even
the boat race theory could be established (if sound) on this ground alone.
That is, if it really could be shown that experience in the long run confirmed
the preponderance of successes on one side or the other according to the
relative frequency of the sun-spots, we should have to accept the fact that
the two classes of events were not really independent. One of the two,
whichever it may be, must be suspected of causing or influencing the other;
or both must be caused or influenced by some common circumstances.
Page 317
§ 10. (III.) The fallacy described at the commencement of this chapter arose
from determining to judge of an observed or reported event by the rules of
Probability, but employing a wrong set of statistics in the process of
judging. Another fallacy, closely connected with this, arises from the
practice of taking some only of the characteristics of such an event, and
arbitrarily confining to these the appeal to Probability. Suppose I toss up
twelve pence and find that eleven of them give heads. Many persons on
witnessing such an occurrence would experience a feeling which they
would express by the remark, How near that was to getting all heads! And if
any thing very important were staked on the throw they would be much
excited at the occurrence. But in what sense were we near to twelve? There
is a not uncommon error, I apprehend, which consists in unconsciously
regarding the eleven heads as a thing which is already somehow secured, so
that one might as it were keep them, and then take our chance for securing
the remaining one. The eleven are mentally set aside, looked upon as certain
(for they have already happened), and we then introduce the notion of
chance merely for the twelfth. But this twelfth, having also happened, has
no better claim to such a distinction than any of the others. If we will
introduce the notion of chance in the case of the one that gave tail we must
do the same in the case of all the others as well. In other words, if the tosser
be dissatisfied at the appearance of the one tail, and wish to cancel it and try
his luck again, he must toss up the whole lot of pence again fairly together.
In this case, of course, so far from his having a better prospect for the next
throw he may think himself in very good luck if he makes again as good a
throw as the one he rejected. What he is doing is confounding this case with
that in which the throws are really successive. If eleven heads have been
tossed up in turn, we are of course within an even chance of getting a
twelfth; but the circumstances are quite different in the instance proposed.
§ 11. In the above example the error is transparent. But in forming a
judgment upon matters of greater complexity than dice and pence,
especially in the case of what are called ‘narrow escapes,’ a mistake of an
analogous kind is, I apprehend, far from uncommon. A person, for example,
who has just experienced a narrow escape will often be filled with surprise
and anxiety amounting almost to terror. The event being past, these feelings
are, at the time, in strictness inappropriate. If, as is quite possible, they are
merely instinctive, or the result of association, they do not fall within the
from determining to judge of an observed or reported event by the rules of
Probability, but employing a wrong set of statistics in the process of
judging. Another fallacy, closely connected with this, arises from the
practice of taking some only of the characteristics of such an event, and
arbitrarily confining to these the appeal to Probability. Suppose I toss up
twelve pence and find that eleven of them give heads. Many persons on
witnessing such an occurrence would experience a feeling which they
would express by the remark, How near that was to getting all heads! And if
any thing very important were staked on the throw they would be much
excited at the occurrence. But in what sense were we near to twelve? There
is a not uncommon error, I apprehend, which consists in unconsciously
regarding the eleven heads as a thing which is already somehow secured, so
that one might as it were keep them, and then take our chance for securing
the remaining one. The eleven are mentally set aside, looked upon as certain
(for they have already happened), and we then introduce the notion of
chance merely for the twelfth. But this twelfth, having also happened, has
no better claim to such a distinction than any of the others. If we will
introduce the notion of chance in the case of the one that gave tail we must
do the same in the case of all the others as well. In other words, if the tosser
be dissatisfied at the appearance of the one tail, and wish to cancel it and try
his luck again, he must toss up the whole lot of pence again fairly together.
In this case, of course, so far from his having a better prospect for the next
throw he may think himself in very good luck if he makes again as good a
throw as the one he rejected. What he is doing is confounding this case with
that in which the throws are really successive. If eleven heads have been
tossed up in turn, we are of course within an even chance of getting a
twelfth; but the circumstances are quite different in the instance proposed.
§ 11. In the above example the error is transparent. But in forming a
judgment upon matters of greater complexity than dice and pence,
especially in the case of what are called ‘narrow escapes,’ a mistake of an
analogous kind is, I apprehend, far from uncommon. A person, for example,
who has just experienced a narrow escape will often be filled with surprise
and anxiety amounting almost to terror. The event being past, these feelings
are, at the time, in strictness inappropriate. If, as is quite possible, they are
merely instinctive, or the result of association, they do not fall within the
Page 318
province of any kind of Logic. If, however, as seems more likely, they
partially arise from a supposed transference of ourselves into that point of
past time at which the event was just about to happen, and the production
by imagination of the feelings we should then expect to experience, this
process partakes of the nature of an inference, and can be right or wrong. In
other words, the alarm may be proportionate or disproportionate to the
amount of danger that might fairly have been reckoned upon in such a
hypothetical anticipation. If the supposed transfer were completely carried
out, there would be no fallacy; but it is often very incompletely done, some
of the component parts of the event being supposed to be determined or
‘arranged’ (to use a sporting phrase) in the form in which we now know that
they actually have happened, and only the remaining ones being fairly
contemplated as future chances.
A man, for example, is out with a friend, whose rifle goes off by accident,
and the bullet passes through his hat. He trembles with anxiety at thinking
what might have happened, and perhaps remarks, ‘How very near I was to
being killed!’ Now we may safely assume that he means something more
than that a shot passed very close to him. He has some vague idea that, as
he would probably say, ‘his chance of being killed then was very great.’ His
surprise and terror may be in great part physical and instinctive, arising
simply from the knowledge that the shot had passed very near him. But his
mental state may be analysed, and we shall then most likely find, at bottom,
a fallacy of the kind described above. To speak or think of chance in
connection with the incident, is to refer the particular incident to a class of
incidents of a similar character, and then to consider the comparative
frequency with which the contemplated result ensues. Now the series which
we may suppose to be most naturally selected in this case is one composed
of shooting excursions with his friend; up to this point the proceedings are
assumed to be designed, beyond it only, in the subsequent event, was there
accident. Once in a thousand times perhaps on such occasions the gun will
go off accidentally; one in a thousand only of those discharges will be
directed near his friend's head. If we will make the accident a matter of
Probability, we ought by rights in this way (to adopt the language of the
first example), to ‘toss up again’ fairly. But we do not do this; we seem to
assume for certain that the shot goes within an inch of our heads, detach
partially arise from a supposed transference of ourselves into that point of
past time at which the event was just about to happen, and the production
by imagination of the feelings we should then expect to experience, this
process partakes of the nature of an inference, and can be right or wrong. In
other words, the alarm may be proportionate or disproportionate to the
amount of danger that might fairly have been reckoned upon in such a
hypothetical anticipation. If the supposed transfer were completely carried
out, there would be no fallacy; but it is often very incompletely done, some
of the component parts of the event being supposed to be determined or
‘arranged’ (to use a sporting phrase) in the form in which we now know that
they actually have happened, and only the remaining ones being fairly
contemplated as future chances.
A man, for example, is out with a friend, whose rifle goes off by accident,
and the bullet passes through his hat. He trembles with anxiety at thinking
what might have happened, and perhaps remarks, ‘How very near I was to
being killed!’ Now we may safely assume that he means something more
than that a shot passed very close to him. He has some vague idea that, as
he would probably say, ‘his chance of being killed then was very great.’ His
surprise and terror may be in great part physical and instinctive, arising
simply from the knowledge that the shot had passed very near him. But his
mental state may be analysed, and we shall then most likely find, at bottom,
a fallacy of the kind described above. To speak or think of chance in
connection with the incident, is to refer the particular incident to a class of
incidents of a similar character, and then to consider the comparative
frequency with which the contemplated result ensues. Now the series which
we may suppose to be most naturally selected in this case is one composed
of shooting excursions with his friend; up to this point the proceedings are
assumed to be designed, beyond it only, in the subsequent event, was there
accident. Once in a thousand times perhaps on such occasions the gun will
go off accidentally; one in a thousand only of those discharges will be
directed near his friend's head. If we will make the accident a matter of
Probability, we ought by rights in this way (to adopt the language of the
first example), to ‘toss up again’ fairly. But we do not do this; we seem to
assume for certain that the shot goes within an inch of our heads, detach
Page 319
that from the notion of chance at all, and then begin to introduce this notion
again for possible deflections from that saving inch.
§ 12. (IV.) We will now notice a fallacy connected with the subjects of
betting and gambling. Many or most of the popular misapprehensions on
this subject imply such utter ignorance and confusion as to the foundations
of the science that it would be needless to discuss them here. The following
however is of a far more plausible kind, and has been a source of perplexity
to persons of considerable acuteness.
The case, put into the simplest form, is as follows.[3] Suppose that a
person A is playing against B, B being either another individual or a group
of individuals, say a gambling bank. They begin by tossing for a shilling,
and A maintains that he is in possession of a device which will insure his
winning. If he does win on the first occasion he has clearly gained his point
so far. If he loses, he stakes next time two shillings instead of one. The
result of course is that if he wins on the second occasion he replaces his
former loss, and is left with one shilling profit as well. So he goes on,
doubling his stake after every loss, with the obvious result that on the first
occasion of success he makes good all his previous losses, and is left with a
shilling over. But such an occasion must come sooner or later, by the
assumptions of chance on which the game is founded. Hence it follows that
he can insure, sooner or later, being left a final winner. Moreover he may
win to any amount; firstly from the obvious consideration that he might
make his initial stake as large as he pleased, a hundred pounds, for instance,
instead of a shilling; and secondly, because what he has done once he may
do again. He may put his shilling by, and have a second spell of play, long
or short as the case may be, with the same termination to it. Accordingly by
mere persistency he may accumulate any sum of money he pleases, in
apparent defiance of all that is meant by luck.
§ 13. I have classed this opinion among fallacies, as the present is the most
convenient opportunity of discussing it, though in strictness it should rather
be termed a paradox, since the conclusion is perfectly sound. The only
fallacy consists in regarding such a way of obtaining the result as
mysterious. On the contrary, there is nothing more easy than to insure
ultimate success under the given conditions. The point is worth enquiry,
again for possible deflections from that saving inch.
§ 12. (IV.) We will now notice a fallacy connected with the subjects of
betting and gambling. Many or most of the popular misapprehensions on
this subject imply such utter ignorance and confusion as to the foundations
of the science that it would be needless to discuss them here. The following
however is of a far more plausible kind, and has been a source of perplexity
to persons of considerable acuteness.
The case, put into the simplest form, is as follows.[3] Suppose that a
person A is playing against B, B being either another individual or a group
of individuals, say a gambling bank. They begin by tossing for a shilling,
and A maintains that he is in possession of a device which will insure his
winning. If he does win on the first occasion he has clearly gained his point
so far. If he loses, he stakes next time two shillings instead of one. The
result of course is that if he wins on the second occasion he replaces his
former loss, and is left with one shilling profit as well. So he goes on,
doubling his stake after every loss, with the obvious result that on the first
occasion of success he makes good all his previous losses, and is left with a
shilling over. But such an occasion must come sooner or later, by the
assumptions of chance on which the game is founded. Hence it follows that
he can insure, sooner or later, being left a final winner. Moreover he may
win to any amount; firstly from the obvious consideration that he might
make his initial stake as large as he pleased, a hundred pounds, for instance,
instead of a shilling; and secondly, because what he has done once he may
do again. He may put his shilling by, and have a second spell of play, long
or short as the case may be, with the same termination to it. Accordingly by
mere persistency he may accumulate any sum of money he pleases, in
apparent defiance of all that is meant by luck.
§ 13. I have classed this opinion among fallacies, as the present is the most
convenient opportunity of discussing it, though in strictness it should rather
be termed a paradox, since the conclusion is perfectly sound. The only
fallacy consists in regarding such a way of obtaining the result as
mysterious. On the contrary, there is nothing more easy than to insure
ultimate success under the given conditions. The point is worth enquiry,
Page 320
from the principles it involves, and because the answers commonly given
do not quite meet the difficulty. It is sometimes urged, for instance, that no
bank would or does allow the speculator to choose at will the amount of his
stake, but puts a limit to the amount for which it will consent to play. This is
quite true, but is of course no answer to the hypothetical enquiry before us,
which assumes that such a state of things is allowed. Again, it has been
urged that the possibility in question turns entirely upon the fact that credit
must be supposed to be given, for otherwise the fortune of the player may
not hold out until his turn of luck arrives:—that, in fact, sooner or later, if
he goes on long enough, his fortune will not hold out long enough, and all
his gains will be swept away. It is quite true that credit is a condition of
success, but it is in no sense the cause. We may suppose both parties to
agree at the outset that there shall be no payments until the game be ended,
A having the right to decide when it shall be considered to be ended. It still
remains true that whereas in ordinary gambling, i.e. with fixed or haphazard
stakes, A could not ensure winning eventually to any extent, he can do so if
he adopt such a scheme as the one in question. And this is the state of things
which seems to call for explanation.
§ 14. What causes perplexity here is the supposed fact that in some
mysterious way certainty has been conjured out of uncertainty; that in a
game where the detailed events are utterly inscrutable, and where the
average, by supposition, shows no preference for either side, one party is
nevertheless succeeding somehow in steadily drawing the luck his own
way. It looks as if it were a parallel case with that of a man who should
succeed by some device in permanently securing more than half of the
tosses with a penny which was nevertheless to be regarded as a perfectly
fair one.
This is quite a mistake. The real fact is that A does not expose his gains to
chance at all; all that he so exposes is the number of times he has to wait
until he gains. Put such a case as this. I offer to give a man any sum of
money he chooses to mention provided he will at once give it back again to
me with one pound more. It does not need much acuteness to see that it is a
matter of indifference to me whether he chooses to mention one pound, or
ten, or a hundred. Now suppose that instead of leaving it to his choice
which of these sums is to be selected each time, the two parties agree to
do not quite meet the difficulty. It is sometimes urged, for instance, that no
bank would or does allow the speculator to choose at will the amount of his
stake, but puts a limit to the amount for which it will consent to play. This is
quite true, but is of course no answer to the hypothetical enquiry before us,
which assumes that such a state of things is allowed. Again, it has been
urged that the possibility in question turns entirely upon the fact that credit
must be supposed to be given, for otherwise the fortune of the player may
not hold out until his turn of luck arrives:—that, in fact, sooner or later, if
he goes on long enough, his fortune will not hold out long enough, and all
his gains will be swept away. It is quite true that credit is a condition of
success, but it is in no sense the cause. We may suppose both parties to
agree at the outset that there shall be no payments until the game be ended,
A having the right to decide when it shall be considered to be ended. It still
remains true that whereas in ordinary gambling, i.e. with fixed or haphazard
stakes, A could not ensure winning eventually to any extent, he can do so if
he adopt such a scheme as the one in question. And this is the state of things
which seems to call for explanation.
§ 14. What causes perplexity here is the supposed fact that in some
mysterious way certainty has been conjured out of uncertainty; that in a
game where the detailed events are utterly inscrutable, and where the
average, by supposition, shows no preference for either side, one party is
nevertheless succeeding somehow in steadily drawing the luck his own
way. It looks as if it were a parallel case with that of a man who should
succeed by some device in permanently securing more than half of the
tosses with a penny which was nevertheless to be regarded as a perfectly
fair one.
This is quite a mistake. The real fact is that A does not expose his gains to
chance at all; all that he so exposes is the number of times he has to wait
until he gains. Put such a case as this. I offer to give a man any sum of
money he chooses to mention provided he will at once give it back again to
me with one pound more. It does not need much acuteness to see that it is a
matter of indifference to me whether he chooses to mention one pound, or
ten, or a hundred. Now suppose that instead of leaving it to his choice
which of these sums is to be selected each time, the two parties agree to
Page 321
leave it to chance. Let them, for instance, draw a number out of a bag each
time, and let that be the sum which A gives to B under the prescribed
conditions. The case is not altered. A still gains his pound each time, for the
introduction of the element of chance has not in any way touched this. All
that it does is to make this pound the result of an uncertain subtraction,
sometimes 10 minus 9, sometimes 50 minus 49, and so on. It is these
numbers only, not their difference, which he submits to luck, and this is of
no consequence whatever.
To suggest to any individual or company that they should consent to go on
playing upon such terms as these would be too barefaced a proposal. And
yet the case in question is identical in principle, and almost identical in
form, with this. To offer to give a man any sum he likes to name provided
he gives you back again that same sum plus one, and to offer him any
number of terms he pleases of the series 1, 2, 4, 8, 16, &c., provided you
have the next term of the set, are equivalent. The only difference is that in
the latter case the result is attained with somewhat more of arithmetical
parade. Similarly equivalent are the processes in case we prefer to leave it
to chance, instead of to choice, to decide what sum or what number of terms
shall be fixed upon. This latter is what is really done in the case in question.
A man who consents to go on doubling his stake every time he wins, is
leaving nothing else to chance than the determination of the particular
number of terms of such a geometrical series which shall be allowed to pass
before he stops.
§ 15. It may be added that there is no special virtue in the particular series in
question, viz. that in accordance with which the stake is doubled each time.
All that is needed is that the last term of the series should more than balance
all the preceding ones. Any other series which increased faster than this
geometrical one, would answer the purpose as well or better. Nor is it
necessary, again, that the game should be an even or ‘fair’ one. Chance, be
it remembered, affects nothing here but the number of terms to which the
series attains on each occasion, its final result being always arithmetically
fixed. When a penny is tossed up it is only on one of every two occasions
that the series runs to more than two terms, and so his fixed gains come in
pretty regularly. But unless he was playing for a limited time only, it would
not affect him if the series ran to two hundred terms; it would merely take
time, and let that be the sum which A gives to B under the prescribed
conditions. The case is not altered. A still gains his pound each time, for the
introduction of the element of chance has not in any way touched this. All
that it does is to make this pound the result of an uncertain subtraction,
sometimes 10 minus 9, sometimes 50 minus 49, and so on. It is these
numbers only, not their difference, which he submits to luck, and this is of
no consequence whatever.
To suggest to any individual or company that they should consent to go on
playing upon such terms as these would be too barefaced a proposal. And
yet the case in question is identical in principle, and almost identical in
form, with this. To offer to give a man any sum he likes to name provided
he gives you back again that same sum plus one, and to offer him any
number of terms he pleases of the series 1, 2, 4, 8, 16, &c., provided you
have the next term of the set, are equivalent. The only difference is that in
the latter case the result is attained with somewhat more of arithmetical
parade. Similarly equivalent are the processes in case we prefer to leave it
to chance, instead of to choice, to decide what sum or what number of terms
shall be fixed upon. This latter is what is really done in the case in question.
A man who consents to go on doubling his stake every time he wins, is
leaving nothing else to chance than the determination of the particular
number of terms of such a geometrical series which shall be allowed to pass
before he stops.
§ 15. It may be added that there is no special virtue in the particular series in
question, viz. that in accordance with which the stake is doubled each time.
All that is needed is that the last term of the series should more than balance
all the preceding ones. Any other series which increased faster than this
geometrical one, would answer the purpose as well or better. Nor is it
necessary, again, that the game should be an even or ‘fair’ one. Chance, be
it remembered, affects nothing here but the number of terms to which the
series attains on each occasion, its final result being always arithmetically
fixed. When a penny is tossed up it is only on one of every two occasions
that the series runs to more than two terms, and so his fixed gains come in
pretty regularly. But unless he was playing for a limited time only, it would
not affect him if the series ran to two hundred terms; it would merely take
Page 322
him somewhat longer to win his stakes. A man might safely, for instance,
continue to lay an even bet that he would get the single prize in a lottery of
a thousand tickets, provided he thus doubled, or more than doubled, his
stake each time, and unlimited credit was given.
§ 16. So regarded, the problem is simple enough, but there are two points in
it to which attention may conveniently be directed.
In the first place, it serves very pointedly to remind us of the distinction
between a series of events (in this case the tosses of the penny) which really
are subjects of chance, and our conduct founded upon these events, which
may or may not be so subject.[4] It is quite possible that this latter may be so
contrived as to be in many respects a matter of absolute certainty,—a
consideration, I presume, familiar enough to professional betting men. Why
is the ordinary way of betting on the throws of a penny fair to both parties?
Because a ‘fair’ series is ‘fairly’ treated. The heads and tails occur at
random, but on an average equally often, and the stakes are either fixed or
also arranged at random. If a man backs heads every time for the same
amount, he will of course in the long run neither win nor lose. Neither will
he if he varies the stake every time, provided he does not vary it in such a
way as to make its amount dependent on the fact of his having won or lost
the time before. But he may, if he pleases, and the other party consents, so
arrange his stakes (as in the case in question) that Chance, if one might so
express it, does not get a fair chance. Here the human elements of choice
and design have been so brought to bear upon a series of events which,
regarded by themselves, exhibit nothing but the physical characteristics of
chance, that the latter elements disappear, and we get a result which is
arithmetically certain. Other analogous instances might be suggested, but
the one before us has the merit of most ingeniously disguising the actual
process.
§ 17. The meaning of the remark just made will be better seen by a
comparison with the following case. It has been attempted[5] to explain the
preponderance of male births over female by assuming that the chances of
the two are equal, but that the general desire to have a male heir tends to
induce many unions to persist until the occurrence of this event, and no
longer. It is supposed that in this way there would be a slight preponderance
continue to lay an even bet that he would get the single prize in a lottery of
a thousand tickets, provided he thus doubled, or more than doubled, his
stake each time, and unlimited credit was given.
§ 16. So regarded, the problem is simple enough, but there are two points in
it to which attention may conveniently be directed.
In the first place, it serves very pointedly to remind us of the distinction
between a series of events (in this case the tosses of the penny) which really
are subjects of chance, and our conduct founded upon these events, which
may or may not be so subject.[4] It is quite possible that this latter may be so
contrived as to be in many respects a matter of absolute certainty,—a
consideration, I presume, familiar enough to professional betting men. Why
is the ordinary way of betting on the throws of a penny fair to both parties?
Because a ‘fair’ series is ‘fairly’ treated. The heads and tails occur at
random, but on an average equally often, and the stakes are either fixed or
also arranged at random. If a man backs heads every time for the same
amount, he will of course in the long run neither win nor lose. Neither will
he if he varies the stake every time, provided he does not vary it in such a
way as to make its amount dependent on the fact of his having won or lost
the time before. But he may, if he pleases, and the other party consents, so
arrange his stakes (as in the case in question) that Chance, if one might so
express it, does not get a fair chance. Here the human elements of choice
and design have been so brought to bear upon a series of events which,
regarded by themselves, exhibit nothing but the physical characteristics of
chance, that the latter elements disappear, and we get a result which is
arithmetically certain. Other analogous instances might be suggested, but
the one before us has the merit of most ingeniously disguising the actual
process.
§ 17. The meaning of the remark just made will be better seen by a
comparison with the following case. It has been attempted[5] to explain the
preponderance of male births over female by assuming that the chances of
the two are equal, but that the general desire to have a male heir tends to
induce many unions to persist until the occurrence of this event, and no
longer. It is supposed that in this way there would be a slight preponderance
Page 323
of families which consisted of one son only, or of two sons and one
daughter, and so forth.
This is quite fallacious (as had been noticed by Laplace, in his Essai); and
there could not be a better instance chosen than this to show just what we
can do and what we cannot do in the way of altering the luck in a real
chance-succession of events. To suppose that the number of actual births
could be influenced in the way in question is exactly the same thing as to
suppose that a number of gamblers could increase the ratio of heads to tails,
to something over one-half, by each handing the coin to his neighbour as
soon as he had thrown a head: that they have only to leave off as soon as
head has appeared; an absurdity which we need not pause to explain at this
stage. The essential point about the ‘Martingale’ is that, whereas the
occurrence of the events on which the stakes are laid is unaffected, the
stakes themselves can be so adjusted as to make the luck swing one way.
§ 18. In the second place, this example brings before us what has had to be
so often mentioned already, namely, that the series of Probability are in
strictness supposed to be interminable. If therefore we allow either party to
call upon us to stop, especially at a point which just happens to suit him, we
may get results decidedly opposed to the integrity of the theory. In the case
before us it is a necessary stipulation for A that he may be allowed to leave
off when he wishes, that is at one of the points at which the throw is in his
favour. Without this stipulation he may be left a loser to any amount.
Introduce the supposition that one party may arbitrarily call for a stoppage
when it suits him and refuse to permit it sooner, and almost any system of
what would be otherwise fair play may be converted into a very one-sided
arrangement. Indeed, in the case in question, A need not adopt this device of
doubling the stakes every time he loses. He may play with a fixed stake,
and nevertheless insure that one party shall win any assigned sum,
assuming that the game is even and that he is permitted to play on credit.
§ 19. (V.) A common mistake is to assume that a very unlikely thing will not
happen at all. It is a mistake which, when thus stated in words, is too
obvious to be committed, for the meaning of an unlikely thing is one that
happens at rare intervals; if it were not assumed that the event would
happen sometimes it would not be called unlikely, but impossible. This is an
daughter, and so forth.
This is quite fallacious (as had been noticed by Laplace, in his Essai); and
there could not be a better instance chosen than this to show just what we
can do and what we cannot do in the way of altering the luck in a real
chance-succession of events. To suppose that the number of actual births
could be influenced in the way in question is exactly the same thing as to
suppose that a number of gamblers could increase the ratio of heads to tails,
to something over one-half, by each handing the coin to his neighbour as
soon as he had thrown a head: that they have only to leave off as soon as
head has appeared; an absurdity which we need not pause to explain at this
stage. The essential point about the ‘Martingale’ is that, whereas the
occurrence of the events on which the stakes are laid is unaffected, the
stakes themselves can be so adjusted as to make the luck swing one way.
§ 18. In the second place, this example brings before us what has had to be
so often mentioned already, namely, that the series of Probability are in
strictness supposed to be interminable. If therefore we allow either party to
call upon us to stop, especially at a point which just happens to suit him, we
may get results decidedly opposed to the integrity of the theory. In the case
before us it is a necessary stipulation for A that he may be allowed to leave
off when he wishes, that is at one of the points at which the throw is in his
favour. Without this stipulation he may be left a loser to any amount.
Introduce the supposition that one party may arbitrarily call for a stoppage
when it suits him and refuse to permit it sooner, and almost any system of
what would be otherwise fair play may be converted into a very one-sided
arrangement. Indeed, in the case in question, A need not adopt this device of
doubling the stakes every time he loses. He may play with a fixed stake,
and nevertheless insure that one party shall win any assigned sum,
assuming that the game is even and that he is permitted to play on credit.
§ 19. (V.) A common mistake is to assume that a very unlikely thing will not
happen at all. It is a mistake which, when thus stated in words, is too
obvious to be committed, for the meaning of an unlikely thing is one that
happens at rare intervals; if it were not assumed that the event would
happen sometimes it would not be called unlikely, but impossible. This is an
Page 324
error which could scarcely occur except in vague popular misapprehension,
and is so abundantly refuted in works on Probability, that it need only be
touched upon briefly here. It follows of course, from our definition of
Probability, that to speak of a very rare combination of events as one that is
‘sure never to happen,’ is to use language incorrectly. Such a phrase may
pass current as a loose popular exaggeration, but in strictness it involves a
contradiction. The truth about such rare events cannot be better described
than in the following quotation from De Morgan:[6]—
“It is said that no person ever does arrive at such extremely improbable
cases as the one just cited [drawing the same ball five times running out of a
bag containing twenty balls]. That a given individual should never throw an
ace twelve times running on a single die, is by far the most likely; indeed,
so remote are the chances of such an event in any twelve trials (more than
2,000,000,000 to 1 against it) that it is unlikely the experience of any given
country, in any given century, should furnish it. But let us stop for a
moment, and ask ourselves to what this argument applies. A person who
rarely touches dice will hardly believe that doublets sometimes occur three
times running; one who handles them frequently knows that such is
sometimes the fact. Every very practised user of those implements has seen
still rarer sequences. Now suppose that a society of persons had thrown the
dice so often as to secure a run of six aces observed and recorded, the
preceding argument would still be used against twelve. And if another
society had practised long enough to see twelve aces following each other,
they might still employ the same method of doubting as to a run of twenty-
four; and so on, ad infinitum. The power of imagining cases which contain
long combinations so much exceeds that of exhibiting and arranging them,
that it is easy to assign a telegraph which should make a separate signal for
every grain of sand in a globe as large as the visible universe, upon the
hypothesis of the most space-penetrating astronomer. The fallacy of the
preceding objection lies in supposing events in number beyond our
experience, composed entirely of sequences such as fall within our
experience. It makes the past necessarily contain the whole, as to the quality
of its components; and judges by samples. Now the least cautious buyer of
grain requires to examine a handful before he judges of a bushel, and a
bushel before he judges of a load. But relatively to such enormous numbers
of combinations as are frequently proposed, our experience does not
and is so abundantly refuted in works on Probability, that it need only be
touched upon briefly here. It follows of course, from our definition of
Probability, that to speak of a very rare combination of events as one that is
‘sure never to happen,’ is to use language incorrectly. Such a phrase may
pass current as a loose popular exaggeration, but in strictness it involves a
contradiction. The truth about such rare events cannot be better described
than in the following quotation from De Morgan:[6]—
“It is said that no person ever does arrive at such extremely improbable
cases as the one just cited [drawing the same ball five times running out of a
bag containing twenty balls]. That a given individual should never throw an
ace twelve times running on a single die, is by far the most likely; indeed,
so remote are the chances of such an event in any twelve trials (more than
2,000,000,000 to 1 against it) that it is unlikely the experience of any given
country, in any given century, should furnish it. But let us stop for a
moment, and ask ourselves to what this argument applies. A person who
rarely touches dice will hardly believe that doublets sometimes occur three
times running; one who handles them frequently knows that such is
sometimes the fact. Every very practised user of those implements has seen
still rarer sequences. Now suppose that a society of persons had thrown the
dice so often as to secure a run of six aces observed and recorded, the
preceding argument would still be used against twelve. And if another
society had practised long enough to see twelve aces following each other,
they might still employ the same method of doubting as to a run of twenty-
four; and so on, ad infinitum. The power of imagining cases which contain
long combinations so much exceeds that of exhibiting and arranging them,
that it is easy to assign a telegraph which should make a separate signal for
every grain of sand in a globe as large as the visible universe, upon the
hypothesis of the most space-penetrating astronomer. The fallacy of the
preceding objection lies in supposing events in number beyond our
experience, composed entirely of sequences such as fall within our
experience. It makes the past necessarily contain the whole, as to the quality
of its components; and judges by samples. Now the least cautious buyer of
grain requires to examine a handful before he judges of a bushel, and a
bushel before he judges of a load. But relatively to such enormous numbers
of combinations as are frequently proposed, our experience does not
Page 325
deserve the title of a handful as compared with a bushel, or even of a single
grain.”
§ 20. The origin of this inveterate mistake is not difficult to be accounted
for. It arises, no doubt, from the exigencies of our practical life. No man can
bear in mind every contingency to which he may be exposed. If therefore
we are ever to do anything at all in the world, a large number of the rarer
contingencies must be left entirely out of account. And the necessity of this
oblivion is strengthened by the shortness of our life. Mathematically
speaking, it would be said to be certain that any one who lives long enough
will be bitten by a mad dog, for the event is not an impossible, but only an
improbable one, and must therefore come to pass in time. But this and an
indefinite number of other disagreeable contingencies have on most
occasions to be entirely ignored in practice, and thence they come almost
necessarily to drop equally out of our thought and expectation. And when
the event is one in itself of no importance, like a rare throw of the dice, a
great effort of imagination may be required, on the part of persons not
accustomed to abstract mathematical calculation, to enable them to realize
the throw as being even possible.
Attempts have sometimes been made to estimate what extremity of
unlikelihood ought to be considered as equivalent to this practical zero
point of belief. In so far as such attempts are carried out by logicians, or by
those who are unwilling to resort to mathematical valuation of chances,
they must be regarded as merely a special form of the modal difficulties
discussed in the last chapter, and need not therefore be reconsidered here;
but a word or two may be added concerning the views of some who have
looked at the matter from the mathematician's point of view.
The principal of these is perhaps Buffon. He has arrived at the estimate
(Arithmétique Morale § VIII.) that this practical zero is equivalent to a
1
chance of 10,000 . The grounds for selecting this fraction are found in the fact
that, according to the tables of mortality accessible to him, it represents the
chance of a man of 56 dying in the course of the next day. But since no man
under common circumstances takes the chance into the slightest
consideration, it follows that it is practically estimated as having no value.
grain.”
§ 20. The origin of this inveterate mistake is not difficult to be accounted
for. It arises, no doubt, from the exigencies of our practical life. No man can
bear in mind every contingency to which he may be exposed. If therefore
we are ever to do anything at all in the world, a large number of the rarer
contingencies must be left entirely out of account. And the necessity of this
oblivion is strengthened by the shortness of our life. Mathematically
speaking, it would be said to be certain that any one who lives long enough
will be bitten by a mad dog, for the event is not an impossible, but only an
improbable one, and must therefore come to pass in time. But this and an
indefinite number of other disagreeable contingencies have on most
occasions to be entirely ignored in practice, and thence they come almost
necessarily to drop equally out of our thought and expectation. And when
the event is one in itself of no importance, like a rare throw of the dice, a
great effort of imagination may be required, on the part of persons not
accustomed to abstract mathematical calculation, to enable them to realize
the throw as being even possible.
Attempts have sometimes been made to estimate what extremity of
unlikelihood ought to be considered as equivalent to this practical zero
point of belief. In so far as such attempts are carried out by logicians, or by
those who are unwilling to resort to mathematical valuation of chances,
they must be regarded as merely a special form of the modal difficulties
discussed in the last chapter, and need not therefore be reconsidered here;
but a word or two may be added concerning the views of some who have
looked at the matter from the mathematician's point of view.
The principal of these is perhaps Buffon. He has arrived at the estimate
(Arithmétique Morale § VIII.) that this practical zero is equivalent to a
1
chance of 10,000 . The grounds for selecting this fraction are found in the fact
that, according to the tables of mortality accessible to him, it represents the
chance of a man of 56 dying in the course of the next day. But since no man
under common circumstances takes the chance into the slightest
consideration, it follows that it is practically estimated as having no value.
Page 326
It is obvious that this result is almost entirely arbitrary, and in fact his
reasons cannot be regarded as anything more than a slender justification
from experience for adopting a conveniently simple fraction; a justification
however which would apparently have been equally available in the case of
any other fractions lying within wide limits of the one selected.[7]
§ 21. There is one particular form of this error, which, from the importance
occasionally attached to it, deserves perhaps more special examination. As
stated above, there can be no doubt that, however unlikely an event may be,
if we (loosely speaking) vary the circumstances sufficiently, or if, in other
words, we keep on trying long enough, we shall meet with such an event at
last. If we toss up a pair of dice a few times we shall get doublets; if we try
longer with three we shall get triplets, and so on. However unusual the
event may be, even were it sixes a thousand times running, it will come
some time or other if we have only patience and vitality enough. Now apply
this result to the letters of the alphabet. Suppose that one letter at a time is
drawn from a bag which contains them all, and is then replaced. If the
letters were written down one after another as they occurred, it would
commonly be expected that they would be found to make mere nonsense,
and would never arrange themselves into the words of any language known
to men. No more they would in general, but it is a commonly accepted
result of the theory, and one which we may assume the reader to be ready to
admit without further discussion, that, if the process were continued long
enough, words making sense would appear; nay more, that any book we
chose to mention,—Milton's Paradise Lost or the plays of Shakespeare, for
example,—would be produced in this way at last. It would take more days
than we have space in this volume to represent in figures, to make tolerably
certain of obtaining the former of these works by thus drawing letters out of
a bag, but the desired result would be obtained at length.[8] Now many
people have not unnaturally thought it derogatory to genius to suggest that
its productions could have also been obtained by chance, whilst others have
gone on to argue, If this be the case, might not the world itself in this
manner have been produced by chance?
§ 22. We will begin with the comparatively simple, determinate, and
intelligible problem of the possible production of the works of a great
human genius by chance. With regard to this possibility, it may be a
reasons cannot be regarded as anything more than a slender justification
from experience for adopting a conveniently simple fraction; a justification
however which would apparently have been equally available in the case of
any other fractions lying within wide limits of the one selected.[7]
§ 21. There is one particular form of this error, which, from the importance
occasionally attached to it, deserves perhaps more special examination. As
stated above, there can be no doubt that, however unlikely an event may be,
if we (loosely speaking) vary the circumstances sufficiently, or if, in other
words, we keep on trying long enough, we shall meet with such an event at
last. If we toss up a pair of dice a few times we shall get doublets; if we try
longer with three we shall get triplets, and so on. However unusual the
event may be, even were it sixes a thousand times running, it will come
some time or other if we have only patience and vitality enough. Now apply
this result to the letters of the alphabet. Suppose that one letter at a time is
drawn from a bag which contains them all, and is then replaced. If the
letters were written down one after another as they occurred, it would
commonly be expected that they would be found to make mere nonsense,
and would never arrange themselves into the words of any language known
to men. No more they would in general, but it is a commonly accepted
result of the theory, and one which we may assume the reader to be ready to
admit without further discussion, that, if the process were continued long
enough, words making sense would appear; nay more, that any book we
chose to mention,—Milton's Paradise Lost or the plays of Shakespeare, for
example,—would be produced in this way at last. It would take more days
than we have space in this volume to represent in figures, to make tolerably
certain of obtaining the former of these works by thus drawing letters out of
a bag, but the desired result would be obtained at length.[8] Now many
people have not unnaturally thought it derogatory to genius to suggest that
its productions could have also been obtained by chance, whilst others have
gone on to argue, If this be the case, might not the world itself in this
manner have been produced by chance?
§ 22. We will begin with the comparatively simple, determinate, and
intelligible problem of the possible production of the works of a great
human genius by chance. With regard to this possibility, it may be a
Page 327
consolation to some timid minds to be reminded that the power of
producing the works of a Shakespeare, in time, is not confined to
consummate genius and to mere chance. There is a third alternative, viz.
that of purely mechanical procedure. Any one, down almost to an idiot,
might do it, if he took sufficient time about the task. For suppose that the
required number of letters were procured and arranged, not by chance, but
designedly, and according to rules suggested by the theory of permutations:
the letters of the alphabet and the number of them to be employed being
finite, every order in which they could occur would come in its due turn,
and therefore every thing which can be expressed in language would be
arrived at some time or other.
There is really nothing that need shock any one in such a result. Its
possibility arises from the following cause. The number of letters, and
therefore of words, at our disposal is limited; whatever therefore we may
desire to express in language necessarily becomes subject to corresponding
limitation. The possible variations of thought are literally infinite, so are
those of spoken language (by intonation of the voice, &c.); but when we
come to words there is a limitation, the nature of which is distinctly
conceivable by the mind, though the restriction is one that in practice will
never be appreciable, owing to the fact that the number of combinations
which may be produced is so enormous as to surpass all power of the
imagination to realize.[9] The answer therefore is plain, and it is one that
will apply to many other cases as well, that to put a finite limit upon the
number of ways in which a thing can be done, is to determine that any one
who is able and willing to try long enough shall succeed in doing it. If a
great genius condescends to perform it under these circumstances, he must
submit to the possibility of having his claims rivalled or disputed by the
chance-man and idiot. If Shakespeare were limited to the use of eight or
nine assigned words, the time within which the latter agents might claim
equality with him would not be very great. As it is, having had the range of
the English language at his disposal, his reputation is not in danger of being
assailed by any such methods.
§ 23. The case of the possible production of the world by chance leads us
into an altogether different region of discussion. We are not here dealing
with figures the nature and use of which are within the fair powers of the
producing the works of a Shakespeare, in time, is not confined to
consummate genius and to mere chance. There is a third alternative, viz.
that of purely mechanical procedure. Any one, down almost to an idiot,
might do it, if he took sufficient time about the task. For suppose that the
required number of letters were procured and arranged, not by chance, but
designedly, and according to rules suggested by the theory of permutations:
the letters of the alphabet and the number of them to be employed being
finite, every order in which they could occur would come in its due turn,
and therefore every thing which can be expressed in language would be
arrived at some time or other.
There is really nothing that need shock any one in such a result. Its
possibility arises from the following cause. The number of letters, and
therefore of words, at our disposal is limited; whatever therefore we may
desire to express in language necessarily becomes subject to corresponding
limitation. The possible variations of thought are literally infinite, so are
those of spoken language (by intonation of the voice, &c.); but when we
come to words there is a limitation, the nature of which is distinctly
conceivable by the mind, though the restriction is one that in practice will
never be appreciable, owing to the fact that the number of combinations
which may be produced is so enormous as to surpass all power of the
imagination to realize.[9] The answer therefore is plain, and it is one that
will apply to many other cases as well, that to put a finite limit upon the
number of ways in which a thing can be done, is to determine that any one
who is able and willing to try long enough shall succeed in doing it. If a
great genius condescends to perform it under these circumstances, he must
submit to the possibility of having his claims rivalled or disputed by the
chance-man and idiot. If Shakespeare were limited to the use of eight or
nine assigned words, the time within which the latter agents might claim
equality with him would not be very great. As it is, having had the range of
the English language at his disposal, his reputation is not in danger of being
assailed by any such methods.
§ 23. The case of the possible production of the world by chance leads us
into an altogether different region of discussion. We are not here dealing
with figures the nature and use of which are within the fair powers of the
Page 328
understanding, however the imagination may break down in attempting to
realize the smallest fraction of their full significance. The understanding
itself is wandering out of its proper province, for the conditions of the
problem cannot be assigned. When we draw letters out of a bag we know
very well what we are doing; but what is really meant by producing a world
by chance? By analogy of the former case, we may assume that some kind
of agent is presupposed;—perhaps therefore the following supposition is
less absurd than any other. Imagine some being, not a Creator but a sort of
Demiurgus, who has had a quantity of materials put into his hands, and he
assigns them their collocations and their laws of action, blindly and at
haphazard: what are the odds that such a world as we actually experience
should have been brought about in this way?
If it were worth while seriously to set about answering such a question, and
if some one would furnish us with the number of the letters of such an
alphabet, and the length of the work to be written with them, we could
proceed to indicate the result. But so much as this may surely be affirmed
about it;—that, far from merely finding the length of this small volume
insufficient for containing the figures in which the adverse odds would be
given, all the paper which the world has hitherto produced would be used
up before we had got far on our way in writing them down.
§ 24. The most seductive form in which the difficulty about the occurrence
of very rare events generally presents itself is probably this. ‘You admit
(some persons will be disposed to say) that such an event may sometimes
happen; nay, that it does sometimes happen in the infinite course of time.
How then am I to know that this occasion is not one of these possible
occurrences?’ To this, one answer only can be given,—the same which must
always be given where statistics and probability are concerned,—‘The
present may be such an occasion, but it is inconceivably unlikely that it
should be one. Amongst countless billions of times in which you, and such
as you, urge this, one person only will be justified; and it is not likely that
you are that one, or that this is that occasion.’
§ 25. There is another form of this practical inability to distinguish between
one high number and another in the estimation of chances, which deserves
passing notice from its importance in arguments about heredity. People will
realize the smallest fraction of their full significance. The understanding
itself is wandering out of its proper province, for the conditions of the
problem cannot be assigned. When we draw letters out of a bag we know
very well what we are doing; but what is really meant by producing a world
by chance? By analogy of the former case, we may assume that some kind
of agent is presupposed;—perhaps therefore the following supposition is
less absurd than any other. Imagine some being, not a Creator but a sort of
Demiurgus, who has had a quantity of materials put into his hands, and he
assigns them their collocations and their laws of action, blindly and at
haphazard: what are the odds that such a world as we actually experience
should have been brought about in this way?
If it were worth while seriously to set about answering such a question, and
if some one would furnish us with the number of the letters of such an
alphabet, and the length of the work to be written with them, we could
proceed to indicate the result. But so much as this may surely be affirmed
about it;—that, far from merely finding the length of this small volume
insufficient for containing the figures in which the adverse odds would be
given, all the paper which the world has hitherto produced would be used
up before we had got far on our way in writing them down.
§ 24. The most seductive form in which the difficulty about the occurrence
of very rare events generally presents itself is probably this. ‘You admit
(some persons will be disposed to say) that such an event may sometimes
happen; nay, that it does sometimes happen in the infinite course of time.
How then am I to know that this occasion is not one of these possible
occurrences?’ To this, one answer only can be given,—the same which must
always be given where statistics and probability are concerned,—‘The
present may be such an occasion, but it is inconceivably unlikely that it
should be one. Amongst countless billions of times in which you, and such
as you, urge this, one person only will be justified; and it is not likely that
you are that one, or that this is that occasion.’
§ 25. There is another form of this practical inability to distinguish between
one high number and another in the estimation of chances, which deserves
passing notice from its importance in arguments about heredity. People will
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often urge an objection to the doctrine that qualities, mental and bodily, are
transmitted from the parents to the offspring, on the ground that there are a
multitude of instances to the contrary, in fact a great majority of such
instances. To raise this objection implies an utter want of appreciation of the
very great odds which possibly may exist, and which the argument in
support of heredity implies do exist against any given person being
distinguished for intellectual or other eminence. This is doubtless partly a
matter of definition, depending upon the degree of rarity which we consider
to be implied by eminence; but taking any reasonable sense of the term, we
shall readily see that a very great proportion of failures may still leave an
enormous preponderance of evidence in favour of the heredity doctrine.
Take, for instance, that degree of eminence which is implied by being one
of four thousand. This is a considerable distinction, though, since there are
about two thousand such persons to be found amongst the total adult male
population of Great Britain, it is far from implying any conspicuous genius.
Now suppose that in examining the cases of a large number of the children
of such persons, we had found that 199 out of 200 of them failed to reach
the same distinction. Many persons would conclude that this was pretty
conclusive evidence against any hereditary transmission. To be able to
adduce only one favourable, as against 199 hostile instances, would to them
represent the entire break-down of any such theory. The error, of course, is
obvious enough, and one which, with the figures thus before him, hardly
any one could fail to avoid. But if one may judge from common
conversation and other such sources of information, it is found in practice
exceedingly difficult adequately to retain the conviction that even though
only one in 200 instances were favourable, this would represent odds of
about 20 to 1 in favour of the theory. If hereditary transmission did not
prevail, only one in 4000 sons would thus rival their fathers; but we find
actually, let us say (we are of course taking imaginary proportions here),
that one in 200 does. Hence, if the statistics are large enough to be
satisfactory, there has been some influence at work which has improved the
chances of mere coincidence in the ratio of 20 to 1. We are in fact so little
able to realise the meaning of very large numbers,—that is, to retain the
ratios in the mind, where large numbers are concerned,—that unless we
repeatedly check ourselves by arithmetical considerations we are too apt to
treat and estimate all beyond certain limits as equally vast and vague.
transmitted from the parents to the offspring, on the ground that there are a
multitude of instances to the contrary, in fact a great majority of such
instances. To raise this objection implies an utter want of appreciation of the
very great odds which possibly may exist, and which the argument in
support of heredity implies do exist against any given person being
distinguished for intellectual or other eminence. This is doubtless partly a
matter of definition, depending upon the degree of rarity which we consider
to be implied by eminence; but taking any reasonable sense of the term, we
shall readily see that a very great proportion of failures may still leave an
enormous preponderance of evidence in favour of the heredity doctrine.
Take, for instance, that degree of eminence which is implied by being one
of four thousand. This is a considerable distinction, though, since there are
about two thousand such persons to be found amongst the total adult male
population of Great Britain, it is far from implying any conspicuous genius.
Now suppose that in examining the cases of a large number of the children
of such persons, we had found that 199 out of 200 of them failed to reach
the same distinction. Many persons would conclude that this was pretty
conclusive evidence against any hereditary transmission. To be able to
adduce only one favourable, as against 199 hostile instances, would to them
represent the entire break-down of any such theory. The error, of course, is
obvious enough, and one which, with the figures thus before him, hardly
any one could fail to avoid. But if one may judge from common
conversation and other such sources of information, it is found in practice
exceedingly difficult adequately to retain the conviction that even though
only one in 200 instances were favourable, this would represent odds of
about 20 to 1 in favour of the theory. If hereditary transmission did not
prevail, only one in 4000 sons would thus rival their fathers; but we find
actually, let us say (we are of course taking imaginary proportions here),
that one in 200 does. Hence, if the statistics are large enough to be
satisfactory, there has been some influence at work which has improved the
chances of mere coincidence in the ratio of 20 to 1. We are in fact so little
able to realise the meaning of very large numbers,—that is, to retain the
ratios in the mind, where large numbers are concerned,—that unless we
repeatedly check ourselves by arithmetical considerations we are too apt to
treat and estimate all beyond certain limits as equally vast and vague.
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§ 26. (VI.) In discussing the nature of the connexion between Probability
and Induction, we examined the claims of a rule commonly given for
inferring the probability that an event which had been repeatedly observed
would recur again. I endeavoured to show that all attempts to obtain and
prove such a rule were necessarily futile; if these reasons were conclusive
the employment of such a rule must of course be regarded as fallacious. A
few examples may conveniently be added here, tending to show how
instead of there being merely a single rule of succession we might better
divide the possible forms into three classes.
(1) In some cases when a thing has been observed to happen several times it
becomes in consequence more likely that the thing should happen again.
This agrees with the ordinary form of the rule, and is probably the case of
most frequent occurrence. The necessary vagueness of expression when we
talk of the ‘happening of a thing’ makes it quite impossible to tolerate the
rule in this general form, but if we specialize it a little we shall find it
assume a more familiar shape. If, for example, we have observed two or
more properties to be frequently associated together in a succession of
individuals, we shall conclude with some force that they will be found to be
so connected in future. The strength of our conviction however will depend
not merely on the number of observed coincidences, but on far more
complicated considerations; for a discussion of which the reader must be
referred to regular treatises on Inductive evidence. Or again, if we have
observed one of two events succeed the other several times, the occurrence
of the former will excite in most cases some degree of expectation of the
latter. As before, however, the degree of our expectation is not to be
assigned by any simple formula; it will depend in part upon the supposed
intimacy with which the events are connected. To attempt to lay down
definite rules upon the subject would lead to a discussion upon laws of
causation, and the circumstances under which their existence may be
inferred, and therefore any further consideration of the matter must be
abandoned here.
§ 27. (2) Or, secondly, the past recurrence may in itself give no valid
grounds for inference about the future; this is the case which most properly
belongs to Probability.[10] That it does so belong will be easily seen if we
bear in mind the fundamental conception of the science. We are there
and Induction, we examined the claims of a rule commonly given for
inferring the probability that an event which had been repeatedly observed
would recur again. I endeavoured to show that all attempts to obtain and
prove such a rule were necessarily futile; if these reasons were conclusive
the employment of such a rule must of course be regarded as fallacious. A
few examples may conveniently be added here, tending to show how
instead of there being merely a single rule of succession we might better
divide the possible forms into three classes.
(1) In some cases when a thing has been observed to happen several times it
becomes in consequence more likely that the thing should happen again.
This agrees with the ordinary form of the rule, and is probably the case of
most frequent occurrence. The necessary vagueness of expression when we
talk of the ‘happening of a thing’ makes it quite impossible to tolerate the
rule in this general form, but if we specialize it a little we shall find it
assume a more familiar shape. If, for example, we have observed two or
more properties to be frequently associated together in a succession of
individuals, we shall conclude with some force that they will be found to be
so connected in future. The strength of our conviction however will depend
not merely on the number of observed coincidences, but on far more
complicated considerations; for a discussion of which the reader must be
referred to regular treatises on Inductive evidence. Or again, if we have
observed one of two events succeed the other several times, the occurrence
of the former will excite in most cases some degree of expectation of the
latter. As before, however, the degree of our expectation is not to be
assigned by any simple formula; it will depend in part upon the supposed
intimacy with which the events are connected. To attempt to lay down
definite rules upon the subject would lead to a discussion upon laws of
causation, and the circumstances under which their existence may be
inferred, and therefore any further consideration of the matter must be
abandoned here.
§ 27. (2) Or, secondly, the past recurrence may in itself give no valid
grounds for inference about the future; this is the case which most properly
belongs to Probability.[10] That it does so belong will be easily seen if we
bear in mind the fundamental conception of the science. We are there
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introduced to a series,—for purposes of inference an indefinitely extended
series,—of terms, about the details of which, information, except on certain
points, is not given; our knowledge being confined to the statistical fact,
that, say, one in ten of them has some attribute which we will call X.
Suppose now that five of these terms in succession have been X, what hint
does this give about the sixth being also an X? Clearly none at all; this past
fact tells us nothing; the formula for our inference is still precisely what it
was before, that one in ten being X it is one to nine that the next term is X.
And however many terms in succession had been of one kind, precisely the
same formula would still be given.
§ 28. The way in which events will justify the answer given by this formula
is often misunderstood. For the benefit therefore of those unacquainted with
some of the conceptions familiar to mathematicians, a few words of
explanation may be added. Suppose then that we have had X twelve times
in succession. This is clearly an anomalous state of things. To suppose
anything like this continuing to occur would be obviously in opposition to
the statistics, which assert that in the long run only one in ten is X. But how
is this anomaly got over? In other words, how do we obviate the conclusion
that X's must occur more frequently than once in ten times, after such a long
succession of them as we have now had? Many people seem to believe that
there must be a diminution of X's afterwards to counterbalance their past
preponderance. This however would be quite a mistake; the proportion in
which they occur in future must remain the same throughout; it cannot be
altered if we are to adhere to our statistical formula. The fact is that the
rectification of the exceptional disturbance in the proportion will be brought
about simply by the continual influx of fresh terms in the series. These will
in the long run neutralize the disturbance, not by any special adaptation, as
it were, for the purpose, but by the mere weight of their overwhelming
numbers. At every stage therefore, in the succession, whatever might have
been the number and nature of the preceding terms, it will still be true to
say that one in ten of the terms will be an X.
If we had to do only with a finite number of terms, however large that
number might be, such a disturbance as we have spoken of would, it is true,
need a special alteration in the subsequent proportions to neutralize its
effects. But when we have to do with an infinite number of terms, this is not
series,—of terms, about the details of which, information, except on certain
points, is not given; our knowledge being confined to the statistical fact,
that, say, one in ten of them has some attribute which we will call X.
Suppose now that five of these terms in succession have been X, what hint
does this give about the sixth being also an X? Clearly none at all; this past
fact tells us nothing; the formula for our inference is still precisely what it
was before, that one in ten being X it is one to nine that the next term is X.
And however many terms in succession had been of one kind, precisely the
same formula would still be given.
§ 28. The way in which events will justify the answer given by this formula
is often misunderstood. For the benefit therefore of those unacquainted with
some of the conceptions familiar to mathematicians, a few words of
explanation may be added. Suppose then that we have had X twelve times
in succession. This is clearly an anomalous state of things. To suppose
anything like this continuing to occur would be obviously in opposition to
the statistics, which assert that in the long run only one in ten is X. But how
is this anomaly got over? In other words, how do we obviate the conclusion
that X's must occur more frequently than once in ten times, after such a long
succession of them as we have now had? Many people seem to believe that
there must be a diminution of X's afterwards to counterbalance their past
preponderance. This however would be quite a mistake; the proportion in
which they occur in future must remain the same throughout; it cannot be
altered if we are to adhere to our statistical formula. The fact is that the
rectification of the exceptional disturbance in the proportion will be brought
about simply by the continual influx of fresh terms in the series. These will
in the long run neutralize the disturbance, not by any special adaptation, as
it were, for the purpose, but by the mere weight of their overwhelming
numbers. At every stage therefore, in the succession, whatever might have
been the number and nature of the preceding terms, it will still be true to
say that one in ten of the terms will be an X.
If we had to do only with a finite number of terms, however large that
number might be, such a disturbance as we have spoken of would, it is true,
need a special alteration in the subsequent proportions to neutralize its
effects. But when we have to do with an infinite number of terms, this is not
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the case; the ‘limit’ of the series, which is what we then have to deal with, is
unaffected by these temporary disturbances. In the continued progress of
the series we shall find, as a matter of fact, more and more of such
disturbances, and these of a more and more exceptional character. But
whatever the point we may occupy at any time, if we look forward or
backward into the indefinite extension of the series, we shall still see that
the ultimate limit to the proportion in which its terms are arranged remains
the same; and it is with this limit, as above mentioned, that we are
concerned in the strict rules of Probability.
The most familiar example, perhaps, of this kind is that of tossing up a
penny. Suppose we have had four heads in succession; people[11] have
tolerably realized by now that ‘head the fifth time’ is still an even chance, as
‘head’ was each time before, and will be ever after. The preceding
paragraph explains how it is that these occasional disturbances in the
average become neutralized in the long run.
§ 29. (3) There are other cases which, though rare, are by no means
unknown, in which such an inference as that obtained from the Rule of
Succession would be the direct reverse of the truth. The oftener a thing
happens, it may be, the more unlikely it is to happen again. This is the case
whenever we are drawing things from a limited source (as balls from a bag
without replacing them), or whenever the act of repetition itself tends to
prevent the succession (as in giving false alarms).
I am quite ready to admit that we believe the results described in the last
two classes on the strength of some such general Inductive rule, or rather
principle, as that involved in the first. But it would be a great error to
confound this with an admission of the validity of the rule in each special
instance. We are speaking about the application of the rule to individual
cases, or classes of cases; this is quite a distinct thing, as was pointed out in
a previous chapter, from giving the grounds on which we rest the rule itself.
If a man were to lay it down as a universal rule, that the testimony of all
persons was to be believed, and we adduced an instance of a man having
lied, it would not be considered that he saved his rule by showing that we
believed that it was a lie on the word of other persons. But it is perfectly
consistent to give as a merely general, but not universal, rule, that the
unaffected by these temporary disturbances. In the continued progress of
the series we shall find, as a matter of fact, more and more of such
disturbances, and these of a more and more exceptional character. But
whatever the point we may occupy at any time, if we look forward or
backward into the indefinite extension of the series, we shall still see that
the ultimate limit to the proportion in which its terms are arranged remains
the same; and it is with this limit, as above mentioned, that we are
concerned in the strict rules of Probability.
