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The Project Gutenberg eBook of The Foundations of Science:
Science and Hypothesis, The Value of Science, Science and
Method
This eBook is for the use of anyone anywhere in the United States and most
other parts of the world at no cost and with almost no restrictions
whatsoever. You may copy it, give it away or re-use it under the terms of
the Project Gutenberg License included with this eBook or online at
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have to check the laws of the country where you are located before using
this eBook.
Title: The Foundations of Science: Science and Hypothesis, The Value of
Science, Science and Method
Author: Henri Poincaré
Author of introduction, etc.: Josiah Royce
Translator: George Bruce Halsted
Release date: May 16, 2012 [eBook #39713]
Language: English
Other information and formats: www.gutenberg.org/ebooks/39713
Credits: Produced by Bryan Ness and the Online Distributed
Proofreading Team at http://www.pgdp.net (This book was
produced from scanned images of public domain material
from the Google Print project.)
*** START OF THE PROJECT GUTENBERG EBOOK THE
FOUNDATIONS OF SCIENCE: SCIENCE AND HYPOTHESIS, THE
Science and Hypothesis, The Value of Science, Science and
Method
This eBook is for the use of anyone anywhere in the United States and most
other parts of the world at no cost and with almost no restrictions
whatsoever. You may copy it, give it away or re-use it under the terms of
the Project Gutenberg License included with this eBook or online at
www.gutenberg.org. If you are not located in the United States, you will
have to check the laws of the country where you are located before using
this eBook.
Title: The Foundations of Science: Science and Hypothesis, The Value of
Science, Science and Method
Author: Henri Poincaré
Author of introduction, etc.: Josiah Royce
Translator: George Bruce Halsted
Release date: May 16, 2012 [eBook #39713]
Language: English
Other information and formats: www.gutenberg.org/ebooks/39713
Credits: Produced by Bryan Ness and the Online Distributed
Proofreading Team at http://www.pgdp.net (This book was
produced from scanned images of public domain material
from the Google Print project.)
*** START OF THE PROJECT GUTENBERG EBOOK THE
FOUNDATIONS OF SCIENCE: SCIENCE AND HYPOTHESIS, THE
Page 4
VALUE OF SCIENCE, SCIENCE AND METHOD ***
SCIENCE AND EDUCATION
A SERIES OF VOLUMES FOR THE PROMOTION OF
SCIENTIFIC RESEARCH AND EDUCATIONAL PROGRESS
Edited by J. McKEEN CATTELL
VOLUME I—THE FOUNDATIONS OF SCIENCE
UNDER THE SAME EDITORSHIP
SCIENCE AND EDUCATION. A series of
volumes for the promotion of
scientific research and educational
progress.
Volume I. The Foundations of Science.
By H. Poincaré. Containing the
authorised English translation by
George Bruce Halsted of "Science
and Hypothesis," "The Value of
Science," and "Science and Method."
Volume II. Medical Research and
Education. By Richard Mills Pearce,
William H. Welch, W. H. Howell,
Franklin P. Mall, Lewellys F. Barker,
Charles S. Minot, W. B. Cannon, W.
T. Councilman Theobald Smith, G. N.
SCIENCE AND EDUCATION
A SERIES OF VOLUMES FOR THE PROMOTION OF
SCIENTIFIC RESEARCH AND EDUCATIONAL PROGRESS
Edited by J. McKEEN CATTELL
VOLUME I—THE FOUNDATIONS OF SCIENCE
UNDER THE SAME EDITORSHIP
SCIENCE AND EDUCATION. A series of
volumes for the promotion of
scientific research and educational
progress.
Volume I. The Foundations of Science.
By H. Poincaré. Containing the
authorised English translation by
George Bruce Halsted of "Science
and Hypothesis," "The Value of
Science," and "Science and Method."
Volume II. Medical Research and
Education. By Richard Mills Pearce,
William H. Welch, W. H. Howell,
Franklin P. Mall, Lewellys F. Barker,
Charles S. Minot, W. B. Cannon, W.
T. Councilman Theobald Smith, G. N.
Page 5
Stewart, C. M. Jackson, E. P. Lyon,
James B. Herrick, John M. Dodson,
C. R. Bardeen, W. Ophuls, S. J.
Meltzer, James Ewing, W. W. Keen,
Henry H. Donaldson, Christian A.
Herter, and Henry P. Bowditch.
Volume III. University Control. By J.
McKeen Cattell and other authors.
AMERICAN MEN OF SCIENCE. A
Biographical Directory.
SCIENCE. A weekly journal devoted to
the advancement of science. The
official organ of the American
Association for the Advancement of
Science.
THE POPULAR SCIENCE MONTHLY.
A monthly magazine devoted to the
diffusion of science.
THE AMERICAN NATURALIST. A
monthly journal devoted to the
biological sciences, with special
reference to the factors of evolution.
THE SCIENCE PRESS
NEW YORK GARRISON, N. Y.
THE FOUNDATIONS
OF SCIENCE
James B. Herrick, John M. Dodson,
C. R. Bardeen, W. Ophuls, S. J.
Meltzer, James Ewing, W. W. Keen,
Henry H. Donaldson, Christian A.
Herter, and Henry P. Bowditch.
Volume III. University Control. By J.
McKeen Cattell and other authors.
AMERICAN MEN OF SCIENCE. A
Biographical Directory.
SCIENCE. A weekly journal devoted to
the advancement of science. The
official organ of the American
Association for the Advancement of
Science.
THE POPULAR SCIENCE MONTHLY.
A monthly magazine devoted to the
diffusion of science.
THE AMERICAN NATURALIST. A
monthly journal devoted to the
biological sciences, with special
reference to the factors of evolution.
THE SCIENCE PRESS
NEW YORK GARRISON, N. Y.
THE FOUNDATIONS
OF SCIENCE
Page 6
SCIENCE AND HYPOTHESIS
THE VALUE OF SCIENCE
SCIENCE AND METHOD
BY
H. POINCARÉ
AUTHORIZED TRANSLATION BY
GEORGE BRUCE HALSTED
WITH A SPECIAL PREFACE BY POINCARÉ, AND AN INTRODUCTION
BY JOSIAH ROYCE, HARVARD UNIVERSITY
THE SCIENCE PRESS
NEW YORK AND GARRISON, N. Y.
1913
Copyright, 1913
BY The Science Press
PRESS OF
THE NEW ERA PRINTING COMPANY
LANCASTER, PA.
THE VALUE OF SCIENCE
SCIENCE AND METHOD
BY
H. POINCARÉ
AUTHORIZED TRANSLATION BY
GEORGE BRUCE HALSTED
WITH A SPECIAL PREFACE BY POINCARÉ, AND AN INTRODUCTION
BY JOSIAH ROYCE, HARVARD UNIVERSITY
THE SCIENCE PRESS
NEW YORK AND GARRISON, N. Y.
1913
Copyright, 1913
BY The Science Press
PRESS OF
THE NEW ERA PRINTING COMPANY
LANCASTER, PA.
Page 7
Page 8
CONTENTS
PAGE
Henri Poincaré ix
Author's Preface to the Translation 3
SCIENCE AND HYPOTHESIS
Introduction by Royce 9
Introduction 27
Part I. Number and Magnitude
Chapter I.—On the Nature of Mathematical Reasoning 31
Syllogistic Deduction 31
Verification and Proof 32
Elements of Arithmetic 33
Reasoning by Recurrence 37
Induction 40
Mathematical Construction 41
Chapter II.—Mathematical Magnitude and Experience 43
Definition of Incommensurables 44
The Physical Continuum 46
Creation of the Mathematical Continuum 46
Measurable Magnitude 49
Various Remarks (Curves without Tangents) 50
The Physical Continuum of Several Dimensions 52
The Mathematical Continuum of Several Dimensions 53
Part II. Space
Chapter III.—The Non-Euclidean Geometries 55
The Bolyai-Lobachevski Geometry 56
Riemann's Geometry 57
The Surfaces of Constant Curvature 58
Interpretation of Non-Euclidean Geometries 59
The Implicit Axioms 60
PAGE
Henri Poincaré ix
Author's Preface to the Translation 3
SCIENCE AND HYPOTHESIS
Introduction by Royce 9
Introduction 27
Part I. Number and Magnitude
Chapter I.—On the Nature of Mathematical Reasoning 31
Syllogistic Deduction 31
Verification and Proof 32
Elements of Arithmetic 33
Reasoning by Recurrence 37
Induction 40
Mathematical Construction 41
Chapter II.—Mathematical Magnitude and Experience 43
Definition of Incommensurables 44
The Physical Continuum 46
Creation of the Mathematical Continuum 46
Measurable Magnitude 49
Various Remarks (Curves without Tangents) 50
The Physical Continuum of Several Dimensions 52
The Mathematical Continuum of Several Dimensions 53
Part II. Space
Chapter III.—The Non-Euclidean Geometries 55
The Bolyai-Lobachevski Geometry 56
Riemann's Geometry 57
The Surfaces of Constant Curvature 58
Interpretation of Non-Euclidean Geometries 59
The Implicit Axioms 60
Page 9
The Fourth Geometry 62
Lie's Theorem 62
Riemann's Geometries 63
On the Nature of Axioms 63
Chapter IV.—Space and Geometry 66
Geometric Space and Perceptual Space 66
Visual Space 67
Tactile Space and Motor Space 68
Characteristics of Perceptual Space 69
Change of State and Change of Position 70
Conditions of Compensation 72
Solid Bodies and Geometry 72
Law of Homogeneity 74
The Non-Euclidean World 75
The World of Four Dimensions 78
Conclusions 79
Chapter V.—Experience and Geometry 81
Geometry and Astronomy 81
The Law of Relativity 83
Bearing of Experiments 86
Supplement (What is a Point?) 89
Ancestral Experience 91
Part III. Force
Chapter VI.—The Classic Mechanics 92
The Principle of Inertia 93
The Law of Acceleration 97
Anthropomorphic Mechanics 103
The School of the Thread 104
Chapter VII.—Relative Motion and Absolute Motion 107
The Principle of Relative Motion 107
Newton's Argument 108
Chapter VIII.—Energy and Thermodynamics 115
Energetics 115
Thermodynamics 119
Lie's Theorem 62
Riemann's Geometries 63
On the Nature of Axioms 63
Chapter IV.—Space and Geometry 66
Geometric Space and Perceptual Space 66
Visual Space 67
Tactile Space and Motor Space 68
Characteristics of Perceptual Space 69
Change of State and Change of Position 70
Conditions of Compensation 72
Solid Bodies and Geometry 72
Law of Homogeneity 74
The Non-Euclidean World 75
The World of Four Dimensions 78
Conclusions 79
Chapter V.—Experience and Geometry 81
Geometry and Astronomy 81
The Law of Relativity 83
Bearing of Experiments 86
Supplement (What is a Point?) 89
Ancestral Experience 91
Part III. Force
Chapter VI.—The Classic Mechanics 92
The Principle of Inertia 93
The Law of Acceleration 97
Anthropomorphic Mechanics 103
The School of the Thread 104
Chapter VII.—Relative Motion and Absolute Motion 107
The Principle of Relative Motion 107
Newton's Argument 108
Chapter VIII.—Energy and Thermodynamics 115
Energetics 115
Thermodynamics 119
Page 10
General Conclusions on Part III 123
Part IV. Nature
Chapter IX.—Hypotheses in Physics 127
The Rôle of Experiment and Generalization 127
The Unity of Nature 130
The Rôle of Hypothesis 133
Origin of Mathematical Physics 136
Chapter X.—The Theories of Modern Physics 140
Meaning of Physical Theories 140
Physics and Mechanism 144
Present State of the Science 148
Chapter XI.—The Calculus of Probabilities 155
Classification of the Problems of Probability 158
Probability in Mathematics 161
Probability in the Physical Sciences 164
Rouge et noir 167
The Probability of Causes 169
The Theory of Errors 170
Conclusions 172
Chapter XII.—Optics and Electricity 174
Fresnel's Theory 174
Maxwell's Theory 175
The Mechanical Explanation of Physical Phenomena 177
Chapter XIII.—Electrodynamics 184
Ampère's Theory 184
Closed Currents 185
Action of a Closed Current on a Portion of Current 186
Continuous Rotations 187
Mutual Action of Two Open Currents 189
Induction 190
Theory of Helmholtz 191
Difficulties Raised by these Theories 193
Maxwell's Theory 193
Rowland's Experiment 194
Part IV. Nature
Chapter IX.—Hypotheses in Physics 127
The Rôle of Experiment and Generalization 127
The Unity of Nature 130
The Rôle of Hypothesis 133
Origin of Mathematical Physics 136
Chapter X.—The Theories of Modern Physics 140
Meaning of Physical Theories 140
Physics and Mechanism 144
Present State of the Science 148
Chapter XI.—The Calculus of Probabilities 155
Classification of the Problems of Probability 158
Probability in Mathematics 161
Probability in the Physical Sciences 164
Rouge et noir 167
The Probability of Causes 169
The Theory of Errors 170
Conclusions 172
Chapter XII.—Optics and Electricity 174
Fresnel's Theory 174
Maxwell's Theory 175
The Mechanical Explanation of Physical Phenomena 177
Chapter XIII.—Electrodynamics 184
Ampère's Theory 184
Closed Currents 185
Action of a Closed Current on a Portion of Current 186
Continuous Rotations 187
Mutual Action of Two Open Currents 189
Induction 190
Theory of Helmholtz 191
Difficulties Raised by these Theories 193
Maxwell's Theory 193
Rowland's Experiment 194
Page 11
The Theory of Lorentz 196
THE VALUE OF SCIENCE
Translator's Introduction 201
Does the Scientist Create Science? 201
The Mind Dispelling Optical Illusions 202
Euclid not Necessary 202
Without Hypotheses, no Science 203
What Outcome? 203
Introduction 205
Part I. The Mathematical Sciences
Chapter I.—Intuition and Logic in Mathematics 210
Chapter II.—The Measure of Time 223
Chapter III.—The Notion of Space 235
Qualitative Geometry 238
The Physical Continuum of Several Dimensions 240
The Notion of Point 244
The Notion of Displacement 247
Visual Space 252
Chapter IV.—Space and its Three Dimensions 256
The Group of Displacements 256
Identity of Two Points 259
Tactile Space 264
Identity of the Different Spaces 268
Space and Empiricism 271
Rôle of the Semicircular Canals 276
Part II. The Physical Sciences
Chapter V.—Analysis and Physics 279
Chapter VI.—Astronomy 289
Chapter VII.—The History of Mathematical Physics 297
The Physics of Central Forces 297
The Physics of the Principles 299
Chapter VIII.—The Present Crisis in Physics 303
The New Crisis 303
Carnot's Principle 303
THE VALUE OF SCIENCE
Translator's Introduction 201
Does the Scientist Create Science? 201
The Mind Dispelling Optical Illusions 202
Euclid not Necessary 202
Without Hypotheses, no Science 203
What Outcome? 203
Introduction 205
Part I. The Mathematical Sciences
Chapter I.—Intuition and Logic in Mathematics 210
Chapter II.—The Measure of Time 223
Chapter III.—The Notion of Space 235
Qualitative Geometry 238
The Physical Continuum of Several Dimensions 240
The Notion of Point 244
The Notion of Displacement 247
Visual Space 252
Chapter IV.—Space and its Three Dimensions 256
The Group of Displacements 256
Identity of Two Points 259
Tactile Space 264
Identity of the Different Spaces 268
Space and Empiricism 271
Rôle of the Semicircular Canals 276
Part II. The Physical Sciences
Chapter V.—Analysis and Physics 279
Chapter VI.—Astronomy 289
Chapter VII.—The History of Mathematical Physics 297
The Physics of Central Forces 297
The Physics of the Principles 299
Chapter VIII.—The Present Crisis in Physics 303
The New Crisis 303
Carnot's Principle 303
Page 12
The Principle of Relativity 305
Newton's Principle 308
Lavoisier's Principle 310
Mayer's Principle 312
Chapter IX.—The Future of Mathematical Physics 314
The Principles and Experiment 314
The Rôle of the Analyst 314
Aberration and Astronomy 315
Electrons and Spectra 316
Conventions preceding Experiment 317
Future Mathematical Physics 319
Part III. The Objective Value of Science
Chapter X.—Is Science Artificial? 321
The Philosophy of LeRoy 321
Science, Rule of Action 323
The Crude Fact and the Scientific Fact 325
Nominalism and the Universal Invariant 333
Chapter XI.—Science and Reality 340
Contingence and Determinism 340
Objectivity of Science 347
The Rotation of the Earth 353
Science for Its Own Sake 354
SCIENCE AND METHOD
Introduction 359
Book I. Science and the Scientist
Chapter I.—The Choice of Facts 362
Chapter II.—The Future of Mathematics 369
Chapter III.—Mathematical Creation 383
Chapter IV.—Chance 395
Book II. Mathematical Reasoning
Chapter I.—The Relativity of Space 413
Chapter II.—Mathematical Definitions and Teaching 430
Chapter III.—Mathematics and Logic 448
Chapter IV.—The New Logics 460
Newton's Principle 308
Lavoisier's Principle 310
Mayer's Principle 312
Chapter IX.—The Future of Mathematical Physics 314
The Principles and Experiment 314
The Rôle of the Analyst 314
Aberration and Astronomy 315
Electrons and Spectra 316
Conventions preceding Experiment 317
Future Mathematical Physics 319
Part III. The Objective Value of Science
Chapter X.—Is Science Artificial? 321
The Philosophy of LeRoy 321
Science, Rule of Action 323
The Crude Fact and the Scientific Fact 325
Nominalism and the Universal Invariant 333
Chapter XI.—Science and Reality 340
Contingence and Determinism 340
Objectivity of Science 347
The Rotation of the Earth 353
Science for Its Own Sake 354
SCIENCE AND METHOD
Introduction 359
Book I. Science and the Scientist
Chapter I.—The Choice of Facts 362
Chapter II.—The Future of Mathematics 369
Chapter III.—Mathematical Creation 383
Chapter IV.—Chance 395
Book II. Mathematical Reasoning
Chapter I.—The Relativity of Space 413
Chapter II.—Mathematical Definitions and Teaching 430
Chapter III.—Mathematics and Logic 448
Chapter IV.—The New Logics 460
Page 13
Chapter V.—The Latest Efforts of the Logisticians 472
Book III. The New Mechanics
Chapter I.—Mechanics and Radium 486
Chapter II.—Mechanics and Optics 496
Chapter III.—The New Mechanics and Astronomy 512
Book IV. Astronomic Science
Chapter I.—The Milky Way and the Theory of Gases 523
Chapter II.—French Geodesy 535
General Conclusions 544
Index 547
Book III. The New Mechanics
Chapter I.—Mechanics and Radium 486
Chapter II.—Mechanics and Optics 496
Chapter III.—The New Mechanics and Astronomy 512
Book IV. Astronomic Science
Chapter I.—The Milky Way and the Theory of Gases 523
Chapter II.—French Geodesy 535
General Conclusions 544
Index 547
Page 14
HENRI POINCARÉ
Sir George Darwin, worthy son of an immortal father, said, referring to
what Poincaré was to him and to his work: "He must be regarded as the
presiding genius—or, shall I say, my patron saint?"
Henri Poincaré was born April 29, 1854, at Nancy, where his father was a
physician highly respected. His schooling was broken into by the war of
1870-71, to get news of which he learned to read the German newspapers.
He outclassed the other boys of his age in all subjects and in 1873 passed
highest into the École Polytechnique, where, like John Bolyai at Maros
Vásárhely, he followed the courses in mathematics without taking a note
and without the syllabus. He proceeded in 1875 to the School of Mines, and
was Nommé, March 26, 1879. But he won his doctorate in the University of
Paris, August 1, 1879, and was appointed to teach in the Faculté des
Sciences de Caen, December 1, 1879, whence he was quickly called to the
University of Paris, teaching there from October 21, 1881, until his death,
July 17, 1912. So it is an error to say he started as an engineer. At the early
age of thirty-two he became a member of l'Académie des Sciences, and,
March 5, 1908, was chosen Membre de l'Académie Française. July 1, 1909,
the number of his writings was 436.
His earliest publication was in 1878, and was not important. Afterward
came an essay submitted in competition for the Grand Prix offered in 1880,
but it did not win. Suddenly there came a change, a striking fire, a bursting
forth, in February, 1881, and Poincaré tells us the very minute it happened.
Mounting an omnibus, "at the moment when I put my foot upon the step,
the idea came to me, without anything in my previous thoughts seeming to
foreshadow it, that the transformations I had used to define the Fuchsian
functions were identical with those of non-Euclidean geometry." Thereby
was opened a perspective new and immense. Moreover, the magic wand of
his whole life-work had been grasped, the Aladdin's lamp had been rubbed,
non-Euclidean geometry, whose necromancy was to open up a new theory
of our universe, whose brilliant exposition was commenced in his book
Science and Hypothesis, which has been translated into six languages and
Sir George Darwin, worthy son of an immortal father, said, referring to
what Poincaré was to him and to his work: "He must be regarded as the
presiding genius—or, shall I say, my patron saint?"
Henri Poincaré was born April 29, 1854, at Nancy, where his father was a
physician highly respected. His schooling was broken into by the war of
1870-71, to get news of which he learned to read the German newspapers.
He outclassed the other boys of his age in all subjects and in 1873 passed
highest into the École Polytechnique, where, like John Bolyai at Maros
Vásárhely, he followed the courses in mathematics without taking a note
and without the syllabus. He proceeded in 1875 to the School of Mines, and
was Nommé, March 26, 1879. But he won his doctorate in the University of
Paris, August 1, 1879, and was appointed to teach in the Faculté des
Sciences de Caen, December 1, 1879, whence he was quickly called to the
University of Paris, teaching there from October 21, 1881, until his death,
July 17, 1912. So it is an error to say he started as an engineer. At the early
age of thirty-two he became a member of l'Académie des Sciences, and,
March 5, 1908, was chosen Membre de l'Académie Française. July 1, 1909,
the number of his writings was 436.
His earliest publication was in 1878, and was not important. Afterward
came an essay submitted in competition for the Grand Prix offered in 1880,
but it did not win. Suddenly there came a change, a striking fire, a bursting
forth, in February, 1881, and Poincaré tells us the very minute it happened.
Mounting an omnibus, "at the moment when I put my foot upon the step,
the idea came to me, without anything in my previous thoughts seeming to
foreshadow it, that the transformations I had used to define the Fuchsian
functions were identical with those of non-Euclidean geometry." Thereby
was opened a perspective new and immense. Moreover, the magic wand of
his whole life-work had been grasped, the Aladdin's lamp had been rubbed,
non-Euclidean geometry, whose necromancy was to open up a new theory
of our universe, whose brilliant exposition was commenced in his book
Science and Hypothesis, which has been translated into six languages and
Page 15
has already had a circulation of over 20,000. The non-Euclidean notion is
that of the possibility of alternative laws of nature, which in the
Introduction to the Électricité et Optique, 1901, is thus put: "If therefore a
phenomenon admits of a complete mechanical explanation, it will admit of
an infinity of Others which will account equally well for all the peculiarities
disclosed by experiment."
The scheme of laws of nature so largely due to Newton is merely one of
an infinite number of conceivable rational schemes for helping us master
and make experience; it is commode, convenient; but perhaps another may
be vastly more advantageous. The old conception of true has been revised.
The first expression of the new idea occurs on the title page of John
Bolyai's marvelous Science Absolute of Space, in the phrase "haud unquam
a priori decidenda."
With bearing on the history of the earth and moon system and the origin
of double stars, in formulating the geometric criterion of stability, Poincaré
proved the existence of a previously unknown pear-shaped figure, with the
possibility that the progressive deformation of this figure with increasing
angular velocity might result in the breaking up of the rotating body into
two detached masses. Of his treatise Les Méthodes nouvelles de la
Méchanique céleste, Sir George Darwin says: "It is probable that for half a
century to come it will be the mine from which humbler investigators will
excavate their materials." Brilliant was his appreciation of Poincaré in
presenting the gold medal of the Royal Astronomical Society. The three
others most akin in genius are linked with him by the Sylvester medal of the
Royal Society, the Lobachevski medal of the Physico-Mathematical Society
of Kazan, and the Bolyai prize of the Hungarian Academy of Sciences. His
work must be reckoned with the greatest mathematical achievements of
mankind.
The kernel of Poincaré's power lies in an oracle Sylvester often quoted to
me as from Hesiod: The whole is less than its part.
He penetrates at once the divine simplicity of the perfectly general case,
and thence descends, as from Olympus, to the special concrete earthly
particulars.
that of the possibility of alternative laws of nature, which in the
Introduction to the Électricité et Optique, 1901, is thus put: "If therefore a
phenomenon admits of a complete mechanical explanation, it will admit of
an infinity of Others which will account equally well for all the peculiarities
disclosed by experiment."
The scheme of laws of nature so largely due to Newton is merely one of
an infinite number of conceivable rational schemes for helping us master
and make experience; it is commode, convenient; but perhaps another may
be vastly more advantageous. The old conception of true has been revised.
The first expression of the new idea occurs on the title page of John
Bolyai's marvelous Science Absolute of Space, in the phrase "haud unquam
a priori decidenda."
With bearing on the history of the earth and moon system and the origin
of double stars, in formulating the geometric criterion of stability, Poincaré
proved the existence of a previously unknown pear-shaped figure, with the
possibility that the progressive deformation of this figure with increasing
angular velocity might result in the breaking up of the rotating body into
two detached masses. Of his treatise Les Méthodes nouvelles de la
Méchanique céleste, Sir George Darwin says: "It is probable that for half a
century to come it will be the mine from which humbler investigators will
excavate their materials." Brilliant was his appreciation of Poincaré in
presenting the gold medal of the Royal Astronomical Society. The three
others most akin in genius are linked with him by the Sylvester medal of the
Royal Society, the Lobachevski medal of the Physico-Mathematical Society
of Kazan, and the Bolyai prize of the Hungarian Academy of Sciences. His
work must be reckoned with the greatest mathematical achievements of
mankind.