The most familiar example, perhaps, of this kind is that of tossing up a
penny. Suppose we have had four heads in succession; people[11] have
tolerably realized by now that ‘head the fifth time’ is still an even chance, as
‘head’ was each time before, and will be ever after. The preceding
paragraph explains how it is that these occasional disturbances in the
average become neutralized in the long run.
§ 29. (3) There are other cases which, though rare, are by no means
unknown, in which such an inference as that obtained from the Rule of
Succession would be the direct reverse of the truth. The oftener a thing
happens, it may be, the more unlikely it is to happen again. This is the case
whenever we are drawing things from a limited source (as balls from a bag
without replacing them), or whenever the act of repetition itself tends to
prevent the succession (as in giving false alarms).
I am quite ready to admit that we believe the results described in the last
two classes on the strength of some such general Inductive rule, or rather
principle, as that involved in the first. But it would be a great error to
confound this with an admission of the validity of the rule in each special
instance. We are speaking about the application of the rule to individual
cases, or classes of cases; this is quite a distinct thing, as was pointed out in
a previous chapter, from giving the grounds on which we rest the rule itself.
If a man were to lay it down as a universal rule, that the testimony of all
persons was to be believed, and we adduced an instance of a man having
lied, it would not be considered that he saved his rule by showing that we
believed that it was a lie on the word of other persons. But it is perfectly
consistent to give as a merely general, but not universal, rule, that the
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testimony of men is credible; then to separate off a second class of men
whose word is not to be trusted, and finally, if any one wants to know our
ground for the second rule, to rest it upon the first. If we were speaking of
necessary laws, such a conflict as this would be as hopeless as the old
‘Cretan’ puzzle in logic; but in instances of Inductive and Analogical
extension it is perfectly harmless.
§ 30. A familiar example will serve to bring out the three different possible
conclusions mentioned above. We have observed it rain on ten successive
days. A and B conclude respectively for and against rain on the eleventh
day; C maintains that the past rain affords no data whatever for an opinion.
Which is right? We really cannot determine à priori. An appeal must be
made to direct observation, or means must be found for deciding on
independent grounds to which class we are to refer the instance. If, for
example, it were known that every country produces its own rain, we
should choose the third rule, for it would be a case of drawing from a
limited supply. If again we had reasons to believe that the rain for our
country might be produced anywhere on the globe, we should probably
conclude that the past rainfall threw no light whatever on the prospect of a
continuance of wet weather, and therefore take the second. Or if, finally, we
knew that rain came in long spells or seasons, as in the tropics, then the
occurrence of ten wet days in succession would make us believe that we
had entered on one of these seasons, and that therefore the next day would
probably resemble the preceding ten.
Since then all these forms of such an Inductive rule are possible, and we
have often no à priori grounds for preferring one to another, it would seem
to be unreasonable to attempt to establish any universal formula of
anticipation. All that we can do is to ascertain what are the circumstances
under which one or other of these rules is, as a matter of fact, found to be
applicable, and to make use of it under those circumstances.
§ 31. (VII.) In the cases discussed in (V.) the almost infinitely small chances
with which we were concerned were rightly neglected from all practical
consideration, however proper it might be, on speculative grounds, to keep
our minds open to their actual existence. But it has often occurred to me
that there is a common error in neglecting to take them into account when
whose word is not to be trusted, and finally, if any one wants to know our
ground for the second rule, to rest it upon the first. If we were speaking of
necessary laws, such a conflict as this would be as hopeless as the old
‘Cretan’ puzzle in logic; but in instances of Inductive and Analogical
extension it is perfectly harmless.
§ 30. A familiar example will serve to bring out the three different possible
conclusions mentioned above. We have observed it rain on ten successive
days. A and B conclude respectively for and against rain on the eleventh
day; C maintains that the past rain affords no data whatever for an opinion.
Which is right? We really cannot determine à priori. An appeal must be
made to direct observation, or means must be found for deciding on
independent grounds to which class we are to refer the instance. If, for
example, it were known that every country produces its own rain, we
should choose the third rule, for it would be a case of drawing from a
limited supply. If again we had reasons to believe that the rain for our
country might be produced anywhere on the globe, we should probably
conclude that the past rainfall threw no light whatever on the prospect of a
continuance of wet weather, and therefore take the second. Or if, finally, we
knew that rain came in long spells or seasons, as in the tropics, then the
occurrence of ten wet days in succession would make us believe that we
had entered on one of these seasons, and that therefore the next day would
probably resemble the preceding ten.
Since then all these forms of such an Inductive rule are possible, and we
have often no à priori grounds for preferring one to another, it would seem
to be unreasonable to attempt to establish any universal formula of
anticipation. All that we can do is to ascertain what are the circumstances
under which one or other of these rules is, as a matter of fact, found to be
applicable, and to make use of it under those circumstances.
§ 31. (VII.) In the cases discussed in (V.) the almost infinitely small chances
with which we were concerned were rightly neglected from all practical
consideration, however proper it might be, on speculative grounds, to keep
our minds open to their actual existence. But it has often occurred to me
that there is a common error in neglecting to take them into account when
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they may, though individually small, make up for their minuteness by their
number. As the mathematician would express it, they may occasionally be
capable of being integrated into a finite or even considerable magnitude.
For instance, we may be confronted with a difficulty out of which there
appears to be only one appreciably possible mode of escape. The attempt is
made to force us into accepting this, however great the odds apparently are
against it, on the ground that improbable as it may seem, it is at any rate
vastly more probable than any of the others. I can quite admit that, on
practical grounds, we may often find it reasonable to adopt this course; for
we can only act on one supposition, and we naturally and rightly choose,
out of a quantity of improbabilities, the least improbable. But when we are
not forced to act, no such decisive preference is demanded of us. It is then
perfectly reasonable to refuse assent to the proposed explanation; even to
say distinctly that we do not believe it, and at the same time to decline, at
present, to accept any other explanation. We remain, in fact, in a state of
suspense of judgment, a state perfectly right and reasonable so long as no
action demanding a specific choice is forced upon us. One alternative may
be decidedly probable as compared with any other individually, but
decidedly improbable as compared with all others collectively. This in itself
is intelligible enough; what people often fail to see is that there is no
necessary contradiction between saying and feeling this, and yet being
prepared vigorously to act, when action is forced upon us, as though this
alternative were really the true one.
§ 32. To take a specific instance, this way of regarding the matter has often
occurred to me in disputes upon ‘Spiritualist’ manifestations. Assent is
urged upon us because, it is said, no other possible solution can be
suggested. It may be quite true that apparently overwhelming difficulties
may lie as against each separate alternative solution; but is it always
sufficiently realized how numerous such solutions may be? No matter that
each individually may be almost incredible: they ought all to be massed
together and thrown into the scale against the proffered solution, when the
only question asked is, Are we to accept this solution? There is no
unfairness in such a course. We are perfectly ready to adopt the same plan
against any other individual alternative, whenever any person takes to
claiming this as the solution of the difficulty. We are looking at the matter
number. As the mathematician would express it, they may occasionally be
capable of being integrated into a finite or even considerable magnitude.
For instance, we may be confronted with a difficulty out of which there
appears to be only one appreciably possible mode of escape. The attempt is
made to force us into accepting this, however great the odds apparently are
against it, on the ground that improbable as it may seem, it is at any rate
vastly more probable than any of the others. I can quite admit that, on
practical grounds, we may often find it reasonable to adopt this course; for
we can only act on one supposition, and we naturally and rightly choose,
out of a quantity of improbabilities, the least improbable. But when we are
not forced to act, no such decisive preference is demanded of us. It is then
perfectly reasonable to refuse assent to the proposed explanation; even to
say distinctly that we do not believe it, and at the same time to decline, at
present, to accept any other explanation. We remain, in fact, in a state of
suspense of judgment, a state perfectly right and reasonable so long as no
action demanding a specific choice is forced upon us. One alternative may
be decidedly probable as compared with any other individually, but
decidedly improbable as compared with all others collectively. This in itself
is intelligible enough; what people often fail to see is that there is no
necessary contradiction between saying and feeling this, and yet being
prepared vigorously to act, when action is forced upon us, as though this
alternative were really the true one.
§ 32. To take a specific instance, this way of regarding the matter has often
occurred to me in disputes upon ‘Spiritualist’ manifestations. Assent is
urged upon us because, it is said, no other possible solution can be
suggested. It may be quite true that apparently overwhelming difficulties
may lie as against each separate alternative solution; but is it always
sufficiently realized how numerous such solutions may be? No matter that
each individually may be almost incredible: they ought all to be massed
together and thrown into the scale against the proffered solution, when the
only question asked is, Are we to accept this solution? There is no
unfairness in such a course. We are perfectly ready to adopt the same plan
against any other individual alternative, whenever any person takes to
claiming this as the solution of the difficulty. We are looking at the matter
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from a purely logical point of view, and are quite willing, so far, to place
every solution, spiritualist or otherwise, upon the same footing. The
partisans of every alternative are in somewhat the same position as the
members of a deliberative assembly, in which no one will support the
motion of any other member. Every one can aid effectively in rejecting
every other motion, but no one can succeed in passing his own. Pressure of
urgent necessity may possibly force them out of this state of practical
inaction, by, so to say, breaking through the opposition at some point of
least resistance; but unless aided by some such pressure they are left in a
state of hopeless dead-lock.
§ 33. Assuming that the spiritualistic solution admits of, and is to receive,
scientific treatment, this, it seems to me, is the conclusion to which one
might sometimes be led in the face of the evidence offered. We might have
to say to every individual explanation, It is incredible, I cannot accept it;
and unless circumstances should (which it is hardly possible that they
should) force us to a hasty decision,—a decision, remember, which need
indicate no preference of the judgment beyond what is just sufficient to turn
the scale in its favour as against any other single alternative,—we leave the
matter thus in abeyance. It will very likely be urged that one of the
explanations (assuming that all the possible ones had been included) must
be true; this we readily admit. It will probably also be urged that (on the
often-quoted principle of Butler) we ought forthwith to accept the one
which, as compared with the others, is the most plausible, whatever its
absolute worth may be. This seems distinctly an error. To say that such and
such an explanation is the one we should accept, if circumstances
compelled us to anticipate our decision, is quite compatible with its present
rejection. The only rational position surely is that of admitting that the truth
is somewhere amongst the various alternatives, but confessing plainly that
we have no such preference for one over another as to permit our saying
anything else than that we disbelieve each one of them.
§ 34. (VIII.) The very common fallacy of ‘judging by the event,’ as it is
generally termed, deserves passing notice here, as it clearly belongs to
Probability rather than to Logic; though its nature is so obvious to those
who have grasped the general principles of our science, that a very few
words of remark will suffice. In one sense every proposition must consent
every solution, spiritualist or otherwise, upon the same footing. The
partisans of every alternative are in somewhat the same position as the
members of a deliberative assembly, in which no one will support the
motion of any other member. Every one can aid effectively in rejecting
every other motion, but no one can succeed in passing his own. Pressure of
urgent necessity may possibly force them out of this state of practical
inaction, by, so to say, breaking through the opposition at some point of
least resistance; but unless aided by some such pressure they are left in a
state of hopeless dead-lock.
§ 33. Assuming that the spiritualistic solution admits of, and is to receive,
scientific treatment, this, it seems to me, is the conclusion to which one
might sometimes be led in the face of the evidence offered. We might have
to say to every individual explanation, It is incredible, I cannot accept it;
and unless circumstances should (which it is hardly possible that they
should) force us to a hasty decision,—a decision, remember, which need
indicate no preference of the judgment beyond what is just sufficient to turn
the scale in its favour as against any other single alternative,—we leave the
matter thus in abeyance. It will very likely be urged that one of the
explanations (assuming that all the possible ones had been included) must
be true; this we readily admit. It will probably also be urged that (on the
often-quoted principle of Butler) we ought forthwith to accept the one
which, as compared with the others, is the most plausible, whatever its
absolute worth may be. This seems distinctly an error. To say that such and
such an explanation is the one we should accept, if circumstances
compelled us to anticipate our decision, is quite compatible with its present
rejection. The only rational position surely is that of admitting that the truth
is somewhere amongst the various alternatives, but confessing plainly that
we have no such preference for one over another as to permit our saying
anything else than that we disbelieve each one of them.
§ 34. (VIII.) The very common fallacy of ‘judging by the event,’ as it is
generally termed, deserves passing notice here, as it clearly belongs to
Probability rather than to Logic; though its nature is so obvious to those
who have grasped the general principles of our science, that a very few
words of remark will suffice. In one sense every proposition must consent
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to be judged by the event, since this is merely, in other words, submitting it
to the test of experience. But there is the widest difference between the test
appropriate to a universal proposition and that appropriate to a merely
proportional or statistical one. The former is subverted by a single
exception; the latter not merely admits exceptions, but implies them.
Nothing, however, is more common than to blame advice (in others)
because it has happened to turn out unfortunately, or to claim credit for it
(in oneself) because it has happened to succeed. Of course if the conclusion
was avowedly one of a probable kind we must be prepared with
complacency to accept a hostile event, or even a succession of them; it is
not until the succession shows a disposition to continue over long that
suspicion and doubt should arise, and then only by a comparison of the
degree of the assigned probability, and the magnitude of the departure from
it which experience exhibits. For any single failure the reply must be, ‘the
advice was sound’ (supposing, that is, that it was to be justified in the long
run), ‘and I shall offer it again under the same circumstances.’
§ 35. The distinction drawn in the above instance deserves careful
consideration; for owing to the wide difference between the kind of
propositions dealt with in Probability and in ordinary Logic, and the
consequent difference in the nature of the proof offered, it is quite possible
for arguments of the same general appearance to be valid in the former and
fallacious in the latter, and conversely.
For instance, take the well-known fallacy which consists in simply
converting a universal affirmative, i.e. in passing from All A is B to All B
is A. When, as in common Logic, the conclusion is to be as certain as the
premise, there is not a word to be said for such a step. But if we look at the
process with the more indulgent eye of Induction or Probability we see that
a very fair case may sometimes be made out for it. The mere fact that
‘Some B is A’ raises a certain presumption that any particular B taken at
random will be an A. There is some reason, at any rate, for the belief,
though in the absence of statistics as to the relative frequency of A and B we
are unable to assign a value to this belief. I suspect that there may be many
cases in which a man has inferred that some particular B is an A on the
ground that All A is B, who might justly plead in his behalf that he never
to the test of experience. But there is the widest difference between the test
appropriate to a universal proposition and that appropriate to a merely
proportional or statistical one. The former is subverted by a single
exception; the latter not merely admits exceptions, but implies them.
Nothing, however, is more common than to blame advice (in others)
because it has happened to turn out unfortunately, or to claim credit for it
(in oneself) because it has happened to succeed. Of course if the conclusion
was avowedly one of a probable kind we must be prepared with
complacency to accept a hostile event, or even a succession of them; it is
not until the succession shows a disposition to continue over long that
suspicion and doubt should arise, and then only by a comparison of the
degree of the assigned probability, and the magnitude of the departure from
it which experience exhibits. For any single failure the reply must be, ‘the
advice was sound’ (supposing, that is, that it was to be justified in the long
run), ‘and I shall offer it again under the same circumstances.’
§ 35. The distinction drawn in the above instance deserves careful
consideration; for owing to the wide difference between the kind of
propositions dealt with in Probability and in ordinary Logic, and the
consequent difference in the nature of the proof offered, it is quite possible
for arguments of the same general appearance to be valid in the former and
fallacious in the latter, and conversely.
For instance, take the well-known fallacy which consists in simply
converting a universal affirmative, i.e. in passing from All A is B to All B
is A. When, as in common Logic, the conclusion is to be as certain as the
premise, there is not a word to be said for such a step. But if we look at the
process with the more indulgent eye of Induction or Probability we see that
a very fair case may sometimes be made out for it. The mere fact that
‘Some B is A’ raises a certain presumption that any particular B taken at
random will be an A. There is some reason, at any rate, for the belief,
though in the absence of statistics as to the relative frequency of A and B we
are unable to assign a value to this belief. I suspect that there may be many
cases in which a man has inferred that some particular B is an A on the
ground that All A is B, who might justly plead in his behalf that he never
Page 337
meant it to be a necessary, but only a probable inference. The same remarks
will of course apply also to the logical fallacy of Undistributed Middle.
Now for a case of the opposite kind, i.e. one in which Probability fails us,
whereas the circumstances seem closely analogous to those in which
ordinary inference would be able to make a stand. Suppose that I know that
one letter in a million is lost when in charge of the post. I write to a friend
and get no answer. Have I any reason to suppose that the fault lies with
him? Here is an event (viz. the loss of the letter) which has certainly
happened; and we suppose that, of the only two causes to which it can be
assigned, the ‘value,’ i.e. statistical frequency, of one is accurately assigned,
does it not seem natural to suppose that something can be inferred as to the
likelihood that the other cause had been operative? To say that nothing can
be known about its adequacy under these circumstances looks at first sight
like asserting that an equation in which there is only one unknown term is
theoretically insoluble.
As examples of this kind have been amply discussed in the chapter upon
Inverse rules of Probability I need do no more here than remind the reader
that no conclusion whatever can be drawn as to the likelihood that the fault
lay with my friend rather than with the Post Office. Unless we either know,
or make some assumption about, the frequency with which he neglects to
answer the letters he receives, the problem remains insoluble.
The reason why the apparent analogy, indicated above, to an equation with
only one unknown quantity, fails to hold good, is that for the purposes of
Probability there are really two unknown quantities. What we deal with are
proportional or statistical propositions. Now we are only told that in the
instance in question the letter was lost, not that they were found to be lost in
such and such a proportion of cases. Had this latter information been given
to us we should really have had but one unknown quantity to determine,
viz. the relative frequency with which my correspondent neglects to answer
his letters, and we could then have determined this with the greatest ease.
1 Discussed by Mr F. Y. Edgeworth, in the Phil. Mag. for April, 1887.
will of course apply also to the logical fallacy of Undistributed Middle.
Now for a case of the opposite kind, i.e. one in which Probability fails us,
whereas the circumstances seem closely analogous to those in which
ordinary inference would be able to make a stand. Suppose that I know that
one letter in a million is lost when in charge of the post. I write to a friend
and get no answer. Have I any reason to suppose that the fault lies with
him? Here is an event (viz. the loss of the letter) which has certainly
happened; and we suppose that, of the only two causes to which it can be
assigned, the ‘value,’ i.e. statistical frequency, of one is accurately assigned,
does it not seem natural to suppose that something can be inferred as to the
likelihood that the other cause had been operative? To say that nothing can
be known about its adequacy under these circumstances looks at first sight
like asserting that an equation in which there is only one unknown term is
theoretically insoluble.
As examples of this kind have been amply discussed in the chapter upon
Inverse rules of Probability I need do no more here than remind the reader
that no conclusion whatever can be drawn as to the likelihood that the fault
lay with my friend rather than with the Post Office. Unless we either know,
or make some assumption about, the frequency with which he neglects to
answer the letters he receives, the problem remains insoluble.
The reason why the apparent analogy, indicated above, to an equation with
only one unknown quantity, fails to hold good, is that for the purposes of
Probability there are really two unknown quantities. What we deal with are
proportional or statistical propositions. Now we are only told that in the
instance in question the letter was lost, not that they were found to be lost in
such and such a proportion of cases. Had this latter information been given
to us we should really have had but one unknown quantity to determine,
viz. the relative frequency with which my correspondent neglects to answer
his letters, and we could then have determined this with the greatest ease.
1 Discussed by Mr F. Y. Edgeworth, in the Phil. Mag. for April, 1887.
Page 338
2 Journal of the Statistical Soc. (Vol. XLII. p. 328) Dare one suspect a joke?
3
It appears to have been long known to gamblers under the name of the
Martingale. There is a paper by Babbage (Trans. of Royal Soc. of
Edinburgh, for 1823) which discusses certain points connected with it, but
scarcely touches on the subject of the sections which follow.
4 Attention will be further directed to this distinction in the chapter on
Insurance and Gambling.
5 As by Prévost in the Bibliothèque Universelle de Genève, Oct. 1829. The
explanation is noted, and apparently accepted, by Quetelet (Physique
Sociale, I. 171).
6
Essay on Probabilities, p. 126.
7 This theoretical or absolute neglect of what is very rare must not be
confused with the practical neglect sometimes recommended by
astronomical and other observers. A criterion, known as Chauvenet's, for
indicating the limits of such rejection will be found described in Mr
Merriman's Least Squares (p. 166). But this rests on the understanding that
a smaller balance of error would thus result in the long run. The very rare
event is deliberately rejected, not overlooked.
8 The process of calculation may be readily indicated. There are, say, about
350,000 letters in the work in question. Since any of the 26 letters of the
alphabet may be drawn each time, the possible number of combinations
would be 26350,000; a number which, as may easily be inferred from a table
of logarithms, would demand for its expression nearly 500,000 figures.
Only one of these combinations is favourable, if we reject variations of
spelling. Hence unity divided by this number would represent the chance of
getting the desired result by successive random selection of the required
number of 350,000 letters.
If this chance is thought too small, and any one asks how often the above
random selection must be repeated in order to give him odds of 2 to 1 in
favour of success, this also can be easily shown. If the chance of an event
3
It appears to have been long known to gamblers under the name of the
Martingale. There is a paper by Babbage (Trans. of Royal Soc. of
Edinburgh, for 1823) which discusses certain points connected with it, but
scarcely touches on the subject of the sections which follow.
4 Attention will be further directed to this distinction in the chapter on
Insurance and Gambling.
5 As by Prévost in the Bibliothèque Universelle de Genève, Oct. 1829. The
explanation is noted, and apparently accepted, by Quetelet (Physique
Sociale, I. 171).
6
Essay on Probabilities, p. 126.
7 This theoretical or absolute neglect of what is very rare must not be
confused with the practical neglect sometimes recommended by
astronomical and other observers. A criterion, known as Chauvenet's, for
indicating the limits of such rejection will be found described in Mr
Merriman's Least Squares (p. 166). But this rests on the understanding that
a smaller balance of error would thus result in the long run. The very rare
event is deliberately rejected, not overlooked.
8 The process of calculation may be readily indicated. There are, say, about
350,000 letters in the work in question. Since any of the 26 letters of the
alphabet may be drawn each time, the possible number of combinations
would be 26350,000; a number which, as may easily be inferred from a table
of logarithms, would demand for its expression nearly 500,000 figures.
Only one of these combinations is favourable, if we reject variations of
spelling. Hence unity divided by this number would represent the chance of
getting the desired result by successive random selection of the required
number of 350,000 letters.
If this chance is thought too small, and any one asks how often the above
random selection must be repeated in order to give him odds of 2 to 1 in
favour of success, this also can be easily shown. If the chance of an event
Page 339
on each occasion is 1n, the chance of getting it once at least in n trials is 1 − (
n−1 n
n
) ; for we shall do this unless we fail n times running. When (as in the
case in question) n is very large, this may be shown algebraically to be
equivalent to odds of about 2 to 1. That is, when we have drawn the
requisite quantity of letters a number of times equal to the inconceivably
great number above represented, it is still only 2 to 1 that we shall have
secured what we want:—and then we have to recognize it.
9 The longest life which could reasonably be attributed to any language
would of course dwindle into utter insignificance in the face of such periods
of time as are being here arithmetically contemplated.
10
We are here assuming of course that the ultimate limit to which our
average tends is known, either from knowledge of the causes or from
previous extensive experience. We are assuming that e.g. the die is known
to be a fair one; if this is not known but a possible bias has to be inferred
from its observed performances, the case falls under the former head.
11 Except indeed the gamblers. According to a gambling acquaintance
whom Houdin, the conjurer, describes himself as having met at Spa, “the
oftener a particular combination has occurred the more certain it is that it
will not be repeated at the next coup: this is the groundwork of all theories
of probabilities and is termed the maturity of chances” (Card-sharping
exposed, p. 85).
n−1 n
n
) ; for we shall do this unless we fail n times running. When (as in the
case in question) n is very large, this may be shown algebraically to be
equivalent to odds of about 2 to 1. That is, when we have drawn the
requisite quantity of letters a number of times equal to the inconceivably
great number above represented, it is still only 2 to 1 that we shall have
secured what we want:—and then we have to recognize it.
9 The longest life which could reasonably be attributed to any language
would of course dwindle into utter insignificance in the face of such periods
of time as are being here arithmetically contemplated.
10
We are here assuming of course that the ultimate limit to which our
average tends is known, either from knowledge of the causes or from
previous extensive experience. We are assuming that e.g. the die is known
to be a fair one; if this is not known but a possible bias has to be inferred
from its observed performances, the case falls under the former head.
11 Except indeed the gamblers. According to a gambling acquaintance
whom Houdin, the conjurer, describes himself as having met at Spa, “the
oftener a particular combination has occurred the more certain it is that it
will not be repeated at the next coup: this is the groundwork of all theories
of probabilities and is termed the maturity of chances” (Card-sharping
exposed, p. 85).
Page 340
CHAPTER XV.
Page 341
INSURANCE AND GAMBLING.
§ 1. If the reader will recall to mind the fundamental postulate of the
Science of Probability, established and explained in the first few chapters,
and so abundantly illustrated since, he will readily recognize that the two
opposite characteristics of individual irregularity and average regularity will
naturally be differently estimated by different minds. To some persons the
elements of uncertainty may be so painful, either in themselves or in their
consequences, that they are anxious to adopt some means of diminishing
them. To others the ultimate regularity of life, at any rate within certain
departments, its monotony as they consider it, may be so wearisome that
they equally wish to effect some alteration and improvement in its
characteristics. We shall discuss briefly these mental tendencies, and the
most simple and obvious modes of satisfying them.
To some persons, as we have said, the world is all too full of change and
irregularity and consequent uncertainty. Civilization has done much to
diminish these characteristics in certain directions, but it has unquestionably
aggravated them in other directions, and it might not be very easy to say
with certainty in which of these respects its operation has been, at present,
on the whole most effective. The diminution of irregularity is exemplified,
amongst other things, in the case of the staple products which supply our
necessary food and clothing. With respect to them, famine and scarcity are
by comparison almost unknown now, at any rate in tolerably civilized
communities. As a consequence of this, and of the vast improvements in the
means of transporting goods and conveying intelligence, the fluctuations in
the price of such articles are much less than they once were. In other
directions, however, the reverse has been the case. Fashion, for instance,
now induces so many people in every large community simultaneously to
desire the same thing, that great fluctuations in value may ensue. Moreover
a whole group of causes (to enter upon any discussion of which would be to
trench upon the ground of Political Economy) combine to produce great and
frequent variations in matters concerning credit and the currency, which
formerly had no existence. Bankruptcy, for instance, is from the nature of
the case, almost wholly a creation of modern times. We will not attempt to
strike any balance between these opposite results of modern civilization,
§ 1. If the reader will recall to mind the fundamental postulate of the
Science of Probability, established and explained in the first few chapters,
and so abundantly illustrated since, he will readily recognize that the two
opposite characteristics of individual irregularity and average regularity will
naturally be differently estimated by different minds. To some persons the
elements of uncertainty may be so painful, either in themselves or in their
consequences, that they are anxious to adopt some means of diminishing
them. To others the ultimate regularity of life, at any rate within certain
departments, its monotony as they consider it, may be so wearisome that
they equally wish to effect some alteration and improvement in its
characteristics. We shall discuss briefly these mental tendencies, and the
most simple and obvious modes of satisfying them.
To some persons, as we have said, the world is all too full of change and
irregularity and consequent uncertainty. Civilization has done much to
diminish these characteristics in certain directions, but it has unquestionably
aggravated them in other directions, and it might not be very easy to say
with certainty in which of these respects its operation has been, at present,
on the whole most effective. The diminution of irregularity is exemplified,
amongst other things, in the case of the staple products which supply our
necessary food and clothing. With respect to them, famine and scarcity are
by comparison almost unknown now, at any rate in tolerably civilized
communities. As a consequence of this, and of the vast improvements in the
means of transporting goods and conveying intelligence, the fluctuations in
the price of such articles are much less than they once were. In other
directions, however, the reverse has been the case. Fashion, for instance,
now induces so many people in every large community simultaneously to
desire the same thing, that great fluctuations in value may ensue. Moreover
a whole group of causes (to enter upon any discussion of which would be to
trench upon the ground of Political Economy) combine to produce great and
frequent variations in matters concerning credit and the currency, which
formerly had no existence. Bankruptcy, for instance, is from the nature of
the case, almost wholly a creation of modern times. We will not attempt to
strike any balance between these opposite results of modern civilization,
Page 342
beyond remarking that in matters of prime importance the actual
uncertainties have been probably on the whole diminished, whereas in those
which affect the pocket rather than the life, they have been rather increased.
It might also be argued with some plausibility that in cases where the actual
uncertainties have not become greater, they have for all practical purposes
done so, by their consequences frequently becoming more serious, or by our
estimate of these consequences becoming higher.
§ 2. However the above question, as to the ultimate balance of gain or loss,
should be decided, there can be no doubt that many persons find the present
amount of uncertainty in some of the affairs of life greater than suits their
taste. How are they to diminish it? Something of course may be done, as
regards the individual cases, by prudence and foresight. Our houses may be
built with a view not to take fire so readily, or precautions may be taken that
there shall be fire-engines at hand. In the warding off of death from disease
and accident, something may be done by every one who chooses to live
prudently. Precautions of the above kind, however, do not introduce any
questions of Probability. These latter considerations only come in when we
begin to invoke the regularity of the average to save us from the
irregularities of the details. We cannot, it is true, remove the uncertainty in
itself, but we can so act that the consequences of that uncertainty shall be
less to us, or to those in whom we are interested. Take the case of Life
Insurance. A professional man who has nothing but the income he earns to
depend upon, knows that the whole of that income may vanish in a moment
by his death. This is a state of things which he cannot prevent; and if he
were the only one in such a position, or were unable or unwilling to
combine with his fellow-men, there would be nothing more to be done in
the matter except to live within his income as much as possible, and so
leave a margin of savings.
§ 3. There is however an easy mode of escape for him. All that he has to do
is to agree with a number of others, who are in the same position as himself,
to make up, so to say, a common purse. They may resolve that those of their
number who live to work beyond the average length of life shall contribute
to support the families of those who die earlier. If a few only concurred in
such a resolution they would not gain very much, for they would still be
removed by but a slight step from that uncertainty which they are seeking to
uncertainties have been probably on the whole diminished, whereas in those
which affect the pocket rather than the life, they have been rather increased.
It might also be argued with some plausibility that in cases where the actual
uncertainties have not become greater, they have for all practical purposes
done so, by their consequences frequently becoming more serious, or by our
estimate of these consequences becoming higher.
§ 2. However the above question, as to the ultimate balance of gain or loss,
should be decided, there can be no doubt that many persons find the present
amount of uncertainty in some of the affairs of life greater than suits their
taste. How are they to diminish it? Something of course may be done, as
regards the individual cases, by prudence and foresight. Our houses may be
built with a view not to take fire so readily, or precautions may be taken that
there shall be fire-engines at hand. In the warding off of death from disease
and accident, something may be done by every one who chooses to live
prudently. Precautions of the above kind, however, do not introduce any
questions of Probability. These latter considerations only come in when we
begin to invoke the regularity of the average to save us from the
irregularities of the details. We cannot, it is true, remove the uncertainty in
itself, but we can so act that the consequences of that uncertainty shall be
less to us, or to those in whom we are interested. Take the case of Life
Insurance. A professional man who has nothing but the income he earns to
depend upon, knows that the whole of that income may vanish in a moment
by his death. This is a state of things which he cannot prevent; and if he
were the only one in such a position, or were unable or unwilling to
combine with his fellow-men, there would be nothing more to be done in
the matter except to live within his income as much as possible, and so
leave a margin of savings.
§ 3. There is however an easy mode of escape for him. All that he has to do
is to agree with a number of others, who are in the same position as himself,
to make up, so to say, a common purse. They may resolve that those of their
number who live to work beyond the average length of life shall contribute
to support the families of those who die earlier. If a few only concurred in
such a resolution they would not gain very much, for they would still be
removed by but a slight step from that uncertainty which they are seeking to
Page 343
escape. What is essential is that a considerable number should thus combine
so as to get the benefit of that comparative regularity which the average, as
is well known, almost always tends to exhibit.
§ 4. The above simple considerations really contain the essence of all
insurance. Such points as the fact that the agreement for indemnity extends
only to a certain definite sum of money; and that instead of calling for an
occasional general contribution at the time of the death of each member
they substitute a fixed annual premium, out of the proceeds of which the
payment is to be made, are merely accidents of convenience and
arrangement. Insurance is simply equivalent to a mutual contract amongst
those who dread the consequences of the uncertainty of their life or
employment, that they will employ the aggregate regularity to neutralize as
far as possible the individual irregularity. They know that for every one who
gains by such a contract another will lose as much; or if one gains a great
deal many must have lost a little. They know also that hardly any of their
number can expect to find the arrangement a ‘fair’ one, in the sense that
they just get back again what they have paid in premiums, after deducting
the necessary expenses of management; but they deliberately prefer this
state of things. They consist of a body of persons who think it decidedly
better to leave behind them a comparatively fixed fortune, rather than one
which is extremely uncertain in amount; although they are perfectly aware
that, owing to the unavoidable expenses of managing the affairs of such a
society, the comparatively fixed sum, so to be left, will be a trifle less than
the average fortunes which would have been left had no such system of
insurance been adopted.
As this is not a regular treatise upon Insurance no more need be said upon
the exact nature of such societies, beyond pointing out that they are of
various different kinds. Sometimes they really are what we have compared
them with, viz. mutual agreements amongst a group of persons to make up
each other's losses to a certain extent. Into this category fall the Mutual
Insurance Societies, Benefit Societies, Trades Unions (in respect of some of
their functions), together with innumerable other societies which go by
various names. Sometimes they are companies worked by proprietors or
shareholders for a profit, like any other industrial enterprise. This is the
case, I believe, with the majority of the ordinary Life Insurance Societies.
so as to get the benefit of that comparative regularity which the average, as
is well known, almost always tends to exhibit.
§ 4. The above simple considerations really contain the essence of all
insurance. Such points as the fact that the agreement for indemnity extends
only to a certain definite sum of money; and that instead of calling for an
occasional general contribution at the time of the death of each member
they substitute a fixed annual premium, out of the proceeds of which the
payment is to be made, are merely accidents of convenience and
arrangement. Insurance is simply equivalent to a mutual contract amongst
those who dread the consequences of the uncertainty of their life or
employment, that they will employ the aggregate regularity to neutralize as
far as possible the individual irregularity. They know that for every one who
gains by such a contract another will lose as much; or if one gains a great
deal many must have lost a little. They know also that hardly any of their
number can expect to find the arrangement a ‘fair’ one, in the sense that
they just get back again what they have paid in premiums, after deducting
the necessary expenses of management; but they deliberately prefer this
state of things. They consist of a body of persons who think it decidedly
better to leave behind them a comparatively fixed fortune, rather than one
which is extremely uncertain in amount; although they are perfectly aware
that, owing to the unavoidable expenses of managing the affairs of such a
society, the comparatively fixed sum, so to be left, will be a trifle less than
the average fortunes which would have been left had no such system of
insurance been adopted.
As this is not a regular treatise upon Insurance no more need be said upon
the exact nature of such societies, beyond pointing out that they are of
various different kinds. Sometimes they really are what we have compared
them with, viz. mutual agreements amongst a group of persons to make up
each other's losses to a certain extent. Into this category fall the Mutual
Insurance Societies, Benefit Societies, Trades Unions (in respect of some of
their functions), together with innumerable other societies which go by
various names. Sometimes they are companies worked by proprietors or
shareholders for a profit, like any other industrial enterprise. This is the
case, I believe, with the majority of the ordinary Life Insurance Societies.
Page 344
Sometimes, again, it is the State which undertakes the management, as in
the case of our Post Office Insurance business.
§ 5. It is clear that there is no necessary limit to the range of application of
this principle.[1] It is quite conceivable that the majority of the inhabitants
of some nation might be so enamoured of security that they should devise a
grand insurance society to cover almost every concern in life. They could
not indeed abolish uncertainty, for the conditions of life are very far from
permitting this, but they could without much difficulty get rid of the worst
of the consequences of it. They might determine to insure not merely their
lives, houses, ships, and other things in respect of which sudden and total
loss is possible, but also to insure their business; in the sense of avoiding
not only bankruptcy, but even casual bad years, on the same principle of
commutation. Unfamiliar as such an aim may appear when introduced in
this language, it is nevertheless one which under a name of suspicious
import to the conservative classes has had a good deal of attention directed
to it. It is really scarcely anything else than Communism, which might
indeed be defined as a universal and compulsory[2] insurance society which
is to take account of all departments of business, and, in some at least of its
forms, to invade the province of social and domestic life as well.
Although nothing so comprehensive as this is likely to be practically carried
out on any very large scale, it deserves notice that the principle itself is
steadily spreading in every direction in matters of detail. It is, for instance,
the great complaint against Trades Unions that they too often seek to secure
these results in respect of the equalization of the workmen's wages, thus
insuring to some degree against incompetence, as they rightly and wisely do
against illness and loss of work. Again, there is the Tradesman's Mutual
Protection Society, which insures against the occasional loss entailed by the
necessity of having to conduct prosecutions at law. There are societies in
many towns for the prosecution of petty thefts, with the object of escaping
the same uncertain and perhaps serious loss. Amongst instances of
insurance for the people rather than by them, there is of course the giant
example of the English Poor Law, in which the resemblance to an initial
Communistic system becomes very marked. The poor are insured against
loss of work arising not only from illness and old age, but from any cause
except wilful idleness. They do not, it is true, pay the whole premium, but
the case of our Post Office Insurance business.
§ 5. It is clear that there is no necessary limit to the range of application of
this principle.[1] It is quite conceivable that the majority of the inhabitants
of some nation might be so enamoured of security that they should devise a
grand insurance society to cover almost every concern in life. They could
not indeed abolish uncertainty, for the conditions of life are very far from
permitting this, but they could without much difficulty get rid of the worst
of the consequences of it. They might determine to insure not merely their
lives, houses, ships, and other things in respect of which sudden and total
loss is possible, but also to insure their business; in the sense of avoiding
not only bankruptcy, but even casual bad years, on the same principle of
commutation. Unfamiliar as such an aim may appear when introduced in
this language, it is nevertheless one which under a name of suspicious
import to the conservative classes has had a good deal of attention directed
to it. It is really scarcely anything else than Communism, which might
indeed be defined as a universal and compulsory[2] insurance society which
is to take account of all departments of business, and, in some at least of its
forms, to invade the province of social and domestic life as well.
Although nothing so comprehensive as this is likely to be practically carried
out on any very large scale, it deserves notice that the principle itself is
steadily spreading in every direction in matters of detail. It is, for instance,
the great complaint against Trades Unions that they too often seek to secure
these results in respect of the equalization of the workmen's wages, thus
insuring to some degree against incompetence, as they rightly and wisely do
against illness and loss of work. Again, there is the Tradesman's Mutual
Protection Society, which insures against the occasional loss entailed by the
necessity of having to conduct prosecutions at law. There are societies in
many towns for the prosecution of petty thefts, with the object of escaping
the same uncertain and perhaps serious loss. Amongst instances of
insurance for the people rather than by them, there is of course the giant
example of the English Poor Law, in which the resemblance to an initial
Communistic system becomes very marked. The poor are insured against
loss of work arising not only from illness and old age, but from any cause
except wilful idleness. They do not, it is true, pay the whole premium, but
Page 345
since they mostly bear some portion of the burden of municipal and county
taxation they must certainly be considered as paying a part of the premium.
In some branches also of the public and private services the system is
adopted of deducting a percentage from the wage or salary, for the purpose
of a semi-compulsory insurance against death, illness or superannuation.
§ 6. Closely connected with Insurance, as an application of Probability,
though of course by contrast, stands Gambling. Though we cannot, in
strictness, term either of these practices the converse of the other, it seems
nevertheless correct to say that they spring from opposite mental
tendencies. Some persons, as has been said, find life too monotonous for
their taste, or rather the region of what can be predicted with certainty is too
large and predominant in their estimation. They can easily adopt two
courses for securing the changes they desire. They may, for one thing,
aggravate and intensify the results of events which are comparatively
incapable of prevision, these events not being in themselves of sufficient
importance to excite any strong emotions. The most obvious way of doing
this is by betting upon them. Or again, they may invent games or other
pursuits, the individual contingencies of which are entirely removed from
all possible human prevision, and then make heavy money consequences
depend upon these contingencies. This is gambling proper, carried on
mostly by means of cards and dice and the roulette.
The gambling spirit, as we have said, seeks for the excitement of
uncertainty and variety. When therefore people make a long continued
practice of playing, especially if the stakes for which they play are moderate
in comparison with their fortune, this uncertainty from the nature of the
case begins to diminish. The thoroughly practised gambler, if he possesses
more than usual skill (in games where skill counts for something), must be
regarded as a man following a profession, though a profession for the most
part of a risky and exciting kind, to say nothing of its ignoble and often
dishonest character. If, on the other hand, his skill is below the average, or
the game is one in which skill does not tell and the odds are slightly in
favour of his antagonist, as in the gaming tables, one light in which he can
be regarded is that of a man who is following a favourite amusement; if this
amusement involves a constant annual outlay on his part, that is nothing
more than what has to be said of most other amusements.
taxation they must certainly be considered as paying a part of the premium.
In some branches also of the public and private services the system is
adopted of deducting a percentage from the wage or salary, for the purpose
of a semi-compulsory insurance against death, illness or superannuation.
§ 6. Closely connected with Insurance, as an application of Probability,
though of course by contrast, stands Gambling. Though we cannot, in
strictness, term either of these practices the converse of the other, it seems
nevertheless correct to say that they spring from opposite mental
tendencies. Some persons, as has been said, find life too monotonous for
their taste, or rather the region of what can be predicted with certainty is too
large and predominant in their estimation. They can easily adopt two
courses for securing the changes they desire. They may, for one thing,
aggravate and intensify the results of events which are comparatively
incapable of prevision, these events not being in themselves of sufficient
importance to excite any strong emotions. The most obvious way of doing
this is by betting upon them. Or again, they may invent games or other
pursuits, the individual contingencies of which are entirely removed from
all possible human prevision, and then make heavy money consequences
depend upon these contingencies. This is gambling proper, carried on
mostly by means of cards and dice and the roulette.
The gambling spirit, as we have said, seeks for the excitement of
uncertainty and variety. When therefore people make a long continued
practice of playing, especially if the stakes for which they play are moderate
in comparison with their fortune, this uncertainty from the nature of the
case begins to diminish. The thoroughly practised gambler, if he possesses
more than usual skill (in games where skill counts for something), must be
regarded as a man following a profession, though a profession for the most
part of a risky and exciting kind, to say nothing of its ignoble and often
dishonest character. If, on the other hand, his skill is below the average, or
the game is one in which skill does not tell and the odds are slightly in
favour of his antagonist, as in the gaming tables, one light in which he can
be regarded is that of a man who is following a favourite amusement; if this
amusement involves a constant annual outlay on his part, that is nothing
more than what has to be said of most other amusements.
Page 346
§ 7. We cannot, of course, give such a rational explanation as the above in
every case. There are plenty of novices, and plenty of fanatics, who go on
steadily losing in the full conviction that they will eventually come out
winners. But it is hard to believe that such ignorance, or such intellectual
twist, can really be so widely prevalent as would be requisite to constitute
them the rule rather than the exception. There must surely be some very
general impulse which is gratified by such resources, and it is not easy to
see what else this can be than a love of that variety and consequent
excitement which can only be found in perfection where exact prevision is
impossible.
It is of course very difficult to make any generalization here as to the
comparative prevalence of various motives amongst mankind; but when one
considers what is the difference which most quiet ordinary whist players
feel between a game for ‘love’ and one in which there is a small stake, one
cannot but assign a high value to the influence of a wish to emphasize the
excitement of loss and gain.
I would not for a moment underrate the practical dangers which are found
to attend the practice of gambling. It is remarked that the gambler, if he
continues to play for a long time, is under an almost irresistible impulse to
increase his stakes, and so re-introduce the element of uncertainty. It is in
fact this tendency to be thus led on, which makes the principal danger and
mischief of the practice. Risk and uncertainty are still such normal
characteristics of even civilized life, that the mere extension of such
tendencies into new fields does not in itself offer any very alarming
prospect. It is only to be deprecated in so far as there is a danger, which
experience shows to be no trifling one, that the fascination found in the
pursuit should lead men into following it up into excessive lengths.[3]
§ 8. The above general treatment of Gambling and Insurance seems to me
the only rational and sound principle of division;—namely, that on which
the different practices which, under various names, are known as gambling
or insurance, are arranged in accordance with the spirit of which they are
the outcome, and therefore of the results which they are designed to secure.
If we were to attempt to judge and arrange them according to the names
which they currently bear, we should find ourselves led to no kind of
every case. There are plenty of novices, and plenty of fanatics, who go on
steadily losing in the full conviction that they will eventually come out
winners. But it is hard to believe that such ignorance, or such intellectual
twist, can really be so widely prevalent as would be requisite to constitute
them the rule rather than the exception. There must surely be some very
general impulse which is gratified by such resources, and it is not easy to
see what else this can be than a love of that variety and consequent
excitement which can only be found in perfection where exact prevision is
impossible.
It is of course very difficult to make any generalization here as to the
comparative prevalence of various motives amongst mankind; but when one
considers what is the difference which most quiet ordinary whist players
feel between a game for ‘love’ and one in which there is a small stake, one
cannot but assign a high value to the influence of a wish to emphasize the
excitement of loss and gain.
I would not for a moment underrate the practical dangers which are found
to attend the practice of gambling. It is remarked that the gambler, if he
continues to play for a long time, is under an almost irresistible impulse to
increase his stakes, and so re-introduce the element of uncertainty. It is in
fact this tendency to be thus led on, which makes the principal danger and
mischief of the practice. Risk and uncertainty are still such normal
characteristics of even civilized life, that the mere extension of such
tendencies into new fields does not in itself offer any very alarming
prospect. It is only to be deprecated in so far as there is a danger, which
experience shows to be no trifling one, that the fascination found in the
pursuit should lead men into following it up into excessive lengths.[3]
§ 8. The above general treatment of Gambling and Insurance seems to me
the only rational and sound principle of division;—namely, that on which
the different practices which, under various names, are known as gambling
or insurance, are arranged in accordance with the spirit of which they are
the outcome, and therefore of the results which they are designed to secure.
If we were to attempt to judge and arrange them according to the names
which they currently bear, we should find ourselves led to no kind of
Page 347
systematic division whatever; the fact being that since they all alike
involve, as their essential characteristic, payments and receipts, one or both
of which are necessarily uncertain in their date or amount, the names may
often be interchanged.
For instance, a lottery and an ordinary insurance society against accident, if
we merely look to the processes performed in them, are to all intents and
purposes identical. In each alike there is a small payment which is certain in
amount, and a great receipt which is uncertain in amount. A great many
persons pay the small premium, whereas a few only of their number obtain
a prize, the rest getting no return whatever for their outlay. In each case
alike, also, the aggregate receipts and losses are intended to balance each
other, after allowing for the profits of those who carry on the undertaking.
But of course when we take into account the occasions upon which the
insurers get their prizes, we see that there is all the difference in the world
between receiving them at haphazard, as in a lottery, and receiving them as
a partial set-off to a broken limb or injured constitution, as in the insurance
society.
Again, the language of betting may be easily made to cover almost every
kind of insurance. Indeed De Morgan has described life insurance as a bet
which the individual makes with the company, that he will not live beyond
a certain age. If he dies young, he is pecuniarily a gainer, if he dies late he is
a loser.[4] Here, too, though the expression is technically quite correct (since
any such deliberate risk of money, upon an unproductive venture, may fall
under the definition of a bet), there is the broadest distinction between
betting with no other view whatever than that of risking money, and betting
with the view of diminishing risk and loss as much as possible. In fact, if
the language of sporting life is to be introduced into the matter, we ought, I
presume, to speak of the insurer as ‘hedging’ against his death.
§ 9. Again, in Tontines we have a system of what is often called Insurance,
and in certain points rightly so, but which is to all intents and purposes
simply and absolutely a gambling transaction. They have been entirely
abandoned, I believe, for some time, but were once rather popular,
especially in France. On this plan the State, or whatever society manages
the business, does not gain anything until the last member of the Tontine is
involve, as their essential characteristic, payments and receipts, one or both
of which are necessarily uncertain in their date or amount, the names may
often be interchanged.
For instance, a lottery and an ordinary insurance society against accident, if
we merely look to the processes performed in them, are to all intents and
purposes identical. In each alike there is a small payment which is certain in
amount, and a great receipt which is uncertain in amount. A great many
persons pay the small premium, whereas a few only of their number obtain
a prize, the rest getting no return whatever for their outlay. In each case
alike, also, the aggregate receipts and losses are intended to balance each
other, after allowing for the profits of those who carry on the undertaking.
But of course when we take into account the occasions upon which the
insurers get their prizes, we see that there is all the difference in the world
between receiving them at haphazard, as in a lottery, and receiving them as
a partial set-off to a broken limb or injured constitution, as in the insurance
society.
Again, the language of betting may be easily made to cover almost every
kind of insurance. Indeed De Morgan has described life insurance as a bet
which the individual makes with the company, that he will not live beyond
a certain age. If he dies young, he is pecuniarily a gainer, if he dies late he is
a loser.[4] Here, too, though the expression is technically quite correct (since
any such deliberate risk of money, upon an unproductive venture, may fall
under the definition of a bet), there is the broadest distinction between
betting with no other view whatever than that of risking money, and betting
with the view of diminishing risk and loss as much as possible. In fact, if
the language of sporting life is to be introduced into the matter, we ought, I
presume, to speak of the insurer as ‘hedging’ against his death.
§ 9. Again, in Tontines we have a system of what is often called Insurance,
and in certain points rightly so, but which is to all intents and purposes
simply and absolutely a gambling transaction. They have been entirely
abandoned, I believe, for some time, but were once rather popular,
especially in France. On this plan the State, or whatever society manages
the business, does not gain anything until the last member of the Tontine is
Page 348
dead. As the number of the survivors diminishes, the same sum-total of
annuities still continues to be paid amongst them, as long as any are left
alive, so that each receives a gradually increasing sum. Hence those who
die early, instead of receiving the most, as on the ordinary plan, receive the
least; for at the death of each member the annuity ceases absolutely, so far
as he and his relations are concerned. The whole affair therefore is to all
intents and purposes a gigantic system of betting, to see which can live the
longest; the State being the common stake-holder, and receiving a heavy
commission for its superintendence, this commission being naturally its
sole motive for encouraging such a transaction. It is recorded of one of the
French Tontines[5] that a widow of 97 was left, as the last survivor, to
receive an annuity of 73,500 livres during the rest of the life which she
could manage to drag on after that age;—she having originally subscribed a
single sum of 300 livres only. It is obvious that such a system as this,
though it may sometimes go by the name of insurance, is utterly opposed to
the spirit of true insurance, since it tends to aggravate existing inequalities
of fortune instead of to mitigate them. The insurer here bets that he will die
old; in ordinary insurance he bets that he will die young.
Again, to take one final instance, common opinion often regards the bank or
company which keeps a rouge et noir table, and the individuals who risk
their money at it, as being both alike engaged in gambling. So they may be,
technically, but for all practical purposes such a bank is as sure and safe a
business as that of any ordinary insurance society, and probably far steadier
in its receipts than the majority of ordinary trades in a manufacturing or
commercial city. The bank goes in for many and small transactions, in
proportion to its capital; their customers, very often, in proportion to their
incomes go in for very heavy transactions. That the former comes out a
gainer year after year depends, of course, upon the fact that the tables are
notoriously slightly in their favour. But the steadiness of these gains when
compared with the unsteadiness of the individual losses depends simply
upon,—in fact, is merely an illustration of,—the one great permanent
contrast which lies at the basis of all reasoning in Probability.
§ 10. We have so far regarded Insurance and Gambling as being each the
product of a natural impulse, and as having each, if we look merely to
experience, a great mass of human judgment in its favour. The popular
annuities still continues to be paid amongst them, as long as any are left
alive, so that each receives a gradually increasing sum. Hence those who
die early, instead of receiving the most, as on the ordinary plan, receive the
least; for at the death of each member the annuity ceases absolutely, so far
as he and his relations are concerned. The whole affair therefore is to all
intents and purposes a gigantic system of betting, to see which can live the
longest; the State being the common stake-holder, and receiving a heavy
commission for its superintendence, this commission being naturally its
sole motive for encouraging such a transaction. It is recorded of one of the
French Tontines[5] that a widow of 97 was left, as the last survivor, to
receive an annuity of 73,500 livres during the rest of the life which she
could manage to drag on after that age;—she having originally subscribed a
single sum of 300 livres only. It is obvious that such a system as this,
though it may sometimes go by the name of insurance, is utterly opposed to
the spirit of true insurance, since it tends to aggravate existing inequalities
of fortune instead of to mitigate them. The insurer here bets that he will die
old; in ordinary insurance he bets that he will die young.
Again, to take one final instance, common opinion often regards the bank or
company which keeps a rouge et noir table, and the individuals who risk
their money at it, as being both alike engaged in gambling. So they may be,
technically, but for all practical purposes such a bank is as sure and safe a
business as that of any ordinary insurance society, and probably far steadier
in its receipts than the majority of ordinary trades in a manufacturing or
commercial city. The bank goes in for many and small transactions, in
proportion to its capital; their customers, very often, in proportion to their
incomes go in for very heavy transactions. That the former comes out a
gainer year after year depends, of course, upon the fact that the tables are
notoriously slightly in their favour. But the steadiness of these gains when
compared with the unsteadiness of the individual losses depends simply
upon,—in fact, is merely an illustration of,—the one great permanent
contrast which lies at the basis of all reasoning in Probability.
§ 10. We have so far regarded Insurance and Gambling as being each the
product of a natural impulse, and as having each, if we look merely to
experience, a great mass of human judgment in its favour. The popular
Page 349
moral judgment, however, which applauds the one and condemns the other
rests in great part upon an assumption, which has doubtless much truth in it,
but which is often interpreted with an absoluteness which leads to error in
each direction;—the duty of insurance being too peremptorily urged upon
every one, and the practice of gambling too universally regarded as
involving a sacrifice of real self-interest, as being in fact little better than a
persistent blunder. The assumption in question seems to be extracted from
the acknowledged advantages of insurance, and then invoked to condemn
the practice of gambling. But in so doing the fact does not seem to be
sufficiently recognized that the latter practice, if we merely look to the
extent and antiquity of the tacit vote of mankind in its favour, might surely
claim to carry the day.
It is of course obvious that in all cases with which we are concerned, the
aggregate wealth is unaltered; money being merely transferred from one
person to another. The loss of one is precisely equivalent to the gain of
another. At least this is the approximation to the truth with which we find it
convenient to start.[6] Now if the happiness which is yielded by wealth were
always in direct proportion to its amount, it is not easy to see why insurance
should be advocated or gambling condemned. In the case of the latter this is
obvious enough. I have lost £50, say, but others (one or more as the case
may be) have gained it, and the increase of their happiness would exactly
balance the diminution of mine. In the case of Insurance there is a slight
complication, arising from the fact that the falling in of the policy does not
happen at random (otherwise, as already pointed out, it would be simply a
lottery), but is made contingent upon some kind of loss, which it is intended
as far as possible to balance. I insure myself on a railway journey, break my
leg in an accident, and, having paid threepence for my ticket, receive say
£200 compensation from the insurance company. The same remarks,
however, apply here; the happiness I acquire by this £200 would only just
balance the aggregate loss of the 16,000 who have paid their threepences
and received no return for them, were happiness always directly
proportional to wealth.
§ 11. The practice of Insurance does not, I think, give rise to many questions
of theoretic interest, and need not therefore detain us longer. The fact is that
it has hardly yet been applied sufficiently long and widely, or to matters
rests in great part upon an assumption, which has doubtless much truth in it,
but which is often interpreted with an absoluteness which leads to error in
each direction;—the duty of insurance being too peremptorily urged upon
every one, and the practice of gambling too universally regarded as
involving a sacrifice of real self-interest, as being in fact little better than a
persistent blunder. The assumption in question seems to be extracted from
the acknowledged advantages of insurance, and then invoked to condemn
the practice of gambling. But in so doing the fact does not seem to be
sufficiently recognized that the latter practice, if we merely look to the
extent and antiquity of the tacit vote of mankind in its favour, might surely
claim to carry the day.
It is of course obvious that in all cases with which we are concerned, the
aggregate wealth is unaltered; money being merely transferred from one
person to another. The loss of one is precisely equivalent to the gain of
another. At least this is the approximation to the truth with which we find it
convenient to start.[6] Now if the happiness which is yielded by wealth were
always in direct proportion to its amount, it is not easy to see why insurance
should be advocated or gambling condemned. In the case of the latter this is
obvious enough. I have lost £50, say, but others (one or more as the case
may be) have gained it, and the increase of their happiness would exactly
balance the diminution of mine. In the case of Insurance there is a slight
complication, arising from the fact that the falling in of the policy does not
happen at random (otherwise, as already pointed out, it would be simply a
lottery), but is made contingent upon some kind of loss, which it is intended
as far as possible to balance. I insure myself on a railway journey, break my
leg in an accident, and, having paid threepence for my ticket, receive say
£200 compensation from the insurance company. The same remarks,
however, apply here; the happiness I acquire by this £200 would only just
balance the aggregate loss of the 16,000 who have paid their threepences
and received no return for them, were happiness always directly
proportional to wealth.