The kernel of Poincaré's power lies in an oracle Sylvester often quoted to
me as from Hesiod: The whole is less than its part.
He penetrates at once the divine simplicity of the perfectly general case,
and thence descends, as from Olympus, to the special concrete earthly
particulars.
Page 16
A combination of seemingly extremely simple analytic and geometric
concepts gave necessary general conclusions of immense scope from which
sprang a disconcerting wilderness of possible deductions. And so he leaves
a noble, fruitful heritage.
Says Love: "His right is recognized now, and it is not likely that future
generations will revise the judgment, to rank among the greatest
mathematicians of all time."
George Bruce Halsted.
SCIENCE AND HYPOTHESIS
AUTHOR'S PREFACE TO THE
TRANSLATION
I am exceedingly grateful to Dr. Halsted, who has been so good as to
present my book to American readers in a translation, clear and faithful.
Every one knows that this savant has already taken the trouble to
translate many European treatises and thus has powerfully contributed to
make the new continent understand the thought of the old.
Some people love to repeat that Anglo-Saxons have not the same way of
thinking as the Latins or as the Germans; that they have quite another way
of understanding mathematics or of understanding physics; that this way
seems to them superior to all others; that they feel no need of changing it,
nor even of knowing the ways of other peoples.
concepts gave necessary general conclusions of immense scope from which
sprang a disconcerting wilderness of possible deductions. And so he leaves
a noble, fruitful heritage.
Says Love: "His right is recognized now, and it is not likely that future
generations will revise the judgment, to rank among the greatest
mathematicians of all time."
George Bruce Halsted.
SCIENCE AND HYPOTHESIS
AUTHOR'S PREFACE TO THE
TRANSLATION
I am exceedingly grateful to Dr. Halsted, who has been so good as to
present my book to American readers in a translation, clear and faithful.
Every one knows that this savant has already taken the trouble to
translate many European treatises and thus has powerfully contributed to
make the new continent understand the thought of the old.
Some people love to repeat that Anglo-Saxons have not the same way of
thinking as the Latins or as the Germans; that they have quite another way
of understanding mathematics or of understanding physics; that this way
seems to them superior to all others; that they feel no need of changing it,
nor even of knowing the ways of other peoples.
Page 17
In that they would beyond question be wrong, but I do not believe that is
true, or, at least, that is true no longer. For some time the English and
Americans have been devoting themselves much more than formerly to the
better understanding of what is thought and said on the continent of Europe.
To be sure, each people will preserve its characteristic genius, and it
would be a pity if it were otherwise, supposing such a thing possible. If the
Anglo-Saxons wished to become Latins, they would never be more than
bad Latins; just as the French, in seeking to imitate them, could turn out
only pretty poor Anglo-Saxons.
And then the English and Americans have made scientific conquests they
alone could have made; they will make still more of which others would be
incapable. It would therefore be deplorable if there were no longer Anglo-
Saxons.
But continentals have on their part done things an Englishman could not
have done, so that there is no need either for wishing all the world Anglo-
Saxon.
Each has his characteristic aptitudes, and these aptitudes should be
diverse, else would the scientific concert resemble a quartet where every
one wanted to play the violin.
And yet it is not bad for the violin to know what the violon-cello is
playing, and vice versa.
This it is that the English and Americans are comprehending more and
more; and from this point of view the translations undertaken by Dr.
Halsted are most opportune and timely.
Consider first what concerns the mathematical sciences. It is frequently
said the English cultivate them only in view of their applications and even
that they despise those who have other aims; that speculations too abstract
repel them as savoring of metaphysic.
The English, even in mathematics, are to proceed always from the
particular to the general, so that they would never have an idea of entering
mathematics, as do many Germans, by the gate of the theory of aggregates.
They are always to hold, so to speak, one foot in the world of the senses,
true, or, at least, that is true no longer. For some time the English and
Americans have been devoting themselves much more than formerly to the
better understanding of what is thought and said on the continent of Europe.
To be sure, each people will preserve its characteristic genius, and it
would be a pity if it were otherwise, supposing such a thing possible. If the
Anglo-Saxons wished to become Latins, they would never be more than
bad Latins; just as the French, in seeking to imitate them, could turn out
only pretty poor Anglo-Saxons.
And then the English and Americans have made scientific conquests they
alone could have made; they will make still more of which others would be
incapable. It would therefore be deplorable if there were no longer Anglo-
Saxons.
But continentals have on their part done things an Englishman could not
have done, so that there is no need either for wishing all the world Anglo-
Saxon.
Each has his characteristic aptitudes, and these aptitudes should be
diverse, else would the scientific concert resemble a quartet where every
one wanted to play the violin.
And yet it is not bad for the violin to know what the violon-cello is
playing, and vice versa.
This it is that the English and Americans are comprehending more and
more; and from this point of view the translations undertaken by Dr.
Halsted are most opportune and timely.
Consider first what concerns the mathematical sciences. It is frequently
said the English cultivate them only in view of their applications and even
that they despise those who have other aims; that speculations too abstract
repel them as savoring of metaphysic.
The English, even in mathematics, are to proceed always from the
particular to the general, so that they would never have an idea of entering
mathematics, as do many Germans, by the gate of the theory of aggregates.
They are always to hold, so to speak, one foot in the world of the senses,
Page 18
and never burn the bridges keeping them in communication with reality.
They thus are to be incapable of comprehending or at least of appreciating
certain theories more interesting than utilitarian, such as the non-Euclidean
geometries. According to that, the first two parts of this book, on number
and space, should seem to them void of all substance and would only baffle
them.
But that is not true. And first of all, are they such uncompromising
realists as has been said? Are they absolutely refractory, I do not say to
metaphysic, but at least to everything metaphysical?
Recall the name of Berkeley, born in Ireland doubtless, but immediately
adopted by the English, who marked a natural and necessary stage in the
development of English philosophy.
Is this not enough to show they are capable of making ascensions
otherwise than in a captive balloon?
And to return to America, is not the Monist published at Chicago, that
review which even to us seems bold and yet which finds readers?
And in mathematics? Do you think American geometers are concerned
only about applications? Far from it. The part of the science they cultivate
most devotedly is the theory of groups of substitutions, and under its most
abstract form, the farthest removed from the practical.
Moreover, Dr. Halsted gives regularly each year a review of all
productions relative to the non-Euclidean geometry, and he has about him a
public deeply interested in his work. He has initiated this public into the
ideas of Hilbert, and he has even written an elementary treatise on 'Rational
Geometry,' based on the principles of the renowned German savant.
To introduce this principle into teaching is surely this time to burn all
bridges of reliance upon sensory intuition, and this is, I confess, a boldness
which seems to me almost rashness.
The American public is therefore much better prepared than has been
thought for investigating the origin of the notion of space.
They thus are to be incapable of comprehending or at least of appreciating
certain theories more interesting than utilitarian, such as the non-Euclidean
geometries. According to that, the first two parts of this book, on number
and space, should seem to them void of all substance and would only baffle
them.
But that is not true. And first of all, are they such uncompromising
realists as has been said? Are they absolutely refractory, I do not say to
metaphysic, but at least to everything metaphysical?
Recall the name of Berkeley, born in Ireland doubtless, but immediately
adopted by the English, who marked a natural and necessary stage in the
development of English philosophy.
Is this not enough to show they are capable of making ascensions
otherwise than in a captive balloon?
And to return to America, is not the Monist published at Chicago, that
review which even to us seems bold and yet which finds readers?
And in mathematics? Do you think American geometers are concerned
only about applications? Far from it. The part of the science they cultivate
most devotedly is the theory of groups of substitutions, and under its most
abstract form, the farthest removed from the practical.
Moreover, Dr. Halsted gives regularly each year a review of all
productions relative to the non-Euclidean geometry, and he has about him a
public deeply interested in his work. He has initiated this public into the
ideas of Hilbert, and he has even written an elementary treatise on 'Rational
Geometry,' based on the principles of the renowned German savant.
To introduce this principle into teaching is surely this time to burn all
bridges of reliance upon sensory intuition, and this is, I confess, a boldness
which seems to me almost rashness.
The American public is therefore much better prepared than has been
thought for investigating the origin of the notion of space.
Page 19
Moreover, to analyze this concept is not to sacrifice reality to I know not
what phantom. The geometric language is after all only a language. Space is
only a word that we have believed a thing. What is the origin of this word
and of other words also? What things do they hide? To ask this is
permissible; to forbid it would be, on the contrary, to be a dupe of words; it
would be to adore a metaphysical idol, like savage peoples who prostrate
themselves before a statue of wood without daring to take a look at what is
within.
In the study of nature, the contrast between the Anglo-Saxon spirit and
the Latin spirit is still greater.
The Latins seek in general to put their thought in mathematical form; the
English prefer to express it by a material representation.
Both doubtless rely only on experience for knowing the world; when they
happen to go beyond this, they consider their foreknowledge as only
provisional, and they hasten to ask its definitive confirmation from nature
herself.
But experience is not all, and the savant is not passive; he does not wait
for the truth to come and find him, or for a chance meeting to bring him
face to face with it. He must go to meet it, and it is for his thinking to reveal
to him the way leading thither. For that there is need of an instrument; well,
just there begins the difference—the instrument the Latins ordinarily choose
is not that preferred by the Anglo-Saxons.
For a Latin, truth can be expressed only by equations; it must obey laws
simple, logical, symmetric and fitted to satisfy minds in love with
mathematical elegance.
The Anglo-Saxon to depict a phenomenon will first be engrossed in
making a model, and he will make it with common materials, such as our
crude, unaided senses show us them. He also makes a hypothesis, he
assumes implicitly that nature, in her finest elements, is the same as in the
complicated aggregates which alone are within the reach of our senses. He
concludes from the body to the atom.
Both therefore make hypotheses, and this indeed is necessary, since no
scientist has ever been able to get on without them. The essential thing is
what phantom. The geometric language is after all only a language. Space is
only a word that we have believed a thing. What is the origin of this word
and of other words also? What things do they hide? To ask this is
permissible; to forbid it would be, on the contrary, to be a dupe of words; it
would be to adore a metaphysical idol, like savage peoples who prostrate
themselves before a statue of wood without daring to take a look at what is
within.
In the study of nature, the contrast between the Anglo-Saxon spirit and
the Latin spirit is still greater.
The Latins seek in general to put their thought in mathematical form; the
English prefer to express it by a material representation.
Both doubtless rely only on experience for knowing the world; when they
happen to go beyond this, they consider their foreknowledge as only
provisional, and they hasten to ask its definitive confirmation from nature
herself.
But experience is not all, and the savant is not passive; he does not wait
for the truth to come and find him, or for a chance meeting to bring him
face to face with it. He must go to meet it, and it is for his thinking to reveal
to him the way leading thither. For that there is need of an instrument; well,
just there begins the difference—the instrument the Latins ordinarily choose
is not that preferred by the Anglo-Saxons.
For a Latin, truth can be expressed only by equations; it must obey laws
simple, logical, symmetric and fitted to satisfy minds in love with
mathematical elegance.
The Anglo-Saxon to depict a phenomenon will first be engrossed in
making a model, and he will make it with common materials, such as our
crude, unaided senses show us them. He also makes a hypothesis, he
assumes implicitly that nature, in her finest elements, is the same as in the
complicated aggregates which alone are within the reach of our senses. He
concludes from the body to the atom.
Both therefore make hypotheses, and this indeed is necessary, since no
scientist has ever been able to get on without them. The essential thing is
Page 20
never to make them unconsciously.
From this point of view again, it would be well for these two sorts of
physicists to know something of each other; in studying the work of minds
so unlike their own, they will immediately recognize that in this work there
has been an accumulation of hypotheses.
Doubtless this will not suffice to make them comprehend that they on
their part have made just as many; each sees the mote without seeing the
beam; but by their criticisms they will warn their rivals, and it may be
supposed these will not fail to render them the same service.
The English procedure often seems to us crude, the analogies they think
they discover to us seem at times superficial; they are not sufficiently
interlocked, not precise enough; they sometimes permit incoherences,
contradictions in terms, which shock a geometric spirit and which the
employment of the mathematical method would immediately have put in
evidence. But most often it is, on the other hand, very fortunate that they
have not perceived these contradictions; else would they have rejected their
model and could not have deduced from it the brilliant results they have
often made to come out of it.
And then these very contradictions, when they end by perceiving them,
have the advantage of showing them the hypothetical character of their
conceptions, whereas the mathematical method, by its apparent rigor and
inflexible course, often inspires in us a confidence nothing warrants, and
prevents our looking about us.
From another point of view, however, the two conceptions are very
unlike, and if all must be said, they are very unlike because of a common
fault.
The English wish to make the world out of what we see. I mean what we
see with the unaided eye, not the microscope, nor that still more subtile
microscope, the human head guided by scientific induction.
The Latin wants to make it out of formulas, but these formulas are still
the quintessenced expression of what we see. In a word, both would make
the unknown out of the known, and their excuse is that there is no way of
doing otherwise.
From this point of view again, it would be well for these two sorts of
physicists to know something of each other; in studying the work of minds
so unlike their own, they will immediately recognize that in this work there
has been an accumulation of hypotheses.
Doubtless this will not suffice to make them comprehend that they on
their part have made just as many; each sees the mote without seeing the
beam; but by their criticisms they will warn their rivals, and it may be
supposed these will not fail to render them the same service.
The English procedure often seems to us crude, the analogies they think
they discover to us seem at times superficial; they are not sufficiently
interlocked, not precise enough; they sometimes permit incoherences,
contradictions in terms, which shock a geometric spirit and which the
employment of the mathematical method would immediately have put in
evidence. But most often it is, on the other hand, very fortunate that they
have not perceived these contradictions; else would they have rejected their
model and could not have deduced from it the brilliant results they have
often made to come out of it.
And then these very contradictions, when they end by perceiving them,
have the advantage of showing them the hypothetical character of their
conceptions, whereas the mathematical method, by its apparent rigor and
inflexible course, often inspires in us a confidence nothing warrants, and
prevents our looking about us.
From another point of view, however, the two conceptions are very
unlike, and if all must be said, they are very unlike because of a common
fault.
The English wish to make the world out of what we see. I mean what we
see with the unaided eye, not the microscope, nor that still more subtile
microscope, the human head guided by scientific induction.
The Latin wants to make it out of formulas, but these formulas are still
the quintessenced expression of what we see. In a word, both would make
the unknown out of the known, and their excuse is that there is no way of
doing otherwise.
Page 21
And yet is this legitimate, if the unknown be the simple and the known
the complex?
Shall we not get of the simple a false idea, if we think it like the complex,
or worse yet if we strive to make it out of elements which are themselves
compounds?
Is not each great advance accomplished precisely the day some one has
discovered under the complex aggregate shown by our senses something far
more simple, not even resembling it—as when Newton replaced Kepler's
three laws by the single law of gravitation, which was something simpler,
equivalent, yet unlike?
One is justified in asking if we are not on the eve of just such a
revolution or one even more important. Matter seems on the point of losing
its mass, its solidest attribute, and resolving itself into electrons. Mechanics
must then give place to a broader conception which will explain it, but
which it will not explain.
So it was in vain the attempt was made in England to construct the ether
by material models, or in France to apply to it the laws of dynamic.
The ether it is, the unknown, which explains matter, the known; matter is
incapable of explaining the ether.
Poincaré.
INTRODUCTION
BY PROFESSOR JOSIAH ROYCE
Harvard University
The treatise of a master needs no commendation through the words of a
mere learner. But, since my friend and former fellow student, the translator
of this volume, has joined with another of my colleagues, Professor Cattell,
in asking me to undertake the task of calling the attention of my fellow
the complex?
Shall we not get of the simple a false idea, if we think it like the complex,
or worse yet if we strive to make it out of elements which are themselves
compounds?
Is not each great advance accomplished precisely the day some one has
discovered under the complex aggregate shown by our senses something far
more simple, not even resembling it—as when Newton replaced Kepler's
three laws by the single law of gravitation, which was something simpler,
equivalent, yet unlike?
One is justified in asking if we are not on the eve of just such a
revolution or one even more important. Matter seems on the point of losing
its mass, its solidest attribute, and resolving itself into electrons. Mechanics
must then give place to a broader conception which will explain it, but
which it will not explain.
So it was in vain the attempt was made in England to construct the ether
by material models, or in France to apply to it the laws of dynamic.
The ether it is, the unknown, which explains matter, the known; matter is
incapable of explaining the ether.
Poincaré.
INTRODUCTION
BY PROFESSOR JOSIAH ROYCE
Harvard University
The treatise of a master needs no commendation through the words of a
mere learner. But, since my friend and former fellow student, the translator
of this volume, has joined with another of my colleagues, Professor Cattell,
in asking me to undertake the task of calling the attention of my fellow
Page 22
students to the importance and to the scope of M. Poincaré's volume, I
accept the office, not as one competent to pass judgment upon the book, but
simply as a learner, desirous to increase the number of those amongst us
who are already interested in the type of researches to which M. Poincaré
has so notably contributed.
I
The branches of inquiry collectively known as the Philosophy of Science
have undergone great changes since the appearance of Herbert Spencer's
First Principles, that volume which a large part of the general public in this
country used to regard as the representative compend of all modern wisdom
relating to the foundations of scientific knowledge. The summary which M.
Poincaré gives, at the outset of his own introduction to the present work,
where he states the view which the 'superficial observer' takes of scientific
truth, suggests, not indeed Spencer's own most characteristic theories, but
something of the spirit in which many disciples of Spencer interpreting their
master's formulas used to conceive the position which science occupies in
dealing with experience. It was well known to them, indeed, that experience
is a constant guide, and an inexhaustible source both of novel scientific
results and of unsolved problems; but the fundamental Spencerian
principles of science, such as 'the persistence of force,' the 'rhythm of
motion' and the rest, were treated by Spencer himself as demonstrably
objective, although indeed 'relative' truths, capable of being tested once for
all by the 'inconceivability of the opposite,' and certain to hold true for the
whole 'knowable' universe. Thus, whether one dwelt upon the results of
such a mathematical procedure as that to which M. Poincaré refers in his
opening paragraphs, or whether, like Spencer himself, one applied the 'first
principles' to regions of less exact science, this confidence that a certain
orthodoxy regarding the principles of science was established forever was
characteristic of the followers of the movement in question. Experience,
lighted up by reason, seemed to them to have predetermined for all future
time certain great theoretical results regarding the real constitution of the
'knowable' cosmos. Whoever doubted this doubted 'the verdict of science.'
Some of us well remember how, when Stallo's 'Principles and Theories of
Modern Physics' first appeared, this sense of scientific orthodoxy was
shocked amongst many of our American readers and teachers of science. I
accept the office, not as one competent to pass judgment upon the book, but
simply as a learner, desirous to increase the number of those amongst us
who are already interested in the type of researches to which M. Poincaré
has so notably contributed.
I
The branches of inquiry collectively known as the Philosophy of Science
have undergone great changes since the appearance of Herbert Spencer's
First Principles, that volume which a large part of the general public in this
country used to regard as the representative compend of all modern wisdom
relating to the foundations of scientific knowledge. The summary which M.
Poincaré gives, at the outset of his own introduction to the present work,
where he states the view which the 'superficial observer' takes of scientific
truth, suggests, not indeed Spencer's own most characteristic theories, but
something of the spirit in which many disciples of Spencer interpreting their
master's formulas used to conceive the position which science occupies in
dealing with experience. It was well known to them, indeed, that experience
is a constant guide, and an inexhaustible source both of novel scientific
results and of unsolved problems; but the fundamental Spencerian
principles of science, such as 'the persistence of force,' the 'rhythm of
motion' and the rest, were treated by Spencer himself as demonstrably
objective, although indeed 'relative' truths, capable of being tested once for
all by the 'inconceivability of the opposite,' and certain to hold true for the
whole 'knowable' universe. Thus, whether one dwelt upon the results of
such a mathematical procedure as that to which M. Poincaré refers in his
opening paragraphs, or whether, like Spencer himself, one applied the 'first
principles' to regions of less exact science, this confidence that a certain
orthodoxy regarding the principles of science was established forever was
characteristic of the followers of the movement in question. Experience,
lighted up by reason, seemed to them to have predetermined for all future
time certain great theoretical results regarding the real constitution of the
'knowable' cosmos. Whoever doubted this doubted 'the verdict of science.'
Some of us well remember how, when Stallo's 'Principles and Theories of
Modern Physics' first appeared, this sense of scientific orthodoxy was
shocked amongst many of our American readers and teachers of science. I
Page 23
myself can recall to mind some highly authoritative reviews of that work in
which the author was more or less sharply taken to task for his ignorant
presumption in speaking with the freedom that he there used regarding such
sacred possessions of humanity as the fundamental concepts of physics.
That very book, however, has quite lately been translated into German as a
valuable contribution to some of the most recent efforts to reconstitute a
modern 'philosophy of nature.' And whatever may be otherwise thought of
Stallo's critical methods, or of his results, there can be no doubt that, at the
present moment, if his book were to appear for the first time, nobody would
attempt to discredit the work merely on account of its disposition to be
agnostic regarding the objective reality of the concepts of the kinetic theory
of gases, or on account of its call for a logical rearrangement of the
fundamental concepts of the theory of energy. We are no longer able so
easily to know heretics at first sight.
For we now appear to stand in this position: The control of natural
phenomena, which through the sciences men have attained, grows daily
vaster and more detailed, and in its details more assured. Phenomena men
know and predict better than ever. But regarding the most general theories,
and the most fundamental, of science, there is no longer any notable
scientific orthodoxy. Thus, as knowledge grows firmer and wider,
conceptual construction becomes less rigid. The field of the theoretical
philosophy of nature—yes, the field of the logic of science—this whole
region is to-day an open one. Whoever will work there must indeed accept
the verdict of experience regarding what happens in the natural world. So
far he is indeed bound. But he may undertake without hindrance from mere
tradition the task of trying afresh to reduce what happens to conceptual
unity. The circle-squarers and the inventors of devices for perpetual motion
are indeed still as unwelcome in scientific company as they were in the days
when scientific orthodoxy was more rigidly defined; but that is not because
the foundations of geometry are now viewed as completely settled, beyond
controversy, nor yet because the 'persistence of force' has been finally so
defined as to make the 'opposite inconceivable' and the doctrine of energy
beyond the reach of novel formulations. No, the circle-squarers and the
inventors of devices for perpetual motion are to-day discredited, not
because of any unorthodoxy of their general philosophy of nature, but
because their views regarding special facts and processes stand in conflict
which the author was more or less sharply taken to task for his ignorant
presumption in speaking with the freedom that he there used regarding such
sacred possessions of humanity as the fundamental concepts of physics.
That very book, however, has quite lately been translated into German as a
valuable contribution to some of the most recent efforts to reconstitute a
modern 'philosophy of nature.' And whatever may be otherwise thought of
Stallo's critical methods, or of his results, there can be no doubt that, at the
present moment, if his book were to appear for the first time, nobody would
attempt to discredit the work merely on account of its disposition to be
agnostic regarding the objective reality of the concepts of the kinetic theory
of gases, or on account of its call for a logical rearrangement of the
fundamental concepts of the theory of energy. We are no longer able so
easily to know heretics at first sight.
For we now appear to stand in this position: The control of natural
phenomena, which through the sciences men have attained, grows daily
vaster and more detailed, and in its details more assured. Phenomena men
know and predict better than ever. But regarding the most general theories,
and the most fundamental, of science, there is no longer any notable
scientific orthodoxy. Thus, as knowledge grows firmer and wider,
conceptual construction becomes less rigid. The field of the theoretical
philosophy of nature—yes, the field of the logic of science—this whole
region is to-day an open one. Whoever will work there must indeed accept
the verdict of experience regarding what happens in the natural world. So
far he is indeed bound. But he may undertake without hindrance from mere
tradition the task of trying afresh to reduce what happens to conceptual
unity. The circle-squarers and the inventors of devices for perpetual motion
are indeed still as unwelcome in scientific company as they were in the days
when scientific orthodoxy was more rigidly defined; but that is not because
the foundations of geometry are now viewed as completely settled, beyond
controversy, nor yet because the 'persistence of force' has been finally so
defined as to make the 'opposite inconceivable' and the doctrine of energy
beyond the reach of novel formulations. No, the circle-squarers and the
inventors of devices for perpetual motion are to-day discredited, not
because of any unorthodoxy of their general philosophy of nature, but
because their views regarding special facts and processes stand in conflict
Page 24
with certain equally special results of science which themselves admit of
very various general theoretical interpretations. Certain properties of the
irrational number π are known, in sufficient multitude to justify the
mathematician in declining to listen to the arguments of the circle-squarer;
but, despite great advances, and despite the assured results of Dedekind, of
Cantor, of Weierstrass and of various others, the general theory of the logic
of the numbers, rational and irrational, still presents several important
features of great obscurity; and the philosophy of the concepts of geometry
yet remains, in several very notable respects, unconquered territory, despite
the work of Hilbert and of Pieri, and of our author himself. The ordinary
inventors of the perpetual motion machines still stand in conflict with
accepted generalizations; but nobody knows as yet what the final form of
the theory of energy will be, nor can any one say precisely what place the
phenomena of the radioactive bodies will occupy in that theory. The
alchemists would not be welcome workers in modern laboratories; yet some
sorts of transformation and of evolution of the elements are to-day matters
which theory can find it convenient, upon occasion, to treat as more or less
exactly definable possibilities; while some newly observed phenomena tend
to indicate, not indeed that the ancient hopes of the alchemists were well
founded, but that the ultimate constitution of matter is something more
fluent, less invariant, than the theoretical orthodoxy of a recent period
supposed. Again, regarding the foundations of biology, a theoretical
orthodoxy grows less possible, less definable, less conceivable (even as a
hope) the more knowledge advances. Once 'mechanism' and 'vitalism' were
mutually contradictory theories regarding the ultimate constitution of living
bodies. Now they are obviously becoming more and more 'points of view,'
diverse but not necessarily conflicting. So far as you find it convenient to
limit your study of vital processes to those phenomena which distinguish
living matter from all other natural objects, you may assume, in the modern
'pragmatic' sense, the attitude of a 'neo-vitalist.' So far, however, as you are
able to lay stress, with good results, upon the many ways in which the life
processes can be assimilated to those studied in physics and in chemistry,
you work as if you were a partisan of 'mechanics.' In any case, your special
science prospers by reason of the empirical discoveries that you make. And
your theories, whatever they are, must not run counter to any positive
empirical results. But otherwise, scientific orthodoxy no longer
very various general theoretical interpretations. Certain properties of the
irrational number π are known, in sufficient multitude to justify the
mathematician in declining to listen to the arguments of the circle-squarer;
but, despite great advances, and despite the assured results of Dedekind, of
Cantor, of Weierstrass and of various others, the general theory of the logic
of the numbers, rational and irrational, still presents several important
features of great obscurity; and the philosophy of the concepts of geometry
yet remains, in several very notable respects, unconquered territory, despite
the work of Hilbert and of Pieri, and of our author himself. The ordinary
inventors of the perpetual motion machines still stand in conflict with
accepted generalizations; but nobody knows as yet what the final form of
the theory of energy will be, nor can any one say precisely what place the
phenomena of the radioactive bodies will occupy in that theory. The
alchemists would not be welcome workers in modern laboratories; yet some
sorts of transformation and of evolution of the elements are to-day matters
which theory can find it convenient, upon occasion, to treat as more or less
exactly definable possibilities; while some newly observed phenomena tend
to indicate, not indeed that the ancient hopes of the alchemists were well
founded, but that the ultimate constitution of matter is something more
fluent, less invariant, than the theoretical orthodoxy of a recent period
supposed. Again, regarding the foundations of biology, a theoretical
orthodoxy grows less possible, less definable, less conceivable (even as a
hope) the more knowledge advances. Once 'mechanism' and 'vitalism' were
mutually contradictory theories regarding the ultimate constitution of living
bodies. Now they are obviously becoming more and more 'points of view,'
diverse but not necessarily conflicting. So far as you find it convenient to
limit your study of vital processes to those phenomena which distinguish
living matter from all other natural objects, you may assume, in the modern
'pragmatic' sense, the attitude of a 'neo-vitalist.' So far, however, as you are
able to lay stress, with good results, upon the many ways in which the life
processes can be assimilated to those studied in physics and in chemistry,
you work as if you were a partisan of 'mechanics.' In any case, your special
science prospers by reason of the empirical discoveries that you make. And
your theories, whatever they are, must not run counter to any positive
empirical results. But otherwise, scientific orthodoxy no longer
Page 25
predetermines what alone it is respectable for you to think about the nature
of living substance.
This gain in the freedom of theory, coming, as it does, side by side with a
constant increase of a positive knowledge of nature, lends itself to various
interpretations, and raises various obvious questions.
II
One of the most natural of these interpretations, one of the most obvious
of these questions, may be readily stated. Is not the lesson of all these recent
discussions simply this, that general theories are simply vain, that a
philosophy of nature is an idle dream, and that the results of science are
coextensive with the range of actual empirical observation and of successful
prediction? If this is indeed the lesson, then the decline of theoretical
orthodoxy in science is—like the eclipse of dogma in religion—merely a
further lesson in pure positivism, another proof that man does best when he
limits himself to thinking about what can be found in human experience,
and in trying to plan what can be done to make human life more
controllable and more reasonable. What we are free to do as we please—is
it any longer a serious business? What we are free to think as we please—is
it of any further interest to one who is in search of truth? If certain general
theories are mere conceptual constructions, which to-day are, and to-
morrow are cast into the oven, why dignify them by the name of
philosophy? Has science any place for such theories? Why be a 'neo-
vitalist,' or an 'evolutionist,' or an 'atomist,' or an 'Energetiker'? Why not
say, plainly: "Such and such phenomena, thus and thus described, have been
observed; such and such experiences are to be expected, since the
hypotheses by the terms of which we are required to expect them have been
verified too often to let us regard the agreement with experience as due
merely to chance; so much then with reasonable assurance we know; all
else is silence—or else is some matter to be tested by another experiment?"
Why not limit our philosophy of science strictly to such a counsel of
resignation? Why not substitute, for the old scientific orthodoxy, simply a
confession of ignorance, and a resolution to devote ourselves to the
business of enlarging the bounds of actual empirical knowledge?
of living substance.
This gain in the freedom of theory, coming, as it does, side by side with a
constant increase of a positive knowledge of nature, lends itself to various
interpretations, and raises various obvious questions.
II
One of the most natural of these interpretations, one of the most obvious
of these questions, may be readily stated. Is not the lesson of all these recent
discussions simply this, that general theories are simply vain, that a
philosophy of nature is an idle dream, and that the results of science are
coextensive with the range of actual empirical observation and of successful
prediction? If this is indeed the lesson, then the decline of theoretical
orthodoxy in science is—like the eclipse of dogma in religion—merely a
further lesson in pure positivism, another proof that man does best when he
limits himself to thinking about what can be found in human experience,
and in trying to plan what can be done to make human life more
controllable and more reasonable. What we are free to do as we please—is
it any longer a serious business? What we are free to think as we please—is
it of any further interest to one who is in search of truth? If certain general
theories are mere conceptual constructions, which to-day are, and to-
morrow are cast into the oven, why dignify them by the name of
philosophy? Has science any place for such theories? Why be a 'neo-
vitalist,' or an 'evolutionist,' or an 'atomist,' or an 'Energetiker'? Why not
say, plainly: "Such and such phenomena, thus and thus described, have been
observed; such and such experiences are to be expected, since the
hypotheses by the terms of which we are required to expect them have been
verified too often to let us regard the agreement with experience as due
merely to chance; so much then with reasonable assurance we know; all
else is silence—or else is some matter to be tested by another experiment?"
Why not limit our philosophy of science strictly to such a counsel of
resignation? Why not substitute, for the old scientific orthodoxy, simply a
confession of ignorance, and a resolution to devote ourselves to the
business of enlarging the bounds of actual empirical knowledge?
Page 26
Such comments upon the situation just characterized are frequently
made. Unfortunately, they seem not to content the very age whose revolt
from the orthodoxy of traditional theory, whose uncertainty about all
theoretical formulations, and whose vast wealth of empirical discoveries
and of rapidly advancing special researches, would seem most to justify
these very comments. Never has there been better reason than there is to-
day to be content, if rational man could be content, with a pure positivism.
The splendid triumphs of special research in the most various fields, the
constant increase in our practical control over nature—these, our positive
and growing possessions, stand in glaring contrast to the failure of the
scientific orthodoxy of a former period to fix the outlines of an ultimate
creed about the nature of the knowable universe. Why not 'take the cash and
let the credit go'? Why pursue the elusive theoretical 'unification' any
further, when what we daily get from our sciences is an increasing wealth of
detailed information and of practical guidance?
As a fact, however, the known answer of our own age to these very
obvious comments is a constant multiplication of new efforts towards large
and unifying theories. If theoretical orthodoxy is no longer clearly
definable, theoretical construction was never more rife. The history of the
doctrine of evolution, even in its most recent phases, when the theoretical
uncertainties regarding the 'factors of evolution' are most insisted upon, is
full of illustrations of this remarkable union of scepticism in critical work
with courage regarding the use of the scientific imagination. The history of
those controversies regarding theoretical physics, some of whose principal
phases M. Poincaré, in his book, sketches with the hand of the master, is
another illustration of the consciousness of the time. Men have their
freedom of thought in these regions; and they feel the need of making
constant and constructive use of this freedom. And the men who most feel
this need are by no means in the majority of cases professional
metaphysicians—or students who, like myself, have to view all these
controversies amongst the scientific theoreticians from without as learners.
These large theoretical constructions are due, on the contrary, in a great
many cases to special workers, who have been driven to the freedom of
philosophy by the oppression of experience, and who have learned in the
conflict with special problems the lesson that they now teach in the form of
general ideas regarding the philosophical aspects of science.
made. Unfortunately, they seem not to content the very age whose revolt
from the orthodoxy of traditional theory, whose uncertainty about all
theoretical formulations, and whose vast wealth of empirical discoveries
and of rapidly advancing special researches, would seem most to justify
these very comments. Never has there been better reason than there is to-
day to be content, if rational man could be content, with a pure positivism.
The splendid triumphs of special research in the most various fields, the
constant increase in our practical control over nature—these, our positive
and growing possessions, stand in glaring contrast to the failure of the
scientific orthodoxy of a former period to fix the outlines of an ultimate
creed about the nature of the knowable universe. Why not 'take the cash and
let the credit go'? Why pursue the elusive theoretical 'unification' any
further, when what we daily get from our sciences is an increasing wealth of
detailed information and of practical guidance?
As a fact, however, the known answer of our own age to these very
obvious comments is a constant multiplication of new efforts towards large
and unifying theories. If theoretical orthodoxy is no longer clearly
definable, theoretical construction was never more rife. The history of the
doctrine of evolution, even in its most recent phases, when the theoretical
uncertainties regarding the 'factors of evolution' are most insisted upon, is
full of illustrations of this remarkable union of scepticism in critical work
with courage regarding the use of the scientific imagination. The history of
those controversies regarding theoretical physics, some of whose principal
phases M. Poincaré, in his book, sketches with the hand of the master, is
another illustration of the consciousness of the time. Men have their
freedom of thought in these regions; and they feel the need of making
constant and constructive use of this freedom. And the men who most feel
this need are by no means in the majority of cases professional
metaphysicians—or students who, like myself, have to view all these
controversies amongst the scientific theoreticians from without as learners.
These large theoretical constructions are due, on the contrary, in a great
many cases to special workers, who have been driven to the freedom of
philosophy by the oppression of experience, and who have learned in the
conflict with special problems the lesson that they now teach in the form of
general ideas regarding the philosophical aspects of science.
Page 27
Why, then, does science actually need general theories, despite the fact
that these theories inevitably alter and pass away? What is the service of a
philosophy of science, when it is certain that the philosophy of science
which is best suited to the needs of one generation must be superseded by
the advancing insight of the next generation? Why must that which
endlessly grows, namely, man's knowledge of the phenomenal order of
nature, be constantly united in men's minds with that which is certain to
decay, namely, the theoretical formulation of special knowledge in more or
less completely unified systems of doctrine?
I understand our author's volume to be in the main an answer to this
question. To be sure, the compact and manifold teachings which this text
contains relate to a great many different special issues. A student interested
in the problems of the philosophy of mathematics, or in the theory of
probabilities, or in the nature and office of mathematical physics, or in still
other problems belonging to the wide field here discussed, may find what
he wants here and there in the text, even in case the general issues which
give the volume its unity mean little to him, or even if he differs from the
author's views regarding the principal issues of the book. But in the main,
this volume must be regarded as what its title indicates—a critique of the
nature and place of hypothesis in the work of science and a study of the
logical relations of theory and fact. The result of the book is a substantial
justification of the scientific utility of theoretical construction—an
abandonment of dogma, but a vindication of the rights of the constructive
reason.
III
The most notable of the results of our author's investigation of the logic
of scientific theories relates, as I understand his work, to a topic which the
present state of logical investigation, just summarized, makes especially
important, but which has thus far been very inadequately treated in the text-
books of inductive logic. The useful hypotheses of science are of two kinds:
1. The hypotheses which are valuable precisely because they are either
verifiable or else refutable through a definite appeal to the tests furnished
by experience; and
that these theories inevitably alter and pass away? What is the service of a
philosophy of science, when it is certain that the philosophy of science
which is best suited to the needs of one generation must be superseded by
the advancing insight of the next generation? Why must that which
endlessly grows, namely, man's knowledge of the phenomenal order of
nature, be constantly united in men's minds with that which is certain to
decay, namely, the theoretical formulation of special knowledge in more or
less completely unified systems of doctrine?
I understand our author's volume to be in the main an answer to this
question. To be sure, the compact and manifold teachings which this text
contains relate to a great many different special issues. A student interested
in the problems of the philosophy of mathematics, or in the theory of
probabilities, or in the nature and office of mathematical physics, or in still
other problems belonging to the wide field here discussed, may find what
he wants here and there in the text, even in case the general issues which
give the volume its unity mean little to him, or even if he differs from the
author's views regarding the principal issues of the book. But in the main,
this volume must be regarded as what its title indicates—a critique of the
nature and place of hypothesis in the work of science and a study of the
logical relations of theory and fact. The result of the book is a substantial
justification of the scientific utility of theoretical construction—an
abandonment of dogma, but a vindication of the rights of the constructive
reason.
III
The most notable of the results of our author's investigation of the logic
of scientific theories relates, as I understand his work, to a topic which the
present state of logical investigation, just summarized, makes especially
important, but which has thus far been very inadequately treated in the text-
books of inductive logic. The useful hypotheses of science are of two kinds:
1. The hypotheses which are valuable precisely because they are either
verifiable or else refutable through a definite appeal to the tests furnished
by experience; and
Page 28
2. The hypotheses which, despite the fact that experience suggests them,
are valuable despite, or even because, of the fact that experience can neither
confirm nor refute them. The contrast between these two kinds of
hypotheses is a prominent topic of our author's discussion.
Hypotheses of the general type which I have here placed first in order are
the ones which the text-books of inductive logic and those summaries of
scientific method which are customary in the course of the elementary
treatises upon physical science are already accustomed to recognize and to
characterize. The value of such hypotheses is indeed undoubted. But
hypotheses of the type which I have here named in the second place are far
less frequently recognized in a perfectly explicit way as useful aids in the
work of special science. One usually either fails to admit their presence in
scientific work, or else remains silent as to the reasons of their usefulness.
Our author's treatment of the work of science is therefore especially marked
by the fact that he explicitly makes prominent both the existence and the
scientific importance of hypotheses of this second type. They occupy in his
discussion a place somewhat analogous to each of the two distinct positions
occupied by the 'categories' and the 'forms of sensibility,' on the one hand,
and by the 'regulative principles of the reason,' on the other hand, in the
Kantian theory of our knowledge of nature. That is, these hypotheses which
can neither be confirmed nor refuted by experience appear, in M. Poincaré's
account, partly (like the conception of 'continuous quantity') as devices of
the understanding whereby we give conceptual unity and an invisible
connectedness to certain types of phenomenal facts which come to us in a
discrete form and in a confused variety; and partly (like the larger
organizing concepts of science) as principles regarding the structure of the
world in its wholeness; i. e., as principles in the light of which we try to
interpret our experience, so as to give to it a totality and an inclusive unity
such as Euclidean space, or such as the world of the theory of energy is
conceived to possess. Thus viewed, M. Poincaré's logical theory of this
second class of hypotheses undertakes to accomplish, with modern means
and in the light of to-day's issues, a part of what Kant endeavored to
accomplish in his theory of scientific knowledge with the limited means
which were at his disposal. Those aspects of science which are determined
by the use of the hypotheses of this second kind appear in our author's
account as constituting an essential human way of viewing nature, an
are valuable despite, or even because, of the fact that experience can neither
confirm nor refute them. The contrast between these two kinds of
hypotheses is a prominent topic of our author's discussion.
Hypotheses of the general type which I have here placed first in order are
the ones which the text-books of inductive logic and those summaries of
scientific method which are customary in the course of the elementary
treatises upon physical science are already accustomed to recognize and to
characterize. The value of such hypotheses is indeed undoubted. But
hypotheses of the type which I have here named in the second place are far
less frequently recognized in a perfectly explicit way as useful aids in the
work of special science. One usually either fails to admit their presence in
scientific work, or else remains silent as to the reasons of their usefulness.
Our author's treatment of the work of science is therefore especially marked
by the fact that he explicitly makes prominent both the existence and the
scientific importance of hypotheses of this second type. They occupy in his
discussion a place somewhat analogous to each of the two distinct positions
occupied by the 'categories' and the 'forms of sensibility,' on the one hand,
and by the 'regulative principles of the reason,' on the other hand, in the
Kantian theory of our knowledge of nature. That is, these hypotheses which
can neither be confirmed nor refuted by experience appear, in M. Poincaré's
account, partly (like the conception of 'continuous quantity') as devices of
the understanding whereby we give conceptual unity and an invisible
connectedness to certain types of phenomenal facts which come to us in a
discrete form and in a confused variety; and partly (like the larger
organizing concepts of science) as principles regarding the structure of the
world in its wholeness; i. e., as principles in the light of which we try to
interpret our experience, so as to give to it a totality and an inclusive unity
such as Euclidean space, or such as the world of the theory of energy is
conceived to possess. Thus viewed, M. Poincaré's logical theory of this
second class of hypotheses undertakes to accomplish, with modern means
and in the light of to-day's issues, a part of what Kant endeavored to
accomplish in his theory of scientific knowledge with the limited means
which were at his disposal. Those aspects of science which are determined
by the use of the hypotheses of this second kind appear in our author's
account as constituting an essential human way of viewing nature, an
Page 29
interpretation rather than a portrayal or a prediction of the objective facts of
nature, an adjustment of our conceptions of things to the internal needs of
our intelligence, rather than a grasping of things as they are in themselves.
To be sure, M. Poincaré's view, in this portion of his work, obviously
differs, meanwhile, from that of Kant, as well as this agrees, in a measure,
with the spirit of the Kantian epistemology. I do not mean therefore to class
our author as a Kantian. For Kant, the interpretations imposed by the 'forms
of sensibility,' and by the 'categories of the understanding,' upon our
doctrine of nature are rigidly predetermined by the unalterable 'form' of our
intellectual powers. We 'must' thus view facts, whatever the data of sense
must be. This, of course, is not M. Poincaré's view. A similarly rigid
predetermination also limits the Kantian 'ideas of the reason' to a certain set
of principles whose guidance of the course of our theoretical investigations
is indeed only 'regulative,' but is 'a priori,' and so unchangeable. For M.
Poincaré, on the contrary, all this adjustment of our interpretations of
experience to the needs of our intellect is something far less rigid and
unalterable, and is constantly subject to the suggestions of experience. We
must indeed interpret in our own way; but our way is itself only relatively
determinate; it is essentially more or less plastic; other interpretations of
experience are conceivable. Those that we use are merely the ones found to
be most convenient. But this convenience is not absolute necessity.
Unverifiable and irrefutable hypotheses in science are indeed, in general,
indispensable aids to the organization and to the guidance of our
interpretation of experience. But it is experience itself which points out to
us what lines of interpretation will prove most convenient. Instead of Kant's
rigid list of a priori 'forms,' we consequently have in M. Poincaré's account
a set of conventions, neither wholly subjective and arbitrary, nor yet
imposed upon us unambiguously by the external compulsion of experience.
The organization of science, so far as this organization is due to hypotheses
of the kind here in question, thus resembles that of a constitutional
government—neither absolutely necessary, nor yet determined apart from
the will of the subjects, nor yet accidental—a free, yet not a capricious
establishment of good order, in conformity with empirical needs.
Characteristic remains, however, for our author, as, in his decidedly
contrasting way, for Kant, the thought that without principles which at every
stage transcend precise confirmation through such experience as is then
nature, an adjustment of our conceptions of things to the internal needs of
our intelligence, rather than a grasping of things as they are in themselves.
To be sure, M. Poincaré's view, in this portion of his work, obviously
differs, meanwhile, from that of Kant, as well as this agrees, in a measure,
with the spirit of the Kantian epistemology. I do not mean therefore to class
our author as a Kantian. For Kant, the interpretations imposed by the 'forms
of sensibility,' and by the 'categories of the understanding,' upon our
doctrine of nature are rigidly predetermined by the unalterable 'form' of our
intellectual powers. We 'must' thus view facts, whatever the data of sense
must be. This, of course, is not M. Poincaré's view. A similarly rigid
predetermination also limits the Kantian 'ideas of the reason' to a certain set
of principles whose guidance of the course of our theoretical investigations
is indeed only 'regulative,' but is 'a priori,' and so unchangeable. For M.
Poincaré, on the contrary, all this adjustment of our interpretations of
experience to the needs of our intellect is something far less rigid and
unalterable, and is constantly subject to the suggestions of experience. We
must indeed interpret in our own way; but our way is itself only relatively
determinate; it is essentially more or less plastic; other interpretations of
experience are conceivable. Those that we use are merely the ones found to
be most convenient. But this convenience is not absolute necessity.
Unverifiable and irrefutable hypotheses in science are indeed, in general,
indispensable aids to the organization and to the guidance of our
interpretation of experience. But it is experience itself which points out to
us what lines of interpretation will prove most convenient. Instead of Kant's
rigid list of a priori 'forms,' we consequently have in M. Poincaré's account
a set of conventions, neither wholly subjective and arbitrary, nor yet
imposed upon us unambiguously by the external compulsion of experience.
The organization of science, so far as this organization is due to hypotheses
of the kind here in question, thus resembles that of a constitutional
government—neither absolutely necessary, nor yet determined apart from
the will of the subjects, nor yet accidental—a free, yet not a capricious
establishment of good order, in conformity with empirical needs.
Characteristic remains, however, for our author, as, in his decidedly
contrasting way, for Kant, the thought that without principles which at every
stage transcend precise confirmation through such experience as is then
Page 30
accessible the organization of experience is impossible. Whether one views
these principles as conventions or as a priori 'forms,' they may therefore be
described as hypotheses, but as hypotheses that, while lying at the basis of
our actual physical sciences, at once refer to experience and help us in
dealing with experience, and are yet neither confirmed nor refuted by the
experiences which we possess or which we can hope to attain.
Three special instances or classes of instances, according to our author's
account, may be used as illustrations of this general type of hypotheses.
They are: (1) The hypothesis of the existence of continuous extensive
quanta in nature; (2) The principles of geometry; (3) The principles of
mechanics and of the general theory of energy. In case of each of these
special types of hypotheses we are at first disposed, apart from reflection, to
say that we find the world to be thus or thus, so that, for instance, we can
confirm the thesis according to which nature contains continuous
magnitudes; or can prove or disprove the physical truth of the postulates of
Euclidean geometry; or can confirm by definite experience the objective
validity of the principles of mechanics. A closer examination reveals,
according to our author, the incorrectness of all such opinions. Hypotheses
of these various special types are needed; and their usefulness can be
empirically shown. They are in touch with experience; and that they are not
merely arbitrary conventions is also verifiable. They are not a priori
necessities; and we can easily conceive intelligent beings whose experience
could be best interpreted without using these hypotheses. Yet these
hypotheses are not subject to direct confirmation or refutation by
experience. They stand then in sharp contrast to the scientific hypotheses of
the other, and more frequently recognized, type, i. e., to the hypotheses
which can be tested by a definite appeal to experience. To these other
hypotheses our author attaches, of course, great importance. His treatment
of them is full of a living appreciation of the significance of empirical
investigation. But the central problem of the logic of science thus becomes
the problem of the relation between the two fundamentally distinct types of
hypotheses, i. e., between those which can not be verified or refuted
through experience, and those which can be empirically tested.
IV
these principles as conventions or as a priori 'forms,' they may therefore be
described as hypotheses, but as hypotheses that, while lying at the basis of
our actual physical sciences, at once refer to experience and help us in
dealing with experience, and are yet neither confirmed nor refuted by the
experiences which we possess or which we can hope to attain.
Three special instances or classes of instances, according to our author's
account, may be used as illustrations of this general type of hypotheses.
They are: (1) The hypothesis of the existence of continuous extensive
quanta in nature; (2) The principles of geometry; (3) The principles of
mechanics and of the general theory of energy. In case of each of these
special types of hypotheses we are at first disposed, apart from reflection, to
say that we find the world to be thus or thus, so that, for instance, we can
confirm the thesis according to which nature contains continuous
magnitudes; or can prove or disprove the physical truth of the postulates of
Euclidean geometry; or can confirm by definite experience the objective
validity of the principles of mechanics. A closer examination reveals,
according to our author, the incorrectness of all such opinions. Hypotheses
of these various special types are needed; and their usefulness can be
empirically shown. They are in touch with experience; and that they are not
merely arbitrary conventions is also verifiable. They are not a priori
necessities; and we can easily conceive intelligent beings whose experience
could be best interpreted without using these hypotheses. Yet these
hypotheses are not subject to direct confirmation or refutation by
experience. They stand then in sharp contrast to the scientific hypotheses of
the other, and more frequently recognized, type, i. e., to the hypotheses
which can be tested by a definite appeal to experience. To these other
hypotheses our author attaches, of course, great importance. His treatment
of them is full of a living appreciation of the significance of empirical
investigation. But the central problem of the logic of science thus becomes
the problem of the relation between the two fundamentally distinct types of
hypotheses, i. e., between those which can not be verified or refuted
through experience, and those which can be empirically tested.
IV
Page 31
The detailed treatment which M. Poincaré gives to the problem thus
defined must be learned from his text. It is no part of my purpose to
expound, to defend or to traverse any of his special conclusions regarding
this matter. Yet I can not avoid observing that, while M. Poincaré strictly
confines his illustrations and his expressions of opinion to those regions of
science wherein, as special investigator, he is himself most at home, the
issues which he thus raises regarding the logic of science are of even more
critical importance and of more impressive interest when one applies M.
Poincaré's methods to the study of the concepts and presuppositions of the
organic and of the historical and social sciences, than when one confines
one's attention, as our author here does, to the physical sciences. It belongs
to the province of an introduction like the present to point out, however
briefly and inadequately, that the significance of our author's ideas extends
far beyond the scope to which he chooses to confine their discussion.
The historical sciences, and in fact all those sciences such as geology,
and such as the evolutionary sciences in general, undertake theoretical
constructions which relate to past time. Hypotheses relating to the more or
less remote past stand, however, in a position which is very interesting from
the point of view of the logic of science. Directly speaking, no such
hypothesis is capable of confirmation or of refutation, because we can not
return into the past to verify by our own experience what then happened.