§ 11. The practice of Insurance does not, I think, give rise to many questions
of theoretic interest, and need not therefore detain us longer. The fact is that
it has hardly yet been applied sufficiently long and widely, or to matters
Page 350
which admit of sufficiently accurate statistical treatment, except in one
department. This, of course, is Life Insurance; but the subject is one which
requires constant attention to details of statistics, and is (rightly) mainly
carried out in strict accordance with routine. As an illustration of this we
need merely refer to the works of De Morgan,—a professional actuary as
well as a writer on the theory of Probability,—who has found but little
opportunity to aid his speculative treatment of Probability by examples
drawn from this class of considerations.
With Gambling it is otherwise. Not only have a variety of interesting single
problems been discussed (of which the Petersburg problem is the best
known) but several speculative questions of considerable importance have
been raised. One of these concerns the disadvantages of the practice of
gambling. There have been a number of writers who, not content with
dwelling upon the obvious moral and indirect mischief which results, in the
shape of over-excitement, consequent greed, withdrawal from the steady
business habits which alone insure prosperity in the long run, diversion of
wealth into dishonest hands, &c., have endeavoured to demonstrate the
necessary loss caused by the practice.
§ 12. These attempts may be divided into two classes. There are (1) those
which appeal to merely numerical considerations, and (2) those which
introduce what is called the ‘moral’ as distinguished from the mathematical
value of a future contingency.
(1) For instance, an ingenious attempt has been made by Mr Whitworth to
prove that gambling is necessarily disadvantageous on purely mathematical
grounds.
When two persons play against each other one of the two must be ruined
sooner or later, even though the game be a fair one, supposing that they go
on playing long enough; the one with the smaller income having of course
the worst chance of being the lucky survivor. If one of them has a finite, and
the other an infinite income, it must clearly be the former who will be the
ultimate sufferer if they go on long enough. It is then maintained that this is
in fact every individual gambler's position, “no one is restricted to gambling
with one single opponent; the speculator deals with the public at large, with
a world whose resources are practically unlimited. There is a prospect that
department. This, of course, is Life Insurance; but the subject is one which
requires constant attention to details of statistics, and is (rightly) mainly
carried out in strict accordance with routine. As an illustration of this we
need merely refer to the works of De Morgan,—a professional actuary as
well as a writer on the theory of Probability,—who has found but little
opportunity to aid his speculative treatment of Probability by examples
drawn from this class of considerations.
With Gambling it is otherwise. Not only have a variety of interesting single
problems been discussed (of which the Petersburg problem is the best
known) but several speculative questions of considerable importance have
been raised. One of these concerns the disadvantages of the practice of
gambling. There have been a number of writers who, not content with
dwelling upon the obvious moral and indirect mischief which results, in the
shape of over-excitement, consequent greed, withdrawal from the steady
business habits which alone insure prosperity in the long run, diversion of
wealth into dishonest hands, &c., have endeavoured to demonstrate the
necessary loss caused by the practice.
§ 12. These attempts may be divided into two classes. There are (1) those
which appeal to merely numerical considerations, and (2) those which
introduce what is called the ‘moral’ as distinguished from the mathematical
value of a future contingency.
(1) For instance, an ingenious attempt has been made by Mr Whitworth to
prove that gambling is necessarily disadvantageous on purely mathematical
grounds.
When two persons play against each other one of the two must be ruined
sooner or later, even though the game be a fair one, supposing that they go
on playing long enough; the one with the smaller income having of course
the worst chance of being the lucky survivor. If one of them has a finite, and
the other an infinite income, it must clearly be the former who will be the
ultimate sufferer if they go on long enough. It is then maintained that this is
in fact every individual gambler's position, “no one is restricted to gambling
with one single opponent; the speculator deals with the public at large, with
a world whose resources are practically unlimited. There is a prospect that
Page 351
his operations may terminate to his own disadvantage, through his having
nothing more to stake; but there is no prospect that it will terminate to his
advantage through the exhaustion of the resources of the world. Every one
who gambles is carrying on an unequal warfare: he is ranged with a
restricted capital against an adversary whose means are infinite.”[7]
In the above argument it is surely overlooked that the adversaries against
whom he plays are not one body with a common purse, like the bank in a
gambling establishment. Each of these adversaries is in exactly the same
position as he himself is, and a precisely similar proof might be employed
to show that each of them must be eventually ruined which is of course a
reduction to absurdity. Gambling can only transfer money from one player
to another, and therefore none of it can be actually lost.
§ 13. What really becomes of the money, when they play to extremity, is not
difficult to see. First suppose a limited number of players. If they go on long
enough, the money will at last all find its way into the pocket of some one
of their number. If their fortunes were originally equal, each stands the
same chance of being the lucky survivor; in which case we cannot assert, on
any numerical grounds, that the prospect of the play is disadvantageous to
any one of them. If their fortunes were unequal, the one who had the largest
sum to begin with can be shown to have the best chance, according to some
assignable law, of being left the final winner; in which case it must be just
as advantageous for him, as it was disadvantageous for his less wealthy
competitors.
When, instead of a limited number of players, we suppose an unlimited
number, each as he is ruined retiring from the table and letting another
come in, the results are more complicated, but their general tendency can be
readily distinguished. If we supposed that no one retired except when he
was ruined, we should have a state of things in which all the old players
were growing gradually richer. In this case the prospect before the new
comers would steadily grow worse and worse, for their chance of winning
against such rich opponents would be exceedingly small. But as this is an
unreasonable supposition, we ought rather to assume that not only do the
ruined victims retire, but also that those who have gained fortunes of a
certain amount retire also, so that the aggregate and average wealth of the
nothing more to stake; but there is no prospect that it will terminate to his
advantage through the exhaustion of the resources of the world. Every one
who gambles is carrying on an unequal warfare: he is ranged with a
restricted capital against an adversary whose means are infinite.”[7]
In the above argument it is surely overlooked that the adversaries against
whom he plays are not one body with a common purse, like the bank in a
gambling establishment. Each of these adversaries is in exactly the same
position as he himself is, and a precisely similar proof might be employed
to show that each of them must be eventually ruined which is of course a
reduction to absurdity. Gambling can only transfer money from one player
to another, and therefore none of it can be actually lost.
§ 13. What really becomes of the money, when they play to extremity, is not
difficult to see. First suppose a limited number of players. If they go on long
enough, the money will at last all find its way into the pocket of some one
of their number. If their fortunes were originally equal, each stands the
same chance of being the lucky survivor; in which case we cannot assert, on
any numerical grounds, that the prospect of the play is disadvantageous to
any one of them. If their fortunes were unequal, the one who had the largest
sum to begin with can be shown to have the best chance, according to some
assignable law, of being left the final winner; in which case it must be just
as advantageous for him, as it was disadvantageous for his less wealthy
competitors.
When, instead of a limited number of players, we suppose an unlimited
number, each as he is ruined retiring from the table and letting another
come in, the results are more complicated, but their general tendency can be
readily distinguished. If we supposed that no one retired except when he
was ruined, we should have a state of things in which all the old players
were growing gradually richer. In this case the prospect before the new
comers would steadily grow worse and worse, for their chance of winning
against such rich opponents would be exceedingly small. But as this is an
unreasonable supposition, we ought rather to assume that not only do the
ruined victims retire, but also that those who have gained fortunes of a
certain amount retire also, so that the aggregate and average wealth of the
Page 352
gambling body remains pretty steady. What chance any given player has of
being ruined, and how long he may expect to hold out before being ruined,
will depend of course upon the initial incomes of the players, the rules of
the game, the stakes for which they play, and other considerations. But it is
clear that for all that is lost by one, a precisely equal sum must be gained by
others, and that therefore any particular gambler can only be cautioned
beforehand that his conduct is not to be recommended, by appealing to
some such suppositions as those already mentioned in a former section.
§ 14. As an additional justification of this view the reader may observe that
the state of things in the last example is one which, expressed in somewhat
different language and with a slight alteration of circumstances, is being
incessantly carried on upon a gigantic scale upon every side of us. Call it
the competition of merchants and traders in a commercial country, and the
general results are familiar enough. It is true that in so far as skill comes
into the question, they are not properly gamblers; but in so far as chance
and risk do, they may be fairly so termed, and in many branches of business
this must necessarily be the case to a very considerable extent. Whenever
business is carried on in a reckless way, the comparison is on general
grounds fair enough. In each case alike we find some retiring ruined, and
some making their fortunes; and in each case alike also the chances, cœteris
paribus, lie with those who have the largest fortunes. Every one is, in a
sense, struggling against the collective commercial world, but since each of
his competitors is doing the same, we clearly could not caution any of them
(except indeed the poorer ones) that their efforts must finally end in
disadvantage.
§ 15. If we wish to see this result displayed in its most decisive form we
may find a good analogy in a very different class of events, viz. in the fate
of surnames. We are all gamblers in this respect, and the game is carried out
to the last farthing with a rigour unknown at Newmarket or Monte Carlo. In
its complete treatment the subject is a very intricate one,[8] but a simple
example will serve to display the general tendency. Suppose a colony
comprising 1000 couples of different surnames, and suppose that each of
these has four children who grow up to marry. Approximately, one in 16 of
these families will consist of girls only; and therefore, under ordinary
conventions, about 62 of the names will have disappeared for ever after the
being ruined, and how long he may expect to hold out before being ruined,
will depend of course upon the initial incomes of the players, the rules of
the game, the stakes for which they play, and other considerations. But it is
clear that for all that is lost by one, a precisely equal sum must be gained by
others, and that therefore any particular gambler can only be cautioned
beforehand that his conduct is not to be recommended, by appealing to
some such suppositions as those already mentioned in a former section.
§ 14. As an additional justification of this view the reader may observe that
the state of things in the last example is one which, expressed in somewhat
different language and with a slight alteration of circumstances, is being
incessantly carried on upon a gigantic scale upon every side of us. Call it
the competition of merchants and traders in a commercial country, and the
general results are familiar enough. It is true that in so far as skill comes
into the question, they are not properly gamblers; but in so far as chance
and risk do, they may be fairly so termed, and in many branches of business
this must necessarily be the case to a very considerable extent. Whenever
business is carried on in a reckless way, the comparison is on general
grounds fair enough. In each case alike we find some retiring ruined, and
some making their fortunes; and in each case alike also the chances, cœteris
paribus, lie with those who have the largest fortunes. Every one is, in a
sense, struggling against the collective commercial world, but since each of
his competitors is doing the same, we clearly could not caution any of them
(except indeed the poorer ones) that their efforts must finally end in
disadvantage.
§ 15. If we wish to see this result displayed in its most decisive form we
may find a good analogy in a very different class of events, viz. in the fate
of surnames. We are all gamblers in this respect, and the game is carried out
to the last farthing with a rigour unknown at Newmarket or Monte Carlo. In
its complete treatment the subject is a very intricate one,[8] but a simple
example will serve to display the general tendency. Suppose a colony
comprising 1000 couples of different surnames, and suppose that each of
these has four children who grow up to marry. Approximately, one in 16 of
these families will consist of girls only; and therefore, under ordinary
conventions, about 62 of the names will have disappeared for ever after the
Page 353
next generation. Four again out of 16 will have but one boy, each of whom
will of course be in the same position as his father, viz. the sole
representative of his name. Accordingly in the next generation one in 16 of
these names will again drop out, and so the process continues. The number
which disappears in each successive generation becomes smaller, as the
stability of the survivors becomes greater owing to their larger numbers.
But there is no check to the process.
§ 16. The analogy here is a very close one, the names which thus disappear
corresponding to the gamblers who retire ruined and those which increase
in number corresponding to the lucky winners. The ultimate goal in each
case alike,—of course an exceedingly remote one,—is the exclusive
survival of one at the expense of all the others. That one surname does thus
drop out after another must have struck every one who has made any
enquiry into family genealogy, and various fanciful accounts have been
given by those unfamiliar with the theory of probability. What is often apt
to be overlooked is the extreme slightness of what may be termed the “turn
of the tables” in favour of the survival at each generation. In the above
numerical example we have made an extravagantly favourable supposition,
by assuming that the population doubles at every generation. In an old and
thickly populated country where the numbers increase very slowly, we
should be much nearer the mark in assuming that the average effective
family,—that is, the average number of children who live to marry,—was
only two. In this case every family which was represented at any time by
but a single male would have but three chances in four of surviving
extinction, and of course the process of thinning out would be a more rapid
one.
§ 17. The most interesting class of attempts to prove the disadvantages of
gambling appeal to what is technically called ‘moral expectation’ as
distinguished from ‘mathematical expectation.’ The latter may be defined
simply as the average money value of the venture in question; that is, it is
the product of the amount to be gained (or lost) and the chance of gaining
(or losing) it. For instance, if I bet four to one in sovereigns against the
occurrence of ace with a single die there would be, on the average of many
throws, a loss of four pounds against a gain of five pounds on each set of
six occurrences; i.e. there would be an average gain of three shillings and
will of course be in the same position as his father, viz. the sole
representative of his name. Accordingly in the next generation one in 16 of
these names will again drop out, and so the process continues. The number
which disappears in each successive generation becomes smaller, as the
stability of the survivors becomes greater owing to their larger numbers.
But there is no check to the process.
§ 16. The analogy here is a very close one, the names which thus disappear
corresponding to the gamblers who retire ruined and those which increase
in number corresponding to the lucky winners. The ultimate goal in each
case alike,—of course an exceedingly remote one,—is the exclusive
survival of one at the expense of all the others. That one surname does thus
drop out after another must have struck every one who has made any
enquiry into family genealogy, and various fanciful accounts have been
given by those unfamiliar with the theory of probability. What is often apt
to be overlooked is the extreme slightness of what may be termed the “turn
of the tables” in favour of the survival at each generation. In the above
numerical example we have made an extravagantly favourable supposition,
by assuming that the population doubles at every generation. In an old and
thickly populated country where the numbers increase very slowly, we
should be much nearer the mark in assuming that the average effective
family,—that is, the average number of children who live to marry,—was
only two. In this case every family which was represented at any time by
but a single male would have but three chances in four of surviving
extinction, and of course the process of thinning out would be a more rapid
one.
§ 17. The most interesting class of attempts to prove the disadvantages of
gambling appeal to what is technically called ‘moral expectation’ as
distinguished from ‘mathematical expectation.’ The latter may be defined
simply as the average money value of the venture in question; that is, it is
the product of the amount to be gained (or lost) and the chance of gaining
(or losing) it. For instance, if I bet four to one in sovereigns against the
occurrence of ace with a single die there would be, on the average of many
throws, a loss of four pounds against a gain of five pounds on each set of
six occurrences; i.e. there would be an average gain of three shillings and
Page 354
fourpence on each throw. This is called the true or mathematical
expectation. The so-called ‘moral expectation’, on the other hand, is the
subjective value of this mathematical expectation. That is, instead of
reckoning a money fortune in the ordinary way, as what it is, the attempt is
made to reckon it at what it is felt to be. The elements of computation
therefore become, not pounds and shillings, but sums of pleasure enjoyed
actually or in prospect. Accordingly when reckoning the present value of a
future gain, we must now multiply, not the objective but the subjective
value, by the chance we have of securing that gain.
With regard to the exact relation of this moral fortune to the physical
various more or less arbitrary assumptions have been made. One writer
(Buffon) considers that the moral value of any given sum varies inversely
with the total wealth of the person who gains it. Another (D. Bernoulli)
starting from a different assumption, which we shall presently have to
notice more particularly, makes the moral value of a fortune vary as the
logarithm of its actual amount.[9] A third (Cramer) makes it vary with the
square root of the amount.
§ 18. Historically, these proposals have sprung from the wish to reconcile
the conclusions of the Petersburg problem with the dictates of practical
common sense; for, by substituting the moral for the physical estimate the
total value of the expectation could be reduced to a finite sum. On this
ground therefore such proposals have no great interest, for, as we have seen,
there is no serious difficulty in the problem when rightly understood.
These same proposals however have been employed in order to prove that
gambling is necessarily disadvantageous, and this to both parties. Take, for
instance, Bernoulli's supposition. It can be readily shown that if two persons
each with a sum of £50 to start with choose to risk, say, £10 upon an even
wager there will be a loss of happiness as a result; for the pleasure gained
by the possessor of £60 will not be equal to that which is lost by the man
who leaves off with £40.[10]
§ 19. This is the form of argument commonly adopted; but, as it stands, it
does not seem conclusive. It may surely be replied that all which is thus
proved is that inequality is bad, on the ground that two fortunes of £50 are
expectation. The so-called ‘moral expectation’, on the other hand, is the
subjective value of this mathematical expectation. That is, instead of
reckoning a money fortune in the ordinary way, as what it is, the attempt is
made to reckon it at what it is felt to be. The elements of computation
therefore become, not pounds and shillings, but sums of pleasure enjoyed
actually or in prospect. Accordingly when reckoning the present value of a
future gain, we must now multiply, not the objective but the subjective
value, by the chance we have of securing that gain.
With regard to the exact relation of this moral fortune to the physical
various more or less arbitrary assumptions have been made. One writer
(Buffon) considers that the moral value of any given sum varies inversely
with the total wealth of the person who gains it. Another (D. Bernoulli)
starting from a different assumption, which we shall presently have to
notice more particularly, makes the moral value of a fortune vary as the
logarithm of its actual amount.[9] A third (Cramer) makes it vary with the
square root of the amount.
§ 18. Historically, these proposals have sprung from the wish to reconcile
the conclusions of the Petersburg problem with the dictates of practical
common sense; for, by substituting the moral for the physical estimate the
total value of the expectation could be reduced to a finite sum. On this
ground therefore such proposals have no great interest, for, as we have seen,
there is no serious difficulty in the problem when rightly understood.
These same proposals however have been employed in order to prove that
gambling is necessarily disadvantageous, and this to both parties. Take, for
instance, Bernoulli's supposition. It can be readily shown that if two persons
each with a sum of £50 to start with choose to risk, say, £10 upon an even
wager there will be a loss of happiness as a result; for the pleasure gained
by the possessor of £60 will not be equal to that which is lost by the man
who leaves off with £40.[10]
§ 19. This is the form of argument commonly adopted; but, as it stands, it
does not seem conclusive. It may surely be replied that all which is thus
proved is that inequality is bad, on the ground that two fortunes of £50 are
Page 355
better than one of £60 and one of £40. Conceive for instance that the
original fortunes had been £60 and £40 respectively, the event may result in
an increase of happiness; for this will certainly be the case if the richer man
loses and the fortunes are thus equalized. This is quite true; and we are
therefore obliged to show,—what can be very easily shown,—that if the
other alternative had taken place and the two fortunes had been made still
more unequal (viz. £65 and £35 respectively) the happiness thus lost would
more than balance what would have been gained by the equalization. And
since these two suppositions are equally likely there will be a loss in the
long run.
The consideration just adduced seems however to show that the common
way of stating the conclusion is rather misleading; and that, on the
assumption in question as to the law of dependence of happiness on wealth,
it really is the case that the effective element in rendering gambling
disadvantageous is its tendency to the increase of the inequality in the
distribution of wealth.
§ 20. This raises two questions, one of some speculative interest in
connection with our subject, and the other of supreme importance in the
conduct of life. The first is this: quite apart from any particular assumption
which we make about moral fortunes or laws of variation of happiness, is it
the fact that gambling tends to increase the existing inequalities of wealth?
Theoretically there is no doubt that this is so. Take the simplest case and
suppose two people tossing for a pound. If their fortunes were equal to
begin with there must be resultant inequality. If they were unequal there is
an even chance of the inequality being increased or diminished; but since
the increase is proportionally greater than the decrease, the final result
remains of the same kind as when the fortunes were equal.[11] Taking a
more general view the same conclusion underlies all our reasoning as to the
averages of large numbers, viz. that the resultant divergencies increase
absolutely (however they diminish relatively) as the numbers become
greater. And of course we refer to these absolute divergencies when we are
talking of the distribution of wealth.
§ 21. This is the theoretic conclusion. How far the actual practice of
gambling introduces counteracting agencies must be left to the
original fortunes had been £60 and £40 respectively, the event may result in
an increase of happiness; for this will certainly be the case if the richer man
loses and the fortunes are thus equalized. This is quite true; and we are
therefore obliged to show,—what can be very easily shown,—that if the
other alternative had taken place and the two fortunes had been made still
more unequal (viz. £65 and £35 respectively) the happiness thus lost would
more than balance what would have been gained by the equalization. And
since these two suppositions are equally likely there will be a loss in the
long run.
The consideration just adduced seems however to show that the common
way of stating the conclusion is rather misleading; and that, on the
assumption in question as to the law of dependence of happiness on wealth,
it really is the case that the effective element in rendering gambling
disadvantageous is its tendency to the increase of the inequality in the
distribution of wealth.
§ 20. This raises two questions, one of some speculative interest in
connection with our subject, and the other of supreme importance in the
conduct of life. The first is this: quite apart from any particular assumption
which we make about moral fortunes or laws of variation of happiness, is it
the fact that gambling tends to increase the existing inequalities of wealth?
Theoretically there is no doubt that this is so. Take the simplest case and
suppose two people tossing for a pound. If their fortunes were equal to
begin with there must be resultant inequality. If they were unequal there is
an even chance of the inequality being increased or diminished; but since
the increase is proportionally greater than the decrease, the final result
remains of the same kind as when the fortunes were equal.[11] Taking a
more general view the same conclusion underlies all our reasoning as to the
averages of large numbers, viz. that the resultant divergencies increase
absolutely (however they diminish relatively) as the numbers become
greater. And of course we refer to these absolute divergencies when we are
talking of the distribution of wealth.
§ 21. This is the theoretic conclusion. How far the actual practice of
gambling introduces counteracting agencies must be left to the
Page 356
determination of those who are competent to pronounce. So far as outsiders
are authorised to judge from what they read in the newspapers and other
public sources of information, it would appear that these counteracting
agencies are very considerable, and that in consequence it is a rather
insecure argument to advance against gambling. Many a large fortune has
notoriously been squandered on the race-course or in gambling saloons, and
most certainly a large portion, if not the major part, has gone to swell the
incomes of many who were by comparison poor. But the solution of this
question must clearly be left to those who have better opportunities of
knowing the facts than is to be expected on the part of writers on
Probability.
§ 22. The general conclusion to be drawn is that those who invoked this
principle of moral fortune as an argument against gambling were really
raising a much more intricate and far-reaching problem than they were
aware of. What they were at work upon was the question, What is the
distribution of wealth which tends to secure the maximum of happiness? Is
this best secured by equality or inequality? Had they really followed out the
doctrine on which their denunciation of gambling was founded they ought
to have adopted the Socialist's ideal as being distinctly that which tends to
increase happiness. And they ought to have brought under the same
disapprobation which they expressed against gambling all those tendencies
of modern civilized life which work in the same direction. For instance;
keen competition, speculative operations, extended facilities of credit,
mechanical inventions, enlargement of business operations into vast firms:
—all these, and other similar tendencies too numerous to mention here,
have had some influence in the way of adding to existing inequalities. They
are, or have been, in consequence denounced by socialists: are we honestly
to bring them to this test in order to ascertain whether or not they are to be
condemned? The reader who wishes to see what sort of problems this
assumption of ‘moral fortune’ ought to introduce may be recommended to
read Mr F. Y. Edgeworth's Mathematical Psychics, the only work with
which I am acquainted which treats of these questions.
are authorised to judge from what they read in the newspapers and other
public sources of information, it would appear that these counteracting
agencies are very considerable, and that in consequence it is a rather
insecure argument to advance against gambling. Many a large fortune has
notoriously been squandered on the race-course or in gambling saloons, and
most certainly a large portion, if not the major part, has gone to swell the
incomes of many who were by comparison poor. But the solution of this
question must clearly be left to those who have better opportunities of
knowing the facts than is to be expected on the part of writers on
Probability.
§ 22. The general conclusion to be drawn is that those who invoked this
principle of moral fortune as an argument against gambling were really
raising a much more intricate and far-reaching problem than they were
aware of. What they were at work upon was the question, What is the
distribution of wealth which tends to secure the maximum of happiness? Is
this best secured by equality or inequality? Had they really followed out the
doctrine on which their denunciation of gambling was founded they ought
to have adopted the Socialist's ideal as being distinctly that which tends to
increase happiness. And they ought to have brought under the same
disapprobation which they expressed against gambling all those tendencies
of modern civilized life which work in the same direction. For instance;
keen competition, speculative operations, extended facilities of credit,
mechanical inventions, enlargement of business operations into vast firms:
—all these, and other similar tendencies too numerous to mention here,
have had some influence in the way of adding to existing inequalities. They
are, or have been, in consequence denounced by socialists: are we honestly
to bring them to this test in order to ascertain whether or not they are to be
condemned? The reader who wishes to see what sort of problems this
assumption of ‘moral fortune’ ought to introduce may be recommended to
read Mr F. Y. Edgeworth's Mathematical Psychics, the only work with
which I am acquainted which treats of these questions.
Page 357
1 The question of the advisability of inoculation against the small-pox,
which gave rise to much discussion amongst the writers on Probability
during the last century, is a case in point of the same principles applied to a
very different kind of instance. The loss against which the insurance was
directed was death by small-pox, the premium paid was the illness and
other inconvenience, and the very small risk of death, from the inoculation.
The disputes which thence arose amongst writers on the subject involved
the same difficulties as to the balance between certain moderate loss and
contingent great loss. In the seventeenth century it seems to have been an
occasional practice, before a journey into the Mediterranean, to insure
against capture by Moorish pirates, with a view to secure having the ransom
paid. (See, for an account of some extraordinary developments of the
insurance principle, Walford's Insurance Guide and Handbook. It is not
written in a very scientific spirit, but it contains much information on all
matters connected with insurance.)
2
All that is meant by the above comparison is that the ideal aimed at by
Communism is similar to that of Insurance. If we look at the processes by
which it would be carried out, and the means for enforcing it, the matter
would of course assume a very different aspect. Similarly with the action of
Trades Unionism referred to in the next paragraph.
3 One of the best discussions that I have recently seen on these subjects, by
a writer at once thoroughly competent and well informed, is in Mr Proctor's
Chance and Luck. It appears to me however that he runs into an extreme in
his denunciation not of the folly but of the dishonesty of all gambling.
Surely also it is a strained use of language to speak of all lotteries as
‘unfair’ and even ‘swindling’ on the ground that the sum-total of what they
distribute in prizes is less than that of what they receive in payments. The
difference, in respect of information deliberately withheld and false reports
wilfully spread, between most of the lotteries that have been supported, and
the bubble companies which justly deserve the name of swindles, ought to
prevent the same name being applied to both.
4 “A fire insurance is a simple bet between the office and the party, and a
life insurance is a collection of wagers. There is something of the principle
which gave rise to much discussion amongst the writers on Probability
during the last century, is a case in point of the same principles applied to a
very different kind of instance. The loss against which the insurance was
directed was death by small-pox, the premium paid was the illness and
other inconvenience, and the very small risk of death, from the inoculation.
The disputes which thence arose amongst writers on the subject involved
the same difficulties as to the balance between certain moderate loss and
contingent great loss. In the seventeenth century it seems to have been an
occasional practice, before a journey into the Mediterranean, to insure
against capture by Moorish pirates, with a view to secure having the ransom
paid. (See, for an account of some extraordinary developments of the
insurance principle, Walford's Insurance Guide and Handbook. It is not
written in a very scientific spirit, but it contains much information on all
matters connected with insurance.)
2
All that is meant by the above comparison is that the ideal aimed at by
Communism is similar to that of Insurance. If we look at the processes by
which it would be carried out, and the means for enforcing it, the matter
would of course assume a very different aspect. Similarly with the action of
Trades Unionism referred to in the next paragraph.
3 One of the best discussions that I have recently seen on these subjects, by
a writer at once thoroughly competent and well informed, is in Mr Proctor's
Chance and Luck. It appears to me however that he runs into an extreme in
his denunciation not of the folly but of the dishonesty of all gambling.
Surely also it is a strained use of language to speak of all lotteries as
‘unfair’ and even ‘swindling’ on the ground that the sum-total of what they
distribute in prizes is less than that of what they receive in payments. The
difference, in respect of information deliberately withheld and false reports
wilfully spread, between most of the lotteries that have been supported, and
the bubble companies which justly deserve the name of swindles, ought to
prevent the same name being applied to both.
4 “A fire insurance is a simple bet between the office and the party, and a
life insurance is a collection of wagers. There is something of the principle
Page 358
of a wager in every transaction in which the results of a future event are to
bring gain or loss.” Penny Cyclopædia, under the head of Wager.
5 Encyclopédie Methodique, under the head of Tontines.
6
Of course, if we introduce considerations of Political Economy,
corrections will have to be made. For one thing, every Insurance Office is,
as De Morgan repeatedly insists, a Savings Bank as well as an Insurance
Office. The Office invests the premiums, and can therefore afford to pay a
larger sum than would otherwise be the case. Again, in the case of
gambling, a large loss of capital by any one will almost necessarily involve
an actual destruction of wealth; to say nothing of the fact that, practically,
gambling often causes a constant transfer of wealth from productive to
unproductive purposes.
7 Choice and Chance, Ed. II. p. 208.
8 It was, I believe, first treated as a serious problem by Mr Galton. (See the
Journal Anthrop. Inst. Vol. IV. 1875, where a complete mathematical
solution is indicated by Mr H. W. Watson.)
9
Bernoulli himself does not seem to have based his conclusions upon
actual experience. But it is a noteworthy fact that the assumption with
which he starts, viz. that the subjective value of any small increment (dx) is
inversely proportional to the sum then possessed (x), and which leads at
once to the logarithmic law above mentioned, is identical with one which is
now familiar enough to every psychologist. It is what is commonly called
Fechner's Law, which he has established by aid of an enormous amount of
careful experiment in the case of a number of our simple sensations. But I
do not believe that he has made any claim that such a law holds good in the
far more intricate dependence of happiness upon wealth.
10
The formula expressive of this moral happiness is c log ax; where x stands
for the physical fortune possessed at the time, and a for that small value of
it at which happiness is supposed to disappear: c being an arbitrary
constant. Let two persons, whose fortune is x, risk y on an even bet. Then
the balance, as regards happiness, must be drawn between
bring gain or loss.” Penny Cyclopædia, under the head of Wager.
5 Encyclopédie Methodique, under the head of Tontines.
6
Of course, if we introduce considerations of Political Economy,
corrections will have to be made. For one thing, every Insurance Office is,
as De Morgan repeatedly insists, a Savings Bank as well as an Insurance
Office. The Office invests the premiums, and can therefore afford to pay a
larger sum than would otherwise be the case. Again, in the case of
gambling, a large loss of capital by any one will almost necessarily involve
an actual destruction of wealth; to say nothing of the fact that, practically,
gambling often causes a constant transfer of wealth from productive to
unproductive purposes.
7 Choice and Chance, Ed. II. p. 208.
8 It was, I believe, first treated as a serious problem by Mr Galton. (See the
Journal Anthrop. Inst. Vol. IV. 1875, where a complete mathematical
solution is indicated by Mr H. W. Watson.)
9
Bernoulli himself does not seem to have based his conclusions upon
actual experience. But it is a noteworthy fact that the assumption with
which he starts, viz. that the subjective value of any small increment (dx) is
inversely proportional to the sum then possessed (x), and which leads at
once to the logarithmic law above mentioned, is identical with one which is
now familiar enough to every psychologist. It is what is commonly called
Fechner's Law, which he has established by aid of an enormous amount of
careful experiment in the case of a number of our simple sensations. But I
do not believe that he has made any claim that such a law holds good in the
far more intricate dependence of happiness upon wealth.
10
The formula expressive of this moral happiness is c log ax; where x stands
for the physical fortune possessed at the time, and a for that small value of
it at which happiness is supposed to disappear: c being an arbitrary
constant. Let two persons, whose fortune is x, risk y on an even bet. Then
the balance, as regards happiness, must be drawn between
Page 359
c log
x and 1
c log
x + y + 1c log x − y,
a 2 a 2 a
or log x2 and log(x + y)(x − y),
or x2 and x2 − y2, the former of which is necessarily the greater.
11 This may be seen more clearly as follows. Suppose two pair of gamblers,
each pair consisting of men possessing £50 and £30 respectively. Now if we
suppose the richer man to win in one case and the poorer in the other these
two results will be a fair representation of the average; for there are only
two alternatives and these will be equally frequent in the long run. It is
obvious that we have had two fortunes of £50 and two of £30 converted
into one of £20, two of £40, and one of £60. And this is clearly an increase
of inequality.
x and 1
c log
x + y + 1c log x − y,
a 2 a 2 a
or log x2 and log(x + y)(x − y),
or x2 and x2 − y2, the former of which is necessarily the greater.
11 This may be seen more clearly as follows. Suppose two pair of gamblers,
each pair consisting of men possessing £50 and £30 respectively. Now if we
suppose the richer man to win in one case and the poorer in the other these
two results will be a fair representation of the average; for there are only
two alternatives and these will be equally frequent in the long run. It is
obvious that we have had two fortunes of £50 and two of £30 converted
into one of £20, two of £40, and one of £60. And this is clearly an increase
of inequality.
Page 360
CHAPTER XVI.
Page 361
THE APPLICATION OF PROBABILITY TO
TESTIMONY.
§ 1. On the principles which have been adopted in this work, it becomes
questionable whether several classes of problems which may seem to have
acquired a prescriptive right to admission, will not have to be excluded
from the science of Probability. The most important, perhaps, of these refer
to what is commonly called the credibility of testimony, estimated either at
first hand and directly, or as influencing a juryman, and so reaching us
through his sagacity and trustworthiness. Almost every treatise upon the
science contains a discussion of the principles according to which credit is
to be attached to combinations of the reports of witnesses of various
degrees of trustworthiness, or the verdicts of juries consisting of larger or
smaller numbers. A great modern mathematician, Poisson, has written an
elaborate treatise expressly upon this subject; whilst a considerable portion
of the works of Laplace, De Morgan, and others, is devoted to an
examination of similar enquiries. It would be presumptuous to differ from
such authorities as these, except upon the strongest grounds; but I confess
that the extraordinary ingenuity and mathematical ability which have been
devoted to these problems, considered as questions in Probability, fails to
convince me that they ought to have been so considered. The following are
the principal grounds for this opinion.
§ 2. It will be remembered that in the course of the chapter on Induction we
entered into a detailed investigation of the process demanded of us when,
instead of the appropriate propositions from which the inference was to be
made being set before us, the individual presented himself, and the task was
imposed upon us of selecting the requisite groups or series to which to refer
him. In other words, instead of calculating the chance of an event from
determinate conditions of frequency of its occurrence (these being either
obtained by direct experience, or deductively inferred) we have to select the
conditions of frequency out of a plurality of more or less suitable ones.
When the problem is presented to us at such a stage as this, we may of
course assume that the preliminary process of obtaining the statistics which
are extended into the proportional propositions has been already performed;
TESTIMONY.
§ 1. On the principles which have been adopted in this work, it becomes
questionable whether several classes of problems which may seem to have
acquired a prescriptive right to admission, will not have to be excluded
from the science of Probability. The most important, perhaps, of these refer
to what is commonly called the credibility of testimony, estimated either at
first hand and directly, or as influencing a juryman, and so reaching us
through his sagacity and trustworthiness. Almost every treatise upon the
science contains a discussion of the principles according to which credit is
to be attached to combinations of the reports of witnesses of various
degrees of trustworthiness, or the verdicts of juries consisting of larger or
smaller numbers. A great modern mathematician, Poisson, has written an
elaborate treatise expressly upon this subject; whilst a considerable portion
of the works of Laplace, De Morgan, and others, is devoted to an
examination of similar enquiries. It would be presumptuous to differ from
such authorities as these, except upon the strongest grounds; but I confess
that the extraordinary ingenuity and mathematical ability which have been
devoted to these problems, considered as questions in Probability, fails to
convince me that they ought to have been so considered. The following are
the principal grounds for this opinion.
§ 2. It will be remembered that in the course of the chapter on Induction we
entered into a detailed investigation of the process demanded of us when,
instead of the appropriate propositions from which the inference was to be
made being set before us, the individual presented himself, and the task was
imposed upon us of selecting the requisite groups or series to which to refer
him. In other words, instead of calculating the chance of an event from
determinate conditions of frequency of its occurrence (these being either
obtained by direct experience, or deductively inferred) we have to select the
conditions of frequency out of a plurality of more or less suitable ones.
When the problem is presented to us at such a stage as this, we may of
course assume that the preliminary process of obtaining the statistics which
are extended into the proportional propositions has been already performed;
Page 362
we may suppose therefore that we are already in possession of a quantity of
such propositions, our principal remaining doubt being as to which of them
we should then employ. This selection was shown to be to a certain extent
arbitrary; for, owing to the fact of the individual possessing a large number
of different properties, he became in consequence a member of different
series or groups, which might present different averages. We must now
examine, somewhat more fully than we did before, the practical conditions
under which any difficulty arising from this source ceases to be of
importance.
§ 3. One condition of this kind is very simple and obvious. It is that the
different statistics with which we are presented should not in reality offer
materially different results, If, for instance, we were enquiring into the
probability of a man aged forty dying within the year, we might if we
pleased take into account the fact of his having red hair, or his having been
born in a certain county or town. Each of these circumstances would serve
to specialize the individual, and therefore to restrict the limits of the
statistics which were applicable to his case. But the consideration of such
qualities as these would either leave the average precisely as it was, or
produce such an unimportant alteration in it as no one would think of taking
into account. Though we could hardly say with certainty of any conceivable
characteristic that it has absolutely no bearing on the result, we may still
feel very confident that the bearing of such characteristics as these is utterly
insignificant. Of course in the extreme case of the things most perfectly
suited to the Calculus of Probability, viz. games of pure chance, these
subsidiary characteristics are quite irrelevant. Any further particulars about
the characteristics of the cards in a really fair pack, beyond those which are
familiar to all the players, would convey no information whatever about the
result.
Or again; although the different sets of statistics may not as above give
almost identical results, yet they may do what practically comes to very
much the same thing, that is, arrange themselves into a small number of
groups, all of the statistics in any one group practically coinciding in their
results. If for example a consumptive man desired to insure his life, there
would be a marked difference in the statistics according as we took his
peculiar state of health into account or not. We should here have two sets of
such propositions, our principal remaining doubt being as to which of them
we should then employ. This selection was shown to be to a certain extent
arbitrary; for, owing to the fact of the individual possessing a large number
of different properties, he became in consequence a member of different
series or groups, which might present different averages. We must now
examine, somewhat more fully than we did before, the practical conditions
under which any difficulty arising from this source ceases to be of
importance.
§ 3. One condition of this kind is very simple and obvious. It is that the
different statistics with which we are presented should not in reality offer
materially different results, If, for instance, we were enquiring into the
probability of a man aged forty dying within the year, we might if we
pleased take into account the fact of his having red hair, or his having been
born in a certain county or town. Each of these circumstances would serve
to specialize the individual, and therefore to restrict the limits of the
statistics which were applicable to his case. But the consideration of such
qualities as these would either leave the average precisely as it was, or
produce such an unimportant alteration in it as no one would think of taking
into account. Though we could hardly say with certainty of any conceivable
characteristic that it has absolutely no bearing on the result, we may still
feel very confident that the bearing of such characteristics as these is utterly
insignificant. Of course in the extreme case of the things most perfectly
suited to the Calculus of Probability, viz. games of pure chance, these
subsidiary characteristics are quite irrelevant. Any further particulars about
the characteristics of the cards in a really fair pack, beyond those which are
familiar to all the players, would convey no information whatever about the
result.
Or again; although the different sets of statistics may not as above give
almost identical results, yet they may do what practically comes to very
much the same thing, that is, arrange themselves into a small number of
groups, all of the statistics in any one group practically coinciding in their
results. If for example a consumptive man desired to insure his life, there
would be a marked difference in the statistics according as we took his
peculiar state of health into account or not. We should here have two sets of
Page 363
statistics, so clearly marked off from one another that they might almost
rank with the distinctions of natural kinds, and which would in consequence
offer decidedly different results. If we were to specialize still further, by
taking into account insignificant qualities like those mentioned in the last
paragraph, we might indeed get more limited sets of statistics applicable to
persons still more closely resembling the individual in question, but these
would not differ sufficiently in their results to make it worth our while to do
so. In other words, the different propositions which are applicable to the
case in point arrange themselves into a limited number of groups, which,
and which only, need be taken into account; whence the range of choice
amongst them is very much diminished in practice.
§ 4. The reasons for the conditions above described are not difficult to
detect. Where these conditions exist the process of selecting a series or class
to which to refer any individual is very simple, and the selection is, for the
particular purposes of inference, final. In any case of insurance, for
example, the question we have to decide is of the very simple kind; Is A. B.
a man of a certain age? If so one in fifty in his circumstances will die in the
course of the year. If any further questions have to be decided they would
be of the following description. Is A. B. a healthy man? Does he follow a
dangerous trade? But here too the classes in question are but few, and the
limits by which they are bounded are tolerably precise; so that the reference
of an individual to one or other of them is easy. And when we have once
chosen our class we remain untroubled by any further considerations; for
since no other statistics are supposed to offer a materially different average,
we have no occasion to take account of any other properties than those
already noticed.
The case of games of chance, already referred to, offers of course an
instance of these conditions in an almost ideal state of perfection; the same
circumstances which fit them so eminently for the purposes of fair
gambling, fitting them equally to become examples in Probability. When a
die is to be thrown, all persons alike stand on precisely the same footing of
knowledge and of ignorance about the result; the only data to which any
one could appeal being that each face turns up on an average once in six
times.
rank with the distinctions of natural kinds, and which would in consequence
offer decidedly different results. If we were to specialize still further, by
taking into account insignificant qualities like those mentioned in the last
paragraph, we might indeed get more limited sets of statistics applicable to
persons still more closely resembling the individual in question, but these
would not differ sufficiently in their results to make it worth our while to do
so. In other words, the different propositions which are applicable to the
case in point arrange themselves into a limited number of groups, which,
and which only, need be taken into account; whence the range of choice
amongst them is very much diminished in practice.
§ 4. The reasons for the conditions above described are not difficult to
detect. Where these conditions exist the process of selecting a series or class
to which to refer any individual is very simple, and the selection is, for the
particular purposes of inference, final. In any case of insurance, for
example, the question we have to decide is of the very simple kind; Is A. B.
a man of a certain age? If so one in fifty in his circumstances will die in the
course of the year. If any further questions have to be decided they would
be of the following description. Is A. B. a healthy man? Does he follow a
dangerous trade? But here too the classes in question are but few, and the
limits by which they are bounded are tolerably precise; so that the reference
of an individual to one or other of them is easy. And when we have once
chosen our class we remain untroubled by any further considerations; for
since no other statistics are supposed to offer a materially different average,
we have no occasion to take account of any other properties than those
already noticed.
The case of games of chance, already referred to, offers of course an
instance of these conditions in an almost ideal state of perfection; the same
circumstances which fit them so eminently for the purposes of fair
gambling, fitting them equally to become examples in Probability. When a
die is to be thrown, all persons alike stand on precisely the same footing of
knowledge and of ignorance about the result; the only data to which any
one could appeal being that each face turns up on an average once in six
times.
Page 364
§ 5. Let us now examine how far the above conditions are fulfilled in the
case of problems which discuss what is called the credibility of testimony.
The following would be a fair specimen of one of the elementary enquiries
out of which these problems are composed;—Here is a statement made by a
witness who lies once in ten times, what am I to conclude about its truth?
Objections might fairly be raised against the possibility of thus assigning a
man his place upon a graduated scale of mendacity. This however we will
pass over, and will assume that the witness goes about the world bearing
stamped somehow on his face the appropriate class to which he belongs,
and consequently, the degree of credit to which he has a claim on such
general grounds. But there are other and stronger reasons against the
admissibility of this class of problems.
§ 6. That which has been described in the previous sections as the
‘individual’ which had to be assigned to an appropriate class or series of
statistics is, of course, in this case, a statement. In the particular instance in
question this individual statement is already assigned to a class, that namely
of statements made by a witness of a given degree of veracity; but it is
clearly optional with us whether or not we choose to confine our attention
to this class in forming our judgment; at least it would be optional whenever
we were practically called on to form an opinion. But in the case of this
statement, as in that of the mortality of the man whose insurance we were
discussing, there are a multitude of other properties observable, besides the
one which is supposed to mark the given class. Just as in the latter there
were (besides his age), the place of his birth, the nature of his occupation,
and so on; so in the former there are (besides its being a statement by a
certain kind of witness), the fact of its being uttered at a certain time and
place and under certain circumstances. At the time the statement is made all
these qualities or attributes of the statement are present to us, and we clearly
have a right to take into account as many of them as we please. Now the
question at present before us seems to be simply this;—Are the
considerations, which we might thus introduce, as immaterial to the result
in the case of the truth of a statement of a witness, as the corresponding
considerations are in the case of the insurance of a life? There can surely be
no hesitation in the reply to such a question. Under ordinary circumstances
we soon know all that we can know about the conditions which determine
us in judging of the prospect of a man's death, and we therefore rest content
case of problems which discuss what is called the credibility of testimony.
The following would be a fair specimen of one of the elementary enquiries
out of which these problems are composed;—Here is a statement made by a
witness who lies once in ten times, what am I to conclude about its truth?
Objections might fairly be raised against the possibility of thus assigning a
man his place upon a graduated scale of mendacity. This however we will
pass over, and will assume that the witness goes about the world bearing
stamped somehow on his face the appropriate class to which he belongs,
and consequently, the degree of credit to which he has a claim on such
general grounds. But there are other and stronger reasons against the
admissibility of this class of problems.
§ 6. That which has been described in the previous sections as the
‘individual’ which had to be assigned to an appropriate class or series of
statistics is, of course, in this case, a statement. In the particular instance in
question this individual statement is already assigned to a class, that namely
of statements made by a witness of a given degree of veracity; but it is
clearly optional with us whether or not we choose to confine our attention
to this class in forming our judgment; at least it would be optional whenever
we were practically called on to form an opinion. But in the case of this
statement, as in that of the mortality of the man whose insurance we were
discussing, there are a multitude of other properties observable, besides the
one which is supposed to mark the given class. Just as in the latter there
were (besides his age), the place of his birth, the nature of his occupation,
and so on; so in the former there are (besides its being a statement by a
certain kind of witness), the fact of its being uttered at a certain time and
place and under certain circumstances. At the time the statement is made all
these qualities or attributes of the statement are present to us, and we clearly
have a right to take into account as many of them as we please. Now the
question at present before us seems to be simply this;—Are the
considerations, which we might thus introduce, as immaterial to the result
in the case of the truth of a statement of a witness, as the corresponding
considerations are in the case of the insurance of a life? There can surely be
no hesitation in the reply to such a question. Under ordinary circumstances
we soon know all that we can know about the conditions which determine
us in judging of the prospect of a man's death, and we therefore rest content
Page 365
with general statistics of mortality; but no one who heard a witness speak
would think of simply appealing to his figure of veracity, even supposing
that this had been authoritatively communicated to us. The circumstances
under which the statement is made instead of being insignificant, are of
overwhelming importance. The appearance of the witness, the tone of his
voice, the fact of his having objects to gain, together with a countless
multitude of other circumstances which would gradually come to light as
we reflect upon the matter, would make any sensible man discard the
assigned average from his consideration. He would, in fact, no more think
of judging in this way than he would of appealing to the Carlisle or
Northampton tables of mortality to determine the probable length of life of
a soldier who was already in the midst of a battle.
§ 7. It cannot be replied that under these circumstances we still refer the
witness to a class, and judge of his veracity by an average of a more limited
kind; that we infer, for example, that of men who look and act like him
under such circumstances, a much larger proportion, say nine-tenths, are
found to lie. There is no appeal to a class in this way at all, there is no
immediate reference to statistics of any kind whatever; at least none which
we are conscious of using at the time, or to which we should think of
resorting for justification afterwards. The decision seems to depend upon
the quickness of the observer's senses and of his apprehension generally.
Statistics about the veracity of witnesses seem in fact to be permanently as
inappropriate as all other statistics occasionally may be. We may know
accurately the percentage of recoveries after amputation of the leg; but what
surgeon would think of forming his judgment solely by such tables when he
had a case before him? We need not deny, of course, that the opinion he
might form about the patient's prospects of recovery might ultimately rest
upon the proportions of deaths and recoveries he might have previously
witnessed. But if this were the case, these data are lying, as one may say,
obscurely in the background. He does not appeal to them directly and
immediately in forming his judgment. There has been a far more important
intermediate process of apprehension and estimation of what is essential to
the case and what is not. Sharp senses, memory, judgment, and practical
sagacity have had to be called into play, and there is not therefore the same
direct conscious and sole appeal to statistics that there was before. The
would think of simply appealing to his figure of veracity, even supposing
that this had been authoritatively communicated to us. The circumstances
under which the statement is made instead of being insignificant, are of
overwhelming importance. The appearance of the witness, the tone of his
voice, the fact of his having objects to gain, together with a countless
multitude of other circumstances which would gradually come to light as
we reflect upon the matter, would make any sensible man discard the
assigned average from his consideration. He would, in fact, no more think
of judging in this way than he would of appealing to the Carlisle or
Northampton tables of mortality to determine the probable length of life of
a soldier who was already in the midst of a battle.
§ 7. It cannot be replied that under these circumstances we still refer the
witness to a class, and judge of his veracity by an average of a more limited
kind; that we infer, for example, that of men who look and act like him
under such circumstances, a much larger proportion, say nine-tenths, are
found to lie. There is no appeal to a class in this way at all, there is no
immediate reference to statistics of any kind whatever; at least none which
we are conscious of using at the time, or to which we should think of
resorting for justification afterwards. The decision seems to depend upon
the quickness of the observer's senses and of his apprehension generally.
Statistics about the veracity of witnesses seem in fact to be permanently as
inappropriate as all other statistics occasionally may be. We may know
accurately the percentage of recoveries after amputation of the leg; but what
surgeon would think of forming his judgment solely by such tables when he
had a case before him? We need not deny, of course, that the opinion he
might form about the patient's prospects of recovery might ultimately rest
upon the proportions of deaths and recoveries he might have previously
witnessed. But if this were the case, these data are lying, as one may say,
obscurely in the background. He does not appeal to them directly and
immediately in forming his judgment. There has been a far more important
intermediate process of apprehension and estimation of what is essential to
the case and what is not. Sharp senses, memory, judgment, and practical
sagacity have had to be called into play, and there is not therefore the same
direct conscious and sole appeal to statistics that there was before. The
Page 366
surgeon may have in his mind two or three instances in which the operation
performed was equally severe, but in which the patient's constitution was
different; the latter element therefore has to be properly allowed for. There
may be other instances in which the constitution was similar, but the
operation more severe; and so on. Hence, although the ultimate appeal may
be to the statistics, it is not so directly; their value has to be estimated
through the somewhat hazy medium of our judgment and memory, which
places them under a very different aspect.
§ 8. Any one who knows anything of the game of whist may supply an
apposite example of the distinction here insisted on, by recalling to mind
the alteration in the nature of our inferences as the game progresses. At the
commencement of the game our sole appeal is rightfully made to the theory
of Probability. All the rules upon which each player acts, and therefore upon
which he infers that the others will act, rest upon the observed frequency (or
rather upon the frequency which calculation assures us will be observed)
with which such and such combinations of cards are found to occur. Why
are we told, if we have more than four trumps, to lead them out at once?
Because we are convinced, on pure grounds of probability, capable of being
stated in the strictest statistical form, that in a majority of instances we shall
draw our opponent's trumps, and therefore be left with the command.
Similarly with every other rule which is recognized in the early part of the
play.
But as the play progresses all this is changed, and towards its conclusion
there is but little reliance upon any rules which either we or others could
base upon statistical frequency of occurrence, observed or inferred. A
multitude of other considerations have come in; we begin to be influenced
partly by our knowledge of the character and practice of our partner and
opponents; partly by a rapid combination of a multitude of judgments,
founded upon our observation of the actual course of play, the grounds of
which we could hardly realize or describe at the time and which may have
been forgotten since. That is, the particular combination of cards, now
before us, does not readily fall into any well-marked class to which alone it
can reasonably be referred by every one who has the facts before him.
performed was equally severe, but in which the patient's constitution was
different; the latter element therefore has to be properly allowed for. There
may be other instances in which the constitution was similar, but the
operation more severe; and so on. Hence, although the ultimate appeal may
be to the statistics, it is not so directly; their value has to be estimated
through the somewhat hazy medium of our judgment and memory, which
places them under a very different aspect.
§ 8. Any one who knows anything of the game of whist may supply an
apposite example of the distinction here insisted on, by recalling to mind
the alteration in the nature of our inferences as the game progresses. At the
commencement of the game our sole appeal is rightfully made to the theory
of Probability. All the rules upon which each player acts, and therefore upon
which he infers that the others will act, rest upon the observed frequency (or
rather upon the frequency which calculation assures us will be observed)
with which such and such combinations of cards are found to occur. Why
are we told, if we have more than four trumps, to lead them out at once?
Because we are convinced, on pure grounds of probability, capable of being
stated in the strictest statistical form, that in a majority of instances we shall
draw our opponent's trumps, and therefore be left with the command.
Similarly with every other rule which is recognized in the early part of the
play.
But as the play progresses all this is changed, and towards its conclusion
there is but little reliance upon any rules which either we or others could
base upon statistical frequency of occurrence, observed or inferred. A
multitude of other considerations have come in; we begin to be influenced
partly by our knowledge of the character and practice of our partner and
opponents; partly by a rapid combination of a multitude of judgments,
founded upon our observation of the actual course of play, the grounds of
which we could hardly realize or describe at the time and which may have
been forgotten since. That is, the particular combination of cards, now
before us, does not readily fall into any well-marked class to which alone it
can reasonably be referred by every one who has the facts before him.
Page 367
§ 9. A criticism somewhat resembling the above has been given by Mill
(Logic, Bk. III. Chap. XVIII. § 3) upon the applicability of the theory of
Probability to the credibility of witnesses. But he has added other reasons
which do not appear to me to be equally valid; he says “common sense
would dictate that it is impossible to strike a general average of the veracity,
and other qualifications for true testimony, of mankind or any class of them;
and if it were possible, such an average would be no guide, the credibility
of almost every witness being either below or above the average,” The latter
objection would however apply with equal force to estimating the length of
a man's life from tables of mortality; for the credibility of different
witnesses can scarcely have a wider range of variation than the length of
different lives. If statistics of credibility could be obtained, and could be
conveniently appealed to when they were obtained, they might furnish us in
the long run with as accurate inferences as any other statistics of the same
general description. These statistics would however in practice naturally
and rightly be neglected, because there can hardly fail to be circumstances
in each individual statement which would more appropriately refer it to
some new class depending on different statistics, and affording a far better
chance of our being right in that particular case. In most instances of the
kind in question, indeed, such a change is thus produced in the mode of
formation of our opinion, that, as already pointed out, the mental operation
ceases to be in any proper sense founded on appeal to statistics.[1]
§ 10. The Chance problems which are concerned with testimony are not
altogether confined to such instances as those hitherto referred to. Though
we must, as it appears to me, reject all attempts to estimate the credibility of
any particular witness, or to refer him to any assigned class in respect of his
trustworthiness, and consequently abandon as unsuitable any of the
numerous problems which start from such data as ‘a witness who is wrong
once in ten times,’ yet it does not follow that testimony may not to a slight
extent be treated by our science in a somewhat different manner. We may be
quite unable to estimate, except in the roughest possible way, the veracity of
any particular witness, and yet it may be possible to form some kind of
opinion upon the veracity of certain classes of witnesses; to say, for
instance, that Europeans are superior in this way to Orientals. So we might
attempt to explain why, and to what extent, an opinion in which the
judgments of ten persons, say jurors, concur, is superior to one in which
(Logic, Bk. III. Chap. XVIII. § 3) upon the applicability of the theory of
Probability to the credibility of witnesses. But he has added other reasons
which do not appear to me to be equally valid; he says “common sense
would dictate that it is impossible to strike a general average of the veracity,
and other qualifications for true testimony, of mankind or any class of them;
and if it were possible, such an average would be no guide, the credibility
of almost every witness being either below or above the average,” The latter
objection would however apply with equal force to estimating the length of
a man's life from tables of mortality; for the credibility of different
witnesses can scarcely have a wider range of variation than the length of
different lives. If statistics of credibility could be obtained, and could be
conveniently appealed to when they were obtained, they might furnish us in
the long run with as accurate inferences as any other statistics of the same
general description. These statistics would however in practice naturally
and rightly be neglected, because there can hardly fail to be circumstances
in each individual statement which would more appropriately refer it to
some new class depending on different statistics, and affording a far better
chance of our being right in that particular case. In most instances of the
kind in question, indeed, such a change is thus produced in the mode of
formation of our opinion, that, as already pointed out, the mental operation
ceases to be in any proper sense founded on appeal to statistics.[1]
§ 10. The Chance problems which are concerned with testimony are not
altogether confined to such instances as those hitherto referred to. Though
we must, as it appears to me, reject all attempts to estimate the credibility of
any particular witness, or to refer him to any assigned class in respect of his
trustworthiness, and consequently abandon as unsuitable any of the
numerous problems which start from such data as ‘a witness who is wrong
once in ten times,’ yet it does not follow that testimony may not to a slight
extent be treated by our science in a somewhat different manner. We may be
quite unable to estimate, except in the roughest possible way, the veracity of
any particular witness, and yet it may be possible to form some kind of
opinion upon the veracity of certain classes of witnesses; to say, for
instance, that Europeans are superior in this way to Orientals. So we might
attempt to explain why, and to what extent, an opinion in which the
judgments of ten persons, say jurors, concur, is superior to one in which
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five only concur. Something may also be done towards laying down the
principles in accordance with which we are to decide whether, and why,
extraordinary stories deserve less credence than ordinary ones, even if we
cannot arrive at any precise and definite decision upon the point. This last
question is further discussed in the course of the next chapter.
§ 11. The change of view in accordance with which it follows that questions
of the kind just mentioned need not be entirely rejected from scientific
consideration, presents itself in other directions also. It has, for instance,
been already pointed out that the individual characteristics of any sick man's
disease would be quite sufficiently important in most cases to prevent any
surgeon from judging about his recovery by a genuine and direct appeal to
statistics, however such considerations might indirectly operate upon his
judgment. But if an opinion had to be formed about a considerable number
of cases, say in a large hospital, statistics might again come prominently
into play, and be rightly recognized as the principal source of appeal. We
should feel able to compare one hospital, or one method of treatment, with
another. The ground of the difference is obvious. It arises from the fact that
the characteristics of the individuals, which made us so ready to desert the
average when we had to judge of them separately, do not produce the same
disturbance when were have to judge about a group of cases. The averages
then become the most secure and available ground on which to form an
opinion, and therefore Probability again becomes applicable.
But although some resort to Probability may be admitted in such cases as
these, it nevertheless does not appear to me that they can ever be regarded
as particularly appropriate examples to illustrate the methods and resources
of the theory. Indeed it is scarcely possible to resist the conviction that the
refinements of mathematical calculation have here been pushed to lengths
utterly unjustifiable, when we bear in mind the impossibility of obtaining
any corresponding degree of accuracy and precision in the data from which
we have to start. To cite but one instance. It would be hard to find a case in
which love of consistency has prevailed over common sense to such an
extent as in the admission of the conclusion that it is unimportant what are
the numbers for and against a particular statement, provided the actual
majority is the same. That is, the unanimous judgment of a jury of eight is
to count for the same as a majority of ten to two in a jury of twelve. And yet
principles in accordance with which we are to decide whether, and why,
extraordinary stories deserve less credence than ordinary ones, even if we
cannot arrive at any precise and definite decision upon the point. This last
question is further discussed in the course of the next chapter.
§ 11. The change of view in accordance with which it follows that questions
of the kind just mentioned need not be entirely rejected from scientific
consideration, presents itself in other directions also. It has, for instance,
been already pointed out that the individual characteristics of any sick man's
disease would be quite sufficiently important in most cases to prevent any
surgeon from judging about his recovery by a genuine and direct appeal to
statistics, however such considerations might indirectly operate upon his
judgment. But if an opinion had to be formed about a considerable number
of cases, say in a large hospital, statistics might again come prominently
into play, and be rightly recognized as the principal source of appeal. We
should feel able to compare one hospital, or one method of treatment, with
another. The ground of the difference is obvious. It arises from the fact that
the characteristics of the individuals, which made us so ready to desert the
average when we had to judge of them separately, do not produce the same
disturbance when were have to judge about a group of cases. The averages
then become the most secure and available ground on which to form an
opinion, and therefore Probability again becomes applicable.
But although some resort to Probability may be admitted in such cases as
these, it nevertheless does not appear to me that they can ever be regarded
as particularly appropriate examples to illustrate the methods and resources
of the theory. Indeed it is scarcely possible to resist the conviction that the
refinements of mathematical calculation have here been pushed to lengths
utterly unjustifiable, when we bear in mind the impossibility of obtaining
any corresponding degree of accuracy and precision in the data from which
we have to start. To cite but one instance. It would be hard to find a case in
which love of consistency has prevailed over common sense to such an
extent as in the admission of the conclusion that it is unimportant what are
the numbers for and against a particular statement, provided the actual
majority is the same. That is, the unanimous judgment of a jury of eight is
to count for the same as a majority of ten to two in a jury of twelve. And yet
Page 369
this conclusion is admitted by Poisson. The assumptions under which it
follows will be indicated in the course of the next chapter.
Again, perfect independence amongst the witnesses or jurors is an almost
necessary postulate. But where can this be secured? To say nothing of direct
collusion, human beings are in almost all instances greatly under the
influence of sympathy in forming their opinions. This influence, under the
various names of political bias, class prejudice, local feeling, and so on,
always exists to a sufficient degree to induce a cautious person to make
many of those individual corrections which we saw to be necessary when
we were estimating the trustworthiness, in any given case, of a single
witness; that is, they are sufficient to destroy much, if not all, of the
confidence with which we resort to statistics and averages in forming our
judgment. Since then this Essay is mainly devoted to explaining and
establishing the general principles of the science of Probability, we may
very fairly be excused from any further treatment of this subject, beyond the
brief discussions which are given in the next chapter.
follows will be indicated in the course of the next chapter.
Again, perfect independence amongst the witnesses or jurors is an almost
necessary postulate. But where can this be secured? To say nothing of direct
collusion, human beings are in almost all instances greatly under the
influence of sympathy in forming their opinions. This influence, under the
various names of political bias, class prejudice, local feeling, and so on,
always exists to a sufficient degree to induce a cautious person to make
many of those individual corrections which we saw to be necessary when
we were estimating the trustworthiness, in any given case, of a single
witness; that is, they are sufficient to destroy much, if not all, of the
confidence with which we resort to statistics and averages in forming our
judgment. Since then this Essay is mainly devoted to explaining and
establishing the general principles of the science of Probability, we may
very fairly be excused from any further treatment of this subject, beyond the
brief discussions which are given in the next chapter.
Page 370
1 It may be remarked also that there is another reason which tends to
dissuade us from appealing to principles of Probability in the majority of
the cases where testimony has to be estimated. It often, perhaps usually
happens, that we are not absolutely forced to come to a decision; at least so
far as the acquitting of an accused person may be considered as avoiding a
decision. It may be of much greater importance to us to attain not merely
truth on the average, but truth in each individual instance, so that we had
rather not form an opinion at all than form one of which we can only say in
its justification that it will tend to lead us right in the long run.
dissuade us from appealing to principles of Probability in the majority of
the cases where testimony has to be estimated. It often, perhaps usually
happens, that we are not absolutely forced to come to a decision; at least so
far as the acquitting of an accused person may be considered as avoiding a
decision. It may be of much greater importance to us to attain not merely
truth on the average, but truth in each individual instance, so that we had
rather not form an opinion at all than form one of which we can only say in
its justification that it will tend to lead us right in the long run.
Page 371
CHAPTER XVII.
Page 372
ON THE CREDIBILITY OF EXTRAORDINARY
STORIES.
§ 1. It is now time to recur for fuller investigation to an enquiry which has
been already briefly touched upon more than once; that is, the validity of
testimony to establish, as it is frequently expressed, an otherwise
improbable story. It will be remembered that in a previous chapter (the
twelfth) we devoted some examination to an assertion by Butler, which
seemed to be to some extent countenanced by Mill, that a great
improbability before the proof might become but a very small improbability
after the proof. In opposition to this it was pointed out that the different
estimates which we undoubtedly formed of the credibility of the examples
adduced, had nothing to do with the fact of the event being past or future,
but arose from a very different cause; that the conception of the event which
we entertain at the moment (which is all that is then and there actually
present to us, and as to the correctness of which as a representation of facts
we have to make up our minds) comes before us in two very different ways.
In one instance it was a mere guess of our own which we knew from
statistics would be right in a certain proportion of cases; in the other
instance it was the assertion of a witness, and therefore the appeal was not
now primarily to statistics of the event, but to the trustworthiness of the
witness. The conception, or ‘event’ if we will so term it, had in fact passed
out of the category of guesses (on statistical grounds), into that of assertions
(most likely resting on some specific evidence), and would therefore be
naturally regarded in a very different light.
§ 2. But it may seem as if this principle would lead us to somewhat startling
conclusions. For, by transferring the appeal from the frequency with which
the event occurs to the trustworthiness of the witness who makes the
assertion, is it not implied that the probability or improbability of an
assertion depends solely upon the veracity of the witness? If so, ought not
any story whatever to be believed when it is asserted by a truthful person?
In order to settle this question we must look a little more closely into the
circumstances under which such testimony is commonly presented to us. As
STORIES.
§ 1. It is now time to recur for fuller investigation to an enquiry which has
been already briefly touched upon more than once; that is, the validity of
testimony to establish, as it is frequently expressed, an otherwise
improbable story. It will be remembered that in a previous chapter (the
twelfth) we devoted some examination to an assertion by Butler, which
seemed to be to some extent countenanced by Mill, that a great
improbability before the proof might become but a very small improbability
after the proof. In opposition to this it was pointed out that the different
estimates which we undoubtedly formed of the credibility of the examples
adduced, had nothing to do with the fact of the event being past or future,
but arose from a very different cause; that the conception of the event which
we entertain at the moment (which is all that is then and there actually
present to us, and as to the correctness of which as a representation of facts
we have to make up our minds) comes before us in two very different ways.
In one instance it was a mere guess of our own which we knew from
statistics would be right in a certain proportion of cases; in the other
instance it was the assertion of a witness, and therefore the appeal was not
now primarily to statistics of the event, but to the trustworthiness of the
witness. The conception, or ‘event’ if we will so term it, had in fact passed
out of the category of guesses (on statistical grounds), into that of assertions
(most likely resting on some specific evidence), and would therefore be
naturally regarded in a very different light.
§ 2. But it may seem as if this principle would lead us to somewhat startling
conclusions. For, by transferring the appeal from the frequency with which
the event occurs to the trustworthiness of the witness who makes the
assertion, is it not implied that the probability or improbability of an
assertion depends solely upon the veracity of the witness? If so, ought not
any story whatever to be believed when it is asserted by a truthful person?
In order to settle this question we must look a little more closely into the
circumstances under which such testimony is commonly presented to us. As
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it is of course necessary, for clearness of exposition, to take a numerical
example, let us suppose that a given statement is made by a witness who, on
the whole and in the long run, is right in what he says nine times out of ten.
[1] Here then is an average given to us, an average veracity that is, which
includes all the particular statements which the witness has made or will
make.
§ 3. Now it has been abundantly shown in a former chapter (Ch. IX. §§ 14–
32) that the mere fact of a particular average having been assigned, is no
reason for our being forced invariably to adhere to it, even in those cases in
which our most natural and appropriate ground of judgment is found in an
appeal to statistics and averages. The general average may constantly have
to be corrected in order to meet more accurately the circumstances of
particular cases. In statistics of mortality, for instance; instead of resorting
to the wider tables furnished by people in general of a given age, we often
prefer the narrower tables furnished by men of a particular profession,
abode, or mode of life. The reader may however be conveniently reminded
here that in so doing we must not suppose that we are able, by any such
device, in any special or peculiar way to secure truth. The general average,
if persistently adhered to throughout a sufficiently wide and varied
experience, would in the long run tend to give us the truth; all the advantage
which the more special averages can secure for us is to give us the same
tendency to the truth with fewer and slighter aberrations.
§ 4. Returning then to our witness, we know that if we have a very great
many statements from him upon all possible subjects, we may feel
convinced that in nine out of ten of these he will tell us the truth, and that in
the tenth case he will go wrong. This is nothing more than a matter of
definition or consistency. But cannot we do better than thus rely upon his
general average? Cannot we, in almost any given case, specialize it by
attending to various characteristic circumstances in the nature of the
statement which he makes; just as we specialize his prospects of mortality
by attending to circumstances in his constitution or mode of life?
Undoubtedly we may do this; and in any of the practical contingencies of
life, supposing that we were at all guided by considerations of this nature,
we should act very foolishly if we did not adopt some such plan. Two
example, let us suppose that a given statement is made by a witness who, on
the whole and in the long run, is right in what he says nine times out of ten.
[1] Here then is an average given to us, an average veracity that is, which
includes all the particular statements which the witness has made or will
make.
§ 3. Now it has been abundantly shown in a former chapter (Ch. IX. §§ 14–
32) that the mere fact of a particular average having been assigned, is no
reason for our being forced invariably to adhere to it, even in those cases in
which our most natural and appropriate ground of judgment is found in an
appeal to statistics and averages. The general average may constantly have
to be corrected in order to meet more accurately the circumstances of
particular cases. In statistics of mortality, for instance; instead of resorting
to the wider tables furnished by people in general of a given age, we often
prefer the narrower tables furnished by men of a particular profession,
abode, or mode of life. The reader may however be conveniently reminded
here that in so doing we must not suppose that we are able, by any such
device, in any special or peculiar way to secure truth. The general average,
if persistently adhered to throughout a sufficiently wide and varied
experience, would in the long run tend to give us the truth; all the advantage
which the more special averages can secure for us is to give us the same
tendency to the truth with fewer and slighter aberrations.
§ 4. Returning then to our witness, we know that if we have a very great
many statements from him upon all possible subjects, we may feel
convinced that in nine out of ten of these he will tell us the truth, and that in
the tenth case he will go wrong. This is nothing more than a matter of
definition or consistency. But cannot we do better than thus rely upon his
general average? Cannot we, in almost any given case, specialize it by
attending to various characteristic circumstances in the nature of the
statement which he makes; just as we specialize his prospects of mortality
by attending to circumstances in his constitution or mode of life?
Undoubtedly we may do this; and in any of the practical contingencies of
life, supposing that we were at all guided by considerations of this nature,
we should act very foolishly if we did not adopt some such plan. Two
Page 374
methods of thus correcting the average may be suggested: one of them
being that which practical sagacity would be most likely to employ, the
other that which is almost universally adopted by writers on Probability.
The former attempts to make the correction by the following
considerations: instead of relying upon the witness' general average, we
assign to it a sort of conjectural correction to meet the case before us,
founded on our experience or observation; that is, we appeal to experience
to establish that stories of such and such a kind are more or less likely to be
true, as the case may be, than stories in general. The other proceeds upon a
different and somewhat more methodical plan. It is here endeavoured to
show, by an analysis of the nature and number of the sources of error in the
cases in question, that such and such kinds of stories must be more or less
likely to be correctly reported, and this in certain numerical proportions.
§ 5. Before proceeding to a discussion of these methods a distinction must
be pointed out to which writers upon the subject have not always attended,
or at any rate to which they have not generally sufficiently directed their
readers' attention.[2] There are, broadly speaking, two different ways in
which we may suppose testimony to be given. It may, in the first place, take
the form of a reply to an alternative question, a question, that is, framed to
be answered by yes or no. Here, of course, the possible answers are
mutually contradictory, so that if one of them is not correct the other must
be so:—Has A happened, yes or no? The common mode of illustrating this
kind of testimony numerically is by supposing a lottery with a prize and
blanks, or a bag of balls of two colours only, the witness knowing that there
are only two, or at any rate being confined to naming one or other of them.
If they are black and white, and he errs when black is drawn, he must say
‘white,’ The reason for the prominence assigned to examples of this class is,
probably, that they correspond to the very important case of verdicts of
juries; juries being supposed to have nothing else to do than to say ‘guilty’
or ‘not guilty.’
On the other hand, the testimony may take the form of a more original
statement or piece of information. Instead of saying, Did A happen? we may
ask, What happened? Here if the witness speaks truth he must be supposed,
as before, to have but one way of doing so; for the occurrence of some
specific event was of course contemplated. But if he errs he has many ways
being that which practical sagacity would be most likely to employ, the
other that which is almost universally adopted by writers on Probability.
The former attempts to make the correction by the following
considerations: instead of relying upon the witness' general average, we
assign to it a sort of conjectural correction to meet the case before us,
founded on our experience or observation; that is, we appeal to experience
to establish that stories of such and such a kind are more or less likely to be
true, as the case may be, than stories in general. The other proceeds upon a
different and somewhat more methodical plan. It is here endeavoured to
show, by an analysis of the nature and number of the sources of error in the
cases in question, that such and such kinds of stories must be more or less
likely to be correctly reported, and this in certain numerical proportions.
§ 5. Before proceeding to a discussion of these methods a distinction must
be pointed out to which writers upon the subject have not always attended,
or at any rate to which they have not generally sufficiently directed their
readers' attention.[2] There are, broadly speaking, two different ways in
which we may suppose testimony to be given. It may, in the first place, take
the form of a reply to an alternative question, a question, that is, framed to
be answered by yes or no. Here, of course, the possible answers are
mutually contradictory, so that if one of them is not correct the other must
be so:—Has A happened, yes or no? The common mode of illustrating this
kind of testimony numerically is by supposing a lottery with a prize and
blanks, or a bag of balls of two colours only, the witness knowing that there
are only two, or at any rate being confined to naming one or other of them.
If they are black and white, and he errs when black is drawn, he must say
‘white,’ The reason for the prominence assigned to examples of this class is,
probably, that they correspond to the very important case of verdicts of
juries; juries being supposed to have nothing else to do than to say ‘guilty’
or ‘not guilty.’
On the other hand, the testimony may take the form of a more original
statement or piece of information. Instead of saying, Did A happen? we may
ask, What happened? Here if the witness speaks truth he must be supposed,
as before, to have but one way of doing so; for the occurrence of some
specific event was of course contemplated. But if he errs he has many ways
Page 375
of going wrong, possibly an infinite number. Ordinarily however his
possible false statements are assumed to be limited in number, as must
generally be more or less the result in practice. This case is represented
numerically by supposing the balls in the bag not to be of two colours only,
but to be all distinct from each other; say by their being all numbered
successively. It may of course be objected that a large number of the
statements that are made in the world are not in any way answers to
questions, either of the alternative or of the open kind. For instance, a man
simply asserts that he has drawn the seven of spades from a pack of cards;
and we do not know perhaps whether he had been asked ‘Has that card been
drawn?’ or ‘What card has been drawn?’ or indeed whether he had been
asked anything at all. Still more might this be so in the case of any ordinary
historical statement.
This objection is quite to the point, and must be recognized as constituting
an additional difficulty. All that we can do is to endeavour, as best we may,
to ascertain, from the circumstances of the case, what number of
alternatives the witness may be supposed to have had before him. When he
simply testifies to some matter well known to be in dispute, and does not go
much into detail, we may fairly consider that there were practically only the
two alternatives before him of saying ‘yes’ or ‘no.’ When, on the other
hand, he tells a story of a more original kind, or (what comes to much the
same thing) goes into details, we must regard him as having a wide
comparative range of alternatives before him.
These two classes of examples, viz. that of the black and white balls, in
which only one form of error is possible, and the numbered balls, in which
there may be many forms of error, are the only two which we need notice.
In practice it would seem that they may gradually merge into each other,
according to the varying ways in which we choose to frame our question.
Besides asking, Did you see A strike B? and, What did you see? we may
introduce any number of intermediate leading questions, as, What did A do?
What did he do to B? and so on. In this way we may gradually narrow the
possible openings to wrong statement, and so approach to the direct
alternative question. But it is clear that all these cases may be represented
numerically by a supposed diminution in the number of the balls which are
thus distinguished from each other.
possible false statements are assumed to be limited in number, as must
generally be more or less the result in practice. This case is represented
numerically by supposing the balls in the bag not to be of two colours only,
but to be all distinct from each other; say by their being all numbered
successively. It may of course be objected that a large number of the
statements that are made in the world are not in any way answers to
questions, either of the alternative or of the open kind. For instance, a man
simply asserts that he has drawn the seven of spades from a pack of cards;
and we do not know perhaps whether he had been asked ‘Has that card been
drawn?’ or ‘What card has been drawn?’ or indeed whether he had been
asked anything at all. Still more might this be so in the case of any ordinary
historical statement.
This objection is quite to the point, and must be recognized as constituting
an additional difficulty. All that we can do is to endeavour, as best we may,
to ascertain, from the circumstances of the case, what number of
alternatives the witness may be supposed to have had before him. When he
simply testifies to some matter well known to be in dispute, and does not go
much into detail, we may fairly consider that there were practically only the
two alternatives before him of saying ‘yes’ or ‘no.’ When, on the other
hand, he tells a story of a more original kind, or (what comes to much the
same thing) goes into details, we must regard him as having a wide
comparative range of alternatives before him.
These two classes of examples, viz. that of the black and white balls, in
which only one form of error is possible, and the numbered balls, in which
there may be many forms of error, are the only two which we need notice.
In practice it would seem that they may gradually merge into each other,
according to the varying ways in which we choose to frame our question.
Besides asking, Did you see A strike B? and, What did you see? we may
introduce any number of intermediate leading questions, as, What did A do?
What did he do to B? and so on. In this way we may gradually narrow the
possible openings to wrong statement, and so approach to the direct
alternative question. But it is clear that all these cases may be represented
numerically by a supposed diminution in the number of the balls which are
thus distinguished from each other.
Page 376
§ 6. Of the two plans mentioned in § 4 we will begin with the latter, as it is
the only methodical and scientific one which has been proposed. Suppose
that there is a bag with 1000 balls, only one of which is white, the rest being
9
all black. A ball is drawn at random, and our witness whose veracity is 10
reports that the white ball was drawn. Take a great many of his statements
upon this particular subject, say 10,000; that is, suppose that 10,000 balls
having been successively drawn out of this bag, or bags of exactly the same
kind, he makes his report in each case. His 10,000 statements being taken as
a fair sample of his general average, we shall find, by supposition, that 9 out
of every 10 of them are true and the remaining one false. What will be the
nature of these false statements? Under the circumstances in question, he
having only one way of going wrong, the answer is easy. In the 10,000
drawings the white ball would come out 10 times, and therefore be rightly
asserted 9 times, whilst on the one of these occasions on which he goes
wrong he has nothing to say but ‘black.’ So with the 9990 occasions on
which black is drawn; he is right and says black on 8991 of them, and is
wrong and therefore says white on 999 of them. On the whole, therefore,
we conclude that out of every 1008 times on which he says that white is
drawn he is wrong 999 times and right only 9 times. That is, his special
veracity, as we may term it, for cases of this description, has been reduced
9 9
from 10 to 1008 . As it would commonly be expressed, the latter fraction
represents the chance that this particular statement of his is true.[3]
§ 7. We will now take the case in which the witness has many ways of
going wrong, instead of merely one. Suppose that the balls were all
numbered, from 1 to 1,000, and the witness knows this fact. A ball is drawn,
and he tells me that it was numbered 25, what are the odds that he is right?
Proceeding as before, in 10,000 drawings this ball would be obtained
10 times, and correctly named 9 times. But on the 9990 occasions on which
it was not drawn there would be a difference, for the witness has now many
openings for error before him. It is, however, generally considered
reasonable to assume that his errors will all take the form of announcing
wrong numbers; and that, there being no apparent reason why he should
choose one number rather than another, he will be likely to announce all the
wrong ones equally often. Hence his 999 errors, instead of all leading him
now back again to one spot, will be uniformly spread over as many distinct
the only methodical and scientific one which has been proposed. Suppose
that there is a bag with 1000 balls, only one of which is white, the rest being
9
all black. A ball is drawn at random, and our witness whose veracity is 10
reports that the white ball was drawn. Take a great many of his statements
upon this particular subject, say 10,000; that is, suppose that 10,000 balls
having been successively drawn out of this bag, or bags of exactly the same
kind, he makes his report in each case. His 10,000 statements being taken as
a fair sample of his general average, we shall find, by supposition, that 9 out
of every 10 of them are true and the remaining one false. What will be the
nature of these false statements? Under the circumstances in question, he
having only one way of going wrong, the answer is easy. In the 10,000
drawings the white ball would come out 10 times, and therefore be rightly
asserted 9 times, whilst on the one of these occasions on which he goes
wrong he has nothing to say but ‘black.’ So with the 9990 occasions on
which black is drawn; he is right and says black on 8991 of them, and is
wrong and therefore says white on 999 of them. On the whole, therefore,
we conclude that out of every 1008 times on which he says that white is
drawn he is wrong 999 times and right only 9 times. That is, his special
veracity, as we may term it, for cases of this description, has been reduced
9 9
from 10 to 1008 . As it would commonly be expressed, the latter fraction
represents the chance that this particular statement of his is true.[3]
§ 7. We will now take the case in which the witness has many ways of
going wrong, instead of merely one. Suppose that the balls were all
numbered, from 1 to 1,000, and the witness knows this fact. A ball is drawn,
and he tells me that it was numbered 25, what are the odds that he is right?
Proceeding as before, in 10,000 drawings this ball would be obtained
10 times, and correctly named 9 times. But on the 9990 occasions on which
it was not drawn there would be a difference, for the witness has now many
openings for error before him. It is, however, generally considered
reasonable to assume that his errors will all take the form of announcing
wrong numbers; and that, there being no apparent reason why he should
choose one number rather than another, he will be likely to announce all the
wrong ones equally often. Hence his 999 errors, instead of all leading him
now back again to one spot, will be uniformly spread over as many distinct
Page 377
ways of going wrong. On one only of these occasions, therefore, will he
mention 25 as having been drawn. It follows therefore that out of every
10 times that he names 25 he is right 9 times; so that in this case his average
or general truthfulness applies equally well to the special case in point.
§ 8. With regard to the truth of these conclusions, it must of course be
admitted that if we grant the validity of the assumptions about the limits
within which the blundering or mendacity of the witness are confined, and
the complete impartiality with which his answers are disposed within those
limits, the reasoning is perfectly sound. But are not these assumptions
extremely arbitrary, that is, are not our lotteries and bags of balls rendered
perfectly precise in many respects in which, in ordinary life, the conditions
supposed to correspond to them are so vague and uncertain that no such
method of reasoning becomes practically available? Suppose that a person
whom I have long known, and of whose measure of veracity and judgment I
may be supposed therefore to have acquired some knowledge, informs me
that there is something to my advantage if I choose to go to certain trouble
or expense in order to secure it. As regards the general veracity of the
witness, then, there is no difficulty; we suppose that this is determined for
us. But as regards his story, difficulty and vagueness emerge at every point.
What is the number of balls in the bag here? What in fact are the nature and
contents of the bag out of which we suppose the drawing to have been
made? It does not seem that the materials for any rational judgment exist
here. But if we are to get at any such amended figure of veracity as those
attained in the above example, these questions must necessarily be
answered with some degree of accuracy; for the main point of the method
consists in determining how often the event must be considered not to
happen, and thence inferring how often the witness will be led wrongly to
assert that it has happened.
It is not of course denied that considerations of the kind in question have
some influence upon our decision, but only that this influence could under
any ordinary circumstances be submitted to numerical determination. We
are doubtless liable to have information given to us that we have come in
for some kind of fortune, for instance, when no such good luck has really
befallen us; and this not once only but repeatedly. But who can give the
faintest intimation of the nature and number of the occasions on which, a
mention 25 as having been drawn. It follows therefore that out of every
10 times that he names 25 he is right 9 times; so that in this case his average
or general truthfulness applies equally well to the special case in point.
§ 8. With regard to the truth of these conclusions, it must of course be
admitted that if we grant the validity of the assumptions about the limits
within which the blundering or mendacity of the witness are confined, and
the complete impartiality with which his answers are disposed within those
limits, the reasoning is perfectly sound. But are not these assumptions
extremely arbitrary, that is, are not our lotteries and bags of balls rendered
perfectly precise in many respects in which, in ordinary life, the conditions
supposed to correspond to them are so vague and uncertain that no such
method of reasoning becomes practically available? Suppose that a person
whom I have long known, and of whose measure of veracity and judgment I
may be supposed therefore to have acquired some knowledge, informs me
that there is something to my advantage if I choose to go to certain trouble
or expense in order to secure it. As regards the general veracity of the
witness, then, there is no difficulty; we suppose that this is determined for
us. But as regards his story, difficulty and vagueness emerge at every point.
What is the number of balls in the bag here? What in fact are the nature and
contents of the bag out of which we suppose the drawing to have been
made? It does not seem that the materials for any rational judgment exist
here. But if we are to get at any such amended figure of veracity as those
attained in the above example, these questions must necessarily be
answered with some degree of accuracy; for the main point of the method
consists in determining how often the event must be considered not to
happen, and thence inferring how often the witness will be led wrongly to
assert that it has happened.
It is not of course denied that considerations of the kind in question have
some influence upon our decision, but only that this influence could under
any ordinary circumstances be submitted to numerical determination. We
are doubtless liable to have information given to us that we have come in
for some kind of fortune, for instance, when no such good luck has really
befallen us; and this not once only but repeatedly. But who can give the
faintest intimation of the nature and number of the occasions on which, a
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blank being thus really drawn, a prize will nevertheless be falsely
announced? It appears to me therefore that numerical results of any
practical value can seldom, if ever, be looked for from this method of
procedure.
§ 9. Our conclusion in the case of the lottery, or, what comes to the same
thing, in the case of the bag with black and white balls, has been questioned
or objected to[4] on the ground that it is contrary to all experience to
suppose that the testimony of a moderately good witness could be so
enormously depreciated under such circumstances. I should prefer to base
the objection on the ground that experience scarcely ever presents such
circumstances as those supposed; but if we postulate their existence the
given conclusion seems correct enough. Assume that a man is merely
required to say yes or no; assume also a group or succession of cases in
which no should rightly be said very much oftener than yes. Then, assuming
almost any general truthfulness of the witness, we may easily suppose the
rightful occasions for denial to be so much the more frequent that a majority
of his affirmative answers will actually occur as false ‘noes’ rather than as
correct ‘ayes.’ This of course lowers the average value of his ‘ayes,’ and
renders them comparatively untrustworthy.
Consider the following example. I have a gardener whom I trust as to all
ordinary matters of fact. If he were to tell me some morning that my dog
had run away I should fully believe him. He tells me however that the dog
has gone mad. Surely I should accept the statement with much hesitation,
and on the grounds indicated above. It is not that he is more likely to be
wrong when the dog is mad; but that experience shows that there are other
complaints (e.g. fits) which are far more common than madness, and that
most of the assertions of madness are erroneous assertions referring to
these. This seems a somewhat parallel case to that in which we find that
most of the assertions that a white ball had been drawn are really false
assertions referring to the drawing of a black ball. Practically I do not think
that any one would feel a difficulty in thus exorbitantly discounting some
particular assertion of a witness whom in most other respects he fully
trusted.
announced? It appears to me therefore that numerical results of any
practical value can seldom, if ever, be looked for from this method of
procedure.
§ 9. Our conclusion in the case of the lottery, or, what comes to the same
thing, in the case of the bag with black and white balls, has been questioned
or objected to[4] on the ground that it is contrary to all experience to
suppose that the testimony of a moderately good witness could be so
enormously depreciated under such circumstances. I should prefer to base
the objection on the ground that experience scarcely ever presents such
circumstances as those supposed; but if we postulate their existence the
given conclusion seems correct enough. Assume that a man is merely
required to say yes or no; assume also a group or succession of cases in
which no should rightly be said very much oftener than yes. Then, assuming
almost any general truthfulness of the witness, we may easily suppose the
rightful occasions for denial to be so much the more frequent that a majority
of his affirmative answers will actually occur as false ‘noes’ rather than as
correct ‘ayes.’ This of course lowers the average value of his ‘ayes,’ and
renders them comparatively untrustworthy.
Consider the following example. I have a gardener whom I trust as to all
ordinary matters of fact. If he were to tell me some morning that my dog
had run away I should fully believe him. He tells me however that the dog
has gone mad. Surely I should accept the statement with much hesitation,
and on the grounds indicated above. It is not that he is more likely to be
wrong when the dog is mad; but that experience shows that there are other
complaints (e.g. fits) which are far more common than madness, and that
most of the assertions of madness are erroneous assertions referring to
these. This seems a somewhat parallel case to that in which we find that
most of the assertions that a white ball had been drawn are really false
assertions referring to the drawing of a black ball. Practically I do not think
that any one would feel a difficulty in thus exorbitantly discounting some
particular assertion of a witness whom in most other respects he fully
trusted.
Page 379
§ 10. There is one particular case which has been regarded as a difficulty in
the way of this treatment of the problem, but which seems to me to be a
decided confirmation of it; always, be it understood, within the very narrow
and artificial limits to which we must suppose ourselves to be confined.
This is the case of a witness whose veracity is just one-half; that is, one
who, when a mere yes or no is demanded of him, is as often wrong as right.
In the case of any other assigned degree of veracity it is extremely difficult
to get anything approaching to a confirmation from practical judgment and
experience. We are not accustomed to estimate the merits of witnesses in
this way, and hardly appreciate what is meant by his numerical degree of
truthfulness. But as regards the man whose veracity is one-half, we are (as
Mr C. J. Monro has very ingeniously suggested) only too well acquainted
with such witnesses, though under a somewhat different name; for this is
really nothing else than the case of a person confidently answering a
question about a subject-matter of which he knows nothing, and can
therefore only give a mere guess.
Now in the case of the lottery with one prize, when the witness whose
veracity is one-half tells us that we have gained the prize, we find on
calculation that his testimony goes for absolutely nothing; the chances that
we have got the prize are just the same as they would be if he had never
1
opened his lips, viz. 1000. But clearly this is what ought to be the result, for
the witness who knows nothing about the matter leaves it exactly as he
found it. He is indeed, in strictness, scarcely a witness at all; for the natural
function of a witness is to examine the matter, and so to add confirmation,
more or less, according to his judgment and probity, but at any rate to offer
an improvement upon the mere guesser. If, however, we will give heed to
his mere guess we are doing just the same thing as if we were to guess
ourselves, in which case of course the odds that we are right are simply
measured by the frequency of occurrence of the events.
We cannot quite so readily apply the same rule to the other case, namely to
that of the numbered balls, for there the witness who is right every other
time may really be a very fair, or even excellent, witness. If he has many
ways of going wrong, and yet is right in half his statements, it is clear that
he must have taken some degree of care, and cannot have merely guessed.
In a case of yes or no, any one can be right every other time, but it is
the way of this treatment of the problem, but which seems to me to be a
decided confirmation of it; always, be it understood, within the very narrow
and artificial limits to which we must suppose ourselves to be confined.
This is the case of a witness whose veracity is just one-half; that is, one
who, when a mere yes or no is demanded of him, is as often wrong as right.
In the case of any other assigned degree of veracity it is extremely difficult
to get anything approaching to a confirmation from practical judgment and
experience. We are not accustomed to estimate the merits of witnesses in
this way, and hardly appreciate what is meant by his numerical degree of
truthfulness. But as regards the man whose veracity is one-half, we are (as
Mr C. J. Monro has very ingeniously suggested) only too well acquainted
with such witnesses, though under a somewhat different name; for this is
really nothing else than the case of a person confidently answering a
question about a subject-matter of which he knows nothing, and can
therefore only give a mere guess.
Now in the case of the lottery with one prize, when the witness whose
veracity is one-half tells us that we have gained the prize, we find on
calculation that his testimony goes for absolutely nothing; the chances that
we have got the prize are just the same as they would be if he had never
1
opened his lips, viz. 1000. But clearly this is what ought to be the result, for
the witness who knows nothing about the matter leaves it exactly as he
found it. He is indeed, in strictness, scarcely a witness at all; for the natural
function of a witness is to examine the matter, and so to add confirmation,
more or less, according to his judgment and probity, but at any rate to offer
an improvement upon the mere guesser. If, however, we will give heed to
his mere guess we are doing just the same thing as if we were to guess
ourselves, in which case of course the odds that we are right are simply
measured by the frequency of occurrence of the events.
We cannot quite so readily apply the same rule to the other case, namely to
that of the numbered balls, for there the witness who is right every other
time may really be a very fair, or even excellent, witness. If he has many
ways of going wrong, and yet is right in half his statements, it is clear that
he must have taken some degree of care, and cannot have merely guessed.
In a case of yes or no, any one can be right every other time, but it is
Page 380
different where truth is single and error is manifold. To represent the case of
a simply worthless witness when there were 1000 balls and the drawing of
one assigned ball was in question, we should have to put his figure of
1
veracity at 1000 . If this were done we should of course get a similar result.
§ 11. It deserves notice therefore that the figure of veracity, or fraction
representing the general truthfulness of a witness, is in a way relative, not
absolute; that is, it depends upon, and varies with, the general character of
the answer which he is supposed to give. Two witnesses of equal intrinsic
veracity and worth, one of whom confined himself to saying yes and no,
whilst the other ventured to make more original assertions, would be
represented by different fractions; the former having set himself a much
easier task than the latter. The real caution and truthfulness of the witness
are only one factor, therefore, in his actual figure of veracity; the other
factor consists of the nature of his assertions, as just pointed out. The
ordinary plan therefore, in such problems, of assigning an average
truthfulness to the witness, and accepting this alike in the case of each of
the two kinds of answers, though convenient, seems scarcely sound. This
consideration would however be of much more importance were not the
discussions upon the subject mainly concerned with only one description of
answer, namely that of the ‘yes or no’ kind.
§ 12. So much for the methodical way of treating such a problem. The way
in which it would be taken in hand by those who had made no study of
Probability is very different. It would, I apprehend, strike them as follows.
They would say to themselves, Here is a story related by a witness who tells
the truth, say, nine times out of ten. But it is a story of a kind which
experience shows to be very generally made untruly, say 99 times out
of 100. Having then these opposite inducements to belief, they would
attempt in some way to strike a balance between them. Nothing in the
nature of a strict rule could be given to enable them to decide how they
might escape out of the difficulty. Probably, in so far as they did not judge
at haphazard, they would be guided by still further resort to experience, or
unconscious recollections of its previous teachings, in order to settle which
of the two opposing inductions was better entitled to carry the day in the
particular case before them. The reader will readily see that any general
solution of the problem, when thus presented, is impossible. It is simply the
a simply worthless witness when there were 1000 balls and the drawing of
one assigned ball was in question, we should have to put his figure of
1
veracity at 1000 . If this were done we should of course get a similar result.
§ 11. It deserves notice therefore that the figure of veracity, or fraction
representing the general truthfulness of a witness, is in a way relative, not
absolute; that is, it depends upon, and varies with, the general character of
the answer which he is supposed to give. Two witnesses of equal intrinsic
veracity and worth, one of whom confined himself to saying yes and no,
whilst the other ventured to make more original assertions, would be
represented by different fractions; the former having set himself a much
easier task than the latter. The real caution and truthfulness of the witness
are only one factor, therefore, in his actual figure of veracity; the other
factor consists of the nature of his assertions, as just pointed out. The
ordinary plan therefore, in such problems, of assigning an average
truthfulness to the witness, and accepting this alike in the case of each of
the two kinds of answers, though convenient, seems scarcely sound. This
consideration would however be of much more importance were not the
discussions upon the subject mainly concerned with only one description of
answer, namely that of the ‘yes or no’ kind.
§ 12. So much for the methodical way of treating such a problem. The way
in which it would be taken in hand by those who had made no study of
Probability is very different. It would, I apprehend, strike them as follows.
They would say to themselves, Here is a story related by a witness who tells
the truth, say, nine times out of ten. But it is a story of a kind which
experience shows to be very generally made untruly, say 99 times out
of 100. Having then these opposite inducements to belief, they would
attempt in some way to strike a balance between them. Nothing in the
nature of a strict rule could be given to enable them to decide how they
might escape out of the difficulty. Probably, in so far as they did not judge
at haphazard, they would be guided by still further resort to experience, or
unconscious recollections of its previous teachings, in order to settle which
of the two opposing inductions was better entitled to carry the day in the
particular case before them. The reader will readily see that any general
solution of the problem, when thus presented, is impossible. It is simply the
Page 381
now familiar case (Chap. IX. §§ 14–32) of an individual which belongs
equally to two distinct, or even, in respect of their characteristics, opposing
classes. We cannot decide off-hand to which of the two its characteristics
most naturally and rightly refer it. A fresh induction is needed in order to
settle this point.
§ 13. Rules have indeed been suggested by various writers in order to
extricate us from the difficulty. The controversy about miracles has
probably been the most fertile occasion for suggestions of this kind on one
side or the other. It is to this controversy, presumably, that the phrase is due,
so often employed in discussions upon similar subjects, ‘a contest of
opposite improbabilities.’ What is meant by such an expression is clearly
this: that in forming a judgment upon the truth of certain assertions we may
find that they are comprised in two very distinct classes, so that, according
as we regarded them as belonging to one or the other of these distinct
classes, our opinion as to their truth would be very different. Such an
assertion belongs to one class, of course, by its being a statement of a
particular witness, or kind of witness; it belongs to the other by its being a
particular kind of story, one of what is called an improbable nature. Its
belonging to the former class is so far favourable to its truth, its belonging
to the latter is so far hostile to its truth. It seems to be assumed, in speaking
of a contest of opposite improbabilities, that when these different sources of
conviction co-exist together, they would each in some way retain their
probative force so as to produce a contest, ending generally in a victory to
one or other of them. Hume, for instance, speaks of our deducting one
probability from the other, and apportioning our belief to the remainder.[5]
Thomson, in his Laws of Thought, speaks of one probability as entirely
superseding the other.
§ 14. It does not appear to me that the slightest philosophical value can be
attached to any such rules as these. They doubtless may, and indeed will,
hold in individual cases, but they cannot lay claim to any generality. Even
the notion of a contest, as any necessary ingredient in the case, must be laid
aside. For let us refer again to the way in which the perplexity arises, and
we shall readily see, as has just been remarked, that it is nothing more than
a particular exemplification of a difficulty which has already been
recognized as incapable of solution by any general à priori method of
equally to two distinct, or even, in respect of their characteristics, opposing
classes. We cannot decide off-hand to which of the two its characteristics
most naturally and rightly refer it. A fresh induction is needed in order to
settle this point.
§ 13. Rules have indeed been suggested by various writers in order to
extricate us from the difficulty. The controversy about miracles has
probably been the most fertile occasion for suggestions of this kind on one
side or the other. It is to this controversy, presumably, that the phrase is due,
so often employed in discussions upon similar subjects, ‘a contest of
opposite improbabilities.’ What is meant by such an expression is clearly
this: that in forming a judgment upon the truth of certain assertions we may
find that they are comprised in two very distinct classes, so that, according
as we regarded them as belonging to one or the other of these distinct
classes, our opinion as to their truth would be very different. Such an
assertion belongs to one class, of course, by its being a statement of a
particular witness, or kind of witness; it belongs to the other by its being a
particular kind of story, one of what is called an improbable nature. Its
belonging to the former class is so far favourable to its truth, its belonging
to the latter is so far hostile to its truth. It seems to be assumed, in speaking
of a contest of opposite improbabilities, that when these different sources of
conviction co-exist together, they would each in some way retain their
probative force so as to produce a contest, ending generally in a victory to
one or other of them. Hume, for instance, speaks of our deducting one
probability from the other, and apportioning our belief to the remainder.[5]
Thomson, in his Laws of Thought, speaks of one probability as entirely
superseding the other.
§ 14. It does not appear to me that the slightest philosophical value can be
attached to any such rules as these. They doubtless may, and indeed will,
hold in individual cases, but they cannot lay claim to any generality. Even
the notion of a contest, as any necessary ingredient in the case, must be laid
aside. For let us refer again to the way in which the perplexity arises, and
we shall readily see, as has just been remarked, that it is nothing more than
a particular exemplification of a difficulty which has already been
recognized as incapable of solution by any general à priori method of
Page 382
treatment. All that we are supposed to have before us is a statement. On this
occasion it is made by a witness who lies, say, once in ten times in the long
run; that is, who mostly tells the truth. But on the other hand, it is a
statement which experience, derived from a variety of witnesses on various
occasions, assures us is mostly false; stated numerically it is found, let us
suppose, to be false 99 times in a hundred.
Now, as was shown in the chapter on Induction, we are thus brought to a
complete dead lock. Our science offers no principles by which we can form
an opinion, or attempt to decide the matter one way or the other; for, as we
found, there are an indefinite number of conclusions which are all equally
possible. For instance, all the witness' extraordinary assertions may be true,
or they may all be false, or they may be divided into the true and the false in
any proportion whatever. Having gone so far in our appeal to statistics as to
recognize that the witness is generally right, but that his story is generally
false, we cannot stop there. We ought to make still further appeal to
experience, and ascertain how it stands with regard to his stories when they
are of that particular nature: or rather, for this would be to make a
needlessly narrow reference, how it stands with regard to stories of that
kind when advanced by witnesses of his general character, position,
sympathies, and so on.[6]
§ 15. That extraordinary stories are in many cases, probably in a great
majority of cases, less trustworthy than others must be fully admitted. That
is, if we were to make two distinct classes of such stories respectively, we
should find that the same witness, or similar witnesses, were proportionally
more often wrong when asserting the former than when asserting the latter.
But it does not by any means appear to me that this must always be the
case. We may well conceive, for instance, that with some people the mere
fact of the story being of a very unusual character may make them more
careful in what they state, so as actually to add to their veracity. If this were
so we might be ready to accept their extraordinary stories with even more
readiness than their ordinary ones.
Such a supposition as that just made does not seem to me by any means
forced. Put such a case as this: let us suppose that two persons, one of them
a man of merely ordinary probity and intelligence, the other a scientific
occasion it is made by a witness who lies, say, once in ten times in the long
run; that is, who mostly tells the truth. But on the other hand, it is a
statement which experience, derived from a variety of witnesses on various
occasions, assures us is mostly false; stated numerically it is found, let us
suppose, to be false 99 times in a hundred.
Now, as was shown in the chapter on Induction, we are thus brought to a
complete dead lock. Our science offers no principles by which we can form
an opinion, or attempt to decide the matter one way or the other; for, as we
found, there are an indefinite number of conclusions which are all equally
possible. For instance, all the witness' extraordinary assertions may be true,
or they may all be false, or they may be divided into the true and the false in
any proportion whatever. Having gone so far in our appeal to statistics as to
recognize that the witness is generally right, but that his story is generally
false, we cannot stop there. We ought to make still further appeal to
experience, and ascertain how it stands with regard to his stories when they
are of that particular nature: or rather, for this would be to make a
needlessly narrow reference, how it stands with regard to stories of that
kind when advanced by witnesses of his general character, position,
sympathies, and so on.[6]
§ 15. That extraordinary stories are in many cases, probably in a great
majority of cases, less trustworthy than others must be fully admitted. That
is, if we were to make two distinct classes of such stories respectively, we
should find that the same witness, or similar witnesses, were proportionally
more often wrong when asserting the former than when asserting the latter.
But it does not by any means appear to me that this must always be the
case. We may well conceive, for instance, that with some people the mere
fact of the story being of a very unusual character may make them more
careful in what they state, so as actually to add to their veracity. If this were
so we might be ready to accept their extraordinary stories with even more
readiness than their ordinary ones.
Such a supposition as that just made does not seem to me by any means
forced. Put such a case as this: let us suppose that two persons, one of them
a man of merely ordinary probity and intelligence, the other a scientific
Page 383
naturalist, make a statement about some common event. We believe them
both. Let them now each report some extraordinary lusus naturæ or
monstrosity which they profess to have seen. Most persons, we may
presume, would receive the statement of the naturalist in this latter case
almost as readily as in the former: whereas when the same story came from
the unscientific observer it would be received with considerable hesitation.
Whence arises the difference? From the conviction that the naturalist will
be far more careful, and therefore to the full as accurate, in matters of this
kind as in those of the most ordinary description, whereas with the other
man we feel by no means the same confidence. Even if any one is not
prepared to go this length, he will probably admit that the difference of
credit which he would attach to the two kinds of story, respectively, when
they came from the naturalist, would be much less than what it would be
when they came from the other man.
§ 16. Whilst we are on this part of the subject, it must be pointed out that
there is considerable ambiguity and consequent confusion about the use of
the term ‘an extraordinary story.’ Within the province of pure Probability it
ought to mean simply a story which asserts an unusual event. At least this is
the view which has been adopted and maintained, it is hoped consistently,
throughout this work. So long as we adhere to this sense we know precisely
what we mean by the term. It has a purely objective reference; it simply
connotes a very low degree of relative statistical frequency, actual or
prospective. Out of a great number of events we suppose a selection of
some particular kind to be contemplated, which occurs relatively very
seldom, and this is termed an unusual or extraordinary event. It follows, as
was abundantly shown in a former chapter, that owing to the rarity of the
event we are very little disposed to expect its occurrence in any given case.
Our guess about it, in case we thus anticipated it, would very seldom be
justified, and we are therefore apt to be much surprised when it does occur.
This, I take it, is the only legitimate sense of ‘extraordinary’ so far as
Probability is concerned.
But there is another and very different use of the word, which belongs to
Induction, or rather to the science of evidence in general, more than to that
limited portion of it termed Probability. In this sense the ‘extraordinary,’
and still more the ‘improbable,’ event is not merely one of extreme
both. Let them now each report some extraordinary lusus naturæ or
monstrosity which they profess to have seen. Most persons, we may
presume, would receive the statement of the naturalist in this latter case
almost as readily as in the former: whereas when the same story came from
the unscientific observer it would be received with considerable hesitation.
Whence arises the difference? From the conviction that the naturalist will
be far more careful, and therefore to the full as accurate, in matters of this
kind as in those of the most ordinary description, whereas with the other
man we feel by no means the same confidence. Even if any one is not
prepared to go this length, he will probably admit that the difference of
credit which he would attach to the two kinds of story, respectively, when
they came from the naturalist, would be much less than what it would be
when they came from the other man.
§ 16. Whilst we are on this part of the subject, it must be pointed out that
there is considerable ambiguity and consequent confusion about the use of
the term ‘an extraordinary story.’ Within the province of pure Probability it
ought to mean simply a story which asserts an unusual event. At least this is
the view which has been adopted and maintained, it is hoped consistently,
throughout this work. So long as we adhere to this sense we know precisely
what we mean by the term. It has a purely objective reference; it simply
connotes a very low degree of relative statistical frequency, actual or
prospective. Out of a great number of events we suppose a selection of
some particular kind to be contemplated, which occurs relatively very
seldom, and this is termed an unusual or extraordinary event. It follows, as
was abundantly shown in a former chapter, that owing to the rarity of the
event we are very little disposed to expect its occurrence in any given case.
Our guess about it, in case we thus anticipated it, would very seldom be
justified, and we are therefore apt to be much surprised when it does occur.
This, I take it, is the only legitimate sense of ‘extraordinary’ so far as
Probability is concerned.
But there is another and very different use of the word, which belongs to
Induction, or rather to the science of evidence in general, more than to that
limited portion of it termed Probability. In this sense the ‘extraordinary,’
and still more the ‘improbable,’ event is not merely one of extreme
Page 384
statistical rarity, which we could not expect to guess aright, but which on
moderate evidence we may pretty readily accept; it is rather one which
possesses, so to say, an actual evidence-resisting power. It may be
something which affects the credibility of the witness at the fountain-head,
which makes, that is, his statements upon such a subject essentially inferior
to those on other subjects. This is the case, for instance, with anything
which excites his prejudices or passions or superstitions. In these cases it
would seem unreasonable to attempt to estimate the credibility of the
witness by calculating (as in § 6) how often his errors would mislead us
through his having been wrongly brought to an affirmation instead of
adhering correctly to a negation. We should rather be disposed to put our
correction on the witness' average veracity at once.
§ 17. In true Probability, as has just been remarked, every event has its own
definitely recognizable degree of frequency of occurrence. It may be
excessively rare, rare to any extreme we like to postulate, but still every one
who understands and admits the data upon which its occurrence depends
will be able to appreciate within what range of experience it may be
expected to present itself. We do not expect it in any individual case, nor
within any brief range, but we do confidently expect it within an adequately
extensive range. How therefore can miraculous stories be similarly taken
account of, when the disputants, on one side at least, are not prepared to
admit their actual occurrence anywhere or at any time? How can any
arrangement of bags and balls, or other mechanical or numerical
illustrations of unlikely events, be admitted as fairly illustrative of
miraculous occurrences, or indeed of many of those which come under the
designation of ‘very extraordinary’ or ‘highly improbable’? Those who
contest the occurrence of a particular miracle, as reported by this or that
narrator, do not admit that miracles are to be confidently expected sooner or
later. It is not a question as to whether what must happen sometimes has
happened some particular time, and therefore no illustration of the kind can
be regarded as apposite.
How unsuitable these merely rare events, however excessive their rarity
may be, are as examples of miraculous events, will be evident from a single
consideration. No one, I presume, who admitted the occasional occurrence
of an exceedingly unusual combination, would be in much doubt if he
moderate evidence we may pretty readily accept; it is rather one which
possesses, so to say, an actual evidence-resisting power. It may be
something which affects the credibility of the witness at the fountain-head,
which makes, that is, his statements upon such a subject essentially inferior
to those on other subjects. This is the case, for instance, with anything
which excites his prejudices or passions or superstitions. In these cases it
would seem unreasonable to attempt to estimate the credibility of the
witness by calculating (as in § 6) how often his errors would mislead us
through his having been wrongly brought to an affirmation instead of
adhering correctly to a negation. We should rather be disposed to put our
correction on the witness' average veracity at once.
§ 17. In true Probability, as has just been remarked, every event has its own
definitely recognizable degree of frequency of occurrence. It may be
excessively rare, rare to any extreme we like to postulate, but still every one
who understands and admits the data upon which its occurrence depends
will be able to appreciate within what range of experience it may be
expected to present itself. We do not expect it in any individual case, nor
within any brief range, but we do confidently expect it within an adequately
extensive range. How therefore can miraculous stories be similarly taken
account of, when the disputants, on one side at least, are not prepared to
admit their actual occurrence anywhere or at any time? How can any
arrangement of bags and balls, or other mechanical or numerical
illustrations of unlikely events, be admitted as fairly illustrative of
miraculous occurrences, or indeed of many of those which come under the
designation of ‘very extraordinary’ or ‘highly improbable’? Those who
contest the occurrence of a particular miracle, as reported by this or that
narrator, do not admit that miracles are to be confidently expected sooner or
later. It is not a question as to whether what must happen sometimes has
happened some particular time, and therefore no illustration of the kind can
be regarded as apposite.
How unsuitable these merely rare events, however excessive their rarity
may be, are as examples of miraculous events, will be evident from a single
consideration. No one, I presume, who admitted the occasional occurrence
of an exceedingly unusual combination, would be in much doubt if he
Page 385
considered that he had actually seen it himself.[7] On the other hand, few
men of any really scientific turn would readily accept a miracle even if it
appeared to happen under their very eyes. They might be staggered at the
time, but they would probably soon come to discredit it afterwards, or so
explain it as to evacuate it of all that is meant by miraculous.
§ 18. It appears to me therefore, on the whole, that very little can be made
of these problems of testimony in the way in which it is generally intended
that they should be treated; that is, in obtaining specific rules for the
estimation of the testimony under any given circumstances. Assuming that
the veracity of the witness can be measured, we encounter the real difficulty
in the utter impossibility of determining the limits within which the failures
of the event in question are to be considered to lie, and the degree of
explicitness with which the witness is supposed to answer the enquiry
addressed to him; both of these being characteristics of which it is
necessary to have a numerical estimate before we can consider ourselves in
possession of the requisite data.
Since therefore the practical resource of most persons, viz. that of putting a
direct and immediate correction, of course of a somewhat conjectural
nature, upon the general trustworthiness of the witness, by a consideration
of the nature of the circumstances under which his statement is made, is
essentially unscientific and irreducible to rule; it really seems to me that
there is something to be said in favour of the simple plan of trusting in all
cases alike to the witness' general veracity.[8] That is, whether his story is
ordinary or extraordinary, we may resolve to put it on the same footing of
credibility, provided of course that the event is fully recognized as one
which does or may occasionally happen. It is true that we shall thus go
constantly astray, and may do so to a great extent, so that if there were any
rational and precise method of specializing his trustworthiness, according to
the nature of his story, we should be on much firmer ground. But at least we
may thus know what to expect on the average. Provided we have a
sufficient number and variety of statements from him, and always take them
at the same constant rate or degree of trustworthiness, we may succeed in
balancing and correcting our conduct in the long run so as to avoid any
ruinous error.
men of any really scientific turn would readily accept a miracle even if it
appeared to happen under their very eyes. They might be staggered at the
time, but they would probably soon come to discredit it afterwards, or so
explain it as to evacuate it of all that is meant by miraculous.
§ 18. It appears to me therefore, on the whole, that very little can be made
of these problems of testimony in the way in which it is generally intended
that they should be treated; that is, in obtaining specific rules for the
estimation of the testimony under any given circumstances. Assuming that
the veracity of the witness can be measured, we encounter the real difficulty
in the utter impossibility of determining the limits within which the failures
of the event in question are to be considered to lie, and the degree of
explicitness with which the witness is supposed to answer the enquiry
addressed to him; both of these being characteristics of which it is
necessary to have a numerical estimate before we can consider ourselves in
possession of the requisite data.
Since therefore the practical resource of most persons, viz. that of putting a
direct and immediate correction, of course of a somewhat conjectural
nature, upon the general trustworthiness of the witness, by a consideration
of the nature of the circumstances under which his statement is made, is
essentially unscientific and irreducible to rule; it really seems to me that
there is something to be said in favour of the simple plan of trusting in all
cases alike to the witness' general veracity.[8] That is, whether his story is
ordinary or extraordinary, we may resolve to put it on the same footing of
credibility, provided of course that the event is fully recognized as one
which does or may occasionally happen. It is true that we shall thus go
constantly astray, and may do so to a great extent, so that if there were any
rational and precise method of specializing his trustworthiness, according to
the nature of his story, we should be on much firmer ground. But at least we
may thus know what to expect on the average. Provided we have a
sufficient number and variety of statements from him, and always take them
at the same constant rate or degree of trustworthiness, we may succeed in
balancing and correcting our conduct in the long run so as to avoid any
ruinous error.
Page 386
§ 19. A few words may now be added about the combination of testimony.
No new principles are introduced here, though the consequent complication
is naturally greater. Let us suppose two witnesses, the veracity of each
9
being 10 . Now suppose 100 statements made by the pair; according to the
plan of proceeding adopted before, we should have them both right 81 times
and both wrong once, in the remaining 18 cases one being right and the
other wrong. But since they are both supposed to give the same account,
what we have to compare together are the number of occasions on which
they agree and are right, and the total number on which they agree whether
right or wrong. The ratio of the former to the latter is the fraction which
expresses the trustworthiness of their combination of testimony in the case
in question.