Yet indirectly, such hypotheses may lead to predictions of coming
experience. These latter will be subject to control. Thus, Schliemann's
confidence that the legend of Troy had a definite historical foundation led to
predictions regarding what certain excavations would reveal. In a sense
somewhat different from that which filled Schliemann's enthusiastic mind,
these predictions proved verifiable. The result has been a considerable
change in the attitude of historians toward the legend of Troy. Geological
investigation leads to predictions regarding the order of the strata or the
course of mineral veins in a district, regarding the fossils which may be
discovered in given formations, and so on. These hypotheses are subject to
the control of experience. The various theories of evolutionary doctrine
include many hypotheses capable of confirmation and of refutation by
empirical tests. Yet, despite all such empirical control, it still remains true
that whenever a science is mainly concerned with the remote past, whether
this science be archeology, or geology, or anthropology, or Old Testament
defined must be learned from his text. It is no part of my purpose to
expound, to defend or to traverse any of his special conclusions regarding
this matter. Yet I can not avoid observing that, while M. Poincaré strictly
confines his illustrations and his expressions of opinion to those regions of
science wherein, as special investigator, he is himself most at home, the
issues which he thus raises regarding the logic of science are of even more
critical importance and of more impressive interest when one applies M.
Poincaré's methods to the study of the concepts and presuppositions of the
organic and of the historical and social sciences, than when one confines
one's attention, as our author here does, to the physical sciences. It belongs
to the province of an introduction like the present to point out, however
briefly and inadequately, that the significance of our author's ideas extends
far beyond the scope to which he chooses to confine their discussion.
The historical sciences, and in fact all those sciences such as geology,
and such as the evolutionary sciences in general, undertake theoretical
constructions which relate to past time. Hypotheses relating to the more or
less remote past stand, however, in a position which is very interesting from
the point of view of the logic of science. Directly speaking, no such
hypothesis is capable of confirmation or of refutation, because we can not
return into the past to verify by our own experience what then happened.
Yet indirectly, such hypotheses may lead to predictions of coming
experience. These latter will be subject to control. Thus, Schliemann's
confidence that the legend of Troy had a definite historical foundation led to
predictions regarding what certain excavations would reveal. In a sense
somewhat different from that which filled Schliemann's enthusiastic mind,
these predictions proved verifiable. The result has been a considerable
change in the attitude of historians toward the legend of Troy. Geological
investigation leads to predictions regarding the order of the strata or the
course of mineral veins in a district, regarding the fossils which may be
discovered in given formations, and so on. These hypotheses are subject to
the control of experience. The various theories of evolutionary doctrine
include many hypotheses capable of confirmation and of refutation by
empirical tests. Yet, despite all such empirical control, it still remains true
that whenever a science is mainly concerned with the remote past, whether
this science be archeology, or geology, or anthropology, or Old Testament
Page 32
history, the principal theoretical constructions always include features
which no appeal to present or to accessible future experience can ever
definitely test. Hence the suspicion with which students of experimental
science often regard the theoretical constructions of their confrères of the
sciences that deal with the past. The origin of the races of men, of man
himself, of life, of species, of the planet; the hypotheses of anthropologists,
of archeologists, of students of 'higher criticism'—all these are matters
which the men of the laboratory often regard with a general incredulity as
belonging not at all to the domain of true science. Yet no one can doubt the
importance and the inevitableness of endeavoring to apply scientific method
to these regions also. Science needs theories regarding the past history of
the world. And no one who looks closer into the methods of these sciences
of past time can doubt that verifiable and unverifiable hypotheses are in all
these regions inevitably interwoven; so that, while experience is always the
guide, the attitude of the investigator towards experience is determined by
interests which have to be partially due to what I should call that 'internal
meaning,' that human interest in rational theoretical construction which
inspires the scientific inquiry; and the theoretical constructions which
prevail in such sciences are neither unbiased reports of the actual
constitution of an external reality, nor yet arbitrary constructions of fancy.
These constructions in fact resemble in a measure those which M. Poincaré
in this book has analyzed in the case of geometry. They are constructions
molded, but not predetermined in their details, by experience. We report
facts; we let the facts speak; but we, as we investigate, in the popular
phrase, 'talk back' to the facts. We interpret as well as report. Man is not
merely made for science, but science is made for man. It expresses his
deepest intellectual needs, as well as his careful observations. It is an effort
to bring internal meanings into harmony with external verifications. It
attempts therefore to control, as well as to submit, to conceive with rational
unity, as well as to accept data. Its arts are those directed towards self-
possession as well as towards an imitation of the outer reality which we
find. It seeks therefore a disciplined freedom of thought. The discipline is as
essential as the freedom; but the latter has also its place. The theories of
science are human, as well as objective, internally rational, as well as (when
that is possible) subject to external tests.
which no appeal to present or to accessible future experience can ever
definitely test. Hence the suspicion with which students of experimental
science often regard the theoretical constructions of their confrères of the
sciences that deal with the past. The origin of the races of men, of man
himself, of life, of species, of the planet; the hypotheses of anthropologists,
of archeologists, of students of 'higher criticism'—all these are matters
which the men of the laboratory often regard with a general incredulity as
belonging not at all to the domain of true science. Yet no one can doubt the
importance and the inevitableness of endeavoring to apply scientific method
to these regions also. Science needs theories regarding the past history of
the world. And no one who looks closer into the methods of these sciences
of past time can doubt that verifiable and unverifiable hypotheses are in all
these regions inevitably interwoven; so that, while experience is always the
guide, the attitude of the investigator towards experience is determined by
interests which have to be partially due to what I should call that 'internal
meaning,' that human interest in rational theoretical construction which
inspires the scientific inquiry; and the theoretical constructions which
prevail in such sciences are neither unbiased reports of the actual
constitution of an external reality, nor yet arbitrary constructions of fancy.
These constructions in fact resemble in a measure those which M. Poincaré
in this book has analyzed in the case of geometry. They are constructions
molded, but not predetermined in their details, by experience. We report
facts; we let the facts speak; but we, as we investigate, in the popular
phrase, 'talk back' to the facts. We interpret as well as report. Man is not
merely made for science, but science is made for man. It expresses his
deepest intellectual needs, as well as his careful observations. It is an effort
to bring internal meanings into harmony with external verifications. It
attempts therefore to control, as well as to submit, to conceive with rational
unity, as well as to accept data. Its arts are those directed towards self-
possession as well as towards an imitation of the outer reality which we
find. It seeks therefore a disciplined freedom of thought. The discipline is as
essential as the freedom; but the latter has also its place. The theories of
science are human, as well as objective, internally rational, as well as (when
that is possible) subject to external tests.
Page 33
In a field very different from that of the historical sciences, namely, in a
science of observation and of experiment, which is at the same time an
organic science, I have been led in the course of some study of the history
of certain researches to notice the existence of a theoretical conception
which has proved extremely fruitful in guiding research, but which
apparently resembles in a measure the type of hypotheses of which M.
Poincaré speaks when he characterizes the principles of mechanics and of
the theory of energy. I venture to call attention here to this conception,
which seems to me to illustrate M. Poincaré's view of the functions of
hypothesis in scientific work.
The modern science of pathology is usually regarded as dating from the
earlier researches of Virchow, whose 'Cellular Pathology' was the outcome
of a very careful and elaborate induction. Virchow, himself, felt a strong
aversion to mere speculation. He endeavored to keep close to observation,
and to relieve medical science from the control of fantastic theories, such as
those of the Naturphilosophen had been. Yet Virchow's researches were, as
early as 1847, or still earlier, already under the guidance of a theoretical
presupposition which he himself states as follows: "We have learned to
recognize," he says, "that diseases are not autonomous organisms, that they
are no entities that have entered into the body, that they are no parasites
which take root in the body, but that they merely show us the course of the
vital processes under altered conditions" ('dasz sie nur Ablauf der
Lebenserscheinungen unter veränderten Bedingungen darstellen').
The enormous importance of this theoretical presupposition for all the
early successes of modern pathological investigation is generally
recognized by the experts. I do not doubt this opinion. It appears to be a
commonplace of the history of this science. But in Virchow's later years this
very presupposition seemed to some of his contemporaries to be called in
question by the successes of recent bacteriology. The question arose
whether the theoretical foundations of Virchow's pathology had not been set
aside. And in fact the theory of the parasitical origin of a vast number of
diseased conditions has indeed come upon an empirical basis to be
generally recognized. Yet to the end of his own career Virchow stoutly
maintained that in all its essential significance his own fundamental
principle remained quite untouched by the newer discoveries. And, as a
fact, this view could indeed be maintained. For if diseases proved to be the
science of observation and of experiment, which is at the same time an
organic science, I have been led in the course of some study of the history
of certain researches to notice the existence of a theoretical conception
which has proved extremely fruitful in guiding research, but which
apparently resembles in a measure the type of hypotheses of which M.
Poincaré speaks when he characterizes the principles of mechanics and of
the theory of energy. I venture to call attention here to this conception,
which seems to me to illustrate M. Poincaré's view of the functions of
hypothesis in scientific work.
The modern science of pathology is usually regarded as dating from the
earlier researches of Virchow, whose 'Cellular Pathology' was the outcome
of a very careful and elaborate induction. Virchow, himself, felt a strong
aversion to mere speculation. He endeavored to keep close to observation,
and to relieve medical science from the control of fantastic theories, such as
those of the Naturphilosophen had been. Yet Virchow's researches were, as
early as 1847, or still earlier, already under the guidance of a theoretical
presupposition which he himself states as follows: "We have learned to
recognize," he says, "that diseases are not autonomous organisms, that they
are no entities that have entered into the body, that they are no parasites
which take root in the body, but that they merely show us the course of the
vital processes under altered conditions" ('dasz sie nur Ablauf der
Lebenserscheinungen unter veränderten Bedingungen darstellen').
The enormous importance of this theoretical presupposition for all the
early successes of modern pathological investigation is generally
recognized by the experts. I do not doubt this opinion. It appears to be a
commonplace of the history of this science. But in Virchow's later years this
very presupposition seemed to some of his contemporaries to be called in
question by the successes of recent bacteriology. The question arose
whether the theoretical foundations of Virchow's pathology had not been set
aside. And in fact the theory of the parasitical origin of a vast number of
diseased conditions has indeed come upon an empirical basis to be
generally recognized. Yet to the end of his own career Virchow stoutly
maintained that in all its essential significance his own fundamental
principle remained quite untouched by the newer discoveries. And, as a
fact, this view could indeed be maintained. For if diseases proved to be the
Page 34
consequences of the presence of parasites, the diseases themselves, so far as
they belonged to the diseased organism, were still not the parasites, but
were, as before, the reaction of the organism to the veränderte Bedingungen
which the presence of the parasites entailed. So Virchow could well insist.
And if the famous principle in question is only stated with sufficient
generality, it amounts simply to saying that if a disease involves a change in
an organism, and if this change is subject to law at all, then the nature of the
organism and the reaction of the organism to whatever it is which causes
the disease must be understood in case the disease is to be understood.
For this very reason, however, Virchow's theoretical principle in its most
general form could be neither confirmed nor refuted by experience. It would
remain empirically irrefutable, so far as I can see, even if we should learn
that the devil was the true cause of all diseases. For the devil himself would
then simply predetermine the veränderte Bedingungen to which the
diseased organism would be reacting. Let bullets or bacteria, poisons or
compressed air, or the devil be the Bedingungen to which a diseased
organism reacts, the postulate that Virchow states in the passage just quoted
will remain irrefutable, if only this postulate be interpreted to meet the case.
For the principle in question merely says that whatever entity it may be,
bullet, or poison, or devil, that affects the organism, the disease is not that
entity, but is the resulting alteration in the process of the organism.
I insist, then, that this principle of Virchow's is no trial supposition, no
scientific hypothesis in the narrower sense—capable of being submitted to
precise empirical tests. It is, on the contrary, a very precious leading idea, a
theoretical interpretation of phenomena, in the light of which observations
are to be made—'a regulative principle' of research. It is equivalent to a
resolution to search for those detailed connections which link the processes
of disease to the normal process of the organism. Such a search undertakes
to find the true unity, whatever that may prove to be, wherein the
pathological and the normal processes are linked. Now without some such
leading idea, the cellular pathology itself could never have been reached;
because the empirical facts in question would never have been observed.
Hence this principle of Virchow's was indispensable to the growth of his
science. Yet it was not a verifiable and not a refutable hypothesis. One value
of unverifiable and irrefutable hypotheses of this type lies, then, in the sort
of empirical inquiries which they initiate, inspire, organize and guide. In
they belonged to the diseased organism, were still not the parasites, but
were, as before, the reaction of the organism to the veränderte Bedingungen
which the presence of the parasites entailed. So Virchow could well insist.
And if the famous principle in question is only stated with sufficient
generality, it amounts simply to saying that if a disease involves a change in
an organism, and if this change is subject to law at all, then the nature of the
organism and the reaction of the organism to whatever it is which causes
the disease must be understood in case the disease is to be understood.
For this very reason, however, Virchow's theoretical principle in its most
general form could be neither confirmed nor refuted by experience. It would
remain empirically irrefutable, so far as I can see, even if we should learn
that the devil was the true cause of all diseases. For the devil himself would
then simply predetermine the veränderte Bedingungen to which the
diseased organism would be reacting. Let bullets or bacteria, poisons or
compressed air, or the devil be the Bedingungen to which a diseased
organism reacts, the postulate that Virchow states in the passage just quoted
will remain irrefutable, if only this postulate be interpreted to meet the case.
For the principle in question merely says that whatever entity it may be,
bullet, or poison, or devil, that affects the organism, the disease is not that
entity, but is the resulting alteration in the process of the organism.
I insist, then, that this principle of Virchow's is no trial supposition, no
scientific hypothesis in the narrower sense—capable of being submitted to
precise empirical tests. It is, on the contrary, a very precious leading idea, a
theoretical interpretation of phenomena, in the light of which observations
are to be made—'a regulative principle' of research. It is equivalent to a
resolution to search for those detailed connections which link the processes
of disease to the normal process of the organism. Such a search undertakes
to find the true unity, whatever that may prove to be, wherein the
pathological and the normal processes are linked. Now without some such
leading idea, the cellular pathology itself could never have been reached;
because the empirical facts in question would never have been observed.
Hence this principle of Virchow's was indispensable to the growth of his
science. Yet it was not a verifiable and not a refutable hypothesis. One value
of unverifiable and irrefutable hypotheses of this type lies, then, in the sort
of empirical inquiries which they initiate, inspire, organize and guide. In
Page 35
these inquiries hypotheses in the narrower sense, that is, trial propositions
which are to be submitted to definite empirical control, are indeed
everywhere present. And the use of the other sort of principles lies wholly
in their application to experience. Yet without what I have just proposed to
call the 'leading ideas' of a science, that is, its principles of an unverifiable
and irrefutable character, suggested, but not to be finally tested, by
experience, the hypotheses in the narrower sense would lack that guidance
which, as M. Poincaré has shown, the larger ideas of science give to
empirical investigation.
V
I have dwelt, no doubt, at too great length upon one aspect only of our
author's varied and well-balanced discussion of the problems and concepts
of scientific theory. Of the hypotheses in the narrower sense and of the
value of direct empirical control, he has also spoken with the authority and
the originality which belong to his position. And in dealing with the
foundations of mathematics he has raised one or two questions of great
philosophical import into which I have no time, even if I had the right, to
enter here. In particular, in speaking of the essence of mathematical
reasoning, and of the difficult problem of what makes possible novel results
in the field of pure mathematics, M. Poincaré defends a thesis regarding the
office of 'demonstration by recurrence'—a thesis which is indeed
disputable, which has been disputed and which I myself should be disposed,
so far as I at present understand the matter, to modify in some respects,
even in accepting the spirit of our author's assertion. Yet there can be no
doubt of the importance of this thesis, and of the fact that it defines a
characteristic that is indeed fundamental in a wide range of mathematical
research. The philosophical problems that lie at the basis of recurrent proofs
and processes are, as I have elsewhere argued, of the most fundamental
importance.
These, then, are a few hints relating to the significance of our author's
discussion, and a few reasons for hoping that our own students will profit
by the reading of the book as those of other nations have already done.
Of the person and of the life-work of our author a few words are here, in
conclusion, still in place, addressed, not to the students of his own science,
which are to be submitted to definite empirical control, are indeed
everywhere present. And the use of the other sort of principles lies wholly
in their application to experience. Yet without what I have just proposed to
call the 'leading ideas' of a science, that is, its principles of an unverifiable
and irrefutable character, suggested, but not to be finally tested, by
experience, the hypotheses in the narrower sense would lack that guidance
which, as M. Poincaré has shown, the larger ideas of science give to
empirical investigation.
V
I have dwelt, no doubt, at too great length upon one aspect only of our
author's varied and well-balanced discussion of the problems and concepts
of scientific theory. Of the hypotheses in the narrower sense and of the
value of direct empirical control, he has also spoken with the authority and
the originality which belong to his position. And in dealing with the
foundations of mathematics he has raised one or two questions of great
philosophical import into which I have no time, even if I had the right, to
enter here. In particular, in speaking of the essence of mathematical
reasoning, and of the difficult problem of what makes possible novel results
in the field of pure mathematics, M. Poincaré defends a thesis regarding the
office of 'demonstration by recurrence'—a thesis which is indeed
disputable, which has been disputed and which I myself should be disposed,
so far as I at present understand the matter, to modify in some respects,
even in accepting the spirit of our author's assertion. Yet there can be no
doubt of the importance of this thesis, and of the fact that it defines a
characteristic that is indeed fundamental in a wide range of mathematical
research. The philosophical problems that lie at the basis of recurrent proofs
and processes are, as I have elsewhere argued, of the most fundamental
importance.
These, then, are a few hints relating to the significance of our author's
discussion, and a few reasons for hoping that our own students will profit
by the reading of the book as those of other nations have already done.
Of the person and of the life-work of our author a few words are here, in
conclusion, still in place, addressed, not to the students of his own science,
Page 36
to whom his position is well known, but to the general reader who may seek
guidance in these pages.
Jules Henri Poincaré was born at Nancy, in 1854, the son of a professor
in the Faculty of Medicine at Nancy. He studied at the École Polytechnique
and at the École des Mines, and later received his doctorate in mathematics
in 1879. In 1883 he began courses of instruction in mathematics at the
École Polytechnique; in 1886 received a professorship of mathematical
physics in the Faculty of Sciences at Paris; then became member of the
Academy of Sciences at Paris, in 1887, and devoted his life to instruction
and investigation in the regions of pure mathematics, of mathematical
physics and of celestial mechanics. His list of published treatises relating to
various branches of his chosen sciences is long; and his original memoirs
have included several momentous investigations, which have gone far to
transform more than one branch of research. His presence at the
International Congress of Arts and Science in St. Louis was one of the most
noticeable features of that remarkable gathering of distinguished foreign
guests. In Poincaré the reader meets, then, not one who is primarily a
speculative student of general problems for their own sake, but an original
investigator of the highest rank in several distinct, although interrelated,
branches of modern research. The theory of functions—a highly recondite
region of pure mathematics—owes to him advances of the first importance,
for instance, the definition of a new type of functions. The 'problem of the
three bodies,' a famous and fundamental problem of celestial mechanics,
has received from his studies a treatment whose significance has been
recognized by the highest authorities. His international reputation has been
confirmed by the conferring of more than one important prize for his
researches. His membership in the most eminent learned societies of
various nations is widely extended; his volumes bearing upon various
branches of mathematics and of mathematical physics are used by special
students in all parts of the learned world; in brief, he is, as geometer, as
analyst and as a theoretical physicist, a leader of his age.
Meanwhile, as contributor to the philosophical discussion of the bases
and methods of science, M. Poincaré has long been active. When, in 1893,
the admirable Revue de Métaphysique et de Morale began to appear, M.
Poincaré was soon found amongst the most satisfactory of the contributors
to the work of that journal, whose office it has especially been to bring
guidance in these pages.
Jules Henri Poincaré was born at Nancy, in 1854, the son of a professor
in the Faculty of Medicine at Nancy. He studied at the École Polytechnique
and at the École des Mines, and later received his doctorate in mathematics
in 1879. In 1883 he began courses of instruction in mathematics at the
École Polytechnique; in 1886 received a professorship of mathematical
physics in the Faculty of Sciences at Paris; then became member of the
Academy of Sciences at Paris, in 1887, and devoted his life to instruction
and investigation in the regions of pure mathematics, of mathematical
physics and of celestial mechanics. His list of published treatises relating to
various branches of his chosen sciences is long; and his original memoirs
have included several momentous investigations, which have gone far to
transform more than one branch of research. His presence at the
International Congress of Arts and Science in St. Louis was one of the most
noticeable features of that remarkable gathering of distinguished foreign
guests. In Poincaré the reader meets, then, not one who is primarily a
speculative student of general problems for their own sake, but an original
investigator of the highest rank in several distinct, although interrelated,
branches of modern research. The theory of functions—a highly recondite
region of pure mathematics—owes to him advances of the first importance,
for instance, the definition of a new type of functions. The 'problem of the
three bodies,' a famous and fundamental problem of celestial mechanics,
has received from his studies a treatment whose significance has been
recognized by the highest authorities. His international reputation has been
confirmed by the conferring of more than one important prize for his
researches. His membership in the most eminent learned societies of
various nations is widely extended; his volumes bearing upon various
branches of mathematics and of mathematical physics are used by special
students in all parts of the learned world; in brief, he is, as geometer, as
analyst and as a theoretical physicist, a leader of his age.
Meanwhile, as contributor to the philosophical discussion of the bases
and methods of science, M. Poincaré has long been active. When, in 1893,
the admirable Revue de Métaphysique et de Morale began to appear, M.
Poincaré was soon found amongst the most satisfactory of the contributors
to the work of that journal, whose office it has especially been to bring
Page 37
philosophy and the various special sciences (both natural and moral) into a
closer mutual understanding. The discussions brought together in the
present volume are in large part the outcome of M. Poincaré's contributions
to the Revue de Métaphysique et de Morale. The reader of M. Poincaré's
book is in presence, then, of a great special investigator who is also a
philosopher.
closer mutual understanding. The discussions brought together in the
present volume are in large part the outcome of M. Poincaré's contributions
to the Revue de Métaphysique et de Morale. The reader of M. Poincaré's
book is in presence, then, of a great special investigator who is also a
philosopher.
Page 38
SCIENCE AND HYPOTHESIS
INTRODUCTION
For a superficial observer, scientific truth is beyond the possibility of
doubt; the logic of science is infallible, and if the scientists are sometimes
mistaken, this is only from their mistaking its rules.
"The mathematical verities flow from a small number of self-evident
propositions by a chain of impeccable reasonings; they impose themselves
not only on us, but on nature itself. They fetter, so to speak, the Creator and
only permit him to choose between some relatively few solutions. A few
experiments then will suffice to let us know what choice he has made. From
each experiment a crowd of consequences will follow by a series of
mathematical deductions, and thus each experiment will make known to us
a corner of the universe."
Behold what is for many people in the world, for scholars getting their
first notions of physics, the origin of scientific certitude. This is what they
suppose to be the rôle of experimentation and mathematics. This same
conception, a hundred years ago, was held by many savants who dreamed
of constructing the world with as little as possible taken from experiment.
On a little more reflection it was perceived how great a place hypothesis
occupies; that the mathematician can not do without it, still less the
experimenter. And then it was doubted if all these constructions were really
solid, and believed that a breath would overthrow them. To be skeptical in
this fashion is still to be superficial. To doubt everything and to believe
everything are two equally convenient solutions; each saves us from
thinking.
Instead of pronouncing a summary condemnation, we ought therefore to
examine with care the rôle of hypothesis; we shall then recognize, not only
that it is necessary, but that usually it is legitimate. We shall also see that
there are several sorts of hypotheses; that some are verifiable, and once
confirmed by experiment become fruitful truths; that others, powerless to
INTRODUCTION
For a superficial observer, scientific truth is beyond the possibility of
doubt; the logic of science is infallible, and if the scientists are sometimes
mistaken, this is only from their mistaking its rules.
"The mathematical verities flow from a small number of self-evident
propositions by a chain of impeccable reasonings; they impose themselves
not only on us, but on nature itself. They fetter, so to speak, the Creator and
only permit him to choose between some relatively few solutions. A few
experiments then will suffice to let us know what choice he has made. From
each experiment a crowd of consequences will follow by a series of
mathematical deductions, and thus each experiment will make known to us
a corner of the universe."
Behold what is for many people in the world, for scholars getting their
first notions of physics, the origin of scientific certitude. This is what they
suppose to be the rôle of experimentation and mathematics. This same
conception, a hundred years ago, was held by many savants who dreamed
of constructing the world with as little as possible taken from experiment.
On a little more reflection it was perceived how great a place hypothesis
occupies; that the mathematician can not do without it, still less the
experimenter. And then it was doubted if all these constructions were really
solid, and believed that a breath would overthrow them. To be skeptical in
this fashion is still to be superficial. To doubt everything and to believe
everything are two equally convenient solutions; each saves us from
thinking.
Instead of pronouncing a summary condemnation, we ought therefore to
examine with care the rôle of hypothesis; we shall then recognize, not only
that it is necessary, but that usually it is legitimate. We shall also see that
there are several sorts of hypotheses; that some are verifiable, and once
confirmed by experiment become fruitful truths; that others, powerless to
Page 39
lead us astray, may be useful to us in fixing our ideas; that others, finally,
are hypotheses only in appearance and are reducible to disguised definitions
or conventions.
These last are met with above all in mathematics and the related sciences.
Thence precisely it is that these sciences get their rigor; these conventions
are the work of the free activity of our mind, which, in this domain,
recognizes no obstacle. Here our mind can affirm, since it decrees; but let
us understand that while these decrees are imposed upon our science,
which, without them, would be impossible, they are not imposed upon
nature. Are they then arbitrary? No, else were they sterile. Experiment
leaves us our freedom of choice, but it guides us by aiding us to discern the
easiest way. Our decrees are therefore like those of a prince, absolute but
wise, who consults his council of state.
Some people have been struck by this character of free convention
recognizable in certain fundamental principles of the sciences. They have
wished to generalize beyond measure, and, at the same time, they have
forgotten that liberty is not license. Thus they have reached what is called
nominalism, and have asked themselves if the savant is not the dupe of his
own definitions and if the world he thinks he discovers is not simply created
by his own caprice.[1] Under these conditions science would be certain, but
deprived of significance.
If this were so, science would be powerless. Now every day we see it
work under our very eyes. That could not be if it taught us nothing of
reality. Still, the things themselves are not what it can reach, as the naïve
dogmatists think, but only the relations between things. Outside of these
relations there is no knowable reality.
Such is the conclusion to which we shall come, but for that we must
review the series of sciences from arithmetic and geometry to mechanics
and experimental physics.
What is the nature of mathematical reasoning? Is is really deductive, as is
commonly supposed? A deeper analysis shows us that it is not, that it
partakes in a certain measure of the nature of inductive reasoning, and just
because of this is it so fruitful. None the less does it retain its character of
rigor absolute; this is the first thing that had to be shown.
are hypotheses only in appearance and are reducible to disguised definitions
or conventions.
These last are met with above all in mathematics and the related sciences.
Thence precisely it is that these sciences get their rigor; these conventions
are the work of the free activity of our mind, which, in this domain,
recognizes no obstacle. Here our mind can affirm, since it decrees; but let
us understand that while these decrees are imposed upon our science,
which, without them, would be impossible, they are not imposed upon
nature. Are they then arbitrary? No, else were they sterile. Experiment
leaves us our freedom of choice, but it guides us by aiding us to discern the
easiest way. Our decrees are therefore like those of a prince, absolute but
wise, who consults his council of state.
Some people have been struck by this character of free convention
recognizable in certain fundamental principles of the sciences. They have
wished to generalize beyond measure, and, at the same time, they have
forgotten that liberty is not license. Thus they have reached what is called
nominalism, and have asked themselves if the savant is not the dupe of his
own definitions and if the world he thinks he discovers is not simply created
by his own caprice.[1] Under these conditions science would be certain, but
deprived of significance.
If this were so, science would be powerless. Now every day we see it
work under our very eyes. That could not be if it taught us nothing of
reality. Still, the things themselves are not what it can reach, as the naïve
dogmatists think, but only the relations between things. Outside of these
relations there is no knowable reality.
Such is the conclusion to which we shall come, but for that we must
review the series of sciences from arithmetic and geometry to mechanics
and experimental physics.
What is the nature of mathematical reasoning? Is is really deductive, as is
commonly supposed? A deeper analysis shows us that it is not, that it
partakes in a certain measure of the nature of inductive reasoning, and just
because of this is it so fruitful. None the less does it retain its character of
rigor absolute; this is the first thing that had to be shown.
Page 40
Knowing better now one of the instruments which mathematics puts into
the hands of the investigator, we had to analyze another fundamental notion,
that of mathematical magnitude. Do we find it in nature, or do we ourselves
introduce it there? And, in this latter case, do we not risk marring
everything? Comparing the rough data of our senses with that extremely
complex and subtile concept which mathematicians call magnitude, we are
forced to recognize a difference; this frame into which we wish to force
everything is of our own construction; but we have not made it at random.
We have made it, so to speak, by measure and therefore we can make the
facts fit into it without changing what is essential in them.
Another frame which we impose on the world is space. Whence come the
first principles of geometry? Are they imposed on us by logic? Lobachevski
has proved not, by creating non-Euclidean geometry. Is space revealed to us
by our senses? Still no, for the space our senses could show us differs
absolutely from that of the geometer. Is experience the source of geometry?
A deeper discussion will show us it is not. We therefore conclude that the
first principles of geometry are only conventions; but these conventions are
not arbitrary and if transported into another world (that I call the non-
Euclidean world and seek to imagine), then we should have been led to
adopt others.
In mechanics we should be led to analogous conclusions, and should see
that the principles of this science, though more directly based on
experiment, still partake of the conventional character of the geometric
postulates. Thus far nominalism triumphs; but now we arrive at the physical
sciences, properly so called. Here the scene changes; we meet another sort
of hypotheses and we see their fertility. Without doubt, at first blush, the
theories seem to us fragile, and the history of science proves to us how
ephemeral they are; yet they do not entirely perish, and of each of them
something remains. It is this something we must seek to disentangle, since
there and there alone is the veritable reality.
The method of the physical sciences rests on the induction which makes
us expect the repetition of a phenomenon when the circumstances under
which it first happened are reproduced. If all these circumstances could be
reproduced at once, this principle could be applied without fear; but that
will never happen; some of these circumstances will always be lacking. Are
the hands of the investigator, we had to analyze another fundamental notion,
that of mathematical magnitude. Do we find it in nature, or do we ourselves
introduce it there? And, in this latter case, do we not risk marring
everything? Comparing the rough data of our senses with that extremely
complex and subtile concept which mathematicians call magnitude, we are
forced to recognize a difference; this frame into which we wish to force
everything is of our own construction; but we have not made it at random.
We have made it, so to speak, by measure and therefore we can make the
facts fit into it without changing what is essential in them.
Another frame which we impose on the world is space. Whence come the
first principles of geometry? Are they imposed on us by logic? Lobachevski
has proved not, by creating non-Euclidean geometry. Is space revealed to us
by our senses? Still no, for the space our senses could show us differs
absolutely from that of the geometer. Is experience the source of geometry?
A deeper discussion will show us it is not. We therefore conclude that the
first principles of geometry are only conventions; but these conventions are
not arbitrary and if transported into another world (that I call the non-
Euclidean world and seek to imagine), then we should have been led to
adopt others.
In mechanics we should be led to analogous conclusions, and should see
that the principles of this science, though more directly based on
experiment, still partake of the conventional character of the geometric
postulates. Thus far nominalism triumphs; but now we arrive at the physical
sciences, properly so called. Here the scene changes; we meet another sort
of hypotheses and we see their fertility. Without doubt, at first blush, the
theories seem to us fragile, and the history of science proves to us how
ephemeral they are; yet they do not entirely perish, and of each of them
something remains. It is this something we must seek to disentangle, since
there and there alone is the veritable reality.
The method of the physical sciences rests on the induction which makes
us expect the repetition of a phenomenon when the circumstances under
which it first happened are reproduced. If all these circumstances could be
reproduced at once, this principle could be applied without fear; but that
will never happen; some of these circumstances will always be lacking. Are
Page 41
we absolutely sure they are unimportant? Evidently not. That may be
probable, it can not be rigorously certain. Hence the important rôle the
notion of probability plays in the physical sciences. The calculus of
probabilities is therefore not merely a recreation or a guide to players of
baccarat, and we must seek to go deeper with its foundations. Under this
head I have been able to give only very incomplete results, so strongly does
this vague instinct which lets us discern probability defy analysis.
After a study of the conditions under which the physicist works, I have
thought proper to show him at work. For that I have taken instances from
the history of optics and of electricity. We shall see whence have sprung the
ideas of Fresnel, of Maxwell, and what unconscious hypotheses were made
by Ampère and the other founders of electrodynamics.
probable, it can not be rigorously certain. Hence the important rôle the
notion of probability plays in the physical sciences. The calculus of
probabilities is therefore not merely a recreation or a guide to players of
baccarat, and we must seek to go deeper with its foundations. Under this
head I have been able to give only very incomplete results, so strongly does
this vague instinct which lets us discern probability defy analysis.
After a study of the conditions under which the physicist works, I have
thought proper to show him at work. For that I have taken instances from
the history of optics and of electricity. We shall see whence have sprung the
ideas of Fresnel, of Maxwell, and what unconscious hypotheses were made
by Ampère and the other founders of electrodynamics.
Page 42
PART I
NUMBER AND MAGNITUDE
CHAPTER I
On the Nature of Mathematical Reasoning
I
The very possibility of the science of mathematics seems an insoluble
contradiction. If this science is deductive only in appearance, whence does
it derive that perfect rigor no one dreams of doubting? If, on the contrary,
all the propositions it enunciates can be deduced one from another by the
rules of formal logic, why is not mathematics reduced to an immense
tautology? The syllogism can teach us nothing essentially new, and, if
everything is to spring from the principle of identity, everything should be
capable of being reduced to it. Shall we then admit that the enunciations of
all those theorems which fill so many volumes are nothing but devious
ways of saying A is A?
Without doubt, we can go back to the axioms, which are at the source of
all these reasonings. If we decide that these can not be reduced to the
principle of contradiction, if still less we see in them experimental facts
which could not partake of mathematical necessity, we have yet the
resource of classing them among synthetic a priori judgments. This is not to
solve the difficulty, but only to baptize it; and even if the nature of synthetic
judgments were for us no mystery, the contradiction would not have
disappeared, it would only have moved back; syllogistic reasoning remains
incapable of adding anything to the data given it: these data reduce
NUMBER AND MAGNITUDE
CHAPTER I
On the Nature of Mathematical Reasoning
I
The very possibility of the science of mathematics seems an insoluble
contradiction. If this science is deductive only in appearance, whence does
it derive that perfect rigor no one dreams of doubting? If, on the contrary,
all the propositions it enunciates can be deduced one from another by the
rules of formal logic, why is not mathematics reduced to an immense
tautology? The syllogism can teach us nothing essentially new, and, if
everything is to spring from the principle of identity, everything should be
capable of being reduced to it. Shall we then admit that the enunciations of
all those theorems which fill so many volumes are nothing but devious
ways of saying A is A?
Without doubt, we can go back to the axioms, which are at the source of
all these reasonings. If we decide that these can not be reduced to the
principle of contradiction, if still less we see in them experimental facts
which could not partake of mathematical necessity, we have yet the
resource of classing them among synthetic a priori judgments. This is not to
solve the difficulty, but only to baptize it; and even if the nature of synthetic
judgments were for us no mystery, the contradiction would not have
disappeared, it would only have moved back; syllogistic reasoning remains
incapable of adding anything to the data given it: these data reduce
Page 43
themselves to a few axioms, and we should find nothing else in the
conclusions.
No theorem could be new if no new axiom intervened in its
demonstration; reasoning could give us only the immediately evident
verities borrowed from direct intuition; it would be only an intermediary
parasite, and therefore should we not have good reason to ask whether the
whole syllogistic apparatus did not serve solely to disguise our borrowing?
The contradiction will strike us the more if we open any book on
mathematics; on every page the author will announce his intention of
generalizing some proposition already known. Does the mathematical
method proceed from the particular to the general, and, if so, how then can
it be called deductive?
If finally the science of number were purely analytic, or could be
analytically derived from a small number of synthetic judgments, it seems
that a mind sufficiently powerful could at a glance perceive all its truths;
nay more, we might even hope that some day one would invent to express
them a language sufficiently simple to have them appear self-evident to an
ordinary intelligence.
If we refuse to admit these consequences, it must be conceded that
mathematical reasoning has of itself a sort of creative virtue and
consequently differs from the syllogism.
The difference must even be profound. We shall not, for example, find
the key to the mystery in the frequent use of that rule according to which
one and the same uniform operation applied to two equal numbers will give
identical results.
All these modes of reasoning, whether or not they be reducible to the
syllogism properly so called, retain the analytic character, and just because
of that are powerless.
II
The discussion is old; Leibnitz tried to prove 2 and 2 make 4; let us look
a moment at his demonstration.
conclusions.
No theorem could be new if no new axiom intervened in its
demonstration; reasoning could give us only the immediately evident
verities borrowed from direct intuition; it would be only an intermediary
parasite, and therefore should we not have good reason to ask whether the
whole syllogistic apparatus did not serve solely to disguise our borrowing?
The contradiction will strike us the more if we open any book on
mathematics; on every page the author will announce his intention of
generalizing some proposition already known. Does the mathematical
method proceed from the particular to the general, and, if so, how then can
it be called deductive?
If finally the science of number were purely analytic, or could be
analytically derived from a small number of synthetic judgments, it seems
that a mind sufficiently powerful could at a glance perceive all its truths;
nay more, we might even hope that some day one would invent to express
them a language sufficiently simple to have them appear self-evident to an
ordinary intelligence.
If we refuse to admit these consequences, it must be conceded that
mathematical reasoning has of itself a sort of creative virtue and
consequently differs from the syllogism.
The difference must even be profound. We shall not, for example, find
the key to the mystery in the frequent use of that rule according to which
one and the same uniform operation applied to two equal numbers will give
identical results.
All these modes of reasoning, whether or not they be reducible to the
syllogism properly so called, retain the analytic character, and just because
of that are powerless.
II
The discussion is old; Leibnitz tried to prove 2 and 2 make 4; let us look
a moment at his demonstration.
Page 44
I will suppose the number 1 defined and also the operation x + 1 which
consists in adding unity to a given number x.
These definitions, whatever they be, do not enter into the course of the
reasoning.
I define then the numbers 2, 3 and 4 by the equalities
(1) 1 + 1 = 2; (2) 2 + 1 = 3; (3) 3 + 1 = 4.
In the same way, I define the operation x + 2 by the relation:
(4) x + 2 = (x + 1) + 1.
That presupposed, we have
2+1+1=3+1 (Definition 2),
3+1=4 (Definition 3),
2 + 2 = (2 + 1) + 1 (Definition 4),
whence
2 + 2 = 4 Q.E.D.
It can not be denied that this reasoning is purely analytic. But ask any
mathematician: 'That is not a demonstration properly so called,' he will say
to you: 'that is a verification.' We have confined ourselves to comparing two
purely conventional definitions and have ascertained their identity; we have
learned nothing new. Verification differs from true demonstration precisely
because it is purely analytic and because it is sterile. It is sterile because the
conclusion is nothing but the premises translated into another language. On
the contrary, true demonstration is fruitful because the conclusion here is in
a sense more general than the premises.
The equality 2 + 2 = 4 is thus susceptible of a verification only because it
is particular. Every particular enunciation in mathematics can always be
verified in this same way. But if mathematics could be reduced to a series of
such verifications, it would not be a science. So a chess-player, for example,
does not create a science in winning a game. There is no science apart from
the general.
consists in adding unity to a given number x.
These definitions, whatever they be, do not enter into the course of the
reasoning.
I define then the numbers 2, 3 and 4 by the equalities
(1) 1 + 1 = 2; (2) 2 + 1 = 3; (3) 3 + 1 = 4.
In the same way, I define the operation x + 2 by the relation:
(4) x + 2 = (x + 1) + 1.
That presupposed, we have
2+1+1=3+1 (Definition 2),
3+1=4 (Definition 3),
2 + 2 = (2 + 1) + 1 (Definition 4),
whence
2 + 2 = 4 Q.E.D.
It can not be denied that this reasoning is purely analytic. But ask any
mathematician: 'That is not a demonstration properly so called,' he will say
to you: 'that is a verification.' We have confined ourselves to comparing two
purely conventional definitions and have ascertained their identity; we have
learned nothing new. Verification differs from true demonstration precisely
because it is purely analytic and because it is sterile. It is sterile because the
conclusion is nothing but the premises translated into another language. On
the contrary, true demonstration is fruitful because the conclusion here is in
a sense more general than the premises.
The equality 2 + 2 = 4 is thus susceptible of a verification only because it
is particular. Every particular enunciation in mathematics can always be
verified in this same way. But if mathematics could be reduced to a series of
such verifications, it would not be a science. So a chess-player, for example,
does not create a science in winning a game. There is no science apart from
the general.
Page 45
It may even be said the very object of the exact sciences is to spare us
these direct verifications.
III
Let us, therefore, see the geometer at work and seek to catch his process.
The task is not without difficulty; it does not suffice to open a work at
random and analyze any demonstration in it.
We must first exclude geometry, where the question is complicated by
arduous problems relative to the rôle of the postulates, to the nature and the
origin of the notion of space. For analogous reasons we can not turn to the
infinitesimal analysis. We must seek mathematical thought where it has
remained pure, that is, in arithmetic.
A choice still is necessary; in the higher parts of the theory of numbers,
the primitive mathematical notions have already undergone an elaboration
so profound that it becomes difficult to analyze them.
It is, therefore, at the beginning of arithmetic that we must expect to find
the explanation we seek, but it happens that precisely in the demonstration
of the most elementary theorems the authors of the classic treatises have
shown the least precision and rigor. We must not impute this to them as a
crime; they have yielded to a necessity; beginners are not prepared for real
mathematical rigor; they would see in it only useless and irksome subtleties;
it would be a waste of time to try prematurely to make them more exacting;
they must pass over rapidly, but without skipping stations, the road
traversed slowly by the founders of the science.
Why is so long a preparation necessary to become habituated to this
perfect rigor, which, it would seem, should naturally impress itself upon all
good minds? This is a logical and psychological problem well worthy of
study.
But we shall not take it up; it is foreign to our purpose; all I wish to insist
on is that, not to fail of our purpose, we must recast the demonstrations of
the most elementary theorems and give them, not the crude form in which
these direct verifications.
III
Let us, therefore, see the geometer at work and seek to catch his process.
The task is not without difficulty; it does not suffice to open a work at
random and analyze any demonstration in it.
We must first exclude geometry, where the question is complicated by
arduous problems relative to the rôle of the postulates, to the nature and the
origin of the notion of space. For analogous reasons we can not turn to the
infinitesimal analysis. We must seek mathematical thought where it has
remained pure, that is, in arithmetic.
A choice still is necessary; in the higher parts of the theory of numbers,
the primitive mathematical notions have already undergone an elaboration
so profound that it becomes difficult to analyze them.
It is, therefore, at the beginning of arithmetic that we must expect to find
the explanation we seek, but it happens that precisely in the demonstration
of the most elementary theorems the authors of the classic treatises have
shown the least precision and rigor. We must not impute this to them as a
crime; they have yielded to a necessity; beginners are not prepared for real
mathematical rigor; they would see in it only useless and irksome subtleties;
it would be a waste of time to try prematurely to make them more exacting;
they must pass over rapidly, but without skipping stations, the road
traversed slowly by the founders of the science.
Why is so long a preparation necessary to become habituated to this
perfect rigor, which, it would seem, should naturally impress itself upon all
good minds? This is a logical and psychological problem well worthy of
study.
But we shall not take it up; it is foreign to our purpose; all I wish to insist
on is that, not to fail of our purpose, we must recast the demonstrations of
the most elementary theorems and give them, not the crude form in which
Page 46
they are left, so as not to harass beginners, but the form that will satisfy a
skilled geometer.
Definition of Addition.—I suppose already defined the operation x + 1,
which consists in adding the number 1 to a given number x.
This definition, whatever it be, does not enter into our subsequent
reasoning.
We now have to define the operation x + a, which consists in adding the
number a to a given number x.
Supposing we have defined the operation
x + (a − 1),
the operation x + a will be defined by the equality
(1) x + a = [x + (a − 1)] + 1.
We shall know then what x + a is when we know what x + (a − 1) is, and
as I have supposed that to start with we knew what x + 1 is, we can define
successively and 'by recurrence' the operations x + 2, x + 3, etc.
This definition deserves a moment's attention; it is of a particular nature
which already distinguishes it from the purely logical definition; the
equality (1) contains an infinity of distinct definitions, each having a
meaning only when one knows the preceding.
Properties of Addition.—Associativity.—I say that
a + (b + c) = (a + b) + c.
In fact the theorem is true for c = 1; it is then written
a + (b + 1) = (a + b) + 1,
which, apart from the difference of notation, is nothing but the equality (1),
by which I have just defined addition.
Supposing the theorem true for c = γ, I say it will be true for c = γ + 1.
In fact, supposing
skilled geometer.
Definition of Addition.—I suppose already defined the operation x + 1,
which consists in adding the number 1 to a given number x.
This definition, whatever it be, does not enter into our subsequent
reasoning.
We now have to define the operation x + a, which consists in adding the
number a to a given number x.
Supposing we have defined the operation
x + (a − 1),
the operation x + a will be defined by the equality
(1) x + a = [x + (a − 1)] + 1.
We shall know then what x + a is when we know what x + (a − 1) is, and
as I have supposed that to start with we knew what x + 1 is, we can define
successively and 'by recurrence' the operations x + 2, x + 3, etc.
This definition deserves a moment's attention; it is of a particular nature
which already distinguishes it from the purely logical definition; the
equality (1) contains an infinity of distinct definitions, each having a
meaning only when one knows the preceding.
Properties of Addition.—Associativity.—I say that
a + (b + c) = (a + b) + c.
In fact the theorem is true for c = 1; it is then written
a + (b + 1) = (a + b) + 1,
which, apart from the difference of notation, is nothing but the equality (1),
by which I have just defined addition.
Supposing the theorem true for c = γ, I say it will be true for c = γ + 1.
In fact, supposing
Page 47
(a + b) + γ = a + (b + γ),
it follows that
[(a + b) + γ] + 1 = [a + (b + γ)] + 1
or by definition (1)
(a + b) + (γ + 1) = a + (b + γ + 1) = a + [b + (γ + 1)],
which shows, by a series of purely analytic deductions, that the theorem is
true for γ + 1.
Being true for c = 1, we thus see successively that so it is for c = 2, for c
= 3, etc.
Commutativity.—1º I say that
a + 1 = 1 + a.
The theorem is evidently true for a = 1; we can verify by purely analytic
reasoning that if it is true for a = γ it will be true for a = γ + 1; for then
(γ + 1) + 1 = (1 + γ) + 1 = 1 + (γ + 1);
now it is true for a = 1, therefore it will be true for a = 2, for a = 3, etc.,
which is expressed by saying that the enunciated proposition is
demonstrated by recurrence.
2º I say that
a + b = b + a.
The theorem has just been demonstrated for b = 1; it can be verified
analytically that if it is true for b = β, it will be true for b = β + 1.
The proposition is therefore established by recurrence.
Definition of Multiplication.—We shall define multiplication by the
equalities.
(1) a × 1 = a.
it follows that
[(a + b) + γ] + 1 = [a + (b + γ)] + 1
or by definition (1)
(a + b) + (γ + 1) = a + (b + γ + 1) = a + [b + (γ + 1)],
which shows, by a series of purely analytic deductions, that the theorem is
true for γ + 1.
Being true for c = 1, we thus see successively that so it is for c = 2, for c
= 3, etc.
Commutativity.—1º I say that
a + 1 = 1 + a.
The theorem is evidently true for a = 1; we can verify by purely analytic
reasoning that if it is true for a = γ it will be true for a = γ + 1; for then
(γ + 1) + 1 = (1 + γ) + 1 = 1 + (γ + 1);
now it is true for a = 1, therefore it will be true for a = 2, for a = 3, etc.,
which is expressed by saying that the enunciated proposition is
demonstrated by recurrence.
2º I say that
a + b = b + a.
The theorem has just been demonstrated for b = 1; it can be verified
analytically that if it is true for b = β, it will be true for b = β + 1.
The proposition is therefore established by recurrence.
Definition of Multiplication.—We shall define multiplication by the
equalities.
(1) a × 1 = a.
Page 48
(2) a × b = [a × (b − 1)] + a.
Like equality (1), equality (2) contains an infinity of definitions; having
defined a × 1, it enables us to define successively: a × 2, a × 3, etc.
Properties of Multiplication.—Distributivity.—I say that
(a + b) × c = (a × c) + (b × c).
We verify analytically that the equality is true for c = 1; then that if the
theorem is true for c = γ, it will be true for c = γ + 1.
The proposition is, therefore, demonstrated by recurrence.
Commutativity.—1º I say that
a × 1 = 1 × a.
The theorem is evident for a = 1.
We verify analytically that if it is true for a = α, it will be true for a = α +
1.
2º I say that
a × b = b × a.
The theorem has just been proven for b = 1. We could verify analytically
that if it is true for b = β, it will be true for b = β + 1.
IV
Here I stop this monotonous series of reasonings. But this very monotony
has the better brought out the procedure which is uniform and is met again
at each step.
This procedure is the demonstration by recurrence. We first establish a
theorem for n = 1; then we show that if it is true of n − 1, it is true of n, and
thence conclude that it is true for all the whole numbers.
We have just seen how it may be used to demonstrate the rules of
addition and multiplication, that is to say, the rules of the algebraic calculus;
Like equality (1), equality (2) contains an infinity of definitions; having
defined a × 1, it enables us to define successively: a × 2, a × 3, etc.
Properties of Multiplication.—Distributivity.—I say that
(a + b) × c = (a × c) + (b × c).
We verify analytically that the equality is true for c = 1; then that if the
theorem is true for c = γ, it will be true for c = γ + 1.
The proposition is, therefore, demonstrated by recurrence.
Commutativity.—1º I say that
a × 1 = 1 × a.
The theorem is evident for a = 1.
We verify analytically that if it is true for a = α, it will be true for a = α +
1.
2º I say that
a × b = b × a.
The theorem has just been proven for b = 1. We could verify analytically
that if it is true for b = β, it will be true for b = β + 1.
IV
Here I stop this monotonous series of reasonings. But this very monotony
has the better brought out the procedure which is uniform and is met again
at each step.
This procedure is the demonstration by recurrence. We first establish a
theorem for n = 1; then we show that if it is true of n − 1, it is true of n, and
thence conclude that it is true for all the whole numbers.
We have just seen how it may be used to demonstrate the rules of
addition and multiplication, that is to say, the rules of the algebraic calculus;
Page 49
this calculus is an instrument of transformation, which lends itself to many
more differing combinations than does the simple syllogism; but it is still an
instrument purely analytic, and incapable of teaching us anything new. If
mathematics had no other instrument, it would therefore be forthwith
arrested in its development; but it has recourse anew to the same procedure,
that is, to reasoning by recurrence, and it is able to continue its forward
march.