In attempting to decide this point the only difficulty is in determining how
often they will be found to agree when they are both wrong, for clearly they
must agree when they are both right. This enquiry turns of course upon the
number of ways in which they can succeed in going wrong. Suppose first
the case of a simple yes or no (as in § 6), and take the same example, of a
bag with 1000 balls, in which one only is white. Proceeding as before, we
should find that out of 100,000 drawings (the number required in order to
obtain a complete cycle of all possible occurrences, as well as of all
possible reports about them) the two witnesses agree in a correct report of
the appearance of white in 81, and agree in a wrong report of it in 999. The
81
Probability therefore of the story when so attested is 1080 ; the fact therefore
of two such witnesses of equal veracity having concurred makes the report
nearly 9 times as likely as when it rested upon the authority of only one of
them.[9]
§ 20. When however the witnesses have many ways of going wrong, the
fact of their agreeing makes the report far more likely to be true. For
instance, in the case of the 1000 numbered balls, it is very unlikely that
when they both mistake the number they should (without collusion) happen
to make the same misstatement. Whereas, in the last case, every combined
misstatement necessarily led them both to the assertion that the event in
question had happened, we should now find that only once in 999 × 999
times would they both be led to assert that some given number (say, as
No new principles are introduced here, though the consequent complication
is naturally greater. Let us suppose two witnesses, the veracity of each
9
being 10 . Now suppose 100 statements made by the pair; according to the
plan of proceeding adopted before, we should have them both right 81 times
and both wrong once, in the remaining 18 cases one being right and the
other wrong. But since they are both supposed to give the same account,
what we have to compare together are the number of occasions on which
they agree and are right, and the total number on which they agree whether
right or wrong. The ratio of the former to the latter is the fraction which
expresses the trustworthiness of their combination of testimony in the case
in question.
In attempting to decide this point the only difficulty is in determining how
often they will be found to agree when they are both wrong, for clearly they
must agree when they are both right. This enquiry turns of course upon the
number of ways in which they can succeed in going wrong. Suppose first
the case of a simple yes or no (as in § 6), and take the same example, of a
bag with 1000 balls, in which one only is white. Proceeding as before, we
should find that out of 100,000 drawings (the number required in order to
obtain a complete cycle of all possible occurrences, as well as of all
possible reports about them) the two witnesses agree in a correct report of
the appearance of white in 81, and agree in a wrong report of it in 999. The
81
Probability therefore of the story when so attested is 1080 ; the fact therefore
of two such witnesses of equal veracity having concurred makes the report
nearly 9 times as likely as when it rested upon the authority of only one of
them.[9]
§ 20. When however the witnesses have many ways of going wrong, the
fact of their agreeing makes the report far more likely to be true. For
instance, in the case of the 1000 numbered balls, it is very unlikely that
when they both mistake the number they should (without collusion) happen
to make the same misstatement. Whereas, in the last case, every combined
misstatement necessarily led them both to the assertion that the event in
question had happened, we should now find that only once in 999 × 999
times would they both be led to assert that some given number (say, as
Page 387
before, 25) had been drawn. The odds in favour of the event in fact now
become 80919
80920
, which are enormously greater than when there was only one
witness.
It appears therefore that when two, and of course still more when many,
witnesses agree in a statement in a matter about which they might make
many and various errors, the combination of their favourable testimony
adds enormously to the likelihood of the event; provided always that there
is no chance of collusion. And in the extreme case of the opportunities for
error being, as they well may be, practically infinite in number, such
combination would produce almost perfect certainty. But then this
condition, viz. absence of collusion, very seldom can be secured. Practically
our main source of error and suspicion is in the possible existence of some
kind of collusion. Since we can seldom entirely get rid of this danger, and
when it exists it can never be submitted to numerical calculation, it appears
to me that combination of testimony, in regard to detailed accounts, is yet
more unfitted for consideration in Probability than even that of single
testimony.
§ 21. The impossibility of any adequate or even appropriate consideration of
the credibility of miraculous stories by the rules of Probability has been
already noticed in § 17. But, since the grounds of this impossibility are
often very insufficiently appreciated, a few pages may conveniently be
added here with a view to enforcing this point. If it be regarded as a
digression, the importance of the subject and the persistency with which
various writers have at one time or another attempted to treat it by the rules
of our science must be the excuse for entering upon it.
A necessary preliminary will be to decide upon some definition of a
miracle. It will, we may suppose, be admitted by most persons that in
calling a miracle ‘a suspension of a law of causation,’ we are giving what,
though it may not amount to an adequate definition, is at least true as a
description. It is true, though it may not be the whole truth. Whatever else
the miracle may be, this is its physical aspect: this is the point at which it
comes into contact with the subject-matter of science. If it were not
considered that any suspension of causation were involved, the event would
be regarded merely as an ordinary one to which some special significance
become 80919
80920
, which are enormously greater than when there was only one
witness.
It appears therefore that when two, and of course still more when many,
witnesses agree in a statement in a matter about which they might make
many and various errors, the combination of their favourable testimony
adds enormously to the likelihood of the event; provided always that there
is no chance of collusion. And in the extreme case of the opportunities for
error being, as they well may be, practically infinite in number, such
combination would produce almost perfect certainty. But then this
condition, viz. absence of collusion, very seldom can be secured. Practically
our main source of error and suspicion is in the possible existence of some
kind of collusion. Since we can seldom entirely get rid of this danger, and
when it exists it can never be submitted to numerical calculation, it appears
to me that combination of testimony, in regard to detailed accounts, is yet
more unfitted for consideration in Probability than even that of single
testimony.
§ 21. The impossibility of any adequate or even appropriate consideration of
the credibility of miraculous stories by the rules of Probability has been
already noticed in § 17. But, since the grounds of this impossibility are
often very insufficiently appreciated, a few pages may conveniently be
added here with a view to enforcing this point. If it be regarded as a
digression, the importance of the subject and the persistency with which
various writers have at one time or another attempted to treat it by the rules
of our science must be the excuse for entering upon it.
A necessary preliminary will be to decide upon some definition of a
miracle. It will, we may suppose, be admitted by most persons that in
calling a miracle ‘a suspension of a law of causation,’ we are giving what,
though it may not amount to an adequate definition, is at least true as a
description. It is true, though it may not be the whole truth. Whatever else
the miracle may be, this is its physical aspect: this is the point at which it
comes into contact with the subject-matter of science. If it were not
considered that any suspension of causation were involved, the event would
be regarded merely as an ordinary one to which some special significance
Page 388
was attached, that is, as a type or symbol rather than a miracle. It is this
aspect moreover of the miracle which is now exposed to the main brunt of
the attack, and in support of which therefore the defence has generally been
carried on.
Now it is obvious that this, like most other definitions or descriptions,
makes some assumption as to matters of fact, and involves something of a
theory. The assumption clearly is, that laws of causation prevail universally,
or almost universally, throughout nature, so that infractions of them are
marked and exceptional. This assumption is made, but it does not appear
that anything more than this is necessarily required; that is, there is nothing
which need necessarily make us side with either of the two principal
schools which are divided as to the nature of these laws of causation. The
definition will serve equally well whether we understand by law nothing
more than uniformity of antecedent and consequent, or whether we assert
that there is some deeper and more mysterious tie between the events than
mere sequence. The use of the term ‘causation’ in this minimum of
signification is common to both schools, though the one might consider it
inadequate; we may speak, therefore, of ‘suspensions of causation’ without
committing ourselves to either.
§ 22. It should be observed that the aspect of the question suggested by this
definition is one from which we can hardly escape. Attempts indeed have
been sometimes made to avoid the necessity of any assumption as to the
universal prevalence of law and order in nature, by defining a miracle from
a different point of view. A miracle may be called, for instance, ‘an
immediate exertion of creative power,’ ‘a sign of a revelation,’ or, still more
vaguely, an ‘extraordinary event.’ But nothing would be gained by adopting
any such definitions as these. However they might satisfy the theologian,
the student of physical science would not rest content with them for a
moment. He would at once assert his own belief, and that of other scientific
men, in the existence of universal law, and enquire what was the connection
of the definition with this doctrine. An answer would imperatively be
demanded to the question, Does the miracle, as you have described it, imply
an infraction of one of these laws, or does it not? And an answer must be
given, unless indeed we reject his assumption by denying our belief in the
existence of this universal law, in which case of course we put ourselves out
aspect moreover of the miracle which is now exposed to the main brunt of
the attack, and in support of which therefore the defence has generally been
carried on.
Now it is obvious that this, like most other definitions or descriptions,
makes some assumption as to matters of fact, and involves something of a
theory. The assumption clearly is, that laws of causation prevail universally,
or almost universally, throughout nature, so that infractions of them are
marked and exceptional. This assumption is made, but it does not appear
that anything more than this is necessarily required; that is, there is nothing
which need necessarily make us side with either of the two principal
schools which are divided as to the nature of these laws of causation. The
definition will serve equally well whether we understand by law nothing
more than uniformity of antecedent and consequent, or whether we assert
that there is some deeper and more mysterious tie between the events than
mere sequence. The use of the term ‘causation’ in this minimum of
signification is common to both schools, though the one might consider it
inadequate; we may speak, therefore, of ‘suspensions of causation’ without
committing ourselves to either.
§ 22. It should be observed that the aspect of the question suggested by this
definition is one from which we can hardly escape. Attempts indeed have
been sometimes made to avoid the necessity of any assumption as to the
universal prevalence of law and order in nature, by defining a miracle from
a different point of view. A miracle may be called, for instance, ‘an
immediate exertion of creative power,’ ‘a sign of a revelation,’ or, still more
vaguely, an ‘extraordinary event.’ But nothing would be gained by adopting
any such definitions as these. However they might satisfy the theologian,
the student of physical science would not rest content with them for a
moment. He would at once assert his own belief, and that of other scientific
men, in the existence of universal law, and enquire what was the connection
of the definition with this doctrine. An answer would imperatively be
demanded to the question, Does the miracle, as you have described it, imply
an infraction of one of these laws, or does it not? And an answer must be
given, unless indeed we reject his assumption by denying our belief in the
existence of this universal law, in which case of course we put ourselves out
Page 389
of the pale of argument with him. The necessity of having to recognize this
fact is growing upon men day by day, with the increased study of physical
science. And since this aspect of the question has to be met some time or
other, it is as well to place it in the front. The difficulty, in its scientific
form, is of course a modern one, for the doctrine out of which it arises is
modern. But it is only one instance, out of many that might be mentioned,
in which the growth of some philosophical conception has gradually
affected the nature of the dispute, and at last shifted the position of the
battle-ground, in some discussion with which it might not at first have
appeared to have any connection whatever.
§ 23. So far our path is plain. Up to this point disciples of very different
schools may advance together; for in laying down the above doctrine we
have carefully abstained from implying or admitting that it contains the
whole truth. But from this point two paths branch out before us, paths as
different from each other in their character, origin, and direction, as can
well be conceived. As this enquiry is only a digression, we may confine
ourselves to stating briefly what seem to be the characteristics of each,
without attempting to give the arguments which might be used in their
support.
(I.) On the one hand, we may assume that this principle of causation is the
ultimate one. By so terming it, we do not mean that it is one from which we
consciously start in our investigations, as we do from the axioms of
geometry, but rather that it is the final result towards which we find
ourselves drawn by a study of nature. Finding that, throughout the scope of
our enquiries, event follows event in never-failing uniformity, and finding
moreover (some might add) that this experience is supported or even
demanded by a tendency or law of our nature (it does not matter here how
we describe it), we may come to regard this as the one fundamental
principle on which all our enquiries should rest.
(II.) Or, on the other hand, we may admit a class of principles of a very
different kind. Allowing that there is this uniformity so far as our
experience extends, we may yet admit what can hardly be otherwise
described than by calling it a Superintending Providence, that is, a Scheme
or Order, in reference to which Design may be predicated without using
fact is growing upon men day by day, with the increased study of physical
science. And since this aspect of the question has to be met some time or
other, it is as well to place it in the front. The difficulty, in its scientific
form, is of course a modern one, for the doctrine out of which it arises is
modern. But it is only one instance, out of many that might be mentioned,
in which the growth of some philosophical conception has gradually
affected the nature of the dispute, and at last shifted the position of the
battle-ground, in some discussion with which it might not at first have
appeared to have any connection whatever.
§ 23. So far our path is plain. Up to this point disciples of very different
schools may advance together; for in laying down the above doctrine we
have carefully abstained from implying or admitting that it contains the
whole truth. But from this point two paths branch out before us, paths as
different from each other in their character, origin, and direction, as can
well be conceived. As this enquiry is only a digression, we may confine
ourselves to stating briefly what seem to be the characteristics of each,
without attempting to give the arguments which might be used in their
support.
(I.) On the one hand, we may assume that this principle of causation is the
ultimate one. By so terming it, we do not mean that it is one from which we
consciously start in our investigations, as we do from the axioms of
geometry, but rather that it is the final result towards which we find
ourselves drawn by a study of nature. Finding that, throughout the scope of
our enquiries, event follows event in never-failing uniformity, and finding
moreover (some might add) that this experience is supported or even
demanded by a tendency or law of our nature (it does not matter here how
we describe it), we may come to regard this as the one fundamental
principle on which all our enquiries should rest.
(II.) Or, on the other hand, we may admit a class of principles of a very
different kind. Allowing that there is this uniformity so far as our
experience extends, we may yet admit what can hardly be otherwise
described than by calling it a Superintending Providence, that is, a Scheme
or Order, in reference to which Design may be predicated without using
Page 390
merely metaphorical language. To adopt an aptly chosen distinction, it is
not to be understood as over-ruling events, but rather as underlying them.
§ 24. Now it is quite clear that according as we come to the discussion of
any particular miracle or extraordinary story under one or other of these
prepossessions, the question of its credibility will assume a very different
aspect. It is sometimes overlooked that although a difference about facts is
one of the conditions of a bonâ fide argument, a difference which reaches to
ultimate principles is fatal to all argument. The possibility of present
conflict is banished in such a case as absolutely as that of future concord. A
large amount of popular literature on the subject of miracles seems to labour
under this defect. Arguments are stated and examined for and against the
credibility of miraculous stories without the disputants appearing to have
any adequate conception of the chasm which separates one side from the
other.
§ 25. The following illustration may serve in some degree to show the sort
of inconsistency of which we are speaking. A sailor reports that in some
remote coral island of the Pacific, on which he had landed by himself, he
had found a number of stones on the beach disposed in the exact form of a
cross. Now if we conceive a debate to arise about the truth of his story, in
which it is attempted to decide the matter simply by considerations about
the validity of testimony, without introducing the question of the existence
of inhabitants, and the nature of their customs, we shall have some notion of
the unsatisfactory nature of many of the current arguments about miracles.
All illustrations of this subject are imperfect, but a case like this, in which a
supposed trace of human agency is detected interfering with the orderly
sequence of other and non-intelligent natural causes, is as much to the point
as any illustration can be. The thing omitted here from the discussion is
clearly the one important thing. If we suppose that there is no inhabitant, we
shall probably disbelieve the story, or consider it to be grossly exaggerated.
If we suppose that there are inhabitants, the question is at once resolved into
a different and somewhat more intricate one. The credibility of the witness
is not the only element, but we should necessarily have to take into
consideration the character of the supposed inhabitants, and the object of
such an action on their part.
not to be understood as over-ruling events, but rather as underlying them.
§ 24. Now it is quite clear that according as we come to the discussion of
any particular miracle or extraordinary story under one or other of these
prepossessions, the question of its credibility will assume a very different
aspect. It is sometimes overlooked that although a difference about facts is
one of the conditions of a bonâ fide argument, a difference which reaches to
ultimate principles is fatal to all argument. The possibility of present
conflict is banished in such a case as absolutely as that of future concord. A
large amount of popular literature on the subject of miracles seems to labour
under this defect. Arguments are stated and examined for and against the
credibility of miraculous stories without the disputants appearing to have
any adequate conception of the chasm which separates one side from the
other.
§ 25. The following illustration may serve in some degree to show the sort
of inconsistency of which we are speaking. A sailor reports that in some
remote coral island of the Pacific, on which he had landed by himself, he
had found a number of stones on the beach disposed in the exact form of a
cross. Now if we conceive a debate to arise about the truth of his story, in
which it is attempted to decide the matter simply by considerations about
the validity of testimony, without introducing the question of the existence
of inhabitants, and the nature of their customs, we shall have some notion of
the unsatisfactory nature of many of the current arguments about miracles.
All illustrations of this subject are imperfect, but a case like this, in which a
supposed trace of human agency is detected interfering with the orderly
sequence of other and non-intelligent natural causes, is as much to the point
as any illustration can be. The thing omitted here from the discussion is
clearly the one important thing. If we suppose that there is no inhabitant, we
shall probably disbelieve the story, or consider it to be grossly exaggerated.
If we suppose that there are inhabitants, the question is at once resolved into
a different and somewhat more intricate one. The credibility of the witness
is not the only element, but we should necessarily have to take into
consideration the character of the supposed inhabitants, and the object of
such an action on their part.
Page 391
§ 26. Considerations of this character are doubtless often introduced into the
discussion, but it appears to me that they are introduced to a very
inadequate extent. It is often urged, after Paley, ‘Once believe in a God, and
miracles are not incredible.’ Such an admission surely demands some
modification and extension. It should rather be stated thus, Believe in a God
whose working may be traced throughout the whole moral and physical
world. It amounts, in fact, to this;—Admit that there may be a design which
we can trace somehow or other in the course of things; admit that we are
not wholly confined to tracing the connection of events, or following out
their effects, but that we can form some idea, feeble and imperfect though it
be, of a scheme.[10] Paley's advice sounds too much like saying, Admit that
there are fairies, and we can account for our cups being cracked. The
admission is not to be made in so off-hand a manner. To any one labouring
under the difficulty we are speaking of, this belief in a God almost out of
any constant relation to nature, whom we then imagine to occasionally
manifest himself in a perhaps irregular manner, is altogether impossible.
The only form under which belief in the Deity can gain entrance into his
mind is as the controlling Spirit of an infinite and orderly system. In fact, it
appears to me, paradoxical as the suggestion may appear, that it might even
be more easy for a person thoroughly imbued with the spirit of Inductive
science, though an atheist, to believe in a miracle which formed a part of a
vast system, than for such a person, as a theist, to accept an isolated
miracle.
§ 27. It is therefore with great prudence that Hume, and others after him,
have practically insisted on commencing with a discussion of the credibility
of the single miracle, treating the question as though the Christian
Revelation could be adequately regarded as a succession of such events. As
well might one consider the living body to be represented by the aggregate
of the limbs which compose it. What is to be complained of in so many
popular discussions on the subject is the entire absence of any recognition
of the different ground on which the attackers and defenders of miracles are
so often really standing. Proofs and illustrations are produced in endless
number, which involving, as they almost all do in the mind of the disputants
on one side at least, that very principle of causation, the absence of which in
the case in question they are intended to establish, they fail in the single
essential point. To attempt to induce any one to disbelieve in the existence
discussion, but it appears to me that they are introduced to a very
inadequate extent. It is often urged, after Paley, ‘Once believe in a God, and
miracles are not incredible.’ Such an admission surely demands some
modification and extension. It should rather be stated thus, Believe in a God
whose working may be traced throughout the whole moral and physical
world. It amounts, in fact, to this;—Admit that there may be a design which
we can trace somehow or other in the course of things; admit that we are
not wholly confined to tracing the connection of events, or following out
their effects, but that we can form some idea, feeble and imperfect though it
be, of a scheme.[10] Paley's advice sounds too much like saying, Admit that
there are fairies, and we can account for our cups being cracked. The
admission is not to be made in so off-hand a manner. To any one labouring
under the difficulty we are speaking of, this belief in a God almost out of
any constant relation to nature, whom we then imagine to occasionally
manifest himself in a perhaps irregular manner, is altogether impossible.
The only form under which belief in the Deity can gain entrance into his
mind is as the controlling Spirit of an infinite and orderly system. In fact, it
appears to me, paradoxical as the suggestion may appear, that it might even
be more easy for a person thoroughly imbued with the spirit of Inductive
science, though an atheist, to believe in a miracle which formed a part of a
vast system, than for such a person, as a theist, to accept an isolated
miracle.
§ 27. It is therefore with great prudence that Hume, and others after him,
have practically insisted on commencing with a discussion of the credibility
of the single miracle, treating the question as though the Christian
Revelation could be adequately regarded as a succession of such events. As
well might one consider the living body to be represented by the aggregate
of the limbs which compose it. What is to be complained of in so many
popular discussions on the subject is the entire absence of any recognition
of the different ground on which the attackers and defenders of miracles are
so often really standing. Proofs and illustrations are produced in endless
number, which involving, as they almost all do in the mind of the disputants
on one side at least, that very principle of causation, the absence of which in
the case in question they are intended to establish, they fail in the single
essential point. To attempt to induce any one to disbelieve in the existence
Page 392
of physical causation, in a given instance, by means of illustrations which to
him seem only additional examples of the principle in question, is like
trying to make a dam, in order to stop the flow of a river, by shovelling in
snow. Such illustrations are plentiful in times of controversy, but being in
reality only modified forms of that which they are applied to counteract,
they change their shape at their first contact with the disbeliever's mind, and
only help to swell the flood which they were intended to check.
1 Reasons were given in the last chapter against the propriety of applying
the rules of Probability with any strictness to such examples as these. But
although all approach to numerical accuracy is unattainable, we do
undoubtedly recognize in ordinary life a distinction between the credibility
of one witness and another; such a rough practical distinction will be quite
sufficient for the purposes of this chapter. For convenience, and to illustrate
the theory, the examples are best stated in a numerical form, but it is not
intended thereby to imply that any such accuracy is really attainable in
practice.
2
I must plead guilty to this charge myself, in the first edition of this work.
The result was to make the treatment of this part of the subject obscure and
imperfect, and in some respects erroneous.
3 The generalized algebraical form of this result is as follows. Let p be the
à priori probability of an event, and x be the credibility of the witness.
Then, if he asserts that the event happened, the probability that it really did
happen is
px ;
px + (1 − p)(1 − x)
whilst if he asserts that it did not happen the probability that it did happen is
him seem only additional examples of the principle in question, is like
trying to make a dam, in order to stop the flow of a river, by shovelling in
snow. Such illustrations are plentiful in times of controversy, but being in
reality only modified forms of that which they are applied to counteract,
they change their shape at their first contact with the disbeliever's mind, and
only help to swell the flood which they were intended to check.
1 Reasons were given in the last chapter against the propriety of applying
the rules of Probability with any strictness to such examples as these. But
although all approach to numerical accuracy is unattainable, we do
undoubtedly recognize in ordinary life a distinction between the credibility
of one witness and another; such a rough practical distinction will be quite
sufficient for the purposes of this chapter. For convenience, and to illustrate
the theory, the examples are best stated in a numerical form, but it is not
intended thereby to imply that any such accuracy is really attainable in
practice.
2
I must plead guilty to this charge myself, in the first edition of this work.
The result was to make the treatment of this part of the subject obscure and
imperfect, and in some respects erroneous.
3 The generalized algebraical form of this result is as follows. Let p be the
à priori probability of an event, and x be the credibility of the witness.
Then, if he asserts that the event happened, the probability that it really did
happen is
px ;
px + (1 − p)(1 − x)
whilst if he asserts that it did not happen the probability that it did happen is
Page 393
p(1 − x) .
p(1 − x) + (1 − p)x
In illustration of some remarks to be presently made, the reader will notice
that on making either of these expressions = p, we obtain in each case x = 12.
That is, a witness whose veracity = 12 leaves the à priori probability of an
event (of this kind) unaffected.
If, on the other hand, we make these expressions equal to x and 1 − x
respectively, we obtain in each case p = 12. That is, when an event (of this
kind) is as likely to happen as not, the ordinary veracity of the witness in
respect of it remains unaffected.
4 Todhunter's History, p. 400. Philosophical Magazine, July, 1864.
5
“When therefore these two kinds of experience are contrary, we have
nothing to do but subtract the one from the other, and embrace an opinion,
either on one side or the other, with that assurance which arises from the
remainder.” (Essay on Miracles.)
6 Considerations of this kind have indeed been introduced into the
mathematical treatment of the subject. The common algebraical solution of
the problem in § 5 (to begin with the simplest case) is of course as follows.
Let p be the antecedent probability of the event, and t the measure of the
truthfulness of the witness; then the chance of his statement being true is
pt
pt + (1 − p)(1 − t)
. This supposes him to lie as much when the event does not
happen as when it does. But we may meet the cases supposed in the text by
assuming that t′ is the measure of his veracity when the event does not
happen, so that the above formula becomes pt + (1 −ptp)(1 − t′). Here t′ and t
measure respectively his trustworthiness in usual and unusual events. As a
formal solution this certainly meets the objections stated above in §§ 14
and 15. The determination however of t′ would demand, as I have
remarked, continually renewed appeal to experience. In any case the
practical methods which would be adopted, if any plans of the kind
p(1 − x) + (1 − p)x
In illustration of some remarks to be presently made, the reader will notice
that on making either of these expressions = p, we obtain in each case x = 12.
That is, a witness whose veracity = 12 leaves the à priori probability of an
event (of this kind) unaffected.
If, on the other hand, we make these expressions equal to x and 1 − x
respectively, we obtain in each case p = 12. That is, when an event (of this
kind) is as likely to happen as not, the ordinary veracity of the witness in
respect of it remains unaffected.
4 Todhunter's History, p. 400. Philosophical Magazine, July, 1864.
5
“When therefore these two kinds of experience are contrary, we have
nothing to do but subtract the one from the other, and embrace an opinion,
either on one side or the other, with that assurance which arises from the
remainder.” (Essay on Miracles.)
6 Considerations of this kind have indeed been introduced into the
mathematical treatment of the subject. The common algebraical solution of
the problem in § 5 (to begin with the simplest case) is of course as follows.
Let p be the antecedent probability of the event, and t the measure of the
truthfulness of the witness; then the chance of his statement being true is
pt
pt + (1 − p)(1 − t)
. This supposes him to lie as much when the event does not
happen as when it does. But we may meet the cases supposed in the text by
assuming that t′ is the measure of his veracity when the event does not
happen, so that the above formula becomes pt + (1 −ptp)(1 − t′). Here t′ and t
measure respectively his trustworthiness in usual and unusual events. As a
formal solution this certainly meets the objections stated above in §§ 14
and 15. The determination however of t′ would demand, as I have
remarked, continually renewed appeal to experience. In any case the
practical methods which would be adopted, if any plans of the kind
Page 394
indicated above were resorted to, seem to me to differ very much from that
adopted by the mathematicians, in their spirit and plan.
7 Laplace, for instance (Essai, ed. 1825, p. 149), says that if we saw 100
dies (known of course to be fair ones) all give the same face, we should be
bewildered at the time, and need confirmation from others, but that, after
due examination, no one would feel obliged to postulate hallucination in the
matter. But the chance of this occurrence is represented by a fraction whose
numerator is 1, and denominator contains 77 figures, and is therefore utterly
inappreciable by the imagination. It must be admitted, though, that there is
something hypothetical about such an example, for we could not really
know that the dies were fair with a confidence even distantly approaching
such prodigious odds. In other words, it is difficult here to keep apart those
different aspects of the question discussed in Chap. XIV. §§ 28–33.
8
In the first edition this was stated, as it now seems to me, in decidedly too
unqualified a manner. It must be remembered, however, that (as was shown
in § 7) this plan is really the best theoretical one which can be adopted in
certain cases.
9 It is on this principle that the remarkable conclusion mentioned on p. 405
is based. Suppose an event whose probability is p; and that, of a number of
witnesses of the same veracity (y), m assert that it happened, and n deny
this. Generalizing the arithmetical reasoning given above we see that the
chance of the event being asserted varies as
pym(1 − y)n + (1 − p)yn(1 − y)m;
(viz. as the chance that the event happens, and that m are right and n are
wrong; plus the chance that it does not happen, and that n are right and
m are wrong). And the chance of its being rightly asserted as pym (1 − y)n.
Therefore the chance that when we have an assertion before us it is a true
one is
pym (1 − y)n ,
pym (1 − y)n + (1 − p) yn (1 − y)m
adopted by the mathematicians, in their spirit and plan.
7 Laplace, for instance (Essai, ed. 1825, p. 149), says that if we saw 100
dies (known of course to be fair ones) all give the same face, we should be
bewildered at the time, and need confirmation from others, but that, after
due examination, no one would feel obliged to postulate hallucination in the
matter. But the chance of this occurrence is represented by a fraction whose
numerator is 1, and denominator contains 77 figures, and is therefore utterly
inappreciable by the imagination. It must be admitted, though, that there is
something hypothetical about such an example, for we could not really
know that the dies were fair with a confidence even distantly approaching
such prodigious odds. In other words, it is difficult here to keep apart those
different aspects of the question discussed in Chap. XIV. §§ 28–33.
8
In the first edition this was stated, as it now seems to me, in decidedly too
unqualified a manner. It must be remembered, however, that (as was shown
in § 7) this plan is really the best theoretical one which can be adopted in
certain cases.
9 It is on this principle that the remarkable conclusion mentioned on p. 405
is based. Suppose an event whose probability is p; and that, of a number of
witnesses of the same veracity (y), m assert that it happened, and n deny
this. Generalizing the arithmetical reasoning given above we see that the
chance of the event being asserted varies as
pym(1 − y)n + (1 − p)yn(1 − y)m;
(viz. as the chance that the event happens, and that m are right and n are
wrong; plus the chance that it does not happen, and that n are right and
m are wrong). And the chance of its being rightly asserted as pym (1 − y)n.
Therefore the chance that when we have an assertion before us it is a true
one is
pym (1 − y)n ,
pym (1 − y)n + (1 − p) yn (1 − y)m
Page 395
which is equal to
pym−n .
py m−n + (1 − p) (1 − y) m−n
But this last expression represents the probability of an assertion which is
unanimously supported by m − n such witnesses.
10 The stress which Butler lays upon this notion of a scheme is, I think, one
great merit of his Analogy.
pym−n .
py m−n + (1 − p) (1 − y) m−n
But this last expression represents the probability of an assertion which is
unanimously supported by m − n such witnesses.
10 The stress which Butler lays upon this notion of a scheme is, I think, one
great merit of his Analogy.
Page 396
CHAPTER XVIII.
Page 397
THE NATURE AND USE OF AN AVERAGE, AND
ON THE DIFFERENT KINDS OF AVERAGE.[*]
*
There is much need of some good account, accessible to the ordinary English reader, of the nature
and properties of the principal kinds of Mean. The common text-books of Algebra suggest that there
are only three such, viz. the arithmetical, the geometrical and the harmonical:—thus including two
with which the statistician has little or nothing to do, and excluding two or more with which he
should have a great deal to do. The best three references I can give the reader are the following.
(1) The article Moyenne in the Dictionnaire des Sciences Médicales, by Dr Bertillon. This is written
somewhat from the Quetelet point of view. (2) A paper by Fechner in the Abhandlungen d. Math.
phys. Classe d. Kön. Sächs. Gesellschaft d. Wiss. 1878; pp. 1–76. This contains a very interesting
discussion, especially for the statistician, of a number of different kinds of mean. His account of the
median is remarkably full and valuable. But little mathematical knowledge is demanded. (3) A paper
by Mr F. Y. Edgeworth in the Camb. Phil. Trans. for 1885, entitled Observations and Statistics. This
demands some mathematical knowledge. Instead of dealing, as such investigations generally do, with
only one Law of Error and with only one kind of mean, it covers a wide field of investigation.
§ 1. We have had such frequent occasion to refer to averages, and to the
kind of uniformity which they are apt to display in contrast with individual
objects or events, that it will now be convenient to discuss somewhat more
minutely what are the different kinds of available average, and what exactly
are the functions they perform.
The first vague notion of an average, as we now understand it, seems to me
to involve little more than that of a something intermediate to a number of
objects. The objects must of course resemble each other in certain respects,
otherwise we should not think of classing them together; and they must also
differ in certain respects, otherwise we should not distinguish between
them. What the average does for us, under this primitive form, is to enable
us conveniently to retain the group together as a whole. That is, it furnishes
a sort of representative value of the quantitative aspect of the things in
question, which will serve for certain purposes to take the place of any
single member of the group.
It would seem then that the first dawn of the conception which science
reduces to accuracy under the designation of an average or mean, and then
proceeds to subdivide into various distinct species of means, presents itself
as performing some of the functions of a general name. For what is the
ON THE DIFFERENT KINDS OF AVERAGE.[*]
*
There is much need of some good account, accessible to the ordinary English reader, of the nature
and properties of the principal kinds of Mean. The common text-books of Algebra suggest that there
are only three such, viz. the arithmetical, the geometrical and the harmonical:—thus including two
with which the statistician has little or nothing to do, and excluding two or more with which he
should have a great deal to do. The best three references I can give the reader are the following.
(1) The article Moyenne in the Dictionnaire des Sciences Médicales, by Dr Bertillon. This is written
somewhat from the Quetelet point of view. (2) A paper by Fechner in the Abhandlungen d. Math.
phys. Classe d. Kön. Sächs. Gesellschaft d. Wiss. 1878; pp. 1–76. This contains a very interesting
discussion, especially for the statistician, of a number of different kinds of mean. His account of the
median is remarkably full and valuable. But little mathematical knowledge is demanded. (3) A paper
by Mr F. Y. Edgeworth in the Camb. Phil. Trans. for 1885, entitled Observations and Statistics. This
demands some mathematical knowledge. Instead of dealing, as such investigations generally do, with
only one Law of Error and with only one kind of mean, it covers a wide field of investigation.
§ 1. We have had such frequent occasion to refer to averages, and to the
kind of uniformity which they are apt to display in contrast with individual
objects or events, that it will now be convenient to discuss somewhat more
minutely what are the different kinds of available average, and what exactly
are the functions they perform.
The first vague notion of an average, as we now understand it, seems to me
to involve little more than that of a something intermediate to a number of
objects. The objects must of course resemble each other in certain respects,
otherwise we should not think of classing them together; and they must also
differ in certain respects, otherwise we should not distinguish between
them. What the average does for us, under this primitive form, is to enable
us conveniently to retain the group together as a whole. That is, it furnishes
a sort of representative value of the quantitative aspect of the things in
question, which will serve for certain purposes to take the place of any
single member of the group.
It would seem then that the first dawn of the conception which science
reduces to accuracy under the designation of an average or mean, and then
proceeds to subdivide into various distinct species of means, presents itself
as performing some of the functions of a general name. For what is the
Page 398
main use of a general name? It is to reduce a plurality of objects to unity; to
group a number of things together by reference to some qualities which
they possess in common. The ordinary general name rests upon a
considerable variety of attributes, mostly of a qualitative character, whereas
the average, in so far as it serves the same sort of purpose, rests rather upon
a single quantitative attribute. It directs attention to a certain kind and
degree of magnitude. When the grazier says of his sheep that ‘one with
another they will fetch about 50 shillings,’ or the farmer buys a lot of poles
which ‘run to about 10 feet,’ it is true that they are not strictly using the
equivalent of either a general or a collective name. But they are coming
very near to such use, in picking out a sort of type or specimen of the
magnitude to which attention is to be directed, and in classing the whole
group by its resemblance to this type. The grazier is thinking of his sheep:
not in a merely general sense, as sheep, and therefore under that name or
conception, but as sheep of a certain approximate money value. Some will
be more, some less, but they are all near enough to the assigned value to be
conveniently classed together as if by a name. Many of our rough
quantitative designations seem to be of this kind, as when we speak of
‘eight-day clocks’ or ‘twelve-stone men,’ &c.; unless of course we intend
(as we sometimes do in these cases) to assign a maximum or minimum
value. It is not indeed easy to see how else we could readily convey a
merely general notion of the quantitative aspect of things, except by
selecting a type as above, or by assigning certain limits within which the
things are supposed to lie.
§ 2. So far there is not necessarily any idea introduced of comparison,—of
comparison, that is, of one group with another,—by aid of such an average.
As soon as we begin to think of this we have to be more precise in saying
what we mean by an average. We can easily see that the number of possible
kinds of average, in the sense of intermediate values, is very great; is, in
fact, indefinitely great. Out of the general conception of an intermediate
value, obtained by some treatment of the original magnitudes, we can elicit
as many subdivisions as we please, by various modes of treatment. There
are however only three or four which for our purposes need be taken into
account.
group a number of things together by reference to some qualities which
they possess in common. The ordinary general name rests upon a
considerable variety of attributes, mostly of a qualitative character, whereas
the average, in so far as it serves the same sort of purpose, rests rather upon
a single quantitative attribute. It directs attention to a certain kind and
degree of magnitude. When the grazier says of his sheep that ‘one with
another they will fetch about 50 shillings,’ or the farmer buys a lot of poles
which ‘run to about 10 feet,’ it is true that they are not strictly using the
equivalent of either a general or a collective name. But they are coming
very near to such use, in picking out a sort of type or specimen of the
magnitude to which attention is to be directed, and in classing the whole
group by its resemblance to this type. The grazier is thinking of his sheep:
not in a merely general sense, as sheep, and therefore under that name or
conception, but as sheep of a certain approximate money value. Some will
be more, some less, but they are all near enough to the assigned value to be
conveniently classed together as if by a name. Many of our rough
quantitative designations seem to be of this kind, as when we speak of
‘eight-day clocks’ or ‘twelve-stone men,’ &c.; unless of course we intend
(as we sometimes do in these cases) to assign a maximum or minimum
value. It is not indeed easy to see how else we could readily convey a
merely general notion of the quantitative aspect of things, except by
selecting a type as above, or by assigning certain limits within which the
things are supposed to lie.
§ 2. So far there is not necessarily any idea introduced of comparison,—of
comparison, that is, of one group with another,—by aid of such an average.
As soon as we begin to think of this we have to be more precise in saying
what we mean by an average. We can easily see that the number of possible
kinds of average, in the sense of intermediate values, is very great; is, in
fact, indefinitely great. Out of the general conception of an intermediate
value, obtained by some treatment of the original magnitudes, we can elicit
as many subdivisions as we please, by various modes of treatment. There
are however only three or four which for our purposes need be taken into
account.
Page 399
(1) In the first place there is the arithmetical average or mean. The rule for
obtaining this is very simple: add all the magnitudes together, and divide
the sum by their number. This is the only kind of average with which the
unscientific mind is thoroughly familiar. But we must not let this simplicity
and familiarity blind us to the fact that there are definite reasons for the
employment of this average, and that it is therefore appropriate only in
definite circumstances. The reason why it affords a safe and accurate
intermediate value for the actual divergent values, is that for many of the
ordinary purposes of life, such as purchase and sale, we come to exactly the
same result, whether we take account of those existent divergences, or
suppose all the objects equated to their average. What the grazier must be
understood to mean, if he wishes to be accurate, by saying that the average
price of his sheep is 50 shillings, is, that so far as that flock is concerned
(and so far as he is concerned), it comes to exactly the same thing, whether
they are each sold at different prices, or are all sold at the ‘average’ price.
Accordingly, when he compares his sales of one year with those of another;
when he says that last year the sheep averaged 48 shillings against the 50 of
this year; the employment of this representative or average value is a great
simplification, and is perfectly accurate for the purpose in question.
§ 3. (2) Now consider this case. A certain population is found to have
doubled itself in 100 years: can we talk of an ‘average’ increase here of
1 per cent. annually? The circumstances are not quite the same as in the
former case, but the analogy is sufficiently close for our purpose. The
answer is decidedly, No. If 100 articles of any kind are sold for £100, we
say that the average price is £1. By this we mean that the total amount is the
same whether the entire lot are sold for £100, or whether we split the lot up
into individuals and sell each of these for £1. The average price here is a
convenient fictitious substitute, which can be applied for each individual
without altering the aggregate total. If therefore the question be, Will a
supposed increase of 1 p. c. in each of the 100 years be equivalent to a total
increase to double the original amount? we are proposing a closely
analogous question. And the answer, as just remarked, must be in the
negative. An annual increase of 1 p. c. continued for 100 years will more
than double the total; it will multiply it by about 2.7. The true annual
increment required is measured by 100√2; that is, the population may be said
to have increased ‘on the average’ 0.7 p. c. annually.
obtaining this is very simple: add all the magnitudes together, and divide
the sum by their number. This is the only kind of average with which the
unscientific mind is thoroughly familiar. But we must not let this simplicity
and familiarity blind us to the fact that there are definite reasons for the
employment of this average, and that it is therefore appropriate only in
definite circumstances. The reason why it affords a safe and accurate
intermediate value for the actual divergent values, is that for many of the
ordinary purposes of life, such as purchase and sale, we come to exactly the
same result, whether we take account of those existent divergences, or
suppose all the objects equated to their average. What the grazier must be
understood to mean, if he wishes to be accurate, by saying that the average
price of his sheep is 50 shillings, is, that so far as that flock is concerned
(and so far as he is concerned), it comes to exactly the same thing, whether
they are each sold at different prices, or are all sold at the ‘average’ price.
Accordingly, when he compares his sales of one year with those of another;
when he says that last year the sheep averaged 48 shillings against the 50 of
this year; the employment of this representative or average value is a great
simplification, and is perfectly accurate for the purpose in question.
§ 3. (2) Now consider this case. A certain population is found to have
doubled itself in 100 years: can we talk of an ‘average’ increase here of
1 per cent. annually? The circumstances are not quite the same as in the
former case, but the analogy is sufficiently close for our purpose. The
answer is decidedly, No. If 100 articles of any kind are sold for £100, we
say that the average price is £1. By this we mean that the total amount is the
same whether the entire lot are sold for £100, or whether we split the lot up
into individuals and sell each of these for £1. The average price here is a
convenient fictitious substitute, which can be applied for each individual
without altering the aggregate total. If therefore the question be, Will a
supposed increase of 1 p. c. in each of the 100 years be equivalent to a total
increase to double the original amount? we are proposing a closely
analogous question. And the answer, as just remarked, must be in the
negative. An annual increase of 1 p. c. continued for 100 years will more
than double the total; it will multiply it by about 2.7. The true annual
increment required is measured by 100√2; that is, the population may be said
to have increased ‘on the average’ 0.7 p. c. annually.
Page 400
We are thus directed to the second kind of average discussed in the ordinary
text-books of algebra, viz. the geometrical. When only two quantities are
concerned, with a single intermediate value between them, the geometrical
mean constituting this last is best described as the mean proportional
between the two former. Thus, since 3 : √15 :: √15 : 5, √15 is the
geometrical mean between 3 and 5. When a number of geometrical means
have to be interposed between two quantities, they are to be so chosen that
every term in the entire succession shall bear the same constant ratio to its
predecessor. Thus, in the example in the last paragraph, 99 intermediate
steps were to be interposed between 1 and 2, with the condition that the
100 ratios thus produced were to be all equal.
It would seem therefore that wherever accurate quantitative results are
concerned, the selection of the appropriate kind of average must depend
upon the answer to the question, What particular intermediate value may be
safely substituted for the actual variety of values, so far as the precise object
in view is concerned? This is an aspect of the subject which will have to be
more fully considered in the next chapter. But it may safely be laid down
that for purposes of general comparison, where accurate numerical relations
are not required, almost any kind of intermediate value will answer our
purpose, provided we adhere to the same throughout. Thus, if we want to
compare the statures of the inhabitants of different counties or districts in
England, or of Englishmen generally with those of Frenchmen, or to
ascertain whether the stature of some particular class or district is increasing
or diminishing, it really does not seem to matter what sort of average we
select provided, of course, that we adhere to the same throughout our
investigations. A very large amount of the work performed by averages is of
this merely comparative or non-quantitative description; or, at any rate,
nothing more than this is really required. This being so, we should naturally
resort to the arithmetical average; partly because, having been long in the
field, it is universally understood and appealed to, and partly because it
happens to be remarkably simple and easy to calculate.
§ 4. The arithmetical mean is for most ordinary purposes the simplest and
best. Indeed, when we are dealing with a small number of somewhat
artificially selected magnitudes, it is the only mean which any one would
text-books of algebra, viz. the geometrical. When only two quantities are
concerned, with a single intermediate value between them, the geometrical
mean constituting this last is best described as the mean proportional
between the two former. Thus, since 3 : √15 :: √15 : 5, √15 is the
geometrical mean between 3 and 5. When a number of geometrical means
have to be interposed between two quantities, they are to be so chosen that
every term in the entire succession shall bear the same constant ratio to its
predecessor. Thus, in the example in the last paragraph, 99 intermediate
steps were to be interposed between 1 and 2, with the condition that the
100 ratios thus produced were to be all equal.
It would seem therefore that wherever accurate quantitative results are
concerned, the selection of the appropriate kind of average must depend
upon the answer to the question, What particular intermediate value may be
safely substituted for the actual variety of values, so far as the precise object
in view is concerned? This is an aspect of the subject which will have to be
more fully considered in the next chapter. But it may safely be laid down
that for purposes of general comparison, where accurate numerical relations
are not required, almost any kind of intermediate value will answer our
purpose, provided we adhere to the same throughout. Thus, if we want to
compare the statures of the inhabitants of different counties or districts in
England, or of Englishmen generally with those of Frenchmen, or to
ascertain whether the stature of some particular class or district is increasing
or diminishing, it really does not seem to matter what sort of average we
select provided, of course, that we adhere to the same throughout our
investigations. A very large amount of the work performed by averages is of
this merely comparative or non-quantitative description; or, at any rate,
nothing more than this is really required. This being so, we should naturally
resort to the arithmetical average; partly because, having been long in the
field, it is universally understood and appealed to, and partly because it
happens to be remarkably simple and easy to calculate.
§ 4. The arithmetical mean is for most ordinary purposes the simplest and
best. Indeed, when we are dealing with a small number of somewhat
artificially selected magnitudes, it is the only mean which any one would
Page 401
think of employing. We should not, for instance, apply any other method to
the results of a few dozen measurements of lengths or estimates of prices.
When, however, we come to consider the results of a very large number of
measurements of the kind which can be grouped together into some sort of
‘probability curve’ we begin to find that there is more than one alternative
before us. Begin by recurring to the familiar curve represented on p. 29; or,
better still, to the initial form of it represented in the next chapter (p. 476).
We see that there are three different ways in which we may describe the
vertex of the curve. We may call it the position of the maximum ordinate; or
that of the centre of the curve; or (as will be seen hereafter) the point to
which the arithmetical average of all the different values of the variable
magnitude directs us. These three are all distinct ways of describing a
position; but when we are dealing with a symmetrical curve at all
resembling the binomial or exponential form they all three coincide in
giving the same result: as they obviously do in the case in question.
As soon, however, as we come to consider the case of asymmetrical, or lop-
sided curves, the indications given by these three methods will be as a rule
quite distinct; and therefore the two former of these deserve brief notice as
representing different kinds of means from the arithmetical or ordinary one.
We shall see that there is something about each of them which recommends
it to common sense as being in some way natural and appropriate.
§ 5. (3) The first of these selects from amongst the various different
magnitudes that particular one which is most frequently represented. It has
not acquired any technical designation,[1] except in so far as it is referred to,
by its graphical representation, as the “maximum ordinate” method. But I
suspect that some appeal to such a mean or standard is really far from
uncommon, and that if we could draw out into clearness the conceptions
latent in the judgments of the comparatively uncultivated, we should find
that there were various classes of cases in which this mean was naturally
employed. Suppose, for instance, that there was a fishery in which the fish
varied very much in size but in which the commonest size was somewhat
near the largest or the smallest. If the men were in the habit of selling their
fish by weight, it is probable that they would before long begin to acquire
some kind of notion of what is meant by the arithmetical mean or average,
the results of a few dozen measurements of lengths or estimates of prices.
When, however, we come to consider the results of a very large number of
measurements of the kind which can be grouped together into some sort of
‘probability curve’ we begin to find that there is more than one alternative
before us. Begin by recurring to the familiar curve represented on p. 29; or,
better still, to the initial form of it represented in the next chapter (p. 476).
We see that there are three different ways in which we may describe the
vertex of the curve. We may call it the position of the maximum ordinate; or
that of the centre of the curve; or (as will be seen hereafter) the point to
which the arithmetical average of all the different values of the variable
magnitude directs us. These three are all distinct ways of describing a
position; but when we are dealing with a symmetrical curve at all
resembling the binomial or exponential form they all three coincide in
giving the same result: as they obviously do in the case in question.
As soon, however, as we come to consider the case of asymmetrical, or lop-
sided curves, the indications given by these three methods will be as a rule
quite distinct; and therefore the two former of these deserve brief notice as
representing different kinds of means from the arithmetical or ordinary one.
We shall see that there is something about each of them which recommends
it to common sense as being in some way natural and appropriate.
§ 5. (3) The first of these selects from amongst the various different
magnitudes that particular one which is most frequently represented. It has
not acquired any technical designation,[1] except in so far as it is referred to,
by its graphical representation, as the “maximum ordinate” method. But I
suspect that some appeal to such a mean or standard is really far from
uncommon, and that if we could draw out into clearness the conceptions
latent in the judgments of the comparatively uncultivated, we should find
that there were various classes of cases in which this mean was naturally
employed. Suppose, for instance, that there was a fishery in which the fish
varied very much in size but in which the commonest size was somewhat
near the largest or the smallest. If the men were in the habit of selling their
fish by weight, it is probable that they would before long begin to acquire
some kind of notion of what is meant by the arithmetical mean or average,
Page 402
and would perceive that this was the most appropriate test. But if the fish
were sorted into sizes, and sold by numbers in each of these sizes, I suspect
that this appeal to a maximum ordinate would begin to take the place of the
other. That is, the most numerous class would come to be selected as a sort
of type by which to compare the same fishery at one time and another, or
one fishery with others. There is also, as we shall see in the next chapter,
some scientific ground for the preference of this kind of mean in peculiar
cases; viz. where the quantities with which we deal are true ‘errors,’ in the
estimate of some magnitude, and where also it is of much more importance
to be exactly right, or very nearly right, than to have merely a low average
of error.
§ 6. (4) The remaining kind of mean is that which is now coming to be
called the “median.” It is one with which the writings of Mr Galton have
done so much to familiarize statisticians, and is best described as follows.
Conceive all the objects in question to be marshalled in the order of their
magnitude; or, what comes to the same thing, conceive them sorted into a
number of equally numerous classes; then the middle one of the row, or the
middle one in the middle class, will be the median. I do not think that this
kind of mean is at all generally recognized at present, but if Mr Galton's
scheme of natural measurement by what he calls “per-centiles” should come
to be generally adopted, such a test would become an important one. There
are some conspicuous advantages about this kind of mean. For one thing, in
most statistical enquiries, it is far the simplest to calculate; and, what is
more, the process of determining it serves also to assign another important
element to be presently noticed, viz. the ‘probable error.’ Then again, as
Fechner notes, whereas in the arithmetical mean a few exceptional and
extreme values will often cause perplexity by their comparative
preponderance, in the case of the median (where their number only and not
their extreme magnitude is taken into account) the importance of such
disturbance is diminished.
§ 7. A simple illustration will serve to indicate how these three kinds of
mean coalesce into one when we are dealing with symmetrical Laws of
Error, but become quite distinct as soon as we come to consider those which
are unsymmetrical.
were sorted into sizes, and sold by numbers in each of these sizes, I suspect
that this appeal to a maximum ordinate would begin to take the place of the
other. That is, the most numerous class would come to be selected as a sort
of type by which to compare the same fishery at one time and another, or
one fishery with others. There is also, as we shall see in the next chapter,
some scientific ground for the preference of this kind of mean in peculiar
cases; viz. where the quantities with which we deal are true ‘errors,’ in the
estimate of some magnitude, and where also it is of much more importance
to be exactly right, or very nearly right, than to have merely a low average
of error.
§ 6. (4) The remaining kind of mean is that which is now coming to be
called the “median.” It is one with which the writings of Mr Galton have
done so much to familiarize statisticians, and is best described as follows.
Conceive all the objects in question to be marshalled in the order of their
magnitude; or, what comes to the same thing, conceive them sorted into a
number of equally numerous classes; then the middle one of the row, or the
middle one in the middle class, will be the median. I do not think that this
kind of mean is at all generally recognized at present, but if Mr Galton's
scheme of natural measurement by what he calls “per-centiles” should come
to be generally adopted, such a test would become an important one. There
are some conspicuous advantages about this kind of mean. For one thing, in
most statistical enquiries, it is far the simplest to calculate; and, what is
more, the process of determining it serves also to assign another important
element to be presently noticed, viz. the ‘probable error.’ Then again, as
Fechner notes, whereas in the arithmetical mean a few exceptional and
extreme values will often cause perplexity by their comparative
preponderance, in the case of the median (where their number only and not
their extreme magnitude is taken into account) the importance of such
disturbance is diminished.
§ 7. A simple illustration will serve to indicate how these three kinds of
mean coalesce into one when we are dealing with symmetrical Laws of
Error, but become quite distinct as soon as we come to consider those which
are unsymmetrical.
Page 403
Suppose that, in measuring a magnitude along OBDC, where the extreme
limits are OB and OC, the law of error is represented by the triangle BAC:
the length OD will be at once the arithmetical mean, the median, and the
most frequent length: its frequency being represented by the maximum
ordinate AD. But now suppose, on the other hand, that the extreme lengths
are OD and OC, and that the triangle ADC represents the law of error. The
most frequent length will be the same as before, OD, marked by the
maximum ordinate AD. But the mean value will now be OX, where DX = 13
1
DC; and the median will be OY, where DY = (1 − √2 )DC.
Another example, taken from natural phenomena, may be found in the
heights of the barometer as taken at the same hour on successive days. So
far as 4857 of these may be regarded as furnishing a sufficiently stable basis
of experience, it certainly seems that the resulting curve of frequency is
asymmetrical. The mean height here was found to be 29.98: the median
was 30.01: the most frequent height was 30.05. The close approximation
amongst these is an indication that the asymmetry is slight.[2]
§ 8. It must be clearly understood that the average, of whatever kind it may
be, from the mere fact of its being a single substitute for an actual plurality
of observed values, must let slip a considerable amount of information. In
fact it is only introduced for economy. It may entail no loss when used for
some one assigned purpose, as in our example about the sheep; but for
purposes in general it cannot possibly take the place of the original
diversity, by yielding all the information which they contained. If all this is
to be retained we must resort to some other method. Practically we
generally do one of two things: either (1) we put all the figures down in
statistical tables, or (2) we appeal to a diagram. This last plan is convenient
limits are OB and OC, the law of error is represented by the triangle BAC:
the length OD will be at once the arithmetical mean, the median, and the
most frequent length: its frequency being represented by the maximum
ordinate AD. But now suppose, on the other hand, that the extreme lengths
are OD and OC, and that the triangle ADC represents the law of error. The
most frequent length will be the same as before, OD, marked by the
maximum ordinate AD. But the mean value will now be OX, where DX = 13
1
DC; and the median will be OY, where DY = (1 − √2 )DC.
Another example, taken from natural phenomena, may be found in the
heights of the barometer as taken at the same hour on successive days. So
far as 4857 of these may be regarded as furnishing a sufficiently stable basis
of experience, it certainly seems that the resulting curve of frequency is
asymmetrical. The mean height here was found to be 29.98: the median
was 30.01: the most frequent height was 30.05. The close approximation
amongst these is an indication that the asymmetry is slight.[2]
§ 8. It must be clearly understood that the average, of whatever kind it may
be, from the mere fact of its being a single substitute for an actual plurality
of observed values, must let slip a considerable amount of information. In
fact it is only introduced for economy. It may entail no loss when used for
some one assigned purpose, as in our example about the sheep; but for
purposes in general it cannot possibly take the place of the original
diversity, by yielding all the information which they contained. If all this is
to be retained we must resort to some other method. Practically we
generally do one of two things: either (1) we put all the figures down in
statistical tables, or (2) we appeal to a diagram. This last plan is convenient
Page 404
when the data are very numerous, or when we wish to display or to discover
the nature of the law of facility under which they range.
The mere assignment of an average lets drop nearly all of this, confining
itself to the indication of an intermediate value. It gives a “middle point” of
some kind, but says nothing whatever as to how the original magnitudes
were grouped about this point. For instance, whether two magnitudes had
been respectively 25 and 27, or 15 and 37, they would yield the same
arithmetical average of 26.
§ 9. To break off at this stage would clearly be to leave the problem in a
very imperfect condition. We therefore naturally seek for some simple test
which shall indicate how closely the separate results were grouped about
their average, so as to recover some part of the information which had been
let slip.
If any one were approaching this problem entirely anew,—that is, if he had
no knowledge of the mathematical exigencies which attend the theory of
“Least Squares,”—I apprehend that there is but one way in which he would
set about the business. He would say, The average which we have already
obtained gave us a rough indication, by assigning an intermediate point
amongst the original magnitudes. If we want to supplement this by a rough
indication as to how near together these magnitudes lie, the best way will be
to treat their departures from the mean (what are technically called the
“errors”) in precisely the same way, viz. by assigning their average.
Suppose there are 13 men whose heights vary by equal differences from
5 feet to 6 feet, we should say that their average height was 66 inches, and
3
their average departure from this average was 313 inches.
Looked at from this point of view we should then proceed to try how each
of the above-named averages would answer the purpose. Two of them,—
viz. the arithmetical mean and the median,—will answer perfectly; and, as
we shall immediately see, are frequently used for the purpose. So too we
could, if we pleased, employ the geometrical mean, though such
employment would be tedious, owing to the difficulty of calculation. The
‘maximum ordinate’ clearly would not answer, since it would generally (v.
the nature of the law of facility under which they range.
The mere assignment of an average lets drop nearly all of this, confining
itself to the indication of an intermediate value. It gives a “middle point” of
some kind, but says nothing whatever as to how the original magnitudes
were grouped about this point. For instance, whether two magnitudes had
been respectively 25 and 27, or 15 and 37, they would yield the same
arithmetical average of 26.
§ 9. To break off at this stage would clearly be to leave the problem in a
very imperfect condition. We therefore naturally seek for some simple test
which shall indicate how closely the separate results were grouped about
their average, so as to recover some part of the information which had been
let slip.
If any one were approaching this problem entirely anew,—that is, if he had
no knowledge of the mathematical exigencies which attend the theory of
“Least Squares,”—I apprehend that there is but one way in which he would
set about the business. He would say, The average which we have already
obtained gave us a rough indication, by assigning an intermediate point
amongst the original magnitudes. If we want to supplement this by a rough
indication as to how near together these magnitudes lie, the best way will be
to treat their departures from the mean (what are technically called the
“errors”) in precisely the same way, viz. by assigning their average.
Suppose there are 13 men whose heights vary by equal differences from
5 feet to 6 feet, we should say that their average height was 66 inches, and
3
their average departure from this average was 313 inches.
Looked at from this point of view we should then proceed to try how each
of the above-named averages would answer the purpose. Two of them,—
viz. the arithmetical mean and the median,—will answer perfectly; and, as
we shall immediately see, are frequently used for the purpose. So too we
could, if we pleased, employ the geometrical mean, though such
employment would be tedious, owing to the difficulty of calculation. The
‘maximum ordinate’ clearly would not answer, since it would generally (v.
Page 405
the diagram on p. 443) refer us back again to the average already obtained,
and therefore give no information.
The only point here about which any doubt could arise concerns what is
called in algebra the sign of the errors. Two equal and opposite errors,
added algebraically, would cancel each other. But when, as here, we are
regarding the errors as substantive quantities, to be considered on their own
account, we attend only to their real magnitude, and then these equal and
opposite errors are to be put upon exactly the same footing.
§ 10. Of the various means already discussed, two, as just remarked, are in
common use. One of these is familiarly known, in astronomical and other
calculations, as the ‘Mean Error,’ and is so absolutely an application of the
same principle of the arithmetical mean to the errors, that has been already
applied to the original magnitudes, that it needs no further explanation.
Thus in the example in the last section the mean of the heights was
3
66 inches, the mean of the errors was 313 inches.
The other is the Median, though here it is always known under another
name, i.e. as the ‘Probable Error’;—a technical and decidedly misleading
term. It is briefly defined as that error which we are as likely to exceed as to
fall short of: otherwise phrased, if we were to arrange all the errors in the
order of their magnitude, it corresponds to that one of them which just
bisects the row. It is therefore the ‘median’ error: or, if we arrange all the
magnitudes in successive order, and divide them into four equally numerous
classes,—what Mr Galton calls ‘quartiles,’—the first and third of the
consequent divisions will mark the limits of the ‘probable error’ on each
side, whilst the middle one will mark the ‘median.’ This median, as was
remarked, coincides, in symmetrical curves, with the arithmetical mean.
It is best to stand by accepted nomenclature, but the reader must understand
that such an error is not in any strict sense ‘probable.’ It is indeed highly
improbable that in any particular instance we should happen to get just this
error: in fact, if we chose to be precise and to regard it as one exact
magnitude out of an infinite number, it would be infinitely unlikely that we
should hit upon it. Nor can it be said to be probable that we shall be within
this limit of the truth, for, by definition, we are just as likely to exceed as to
and therefore give no information.
The only point here about which any doubt could arise concerns what is
called in algebra the sign of the errors. Two equal and opposite errors,
added algebraically, would cancel each other. But when, as here, we are
regarding the errors as substantive quantities, to be considered on their own
account, we attend only to their real magnitude, and then these equal and
opposite errors are to be put upon exactly the same footing.
§ 10. Of the various means already discussed, two, as just remarked, are in
common use. One of these is familiarly known, in astronomical and other
calculations, as the ‘Mean Error,’ and is so absolutely an application of the
same principle of the arithmetical mean to the errors, that has been already
applied to the original magnitudes, that it needs no further explanation.
Thus in the example in the last section the mean of the heights was
3
66 inches, the mean of the errors was 313 inches.
The other is the Median, though here it is always known under another
name, i.e. as the ‘Probable Error’;—a technical and decidedly misleading
term. It is briefly defined as that error which we are as likely to exceed as to
fall short of: otherwise phrased, if we were to arrange all the errors in the
order of their magnitude, it corresponds to that one of them which just
bisects the row. It is therefore the ‘median’ error: or, if we arrange all the
magnitudes in successive order, and divide them into four equally numerous
classes,—what Mr Galton calls ‘quartiles,’—the first and third of the
consequent divisions will mark the limits of the ‘probable error’ on each
side, whilst the middle one will mark the ‘median.’ This median, as was
remarked, coincides, in symmetrical curves, with the arithmetical mean.
It is best to stand by accepted nomenclature, but the reader must understand
that such an error is not in any strict sense ‘probable.’ It is indeed highly
improbable that in any particular instance we should happen to get just this
error: in fact, if we chose to be precise and to regard it as one exact
magnitude out of an infinite number, it would be infinitely unlikely that we
should hit upon it. Nor can it be said to be probable that we shall be within
this limit of the truth, for, by definition, we are just as likely to exceed as to
Page 406
fall short. As already remarked (see note on p. 441), the ‘maximum
ordinate’ would have the best right to be regarded as indicating the really
most probable value.
§ 11. (5) The error of mean square. As previously suggested, the plan which
would naturally be adopted by any one who had no concern with the higher
mathematics of the subject, would be to take the ‘mean error’ for the
purpose of the indication in view. But a very different kind of average is
generally adopted in practice to serve as a test of the amount of divergence
or dispersion. Suppose that we have the magnitudes x1, x2, … xn; their
ordinary average is 1n(x1 + x2 + … + xn), and their ‘errors’ are the differences
between this and x1, x2, … xn. Call these errors e1, e2, … en, then the
1
arithmetical mean of these errors (irrespective of sign) is n
(e1 + e2 + … + en). The Error of Mean Square,[3] on the other hand, is the
square root of 1n(e12 + e22 + … + en2).
The reasons for employing this latter kind of average in preference to any of
the others will be indicated in the following chapter. At present we are
concerned only with the general logical nature of an average, and it is
therefore sufficient to point out that any such intermediate value will
answer the purpose of giving a rough and summary indication of the degree
of closeness of approximation which our various measures display to each
other and to their common average. If we were to speak respectively of the
‘first’ and the ‘second average,’ we might say that the former of these
assigns a rough single substitute for the plurality of original values, whilst
the latter gives a similar rough estimate of the degree of their departure
from the former.
§ 12. So far we have only been considering the general nature of an
average, and the principal kinds of average practically in use. We must now
enquire more particularly what are the principal purposes for which
averages are employed.
In this respect the first thing we have to do is to raise doubts in the reader's
mind on a subject on which he perhaps has not hitherto felt the slightest
ordinate’ would have the best right to be regarded as indicating the really
most probable value.
§ 11. (5) The error of mean square. As previously suggested, the plan which
would naturally be adopted by any one who had no concern with the higher
mathematics of the subject, would be to take the ‘mean error’ for the
purpose of the indication in view. But a very different kind of average is
generally adopted in practice to serve as a test of the amount of divergence
or dispersion. Suppose that we have the magnitudes x1, x2, … xn; their
ordinary average is 1n(x1 + x2 + … + xn), and their ‘errors’ are the differences
between this and x1, x2, … xn. Call these errors e1, e2, … en, then the
1
arithmetical mean of these errors (irrespective of sign) is n
(e1 + e2 + … + en). The Error of Mean Square,[3] on the other hand, is the
square root of 1n(e12 + e22 + … + en2).
The reasons for employing this latter kind of average in preference to any of
the others will be indicated in the following chapter. At present we are
concerned only with the general logical nature of an average, and it is
therefore sufficient to point out that any such intermediate value will
answer the purpose of giving a rough and summary indication of the degree
of closeness of approximation which our various measures display to each
other and to their common average. If we were to speak respectively of the
‘first’ and the ‘second average,’ we might say that the former of these
assigns a rough single substitute for the plurality of original values, whilst
the latter gives a similar rough estimate of the degree of their departure
from the former.
§ 12. So far we have only been considering the general nature of an
average, and the principal kinds of average practically in use. We must now
enquire more particularly what are the principal purposes for which
averages are employed.
In this respect the first thing we have to do is to raise doubts in the reader's
mind on a subject on which he perhaps has not hitherto felt the slightest
Page 407
doubt. Every one is more or less familiar with the practice of appealing to
an average in order to secure accuracy. But distinctly what we begin by
doing is to sacrifice accuracy; for in place of the plurality of actual results
we get a single result which very possibly does not agree with any one of
them. If I find the temperature in different parts of a room to be different,
but say that the average temperature is 61°, there may perhaps be but few
parts of the room where this exact temperature is realized. And if I say that
the average stature of a certain small group of men is 68 inches, it is
probable that no one of them will present precisely this height.
The principal way in which accuracy can be thus secured is when what we
are really aiming at is not the magnitudes before us but something else of
which they are an indication. If they are themselves ‘inaccurate,’—we shall
see presently that this needs some explanation,—then the single average,
which in itself agrees perhaps with none of them, may be much more nearly
what we are actually in want of. We shall find it convenient to subdivide
this view of the subject into two parts; by considering first those cases in
which quantitative considerations enter but slightly, and in which no
determination of the particular Law of Error involved is demanded, and
secondly those in which such determination cannot be avoided. The latter
are only noticed in passing here, as a separate chapter is reserved for their
fuller consideration.
§ 13. The process, as a practical one, is familiar enough to almost
everybody who has to work with measures of any kind. Suppose, for
instance, that I am measuring any object with a brass rod which, as we
know, expands and contracts according to the temperature. The results will
vary slightly, being sometimes a little too great and sometimes a little too
small. All these variations are physical facts, and if what we were
concerned with was the properties of brass they would be the one important
fact for us. But when we are concerned with the length of the object
measured, these facts become superfluous and misleading. What we want to
do is to escape their influence, and this we are enabled to effect by taking
their (arithmetical) average, provided only they are as often in excess as in
defect.[4] For this purpose all that is necessary is that equal excesses and
defects should be equally prevalent. It is not necessary to know what is the
law of variation, or even to be assured that it is of one particular kind.
an average in order to secure accuracy. But distinctly what we begin by
doing is to sacrifice accuracy; for in place of the plurality of actual results
we get a single result which very possibly does not agree with any one of
them. If I find the temperature in different parts of a room to be different,
but say that the average temperature is 61°, there may perhaps be but few
parts of the room where this exact temperature is realized. And if I say that
the average stature of a certain small group of men is 68 inches, it is
probable that no one of them will present precisely this height.
The principal way in which accuracy can be thus secured is when what we
are really aiming at is not the magnitudes before us but something else of
which they are an indication. If they are themselves ‘inaccurate,’—we shall
see presently that this needs some explanation,—then the single average,
which in itself agrees perhaps with none of them, may be much more nearly
what we are actually in want of. We shall find it convenient to subdivide
this view of the subject into two parts; by considering first those cases in
which quantitative considerations enter but slightly, and in which no
determination of the particular Law of Error involved is demanded, and
secondly those in which such determination cannot be avoided. The latter
are only noticed in passing here, as a separate chapter is reserved for their
fuller consideration.
§ 13. The process, as a practical one, is familiar enough to almost
everybody who has to work with measures of any kind. Suppose, for
instance, that I am measuring any object with a brass rod which, as we
know, expands and contracts according to the temperature. The results will
vary slightly, being sometimes a little too great and sometimes a little too
small. All these variations are physical facts, and if what we were
concerned with was the properties of brass they would be the one important
fact for us. But when we are concerned with the length of the object
measured, these facts become superfluous and misleading. What we want to
do is to escape their influence, and this we are enabled to effect by taking
their (arithmetical) average, provided only they are as often in excess as in
defect.[4] For this purpose all that is necessary is that equal excesses and
defects should be equally prevalent. It is not necessary to know what is the
law of variation, or even to be assured that it is of one particular kind.
Page 408
Provided only that it is in the language of the diagram on p. 29,
symmetrical, then the arithmetical average of a suitable and suitably varied
number of measurements will be free from this source of disturbance. And
what holds good of this cause of variation will hold good of all others
which obey the same general conditions. In fact the equal prevalence of
equal and opposite errors seems to be the sole and sufficient justification of
the familiar process of taking the average in order to secure accuracy.
§ 14. We must now make the distinction to which attention requires so often
to be drawn in these subjects between the cases in which there respectively
is, and is not, some objective magnitude aimed at: a distinction which the
common use of the same word “errors” is so apt to obscure. When we
talked, in the case of the brass rod, of excesses and defects being equal, we
meant exactly what we said, viz. that for every case in which the ‘true’
length (i.e. that determined by the authorized standard) is exceeded by a
given fraction of an inch, there will be a corresponding case in which there
is an equal defect.
On the other hand, when there is no such fixed objective standard of
reference, it would appear that all that we mean by equal excesses and
defects is permanent symmetry of arrangement. In the case of the
measuring rod we were able to start with something which existed, so to
say, before its variations; but in many cases any starting point which we can
find is solely determined by the average.
Suppose, for instance, we take a great number of observations of the height
of the barometer at a certain place, at all times and seasons and in all
weathers, we should generally consider that the average of all these showed
the ‘true’ height for that place. What we really mean is that the height at any
moment is determined partly (and principally) by the height of the column
of air above it, but partly also by a number of other agencies such as local
temperature, moisture, wind, &c. These are sometimes more and sometimes
less effective, but their range being tolerably constant, and their distribution
through this range being tolerably symmetrical, the average of one large
batch of observations will be almost exactly the same as that of any other.
This constancy of the average is its truth. I am quite aware that we find it
difficult not to suppose that there must be something more than this
symmetrical, then the arithmetical average of a suitable and suitably varied
number of measurements will be free from this source of disturbance. And
what holds good of this cause of variation will hold good of all others
which obey the same general conditions. In fact the equal prevalence of
equal and opposite errors seems to be the sole and sufficient justification of
the familiar process of taking the average in order to secure accuracy.
§ 14. We must now make the distinction to which attention requires so often
to be drawn in these subjects between the cases in which there respectively
is, and is not, some objective magnitude aimed at: a distinction which the
common use of the same word “errors” is so apt to obscure. When we
talked, in the case of the brass rod, of excesses and defects being equal, we
meant exactly what we said, viz. that for every case in which the ‘true’
length (i.e. that determined by the authorized standard) is exceeded by a
given fraction of an inch, there will be a corresponding case in which there
is an equal defect.
On the other hand, when there is no such fixed objective standard of
reference, it would appear that all that we mean by equal excesses and
defects is permanent symmetry of arrangement. In the case of the
measuring rod we were able to start with something which existed, so to
say, before its variations; but in many cases any starting point which we can
find is solely determined by the average.
Suppose, for instance, we take a great number of observations of the height
of the barometer at a certain place, at all times and seasons and in all
weathers, we should generally consider that the average of all these showed
the ‘true’ height for that place. What we really mean is that the height at any
moment is determined partly (and principally) by the height of the column
of air above it, but partly also by a number of other agencies such as local
temperature, moisture, wind, &c. These are sometimes more and sometimes
less effective, but their range being tolerably constant, and their distribution
through this range being tolerably symmetrical, the average of one large
batch of observations will be almost exactly the same as that of any other.
This constancy of the average is its truth. I am quite aware that we find it
difficult not to suppose that there must be something more than this
Page 409
constancy, but we are probably apt to be misled by the analogy of the other
class of cases, viz. those in which we are really aiming at some sort of
mark.
§ 15. As regards the practical methods available for determining the various
kinds of average there is very little to be said; as the arithmetical rules are
simple and definite, and involve nothing more than the inevitable drudgery
attendant upon dealing with long rows of figures. Perhaps the most
important contribution to this part of the subject is furnished by Mr Galton's
suggestion to substitute the median for the mean, and thus to elicit the
average with sufficient accuracy by the mere act of grouping a number of
objects together. Thus he has given an ingenious suggestion for obtaining
the average height of a number of men without the trouble and risk of
measuring them all. “A barbarian chief might often be induced to marshall
his men in the order of their heights, or in that of the popular estimate of
their skill in any capacity; but it would require some apparatus and a great
deal of time to measure each man separately, even supposing it possible to
overcome the usually strong repugnance of uncivilized people to any such
proceeding” (Phil. Mag. Jan. 1875). That is, it being known from wide
experience that the heights of any tolerably homogeneous set of men are apt
to group themselves symmetrically,—the condition for the coincidence of
the three principal kinds of mean,—the middle man of a row thus arranged
in order will represent the mean or average man, and him we may subject to
measurement. Moreover, since the intermediate heights are much more
thickly represented than the extreme ones, a moderate error in the selection
of the central man of a long row will only entail a very small error in the
selection of the corresponding height.
§ 16. We can now conveniently recur to a subject which has been already
noticed in a former chapter, viz. the attempt which is sometimes made to
establish a distinction between an average and a mean. It has been proposed
to confine the former term to the cases in which we are dealing with a
fictitious result of our own construction, that is, with a mere arithmetical
deduction from the observed magnitudes, and to apply the latter to cases in
which there is supposed to be some objective magnitude peculiarly
representative of the average.
class of cases, viz. those in which we are really aiming at some sort of
mark.
§ 15. As regards the practical methods available for determining the various
kinds of average there is very little to be said; as the arithmetical rules are
simple and definite, and involve nothing more than the inevitable drudgery
attendant upon dealing with long rows of figures. Perhaps the most
important contribution to this part of the subject is furnished by Mr Galton's
suggestion to substitute the median for the mean, and thus to elicit the
average with sufficient accuracy by the mere act of grouping a number of
objects together. Thus he has given an ingenious suggestion for obtaining
the average height of a number of men without the trouble and risk of
measuring them all. “A barbarian chief might often be induced to marshall
his men in the order of their heights, or in that of the popular estimate of
their skill in any capacity; but it would require some apparatus and a great
deal of time to measure each man separately, even supposing it possible to
overcome the usually strong repugnance of uncivilized people to any such
proceeding” (Phil. Mag. Jan. 1875). That is, it being known from wide
experience that the heights of any tolerably homogeneous set of men are apt
to group themselves symmetrically,—the condition for the coincidence of
the three principal kinds of mean,—the middle man of a row thus arranged
in order will represent the mean or average man, and him we may subject to
measurement. Moreover, since the intermediate heights are much more
thickly represented than the extreme ones, a moderate error in the selection
of the central man of a long row will only entail a very small error in the
selection of the corresponding height.
§ 16. We can now conveniently recur to a subject which has been already
noticed in a former chapter, viz. the attempt which is sometimes made to
establish a distinction between an average and a mean. It has been proposed
to confine the former term to the cases in which we are dealing with a
fictitious result of our own construction, that is, with a mere arithmetical
deduction from the observed magnitudes, and to apply the latter to cases in
which there is supposed to be some objective magnitude peculiarly
representative of the average.
Page 410
Recur to the three principal classes, of things appropriate to Probability,
which were sketched out in Ch. II. § 4. The first of these comprised the
results of games of chance. Toss a die ten times: the total number of pips on
the upper side may vary from ten up to sixty. Suppose it to be thirty. We
then say that the average of this batch of ten is three. Take another set of ten
throws, and we may get another average, say four. There is clearly nothing
objective peculiarly corresponding in any way to these averages. No doubt
if we go on long enough we shall find that the averages tend to centre
about 3.5: we then call this the average, or the ‘probable’ number of points;
and this ultimate average might have been pretty constantly asserted
beforehand from our knowledge of the constitution of a die. It has however
no other truth or reality about it of the nature of a type: it is simply the limit
towards which the averages tend.
The next class is that occupied by the members of most natural groups of
objects, especially as regards the characteristics of natural species.
Somewhat similar remarks may be repeated here. There is very frequently a
‘limit’ towards which the averages of increasing numbers of individuals
tend to approach; and there is certainly some temptation to regard this limit
as being a sort of type which all had been intended to resemble as closely as
possible. But when we looked closer, we found that this view could scarcely
be justified; all which could be safely asserted was that this type
represented, for the time being, the most numerous specimens, or those
which under existing conditions could most easily be produced.
The remaining class stands on a somewhat different ground. When we make
a succession of more or less successful attempts of any kind, we get a
corresponding series of deviations from the mark at which we aimed. These
we may treat arithmetically, and obtain their averages, just as in the former
cases. These averages are fictions, that is to say, they are artificial
deductions of our own which need not necessarily have anything objective
corresponding to them. In fact, if they be averages of a few only they most
probably will not have anything thus corresponding to them. Anything
answering to a type can only be sought in the ‘limit’ towards which they
ultimately tend, for this limit coincides with the fixed point or object aimed
at.
which were sketched out in Ch. II. § 4. The first of these comprised the
results of games of chance. Toss a die ten times: the total number of pips on
the upper side may vary from ten up to sixty. Suppose it to be thirty. We
then say that the average of this batch of ten is three. Take another set of ten
throws, and we may get another average, say four. There is clearly nothing
objective peculiarly corresponding in any way to these averages. No doubt
if we go on long enough we shall find that the averages tend to centre
about 3.5: we then call this the average, or the ‘probable’ number of points;
and this ultimate average might have been pretty constantly asserted
beforehand from our knowledge of the constitution of a die. It has however
no other truth or reality about it of the nature of a type: it is simply the limit
towards which the averages tend.
The next class is that occupied by the members of most natural groups of
objects, especially as regards the characteristics of natural species.
Somewhat similar remarks may be repeated here. There is very frequently a
‘limit’ towards which the averages of increasing numbers of individuals
tend to approach; and there is certainly some temptation to regard this limit
as being a sort of type which all had been intended to resemble as closely as
possible. But when we looked closer, we found that this view could scarcely
be justified; all which could be safely asserted was that this type
represented, for the time being, the most numerous specimens, or those
which under existing conditions could most easily be produced.
The remaining class stands on a somewhat different ground. When we make
a succession of more or less successful attempts of any kind, we get a
corresponding series of deviations from the mark at which we aimed. These
we may treat arithmetically, and obtain their averages, just as in the former
cases. These averages are fictions, that is to say, they are artificial
deductions of our own which need not necessarily have anything objective
corresponding to them. In fact, if they be averages of a few only they most
probably will not have anything thus corresponding to them. Anything
answering to a type can only be sought in the ‘limit’ towards which they
ultimately tend, for this limit coincides with the fixed point or object aimed
at.
Page 411
§ 17. Fully admitting the great value and interest of Quetelet's work in this
direction,—he was certainly the first to direct public attention to the fact
that so many classes of natural objects display the same characteristic
property,—it nevertheless does not seem desirable to attempt to mark such a
distinction by any special use of these technical terms. The objections are
principally the two following.
In the first place, a single antithesis, like this between an average and a
mean, appears to suggest a very much simpler state of things than is
actually found to exist in nature. A reference to the three classes of things
just mentioned, and a consideration of the wide range and diversity
included in each of them, will serve to remind us not only of the very
gradual and insensible advance from what is thus regarded as ‘fictitious’ to
what is claimed as ‘real;’ but also of the important fact that whereas the
‘real type’ may be of a fluctuating and evanescent character, the ‘fiction’
may (as in games of chance) be apparently fixed for ever. Provided only
that the conditions of production remain stable, averages of large numbers
will always practically present much the same general characteristics. The
far more important distinction lies between the average of a few, with its
fluctuating values and very imperfect and occasional attainment of its
ultimate goal, and the average of many and its gradually close
approximation to its ultimate value: i.e. to its objective point of aim if there
happen to be such.
Then, again, the considerations adduced in this chapter will show that
within the field of the average itself there is far more variety than Quetelet
seems to have recognized. He did not indeed quite ignore this variety, but
he practically confined himself almost entirely to those symmetrical
arrangements in which three of the principal means coalesce into one. We
should find it difficult to carry out his distinction in less simple cases. For
instance, when there is some degree of asymmetry, it is the ‘maximum
ordinate’ which would have to be considered as a ‘mean’ to the exclusion of
the others; for no appeal to an arithmetical average would guide us to this
point, which however is to be regarded, if any can be so regarded, as
marking out the position of the ultimate type.
direction,—he was certainly the first to direct public attention to the fact
that so many classes of natural objects display the same characteristic
property,—it nevertheless does not seem desirable to attempt to mark such a
distinction by any special use of these technical terms. The objections are
principally the two following.
In the first place, a single antithesis, like this between an average and a
mean, appears to suggest a very much simpler state of things than is
actually found to exist in nature. A reference to the three classes of things
just mentioned, and a consideration of the wide range and diversity
included in each of them, will serve to remind us not only of the very
gradual and insensible advance from what is thus regarded as ‘fictitious’ to
what is claimed as ‘real;’ but also of the important fact that whereas the
‘real type’ may be of a fluctuating and evanescent character, the ‘fiction’
may (as in games of chance) be apparently fixed for ever. Provided only
that the conditions of production remain stable, averages of large numbers
will always practically present much the same general characteristics. The
far more important distinction lies between the average of a few, with its
fluctuating values and very imperfect and occasional attainment of its
ultimate goal, and the average of many and its gradually close
approximation to its ultimate value: i.e. to its objective point of aim if there
happen to be such.
Then, again, the considerations adduced in this chapter will show that
within the field of the average itself there is far more variety than Quetelet
seems to have recognized. He did not indeed quite ignore this variety, but
he practically confined himself almost entirely to those symmetrical
arrangements in which three of the principal means coalesce into one. We
should find it difficult to carry out his distinction in less simple cases. For
instance, when there is some degree of asymmetry, it is the ‘maximum
ordinate’ which would have to be considered as a ‘mean’ to the exclusion of
the others; for no appeal to an arithmetical average would guide us to this
point, which however is to be regarded, if any can be so regarded, as
marking out the position of the ultimate type.
Page 412
§ 18. We have several times pointed out that it is a characteristic of the
things with which Probability is concerned to present, in the long run, a
continually intensifying uniformity. And this has been frequently described
as what happens ‘on the average.’ Now an objection may very possibly be
raised against regarding an arrangement of things by virtue of which order
thus emerges out of disorder as deserving any special notice, on the ground
that from the nature of the arithmetical average it could not possibly be
otherwise. The process by which an average is obtained, it may be urged,
insures this tendency to equalization amongst the magnitudes with which it
deals. For instance, let there be a party of ten men, of whom four are tall
and four are short, and take the average of any five of them. Since this
number cannot be made up of tall men only, or of short men only, it stands
to reason that the averages cannot differ so much amongst themselves as the
single measures can. Is not then the equalizing process, it may be asked,
which is observable on increasing the range of our observations, one which
can be shown to follow from necessary laws of arithmetic, and one
therefore which might be asserted à priori?
Whatever force there may be in the above objection arises principally from
the limitations of the example selected, in which the number chosen was so
large a proportion of the total as to exclude the bare possibility of only
extreme cases being contained within it. As much confusion is often felt
here between what is necessary and what is matter of experience, it will be
well to look at an example somewhat more closely, in order to determine
exactly what are the really necessary consequences of the averaging
process.
§ 19. Suppose then that we take ten digits at random from a table (say) of
logarithms. Unless in the highly unlikely case of our having happened upon
the same digit ten times running, the average of the ten must be
intermediate between the possible extremes. Every conception of an
average of any sort not merely involves, but actually means, the taking of
something intermediate between the extremes. The average therefore of the
ten must lie closer to 4.5 (the average of the extremes) than did some of the
single digits.
things with which Probability is concerned to present, in the long run, a
continually intensifying uniformity. And this has been frequently described
as what happens ‘on the average.’ Now an objection may very possibly be
raised against regarding an arrangement of things by virtue of which order
thus emerges out of disorder as deserving any special notice, on the ground
that from the nature of the arithmetical average it could not possibly be
otherwise. The process by which an average is obtained, it may be urged,
insures this tendency to equalization amongst the magnitudes with which it
deals. For instance, let there be a party of ten men, of whom four are tall
and four are short, and take the average of any five of them. Since this
number cannot be made up of tall men only, or of short men only, it stands
to reason that the averages cannot differ so much amongst themselves as the
single measures can. Is not then the equalizing process, it may be asked,
which is observable on increasing the range of our observations, one which
can be shown to follow from necessary laws of arithmetic, and one
therefore which might be asserted à priori?
Whatever force there may be in the above objection arises principally from
the limitations of the example selected, in which the number chosen was so
large a proportion of the total as to exclude the bare possibility of only
extreme cases being contained within it. As much confusion is often felt
here between what is necessary and what is matter of experience, it will be
well to look at an example somewhat more closely, in order to determine
exactly what are the really necessary consequences of the averaging
process.
§ 19. Suppose then that we take ten digits at random from a table (say) of
logarithms. Unless in the highly unlikely case of our having happened upon
the same digit ten times running, the average of the ten must be
intermediate between the possible extremes. Every conception of an
average of any sort not merely involves, but actually means, the taking of
something intermediate between the extremes. The average therefore of the
ten must lie closer to 4.5 (the average of the extremes) than did some of the
single digits.
Page 413
Now suppose we take 1000 such digits instead of 10. We can say nothing
more about the larger number, with demonstrative certainty, than we could
before about the smaller. If they were unequal to begin with (i.e. if they
were not all the same) then the average must be intermediate, but more than
this cannot be proved arithmetically. By comparison with such purely
arithmetical considerations there is what may be called a physical fact
underlying our confidence in the growing stability of the average of the
larger number. It is that the constituent elements from which the average is
deduced will themselves betray a growing uniformity:—that the proportions
in which the different digits come out will become more and more nearly
equal as we take larger numbers of them. If the proportions in which the
1000 digits were distributed were the same as those of the 10 the averages
would be the same. It is obvious therefore that the arithmetical process of
obtaining an average goes a very little way towards securing the striking
kind of uniformity which we find to be actually presented.
§ 20. There is another way in which the same thing may be put. It is
sometimes said that whatever may have been the arrangement of the
original elements the process of continual averaging will necessarily
produce the peculiar binomial or exponential law of arrangement. This
statement is perfectly true (with certain safeguards) but it is not in any way
opposed to what has been said above. Let us take for consideration the
example above referred to. The arrangement of the individual digits in the
long run is the simplest possible. It would be represented, in a diagram, not
by a curve but by a finite straight line, for each digit occurs about as often
as any other, and this exhausts all the ‘arrangement’ that can be detected.
Now, when we consider the results of taking averages of ten such digits, we
see at once that there is an opening for a more extensive arrangement. The
totals may range from 0 up to 100, and therefore the average will have
100 values from 0 to 9; and what we find is that the frequency of these
numbers is determined according to the Binomial[5] or Exponential Law.
The most frequent result is the true mean, viz. 4.5, and from this they
diminish in each direction towards 0 and 10, which will each occur but once
(on the average) in 1010 occasions.
The explanation here is of the same kind as in the former case. The resultant
arrangement, so far as the averages are concerned, is only ‘necessary’ in the
more about the larger number, with demonstrative certainty, than we could
before about the smaller. If they were unequal to begin with (i.e. if they
were not all the same) then the average must be intermediate, but more than
this cannot be proved arithmetically. By comparison with such purely
arithmetical considerations there is what may be called a physical fact
underlying our confidence in the growing stability of the average of the
larger number. It is that the constituent elements from which the average is
deduced will themselves betray a growing uniformity:—that the proportions
in which the different digits come out will become more and more nearly
equal as we take larger numbers of them. If the proportions in which the
1000 digits were distributed were the same as those of the 10 the averages
would be the same. It is obvious therefore that the arithmetical process of
obtaining an average goes a very little way towards securing the striking
kind of uniformity which we find to be actually presented.
§ 20. There is another way in which the same thing may be put. It is
sometimes said that whatever may have been the arrangement of the
original elements the process of continual averaging will necessarily
produce the peculiar binomial or exponential law of arrangement. This
statement is perfectly true (with certain safeguards) but it is not in any way
opposed to what has been said above. Let us take for consideration the
example above referred to. The arrangement of the individual digits in the
long run is the simplest possible. It would be represented, in a diagram, not
by a curve but by a finite straight line, for each digit occurs about as often
as any other, and this exhausts all the ‘arrangement’ that can be detected.
Now, when we consider the results of taking averages of ten such digits, we
see at once that there is an opening for a more extensive arrangement. The
totals may range from 0 up to 100, and therefore the average will have
100 values from 0 to 9; and what we find is that the frequency of these
numbers is determined according to the Binomial[5] or Exponential Law.
The most frequent result is the true mean, viz. 4.5, and from this they
diminish in each direction towards 0 and 10, which will each occur but once
(on the average) in 1010 occasions.
The explanation here is of the same kind as in the former case. The resultant
arrangement, so far as the averages are concerned, is only ‘necessary’ in the
Page 414
sense that it is a necessary result of certain physical assumptions or
experiences. If all the digits tend to occur with equal frequency, and if they
are ‘independent’ (i.e. if each is associated indifferently with every other),
then it is an arithmetical consequence that the averages when arranged in
respect of their magnitude and prevalence will display the Law of Facility
above indicated. Experience, so far as it can be appealed to, shows that the
true randomness of the selection of the digits,—i.e. their equally frequent
recurrence, and the impartiality of their combination,—is very fairly
secured in practice. Accordingly the theoretic deduction that whatever may
have been the original Law of Facility of the individual results we shall
always find the familiar Exponential Law asserting itself as the law of the
averages, is fairly justified by experience in such a case.
The further discussion of certain corrections and refinements is reserved to
the following chapter.
§ 21. In regard to the three kinds of average employed to test the amount of
dispersion,—i.e. the mean error, the probable error, and the error of mean
square,—two important considerations must be borne in mind. They will
both recur for fuller discussion and justification in the course of the next
chapter, when we come to touch upon the Method of Least Squares, but
their significance for logical purposes is so great that they ought not to be
entirely passed by at present.
(1) In the first place, then, it must be remarked that in order to know what in
any case is the real value of an error we ought in strictness to know what is
the position of the limit or ultimate average, for the amount of an error is
always theoretically measured from this point. But this is information which
we do not always possess. Recurring once more to the three principal
classes of events with which we are concerned, we can readily see that in
the case of games of chance we mostly do possess this knowledge. Instead
of appealing to experience to ascertain the limit, we practically deduce it by
simple mechanical or arithmetical considerations, and then the ‘error’ in any
individual case or group of cases is obviously found by comparing the
results thus obtained with that which theory informs us would ultimately be
obtained in the long run. In the case of deliberate efforts at an aim (the third
class) we may or may not know accurately the value or position of this aim.
experiences. If all the digits tend to occur with equal frequency, and if they
are ‘independent’ (i.e. if each is associated indifferently with every other),
then it is an arithmetical consequence that the averages when arranged in
respect of their magnitude and prevalence will display the Law of Facility
above indicated. Experience, so far as it can be appealed to, shows that the
true randomness of the selection of the digits,—i.e. their equally frequent
recurrence, and the impartiality of their combination,—is very fairly
secured in practice. Accordingly the theoretic deduction that whatever may
have been the original Law of Facility of the individual results we shall
always find the familiar Exponential Law asserting itself as the law of the
averages, is fairly justified by experience in such a case.
The further discussion of certain corrections and refinements is reserved to
the following chapter.
§ 21. In regard to the three kinds of average employed to test the amount of
dispersion,—i.e. the mean error, the probable error, and the error of mean
square,—two important considerations must be borne in mind. They will
both recur for fuller discussion and justification in the course of the next
chapter, when we come to touch upon the Method of Least Squares, but
their significance for logical purposes is so great that they ought not to be
entirely passed by at present.
(1) In the first place, then, it must be remarked that in order to know what in
any case is the real value of an error we ought in strictness to know what is
the position of the limit or ultimate average, for the amount of an error is
always theoretically measured from this point. But this is information which
we do not always possess. Recurring once more to the three principal
classes of events with which we are concerned, we can readily see that in
the case of games of chance we mostly do possess this knowledge. Instead
of appealing to experience to ascertain the limit, we practically deduce it by
simple mechanical or arithmetical considerations, and then the ‘error’ in any
individual case or group of cases is obviously found by comparing the
results thus obtained with that which theory informs us would ultimately be
obtained in the long run. In the case of deliberate efforts at an aim (the third
class) we may or may not know accurately the value or position of this aim.
Page 415
In astronomical observations we do not know it, and the method of Least
Squares is a method for helping us to ascertain it as well as we can; in such
experimental results as firing at a mark we do know it, and may thus test the
nature and amount of our failure by direct experience. In the remaining
case, namely that of what we have termed natural kinds or groups of things,
not only do we not know the ultimate limit, but its existence is always at
least doubtful, and in many cases may be confidently denied. Where it does
exist, that is, where the type seems for all practical purposes permanently
fixed, we can only ascertain it by a laborious resort to statistics. Having
done this, we may then test by it the results of observations on a small scale.
For instance, if we find that the ultimate proportion of male to female births
is about 106 to 100, we may then compare the statistics of some particular
district or town and speak of the consequent ‘error,’ viz. the departure, in
that particular and special district, from the general average.
What we have therefore to do in the vast majority of practical cases is to
take the average of a finite number of measurements or observations,—of
all those, in fact, which we have in hand,—and take this as our starting
point in order to measure the errors. The errors in fact are not known for
certain but only probably calculated. This however is not so much of a
theoretic defect as it may seem at first sight; for inasmuch as we seldom
have to employ these methods,—for purposes of calculation, that is, as
distinguished from mere illustration,—except for the purpose of discovering
what the ultimate average is, it would be a sort of petitio principii to assume
that we had already secured it. But it is worth while considering whether it
is desirable to employ one and the same term for ‘errors’ known to be such,
and whose amount can be assigned with certainty, and for ‘errors’ which are
only probably such and whose amount can be only probably assigned. In
fact it has been proposed[6] to employ the two terms ‘error’ and ‘residual’
respectively to distinguish between the magnitudes thus determined, that is,
between the (generally unknown) actual error and the observed error.
§ 22. (2) The other point involves the question to what extent either of the
first two tests (pp. 446, 7) of the closeness with which the various results
have grouped themselves about their average is trustworthy or complete.
The answer is that they are necessarily incomplete. No single estimate or
magnitude can possibly give us an adequate account of a number of various
Squares is a method for helping us to ascertain it as well as we can; in such
experimental results as firing at a mark we do know it, and may thus test the
nature and amount of our failure by direct experience. In the remaining
case, namely that of what we have termed natural kinds or groups of things,
not only do we not know the ultimate limit, but its existence is always at
least doubtful, and in many cases may be confidently denied. Where it does
exist, that is, where the type seems for all practical purposes permanently
fixed, we can only ascertain it by a laborious resort to statistics. Having
done this, we may then test by it the results of observations on a small scale.
For instance, if we find that the ultimate proportion of male to female births
is about 106 to 100, we may then compare the statistics of some particular
district or town and speak of the consequent ‘error,’ viz. the departure, in
that particular and special district, from the general average.
What we have therefore to do in the vast majority of practical cases is to
take the average of a finite number of measurements or observations,—of
all those, in fact, which we have in hand,—and take this as our starting
point in order to measure the errors. The errors in fact are not known for
certain but only probably calculated. This however is not so much of a
theoretic defect as it may seem at first sight; for inasmuch as we seldom
have to employ these methods,—for purposes of calculation, that is, as
distinguished from mere illustration,—except for the purpose of discovering
what the ultimate average is, it would be a sort of petitio principii to assume
that we had already secured it. But it is worth while considering whether it
is desirable to employ one and the same term for ‘errors’ known to be such,
and whose amount can be assigned with certainty, and for ‘errors’ which are
only probably such and whose amount can be only probably assigned. In
fact it has been proposed[6] to employ the two terms ‘error’ and ‘residual’
respectively to distinguish between the magnitudes thus determined, that is,
between the (generally unknown) actual error and the observed error.
§ 22. (2) The other point involves the question to what extent either of the
first two tests (pp. 446, 7) of the closeness with which the various results
have grouped themselves about their average is trustworthy or complete.
The answer is that they are necessarily incomplete. No single estimate or
magnitude can possibly give us an adequate account of a number of various
Page 416
magnitudes. The point is a very important one; and is not, I think,
sufficiently attended to, the consequence being, as we shall see hereafter,
that it is far too summarily assumed that a method which yields the result
with the least ‘error of mean square’ must necessarily be the best result for
all purposes. It is not however by any means clear that a test which answers
best for one purpose must do so for all.
It must be clearly understood that each of these tests is an ‘average,’ and
that every average necessarily rejects a mass of varied detail by substituting
for it a single result. We had, say, a lot of statures: so many of 60 inches, so
many of 61, &c. We replace these by an ‘average’ of 68, and thereby drop a
mass of information. A portion of this we then seek to recover by
reconsidering the ‘errors’ or departures of these statures from their average.
As before, however, instead of giving the full details we substitute an
average of the errors. The only difference is that instead of taking the same
kind of average (i.e. the arithmetical) we often prefer to adopt the one called
the ‘error of mean square.’
§ 23. A question may be raised here which is of sufficient importance to
deserve a short consideration. When we have got a set of measurements
before us, why is it generally held to be sufficient simply to assign: (1) the
mean value; and (2) the mean departure from this mean? The answer is, of
course, partly given by the fact that we are only supposed to be in want of a
rough approximation: but there is more to be said than this. A further
justification is to be found in the fact that we assume that we need only
contemplate the possibility of a single Law of Error, or at any rate that the
departures from the familiar Law will be but trifling. In other words, if we
recur to the figure on p. 29, we assume that there are only two unknown
quantities or disposable constants to be assigned; viz. first, the position of
the centre, and, secondly, the degree of eccentricity, if one may so term it,
of the curve. The determination of the mean value directly and at once
assigns the former, and the determination of the mean error (in either of the
ways referred to already) indirectly assigns the latter by confining us to one
alone of the possible curves indicated in the figure.
Except for the assumption of one such Law of Error the determination of
the mean error would give but a slight intimation of the sort of outline of
sufficiently attended to, the consequence being, as we shall see hereafter,
that it is far too summarily assumed that a method which yields the result
with the least ‘error of mean square’ must necessarily be the best result for
all purposes. It is not however by any means clear that a test which answers
best for one purpose must do so for all.
It must be clearly understood that each of these tests is an ‘average,’ and
that every average necessarily rejects a mass of varied detail by substituting
for it a single result. We had, say, a lot of statures: so many of 60 inches, so
many of 61, &c. We replace these by an ‘average’ of 68, and thereby drop a
mass of information. A portion of this we then seek to recover by
reconsidering the ‘errors’ or departures of these statures from their average.
As before, however, instead of giving the full details we substitute an
average of the errors. The only difference is that instead of taking the same
kind of average (i.e. the arithmetical) we often prefer to adopt the one called
the ‘error of mean square.’
§ 23. A question may be raised here which is of sufficient importance to
deserve a short consideration. When we have got a set of measurements
before us, why is it generally held to be sufficient simply to assign: (1) the
mean value; and (2) the mean departure from this mean? The answer is, of
course, partly given by the fact that we are only supposed to be in want of a
rough approximation: but there is more to be said than this. A further
justification is to be found in the fact that we assume that we need only
contemplate the possibility of a single Law of Error, or at any rate that the
departures from the familiar Law will be but trifling. In other words, if we
recur to the figure on p. 29, we assume that there are only two unknown
quantities or disposable constants to be assigned; viz. first, the position of
the centre, and, secondly, the degree of eccentricity, if one may so term it,
of the curve. The determination of the mean value directly and at once
assigns the former, and the determination of the mean error (in either of the
ways referred to already) indirectly assigns the latter by confining us to one
alone of the possible curves indicated in the figure.
Except for the assumption of one such Law of Error the determination of
the mean error would give but a slight intimation of the sort of outline of
Page 417
our Curve of Facility. We might then have found it convenient to adopt
some plan of successive approximation, by adding a third or fourth ‘mean.’
Just as we assign the mean value of the magnitude, and its mean departure
from this mean; so we might take this mean error (however determined) as
a fresh starting point, and assign the mean departure from it. If the point
were worth further discussion we might easily illustrate by means of a
diagram the sort of successive approximations which such indications
would yield as to the ultimate form of the Curve of Facility or Law of Error.
As this volume is written mainly for those who take an interest in the logical questions involved,
rather than as an introduction to the actual processes of calculation, mathematical details have been
throughout avoided as much as possible. For this reason comparatively few references have been
made to the exponential equation of the Law of Error, or to the corresponding ‘Probability integral,’
tables of which are given in several handbooks on the subject. There are two points however in
connection with these particular topics as to which difficulties are, or should be, felt by so many
students that some notice may be taken of them here
2 2
h −h x
(1) In regard to the ordinary algebraical expression for the law of error, viz. y = √π e , it will have
been observed that I have always spoken of y as being proportional to the number of errors of the
particular magnitude x. It would hardly be correct to say, absolutely, that y represents that number,
because of course the actual number of errors of any precise magnitude, where continuity of
possibility is assumed, must be indefinitely small. If therefore we want to pass from the continuous to
the discrete, by ascertaining the actual number of errors between two consecutive divisions of our
scale, when, as usual in measurements, all within certain limits are referred to some one precise
point, we must modify our formula. In accordance with the usual differential notation, we must say
h −h2x2
that the number of errors falling into one subdivision (dx) of our scale is dx √π e , where dx is a
(small) unit of length, in which both h−1 and x must be measured.
The difficulty felt by most students is in applying the formula to actual statistics, in other words in
putting in the correct units. To take an actual numerical example, suppose that 1460 men have been
measured in regard to their height “true to the nearest inch,” and let it be known that the modulus
h −h2x2
here is 3.6 inches. Then dx = 1 (inch); h−1 = 3.6 inches. Now ∑√π e dx = 1; that is, the sum of all
the consecutive possible values is equal to unity. When therefore we want the sum, as here, to be
x 2 x 2
1460, we must express the formula thus;— y = √π1460× 3.6
e−(3.6) , or y = 228e−(3.6) .
Here x stands for the number of inches measured from the central or mean height, and y stands for the
2
number of men referred to that height in our statistical table. (The values of e−t for successive values
of t are given in the handbooks.)
For illustration I give the calculated numbers by this formula for values of x from 0 to 8 inches, with
the actual numbers observed in the Cambridge measurements recently set on foot by Mr Galton.
some plan of successive approximation, by adding a third or fourth ‘mean.’
Just as we assign the mean value of the magnitude, and its mean departure
from this mean; so we might take this mean error (however determined) as
a fresh starting point, and assign the mean departure from it. If the point
were worth further discussion we might easily illustrate by means of a
diagram the sort of successive approximations which such indications
would yield as to the ultimate form of the Curve of Facility or Law of Error.
As this volume is written mainly for those who take an interest in the logical questions involved,
rather than as an introduction to the actual processes of calculation, mathematical details have been
throughout avoided as much as possible. For this reason comparatively few references have been
made to the exponential equation of the Law of Error, or to the corresponding ‘Probability integral,’
tables of which are given in several handbooks on the subject. There are two points however in
connection with these particular topics as to which difficulties are, or should be, felt by so many
students that some notice may be taken of them here
2 2
h −h x
(1) In regard to the ordinary algebraical expression for the law of error, viz. y = √π e , it will have
been observed that I have always spoken of y as being proportional to the number of errors of the
particular magnitude x. It would hardly be correct to say, absolutely, that y represents that number,
because of course the actual number of errors of any precise magnitude, where continuity of
possibility is assumed, must be indefinitely small. If therefore we want to pass from the continuous to
the discrete, by ascertaining the actual number of errors between two consecutive divisions of our
scale, when, as usual in measurements, all within certain limits are referred to some one precise
point, we must modify our formula. In accordance with the usual differential notation, we must say
h −h2x2
that the number of errors falling into one subdivision (dx) of our scale is dx √π e , where dx is a
(small) unit of length, in which both h−1 and x must be measured.
The difficulty felt by most students is in applying the formula to actual statistics, in other words in
putting in the correct units. To take an actual numerical example, suppose that 1460 men have been
measured in regard to their height “true to the nearest inch,” and let it be known that the modulus
h −h2x2
here is 3.6 inches. Then dx = 1 (inch); h−1 = 3.6 inches. Now ∑√π e dx = 1; that is, the sum of all
the consecutive possible values is equal to unity. When therefore we want the sum, as here, to be
x 2 x 2
1460, we must express the formula thus;— y = √π1460× 3.6
e−(3.6) , or y = 228e−(3.6) .
Here x stands for the number of inches measured from the central or mean height, and y stands for the
2
number of men referred to that height in our statistical table. (The values of e−t for successive values
of t are given in the handbooks.)
For illustration I give the calculated numbers by this formula for values of x from 0 to 8 inches, with
the actual numbers observed in the Cambridge measurements recently set on foot by Mr Galton.
Page 418
inches calculated observed
x = 0 y = 228 = 231
x = 1 y = 212 = 218
x = 2 y = 166 = 170
x = 3 y = 111 = 110
x = 4 y = 82 = 66
x = 5 y = 32 = 31
x = 6 y = 11 = 10
x=7 y= 4 = 6
x=8 y= 1 = 3
Here the average height was 69 inches: dx, as stated, = 1 inch. By saying, ‘put x = 0,’ we mean,
calculate the number of men who are assigned to 69 inches; i.e. who fall between 68.5 and 69.5. By
saying, ‘put x = 4,’ we mean, calculate the number who are assigned to 65 or to 73; i.e. who lie
between 64.5 and 65.5, or between 72.5 and 73.5. The observed results, it will be seen, keep pretty
close to the calculated: in the case of the former the means of equal and opposite divergences from
the mean have been taken, the actual results not being always the same in opposite directions.
2 2
(2) The other point concerns the interpretation of the familiar probability integral, √π ∫0te−t dt. Every
one who has calculated the chance of an event, by the help of the tables of this integral given in so
many handbooks, knows that if we assign any numerical value to t, the corresponding value of the
above expression assigns the chance that an error taken at random shall lie within that same limit,
viz. t. Thus put t = 1.5, and we have the result 0.96; that is, only 4 per cent. of the errors will exceed
‘one and a half.’ But when we ask, ‘one and a half’ what? the answer would not always be very
ready. As usual, the main difficulty of the beginner is not to manipulate the formulæ, but to be quite
clear about his units.
It will be seen at once that this case differs from the preceding in that we cannot now choose our unit
as we please. Where, as here, there is only one variable (t), if we were allowed to select our own unit,
the inch, foot, or whatever it might be, we might get quite different results. Accordingly some
comparatively natural unit must have been chosen for us in which we are bound to reckon, just as in
the circular measurement of an angle as distinguished from that by degrees.
The answer is that the unit here is the modulus, and that to put ‘t = 1.5’ is to say, ‘suppose the error
half as great again as the modulus’; the modulus itself being an error of a certain assignable
magnitude depending upon the nature of the measurements or observations in question. We shall see
2 hx −h2x2
this better if we put the integral in the form √π ∫0 e d(hx); which is precisely equivalent, since the
value of a definite integral is independent of the particular variable employed. Here hx is the same as
x : 1h; i.e. it is the ratio of x to 1h, or x measured in terms of 1h. But 1h is the modulus in the equation (y =
h −h2x2
√π
e ) for the law of error. In other words the numerical value of an error in this formula, is the
number of times, whole or fractional, which it contains the modulus.
x = 0 y = 228 = 231
x = 1 y = 212 = 218
x = 2 y = 166 = 170
x = 3 y = 111 = 110
x = 4 y = 82 = 66
x = 5 y = 32 = 31
x = 6 y = 11 = 10
x=7 y= 4 = 6
x=8 y= 1 = 3
Here the average height was 69 inches: dx, as stated, = 1 inch. By saying, ‘put x = 0,’ we mean,
calculate the number of men who are assigned to 69 inches; i.e. who fall between 68.5 and 69.5. By
saying, ‘put x = 4,’ we mean, calculate the number who are assigned to 65 or to 73; i.e. who lie
between 64.5 and 65.5, or between 72.5 and 73.5. The observed results, it will be seen, keep pretty
close to the calculated: in the case of the former the means of equal and opposite divergences from
the mean have been taken, the actual results not being always the same in opposite directions.
2 2
(2) The other point concerns the interpretation of the familiar probability integral, √π ∫0te−t dt. Every
one who has calculated the chance of an event, by the help of the tables of this integral given in so
many handbooks, knows that if we assign any numerical value to t, the corresponding value of the
above expression assigns the chance that an error taken at random shall lie within that same limit,
viz. t. Thus put t = 1.5, and we have the result 0.96; that is, only 4 per cent. of the errors will exceed
‘one and a half.’ But when we ask, ‘one and a half’ what? the answer would not always be very
ready. As usual, the main difficulty of the beginner is not to manipulate the formulæ, but to be quite
clear about his units.
It will be seen at once that this case differs from the preceding in that we cannot now choose our unit
as we please. Where, as here, there is only one variable (t), if we were allowed to select our own unit,
the inch, foot, or whatever it might be, we might get quite different results. Accordingly some
comparatively natural unit must have been chosen for us in which we are bound to reckon, just as in
the circular measurement of an angle as distinguished from that by degrees.
The answer is that the unit here is the modulus, and that to put ‘t = 1.5’ is to say, ‘suppose the error
half as great again as the modulus’; the modulus itself being an error of a certain assignable
magnitude depending upon the nature of the measurements or observations in question. We shall see
2 hx −h2x2
this better if we put the integral in the form √π ∫0 e d(hx); which is precisely equivalent, since the
value of a definite integral is independent of the particular variable employed. Here hx is the same as
x : 1h; i.e. it is the ratio of x to 1h, or x measured in terms of 1h. But 1h is the modulus in the equation (y =
h −h2x2
√π
e ) for the law of error. In other words the numerical value of an error in this formula, is the
number of times, whole or fractional, which it contains the modulus.
Page 419
1 This kind of mean is called by Fechner and others the “dichteste Werth.”
The most appropriate appeal to it that I have seen is by Prof. Lexis
(Massenerscheinungen, p. 42) where he shows that it indicates clearly a sort
of normal length of human life, of about 70 years; a result which is almost
entirely masked when we appeal to the arithmetical average.
This mean ought to be called the ‘probable’ value (a name however in
possession of another) on the ground that it indicates the point of likeliest
occurrence; i.e. if we compare all the indefinitely small and equal units of
variation, the one corresponding to this will tend to be most frequently
represented.
2
A diagram illustrative of this number of results was given in Nature
(Sept. 1, 1887). In calculating, as above, the different means, I may remark
that the original results were given to three decimal places; but, in classing
them, only one place was noted. That is, 29.9 includes all values between
29.900 and 29.999. Thus the value most frequently entered in my tables
was 30.0, but on the usual principles of interpolation this is reckoned
as 30.05.
3 There is some ambiguity in the phraseology in use here. Thus Airy
commonly uses the expression ‘Error of Mean Square’ to represent, as here,
2
√ ∑e . Galloway commonly speaks of the ‘Mean Square of the Errors’ to
n
2
represent ∑e . I shall adhere to the former usage and represent it briefly by
n
E.M.S. Still more unfortunate (to my thinking) is the employment, by Mr
Merriman and others, of the expression ‘Mean Error,’ (widely in use in its
more natural signification,) as the equivalent of this E.M.S.
The technical term ‘Fluctuation’ is applied by Mr F. Y. Edgeworth to the
2
expression 2∑e .
n
4 Practically, of course, we should allow for the expansion or contraction.
But for purposes of logical explanation we may conveniently take this
variation as a specimen of one of those disturbances which may be
neutralised by resort to an average.
The most appropriate appeal to it that I have seen is by Prof. Lexis
(Massenerscheinungen, p. 42) where he shows that it indicates clearly a sort
of normal length of human life, of about 70 years; a result which is almost
entirely masked when we appeal to the arithmetical average.
This mean ought to be called the ‘probable’ value (a name however in
possession of another) on the ground that it indicates the point of likeliest
occurrence; i.e. if we compare all the indefinitely small and equal units of
variation, the one corresponding to this will tend to be most frequently
represented.
2
A diagram illustrative of this number of results was given in Nature
(Sept. 1, 1887). In calculating, as above, the different means, I may remark
that the original results were given to three decimal places; but, in classing
them, only one place was noted. That is, 29.9 includes all values between
29.900 and 29.999. Thus the value most frequently entered in my tables
was 30.0, but on the usual principles of interpolation this is reckoned
as 30.05.
3 There is some ambiguity in the phraseology in use here. Thus Airy
commonly uses the expression ‘Error of Mean Square’ to represent, as here,
2
√ ∑e . Galloway commonly speaks of the ‘Mean Square of the Errors’ to
n
2
represent ∑e . I shall adhere to the former usage and represent it briefly by
n
E.M.S. Still more unfortunate (to my thinking) is the employment, by Mr
Merriman and others, of the expression ‘Mean Error,’ (widely in use in its
more natural signification,) as the equivalent of this E.M.S.
The technical term ‘Fluctuation’ is applied by Mr F. Y. Edgeworth to the
2
expression 2∑e .
n
4 Practically, of course, we should allow for the expansion or contraction.
But for purposes of logical explanation we may conveniently take this
variation as a specimen of one of those disturbances which may be
neutralised by resort to an average.
Page 420
5 More strictly multinomial: the relative frequency of the different numbers
being indicated by the coefficients of the powers of x in the development of
(1 + x + x2 + … + x9)10.
6 By Mr Merriman, in his work on Least Squares.
being indicated by the coefficients of the powers of x in the development of
(1 + x + x2 + … + x9)10.
6 By Mr Merriman, in his work on Least Squares.
Page 421
CHAPTER XIX.
Page 422
THE THEORY OF THE AVERAGE AS A MEANS OF
APPROXIMATION TO THE TRUTH.
§ 1. In the last chapter we were occupied with the Average mainly under its
qualitative rather than its quantitative aspect. That is, we discussed its
general nature, its principal varieties, and the main uses to which it could be
put in ordinary life or in reasoning processes which did not claim to be very
exact. It is now time to enter more minutely into the specific question of the
employment of the average in the way peculiarly appropriate to Probability.