If we look closely, at every step we meet again this mode of reasoning,
either in the simple form we have just given it, or under a form more or less
modified.
Here then we have the mathematical reasoning par excellence, and we
must examine it more closely.
V
The essential characteristic of reasoning by recurrence is that it contains,
condensed, so to speak, in a single formula, an infinity of syllogisms.
That this may the better be seen, I will state one after another these
syllogisms which are, if you will allow me the expression, arranged in
'cascade.'
These are of course hypothetical syllogisms.
The theorem is true of the number 1.
Now, if it is true of 1, it is true of 2.
Therefore it is true of 2.
Now, if it is true of 2, it is true of 3.
Therefore it is true of 3, and so on.
We see that the conclusion of each syllogism serves as minor to the
following.
Furthermore the majors of all our syllogisms can be reduced to a single
formula.
more differing combinations than does the simple syllogism; but it is still an
instrument purely analytic, and incapable of teaching us anything new. If
mathematics had no other instrument, it would therefore be forthwith
arrested in its development; but it has recourse anew to the same procedure,
that is, to reasoning by recurrence, and it is able to continue its forward
march.
If we look closely, at every step we meet again this mode of reasoning,
either in the simple form we have just given it, or under a form more or less
modified.
Here then we have the mathematical reasoning par excellence, and we
must examine it more closely.
V
The essential characteristic of reasoning by recurrence is that it contains,
condensed, so to speak, in a single formula, an infinity of syllogisms.
That this may the better be seen, I will state one after another these
syllogisms which are, if you will allow me the expression, arranged in
'cascade.'
These are of course hypothetical syllogisms.
The theorem is true of the number 1.
Now, if it is true of 1, it is true of 2.
Therefore it is true of 2.
Now, if it is true of 2, it is true of 3.
Therefore it is true of 3, and so on.
We see that the conclusion of each syllogism serves as minor to the
following.
Furthermore the majors of all our syllogisms can be reduced to a single
formula.
Page 50
If the theorem is true of n − 1, so it is of n.
We see, then, that in reasoning by recurrence we confine ourselves to
stating the minor of the first syllogism, and the general formula which
contains as particular cases all the majors.
This never-ending series of syllogisms is thus reduced to a phrase of a
few lines.
It is now easy to comprehend why every particular consequence of a
theorem can, as I have explained above, be verified by purely analytic
procedures.
If instead of showing that our theorem is true of all numbers, we only
wish to show it true of the number 6, for example, it will suffice for us to
establish the first 5 syllogisms of our cascade; 9 would be necessary if we
wished to prove the theorem for the number 10; more would be needed for
a larger number; but, however great this number might be, we should
always end by reaching it, and the analytic verification would be possible.
And yet, however far we thus might go, we could never rise to the
general theorem, applicable to all numbers, which alone can be the object of
science. To reach this, an infinity of syllogisms would be necessary; it
would be necessary to overleap an abyss that the patience of the analyst,
restricted to the resources of formal logic alone, never could fill up.
I asked at the outset why one could not conceive of a mind sufficiently
powerful to perceive at a glance the whole body of mathematical truths.
The answer is now easy; a chess-player is able to combine four moves,
five moves, in advance, but, however extraordinary he may be, he will
never prepare more than a finite number of them; if he applies his faculties
to arithmetic, he will not be able to perceive its general truths by a single
direct intuition; to arrive at the smallest theorem he can not dispense with
the aid of reasoning by recurrence, for this is an instrument which enables
us to pass from the finite to the infinite.
This instrument is always useful, for, allowing us to overleap at a bound
as many stages as we wish, it spares us verifications, long, irksome and
monotonous, which would quickly become impracticable. But it becomes
We see, then, that in reasoning by recurrence we confine ourselves to
stating the minor of the first syllogism, and the general formula which
contains as particular cases all the majors.
This never-ending series of syllogisms is thus reduced to a phrase of a
few lines.
It is now easy to comprehend why every particular consequence of a
theorem can, as I have explained above, be verified by purely analytic
procedures.
If instead of showing that our theorem is true of all numbers, we only
wish to show it true of the number 6, for example, it will suffice for us to
establish the first 5 syllogisms of our cascade; 9 would be necessary if we
wished to prove the theorem for the number 10; more would be needed for
a larger number; but, however great this number might be, we should
always end by reaching it, and the analytic verification would be possible.
And yet, however far we thus might go, we could never rise to the
general theorem, applicable to all numbers, which alone can be the object of
science. To reach this, an infinity of syllogisms would be necessary; it
would be necessary to overleap an abyss that the patience of the analyst,
restricted to the resources of formal logic alone, never could fill up.
I asked at the outset why one could not conceive of a mind sufficiently
powerful to perceive at a glance the whole body of mathematical truths.
The answer is now easy; a chess-player is able to combine four moves,
five moves, in advance, but, however extraordinary he may be, he will
never prepare more than a finite number of them; if he applies his faculties
to arithmetic, he will not be able to perceive its general truths by a single
direct intuition; to arrive at the smallest theorem he can not dispense with
the aid of reasoning by recurrence, for this is an instrument which enables
us to pass from the finite to the infinite.
This instrument is always useful, for, allowing us to overleap at a bound
as many stages as we wish, it spares us verifications, long, irksome and
monotonous, which would quickly become impracticable. But it becomes
Page 51
indispensable as soon as we aim at the general theorem, to which analytic
verification would bring us continually nearer without ever enabling us to
reach it.
In this domain of arithmetic, we may think ourselves very far from the
infinitesimal analysis, and yet, as we have just seen, the idea of the
mathematical infinite already plays a preponderant rôle, and without it there
would be no science, because there would be nothing general.
VI
The judgment on which reasoning by recurrence rests can be put under
other forms; we may say, for example, that in an infinite collection of
different whole numbers there is always one which is less than all the
others.
We can easily pass from one enunciation to the other and thus get the
illusion of having demonstrated the legitimacy of reasoning by recurrence.
But we shall always be arrested, we shall always arrive at an
undemonstrable axiom which will be in reality only the proposition to be
proved translated into another language.
We can not therefore escape the conclusion that the rule of reasoning by
recurrence is irreducible to the principle of contradiction.
Neither can this rule come to us from experience; experience could teach
us that the rule is true for the first ten or hundred numbers; for example, it
can not attain to the indefinite series of numbers, but only to a portion of
this series, more or less long but always limited.
Now if it were only a question of that, the principle of contradiction
would suffice; it would always allow of our developing as many syllogisms
as we wished; it is only when it is a question of including an infinity of
them in a single formula, it is only before the infinite that this principle
fails, and there too, experience becomes powerless. This rule, inaccessible
to analytic demonstration and to experience, is the veritable type of the
synthetic a priori judgment. On the other hand, we can not think of seeing
in it a convention, as in some of the postulates of geometry.
verification would bring us continually nearer without ever enabling us to
reach it.
In this domain of arithmetic, we may think ourselves very far from the
infinitesimal analysis, and yet, as we have just seen, the idea of the
mathematical infinite already plays a preponderant rôle, and without it there
would be no science, because there would be nothing general.
VI
The judgment on which reasoning by recurrence rests can be put under
other forms; we may say, for example, that in an infinite collection of
different whole numbers there is always one which is less than all the
others.
We can easily pass from one enunciation to the other and thus get the
illusion of having demonstrated the legitimacy of reasoning by recurrence.
But we shall always be arrested, we shall always arrive at an
undemonstrable axiom which will be in reality only the proposition to be
proved translated into another language.
We can not therefore escape the conclusion that the rule of reasoning by
recurrence is irreducible to the principle of contradiction.
Neither can this rule come to us from experience; experience could teach
us that the rule is true for the first ten or hundred numbers; for example, it
can not attain to the indefinite series of numbers, but only to a portion of
this series, more or less long but always limited.
Now if it were only a question of that, the principle of contradiction
would suffice; it would always allow of our developing as many syllogisms
as we wished; it is only when it is a question of including an infinity of
them in a single formula, it is only before the infinite that this principle
fails, and there too, experience becomes powerless. This rule, inaccessible
to analytic demonstration and to experience, is the veritable type of the
synthetic a priori judgment. On the other hand, we can not think of seeing
in it a convention, as in some of the postulates of geometry.
Page 52
Why then does this judgment force itself upon us with an irresistible
evidence? It is because it is only the affirmation of the power of the mind
which knows itself capable of conceiving the indefinite repetition of the
same act when once this act is possible. The mind has a direct intuition of
this power, and experience can only give occasion for using it and thereby
becoming conscious of it.
But, one will say, if raw experience can not legitimatize reasoning by
recurrence, is it so of experiment aided by induction? We see successively
that a theorem is true of the number 1, of the number 2, of the number 3 and
so on; the law is evident, we say, and it has the same warranty as every
physical law based on observations, whose number is very great but limited.
Here is, it must be admitted, a striking analogy with the usual procedures
of induction. But there is an essential difference. Induction applied to the
physical sciences is always uncertain, because it rests on the belief in a
general order of the universe, an order outside of us. Mathematical
induction, that is, demonstration by recurrence, on the contrary, imposes
itself necessarily because it is only the affirmation of a property of the mind
itself.
VII
Mathematicians, as I have said before, always endeavor to generalize the
propositions they have obtained, and, to seek no other example, we have
just proved the equality:
a+1=1+a
and afterwards used it to establish the equality
a+b=b+a
which is manifestly more general.
Mathematics can, therefore, like the other sciences, proceed from the
particular to the general.
This is a fact which would have appeared incomprehensible to us at the
outset of this study, but which is no longer mysterious to us, since we have
evidence? It is because it is only the affirmation of the power of the mind
which knows itself capable of conceiving the indefinite repetition of the
same act when once this act is possible. The mind has a direct intuition of
this power, and experience can only give occasion for using it and thereby
becoming conscious of it.
But, one will say, if raw experience can not legitimatize reasoning by
recurrence, is it so of experiment aided by induction? We see successively
that a theorem is true of the number 1, of the number 2, of the number 3 and
so on; the law is evident, we say, and it has the same warranty as every
physical law based on observations, whose number is very great but limited.
Here is, it must be admitted, a striking analogy with the usual procedures
of induction. But there is an essential difference. Induction applied to the
physical sciences is always uncertain, because it rests on the belief in a
general order of the universe, an order outside of us. Mathematical
induction, that is, demonstration by recurrence, on the contrary, imposes
itself necessarily because it is only the affirmation of a property of the mind
itself.
VII
Mathematicians, as I have said before, always endeavor to generalize the
propositions they have obtained, and, to seek no other example, we have
just proved the equality:
a+1=1+a
and afterwards used it to establish the equality
a+b=b+a
which is manifestly more general.
Mathematics can, therefore, like the other sciences, proceed from the
particular to the general.
This is a fact which would have appeared incomprehensible to us at the
outset of this study, but which is no longer mysterious to us, since we have
Page 53
ascertained the analogies between demonstration by recurrence and
ordinary induction.
Without doubt recurrent reasoning in mathematics and inductive
reasoning in physics rest on different foundations, but their march is
parallel, they advance in the same sense, that is to say, from the particular to
the general.
Let us examine the case a little more closely.
To demonstrate the equality
a+2=2+a
it suffices to twice apply the rule
(1) a + 1 = 1 + a
and write
(2) a + 2 = a + 1 + 1 = 1 + a + 1 = 1 + 1 + a = 2 + a.
The equality (2) thus deduced in purely analytic way from the equality
(1) is, however, not simply a particular ease of it; it is something quite
different.
We can not therefore even say that in the really analytic and deductive
part of mathematical reasoning we proceed from the general to the
particular in the ordinary sense of the word.
The two members of the equality (2) are simply combinations more
complicated than the two members of the equality (1), and analysis only
serves to separate the elements which enter into these combinations and to
study their relations.
Mathematicians proceed therefore 'by construction,' they 'construct'
combinations more and more complicated. Coming back then by the
analysis of these combinations, of these aggregates, so to speak, to their
primitive elements, they perceive the relations of these elements and from
them deduce the relations of the aggregates themselves.
ordinary induction.
Without doubt recurrent reasoning in mathematics and inductive
reasoning in physics rest on different foundations, but their march is
parallel, they advance in the same sense, that is to say, from the particular to
the general.
Let us examine the case a little more closely.
To demonstrate the equality
a+2=2+a
it suffices to twice apply the rule
(1) a + 1 = 1 + a
and write
(2) a + 2 = a + 1 + 1 = 1 + a + 1 = 1 + 1 + a = 2 + a.
The equality (2) thus deduced in purely analytic way from the equality
(1) is, however, not simply a particular ease of it; it is something quite
different.
We can not therefore even say that in the really analytic and deductive
part of mathematical reasoning we proceed from the general to the
particular in the ordinary sense of the word.
The two members of the equality (2) are simply combinations more
complicated than the two members of the equality (1), and analysis only
serves to separate the elements which enter into these combinations and to
study their relations.
Mathematicians proceed therefore 'by construction,' they 'construct'
combinations more and more complicated. Coming back then by the
analysis of these combinations, of these aggregates, so to speak, to their
primitive elements, they perceive the relations of these elements and from
them deduce the relations of the aggregates themselves.
Page 54
This is a purely analytical proceeding, but it is not, however, a
proceeding from the general to the particular, because evidently the
aggregates can not be regarded as more particular than their elements.
Great importance, and justly, has been attached to this procedure of
'construction,' and some have tried to see in it the necessary and sufficient
condition for the progress of the exact sciences.
Necessary, without doubt; but sufficient, no.
For a construction to be useful and not a vain toil for the mind, that it
may serve as stepping-stone to one wishing to mount, it must first of all
possess a sort of unity enabling us to see in it something besides the
juxtaposition of its elements.
Or, more exactly, there must be some advantage in considering the
construction rather than its elements themselves.
What can this advantage be?
Why reason on a polygon, for instance, which is always decomposable
into triangles, and not on the elementary triangles?
It is because there are properties appertaining to polygons of any number
of sides and that may be immediately applied to any particular polygon.
Usually, on the contrary, it is only at the cost of the most prolonged
exertions that they could be found by studying directly the relations of the
elementary triangles. The knowledge of the general theorem spares us these
efforts.
A construction, therefore, becomes interesting only when it can be ranged
beside other analogous constructions, forming species of the same genus.
If the quadrilateral is something besides the juxtaposition of two
triangles, this is because it belongs to the genus polygon.
Moreover, one must be able to demonstrate the properties of the genus
without being forced to establish them successively for each of the species.
proceeding from the general to the particular, because evidently the
aggregates can not be regarded as more particular than their elements.
Great importance, and justly, has been attached to this procedure of
'construction,' and some have tried to see in it the necessary and sufficient
condition for the progress of the exact sciences.
Necessary, without doubt; but sufficient, no.
For a construction to be useful and not a vain toil for the mind, that it
may serve as stepping-stone to one wishing to mount, it must first of all
possess a sort of unity enabling us to see in it something besides the
juxtaposition of its elements.
Or, more exactly, there must be some advantage in considering the
construction rather than its elements themselves.
What can this advantage be?
Why reason on a polygon, for instance, which is always decomposable
into triangles, and not on the elementary triangles?
It is because there are properties appertaining to polygons of any number
of sides and that may be immediately applied to any particular polygon.
Usually, on the contrary, it is only at the cost of the most prolonged
exertions that they could be found by studying directly the relations of the
elementary triangles. The knowledge of the general theorem spares us these
efforts.
A construction, therefore, becomes interesting only when it can be ranged
beside other analogous constructions, forming species of the same genus.
If the quadrilateral is something besides the juxtaposition of two
triangles, this is because it belongs to the genus polygon.
Moreover, one must be able to demonstrate the properties of the genus
without being forced to establish them successively for each of the species.
Page 55
To attain that, we must necessarily mount from the particular to the
general, ascending one or more steps.
The analytic procedure 'by construction' does not oblige us to descend,
but it leaves us at the same level.
We can ascend only by mathematical induction, which alone can teach us
something new. Without the aid of this induction, different in certain
respects from physical induction, but quite as fertile, construction would be
powerless to create science.
Observe finally that this induction is possible only if the same operation
can be repeated indefinitely. That is why the theory of chess can never
become a science, for the different moves of the same game do not
resemble one another.
CHAPTER II
Mathematical Magnitude and Experience
To learn what mathematicians understand by a continuum, one should not
inquire of geometry. The geometer always seeks to represent to himself
more or less the figures he studies, but his representations are for him only
instruments; in making geometry he uses space just as he does chalk; so too
much weight should not be attached to non-essentials, often of no more
importance than the whiteness of the chalk.
The pure analyst has not this rock to fear. He has disengaged the science
of mathematics from all foreign elements, and can answer our question:
'What exactly is this continuum about which mathematicians reason?' Many
analysts who reflect on their art have answered already; Monsieur Tannery,
for example, in his Introduction à la théorie des fonctions d'une variable.
Let us start from the scale of whole numbers; between two consecutive
steps, intercalate one or more intermediary steps, then between these new
steps still others, and so on indefinitely. Thus we shall have an unlimited
general, ascending one or more steps.
The analytic procedure 'by construction' does not oblige us to descend,
but it leaves us at the same level.
We can ascend only by mathematical induction, which alone can teach us
something new. Without the aid of this induction, different in certain
respects from physical induction, but quite as fertile, construction would be
powerless to create science.
Observe finally that this induction is possible only if the same operation
can be repeated indefinitely. That is why the theory of chess can never
become a science, for the different moves of the same game do not
resemble one another.
CHAPTER II
Mathematical Magnitude and Experience
To learn what mathematicians understand by a continuum, one should not
inquire of geometry. The geometer always seeks to represent to himself
more or less the figures he studies, but his representations are for him only
instruments; in making geometry he uses space just as he does chalk; so too
much weight should not be attached to non-essentials, often of no more
importance than the whiteness of the chalk.
The pure analyst has not this rock to fear. He has disengaged the science
of mathematics from all foreign elements, and can answer our question:
'What exactly is this continuum about which mathematicians reason?' Many
analysts who reflect on their art have answered already; Monsieur Tannery,
for example, in his Introduction à la théorie des fonctions d'une variable.
Let us start from the scale of whole numbers; between two consecutive
steps, intercalate one or more intermediary steps, then between these new
steps still others, and so on indefinitely. Thus we shall have an unlimited
Page 56
number of terms; these will be the numbers called fractional, rational or
commensurable. But this is not yet enough; between these terms, which,
however, are already infinite in number, it is still necessary to intercalate
others called irrational or incommensurable. A remark before going further.
The continuum so conceived is only a collection of individuals ranged in a
certain order, infinite in number, it is true, but exterior to one another. This
is not the ordinary conception, wherein is supposed between the elements of
the continuum a sort of intimate bond which makes of them a whole, where
the point does not exist before the line, but the line before the point. Of the
celebrated formula, 'the continuum is unity in multiplicity,' only the
multiplicity remains, the unity has disappeared. The analysts are none the
less right in defining their continuum as they do, for they always reason on
just this as soon as they pique themselves on their rigor. But this is enough
to apprise us that the veritable mathematical continuum is a very different
thing from that of the physicists and that of the metaphysicians.
It may also be said perhaps that the mathematicians who are content with
this definition are dupes of words, that it is necessary to say precisely what
each of these intermediary steps is, to explain how they are to be
intercalated and to demonstrate that it is possible to do it. But that would be
wrong; the only property of these steps which is used in their reasonings[2]
is that of being before or after such and such steps; therefore also this alone
should occur in the definition.
So how the intermediary terms should be intercalated need not concern
us; on the other hand, no one will doubt the possibility of this operation,
unless from forgetting that possible, in the language of geometers, simply
means free from contradiction.
Our definition, however, is not yet complete, and I return to it after this
over-long digression.
Definition of Incommensurables.—The mathematicians of the Berlin
school, Kronecker in particular, have devoted themselves to constructing
this continuous scale of fractional and irrational numbers without using any
material other than the whole number. The mathematical continuum would
be, in this view, a pure creation of the mind, where experience would have
no part.
commensurable. But this is not yet enough; between these terms, which,
however, are already infinite in number, it is still necessary to intercalate
others called irrational or incommensurable. A remark before going further.
The continuum so conceived is only a collection of individuals ranged in a
certain order, infinite in number, it is true, but exterior to one another. This
is not the ordinary conception, wherein is supposed between the elements of
the continuum a sort of intimate bond which makes of them a whole, where
the point does not exist before the line, but the line before the point. Of the
celebrated formula, 'the continuum is unity in multiplicity,' only the
multiplicity remains, the unity has disappeared. The analysts are none the
less right in defining their continuum as they do, for they always reason on
just this as soon as they pique themselves on their rigor. But this is enough
to apprise us that the veritable mathematical continuum is a very different
thing from that of the physicists and that of the metaphysicians.
It may also be said perhaps that the mathematicians who are content with
this definition are dupes of words, that it is necessary to say precisely what
each of these intermediary steps is, to explain how they are to be
intercalated and to demonstrate that it is possible to do it. But that would be
wrong; the only property of these steps which is used in their reasonings[2]
is that of being before or after such and such steps; therefore also this alone
should occur in the definition.
So how the intermediary terms should be intercalated need not concern
us; on the other hand, no one will doubt the possibility of this operation,
unless from forgetting that possible, in the language of geometers, simply
means free from contradiction.
Our definition, however, is not yet complete, and I return to it after this
over-long digression.
Definition of Incommensurables.—The mathematicians of the Berlin
school, Kronecker in particular, have devoted themselves to constructing
this continuous scale of fractional and irrational numbers without using any
material other than the whole number. The mathematical continuum would
be, in this view, a pure creation of the mind, where experience would have
no part.
Page 57
The notion of the rational number seeming to them to present no
difficulty, they have chiefly striven to define the incommensurable number.
But before producing here their definition, I must make a remark to forestall
the astonishment it is sure to arouse in readers unfamiliar with the customs
of geometers.
Mathematicians study not objects, but relations between objects; the
replacement of these objects by others is therefore indifferent to them,
provided the relations do not change. The matter is for them unimportant,
the form alone interests them.
Without recalling this, it would scarcely be comprehensible that
Dedekind should designate by the name incommensurable number a mere
symbol, that is to say, something very different from the ordinary idea of a
quantity, which should be measurable and almost tangible.
Let us see now what Dedekind's definition is:
The commensurable numbers can in an infinity of ways be partitioned
into two classes, such that any number of the first class is greater than any
number of the second class.
It may happen that among the numbers of the first class there is one
smaller than all the others; if, for example, we range in the first class all
numbers greater than 2, and 2 itself, and in the second class all numbers less
than 2, it is clear that 2 will be the least of all numbers of the first class. The
number 2 may be chosen as symbol of this partition.
It may happen, on the contrary, that among the numbers of the second
class is one greater than all the others; this is the case, for example, if the
first class comprehends all numbers greater than 2, and the second all
numbers less than 2, and 2 itself. Here again the number 2 may be chosen as
symbol of this partition.
But it may equally well happen that neither is there in the first class a
number less than all the others, nor in the second class a number greater
than all the others. Suppose, for example, we put in the first class all
commensurable numbers whose squares are greater than 2 and in the second
all whose squares are less than 2. There is none whose square is precisely 2.
Evidently there is not in the first class a number less than all the others, for,
difficulty, they have chiefly striven to define the incommensurable number.
But before producing here their definition, I must make a remark to forestall
the astonishment it is sure to arouse in readers unfamiliar with the customs
of geometers.
Mathematicians study not objects, but relations between objects; the
replacement of these objects by others is therefore indifferent to them,
provided the relations do not change. The matter is for them unimportant,
the form alone interests them.
Without recalling this, it would scarcely be comprehensible that
Dedekind should designate by the name incommensurable number a mere
symbol, that is to say, something very different from the ordinary idea of a
quantity, which should be measurable and almost tangible.
Let us see now what Dedekind's definition is:
The commensurable numbers can in an infinity of ways be partitioned
into two classes, such that any number of the first class is greater than any
number of the second class.
It may happen that among the numbers of the first class there is one
smaller than all the others; if, for example, we range in the first class all
numbers greater than 2, and 2 itself, and in the second class all numbers less
than 2, it is clear that 2 will be the least of all numbers of the first class. The
number 2 may be chosen as symbol of this partition.
It may happen, on the contrary, that among the numbers of the second
class is one greater than all the others; this is the case, for example, if the
first class comprehends all numbers greater than 2, and the second all
numbers less than 2, and 2 itself. Here again the number 2 may be chosen as
symbol of this partition.
But it may equally well happen that neither is there in the first class a
number less than all the others, nor in the second class a number greater
than all the others. Suppose, for example, we put in the first class all
commensurable numbers whose squares are greater than 2 and in the second
all whose squares are less than 2. There is none whose square is precisely 2.
Evidently there is not in the first class a number less than all the others, for,
Page 58
however near the square of a number may be to 2, we can always find a
commensurable number whose square is still closer to 2.
In Dedekind's view, the incommensurable number
√2 or (2)½
is nothing but the symbol of this particular mode of partition of
commensurable numbers; and to each mode of partition corresponds thus a
number, commensurable or not, which serves as its symbol.
But to be content with this would be to forget too far the origin of these
symbols; it remains to explain how we have been led to attribute to them a
sort of concrete existence, and, besides, does not the difficulty begin even
for the fractional numbers themselves? Should we have the notion of these
numbers if we had not previously known a matter that we conceive as
infinitely divisible, that is to say, a continuum?
The Physical Continuum.—We ask ourselves then if the notion of the
mathematical continuum is not simply drawn from experience. If it were,
the raw data of experience, which are our sensations, would be susceptible
of measurement. We might be tempted to believe they really are so, since in
these latter days the attempt has been made to measure them and a law has
even been formulated, known as Fechner's law, according to which
sensation is proportional to the logarithm of the stimulus.