That is, we must be supposed to have a certain number of measurements,—
in the widest sense of that term,—placed before us, and to be prepared to
answer such questions as; Why do we take their average? With what degree
of confidence? Must we in all cases take the average, and, if so, one always
of the same kind?
The subject upon which we are thus entering is one which, under its most
general theoretic treatment, has perhaps given rise to more profound
investigation, to a greater variety of opinion, and in consequence to a more
extensive history and literature, than any other single problem within the
range of mathematics.[1] But, in spite of this, the main logical principles
underlying the methods and processes in question are not, I apprehend,
particularly difficult to grasp: though, owing to the extremely technical
style of treatment adopted even in comparatively elementary discussions of
the subject, it is far from easy for those who have but a moderate command
of mathematical resources to disentangle these principles from the symbols
in which they are clothed. The present chapter contains an attempt to
remove these difficulties, so far as a general comprehension of the subject is
concerned. As the treatment thus adopted involves a considerable number of
subdivisions, the reader will probably find it convenient to refer back
occasionally to the table of contents at the commencement of this volume.
§ 2. The subject, in the form in which we shall discuss it, will be narrowed
to the consideration of the average, on account of the comparative
simplicity and very wide prevalence of this aspect of the problem. The
problem is however very commonly referred to, even in non-mathematical
APPROXIMATION TO THE TRUTH.
§ 1. In the last chapter we were occupied with the Average mainly under its
qualitative rather than its quantitative aspect. That is, we discussed its
general nature, its principal varieties, and the main uses to which it could be
put in ordinary life or in reasoning processes which did not claim to be very
exact. It is now time to enter more minutely into the specific question of the
employment of the average in the way peculiarly appropriate to Probability.
That is, we must be supposed to have a certain number of measurements,—
in the widest sense of that term,—placed before us, and to be prepared to
answer such questions as; Why do we take their average? With what degree
of confidence? Must we in all cases take the average, and, if so, one always
of the same kind?
The subject upon which we are thus entering is one which, under its most
general theoretic treatment, has perhaps given rise to more profound
investigation, to a greater variety of opinion, and in consequence to a more
extensive history and literature, than any other single problem within the
range of mathematics.[1] But, in spite of this, the main logical principles
underlying the methods and processes in question are not, I apprehend,
particularly difficult to grasp: though, owing to the extremely technical
style of treatment adopted even in comparatively elementary discussions of
the subject, it is far from easy for those who have but a moderate command
of mathematical resources to disentangle these principles from the symbols
in which they are clothed. The present chapter contains an attempt to
remove these difficulties, so far as a general comprehension of the subject is
concerned. As the treatment thus adopted involves a considerable number of
subdivisions, the reader will probably find it convenient to refer back
occasionally to the table of contents at the commencement of this volume.
§ 2. The subject, in the form in which we shall discuss it, will be narrowed
to the consideration of the average, on account of the comparative
simplicity and very wide prevalence of this aspect of the problem. The
problem is however very commonly referred to, even in non-mathematical
Page 423
treatises, as the Rule or Method of Least Squares; the fact being that, in
such cases as we shall be concerned with, the Rule of Least Squares
resolves itself into the simpler and more familiar process of taking the
arithmetical average. A very simple example,—one given by Herschel,—
will explain the general nature of the task under a slightly wider treatment,
and will serve to justify the familiar designation.
Suppose that a man had been firing for some time with a pistol at a small
mark, say a wafer on a wall. We may take it for granted that the shot-marks
would tend to group themselves about the wafer as a centre, with a density
varying in some way inversely with the distance from the centre. But now
suppose that the wafer which marked the centre was removed, so that we
could see nothing but the surface of the wall spotted with the shot-marks;
and that we were asked to guess the position of the wafer. Had there been
only one shot, common sense would suggest our assuming (of course very
precariously) that this marked the real centre. Had there been two, common
sense would suggest our taking the mid-point between them. But if three or
more were involved, common sense would be at a loss. It would feel that
some intermediate point ought to be selected, but would not see its way to a
more precise determination, because its familiar reliance,—the arithmetical
average,—does not seem at hand here. The rule in question tells us how to
proceed. It directs us to select that point which will render the sum of the
squares of all the distances of the various shot-marks from it the least
possible.[2]
This is merely by way of illustration, and to justify the familiar designation
of the rule. The sort of cases with which we shall be exclusively occupied
are those comparatively simple ones in which only linear magnitude, or
some quality which can be adequately represented by linear magnitude, is
the object under consideration. In respect of these the Rule of Least Squares
reduces itself to the process of taking the average, in the most familiar sense
of that term, viz. the arithmetical mean; and a single Law of Error, or its
graphical equivalent, a Curve of Facility, will suffice accurately to indicate
the comparative frequency of the different amounts of the one variable
magnitude involved.
such cases as we shall be concerned with, the Rule of Least Squares
resolves itself into the simpler and more familiar process of taking the
arithmetical average. A very simple example,—one given by Herschel,—
will explain the general nature of the task under a slightly wider treatment,
and will serve to justify the familiar designation.
Suppose that a man had been firing for some time with a pistol at a small
mark, say a wafer on a wall. We may take it for granted that the shot-marks
would tend to group themselves about the wafer as a centre, with a density
varying in some way inversely with the distance from the centre. But now
suppose that the wafer which marked the centre was removed, so that we
could see nothing but the surface of the wall spotted with the shot-marks;
and that we were asked to guess the position of the wafer. Had there been
only one shot, common sense would suggest our assuming (of course very
precariously) that this marked the real centre. Had there been two, common
sense would suggest our taking the mid-point between them. But if three or
more were involved, common sense would be at a loss. It would feel that
some intermediate point ought to be selected, but would not see its way to a
more precise determination, because its familiar reliance,—the arithmetical
average,—does not seem at hand here. The rule in question tells us how to
proceed. It directs us to select that point which will render the sum of the
squares of all the distances of the various shot-marks from it the least
possible.[2]
This is merely by way of illustration, and to justify the familiar designation
of the rule. The sort of cases with which we shall be exclusively occupied
are those comparatively simple ones in which only linear magnitude, or
some quality which can be adequately represented by linear magnitude, is
the object under consideration. In respect of these the Rule of Least Squares
reduces itself to the process of taking the average, in the most familiar sense
of that term, viz. the arithmetical mean; and a single Law of Error, or its
graphical equivalent, a Curve of Facility, will suffice accurately to indicate
the comparative frequency of the different amounts of the one variable
magnitude involved.
Page 424
§ 3. We may conveniently here again call attention to a misconception or
confusion which has been already noticed in a former chapter. It is that of
confounding the Law of Error with the Method of Least Squares. These are
things of an entirely distinct kind. The former is of the nature of a physical
fact, and its production is one which in many cases is entirely beyond our
control. The latter,—or any simplified application of it, such as the
arithmetical average,—is no law whatever in the physical sense. It is rather
a precept or rule for our guidance. The Law states, in any given case, how
the errors tend to occur in respect of their magnitude and frequency. The
Method directs us how to treat these errors when any number of them are
presented to us. No doubt there is a relation between the two, as will be
pointed out in the course of the following pages; but there is nothing really
to prevent us from using the same method for different laws of error, or
different methods for the same law. In so doing, the question of distinct
right and wrong would seldom be involved, but rather one of more or less
propriety.
§ 4. The reader must understand,—as was implied in the illustration about
the pistol shots,—that the ultimate problem before us is an inverse one. That
is, we are supposed to have a moderate number of ‘errors’ before us and we
are to undertake to say whereabouts is the centre from which they diverge.
This resembles the determination of a cause from the observation of an
effect. But, as mostly happens in inverse problems, we must commence
with the consideration of the direct problem. In other words, so far as
concerns the case before us, we shall have to begin by supposing that the
ultimate object of our aim,—that is, the true centre of our curve of
frequency,—is already known to us: in which case all that remains to be
done is to study the consequences of taking averages of the magnitudes
which constitute the errors.
§ 5. We shall, for the present, confine our remarks to what must be regarded
as the typical case where considerations of Probability are concerned; viz.
that in which the law of arrangement or development is of the Binomial
kind. The nature of this law was explained in Chap. II., where it was shown
that the frequency of the respective numbers of occurrences was regulated
in accordance with the magnitude of the successive terms of the expansion
of the binomial (1 + 1)n. It was also pointed out that when n becomes very
confusion which has been already noticed in a former chapter. It is that of
confounding the Law of Error with the Method of Least Squares. These are
things of an entirely distinct kind. The former is of the nature of a physical
fact, and its production is one which in many cases is entirely beyond our
control. The latter,—or any simplified application of it, such as the
arithmetical average,—is no law whatever in the physical sense. It is rather
a precept or rule for our guidance. The Law states, in any given case, how
the errors tend to occur in respect of their magnitude and frequency. The
Method directs us how to treat these errors when any number of them are
presented to us. No doubt there is a relation between the two, as will be
pointed out in the course of the following pages; but there is nothing really
to prevent us from using the same method for different laws of error, or
different methods for the same law. In so doing, the question of distinct
right and wrong would seldom be involved, but rather one of more or less
propriety.
§ 4. The reader must understand,—as was implied in the illustration about
the pistol shots,—that the ultimate problem before us is an inverse one. That
is, we are supposed to have a moderate number of ‘errors’ before us and we
are to undertake to say whereabouts is the centre from which they diverge.
This resembles the determination of a cause from the observation of an
effect. But, as mostly happens in inverse problems, we must commence
with the consideration of the direct problem. In other words, so far as
concerns the case before us, we shall have to begin by supposing that the
ultimate object of our aim,—that is, the true centre of our curve of
frequency,—is already known to us: in which case all that remains to be
done is to study the consequences of taking averages of the magnitudes
which constitute the errors.
§ 5. We shall, for the present, confine our remarks to what must be regarded
as the typical case where considerations of Probability are concerned; viz.
that in which the law of arrangement or development is of the Binomial
kind. The nature of this law was explained in Chap. II., where it was shown
that the frequency of the respective numbers of occurrences was regulated
in accordance with the magnitude of the successive terms of the expansion
of the binomial (1 + 1)n. It was also pointed out that when n becomes very
Page 425
great, that is, when the number of influencing circumstances is very large,
and their relative individual influence correspondingly small, the form
assumed by a curve drawn through the summits of ordinates representing
these successive terms of the binomial tends towards that assigned by the
equation
2 2
y = Ae−h x .
For all practical purposes therefore we may talk indifferently of the
Binomial or Exponential law; if only on the ground that the arrangement of
the actual phenomena on one or other of these two schemes would soon
become indistinguishable when the numbers involved are large. But there is
another ground than this. Even when the phenomena themselves represent a
continuous magnitude, our measurements of them,—which are all with
which we can deal,—are discontinuous. Suppose we had before us the
accurate heights of a million adult men. For all practical purposes these
would represent the variations of a continuous magnitude, for the
differences between two successive magnitudes, especially near the mean,
would be inappreciably small. But our tables will probably represent them
only to the nearest inch. We have so many assigned as 69 inches; so many
as 70; and so on. The tabular statement in fact is of much the same character
as if we were assigning the number of ‘heads’ in a toss of a handful of
pence; that is, as if we were dealing with discontinuous numbers on the
binomial, rather than with a continuous magnitude on the exponential
arrangement.
§ 6. Confining ourselves then, for the present, to this general head, of the
binomial or exponential law, we must distinguish two separate cases in
respect of the knowledge we may possess as to the generating
circumstances of the variable magnitudes.
(1) There is, first, the case in which the conditions of the problem are
determinable à priori: that is, where we are able to say, prior to specific
experience, how frequently each combination will occur in the long run. In
this case the main or ultimate object for which we are supposing that the
average is employed,—i.e. that of discovering the true mean value,—is
superseded. We are able to say what the mean or central value in the long
and their relative individual influence correspondingly small, the form
assumed by a curve drawn through the summits of ordinates representing
these successive terms of the binomial tends towards that assigned by the
equation
2 2
y = Ae−h x .
For all practical purposes therefore we may talk indifferently of the
Binomial or Exponential law; if only on the ground that the arrangement of
the actual phenomena on one or other of these two schemes would soon
become indistinguishable when the numbers involved are large. But there is
another ground than this. Even when the phenomena themselves represent a
continuous magnitude, our measurements of them,—which are all with
which we can deal,—are discontinuous. Suppose we had before us the
accurate heights of a million adult men. For all practical purposes these
would represent the variations of a continuous magnitude, for the
differences between two successive magnitudes, especially near the mean,
would be inappreciably small. But our tables will probably represent them
only to the nearest inch. We have so many assigned as 69 inches; so many
as 70; and so on. The tabular statement in fact is of much the same character
as if we were assigning the number of ‘heads’ in a toss of a handful of
pence; that is, as if we were dealing with discontinuous numbers on the
binomial, rather than with a continuous magnitude on the exponential
arrangement.
§ 6. Confining ourselves then, for the present, to this general head, of the
binomial or exponential law, we must distinguish two separate cases in
respect of the knowledge we may possess as to the generating
circumstances of the variable magnitudes.
(1) There is, first, the case in which the conditions of the problem are
determinable à priori: that is, where we are able to say, prior to specific
experience, how frequently each combination will occur in the long run. In
this case the main or ultimate object for which we are supposing that the
average is employed,—i.e. that of discovering the true mean value,—is
superseded. We are able to say what the mean or central value in the long
Page 426
run will be; and therefore there is no occasion to set about determining it,
with some trouble and uncertainty, from a small number of observations.
Still it is necessary to discuss this case carefully, because its assumption is a
necessary link in the reasoning in other cases.
This comparatively à priori knowledge may present itself in two different
degrees as respects its completeness. In the first place it may, so far as the
circumstances in question are concerned, be absolutely complete. Consider
the results when a handful of ten pence is repeatedly tossed up. We know
precisely what the mean value is here, viz. equal division of heads and tails:
we know also the chance of six heads and four tails, and so on. That is, if
we had to plot out a diagram showing the relative frequency of each
combination, we could do so without appealing to experience. We could
draw the appropriate binomial curve from the generating conditions given
in the statement of the problem.
But now consider the results of firing at a target consisting of a long and
narrow strip, of which one point is marked as the centre of aim.[3] Here
(assuming that there are no causes at work to produce permanent bias) we
know that this centre will correspond to the mean value. And we know also,
in a general way, that the dispersion on each side of this will follow a
binomial law. But if we attempted to plot out the proportions, as in the
preceding case, by erecting ordinates which should represent each degree of
frequency as we receded further from the mean, we should find that we
could not do so. Fresh data must be given or inferred. A good marksman
and a bad marksman will both distribute their shot according to the same
general law; but the rapidity with which the shots thin off as we recede from
the centre will be different in the two cases. Another ‘constant’ is demanded
before the curve of frequency could be correctly traced out.
§ 7. (2) The second division, to be next considered, corresponds for all
logical purposes to the first. It comprises the cases in which though we have
no à priori knowledge as to the situation about which the values will tend to
cluster in the long run, yet we have sufficient experience at hand to assign it
with practical certainty. Consider for instance the tables of human stature.
These are often very extensive, including tens or hundreds of thousands. In
such cases the mean or central value is determinable with just as great
with some trouble and uncertainty, from a small number of observations.
Still it is necessary to discuss this case carefully, because its assumption is a
necessary link in the reasoning in other cases.
This comparatively à priori knowledge may present itself in two different
degrees as respects its completeness. In the first place it may, so far as the
circumstances in question are concerned, be absolutely complete. Consider
the results when a handful of ten pence is repeatedly tossed up. We know
precisely what the mean value is here, viz. equal division of heads and tails:
we know also the chance of six heads and four tails, and so on. That is, if
we had to plot out a diagram showing the relative frequency of each
combination, we could do so without appealing to experience. We could
draw the appropriate binomial curve from the generating conditions given
in the statement of the problem.
But now consider the results of firing at a target consisting of a long and
narrow strip, of which one point is marked as the centre of aim.[3] Here
(assuming that there are no causes at work to produce permanent bias) we
know that this centre will correspond to the mean value. And we know also,
in a general way, that the dispersion on each side of this will follow a
binomial law. But if we attempted to plot out the proportions, as in the
preceding case, by erecting ordinates which should represent each degree of
frequency as we receded further from the mean, we should find that we
could not do so. Fresh data must be given or inferred. A good marksman
and a bad marksman will both distribute their shot according to the same
general law; but the rapidity with which the shots thin off as we recede from
the centre will be different in the two cases. Another ‘constant’ is demanded
before the curve of frequency could be correctly traced out.
§ 7. (2) The second division, to be next considered, corresponds for all
logical purposes to the first. It comprises the cases in which though we have
no à priori knowledge as to the situation about which the values will tend to
cluster in the long run, yet we have sufficient experience at hand to assign it
with practical certainty. Consider for instance the tables of human stature.
These are often very extensive, including tens or hundreds of thousands. In
such cases the mean or central value is determinable with just as great
Page 427
certainty as by any à priori rule. That is, if we took another hundred
thousand measurements from the same class of population, we should feel
secure that the average would not be altered by any magnitude which our
measuring instruments could practically appreciate.
§ 8. But the mere assignment of the mean or central value does not here,
any more than in the preceding case, give us all that we want to know. It
might so happen that the mean height of two populations was the same, but
that the law of dispersion about that mean was very different: so that a man
who in one series was an exceptional giant or dwarf should, in the other, be
in no wise remarkable.
To explain the process of thus determining the actual magnitude of the
dispersion would demand too much mathematical detail; but some
indication may be given. What we have to do is to determine the constant h
h −h2x2
in the equation[4] y = √π e . In technical language, what we have to do is
to determine the modulus of this equation. The quantity 1h in the above
expression is called the modulus. It measures the degree of contraction or
dispersion about the mean indicated by this equation. When it is large the
dispersion is considerable; that is the magnitudes are not closely crowded
up towards the centre, when it is small they are thus crowded up. The
smaller the modulus in the curve representing the thickness with which the
shot-marks clustered about the centre of the target, the better the marksman.
§ 9. There are several ways of determining the modulus. In the first of the
cases discussed above, where our theoretical knowledge is complete, we are
able to calculate it à priori from our knowledge of the chances. We should
naturally adopt this plan if we were tossing up a large handful of pence.
The usual à posteriori plan, when we have the measurements of the
magnitudes or observations before us, is this:—Take the mean square of the
errors, and double this; the result gives the square of the modulus. Suppose,
for instance, that we had the five magnitudes, 4, 5, 6, 7, 8. The mean of
these is 6: the ‘errors’ are respectively 2, 1, 0, 1, 2. Therefore the ‘modulus
squared’ is equal to 10
5
; i.e. the modulus is √2. Had the magnitudes been 2, 4,
6, 8, 10; representing the same mean (6) as before, but displaying a greater
thousand measurements from the same class of population, we should feel
secure that the average would not be altered by any magnitude which our
measuring instruments could practically appreciate.
§ 8. But the mere assignment of the mean or central value does not here,
any more than in the preceding case, give us all that we want to know. It
might so happen that the mean height of two populations was the same, but
that the law of dispersion about that mean was very different: so that a man
who in one series was an exceptional giant or dwarf should, in the other, be
in no wise remarkable.
To explain the process of thus determining the actual magnitude of the
dispersion would demand too much mathematical detail; but some
indication may be given. What we have to do is to determine the constant h
h −h2x2
in the equation[4] y = √π e . In technical language, what we have to do is
to determine the modulus of this equation. The quantity 1h in the above
expression is called the modulus. It measures the degree of contraction or
dispersion about the mean indicated by this equation. When it is large the
dispersion is considerable; that is the magnitudes are not closely crowded
up towards the centre, when it is small they are thus crowded up. The
smaller the modulus in the curve representing the thickness with which the
shot-marks clustered about the centre of the target, the better the marksman.
§ 9. There are several ways of determining the modulus. In the first of the
cases discussed above, where our theoretical knowledge is complete, we are
able to calculate it à priori from our knowledge of the chances. We should
naturally adopt this plan if we were tossing up a large handful of pence.
The usual à posteriori plan, when we have the measurements of the
magnitudes or observations before us, is this:—Take the mean square of the
errors, and double this; the result gives the square of the modulus. Suppose,
for instance, that we had the five magnitudes, 4, 5, 6, 7, 8. The mean of
these is 6: the ‘errors’ are respectively 2, 1, 0, 1, 2. Therefore the ‘modulus
squared’ is equal to 10
5
; i.e. the modulus is √2. Had the magnitudes been 2, 4,
6, 8, 10; representing the same mean (6) as before, but displaying a greater
Page 428
dispersion about it, the modulus would have been larger, viz. √8 instead
of √2.
Mr Galton's method is more of a graphical nature. It is described in a paper
on Statistics by Intercomparison (Phil. Mag. 1875), and elsewhere. It may
be indicated as follows. Suppose that we were dealing with a large number
of measurements of human stature, and conceive that all the persons in
question were marshalled in the order of their height. Select the average
height, as marked by the central man of the row. Suppose him to be
69 inches. Then raise (or depress) the scale from this point until it stands at
such a height as just to include one half of the men above (or below) the
mean. (In practice this would be found to require about 1.71 inches: that is,
one quarter of any large group of such men will fall between 69 and 70.71
inches.) Divide this number by 0.4769 and we have the modulus. In the
case in question it would be equal to about 3.6 inches.
Under the assumption with which we start, viz. that the law of error
displays itself in the familiar binomial form, or in some form approximating
to this, the three methods indicated above will coincide in their result.
Where there is any doubt on this head, or where we do not feel able to
calculate beforehand what will be the rate of dispersion, we must adopt the
second plan of determining the modulus. This is the only universally
applicable mode of calculation: in fact that it should yield the modulus is a
truth of definition; for in determining the error of mean square we are really
doing nothing else than determining the modulus, as was pointed out in the
last chapter.
§ 10. The position then which we have now reached is this. Taking it for
granted that the Law of Error will fall into the symbolic form expressed by
h 2 2
the equation y = √π e−h x , we have rules at hand by which h may be
determined. We therefore, for the purposes in question, know all about the
curve of frequency: we can trace it out on paper: given one value,—say the
central one,—we can determine any other value at any distance from this.
That is, knowing how many men in a million, say, are 69 inches high, we
can determine without direct observation how many will be 67, 68, 70, 71,
and so on.
of √2.
Mr Galton's method is more of a graphical nature. It is described in a paper
on Statistics by Intercomparison (Phil. Mag. 1875), and elsewhere. It may
be indicated as follows. Suppose that we were dealing with a large number
of measurements of human stature, and conceive that all the persons in
question were marshalled in the order of their height. Select the average
height, as marked by the central man of the row. Suppose him to be
69 inches. Then raise (or depress) the scale from this point until it stands at
such a height as just to include one half of the men above (or below) the
mean. (In practice this would be found to require about 1.71 inches: that is,
one quarter of any large group of such men will fall between 69 and 70.71
inches.) Divide this number by 0.4769 and we have the modulus. In the
case in question it would be equal to about 3.6 inches.
Under the assumption with which we start, viz. that the law of error
displays itself in the familiar binomial form, or in some form approximating
to this, the three methods indicated above will coincide in their result.
Where there is any doubt on this head, or where we do not feel able to
calculate beforehand what will be the rate of dispersion, we must adopt the
second plan of determining the modulus. This is the only universally
applicable mode of calculation: in fact that it should yield the modulus is a
truth of definition; for in determining the error of mean square we are really
doing nothing else than determining the modulus, as was pointed out in the
last chapter.
§ 10. The position then which we have now reached is this. Taking it for
granted that the Law of Error will fall into the symbolic form expressed by
h 2 2
the equation y = √π e−h x , we have rules at hand by which h may be
determined. We therefore, for the purposes in question, know all about the
curve of frequency: we can trace it out on paper: given one value,—say the
central one,—we can determine any other value at any distance from this.
That is, knowing how many men in a million, say, are 69 inches high, we
can determine without direct observation how many will be 67, 68, 70, 71,
and so on.
Page 429
We can now adequately discuss the principal question of logical interest
before us; viz. why do we take averages or means? What is the exact nature
and amount of the advantage gained by so doing? The advanced student
would of course prefer to work out the answers to these questions by
appealing at once to the Law of Error in its ultimate or exponential form.
But I feel convinced that the best method for those who wish to gain a clear
conception of the logical nature of the process involved, is to begin by
treating it as a question of combinations such as we are familiar with in
elementary algebra; in other words to take a finite number of errors and to
see what comes of averaging these. We can then proceed to work out
arithmetically the results of combining two or more of the errors together so
as to get a new series, not contenting ourselves with the general character
merely of the new law of error, but actually calculating what it is in the
given case. For the sake of simplicity we will not take a series with a very
large number of terms in it, but it will be well to have enough of them to
secure that our law of error shall roughly approximate in its form to the
standard or exponential law.
For this purpose the law of error or divergence given by supposing our
effort to be affected by ten causes, each of which produces an equal error,
but which error is equally likely to be positive and negative (or, as it might
perhaps be expressed, ‘ten equal and indifferently additive and subtractive
causes’) will suffice. This is the lowest number formed according to the
Binomial law, which will furnish to the eye a fair indication of the limiting
or Exponential law.[5] The whole number of possible cases here is 210 or
1024; that is, this is the number required to exhibit not only all the cases
which can occur (for there are but eleven really distinct cases), but also the
relative frequency with which each of these cases occurs in the long run. Of
this total, 252 will be situated at the mean, representing the ‘true’ result, or
that given when five of the causes of disturbance just neutralize the other
five. Again, 210 will be at what we will call one unit's distance from the
mean, or that given by six causes combining against four; and so on; until at
the extreme distance of five places from the mean we get but one result,
since in only one case out of the 1024 will all the causes combine together
in the same direction. The set of 1024 efforts is therefore a fair
representation of the distribution of an infinite number of such efforts. A
graphical representation of the arrangement is given here.
before us; viz. why do we take averages or means? What is the exact nature
and amount of the advantage gained by so doing? The advanced student
would of course prefer to work out the answers to these questions by
appealing at once to the Law of Error in its ultimate or exponential form.
But I feel convinced that the best method for those who wish to gain a clear
conception of the logical nature of the process involved, is to begin by
treating it as a question of combinations such as we are familiar with in
elementary algebra; in other words to take a finite number of errors and to
see what comes of averaging these. We can then proceed to work out
arithmetically the results of combining two or more of the errors together so
as to get a new series, not contenting ourselves with the general character
merely of the new law of error, but actually calculating what it is in the
given case. For the sake of simplicity we will not take a series with a very
large number of terms in it, but it will be well to have enough of them to
secure that our law of error shall roughly approximate in its form to the
standard or exponential law.
For this purpose the law of error or divergence given by supposing our
effort to be affected by ten causes, each of which produces an equal error,
but which error is equally likely to be positive and negative (or, as it might
perhaps be expressed, ‘ten equal and indifferently additive and subtractive
causes’) will suffice. This is the lowest number formed according to the
Binomial law, which will furnish to the eye a fair indication of the limiting
or Exponential law.[5] The whole number of possible cases here is 210 or
1024; that is, this is the number required to exhibit not only all the cases
which can occur (for there are but eleven really distinct cases), but also the
relative frequency with which each of these cases occurs in the long run. Of
this total, 252 will be situated at the mean, representing the ‘true’ result, or
that given when five of the causes of disturbance just neutralize the other
five. Again, 210 will be at what we will call one unit's distance from the
mean, or that given by six causes combining against four; and so on; until at
the extreme distance of five places from the mean we get but one result,
since in only one case out of the 1024 will all the causes combine together
in the same direction. The set of 1024 efforts is therefore a fair
representation of the distribution of an infinite number of such efforts. A
graphical representation of the arrangement is given here.
Page 430
§ 11. This representing a complete set of single observations or efforts, what
will be the number and arrangement in the corresponding set of combined
or reduced observations, say of two together? With regard to the number we
must bear in mind that this is not a case of the combinations of things which
cannot be repeated; for any given error, say the extreme one at F, can
obviously be repeated twice running. Such a repetition would be a piece of
very bad luck no doubt, but being possible it must have its place in the set.
Now the possible number of ways of combining 1024 things two together,
where the same thing may be repeated twice running, is 1024 × 1024 or
1048576. This then is the number in a complete cycle of the results taken
two and two together.
§ 12. So much for their number; now for their arrangement or distribution.
What we have to ascertain is, firstly, how many times each possible pair of
observations will present itself; and, secondly, where the new results,
obtained from the combination of each pair, are to be placed. With regard to
the first of these enquiries;—it will be readily seen that on one occasion we
shall have F repeated twice; on 20 occasions we shall have F combined
with E (for F coming first we may have it followed by any one of the 10
will be the number and arrangement in the corresponding set of combined
or reduced observations, say of two together? With regard to the number we
must bear in mind that this is not a case of the combinations of things which
cannot be repeated; for any given error, say the extreme one at F, can
obviously be repeated twice running. Such a repetition would be a piece of
very bad luck no doubt, but being possible it must have its place in the set.
Now the possible number of ways of combining 1024 things two together,
where the same thing may be repeated twice running, is 1024 × 1024 or
1048576. This then is the number in a complete cycle of the results taken
two and two together.
§ 12. So much for their number; now for their arrangement or distribution.
What we have to ascertain is, firstly, how many times each possible pair of
observations will present itself; and, secondly, where the new results,
obtained from the combination of each pair, are to be placed. With regard to
the first of these enquiries;—it will be readily seen that on one occasion we
shall have F repeated twice; on 20 occasions we shall have F combined
with E (for F coming first we may have it followed by any one of the 10
Page 431
at E, or any one of these may be followed by F); E can be repeated in
10 × 10, or 100 ways, and so on.
Now for the position of each of these reduced observations, the relative
frequency of whose component elements has thus been pointed out. This is
easy to determine, for when we take two errors there is (as was seen)
scarcely any other mode of treatment than that of selecting the mid-point
between them; this mid-point of course becoming identical with each of
them when the two happen to coincide. It will be seen therefore that F will
recur once on the new arrangement, viz. by its being repeated twice on the
old one. G midway between E and F, will be given 20 times. E, on our new
arrangement, can be got at in two ways, viz. by its being repeated twice
(which will happen 100 times), and by its being obtained as the mid-point
between D and F (which will happen 90 times). Hence E will occur
190 times altogether.
The reader who chooses to take the trouble may work out the frequency of
all possible occurrences in this way, and if the object were simply to
illustrate the principle in accordance with which they occur, this might be
the best way of proceeding. But as he may soon be able to observe, and as
the mathematician would at once be able to prove, the new ‘law of facility
of error’ can be got at more quickly deductively, viz. by taking the
successive terms of the expansion of (1 + 1)20. They are given, below the
line, in the figure on p. 476.
§ 13. There are two apparent obstacles to any direct comparison between
the distribution of the old set of simple observations, and the new set of
combined or reduced ones. In the first place, the number of the latter is
much greater. This, however, is readily met by reducing them both to the
same scale, that is by making the same total number of each. In the second
place, half of the new positions have no representatives amongst the old,
viz. those which occur midway between F and E, E and D, and so on. This
can be met by the usual plan of interpolation, viz. by filling in such gaps by
estimating what would have been the number at the missing points, on the
same scale, had they been occupied. Draw a curve through the vertices of
the ordinates at A, B, C, &c., and the lengths of the ordinates at the
intermediate points will very fairly represent the corresponding frequency
10 × 10, or 100 ways, and so on.
Now for the position of each of these reduced observations, the relative
frequency of whose component elements has thus been pointed out. This is
easy to determine, for when we take two errors there is (as was seen)
scarcely any other mode of treatment than that of selecting the mid-point
between them; this mid-point of course becoming identical with each of
them when the two happen to coincide. It will be seen therefore that F will
recur once on the new arrangement, viz. by its being repeated twice on the
old one. G midway between E and F, will be given 20 times. E, on our new
arrangement, can be got at in two ways, viz. by its being repeated twice
(which will happen 100 times), and by its being obtained as the mid-point
between D and F (which will happen 90 times). Hence E will occur
190 times altogether.
The reader who chooses to take the trouble may work out the frequency of
all possible occurrences in this way, and if the object were simply to
illustrate the principle in accordance with which they occur, this might be
the best way of proceeding. But as he may soon be able to observe, and as
the mathematician would at once be able to prove, the new ‘law of facility
of error’ can be got at more quickly deductively, viz. by taking the
successive terms of the expansion of (1 + 1)20. They are given, below the
line, in the figure on p. 476.
§ 13. There are two apparent obstacles to any direct comparison between
the distribution of the old set of simple observations, and the new set of
combined or reduced ones. In the first place, the number of the latter is
much greater. This, however, is readily met by reducing them both to the
same scale, that is by making the same total number of each. In the second
place, half of the new positions have no representatives amongst the old,
viz. those which occur midway between F and E, E and D, and so on. This
can be met by the usual plan of interpolation, viz. by filling in such gaps by
estimating what would have been the number at the missing points, on the
same scale, had they been occupied. Draw a curve through the vertices of
the ordinates at A, B, C, &c., and the lengths of the ordinates at the
intermediate points will very fairly represent the corresponding frequency
Page 432
of the errors of those magnitudes respectively. When the gaps are thus filled
up, and the numbers thus reduced to the same scale, we have a perfectly fair
basis of comparison. (See figure on next page.)
Similarly we might proceed to group or ‘reduce’ three observations, or any
greater number. The number of possible groupings naturally becomes very
much larger, being (1024)3 when they are taken three together. As soon as
we get to three or more observations, we have (as already pointed out) a
variety of possible modes of treatment or reduction, of which that of taking
the arithmetical mean is but one.
§ 14. The following figure is intended to illustrate the nature of the
advantage secured by thus taking the arithmetical mean of several
observations.
The curve ABCD represents the arrangement of a given number of ‘errors’
supposed to be disposed according to the binomial law already mentioned,
when the angles have been smoothed off by drawing a curve through them.
A′CD′ represents the similar arrangement of the same number when given
not as simple errors, but as averages of pairs of errors. A″BD″, again,
represents the similar arrangement obtained as averages of errors taken
three together. They are drawn as carefully to scale as the small size of the
figure permits.
up, and the numbers thus reduced to the same scale, we have a perfectly fair
basis of comparison. (See figure on next page.)
Similarly we might proceed to group or ‘reduce’ three observations, or any
greater number. The number of possible groupings naturally becomes very
much larger, being (1024)3 when they are taken three together. As soon as
we get to three or more observations, we have (as already pointed out) a
variety of possible modes of treatment or reduction, of which that of taking
the arithmetical mean is but one.
§ 14. The following figure is intended to illustrate the nature of the
advantage secured by thus taking the arithmetical mean of several
observations.
The curve ABCD represents the arrangement of a given number of ‘errors’
supposed to be disposed according to the binomial law already mentioned,
when the angles have been smoothed off by drawing a curve through them.
A′CD′ represents the similar arrangement of the same number when given
not as simple errors, but as averages of pairs of errors. A″BD″, again,
represents the similar arrangement obtained as averages of errors taken
three together. They are drawn as carefully to scale as the small size of the
figure permits.
Page 433
§ 15. A glance at the above figure will explain to the reader, better than any
verbal description, the full significance of the statement that the result of
combining two or more measurements or observations together and taking
the average of them, instead of stopping short at the single elements, is to
make large errors comparatively more scarce. The advantage is of the same
general description as that of fishing in a lake where, of the same number of
fish, there are more big and fewer little ones than in another water: of
dipping in a bag where of the same number of coins there are more
sovereigns and fewer shillings; and so on. The extreme importance,
however, of obtaining a perfectly clear conception of the subject may render
it desirable to work this out a little more fully in detail.
For one thing, then, it must be clearly understood that the result of a set of
‘averages’ of errors is nothing else than another set of ‘errors,’ No device
can make the attainment of the true result certain,—to suppose the contrary
would be to misconceive the very foundations of Probability,—no device
even can obviate the possibility of being actually worse off as the result of
our labour. The average of two, three, or any larger number of single
results, may give a worse result, i.e. one further from the ultimate average,
than was given by the first observation we made. We must simply fall back
upon the justification that big deviations are rendered scarcer in the long
run.
verbal description, the full significance of the statement that the result of
combining two or more measurements or observations together and taking
the average of them, instead of stopping short at the single elements, is to
make large errors comparatively more scarce. The advantage is of the same
general description as that of fishing in a lake where, of the same number of
fish, there are more big and fewer little ones than in another water: of
dipping in a bag where of the same number of coins there are more
sovereigns and fewer shillings; and so on. The extreme importance,
however, of obtaining a perfectly clear conception of the subject may render
it desirable to work this out a little more fully in detail.
For one thing, then, it must be clearly understood that the result of a set of
‘averages’ of errors is nothing else than another set of ‘errors,’ No device
can make the attainment of the true result certain,—to suppose the contrary
would be to misconceive the very foundations of Probability,—no device
even can obviate the possibility of being actually worse off as the result of
our labour. The average of two, three, or any larger number of single
results, may give a worse result, i.e. one further from the ultimate average,
than was given by the first observation we made. We must simply fall back
upon the justification that big deviations are rendered scarcer in the long
run.
Page 434
Again; it may be pointed out that though, in the above investigation, we
have spoken only of the arithmetical average as commonly understood and
employed, the same general results would be obtained by resorting to
almost any symmetrical and regular mode of combining our observations or
errors. The two main features of the regularity displayed by the Binomial
Law of facility were (1) ultimate symmetry about the central or true result,
and (2) increasing relative frequency as this centre was approached. A very
little consideration will show that it is no peculiar prerogative of the
arithmetical mean to retain the former of these and to increase the latter. In
saying this, however, a distinction must be attended to for which it will be
convenient to refer to a figure.
§ 16. Suppose that O, in the line D′OD, was the point aimed at by any series
of measurements; or, what comes to the same thing for our present purpose,
was the ultimate average of all the measurements made. What we mean by a
symmetrical arrangement of the values in regard to O, is that for every
error OB, there shall be in the long run a precisely corresponding opposite
one OB′; so that when we erect the ordinate BQ, indicating the frequency
with which B is yielded, we must erect an equal one B′Q′. Accordingly the
two halves of the curve on each side of P, viz. PQ and PQ′ are precisely
alike.
have spoken only of the arithmetical average as commonly understood and
employed, the same general results would be obtained by resorting to
almost any symmetrical and regular mode of combining our observations or
errors. The two main features of the regularity displayed by the Binomial
Law of facility were (1) ultimate symmetry about the central or true result,
and (2) increasing relative frequency as this centre was approached. A very
little consideration will show that it is no peculiar prerogative of the
arithmetical mean to retain the former of these and to increase the latter. In
saying this, however, a distinction must be attended to for which it will be
convenient to refer to a figure.
§ 16. Suppose that O, in the line D′OD, was the point aimed at by any series
of measurements; or, what comes to the same thing for our present purpose,
was the ultimate average of all the measurements made. What we mean by a
symmetrical arrangement of the values in regard to O, is that for every
error OB, there shall be in the long run a precisely corresponding opposite
one OB′; so that when we erect the ordinate BQ, indicating the frequency
with which B is yielded, we must erect an equal one B′Q′. Accordingly the
two halves of the curve on each side of P, viz. PQ and PQ′ are precisely
alike.
Page 435
It then readily follows that the secondary curve, viz. that marking the law of
frequency of the averages of two or more simple errors, will also be
symmetrical. Consider any three points B, C, D: to these correspond another
three B′, C′, D′. It is obvious therefore that any regular and symmetrical
mode of dealing with all the groups, of which BCD is a sample, will result
in symmetrical arrangement about the centre O. The ordinary familiar
arithmetical average is but one out of many such modes. One way of
describing it is by saying that the average of B, C, D, is assigned by
choosing a point such that the sum of the squares of its distances from B,
C, D, is a minimum. But we might have selected a point such that the cubes,
or the fourth powers, or any higher powers should be a minimum. These
would all yield curves resembling in a general way the dotted line in our
figure. Of course there would be insuperable practical objections to any
such courses as these; for the labour of calculation would be enormous, and
the results so far from being better would be worse than those afforded by
the employment of the ordinary average. But so far as concerns the general
principle of dealing with discordant and erroneous results, it must be
remembered that the familiar average is but one out of innumerable possible
resources, all of which would yield the same sort of help.
§ 17. Once more. We saw that a resort to the average had the effect of
‘humping up’ our curve more towards the centre, expressive of the fact that
the errors of averages are of a better, i.e. smaller kind. But it must be
noticed that exactly the same characteristics will follow, as a general rule,
from any other such mode of dealing with the individual errors. No strict
proof of this fact can be given here, but a reference to one of the familiar
results of taking combinations of things will show whence this tendency
arises. Extreme results, as yielded by an average of any kind, can only be
got in one way, viz. by repetitions of extremes in the individuals from
which the averages were obtained. But intermediate results can be got at in
two ways, viz. either by intermediate individuals, or by combinations of
individuals in opposite directions. In the case of the Binomial Law of Error
this tendency to thicken towards the centre was already strongly
predominant in the individual values before we took them in hand for our
average; but owing to this characteristic of combinations we may lay it
down (broadly speaking) that any sort of average applied to any sort of law
frequency of the averages of two or more simple errors, will also be
symmetrical. Consider any three points B, C, D: to these correspond another
three B′, C′, D′. It is obvious therefore that any regular and symmetrical
mode of dealing with all the groups, of which BCD is a sample, will result
in symmetrical arrangement about the centre O. The ordinary familiar
arithmetical average is but one out of many such modes. One way of
describing it is by saying that the average of B, C, D, is assigned by
choosing a point such that the sum of the squares of its distances from B,
C, D, is a minimum. But we might have selected a point such that the cubes,
or the fourth powers, or any higher powers should be a minimum. These
would all yield curves resembling in a general way the dotted line in our
figure. Of course there would be insuperable practical objections to any
such courses as these; for the labour of calculation would be enormous, and
the results so far from being better would be worse than those afforded by
the employment of the ordinary average. But so far as concerns the general
principle of dealing with discordant and erroneous results, it must be
remembered that the familiar average is but one out of innumerable possible
resources, all of which would yield the same sort of help.
§ 17. Once more. We saw that a resort to the average had the effect of
‘humping up’ our curve more towards the centre, expressive of the fact that
the errors of averages are of a better, i.e. smaller kind. But it must be
noticed that exactly the same characteristics will follow, as a general rule,
from any other such mode of dealing with the individual errors. No strict
proof of this fact can be given here, but a reference to one of the familiar
results of taking combinations of things will show whence this tendency
arises. Extreme results, as yielded by an average of any kind, can only be
got in one way, viz. by repetitions of extremes in the individuals from
which the averages were obtained. But intermediate results can be got at in
two ways, viz. either by intermediate individuals, or by combinations of
individuals in opposite directions. In the case of the Binomial Law of Error
this tendency to thicken towards the centre was already strongly
predominant in the individual values before we took them in hand for our
average; but owing to this characteristic of combinations we may lay it
down (broadly speaking) that any sort of average applied to any sort of law
Page 436
of distribution will give a result which bears the same general relation to the
individual values that the dotted lines above bear to the black line.[6]
§ 18. This being so, the speculative advantages of one method of
combining, or averaging, or reducing, our observations, over another
method,—irrespective, that is, of the practical conveniences in carrying
them out,—will consist solely in the degree of rapidity with which it tends
thus to cluster the result about the centre. We shall have to subject this merit
to a somewhat further analysis, but for the present purpose it will suffice to
say that if one kind of average gave the higher dotted line in the figure on
p. 479 and another gave the lower dotted line, we should say that the former
was the better one. The advantage is of the same general kind as that which
is furnished in algebraical calculation, by a series which converges rapidly
towards the true value as compared with one which converges slowly. We
can do the work sooner or later by the aid of either; but we get nearer the
truth by the same amount of labour, or get as near by a less amount of
labour, on one plan than on the other.
As we are here considering the case in which the individual observations
are supposed to be grouped in accordance with the Binomial Law, it will
suffice to say that in this case there is no doubt that the arithmetical average
is not only the simplest and easiest to deal with, but is also the best in the
above sense of the term. And since this Binomial Law, or something
approximating to it, is of very wide prevalence, a strong primâ facie case is
made out for the general employment of the familiar average.
§ 19. The analysis of a few pages back carried the results of the averaging
process as far as could be conveniently done by the help of mere arithmetic.
To go further we must appeal to higher mathematics, but the following
indication of the sort of results obtained will suffice for our present purpose.
After all, the successive steps, though demanding intricate reasoning for
their proof, are nothing more than generalizations of processes which could
be established by simple arithmetic.[7] Briefly, what we do is this:—
(1) We first extend the proof from the binomial form, with its finite number
of elements, to the limiting or exponential form. Instead of confining
individual values that the dotted lines above bear to the black line.[6]
§ 18. This being so, the speculative advantages of one method of
combining, or averaging, or reducing, our observations, over another
method,—irrespective, that is, of the practical conveniences in carrying
them out,—will consist solely in the degree of rapidity with which it tends
thus to cluster the result about the centre. We shall have to subject this merit
to a somewhat further analysis, but for the present purpose it will suffice to
say that if one kind of average gave the higher dotted line in the figure on
p. 479 and another gave the lower dotted line, we should say that the former
was the better one. The advantage is of the same general kind as that which
is furnished in algebraical calculation, by a series which converges rapidly
towards the true value as compared with one which converges slowly. We
can do the work sooner or later by the aid of either; but we get nearer the
truth by the same amount of labour, or get as near by a less amount of
labour, on one plan than on the other.
As we are here considering the case in which the individual observations
are supposed to be grouped in accordance with the Binomial Law, it will
suffice to say that in this case there is no doubt that the arithmetical average
is not only the simplest and easiest to deal with, but is also the best in the
above sense of the term. And since this Binomial Law, or something
approximating to it, is of very wide prevalence, a strong primâ facie case is
made out for the general employment of the familiar average.
§ 19. The analysis of a few pages back carried the results of the averaging
process as far as could be conveniently done by the help of mere arithmetic.
To go further we must appeal to higher mathematics, but the following
indication of the sort of results obtained will suffice for our present purpose.
After all, the successive steps, though demanding intricate reasoning for
their proof, are nothing more than generalizations of processes which could
be established by simple arithmetic.[7] Briefly, what we do is this:—
(1) We first extend the proof from the binomial form, with its finite number
of elements, to the limiting or exponential form. Instead of confining
Page 437
ourselves to a small number of discrete errors, we then recognize the
possibility of any number of errors of any magnitude whatever.
(2) In the next place, instead of confining ourselves to the consideration of
an average of two or three only,—already, as we have seen, a tedious piece
of arithmetic,—we calculate the result of an average of any number, n. The
actual result is extremely simple. If the modulus of the single errors is c,
that of the average of n of these will be c ÷ √n.
(3) Finally we draw similar conclusions in reference to the sum or
difference of two averages of any numbers. Suppose, for instance, that
m errors were first taken and averaged, and then n similarly taken and
averaged. These averages will be nearly, but not quite, equal. Their sum or
difference,—these, of course, are indistinguishable in the end, since positive
and negative errors are supposed to be equal and opposite,—will itself be an
‘error’, every magnitude of which will have a certain assignable probability
or facility of occurrence. What we do is to assign the modulus of these
errors. The actual result again is simple. If c had been the modulus of the
single errors, that of the sum or difference of the averages of m and n of
them will be
c√
1 + 1.
m n
§ 20. So far, the problem under investigation has been of a direct kind. We
have supposed that the ultimate mean value or central position has been
given to us; either à priori (as in many games of chance), or from more
immediate physical considerations (as in aiming at a mark), or from
extensive statistics (as in tables of human stature). In all such cases
therefore the main desideratum is already taken for granted, and it may
reasonably be asked what remains to be done. The answers are various. For
one thing we may want to estimate the value of an average of many when
compared with an average of a few. Suppose that one man has collected
statistics including 1000 instances, and another has collected 4000 similar
instances. Common sense can recognize that the latter are better than the
former; but it has no idea how much better they are. Here, as elsewhere,
quantitative precision is the privilege of science. The answer we receive
possibility of any number of errors of any magnitude whatever.
(2) In the next place, instead of confining ourselves to the consideration of
an average of two or three only,—already, as we have seen, a tedious piece
of arithmetic,—we calculate the result of an average of any number, n. The
actual result is extremely simple. If the modulus of the single errors is c,
that of the average of n of these will be c ÷ √n.
(3) Finally we draw similar conclusions in reference to the sum or
difference of two averages of any numbers. Suppose, for instance, that
m errors were first taken and averaged, and then n similarly taken and
averaged. These averages will be nearly, but not quite, equal. Their sum or
difference,—these, of course, are indistinguishable in the end, since positive
and negative errors are supposed to be equal and opposite,—will itself be an
‘error’, every magnitude of which will have a certain assignable probability
or facility of occurrence. What we do is to assign the modulus of these
errors. The actual result again is simple. If c had been the modulus of the
single errors, that of the sum or difference of the averages of m and n of
them will be
c√
1 + 1.
m n
§ 20. So far, the problem under investigation has been of a direct kind. We
have supposed that the ultimate mean value or central position has been
given to us; either à priori (as in many games of chance), or from more
immediate physical considerations (as in aiming at a mark), or from
extensive statistics (as in tables of human stature). In all such cases
therefore the main desideratum is already taken for granted, and it may
reasonably be asked what remains to be done. The answers are various. For
one thing we may want to estimate the value of an average of many when
compared with an average of a few. Suppose that one man has collected
statistics including 1000 instances, and another has collected 4000 similar
instances. Common sense can recognize that the latter are better than the
former; but it has no idea how much better they are. Here, as elsewhere,
quantitative precision is the privilege of science. The answer we receive
Page 438
from this quarter is that, in the long run, the modulus,—and with this the
probable error, the mean error, and the error of mean square, which all vary
in proportion,—diminishes inversely as the square root of the number of
measurements or observations. (This follows from the second of the above
formulæ.) Accordingly the probable error of the more extensive statistics
here is one half that of the less extensive. Take another instance.
Observation shows that “the mean height of 2,315 criminals differs from the
mean height of 8,585 members of the general adult population by about two
inches” (v. Edgeworth, Methods of Statistics: Stat. Soc. Journ. 1885). As
before, common sense would feel little doubt that such a difference was
significant, but it could give no numerical estimate of the significance.
Appealing to science, we see that this is an illustration of the third of the
above formulæ. What we really want to know is the odds against the
averages of two large batches differing by an assigned amount: in this case
by an amount equalling twenty-five times the modulus of the variable
quantity. The odds against this are many billions to one.
§ 21. The number of direct problems which will thus admit of solution is
very great, but we must confine ourselves here to the main inverse problem
to which the foregoing discussion is a preliminary. It is this. Given a few
only of one of these groups of measurements or observations; what can we
do with these, in the way of determining that mean about which they would
ultimately be found to cluster? Given a large number of them, they would
betray the position of their ultimate centre with constantly increasing
certainty: but we are now supposing that there are only a few of them at
hand, say half a dozen, and that we have no power at present to add to the
number.
In other words,—expressing ourselves by the aid of graphical illustration,
which is perhaps the best method for the novice and for the logical student,
—in the direct problem we merely have to draw the curve of frequency
from a knowledge of its determining elements; viz. the position of the
centre, and the numerical value of the modulus. In the inverse problem, on
the other hand, we have three elements at least, to determine. For not only
must we, (1), as before, determine whereabouts the centre may be assumed
to lie; and (2), as before, determine the value of the modulus or degree of
dispersion about this centre. This does not complete our knowledge. Since
probable error, the mean error, and the error of mean square, which all vary
in proportion,—diminishes inversely as the square root of the number of
measurements or observations. (This follows from the second of the above
formulæ.) Accordingly the probable error of the more extensive statistics
here is one half that of the less extensive. Take another instance.
Observation shows that “the mean height of 2,315 criminals differs from the
mean height of 8,585 members of the general adult population by about two
inches” (v. Edgeworth, Methods of Statistics: Stat. Soc. Journ. 1885). As
before, common sense would feel little doubt that such a difference was
significant, but it could give no numerical estimate of the significance.
Appealing to science, we see that this is an illustration of the third of the
above formulæ. What we really want to know is the odds against the
averages of two large batches differing by an assigned amount: in this case
by an amount equalling twenty-five times the modulus of the variable
quantity. The odds against this are many billions to one.
§ 21. The number of direct problems which will thus admit of solution is
very great, but we must confine ourselves here to the main inverse problem
to which the foregoing discussion is a preliminary. It is this. Given a few
only of one of these groups of measurements or observations; what can we
do with these, in the way of determining that mean about which they would
ultimately be found to cluster? Given a large number of them, they would
betray the position of their ultimate centre with constantly increasing
certainty: but we are now supposing that there are only a few of them at
hand, say half a dozen, and that we have no power at present to add to the
number.
In other words,—expressing ourselves by the aid of graphical illustration,
which is perhaps the best method for the novice and for the logical student,
—in the direct problem we merely have to draw the curve of frequency
from a knowledge of its determining elements; viz. the position of the
centre, and the numerical value of the modulus. In the inverse problem, on
the other hand, we have three elements at least, to determine. For not only
must we, (1), as before, determine whereabouts the centre may be assumed
to lie; and (2), as before, determine the value of the modulus or degree of
dispersion about this centre. This does not complete our knowledge. Since
Page 439
neither of these two elements is assigned with certainty, we want what is
always required in the Theory of Chances, viz. some estimate of their
probable truth. That is, after making the best assignment we can as to the
value of these elements, we want also to assign numerically the ‘probable
error’ committed in such assignment. Nothing more than this can be
attained in Probability, but nothing less than this should be set before us.
§ 22. (1) As regards the first of these questions, the answer is very simple.
Whether the number of measurements or observations be few or many, we
must make the assumption that their average is the point we want; that is,
that the average of the few will coincide with the ultimate average. This is
the best, in fact the only assumption we can make. We should adopt this
plan, of course, in the extreme case of there being only one value before us,
by just taking that one; and our confidence increases slowly with the
number of values before us. The only difference therefore here between
knowledge resting upon such data, and knowledge resting upon complete
data, lies not in the result obtained but in the confidence with which we
entertain it.
§ 23. (2) As regards the second question, viz. the determination of the
modulus or degree of dispersion about the mean, much the same may be
said. That is, we adopt the same rule for the determination of the E.M.S.
(error of mean square) by which the modulus is assigned, as we should
adopt if we possessed full Information. Or rather we are confined to one of
the rules given on p. 473, viz. the second, for by supposition we have
neither the à priori knowledge which would be able to supply the first, nor
a sufficient number of observations to justify the third. That is, we reckon
the errors, measured from the average, and calculate their mean square:
twice this is equal to the square of the modulus of the probable curve of
facility.[8]
§ 24. (3) The third question demands for its solution somewhat advanced
mathematics; but the results can be indicated without much difficulty. A
popular way of stating our requirement would be to say that we want to
know how likely it is that the mean of the few, which we have thus
accepted, shall coincide with the true mean. But this would be to speak
loosely, for the chances are of course indefinitely great against such precise
always required in the Theory of Chances, viz. some estimate of their
probable truth. That is, after making the best assignment we can as to the
value of these elements, we want also to assign numerically the ‘probable
error’ committed in such assignment. Nothing more than this can be
attained in Probability, but nothing less than this should be set before us.
§ 22. (1) As regards the first of these questions, the answer is very simple.
Whether the number of measurements or observations be few or many, we
must make the assumption that their average is the point we want; that is,
that the average of the few will coincide with the ultimate average. This is
the best, in fact the only assumption we can make. We should adopt this
plan, of course, in the extreme case of there being only one value before us,
by just taking that one; and our confidence increases slowly with the
number of values before us. The only difference therefore here between
knowledge resting upon such data, and knowledge resting upon complete
data, lies not in the result obtained but in the confidence with which we
entertain it.
§ 23. (2) As regards the second question, viz. the determination of the
modulus or degree of dispersion about the mean, much the same may be
said. That is, we adopt the same rule for the determination of the E.M.S.
(error of mean square) by which the modulus is assigned, as we should
adopt if we possessed full Information. Or rather we are confined to one of
the rules given on p. 473, viz. the second, for by supposition we have
neither the à priori knowledge which would be able to supply the first, nor
a sufficient number of observations to justify the third. That is, we reckon
the errors, measured from the average, and calculate their mean square:
twice this is equal to the square of the modulus of the probable curve of
facility.[8]
§ 24. (3) The third question demands for its solution somewhat advanced
mathematics; but the results can be indicated without much difficulty. A
popular way of stating our requirement would be to say that we want to
know how likely it is that the mean of the few, which we have thus
accepted, shall coincide with the true mean. But this would be to speak
loosely, for the chances are of course indefinitely great against such precise
Page 440
coincidence. What we really do is to assign the ‘probable error’; that is, to
assign a limit which it is as likely as not that the discrepancy between the
inferred mean and the true mean should exceed.[9] To take a numerical
example: suppose we had made several measurements of a wall with a tape,
and that the average of these was 150 feet. The scrupulous surveyor would
give us this result, with some such correction as this added,—‘probable
error 3 inches’. All that this means is that we may assume that the true value
is 150 feet, with a confidence that in half the cases (of this description) in
which we did so, we should really be within three inches of the truth.
The expression for this probable error is a simple multiple of the modulus:
it is the modulus multiplied by 0.4769…. That it should be some function of
the modulus, or E.M.S., seems plausible enough; for the greater the errors,
—in other words the wider the observed discrepancy amongst our
measurements,—the less must be the confidence we can feel in the
accuracy of our determination of the mean. But, of course, without
mathematics we should be quite unable to attempt any numerical
assignment.
§ 25. The general conclusion therefore is that the determination of the curve
of facility,—and therefore ultimately of every conclusion which rests upon
a knowledge of this curve,—where only a few observations are available, is
of just the same kind as where an infinity are available. The rules for
obtaining it are the same, but the confidence with which it can be accepted
is less.