But if we examine more closely the experiments by which it has been
sought to establish this law, we shall be led to a diametrically opposite
conclusion. It has been observed, for example, that a weight A of 10 grams
and a weight B of 11 grams produce identical sensations, that the weight B
is just as indistinguishable from a weight C of 12 grams, but that the weight
A is easily distinguished from the weight C. Thus the raw results of
experience may be expressed by the following relations:
A = B, B = C, A < C,
which may be regarded as the formula of the physical continuum.
But here is an intolerable discord with the principle of contradiction, and
the need of stopping this has compelled us to invent the mathematical
commensurable number whose square is still closer to 2.
In Dedekind's view, the incommensurable number
√2 or (2)½
is nothing but the symbol of this particular mode of partition of
commensurable numbers; and to each mode of partition corresponds thus a
number, commensurable or not, which serves as its symbol.
But to be content with this would be to forget too far the origin of these
symbols; it remains to explain how we have been led to attribute to them a
sort of concrete existence, and, besides, does not the difficulty begin even
for the fractional numbers themselves? Should we have the notion of these
numbers if we had not previously known a matter that we conceive as
infinitely divisible, that is to say, a continuum?
The Physical Continuum.—We ask ourselves then if the notion of the
mathematical continuum is not simply drawn from experience. If it were,
the raw data of experience, which are our sensations, would be susceptible
of measurement. We might be tempted to believe they really are so, since in
these latter days the attempt has been made to measure them and a law has
even been formulated, known as Fechner's law, according to which
sensation is proportional to the logarithm of the stimulus.
But if we examine more closely the experiments by which it has been
sought to establish this law, we shall be led to a diametrically opposite
conclusion. It has been observed, for example, that a weight A of 10 grams
and a weight B of 11 grams produce identical sensations, that the weight B
is just as indistinguishable from a weight C of 12 grams, but that the weight
A is easily distinguished from the weight C. Thus the raw results of
experience may be expressed by the following relations:
A = B, B = C, A < C,
which may be regarded as the formula of the physical continuum.
But here is an intolerable discord with the principle of contradiction, and
the need of stopping this has compelled us to invent the mathematical
Page 59
continuum.
We are, therefore, forced to conclude that this notion has been created
entirely by the mind, but that experience has given the occasion.
We can not believe that two quantities equal to a third are not equal to
one another, and so we are led to suppose that A is different from B and B
from C, but that the imperfection of our senses has not permitted of our
distinguishing them.
Creation of the Mathematical Continuum.—First Stage. So far it would
suffice, in accounting for the facts, to intercalate between A and B a few
terms, which would remain discrete. What happens now if we have recourse
to some instrument to supplement the feebleness of our senses, if, for
example, we make use of a microscope? Terms such as A and B, before
indistinguishable, appear now distinct; but between A and B, now become
distinct, will be intercalated a new term, D, that we can distinguish neither
from A nor from B. Despite the employment of the most highly perfected
methods, the raw results of our experience will always present the
characteristics of the physical continuum with the contradiction which is
inherent in it.
We shall escape it only by incessantly intercalating new terms between
the terms already distinguished, and this operation must be continued
indefinitely. We might conceive the stopping of this operation if we could
imagine some instrument sufficiently powerful to decompose the physical
continuum into discrete elements, as the telescope resolves the milky way
into stars. But this we can not imagine; in fact, it is with the eye we observe
the image magnified by the microscope, and consequently this image must
always retain the characteristics of visual sensation and consequently those
of the physical continuum.
Nothing distinguishes a length observed directly from the half of this
length doubled by the microscope. The whole is homogeneous with the
part; this is a new contradiction, or rather it would be if the number of terms
were supposed finite; in fact, it is clear that the part containing fewer terms
than the whole could not be similar to the whole.
We are, therefore, forced to conclude that this notion has been created
entirely by the mind, but that experience has given the occasion.
We can not believe that two quantities equal to a third are not equal to
one another, and so we are led to suppose that A is different from B and B
from C, but that the imperfection of our senses has not permitted of our
distinguishing them.
Creation of the Mathematical Continuum.—First Stage. So far it would
suffice, in accounting for the facts, to intercalate between A and B a few
terms, which would remain discrete. What happens now if we have recourse
to some instrument to supplement the feebleness of our senses, if, for
example, we make use of a microscope? Terms such as A and B, before
indistinguishable, appear now distinct; but between A and B, now become
distinct, will be intercalated a new term, D, that we can distinguish neither
from A nor from B. Despite the employment of the most highly perfected
methods, the raw results of our experience will always present the
characteristics of the physical continuum with the contradiction which is
inherent in it.
We shall escape it only by incessantly intercalating new terms between
the terms already distinguished, and this operation must be continued
indefinitely. We might conceive the stopping of this operation if we could
imagine some instrument sufficiently powerful to decompose the physical
continuum into discrete elements, as the telescope resolves the milky way
into stars. But this we can not imagine; in fact, it is with the eye we observe
the image magnified by the microscope, and consequently this image must
always retain the characteristics of visual sensation and consequently those
of the physical continuum.
Nothing distinguishes a length observed directly from the half of this
length doubled by the microscope. The whole is homogeneous with the
part; this is a new contradiction, or rather it would be if the number of terms
were supposed finite; in fact, it is clear that the part containing fewer terms
than the whole could not be similar to the whole.
Page 60
The contradiction ceases when the number of terms is regarded as
infinite; nothing hinders, for example, considering the aggregate of whole
numbers as similar to the aggregate of even numbers, which, however, is
only a part of it; and, in fact, to each whole number corresponds an even
number, its double.
But it is not only to escape this contradiction contained in the empirical
data that the mind is led to create the concept of a continuum, formed of an
indefinite number of terms.
All happens as in the sequence of whole numbers. We have the faculty of
conceiving that a unit can be added to a collection of units; thanks to
experience, we have occasion to exercise this faculty and we become
conscious of it; but from this moment we feel that our power has no limit
and that we can count indefinitely, though we have never had to count more
than a finite number of objects.
Just so, as soon as we have been led to intercalate means between two
consecutive terms of a series, we feel that this operation can be continued
beyond all limit, and that there is, so to speak, no intrinsic reason for
stopping.
As an abbreviation, let me call a mathematical continuum of the first
order every aggregate of terms formed according to the same law as the
scale of commensurable numbers. If we afterwards intercalate new steps
according to the law of formation of incommensurable numbers, we shall
obtain what we will call a continuum of the second order.
Second Stage.—We have made hitherto only the first stride; we have
explained the origin of continua of the first order; but it is necessary to see
why even they are not sufficient and why the incommensurable numbers
had to be invented.
If we try to imagine a line, it must have the characteristics of the physical
continuum, that is to say, we shall not be able to represent it except with a
certain breadth. Two lines then will appear to us under the form of two
narrow bands, and, if we are content with this rough image, it is evident that
if the two lines cross they will have a common part.
infinite; nothing hinders, for example, considering the aggregate of whole
numbers as similar to the aggregate of even numbers, which, however, is
only a part of it; and, in fact, to each whole number corresponds an even
number, its double.
But it is not only to escape this contradiction contained in the empirical
data that the mind is led to create the concept of a continuum, formed of an
indefinite number of terms.
All happens as in the sequence of whole numbers. We have the faculty of
conceiving that a unit can be added to a collection of units; thanks to
experience, we have occasion to exercise this faculty and we become
conscious of it; but from this moment we feel that our power has no limit
and that we can count indefinitely, though we have never had to count more
than a finite number of objects.
Just so, as soon as we have been led to intercalate means between two
consecutive terms of a series, we feel that this operation can be continued
beyond all limit, and that there is, so to speak, no intrinsic reason for
stopping.
As an abbreviation, let me call a mathematical continuum of the first
order every aggregate of terms formed according to the same law as the
scale of commensurable numbers. If we afterwards intercalate new steps
according to the law of formation of incommensurable numbers, we shall
obtain what we will call a continuum of the second order.
Second Stage.—We have made hitherto only the first stride; we have
explained the origin of continua of the first order; but it is necessary to see
why even they are not sufficient and why the incommensurable numbers
had to be invented.
If we try to imagine a line, it must have the characteristics of the physical
continuum, that is to say, we shall not be able to represent it except with a
certain breadth. Two lines then will appear to us under the form of two
narrow bands, and, if we are content with this rough image, it is evident that
if the two lines cross they will have a common part.
Page 61
But the pure geometer makes a further effort; without entirely renouncing
the aid of the senses, he tries to reach the concept of the line without
breadth, of the point without extension. This he can only attain to by
regarding the line as the limit toward which tends an ever narrowing band,
and the point as the limit toward which tends an ever lessening area. And
then, our two bands, however narrow they may be, will always have a
common area, the smaller as they are the narrower, and whose limit will be
what the pure geometer calls a point.
This is why it is said two lines which cross have a point in common, and
this truth seems intuitive.
But it would imply contradiction if lines were conceived as continua of
the first order, that is to say, if on the lines traced by the geometer should be
found only points having for coordinates rational numbers. The
contradiction would be manifest as soon as one affirmed, for example, the
existence of straights and circles.
It is clear, in fact, that if the points whose coordinates are commensurable
were alone regarded as real, the circle inscribed in a square and the diagonal
of this square would not intersect, since the coordinates of the point of
intersection are incommensurable.
That would not yet be sufficient, because we should get in this way only
certain incommensurable numbers and not all those numbers.
But conceive of a straight line divided into two rays. Each of these rays
will appear to our imagination as a band of a certain breadth; these bands
moreover will encroach one on the other, since there must be no interval
between them. The common part will appear to us as a point which will
always remain when we try to imagine our bands narrower and narrower, so
that we admit as an intuitive truth that if a straight is cut into two rays their
common frontier is a point; we recognize here the conception of Dedekind,
in which an incommensurable number was regarded as the common frontier
of two classes of rational numbers.
Such is the origin of the continuum of the second order, which is the
mathematical continuum properly so called.
the aid of the senses, he tries to reach the concept of the line without
breadth, of the point without extension. This he can only attain to by
regarding the line as the limit toward which tends an ever narrowing band,
and the point as the limit toward which tends an ever lessening area. And
then, our two bands, however narrow they may be, will always have a
common area, the smaller as they are the narrower, and whose limit will be
what the pure geometer calls a point.
This is why it is said two lines which cross have a point in common, and
this truth seems intuitive.
But it would imply contradiction if lines were conceived as continua of
the first order, that is to say, if on the lines traced by the geometer should be
found only points having for coordinates rational numbers. The
contradiction would be manifest as soon as one affirmed, for example, the
existence of straights and circles.
It is clear, in fact, that if the points whose coordinates are commensurable
were alone regarded as real, the circle inscribed in a square and the diagonal
of this square would not intersect, since the coordinates of the point of
intersection are incommensurable.
That would not yet be sufficient, because we should get in this way only
certain incommensurable numbers and not all those numbers.
But conceive of a straight line divided into two rays. Each of these rays
will appear to our imagination as a band of a certain breadth; these bands
moreover will encroach one on the other, since there must be no interval
between them. The common part will appear to us as a point which will
always remain when we try to imagine our bands narrower and narrower, so
that we admit as an intuitive truth that if a straight is cut into two rays their
common frontier is a point; we recognize here the conception of Dedekind,
in which an incommensurable number was regarded as the common frontier
of two classes of rational numbers.
Such is the origin of the continuum of the second order, which is the
mathematical continuum properly so called.
Page 62
Résumé.—In recapitulation, the mind has the faculty of creating symbols,
and it is thus that it has constructed the mathematical continuum, which is
only a particular system of symbols. Its power is limited only by the
necessity of avoiding all contradiction; but the mind only makes use of this
faculty if experience furnishes it a stimulus thereto.
In the case considered, this stimulus was the notion of the physical
continuum, drawn from the rough data of the senses. But this notion leads
to a series of contradictions from which it is necessary successively to free
ourselves. So we are forced to imagine a more and more complicated
system of symbols. That at which we stop is not only exempt from internal
contradiction (it was so already at all the stages we have traversed), but
neither is it in contradiction with various propositions called intuitive,
which are derived from empirical notions more or less elaborated.
Measurable Magnitude.—The magnitudes we have studied hitherto are
not measurable; we can indeed say whether a given one of these
magnitudes is greater than another, but not whether it is twice or thrice as
great.
So far, I have only considered the order in which our terms are ranged.
But for most applications that does not suffice. We must learn to compare
the interval which separates any two terms. Only on this condition does the
continuum become a measurable magnitude and the operations of
arithmetic applicable.
This can only be done by the aid of a new and special convention. We
will agree that in such and such a case the interval comprised between the
terms A and B is equal to the interval which separates C and D. For
example, at the beginning of our work we have set out from the scale of the
whole numbers and we have supposed intercalated between two
consecutive steps n intermediary steps; well, these new steps will be by
convention regarded as equidistant.
This is a way of defining the addition of two magnitudes, because if the
interval AB is by definition equal to the interval CD, the interval AD will be
by definition the sum of the intervals AB and AC.
and it is thus that it has constructed the mathematical continuum, which is
only a particular system of symbols. Its power is limited only by the
necessity of avoiding all contradiction; but the mind only makes use of this
faculty if experience furnishes it a stimulus thereto.
In the case considered, this stimulus was the notion of the physical
continuum, drawn from the rough data of the senses. But this notion leads
to a series of contradictions from which it is necessary successively to free
ourselves. So we are forced to imagine a more and more complicated
system of symbols. That at which we stop is not only exempt from internal
contradiction (it was so already at all the stages we have traversed), but
neither is it in contradiction with various propositions called intuitive,
which are derived from empirical notions more or less elaborated.
Measurable Magnitude.—The magnitudes we have studied hitherto are
not measurable; we can indeed say whether a given one of these
magnitudes is greater than another, but not whether it is twice or thrice as
great.
So far, I have only considered the order in which our terms are ranged.
But for most applications that does not suffice. We must learn to compare
the interval which separates any two terms. Only on this condition does the
continuum become a measurable magnitude and the operations of
arithmetic applicable.
This can only be done by the aid of a new and special convention. We
will agree that in such and such a case the interval comprised between the
terms A and B is equal to the interval which separates C and D. For
example, at the beginning of our work we have set out from the scale of the
whole numbers and we have supposed intercalated between two
consecutive steps n intermediary steps; well, these new steps will be by
convention regarded as equidistant.
This is a way of defining the addition of two magnitudes, because if the
interval AB is by definition equal to the interval CD, the interval AD will be
by definition the sum of the intervals AB and AC.
Page 63
This definition is arbitrary in a very large measure. It is not completely
so, however. It is subjected to certain conditions and, for example, to the
rules of commutativity and associativity of addition. But provided the
definition chosen satisfies these rules, the choice is indifferent, and it is
useless to particularize it.
Various Remarks.—We can now discuss several important questions:
1º Is the creative power of the mind exhausted by the creation of the
mathematical continuum?
No: the works of Du Bois-Reymond demonstrate it in a striking way.
We know that mathematicians distinguish between infinitesimals of
different orders and that those of the second order are infinitesimal, not only
in an absolute way, but also in relation to those of the first order. It is not
difficult to imagine infinitesimals of fractional or even of irrational order,
and thus we find again that scale of the mathematical continuum which has
been dealt with in the preceding pages.
Further, there are infinitesimals which are infinitely small in relation to
those of the first order, and, on the contrary, infinitely great in relation to
those of order 1 + ε, and that however small ε may be. Here, then, are new
terms intercalated in our series, and if I may be permitted to revert to the
phraseology lately employed which is very convenient though not
consecrated by usage, I shall say that thus has been created a sort of
continuum of the third order.
It would be easy to go further, but that would be idle; one would only be
imagining symbols without possible application, and no one will think of
doing that. The continuum of the third order, to which the consideration of
the different orders of infinitesimals leads, is itself not useful enough to
have won citizenship, and geometers regard it only as a mere curiosity. The
mind uses its creative faculty only when experience requires it.
2º Once in possession of the concept of the mathematical continuum, is
one safe from contradictions analogous to those which gave birth to it?
No, and I will give an example.
so, however. It is subjected to certain conditions and, for example, to the
rules of commutativity and associativity of addition. But provided the
definition chosen satisfies these rules, the choice is indifferent, and it is
useless to particularize it.
Various Remarks.—We can now discuss several important questions:
1º Is the creative power of the mind exhausted by the creation of the
mathematical continuum?
No: the works of Du Bois-Reymond demonstrate it in a striking way.
We know that mathematicians distinguish between infinitesimals of
different orders and that those of the second order are infinitesimal, not only
in an absolute way, but also in relation to those of the first order. It is not
difficult to imagine infinitesimals of fractional or even of irrational order,
and thus we find again that scale of the mathematical continuum which has
been dealt with in the preceding pages.
Further, there are infinitesimals which are infinitely small in relation to
those of the first order, and, on the contrary, infinitely great in relation to
those of order 1 + ε, and that however small ε may be. Here, then, are new
terms intercalated in our series, and if I may be permitted to revert to the
phraseology lately employed which is very convenient though not
consecrated by usage, I shall say that thus has been created a sort of
continuum of the third order.
It would be easy to go further, but that would be idle; one would only be
imagining symbols without possible application, and no one will think of
doing that. The continuum of the third order, to which the consideration of
the different orders of infinitesimals leads, is itself not useful enough to
have won citizenship, and geometers regard it only as a mere curiosity. The
mind uses its creative faculty only when experience requires it.
2º Once in possession of the concept of the mathematical continuum, is
one safe from contradictions analogous to those which gave birth to it?
No, and I will give an example.
Page 64
One must be very wise not to regard it as evident that every curve has a
tangent; and in fact if we picture this curve and a straight as two narrow
bands we can always so dispose them that they have a part in common
without crossing. If we imagine then the breadth of these two bands to
diminish indefinitely, this common part will always subsist and, at the limit,
so to speak, the two lines will have a point in common without crossing,
that is to say, they will be tangent.
The geometer who reasons in this way, consciously or not, is only doing
what we have done above to prove two lines which cut have a point in
common, and his intuition might seem just as legitimate.
It would deceive him however. We can demonstrate that there are curves
which have no tangent, if such a curve is defined as an analytic continuum
of the second order.
Without doubt some artifice analogous to those we have discussed above
would have sufficed to remove the contradiction; but, as this is met with
only in very exceptional cases, it has received no further attention.
Instead of seeking to reconcile intuition with analysis, we have been
content to sacrifice one of the two, and as analysis must remain impeccable,
we have decided against intuition.
The Physical Continuum of Several Dimensions.—We have discussed
above the physical continuum as derived from the immediate data of our
senses, or, if you wish, from the rough results of Fechner's experiments; I
have shown that these results are summed up in the contradictory formulas
A = B, B = C, A < C.
Let us now see how this notion has been generalized and how from it has
come the concept of many-dimensional continua.
Consider any two aggregates of sensations. Either we can discriminate
them one from another, or we can not, just as in Fechner's experiments a
weight of 10 grams can be distinguished from a weight of 12 grams, but not
from a weight of 11 grams. This is all that is required to construct the
continuum of several dimensions.
tangent; and in fact if we picture this curve and a straight as two narrow
bands we can always so dispose them that they have a part in common
without crossing. If we imagine then the breadth of these two bands to
diminish indefinitely, this common part will always subsist and, at the limit,
so to speak, the two lines will have a point in common without crossing,
that is to say, they will be tangent.
The geometer who reasons in this way, consciously or not, is only doing
what we have done above to prove two lines which cut have a point in
common, and his intuition might seem just as legitimate.
It would deceive him however. We can demonstrate that there are curves
which have no tangent, if such a curve is defined as an analytic continuum
of the second order.
Without doubt some artifice analogous to those we have discussed above
would have sufficed to remove the contradiction; but, as this is met with
only in very exceptional cases, it has received no further attention.
Instead of seeking to reconcile intuition with analysis, we have been
content to sacrifice one of the two, and as analysis must remain impeccable,
we have decided against intuition.
The Physical Continuum of Several Dimensions.—We have discussed
above the physical continuum as derived from the immediate data of our
senses, or, if you wish, from the rough results of Fechner's experiments; I
have shown that these results are summed up in the contradictory formulas
A = B, B = C, A < C.
Let us now see how this notion has been generalized and how from it has
come the concept of many-dimensional continua.
Consider any two aggregates of sensations. Either we can discriminate
them one from another, or we can not, just as in Fechner's experiments a
weight of 10 grams can be distinguished from a weight of 12 grams, but not
from a weight of 11 grams. This is all that is required to construct the
continuum of several dimensions.
Page 65
Let us call one of these aggregates of sensations an element. That will be
something analogous to the point of the mathematicians; it will not be
altogether the same thing however. We can not say our element is without
extension, since we can not distinguish it from neighboring elements and it
is thus surrounded by a sort of haze. If the astronomical comparison may be
allowed, our 'elements' would be like nebulae, whereas the mathematical
points would be like stars.
That being granted, a system of elements will form a continuum if we can
pass from any one of them to any other, by a series of consecutive elements
such that each is indistinguishable from the preceding. This linear series is
to the line of the mathematician what an isolated element was to the point.
Before going farther, I must explain what is meant by a cut. Consider a
continuum C and remove from it certain of its elements which for an instant
we shall regard as no longer belonging to this continuum. The aggregate of
the elements so removed will be called a cut. It may happen that, thanks to
this cut, C may be subdivided into several distinct continua, the aggregate
of the remaining elements ceasing to form a unique continuum.
There will then be on C two elements, A and B, that must be regarded as
belonging to two distinct continua, and this will be recognized because it
will be impossible to find a linear series of consecutive elements of C, each
of these elements indistinguishable from the preceding, the first being A and
the last B, without one of the elements of this series being indistinguishable
from one of the elements of the cut.
On the contrary, it may happen that the cut made is insufficient to
subdivide the continuum C. To classify the physical continua, we will
examine precisely what are the cuts which must be made to subdivide them.
If a physical continuum C can be subdivided by a cut reducing to a finite
number of elements all distinguishable from one another (and consequently
forming neither a continuum, nor several continua), we shall say C is a one-
dimensional continuum.
If, on the contrary, C can be subdivided only by cuts which are
themselves continua, we shall say C has several dimensions. If cuts which
are continua of one dimension suffice, we shall say C has two dimensions;
something analogous to the point of the mathematicians; it will not be
altogether the same thing however. We can not say our element is without
extension, since we can not distinguish it from neighboring elements and it
is thus surrounded by a sort of haze. If the astronomical comparison may be
allowed, our 'elements' would be like nebulae, whereas the mathematical
points would be like stars.
That being granted, a system of elements will form a continuum if we can
pass from any one of them to any other, by a series of consecutive elements
such that each is indistinguishable from the preceding. This linear series is
to the line of the mathematician what an isolated element was to the point.
Before going farther, I must explain what is meant by a cut. Consider a
continuum C and remove from it certain of its elements which for an instant
we shall regard as no longer belonging to this continuum. The aggregate of
the elements so removed will be called a cut. It may happen that, thanks to
this cut, C may be subdivided into several distinct continua, the aggregate
of the remaining elements ceasing to form a unique continuum.
There will then be on C two elements, A and B, that must be regarded as
belonging to two distinct continua, and this will be recognized because it
will be impossible to find a linear series of consecutive elements of C, each
of these elements indistinguishable from the preceding, the first being A and
the last B, without one of the elements of this series being indistinguishable
from one of the elements of the cut.
On the contrary, it may happen that the cut made is insufficient to
subdivide the continuum C. To classify the physical continua, we will
examine precisely what are the cuts which must be made to subdivide them.
If a physical continuum C can be subdivided by a cut reducing to a finite
number of elements all distinguishable from one another (and consequently
forming neither a continuum, nor several continua), we shall say C is a one-
dimensional continuum.
If, on the contrary, C can be subdivided only by cuts which are
themselves continua, we shall say C has several dimensions. If cuts which
are continua of one dimension suffice, we shall say C has two dimensions;
Page 66
if cuts of two dimensions suffice, we shall say C has three dimensions, and
so on.
Thus is defined the notion of the physical continuum of several
dimensions, thanks to this very simple fact that two aggregates of
sensations are distinguishable or indistinguishable.
The Mathematical Continuum of Several Dimensions.—Thence the
notion of the mathematical continuum of n dimensions has sprung quite
naturally by a process very like that we discussed at the beginning of this
chapter. A point of such a continuum, you know, appears to us as defined by
a system of n distinct magnitudes called its coordinates.
These magnitudes need not always be measurable; there is, for instance, a
branch of geometry independent of the measurement of these magnitudes,
in which it is only a question of knowing, for example, whether on a curve
ABC, the point B is between the points A and C, and not of knowing
whether the arc AB is equal to the arc BC or twice as great. This is what is
called Analysis Situs.
This is a whole body of doctrine which has attracted the attention of the
greatest geometers and where we see flow one from another a series of
remarkable theorems. What distinguishes these theorems from those of
ordinary geometry is that they are purely qualitative and that they would
remain true if the figures were copied by a draughtsman so awkward as to
grossly distort the proportions and replace straights by strokes more or less
curved.
Through the wish to introduce measure next into the continuum just
defined this continuum becomes space, and geometry is born. But the
discussion of this is reserved for Part Second.
so on.
Thus is defined the notion of the physical continuum of several
dimensions, thanks to this very simple fact that two aggregates of
sensations are distinguishable or indistinguishable.
The Mathematical Continuum of Several Dimensions.—Thence the
notion of the mathematical continuum of n dimensions has sprung quite
naturally by a process very like that we discussed at the beginning of this
chapter. A point of such a continuum, you know, appears to us as defined by
a system of n distinct magnitudes called its coordinates.
These magnitudes need not always be measurable; there is, for instance, a
branch of geometry independent of the measurement of these magnitudes,
in which it is only a question of knowing, for example, whether on a curve
ABC, the point B is between the points A and C, and not of knowing
whether the arc AB is equal to the arc BC or twice as great. This is what is
called Analysis Situs.