The knowledge, therefore, obtainable by an average of a small number of
measurements of any kind, hardly differs except in degree from that which
would be attainable by an indefinitely extensive series of them. We know
the same sort of facts, only we are less certain about them. But, on the other
hand, the knowledge yielded by an average even of a small number differs
in kind from that which is yielded by a single measurement. Revert to our
marksman, whose bullseye is supposed to have been afterwards removed. If
he had fired only a single shot, not only should we be less certain of the
point he had aimed at, but we should have no means whatever of guessing
at the quality of his shooting, or of inferring in consequence anything about
the probable remoteness of the next shot from that which had gone before.
assign a limit which it is as likely as not that the discrepancy between the
inferred mean and the true mean should exceed.[9] To take a numerical
example: suppose we had made several measurements of a wall with a tape,
and that the average of these was 150 feet. The scrupulous surveyor would
give us this result, with some such correction as this added,—‘probable
error 3 inches’. All that this means is that we may assume that the true value
is 150 feet, with a confidence that in half the cases (of this description) in
which we did so, we should really be within three inches of the truth.
The expression for this probable error is a simple multiple of the modulus:
it is the modulus multiplied by 0.4769…. That it should be some function of
the modulus, or E.M.S., seems plausible enough; for the greater the errors,
—in other words the wider the observed discrepancy amongst our
measurements,—the less must be the confidence we can feel in the
accuracy of our determination of the mean. But, of course, without
mathematics we should be quite unable to attempt any numerical
assignment.
§ 25. The general conclusion therefore is that the determination of the curve
of facility,—and therefore ultimately of every conclusion which rests upon
a knowledge of this curve,—where only a few observations are available, is
of just the same kind as where an infinity are available. The rules for
obtaining it are the same, but the confidence with which it can be accepted
is less.
The knowledge, therefore, obtainable by an average of a small number of
measurements of any kind, hardly differs except in degree from that which
would be attainable by an indefinitely extensive series of them. We know
the same sort of facts, only we are less certain about them. But, on the other
hand, the knowledge yielded by an average even of a small number differs
in kind from that which is yielded by a single measurement. Revert to our
marksman, whose bullseye is supposed to have been afterwards removed. If
he had fired only a single shot, not only should we be less certain of the
point he had aimed at, but we should have no means whatever of guessing
at the quality of his shooting, or of inferring in consequence anything about
the probable remoteness of the next shot from that which had gone before.
Page 441
But directly we have a plurality of shots before us, we not merely feel more
confident as to whereabouts the centre of aim was, but we also gain some
knowledge as to how the future shots will cluster about the spot thus
indicated. The quality of his shooting begins at once to be betrayed by the
results.
§ 26. Thus far we have been supposing the Law of Facility to be of the
Binomial type. There are several reasons for discussing this at such
comparative length. For one thing it is the only type which,—or something
approximately resembling which,—is actually prevalent over a wide range
of phenomena. Then again, in spite of its apparent intricacy, it is really one
of the simplest to deal with; owing to the fact that every curve of facility
derived from it by taking averages simply repeats the same type again. The
curve of the average only differs from that of the single elements in having
a smaller modulus; and its modulus is smaller in a ratio which is
exceedingly easy to give. If that of the one is c, that of the other (derived by
c
averaging n single elements) is √n .
But for understanding the theory of averages we must consider other cases
as well. Take then one which is intrinsically as simple as it possibly can be,
viz. that in which all values within certain assigned limits are equally
probable. This is a case familiar enough in abstract Probability, though, as
just remarked, not so common in natural phenomena. It is the state of things
when we act at random directly upon the objects of choice;[10] as when, for
instance, we choose digits at random out of a table of logarithms.
The reader who likes to do so can without much labour work out the result
of taking an average of two or three results by proceeding in exactly the
same way which we adopted on p. 476. The ‘curve of facility’ with which
we have to start in this case has become of course simply a finite straight
line. Treating the question as one of simple combinations, we may divide
the line into a number of equal parts, by equidistant points; and then
proceed to take these two and two together in every possible way, as we did
in the case discussed some pages back.
If we did so, what we should find would be this. When an average of two is
taken, the ‘curve of facility’ of the average becomes a triangle with the
confident as to whereabouts the centre of aim was, but we also gain some
knowledge as to how the future shots will cluster about the spot thus
indicated. The quality of his shooting begins at once to be betrayed by the
results.
§ 26. Thus far we have been supposing the Law of Facility to be of the
Binomial type. There are several reasons for discussing this at such
comparative length. For one thing it is the only type which,—or something
approximately resembling which,—is actually prevalent over a wide range
of phenomena. Then again, in spite of its apparent intricacy, it is really one
of the simplest to deal with; owing to the fact that every curve of facility
derived from it by taking averages simply repeats the same type again. The
curve of the average only differs from that of the single elements in having
a smaller modulus; and its modulus is smaller in a ratio which is
exceedingly easy to give. If that of the one is c, that of the other (derived by
c
averaging n single elements) is √n .
But for understanding the theory of averages we must consider other cases
as well. Take then one which is intrinsically as simple as it possibly can be,
viz. that in which all values within certain assigned limits are equally
probable. This is a case familiar enough in abstract Probability, though, as
just remarked, not so common in natural phenomena. It is the state of things
when we act at random directly upon the objects of choice;[10] as when, for
instance, we choose digits at random out of a table of logarithms.
The reader who likes to do so can without much labour work out the result
of taking an average of two or three results by proceeding in exactly the
same way which we adopted on p. 476. The ‘curve of facility’ with which
we have to start in this case has become of course simply a finite straight
line. Treating the question as one of simple combinations, we may divide
the line into a number of equal parts, by equidistant points; and then
proceed to take these two and two together in every possible way, as we did
in the case discussed some pages back.
If we did so, what we should find would be this. When an average of two is
taken, the ‘curve of facility’ of the average becomes a triangle with the
Page 442
initial straight line for base; so that the ultimate mean or central point
becomes the likeliest result even with this commencement of the averaging
process. If we were to take averages of three, four, and so on, what we
should find would be that the Binomial law begins to display itself here.
The familiar bell shape of the exponential curve would be more and more
closely approximated to, until we obtained something quite
indistinguishable from it.
§ 27. The conclusion therefore is that when we are dealing with averages
involving a considerable number it is not necessary, in general, to
presuppose the binomial law of distribution in our original data. The law of
arrangement of what we may call the derived curve, viz. that corresponding
to the averages, will not be appreciably affected thereby. Accordingly we
seem to be justified in bringing to bear all the same apparatus of calculation
as in the former case. We take the initial average as the probable position of
the true centre or ultimate average: we estimate the probability that we are
within an assignable distance of the truth in so doing by calculating the
‘error of mean square’; and we appeal to this same element to determine the
modulus, i.e. the amount of contraction or dispersion, of our derived curve
of facility.
The same general considerations will apply to most other kinds of Law of
Facility. Broadly speaking,—we shall come to the examination of certain
exceptions immediately,—whatever may have been the primitive
arrangement (i.e. that of the single results) the arrangement of the derived
results (i.e. that of the averages) will be more crowded up towards the
centre. This follows from the characteristic of combinations already
noticed, viz. that extreme values can only be got at by a repetition of several
extremes, whereas intermediate values can be got at either by repetition of
intermediates or through the counteraction of opposite extremes. Provided
the original distribution be symmetrical about the centre, and provided the
limits of possible error be finite, or if infinite, that the falling off of
frequency as we recede from the mean be very rapid, then the results of
taking averages will be better than those of trusting to single results.
§ 28. We will now take notice of an exceptional case. We shall do so, not
because it is one which can often actually occur, but because the
becomes the likeliest result even with this commencement of the averaging
process. If we were to take averages of three, four, and so on, what we
should find would be that the Binomial law begins to display itself here.
The familiar bell shape of the exponential curve would be more and more
closely approximated to, until we obtained something quite
indistinguishable from it.
§ 27. The conclusion therefore is that when we are dealing with averages
involving a considerable number it is not necessary, in general, to
presuppose the binomial law of distribution in our original data. The law of
arrangement of what we may call the derived curve, viz. that corresponding
to the averages, will not be appreciably affected thereby. Accordingly we
seem to be justified in bringing to bear all the same apparatus of calculation
as in the former case. We take the initial average as the probable position of
the true centre or ultimate average: we estimate the probability that we are
within an assignable distance of the truth in so doing by calculating the
‘error of mean square’; and we appeal to this same element to determine the
modulus, i.e. the amount of contraction or dispersion, of our derived curve
of facility.
The same general considerations will apply to most other kinds of Law of
Facility. Broadly speaking,—we shall come to the examination of certain
exceptions immediately,—whatever may have been the primitive
arrangement (i.e. that of the single results) the arrangement of the derived
results (i.e. that of the averages) will be more crowded up towards the
centre. This follows from the characteristic of combinations already
noticed, viz. that extreme values can only be got at by a repetition of several
extremes, whereas intermediate values can be got at either by repetition of
intermediates or through the counteraction of opposite extremes. Provided
the original distribution be symmetrical about the centre, and provided the
limits of possible error be finite, or if infinite, that the falling off of
frequency as we recede from the mean be very rapid, then the results of
taking averages will be better than those of trusting to single results.
§ 28. We will now take notice of an exceptional case. We shall do so, not
because it is one which can often actually occur, but because the
Page 443
consideration of it will force us to ask ourselves with some minuteness what
we mean in the above instances by calling the results of the averages
‘better’ than those of the individual values. A diagram will bring home to us
the point of the difficulty better than any verbal or symbolic description.
The black line represents a Law of Error easily stated in words, and one
which, as we shall subsequently see, can be conceived as occurring in
practice. It represents a state of things under which up to a certain distance
from O, on each side, viz. to A and B, the probability of an error diminishes
uniformly with the distance from O; whilst beyond these points, up to E
and F, the probability of error remains constant. The dotted line represents
the resultant Law of Error obtained by taking the average of the former two
and two together. Now is the latter ‘better’ than the former? Under it,
certainly, great errors are less frequent and intermediate ones more frequent;
but then on the other hand the small errors are less frequent: is this state of
things on the whole an improvement or not? This requires us to reconsider
the whole question.
§ 29. In all the cases discussed in the previous sections the superiority of the
curve of averages over that of the single results showed itself at every point.
The big errors were scarcer and the small errors were commoner; it was
only just at one intermediate point that the two were on terms of equality,
and this point was not supposed to possess any particular significance or
importance. Accordingly we had no occasion to analyse the various cases
included under the general relation. It was enough to say that one was better
than the other, and it was sufficient for all purposes to take the ‘modulus’ as
the measure of this superiority. In fact we are quite safe in simply saying
that the average of those average results is better than that of the individual
ones.
we mean in the above instances by calling the results of the averages
‘better’ than those of the individual values. A diagram will bring home to us
the point of the difficulty better than any verbal or symbolic description.
The black line represents a Law of Error easily stated in words, and one
which, as we shall subsequently see, can be conceived as occurring in
practice. It represents a state of things under which up to a certain distance
from O, on each side, viz. to A and B, the probability of an error diminishes
uniformly with the distance from O; whilst beyond these points, up to E
and F, the probability of error remains constant. The dotted line represents
the resultant Law of Error obtained by taking the average of the former two
and two together. Now is the latter ‘better’ than the former? Under it,
certainly, great errors are less frequent and intermediate ones more frequent;
but then on the other hand the small errors are less frequent: is this state of
things on the whole an improvement or not? This requires us to reconsider
the whole question.
§ 29. In all the cases discussed in the previous sections the superiority of the
curve of averages over that of the single results showed itself at every point.
The big errors were scarcer and the small errors were commoner; it was
only just at one intermediate point that the two were on terms of equality,
and this point was not supposed to possess any particular significance or
importance. Accordingly we had no occasion to analyse the various cases
included under the general relation. It was enough to say that one was better
than the other, and it was sufficient for all purposes to take the ‘modulus’ as
the measure of this superiority. In fact we are quite safe in simply saying
that the average of those average results is better than that of the individual
ones.
Page 444
When however we proceed in what Hume calls “the sifting humour,” and
enquire why it is sufficient thus to trust to the average; we find, in addition
to the considerations hitherto advanced, that some postulate was required as
to the consequences of the errors we incur. It involved an estimate of what
is sometimes called the ‘detriment’ of an error. It seemed to take for granted
that large and small errors all stand upon the same general footing of being
mischievous in their consequences, but that their evil effects increase in a
greater ratio than that of their own magnitude.
§ 30. Suppose, for comparison, a case in which the importance of an error is
directly proportional to its magnitude (of course we suppose positive and
negative errors to balance each other in the long run): it does not appear that
any advantage would be gained by taking averages. Something of this sort
may be considered to prevail in cases of mere purchase and sale. Suppose
that any one had to buy a very large number of yards of cloth at a constant
price per yard: that he had to do this, say, five times a day for many days in
succession. And conceive that the measurement of the cloth was roughly
estimated on each separate occasion, with resultant errors which are as
likely to be in excess as in defect. Would it make the slightest difference to
him whether he paid separately for each piece; or whether the five
estimated lengths were added together, their average taken, and he were
charged with this average price for each piece? In the latter case the errors
which will be made in the estimation of each piece will of course be less in
the long run than they would be in the former: will this be of any
consequence? The answer surely is that it will not make the slightest
difference to either party in the bargain. In the long run, since the same
parties are concerned, it will not matter whether the intermediate errors
have been small or large.
Of course nothing of this sort can be regarded as the general rule. In almost
every case in which we have to make measurements we shall find that large
errors are much more mischievous than small ones, that is, mischievous in a
greater ratio than that of their mere magnitude. Even in purchase and sale,
where different purchasers are concerned, this must be so, for the pleasure
of him who is overserved will hardly equal the pain of him who is
underserved. And in many cases of scientific measurement large errors may
enquire why it is sufficient thus to trust to the average; we find, in addition
to the considerations hitherto advanced, that some postulate was required as
to the consequences of the errors we incur. It involved an estimate of what
is sometimes called the ‘detriment’ of an error. It seemed to take for granted
that large and small errors all stand upon the same general footing of being
mischievous in their consequences, but that their evil effects increase in a
greater ratio than that of their own magnitude.
§ 30. Suppose, for comparison, a case in which the importance of an error is
directly proportional to its magnitude (of course we suppose positive and
negative errors to balance each other in the long run): it does not appear that
any advantage would be gained by taking averages. Something of this sort
may be considered to prevail in cases of mere purchase and sale. Suppose
that any one had to buy a very large number of yards of cloth at a constant
price per yard: that he had to do this, say, five times a day for many days in
succession. And conceive that the measurement of the cloth was roughly
estimated on each separate occasion, with resultant errors which are as
likely to be in excess as in defect. Would it make the slightest difference to
him whether he paid separately for each piece; or whether the five
estimated lengths were added together, their average taken, and he were
charged with this average price for each piece? In the latter case the errors
which will be made in the estimation of each piece will of course be less in
the long run than they would be in the former: will this be of any
consequence? The answer surely is that it will not make the slightest
difference to either party in the bargain. In the long run, since the same
parties are concerned, it will not matter whether the intermediate errors
have been small or large.
Of course nothing of this sort can be regarded as the general rule. In almost
every case in which we have to make measurements we shall find that large
errors are much more mischievous than small ones, that is, mischievous in a
greater ratio than that of their mere magnitude. Even in purchase and sale,
where different purchasers are concerned, this must be so, for the pleasure
of him who is overserved will hardly equal the pain of him who is
underserved. And in many cases of scientific measurement large errors may
Page 445
be simply fatal, in the sense that if there were no reasonable prospect of
avoiding them we should not care to undertake the measurement at all.
§ 31. If we were only concerned with practical considerations we might stop
at this point; but if we want to realize the full logical import of average-
taking as a means to this particular end, viz. of estimating some assigned
magnitude, we must look more closely into such an exceptional case as that
which was indicated in the figure on p. 493. What we there assumed was a
state of things in reference to which extremely small errors were very
frequent, but that when once we got beyond a certain small range all other
errors, within considerable limits, were equally likely.
It is not difficult to imagine an example which will aptly illustrate the case
in point: at worst it may seem a little far-fetched. Conceive then that some
firm in England received a hurried order to supply a portion of a machine,
say a steam-engine, to customers at a distant place; and that it was
absolutely essential that the work should be true to the tenth of an inch for it
to be of any use. But conceive also that two specifications had been sent,
resting on different measurements, in one of which the length of the
requisite piece was described as sixty and in the other sixty-one inches. On
the assumption of any ordinary law of error, whether of the binomial type or
not, there can be no doubt that the firm would make the best of a very bad
job by constructing a piece of 60 inches and a half: i.e. they would have a
better chance of being within the requisite tenth of an inch by so doing, than
by taking either of the two specifications at random and constructing it
accurately to this. But if the law were of the kind indicated in our diagram,
[11] then it seems equally certain that they would be less likely to be within
the requisite narrow margin by so doing. As a mere question of probability,
—that is, if such estimates were acted upon again and again,—there would
be fewer failures encountered by simply choosing one of the conflicting
measurements at random and working exactly to this, than by trusting to the
average of the two.
This suggests some further reflections as to the taking of averages. We will
turn now to another exceptional case, but one involving somewhat different
considerations than those which have been just discussed. As before, it may
be most conveniently introduced by commencing with an example.
avoiding them we should not care to undertake the measurement at all.
§ 31. If we were only concerned with practical considerations we might stop
at this point; but if we want to realize the full logical import of average-
taking as a means to this particular end, viz. of estimating some assigned
magnitude, we must look more closely into such an exceptional case as that
which was indicated in the figure on p. 493. What we there assumed was a
state of things in reference to which extremely small errors were very
frequent, but that when once we got beyond a certain small range all other
errors, within considerable limits, were equally likely.
It is not difficult to imagine an example which will aptly illustrate the case
in point: at worst it may seem a little far-fetched. Conceive then that some
firm in England received a hurried order to supply a portion of a machine,
say a steam-engine, to customers at a distant place; and that it was
absolutely essential that the work should be true to the tenth of an inch for it
to be of any use. But conceive also that two specifications had been sent,
resting on different measurements, in one of which the length of the
requisite piece was described as sixty and in the other sixty-one inches. On
the assumption of any ordinary law of error, whether of the binomial type or
not, there can be no doubt that the firm would make the best of a very bad
job by constructing a piece of 60 inches and a half: i.e. they would have a
better chance of being within the requisite tenth of an inch by so doing, than
by taking either of the two specifications at random and constructing it
accurately to this. But if the law were of the kind indicated in our diagram,
[11] then it seems equally certain that they would be less likely to be within
the requisite narrow margin by so doing. As a mere question of probability,
—that is, if such estimates were acted upon again and again,—there would
be fewer failures encountered by simply choosing one of the conflicting
measurements at random and working exactly to this, than by trusting to the
average of the two.
This suggests some further reflections as to the taking of averages. We will
turn now to another exceptional case, but one involving somewhat different
considerations than those which have been just discussed. As before, it may
be most conveniently introduced by commencing with an example.
Page 446
§ 32. Suppose then that two scouts were sent to take the calibre of a gun in a
hostile fort,—we may conceive that the fort was to be occupied next day,
and used against the enemy, and that it was important to have a supply of
shot or shell,—and that the result is that one of them reports the calibre to
be 8 inches and the other 9. Would it be wise to assume that the mean of
these two, viz. 812 inches, was a likelier value than either separately?
The answer seems to be this. If we have reason to suppose that the possible
calibres partake of the nature of a continuous magnitude,—i.e. that all
values, with certain limits, are to be considered as admissible, (an
assumption which we always make in our ordinary inverse step from an
observation or magnitude to the thing observed or measured)—then we
should be justified in selecting the average as the likelier value. But if, on
the other hand, we had reason to suppose that whole inches are always or
generally preferred, as is in fact the case now with heavy guns, we should
do better to take, even at hazard, one of the two estimates set before us, and
trust this alone instead of taking an average of the two.
§ 33. The principle upon which we act here may be stated thus. Just as in
the direct process of calculating or displaying the ‘errors’, whether in an
algebraic formula or in a diagram, we generally assume that their possibility
is continuous, i.e. that all intermediate values are possible; so, in the inverse
process of determining the probable position of the original from the known
value of two or more errors, we assume that that position is capable of
falling at any point whatever between certain limits. In such an example as
the above, where we know or suspect a discontinuity of that possibility of
position, the value of the average may be entirely destroyed.
In the above example we were supposed to know that the calibre of the
guns was likely to run in English inches or in some other recognized units.
But if the battery were in China or Japan, and we knew nothing of the
standards of length in use there, we could no longer appeal to this principle.
It is doubtless highly probable that those calibres are not of the nature of
continuously varying magnitudes; but in an entire ignorance of the
standards actually adopted, we are to all intents and purposes in the same
position as if they were of that continuous nature. When this is so the
objections to trusting to the average would no longer hold good, and if we
hostile fort,—we may conceive that the fort was to be occupied next day,
and used against the enemy, and that it was important to have a supply of
shot or shell,—and that the result is that one of them reports the calibre to
be 8 inches and the other 9. Would it be wise to assume that the mean of
these two, viz. 812 inches, was a likelier value than either separately?
The answer seems to be this. If we have reason to suppose that the possible
calibres partake of the nature of a continuous magnitude,—i.e. that all
values, with certain limits, are to be considered as admissible, (an
assumption which we always make in our ordinary inverse step from an
observation or magnitude to the thing observed or measured)—then we
should be justified in selecting the average as the likelier value. But if, on
the other hand, we had reason to suppose that whole inches are always or
generally preferred, as is in fact the case now with heavy guns, we should
do better to take, even at hazard, one of the two estimates set before us, and
trust this alone instead of taking an average of the two.
§ 33. The principle upon which we act here may be stated thus. Just as in
the direct process of calculating or displaying the ‘errors’, whether in an
algebraic formula or in a diagram, we generally assume that their possibility
is continuous, i.e. that all intermediate values are possible; so, in the inverse
process of determining the probable position of the original from the known
value of two or more errors, we assume that that position is capable of
falling at any point whatever between certain limits. In such an example as
the above, where we know or suspect a discontinuity of that possibility of
position, the value of the average may be entirely destroyed.
In the above example we were supposed to know that the calibre of the
guns was likely to run in English inches or in some other recognized units.
But if the battery were in China or Japan, and we knew nothing of the
standards of length in use there, we could no longer appeal to this principle.
It is doubtless highly probable that those calibres are not of the nature of
continuously varying magnitudes; but in an entire ignorance of the
standards actually adopted, we are to all intents and purposes in the same
position as if they were of that continuous nature. When this is so the
objections to trusting to the average would no longer hold good, and if we
Page 447
had only one opportunity, or a very few opportunities, we should do best to
adhere to the customary practice.
§ 34. When however we are able to collect and compare a large number of
measurements of various objects, this consideration of the probable
discontinuity of the objects we thus measure,—that is, their tendency to
assume some one or other of a finite number of distinct magnitudes, instead
of showing an equal readiness to adapt themselves to all intermediate
values,—again assumes importance. In fact, given a sufficient number of
measurable objects, we can actually deduce with much probability the
standard according to which the things in question were made.
This is the problem which Mr Flinders Petrie has attacked with so much
acuteness and industry in his work on Inductive Metrology, a work which,
merely on the ground of its speculative interest, may well be commended to
the student of Probability. The main principles on which the reasoning is
based are these two:—(1) that all artificers are prone to construct their
works according to round numbers, or simple fractions, of their units of
measurement; and (2) that, aiming to secure this, they will stray from it in
tolerable accordance with the law of error. The result of these two
assumptions is that if we collect a very large number of measurements of
the different parts and proportions of some ancient building,—say an
Egyptian temple,—whilst no assignable length is likely to be permanently
unrepresented, yet we find a marked tendency for the measurements to
cluster about certain determinate points in our own, or any other standard
scale of measurement. These points mark the length of the standard, or of
some multiple or submultiple of the standard, employed by the old builders.
It need hardly be said that there are a multitude of practical considerations
to be taken into account before this method can be expected to give
trustworthy results, but the leading principles upon which it rests are
comparatively simple.
§ 35. The case just considered is really nothing else than the recurrence,
under a different application, of one which occupied our attention at a very
early stage. We noticed (Chap. II.) the possibility of a curve of facility
which instead of having a single vertex like that corresponding to the
common law of error, should display two humps or vertices. It can readily
adhere to the customary practice.
§ 34. When however we are able to collect and compare a large number of
measurements of various objects, this consideration of the probable
discontinuity of the objects we thus measure,—that is, their tendency to
assume some one or other of a finite number of distinct magnitudes, instead
of showing an equal readiness to adapt themselves to all intermediate
values,—again assumes importance. In fact, given a sufficient number of
measurable objects, we can actually deduce with much probability the
standard according to which the things in question were made.
This is the problem which Mr Flinders Petrie has attacked with so much
acuteness and industry in his work on Inductive Metrology, a work which,
merely on the ground of its speculative interest, may well be commended to
the student of Probability. The main principles on which the reasoning is
based are these two:—(1) that all artificers are prone to construct their
works according to round numbers, or simple fractions, of their units of
measurement; and (2) that, aiming to secure this, they will stray from it in
tolerable accordance with the law of error. The result of these two
assumptions is that if we collect a very large number of measurements of
the different parts and proportions of some ancient building,—say an
Egyptian temple,—whilst no assignable length is likely to be permanently
unrepresented, yet we find a marked tendency for the measurements to
cluster about certain determinate points in our own, or any other standard
scale of measurement. These points mark the length of the standard, or of
some multiple or submultiple of the standard, employed by the old builders.
It need hardly be said that there are a multitude of practical considerations
to be taken into account before this method can be expected to give
trustworthy results, but the leading principles upon which it rests are
comparatively simple.
§ 35. The case just considered is really nothing else than the recurrence,
under a different application, of one which occupied our attention at a very
early stage. We noticed (Chap. II.) the possibility of a curve of facility
which instead of having a single vertex like that corresponding to the
common law of error, should display two humps or vertices. It can readily
Page 448
be shown that this problem of the measurements of ancient buildings, is
nothing more than the reopening of the same question, in a slightly more
complex form, in reference to the question of the functions of an average.
Take a simple example. Suppose an instance in which great errors, of a
certain approximate magnitude, are distinctly more likely to be committed
than small ones, so that the curve of facility, instead of rising into one peak
towards the centre, as in that of the familiar law of error, shows a
depression or valley there. Imagine, in fact, two binomial curves, with a
short interval between their centres. Now if we were to calculate the result
of taking averages here we should find that this at once tends to fill up the
valley; and if we went on long enough, that is, if we kept on taking averages
of sufficiently large numbers, a peak would begin to arise in the centre. In
fact the familiar single binomial curve would begin to make its appearance.
§ 36. The question then at once suggests itself, ought we to do this? Shall
we give the average free play to perform its allotted function of thus
crowding things up towards the centre? To answer this question we must
introduce a distinction. If that peculiar double-peaked curve had been, as it
conceivably might, a true error-curve,—that is, if it had represented the
divergences actually made in aiming at the real centre,—the result would be
just what we should want. It would furnish an instance of the advantages to
be gained by taking averages even in circumstances which were originally
unfavourable. It is not difficult to suggest an appropriate illustration.
Suppose a man firing at a mark from some sheltered spot, but such that the
range crossed a broad exposed valley up or down which a strong wind was
generally blowing. If the shot-marks were observed we should find them
clustering about two centres to the right and left of the bullseye. And if the
results were plotted out in a curve they would yield such a double-peaked
curve as we have described. But if the winds were equally strong and
prevalent in opposite directions, we should find that the averaging process
redressed the consequent disturbance.
If however the curve represented, as it is decidedly more likely to do, some
outcome of natural phenomena in which there was, so to say, a real double
aim on the part of nature, it would be otherwise. Take, for instance, the
results of measuring a large number of people who belonged to two very
nothing more than the reopening of the same question, in a slightly more
complex form, in reference to the question of the functions of an average.
Take a simple example. Suppose an instance in which great errors, of a
certain approximate magnitude, are distinctly more likely to be committed
than small ones, so that the curve of facility, instead of rising into one peak
towards the centre, as in that of the familiar law of error, shows a
depression or valley there. Imagine, in fact, two binomial curves, with a
short interval between their centres. Now if we were to calculate the result
of taking averages here we should find that this at once tends to fill up the
valley; and if we went on long enough, that is, if we kept on taking averages
of sufficiently large numbers, a peak would begin to arise in the centre. In
fact the familiar single binomial curve would begin to make its appearance.
§ 36. The question then at once suggests itself, ought we to do this? Shall
we give the average free play to perform its allotted function of thus
crowding things up towards the centre? To answer this question we must
introduce a distinction. If that peculiar double-peaked curve had been, as it
conceivably might, a true error-curve,—that is, if it had represented the
divergences actually made in aiming at the real centre,—the result would be
just what we should want. It would furnish an instance of the advantages to
be gained by taking averages even in circumstances which were originally
unfavourable. It is not difficult to suggest an appropriate illustration.
Suppose a man firing at a mark from some sheltered spot, but such that the
range crossed a broad exposed valley up or down which a strong wind was
generally blowing. If the shot-marks were observed we should find them
clustering about two centres to the right and left of the bullseye. And if the
results were plotted out in a curve they would yield such a double-peaked
curve as we have described. But if the winds were equally strong and
prevalent in opposite directions, we should find that the averaging process
redressed the consequent disturbance.
If however the curve represented, as it is decidedly more likely to do, some
outcome of natural phenomena in which there was, so to say, a real double
aim on the part of nature, it would be otherwise. Take, for instance, the
results of measuring a large number of people who belonged to two very
Page 449
heterogeneous races. The curve of facility would here be of the kind
indicated on p. 45, and if the numbers of the two commingled races were
equal it would display a pair of twin peaks. Again the question arises,
‘ought’ we to involve the whole range within the scope of a single average?
The answer is that the obligation depends upon the purpose we have in
view. If we want to compare that heterogeneous race, as a whole, with some
other, or with itself at some other time, we shall do well to average without
analysis. All statistics of population, as we have already seen (v. p. 47), are
forced to neglect a multitude of discriminating characteristics of the kind in
question. But if our object were to interpret the causes of this abnormal
error-curve we should do well to break up the statistics into corresponding
parts, and subject these to analysis separately.
Similarly with the measurements of the ancient buildings. In this case if all
our various ‘errors’ were thrown together into one group of statistics we
should find that the resultant curve of facility displayed, not two peaks only,
but a succession of them; and these of various magnitudes, corresponding to
the frequency of occurrence of each particular measurement. We might take
an average of the whole, but hardly any rational purpose could be subserved
in so doing; whereas each separate point of maximum frequency of
occurrence has something significant to teach us.
§ 37. One other peculiar case may be noticed in conclusion. Suppose a
distinctly asymmetrical, or lop-sided curve of facility, such as this:—
indicated on p. 45, and if the numbers of the two commingled races were
equal it would display a pair of twin peaks. Again the question arises,
‘ought’ we to involve the whole range within the scope of a single average?
The answer is that the obligation depends upon the purpose we have in
view. If we want to compare that heterogeneous race, as a whole, with some
other, or with itself at some other time, we shall do well to average without
analysis. All statistics of population, as we have already seen (v. p. 47), are
forced to neglect a multitude of discriminating characteristics of the kind in
question. But if our object were to interpret the causes of this abnormal
error-curve we should do well to break up the statistics into corresponding
parts, and subject these to analysis separately.
Similarly with the measurements of the ancient buildings. In this case if all
our various ‘errors’ were thrown together into one group of statistics we
should find that the resultant curve of facility displayed, not two peaks only,
but a succession of them; and these of various magnitudes, corresponding to
the frequency of occurrence of each particular measurement. We might take
an average of the whole, but hardly any rational purpose could be subserved
in so doing; whereas each separate point of maximum frequency of
occurrence has something significant to teach us.
§ 37. One other peculiar case may be noticed in conclusion. Suppose a
distinctly asymmetrical, or lop-sided curve of facility, such as this:—
Page 450
Laws of error, of which this is a graphical representation, are, I apprehend,
far from uncommon. The curve in question, is, in fact, but a slight
exaggeration of that of barometrical heights as referred to in the last
chapter; when it was explained that in such cases the mean, the median, and
the maximum ordinate would show a mutual divergence. The doubt here is
not, as in the preceding instances, whether or not a single average should be
taken, but rather what kind of average should be selected. As before, the
answer must depend upon the special purpose we have in view. For all
ordinary purposes of comparison between one time or place and another,
any average will answer, and we should therefore naturally take the
arithmetical, as the most familiar, or the median, as the simplest.
§ 38. Cases might however arise under which other kinds of average could
justify themselves, with a momentary notice of which we may now
conclude. Suppose, for instance, that the question involved here were one of
desirability of climate. The ordinary mean, depending as it does so largely
upon the number and magnitude of extreme values, might very reasonably
be considered a less appropriate test than that of judging simply by the
relatively most frequent value: in other words, by the maximum ordinate.
And various other points of view can be suggested in respect of which this
particular value would be the most suitable and significant.
In the foregoing case, viz. that of the weather curve, there was no objective
or ‘true’ value aimed at. But a curve closely resembling this would be
representative of that particular class of estimates indicated by Mr Galton,
and for which, as he has pointed out, the geometrical mean becomes the
only appropriate one. In this case the curve of facility ends abruptly at O: it
resembles a much foreshortened modification of the common exponential
form. Its characteristics have been discussed in the paper by Dr Macalister
already referred to, but any attempt to examine its properties here would
lead us into far too intricate details.
§ 39. The general conclusion from all this seems quite in accordance with
the nature and functions of an average as pointed out in the last chapter.
Every average, it was urged, is but a single representative intermediate
value substituted for a plurality of actual values. It must accordingly let slip
the bulk of the information involved in these latter. Occasionally, as in most
far from uncommon. The curve in question, is, in fact, but a slight
exaggeration of that of barometrical heights as referred to in the last
chapter; when it was explained that in such cases the mean, the median, and
the maximum ordinate would show a mutual divergence. The doubt here is
not, as in the preceding instances, whether or not a single average should be
taken, but rather what kind of average should be selected. As before, the
answer must depend upon the special purpose we have in view. For all
ordinary purposes of comparison between one time or place and another,
any average will answer, and we should therefore naturally take the
arithmetical, as the most familiar, or the median, as the simplest.
§ 38. Cases might however arise under which other kinds of average could
justify themselves, with a momentary notice of which we may now
conclude. Suppose, for instance, that the question involved here were one of
desirability of climate. The ordinary mean, depending as it does so largely
upon the number and magnitude of extreme values, might very reasonably
be considered a less appropriate test than that of judging simply by the
relatively most frequent value: in other words, by the maximum ordinate.
And various other points of view can be suggested in respect of which this
particular value would be the most suitable and significant.
In the foregoing case, viz. that of the weather curve, there was no objective
or ‘true’ value aimed at. But a curve closely resembling this would be
representative of that particular class of estimates indicated by Mr Galton,
and for which, as he has pointed out, the geometrical mean becomes the
only appropriate one. In this case the curve of facility ends abruptly at O: it
resembles a much foreshortened modification of the common exponential
form. Its characteristics have been discussed in the paper by Dr Macalister
already referred to, but any attempt to examine its properties here would
lead us into far too intricate details.
§ 39. The general conclusion from all this seems quite in accordance with
the nature and functions of an average as pointed out in the last chapter.
Every average, it was urged, is but a single representative intermediate
value substituted for a plurality of actual values. It must accordingly let slip
the bulk of the information involved in these latter. Occasionally, as in most
Page 451
ordinary measurements, the one thing which it represents is obviously the
thing we are in want of; and then the only question can be, which mean will
most accord with the ‘true’ value we are seeking. But when, as may happen
in most of the common applications of statistics, there is really no ‘true
value’ of an objective kind behind the phenomena, the problem may branch
out in various directions. We may have a variety of purposes to work out,
and these may demand some discrimination as regards the average most
appropriate for them. Whenever therefore we have any doubt whether the
familiar arithmetical average is suitable for the purpose in hand we must
first decide precisely what that purpose is.
1 Mr Mansfield Merriman published in 1877 (Trans. of the Connecticut
Acad.) a list of 408 writings on the subject of Least Squares.
2
In other words, we are to take the “centre of gravity” of the shot-marks,
regarding them as all of equal weight. This is, in reality, the ‘average’ of all
the marks, as the elementary geometrical construction for obtaining the
centre of gravity of a system of points will show; but it is not familiarly so
regarded. Of course, when we are dealing with such cases as occur in
Mensuration, where we have to combine or reconcile three or more
inconsistent equations, some such rule as that of Least Squares becomes
imperative. No taking of an average will get us out of the difficulty.
3 The only reason for supposing this exceptional shape is to secure
simplicity. The ordinary target, allowing errors in two dimensions, would
yield slightly more complicated results.
4 When first referred to, the general form of this equation was given (v.
h
p. 29). The special form here assigned, in which √π is substituted for A, is
commonly employed in Probability, because the integral of y dx, between
+∞ and −∞, becomes equal to unity. That is, the sum of all the mutually
exclusive possibilities is represented, as usual, by unity. In this form of
expression h is a quantity of the order x−1; for hx is to be a numerical
quantity, standing as it does as an index. The modulus, being the reciprocal
thing we are in want of; and then the only question can be, which mean will
most accord with the ‘true’ value we are seeking. But when, as may happen
in most of the common applications of statistics, there is really no ‘true
value’ of an objective kind behind the phenomena, the problem may branch
out in various directions. We may have a variety of purposes to work out,
and these may demand some discrimination as regards the average most
appropriate for them. Whenever therefore we have any doubt whether the
familiar arithmetical average is suitable for the purpose in hand we must
first decide precisely what that purpose is.
1 Mr Mansfield Merriman published in 1877 (Trans. of the Connecticut
Acad.) a list of 408 writings on the subject of Least Squares.
2
In other words, we are to take the “centre of gravity” of the shot-marks,
regarding them as all of equal weight. This is, in reality, the ‘average’ of all
the marks, as the elementary geometrical construction for obtaining the
centre of gravity of a system of points will show; but it is not familiarly so
regarded. Of course, when we are dealing with such cases as occur in
Mensuration, where we have to combine or reconcile three or more
inconsistent equations, some such rule as that of Least Squares becomes
imperative. No taking of an average will get us out of the difficulty.
3 The only reason for supposing this exceptional shape is to secure
simplicity. The ordinary target, allowing errors in two dimensions, would
yield slightly more complicated results.
4 When first referred to, the general form of this equation was given (v.
h
p. 29). The special form here assigned, in which √π is substituted for A, is
commonly employed in Probability, because the integral of y dx, between
+∞ and −∞, becomes equal to unity. That is, the sum of all the mutually
exclusive possibilities is represented, as usual, by unity. In this form of
expression h is a quantity of the order x−1; for hx is to be a numerical
quantity, standing as it does as an index. The modulus, being the reciprocal
Page 452
of this, is of the same order of quantities as the errors themselves. In fact, if
we multiply it by 0.4769… we have the so-called ‘probable error.’
5 See, for the explanation of this, and of the graphical method of illustrating
it, the note on p. 29.
6
Broadly speaking, we may say that the above remarks hold good of any
law of frequency of error in which there are actual limits, however wide, to
the possible magnitude of an error. If there are no limits to the possible
errors, this characteristic of an average to heap its results up towards the
centre will depend upon circumstances. When, as in the exponential curve,
the approximation to the base, as asymptote, is exceedingly rapid,—that is,
when the extreme errors are relatively very few,—it still holds good. But if
π
we were to take as our law of facility such an equation as y = 2, (as
1+x
hinted by De Morgan and noted by Mr Edgeworth: Camb. Phil. Trans.
vol. X. p. 184, and vol. XIV. p. 160) it does not hold good. The result of
averaging is to diminish the tendency to cluster towards the centre.
7 The reader will find the proofs of these and other similar formulæ in
Galloway on Probability, and in Airy on Errors.
8 The formula commonly used for the E.M.S. in this case is ∑e2 and not ∑e2.
n−1 n
The difference is trifling, unless n be small; the justification has been
offered for it that since the sum of the squares measured from the true
centre is a minimum (that centre being the ultimate arithmetical mean) the
sum of the squares measured from the somewhat incorrectly assigned centre
will be somewhat larger.
9 It appears to me that in strict logical propriety we should like to know the
probable error committed in both the assignments of the preceding two
sections. But the profound mathematicians who have discussed this
question, and who alone are competent to treat it, have mostly written with
the practical wants of Astronomy in view; and for this purpose it is
sufficient to take account of the one great desideratum, viz. the true values
sought. Accordingly the only rules commonly given refer to the probable
error of the mean.
we multiply it by 0.4769… we have the so-called ‘probable error.’
5 See, for the explanation of this, and of the graphical method of illustrating
it, the note on p. 29.
6
Broadly speaking, we may say that the above remarks hold good of any
law of frequency of error in which there are actual limits, however wide, to
the possible magnitude of an error. If there are no limits to the possible
errors, this characteristic of an average to heap its results up towards the
centre will depend upon circumstances. When, as in the exponential curve,
the approximation to the base, as asymptote, is exceedingly rapid,—that is,
when the extreme errors are relatively very few,—it still holds good. But if
π
we were to take as our law of facility such an equation as y = 2, (as
1+x
hinted by De Morgan and noted by Mr Edgeworth: Camb. Phil. Trans.
vol. X. p. 184, and vol. XIV. p. 160) it does not hold good. The result of
averaging is to diminish the tendency to cluster towards the centre.
7 The reader will find the proofs of these and other similar formulæ in
Galloway on Probability, and in Airy on Errors.
8 The formula commonly used for the E.M.S. in this case is ∑e2 and not ∑e2.
n−1 n
The difference is trifling, unless n be small; the justification has been
offered for it that since the sum of the squares measured from the true
centre is a minimum (that centre being the ultimate arithmetical mean) the
sum of the squares measured from the somewhat incorrectly assigned centre
will be somewhat larger.
9 It appears to me that in strict logical propriety we should like to know the
probable error committed in both the assignments of the preceding two
sections. But the profound mathematicians who have discussed this
question, and who alone are competent to treat it, have mostly written with
the practical wants of Astronomy in view; and for this purpose it is
sufficient to take account of the one great desideratum, viz. the true values
sought. Accordingly the only rules commonly given refer to the probable
error of the mean.
Page 453
10 i.e. as distinguished from acting upon them indirectly. This latter
proceeding, as explained in the chapter on Randomness, may result in
giving a non-uniform distribution.
11
There is no difficulty in conceiving circumstances under which a law
very closely resembling this would prevail. Suppose, e.g., that one of the
two measurements had been made by a careful and skilled mechanic, and
the other by a man who to save himself trouble had put in the estimate at
random (within certain limits),—the firm having a knowledge of this fact
but being of course unable to assign the two to their authors,—we should
get very much such a Law of Error as is supposed above.
INDEX.
Accidents 342
Airy, G. B. 447, 484
Anticipations, tacit 287
Arbuthnott 258
Aristotle 205, 307
Average
arithmetical 437
geometrical 439
median 442
consequences of 482
necessary results of 457
uses of 439, 489
Babbage 343
Bags and balls 180, 411
Belief
correctness of 125, 131, 178
gradations of 139
growth of 199
proceeding, as explained in the chapter on Randomness, may result in
giving a non-uniform distribution.
11
There is no difficulty in conceiving circumstances under which a law
very closely resembling this would prevail. Suppose, e.g., that one of the
two measurements had been made by a careful and skilled mechanic, and
the other by a man who to save himself trouble had put in the estimate at
random (within certain limits),—the firm having a knowledge of this fact
but being of course unable to assign the two to their authors,—we should
get very much such a Law of Error as is supposed above.
INDEX.
Accidents 342
Airy, G. B. 447, 484
Anticipations, tacit 287
Arbuthnott 258
Aristotle 205, 307
Average
arithmetical 437
geometrical 439
median 442
consequences of 482
necessary results of 457
uses of 439, 489
Babbage 343
Bags and balls 180, 411
Belief
correctness of 125, 131, 178
gradations of 139
growth of 199
Page 454
language of 143
measurement of 119, 125, 146
quantity of 133
test of 140, 149, 294
undue 129
vagueness of 127
Bentham 319, 323
Bernoulli 91, 117, 389
Bertillon 435
Births, male and female 90, 258, 263
Boat race, Oxford and Cambridge 339
Boole 183
Buckle 237
Buffon 153, 205, 352, 389
Burgersdyck 311
Butler 209, 281, 333, 366
Carlisle Tables 169
Casual, meaning of 245
Causation
need of 237
proof of 244
Centre of gravity 467
Certainty, in Law 324
reasonable 327
hypothetical 210
Chance
and
Causation 244
Creation 258
Design 256
Genius 353
neglect of small 363
selections 338
Chauvenet 352
Classification, numerical scheme of 48
Coincidences 245
measurement of 119, 125, 146
quantity of 133
test of 140, 149, 294
undue 129
vagueness of 127
Bentham 319, 323
Bernoulli 91, 117, 389
Bertillon 435
Births, male and female 90, 258, 263
Boat race, Oxford and Cambridge 339
Boole 183
Buckle 237
Buffon 153, 205, 352, 389
Burgersdyck 311
Butler 209, 281, 333, 366
Carlisle Tables 169
Casual, meaning of 245
Causation
need of 237
proof of 244
Centre of gravity 467
Certainty, in Law 324
reasonable 327
hypothetical 210
Chance
and
Causation 244
Creation 258
Design 256
Genius 353
neglect of small 363
selections 338
Chauvenet 352
Classification, numerical scheme of 48
Coincidences 245
Page 455
Combinations and Permutations 87
Communism 375, 392
Conceptualism 275
Conflict of chances 418
Consumptives, insurance of 227
Cournot 245, 255, 338
Crackanthorpe 312, 320
Craig, J. 192
Crofton, M. W. 61, 101, 104
Dante 285
Deflection
causes of 57
from aim 38
De Morgan 83, 106, 119, 122, 135, 177, 179, 197, 236, 247, 296, 308,
350, 379, 382, 483
De Ros trial 255
Digits, random 111, 114
Discontinuity 116
Distribution, random 106
Diagrams 29, 45, 118, 443, 476, 481, 493, 501
Dialectic 302, 320
Donkin 123, 188, 283
Duration of life 15, 441
Düsing 259
Ebbinghaus 199
Edgeworth, F. Y. 34, 119, 256, 339, 393, 435, 483
Ellis, L. 9
Epidemics 62
Error, law of 29
asymmetrical 34, 441, 443
binomial 37, 457, 469, 480
geometrical 34, 502
heterogeneous 45
Communism 375, 392
Conceptualism 275
Conflict of chances 418
Consumptives, insurance of 227
Cournot 245, 255, 338
Crackanthorpe 312, 320
Craig, J. 192
Crofton, M. W. 61, 101, 104
Dante 285
Deflection
causes of 57
from aim 38
De Morgan 83, 106, 119, 122, 135, 177, 179, 197, 236, 247, 296, 308,
350, 379, 382, 483
De Ros trial 255
Digits, random 111, 114
Discontinuity 116
Distribution, random 106
Diagrams 29, 45, 118, 443, 476, 481, 493, 501
Dialectic 302, 320
Donkin 123, 188, 283
Duration of life 15, 441
Düsing 259
Ebbinghaus 199
Edgeworth, F. Y. 34, 119, 256, 339, 393, 435, 483
Ellis, L. 9
Epidemics 62
Error, law of 29
asymmetrical 34, 441, 443
binomial 37, 457, 469, 480
geometrical 34, 502
heterogeneous 45
Page 456
production of 36
Error
mean 446
probable 446, 472, 488
of mean square 447, 488
Escapes, narrow 341
Expectation, moral 388
Experience and probability 74
Exponential curve 29
Extraordinary
sense of 159, 423
stories 407, 421
Fallacies in Logic and Probability 367
Fatalism 243
Fechner 34, 389, 435, 441
Fluctuation 448
unlimited 73
Forbes, J. D. 188, 262
Formal Logic 123
Formal and Material treatment 86
Free will 240
Galloway 248, 448, 484
Galton, F. 33, 50, 70, 318, 442, 451, 473, 502
Gambling
and Insurance 370
disadvantage of 384
final results of 385, 391
Godfray, H. 99
Grote, G. 307
Guy 6
Hamilton, W. 266, 297
Happiness, human 382
Heads and Tails 77
Heredity 50, 357
Error
mean 446
probable 446, 472, 488
of mean square 447, 488
Escapes, narrow 341
Expectation, moral 388
Experience and probability 74
Exponential curve 29
Extraordinary
sense of 159, 423
stories 407, 421
Fallacies in Logic and Probability 367
Fatalism 243
Fechner 34, 389, 435, 441
Fluctuation 448
unlimited 73
Forbes, J. D. 188, 262
Formal Logic 123
Formal and Material treatment 86
Free will 240
Galloway 248, 448, 484
Galton, F. 33, 50, 70, 318, 442, 451, 473, 502
Gambling
and Insurance 370
disadvantage of 384
final results of 385, 391
Godfray, H. 99
Grote, G. 307
Guy 6
Hamilton, W. 266, 297
Happiness, human 382
Heads and Tails 77
Heredity 50, 357
Page 457
Herschel 30, 466
Houdin 361
Hume 236, 419, 433
Hypotheses 268
Immediate inferences 121
Independent events 175, 246
Induction
and Probability 194, 201, 208, 233, 358
difficulty of 213
pure 200
Inequality of wealth 382
Inference, rules of 167
Inoculation 374
Insurance
justification of 149
difficulties of 221
life 151
peculiar case 224
theory of 372
varieties of 374
Inverse probability 179, 196, 249
Irregularity, absolute and relative 6
Jacobs, J. 199
Jackson, J. G. 253
Jevons 37, 83, 136, 198, 201, 209, 247
Kant 310, 317
Keckermann 298, 316
Kinds, natural 55
Krug 324
Lambert 309
Houdin 361
Hume 236, 419, 433
Hypotheses 268
Immediate inferences 121
Independent events 175, 246
Induction
and Probability 194, 201, 208, 233, 358
difficulty of 213
pure 200
Inequality of wealth 382
Inference, rules of 167
Inoculation 374
Insurance
justification of 149
difficulties of 221
life 151
peculiar case 224
theory of 372
varieties of 374
Inverse probability 179, 196, 249
Irregularity, absolute and relative 6
Jacobs, J. 199
Jackson, J. G. 253
Jevons 37, 83, 136, 198, 201, 209, 247
Kant 310, 317
Keckermann 298, 316
Kinds, natural 55
Krug 324
Lambert 309
Page 458
Language of Chance 159
Laplace 89, 120, 197, 237, 424
Law
absence of 101
empirical 160
of causation 206
Least squares 41, 467
Leibnitz 309, 320
Letters
lost 162, 368
misdirected 67, 237, 241
Lexis, W. 263, 441
Likely, equally 77, 183
Limit
conception of 18, 109, 164
of possible fluctuation 32
Lines, random 113
Lister's method 187
Lotteries 128
Lunn, J. R. 248
McAlister, D. 34, 187, 502
Mansel, H. L. 299, 301, 320
Martingale 343
Material and Formal Logic 265
Maximum ordinate 441, 455
Measurement of
Belief 119
Memory 192
Mental qualities, measurement of 49
Merriman, M. 352, 448, 460, 465
Mill, J. S. 131, 207, 266, 282, 402
Milton, chance production of 353
Miracles 428
Michell, J. 260
Modality 295
divisions of 307
Laplace 89, 120, 197, 237, 424
Law
absence of 101
empirical 160
of causation 206
Least squares 41, 467
Leibnitz 309, 320
Letters
lost 162, 368
misdirected 67, 237, 241
Lexis, W. 263, 441
Likely, equally 77, 183
Limit
conception of 18, 109, 164
of possible fluctuation 32
Lines, random 113
Lister's method 187
Lotteries 128
Lunn, J. R. 248
McAlister, D. 34, 187, 502
Mansel, H. L. 299, 301, 320
Martingale 343
Material and Formal Logic 265
Maximum ordinate 441, 455
Measurement of
Belief 119
Memory 192
Mental qualities, measurement of 49
Merriman, M. 352, 448, 460, 465
Mill, J. S. 131, 207, 266, 282, 402
Milton, chance production of 353
Miracles 428
Michell, J. 260
Modality 295
divisions of 307
Page 459
false 297
formal 298
in Law 319
Modulus 464, 472, 484
Monro, C. J. 325, 416
Names, reference of 270
Nations, comparison of 51
Natural Kinds 55, 63, 71
Necessary and impossible matter 310
Objects and agencies 53
Occam 314
Paley 433
Penny, tosses of 144
Petrie, F. 498
Petersburg Problem 19, 154
Poisson 405
Prantl 311
Presumption, legal 329
Prevost 348
Probability
definition of 165
relative 290
integral 463
Probable
facts 269
value 441
error 446, 472
Problem, Three point 104
Proctor, R. A. 262, 378
Prophecies, suicidal 226
Providence 89, 431
Propositions, proportional 2
Psychical research 256
Pyramid, the great 251
formal 298
in Law 319
Modulus 464, 472, 484
Monro, C. J. 325, 416
Names, reference of 270
Nations, comparison of 51
Natural Kinds 55, 63, 71
Necessary and impossible matter 310
Objects and agencies 53
Occam 314
Paley 433
Penny, tosses of 144
Petrie, F. 498
Petersburg Problem 19, 154
Poisson 405
Prantl 311
Presumption, legal 329
Prevost 348
Probability
definition of 165
relative 290
integral 463
Probable
facts 269
value 441
error 446, 472
Problem, Three point 104
Proctor, R. A. 262, 378
Prophecies, suicidal 226
Providence 89, 431
Propositions, proportional 2
Psychical research 256
Pyramid, the great 251
Page 460
π, digits in 111, 247
Quartiles 446
Quetelet 23, 30, 43, 91, 259, 330, 348, 454
Randomness
etymology of 96
in firing 98
proof of 107
Rare events 349
Realism 92
Reason, sufficient 82
Residuals 460
Roberts, C. 25
Rod
broken at random 98
thrown at random 103
Rules
Inductive and Deductive 176
of Succession 191
conflict of 222
plurality of 217
Series
definite proportions in 11
fixed and variable 16
ideal 95
peculiar 12
Shanks 248
Skeat, W. W. 96
Smiglecius 306, 316
Smyth, P. 251
Socialism 392
Spiritualism 365
Stars, random arrangement of 108, 260
Quartiles 446
Quetelet 23, 30, 43, 91, 259, 330, 348, 454
Randomness
etymology of 96
in firing 98
proof of 107
Rare events 349
Realism 92
Reason, sufficient 82
Residuals 460
Roberts, C. 25
Rod
broken at random 98
thrown at random 103
Rules
Inductive and Deductive 176
of Succession 191
conflict of 222
plurality of 217
Series
definite proportions in 11
fixed and variable 16
ideal 95
peculiar 12
Shanks 248
Skeat, W. W. 96
Smiglecius 306, 316
Smyth, P. 251
Socialism 392
Spiritualism 365
Stars, random arrangement of 108, 260
Page 461
Statistics
by Intercomparison 473
unconscious appeal to 400
Statistical Journal 6
Stature
human 25, 471
French and English 44
Stephen, J. F. 282, 323, 326
Stewart, D. 209, 237
Subjective and objective terms 160
Succession
long 360
Rule of 190, 362
Suffield, G. 248
Suicides 67, 237
Surnames, extinction of 387
Surprise, emotion of 157
Syllogisms, pure and modal 316
Taylor 329
Testimony
single 411
combined 426
two kinds of 409
worthless 416
Thomson, W. 153, 314, 419
Time
influence of 191
in Probability 279
Todhunter 415
Tontines 380
Triangle, random 103
Tucker, A. 127
Types
existence of 42, 60, 453
fixed and fluctuating 64, 93
by Intercomparison 473
unconscious appeal to 400
Statistical Journal 6
Stature
human 25, 471
French and English 44
Stephen, J. F. 282, 323, 326
Stewart, D. 209, 237
Subjective and objective terms 160
Succession
long 360
Rule of 190, 362
Suffield, G. 248
Suicides 67, 237
Surnames, extinction of 387
Surprise, emotion of 157
Syllogisms, pure and modal 316
Taylor 329
Testimony
single 411
combined 426
two kinds of 409
worthless 416
Thomson, W. 153, 314, 419
Time
influence of 191
in Probability 279
Todhunter 415
Tontines 380
Triangle, random 103
Tucker, A. 127
Types
existence of 42, 60, 453
fixed and fluctuating 64, 93
Page 462
Ueberweg 311
Uncertainty in life 370
Uniformity 240
Units of calculation 464
Voluntary agency 65, 68, 85
Watford 374
Wallis, J. 312
Watson, H. W. 387
Whately 297, 307
Whist 401
Whitworth, W. A. 87, 183, 384
Wilson, J. M. 104
Witnesses, independent 405
Wolf 309
Woolhouse 101
CAMBRIDGE: PRINTED BY C.J. CLAY, M.A. AND SONS, AT THE
UNIVERSITY PRESS.
Uncertainty in life 370
Uniformity 240
Units of calculation 464
Voluntary agency 65, 68, 85
Watford 374
Wallis, J. 312
Watson, H. W. 387
Whately 297, 307
Whist 401
Whitworth, W. A. 87, 183, 384
Wilson, J. M. 104
Witnesses, independent 405
Wolf 309
Woolhouse 101
CAMBRIDGE: PRINTED BY C.J. CLAY, M.A. AND SONS, AT THE
UNIVERSITY PRESS.
Page 463
Transcriber's Note
Minor typographical corrections and presentational changes have been made without
comment.
The diagram on p. 118 has been re-drawn using the first 707 digits of the modern value
of π.
Minor typographical corrections and presentational changes have been made without
comment.
The diagram on p. 118 has been re-drawn using the first 707 digits of the modern value
of π.
Page 464
Page 465
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