This is a whole body of doctrine which has attracted the attention of the
greatest geometers and where we see flow one from another a series of
remarkable theorems. What distinguishes these theorems from those of
ordinary geometry is that they are purely qualitative and that they would
remain true if the figures were copied by a draughtsman so awkward as to
grossly distort the proportions and replace straights by strokes more or less
curved.
Through the wish to introduce measure next into the continuum just
defined this continuum becomes space, and geometry is born. But the
discussion of this is reserved for Part Second.
Page 67
PART II
SPACE
CHAPTER III
The Non-euclidean Geometries
Every conclusion supposes premises; these premises themselves either
are self-evident and need no demonstration, or can be established only by
relying upon other propositions, and since we can not go back thus to
infinity, every deductive science, and in particular geometry, must rest on a
certain number of undemonstrable axioms. All treatises on geometry begin,
therefore, by the enunciation of these axioms. But among these there is a
distinction to be made: Some, for example, 'Things which are equal to the
same thing are equal to one another,' are not propositions of geometry, but
propositions of analysis. I regard them as analytic judgments a priori, and
shall not concern myself with them.
But I must lay stress upon other axioms which are peculiar to geometry.
Most treatises enunciate three of these explicitly:
1º Through two points can pass only one straight;
2º The straight line is the shortest path from one point to another;
3º Through a given point there is not more than one parallel to a given
straight.
Although generally a proof of the second of these axioms is omitted, it
would be possible to deduce it from the other two and from those, much
SPACE
CHAPTER III
The Non-euclidean Geometries
Every conclusion supposes premises; these premises themselves either
are self-evident and need no demonstration, or can be established only by
relying upon other propositions, and since we can not go back thus to
infinity, every deductive science, and in particular geometry, must rest on a
certain number of undemonstrable axioms. All treatises on geometry begin,
therefore, by the enunciation of these axioms. But among these there is a
distinction to be made: Some, for example, 'Things which are equal to the
same thing are equal to one another,' are not propositions of geometry, but
propositions of analysis. I regard them as analytic judgments a priori, and
shall not concern myself with them.
But I must lay stress upon other axioms which are peculiar to geometry.
Most treatises enunciate three of these explicitly:
1º Through two points can pass only one straight;
2º The straight line is the shortest path from one point to another;
3º Through a given point there is not more than one parallel to a given
straight.
Although generally a proof of the second of these axioms is omitted, it
would be possible to deduce it from the other two and from those, much
Page 68
more numerous, which are implicitly admitted without enunciating them, as
I shall explain further on.
It was long sought in vain to demonstrate likewise the third axiom,
known as Euclid's Postulate. What vast effort has been wasted in this
chimeric hope is truly unimaginable. Finally, in the first quarter of the
nineteenth century, and almost at the same time, a Hungarian and a Russian,
Bolyai and Lobachevski, established irrefutably that this demonstration is
impossible; they have almost rid us of inventors of geometries 'sans
postulatum'; since then the Académie des Sciences receives only about one
or two new demonstrations a year.
The question was not exhausted; it soon made a great stride by the
publication of Riemann's celebrated memoir entitled: Ueber die Hypothesen
welche der Geometrie zu Grunde liegen. This paper has inspired most of the
recent works of which I shall speak further on, and among which it is
proper to cite those of Beltrami and of Helmholtz.
The Bolyai-Lobachevski Geometry.—If it were possible to deduce
Euclid's postulate from the other axioms, it is evident that in denying the
postulate and admitting the other axioms, we should be led to contradictory
consequences; it would therefore be impossible to base on such premises a
coherent geometry.
Now this is precisely what Lobachevski did.
He assumes at the start that: Through a given point can be drawn two
parallels to a given straight.
And he retains besides all Euclid's other axioms. From these hypotheses
he deduces a series of theorems among which it is impossible to find any
contradiction, and he constructs a geometry whose faultless logic is inferior
in nothing to that of the Euclidean geometry.
The theorems are, of course, very different from those to which we are
accustomed, and they can not fail to be at first a little disconcerting.
Thus the sum of the angles of a triangle is always less than two right
angles, and the difference between this sum and two right angles is
proportional to the surface of the triangle.
I shall explain further on.
It was long sought in vain to demonstrate likewise the third axiom,
known as Euclid's Postulate. What vast effort has been wasted in this
chimeric hope is truly unimaginable. Finally, in the first quarter of the
nineteenth century, and almost at the same time, a Hungarian and a Russian,
Bolyai and Lobachevski, established irrefutably that this demonstration is
impossible; they have almost rid us of inventors of geometries 'sans
postulatum'; since then the Académie des Sciences receives only about one
or two new demonstrations a year.
The question was not exhausted; it soon made a great stride by the
publication of Riemann's celebrated memoir entitled: Ueber die Hypothesen
welche der Geometrie zu Grunde liegen. This paper has inspired most of the
recent works of which I shall speak further on, and among which it is
proper to cite those of Beltrami and of Helmholtz.
The Bolyai-Lobachevski Geometry.—If it were possible to deduce
Euclid's postulate from the other axioms, it is evident that in denying the
postulate and admitting the other axioms, we should be led to contradictory
consequences; it would therefore be impossible to base on such premises a
coherent geometry.
Now this is precisely what Lobachevski did.
He assumes at the start that: Through a given point can be drawn two
parallels to a given straight.
And he retains besides all Euclid's other axioms. From these hypotheses
he deduces a series of theorems among which it is impossible to find any
contradiction, and he constructs a geometry whose faultless logic is inferior
in nothing to that of the Euclidean geometry.
The theorems are, of course, very different from those to which we are
accustomed, and they can not fail to be at first a little disconcerting.
Thus the sum of the angles of a triangle is always less than two right
angles, and the difference between this sum and two right angles is
proportional to the surface of the triangle.
Page 69
It is impossible to construct a figure similar to a given figure but of
different dimensions.
If we divide a circumference into n equal parts, and draw tangents at the
points of division, these n tangents will form a polygon if the radius of the
circle is small enough; but if this radius is sufficiently great they will not
meet.
It is useless to multiply these examples; Lobachevski's propositions have
no relation to those of Euclid, but they are not less logically bound one to
another.
Riemann's Geometry.—Imagine a world uniquely peopled by beings of
no thickness (height); and suppose these 'infinitely flat' animals are all in
the same plane and can not get out. Admit besides that this world is
sufficiently far from others to be free from their influence. While we are
making hypotheses, it costs us no more to endow these beings with reason
and believe them capable of creating a geometry. In that case, they will
certainly attribute to space only two dimensions.
But suppose now that these imaginary animals, while remaining without
thickness, have the form of a spherical, and not of a plane, figure, and are
all on the same sphere without power to get off. What geometry will they
construct? First it is clear they will attribute to space only two dimensions;
what will play for them the rôle of the straight line will be the shortest path
from one point to another on the sphere, that is to say, an arc of a great
circle; in a word, their geometry will be the spherical geometry.
What they will call space will be this sphere on which they must stay, and
on which happen all the phenomena they can know. Their space will
therefore be unbounded since on a sphere one can always go forward
without ever being stopped, and yet it will be finite; one can never find the
end of it, but one can make a tour of it.
Well, Riemann's geometry is spherical geometry extended to three
dimensions. To construct it, the German mathematician had to throw
overboard, not only Euclid's postulate, but also the first axiom: Only one
straight can pass through two points.
different dimensions.
If we divide a circumference into n equal parts, and draw tangents at the
points of division, these n tangents will form a polygon if the radius of the
circle is small enough; but if this radius is sufficiently great they will not
meet.
It is useless to multiply these examples; Lobachevski's propositions have
no relation to those of Euclid, but they are not less logically bound one to
another.
Riemann's Geometry.—Imagine a world uniquely peopled by beings of
no thickness (height); and suppose these 'infinitely flat' animals are all in
the same plane and can not get out. Admit besides that this world is
sufficiently far from others to be free from their influence. While we are
making hypotheses, it costs us no more to endow these beings with reason
and believe them capable of creating a geometry. In that case, they will
certainly attribute to space only two dimensions.
But suppose now that these imaginary animals, while remaining without
thickness, have the form of a spherical, and not of a plane, figure, and are
all on the same sphere without power to get off. What geometry will they
construct? First it is clear they will attribute to space only two dimensions;
what will play for them the rôle of the straight line will be the shortest path
from one point to another on the sphere, that is to say, an arc of a great
circle; in a word, their geometry will be the spherical geometry.
What they will call space will be this sphere on which they must stay, and
on which happen all the phenomena they can know. Their space will
therefore be unbounded since on a sphere one can always go forward
without ever being stopped, and yet it will be finite; one can never find the
end of it, but one can make a tour of it.
Well, Riemann's geometry is spherical geometry extended to three
dimensions. To construct it, the German mathematician had to throw
overboard, not only Euclid's postulate, but also the first axiom: Only one
straight can pass through two points.
Page 70
On a sphere, through two given points we can draw in general only one
great circle (which, as we have just seen, would play the rôle of the straight
for our imaginary beings); but there is an exception: if the two given points
are diametrically opposite, an infinity of great circles can be drawn through
them.
In the same way, in Riemann's geometry (at least in one of its forms),
through two points will pass in general only a single straight; but there are
exceptional cases where through two points an infinity of straights can pass.
There is a sort of opposition between Riemann's geometry and that of
Lobachevski.
Thus the sum of the angles of a triangle is:
Equal to two right angles in Euclid's geometry;
Less than two right angles in that of Lobachevski;
Greater than two right angles in that of Riemann.
The number of straights through a given point that can be drawn coplanar
to a given straight, but nowhere meeting it, is equal:
To one in Euclid's geometry;
To zero in that of Riemann;
To infinity in that of Lobachevski.
Add that Riemann's space is finite, although unbounded, in the sense
given above to these two words.
The Surfaces of Constant Curvature.—One objection still remained
possible. The theorems of Lobachevski and of Riemann present no
contradiction; but however numerous the consequences these two
geometers have drawn from their hypotheses, they must have stopped
before exhausting them, since their number would be infinite; who can say
then that if they had pushed their deductions farther they would not have
eventually reached some contradiction?
great circle (which, as we have just seen, would play the rôle of the straight
for our imaginary beings); but there is an exception: if the two given points
are diametrically opposite, an infinity of great circles can be drawn through
them.
In the same way, in Riemann's geometry (at least in one of its forms),
through two points will pass in general only a single straight; but there are
exceptional cases where through two points an infinity of straights can pass.
There is a sort of opposition between Riemann's geometry and that of
Lobachevski.
Thus the sum of the angles of a triangle is:
Equal to two right angles in Euclid's geometry;
Less than two right angles in that of Lobachevski;
Greater than two right angles in that of Riemann.
The number of straights through a given point that can be drawn coplanar
to a given straight, but nowhere meeting it, is equal:
To one in Euclid's geometry;
To zero in that of Riemann;
To infinity in that of Lobachevski.
Add that Riemann's space is finite, although unbounded, in the sense
given above to these two words.
The Surfaces of Constant Curvature.—One objection still remained
possible. The theorems of Lobachevski and of Riemann present no
contradiction; but however numerous the consequences these two
geometers have drawn from their hypotheses, they must have stopped
before exhausting them, since their number would be infinite; who can say
then that if they had pushed their deductions farther they would not have
eventually reached some contradiction?
Page 71
This difficulty does not exist for Riemann's geometry, provided it is
limited to two dimensions; in fact, as we have seen, two-dimensional
Riemannian geometry does not differ from spherical geometry, which is
only a branch of ordinary geometry, and consequently is beyond all
discussion.
Beltrami, in correlating likewise Lobachevski's two-dimensional
geometry with a branch of ordinary geometry, has equally refuted the
objection so far as it is concerned.
Here is how he accomplished it. Consider any figure on a surface.
Imagine this figure traced on a flexible and inextensible canvas applied over
this surface in such a way that when the canvas is displaced and deformed,
the various lines of this figure can change their form without changing their
length. In general, this flexible and inextensible figure can not be displaced
without leaving the surface; but there are certain particular surfaces for
which such a movement would be possible; these are the surfaces of
constant curvature.
If we resume the comparison made above and imagine beings without
thickness living on one of these surfaces, they will regard as possible the
motion of a figure all of whose lines remain constant in length. On the
contrary, such a movement would appear absurd to animals without
thickness living on a surface of variable curvature.
These surfaces of constant curvature are of two sorts: Some are of
positive curvature, and can be deformed so as to be applied over a sphere.
The geometry of these surfaces reduces itself therefore to the spherical
geometry, which is that of Riemann.
The others are of negative curvature. Beltrami has shown that the
geometry of these surfaces is none other than that of Lobachevski. The two-
dimensional geometries of Riemann and Lobachevski are thus correlated to
the Euclidean geometry.
Interpretation of Non-Euclidean Geometries.—So vanishes the
objection so far as two-dimensional geometries are concerned.
It would be easy to extend Beltrami's reasoning to three-dimensional
geometries. The minds that space of four dimensions does not repel will see
limited to two dimensions; in fact, as we have seen, two-dimensional
Riemannian geometry does not differ from spherical geometry, which is
only a branch of ordinary geometry, and consequently is beyond all
discussion.
Beltrami, in correlating likewise Lobachevski's two-dimensional
geometry with a branch of ordinary geometry, has equally refuted the
objection so far as it is concerned.
Here is how he accomplished it. Consider any figure on a surface.
Imagine this figure traced on a flexible and inextensible canvas applied over
this surface in such a way that when the canvas is displaced and deformed,
the various lines of this figure can change their form without changing their
length. In general, this flexible and inextensible figure can not be displaced
without leaving the surface; but there are certain particular surfaces for
which such a movement would be possible; these are the surfaces of
constant curvature.
If we resume the comparison made above and imagine beings without
thickness living on one of these surfaces, they will regard as possible the
motion of a figure all of whose lines remain constant in length. On the
contrary, such a movement would appear absurd to animals without
thickness living on a surface of variable curvature.
These surfaces of constant curvature are of two sorts: Some are of
positive curvature, and can be deformed so as to be applied over a sphere.
The geometry of these surfaces reduces itself therefore to the spherical
geometry, which is that of Riemann.
The others are of negative curvature. Beltrami has shown that the
geometry of these surfaces is none other than that of Lobachevski. The two-
dimensional geometries of Riemann and Lobachevski are thus correlated to
the Euclidean geometry.
Interpretation of Non-Euclidean Geometries.—So vanishes the
objection so far as two-dimensional geometries are concerned.
It would be easy to extend Beltrami's reasoning to three-dimensional
geometries. The minds that space of four dimensions does not repel will see
Page 72
no difficulty in it, but they are few. I prefer therefore to proceed otherwise.
Consider a certain plane, which I shall call the fundamental plane, and
construct a sort of dictionary, by making correspond each to each a double
series of terms written in two columns, just as correspond in the ordinary
dictionaries the words of two languages whose significance is the same:
Space: Portion of space situated above the fundamental plane.
Plane: Sphere cutting the fundamental plane orthogonally.
Straight: Circle cutting the fundamental plane orthogonally.
Sphere: Sphere.
Circle: Circle.
Angle: Angle.
Distance between two points: Logarithm of the cross ratio of these two
points and the intersections of the fundamental plane with a circle passing
through these two points and cutting it orthogonally. Etc., Etc.
Now take Lobachevski's theorems and translate them with the aid of this
dictionary as we translate a German text with the aid of a German-English
dictionary. We shall thus obtain theorems of the ordinary geometry. For
example, that theorem of Lobachevski: 'the sum of the angles of a triangle
is less than two right angles' is translated thus: "If a curvilinear triangle has
for sides circle-arcs which prolonged would cut orthogonally the
fundamental plane, the sum of the angles of this curvilinear triangle will be
less than two right angles." Thus, however far the consequences of
Lobachevski's hypotheses are pushed, they will never lead to a
contradiction. In fact, if two of Lobachevski's theorems were contradictory,
it would be the same with the translations of these two theorems, made by
the aid of our dictionary, but these translations are theorems of ordinary
geometry and no one doubts that the ordinary geometry is free from
contradiction. Whence comes this certainty and is it justified? That is a
question I can not treat here because it would require to be enlarged upon,
but which is very interesting and I think not insoluble.
Consider a certain plane, which I shall call the fundamental plane, and
construct a sort of dictionary, by making correspond each to each a double
series of terms written in two columns, just as correspond in the ordinary
dictionaries the words of two languages whose significance is the same:
Space: Portion of space situated above the fundamental plane.
Plane: Sphere cutting the fundamental plane orthogonally.
Straight: Circle cutting the fundamental plane orthogonally.
Sphere: Sphere.
Circle: Circle.
Angle: Angle.
Distance between two points: Logarithm of the cross ratio of these two
points and the intersections of the fundamental plane with a circle passing
through these two points and cutting it orthogonally. Etc., Etc.
Now take Lobachevski's theorems and translate them with the aid of this
dictionary as we translate a German text with the aid of a German-English
dictionary. We shall thus obtain theorems of the ordinary geometry. For
example, that theorem of Lobachevski: 'the sum of the angles of a triangle
is less than two right angles' is translated thus: "If a curvilinear triangle has
for sides circle-arcs which prolonged would cut orthogonally the
fundamental plane, the sum of the angles of this curvilinear triangle will be
less than two right angles." Thus, however far the consequences of
Lobachevski's hypotheses are pushed, they will never lead to a
contradiction. In fact, if two of Lobachevski's theorems were contradictory,
it would be the same with the translations of these two theorems, made by
the aid of our dictionary, but these translations are theorems of ordinary
geometry and no one doubts that the ordinary geometry is free from
contradiction. Whence comes this certainty and is it justified? That is a
question I can not treat here because it would require to be enlarged upon,
but which is very interesting and I think not insoluble.
Page 73
Nothing remains then of the objection above formulated. This is not all.
Lobachevski's geometry, susceptible of a concrete interpretation, ceases to
be a vain logical exercise and is capable of applications; I have not the time
to speak here of these applications, nor of the aid that Klein and I have
gotten from them for the integration of linear differential equations.
This interpretation moreover is not unique, and several dictionaries
analogous to the preceding could be constructed, which would enable us by
a simple 'translation' to transform Lobachevski's theorems into theorems of
ordinary geometry.
The Implicit Axioms.—Are the axioms explicitly enunciated in our
treatises the sole foundations of geometry? We may be assured of the
contrary by noticing that after they are successively abandoned there are
still left over some propositions common to the theories of Euclid,
Lobachevski and Riemann. These propositions must rest on premises the
geometers admit without enunciation. It is interesting to try to disentangle
them from the classic demonstrations.
Stuart Mill has claimed that every definition contains an axiom, because
in defining one affirms implicitly the existence of the object defined. This is
going much too far; it is rare that in mathematics a definition is given
without its being followed by the demonstration of the existence of the
object defined, and when this is dispensed with it is generally because the
reader can easily supply it. It must not be forgotten that the word existence
has not the same sense when it refers to a mathematical entity and when it is
a question of a material object. A mathematical entity exists, provided its
definition implies no contradiction, either in itself, or with the propositions
already admitted.
But if Stuart Mill's observation can not be applied to all definitions, it is
none the less just for some of them. The plane is sometimes defined as
follows:
The plane is a surface such that the straight which joins any two of its
points is wholly on this surface.
This definition manifestly hides a new axiom; it is true we might change
it, and that would be preferable, but then we should have to enunciate the
Lobachevski's geometry, susceptible of a concrete interpretation, ceases to
be a vain logical exercise and is capable of applications; I have not the time
to speak here of these applications, nor of the aid that Klein and I have
gotten from them for the integration of linear differential equations.
This interpretation moreover is not unique, and several dictionaries
analogous to the preceding could be constructed, which would enable us by
a simple 'translation' to transform Lobachevski's theorems into theorems of
ordinary geometry.
The Implicit Axioms.—Are the axioms explicitly enunciated in our
treatises the sole foundations of geometry? We may be assured of the
contrary by noticing that after they are successively abandoned there are
still left over some propositions common to the theories of Euclid,
Lobachevski and Riemann. These propositions must rest on premises the
geometers admit without enunciation. It is interesting to try to disentangle
them from the classic demonstrations.
Stuart Mill has claimed that every definition contains an axiom, because
in defining one affirms implicitly the existence of the object defined. This is
going much too far; it is rare that in mathematics a definition is given
without its being followed by the demonstration of the existence of the
object defined, and when this is dispensed with it is generally because the
reader can easily supply it. It must not be forgotten that the word existence
has not the same sense when it refers to a mathematical entity and when it is
a question of a material object. A mathematical entity exists, provided its
definition implies no contradiction, either in itself, or with the propositions
already admitted.
But if Stuart Mill's observation can not be applied to all definitions, it is
none the less just for some of them. The plane is sometimes defined as
follows:
The plane is a surface such that the straight which joins any two of its
points is wholly on this surface.
This definition manifestly hides a new axiom; it is true we might change
it, and that would be preferable, but then we should have to enunciate the
Page 74
axiom explicitly.
Other definitions would suggest reflections not less important.
Such, for example, is that of the equality of two figures; two figures are
equal when they can be superposed; to superpose them one must be
displaced until it coincides with the other; but how shall it be displaced? If
we should ask this, no doubt we should be told that it must be done without
altering the shape and as a rigid solid. The vicious circle would then be
evident.
In fact this definition defines nothing; it would have no meaning for a
being living in a world where there were only fluids. If it seems clear to us,
that is because we are used to the properties of natural solids which do not
differ much from those of the ideal solids, all of whose dimensions are
invariable.
Yet, imperfect as it may be, this definition implies an axiom.
The possibility of the motion of a rigid figure is not a self-evident truth,
or at least it is so only in the fashion of Euclid's postulate and not as an
analytic judgment a priori would be.
Moreover, in studying the definitions and the demonstrations of
geometry, we see that one is obliged to admit without proof not only the
possibility of this motion, but some of its properties besides.
This is at once seen from the definition of the straight line. Many
defective definitions have been given, but the true one is that which is
implied in all the demonstrations where the straight line enters:
"It may happen that the motion of a rigid figure is such that all the points
of a line belonging to this figure remain motionless while all the points
situated outside of this line move. Such a line will be called a straight line."
We have designedly, in this enunciation, separated the definition from the
axiom it implies.
Many demonstrations, such as those of the cases of the equality of
triangles, of the possibility of dropping a perpendicular from a point to a
straight, presume propositions which are not enunciated, for they require
Other definitions would suggest reflections not less important.
Such, for example, is that of the equality of two figures; two figures are
equal when they can be superposed; to superpose them one must be
displaced until it coincides with the other; but how shall it be displaced? If
we should ask this, no doubt we should be told that it must be done without
altering the shape and as a rigid solid. The vicious circle would then be
evident.
In fact this definition defines nothing; it would have no meaning for a
being living in a world where there were only fluids. If it seems clear to us,
that is because we are used to the properties of natural solids which do not
differ much from those of the ideal solids, all of whose dimensions are
invariable.
Yet, imperfect as it may be, this definition implies an axiom.
The possibility of the motion of a rigid figure is not a self-evident truth,
or at least it is so only in the fashion of Euclid's postulate and not as an
analytic judgment a priori would be.
Moreover, in studying the definitions and the demonstrations of
geometry, we see that one is obliged to admit without proof not only the
possibility of this motion, but some of its properties besides.
This is at once seen from the definition of the straight line. Many
defective definitions have been given, but the true one is that which is
implied in all the demonstrations where the straight line enters:
"It may happen that the motion of a rigid figure is such that all the points
of a line belonging to this figure remain motionless while all the points
situated outside of this line move. Such a line will be called a straight line."
We have designedly, in this enunciation, separated the definition from the
axiom it implies.
Many demonstrations, such as those of the cases of the equality of
triangles, of the possibility of dropping a perpendicular from a point to a
straight, presume propositions which are not enunciated, for they require
Page 75
the admission that it is possible to transport a figure in a certain way in
space.
The Fourth Geometry.—Among these implicit axioms, there is one
which seems to me to merit some attention, because when it is abandoned a
fourth geometry can be constructed as coherent as those of Euclid,
Lobachevski and Riemann.
To prove that a perpendicular may always be erected at a point A to a
straight AB, we consider a straight AC movable around the point A and
initially coincident with the fixed straight AB; and we make it turn about the
point A until it comes into the prolongation of AB.
Thus two propositions are presupposed: First, that such a rotation is
possible, and next that it may be continued until the two straights come into
the prolongation one of the other.
If the first point is admitted and the second rejected, we are led to a series
of theorems even stranger than those of Lobachevski and Riemann, but
equally exempt from contradiction.
I shall cite only one of these theorems and that not the most singular: A
real straight may be perpendicular to itself.
Lie's Theorem.—The number of axioms implicitly introduced in the
classic demonstrations is greater than necessary, and it would be interesting
to reduce it to a minimum. It may first be asked whether this reduction is
possible, whether the number of necessary axioms and that of imaginable
geometries are not infinite.
A theorem of Sophus Lie dominates this whole discussion. It may be thus
enunciated:
Suppose the following premises are admitted:
1º Space has n dimensions;
2º The motion of a rigid figure is possible;
3º It requires p conditions to determine the position of this figure in
space.
space.
The Fourth Geometry.—Among these implicit axioms, there is one
which seems to me to merit some attention, because when it is abandoned a
fourth geometry can be constructed as coherent as those of Euclid,
Lobachevski and Riemann.
To prove that a perpendicular may always be erected at a point A to a
straight AB, we consider a straight AC movable around the point A and
initially coincident with the fixed straight AB; and we make it turn about the
point A until it comes into the prolongation of AB.
Thus two propositions are presupposed: First, that such a rotation is
possible, and next that it may be continued until the two straights come into
the prolongation one of the other.
If the first point is admitted and the second rejected, we are led to a series
of theorems even stranger than those of Lobachevski and Riemann, but
equally exempt from contradiction.
I shall cite only one of these theorems and that not the most singular: A
real straight may be perpendicular to itself.
Lie's Theorem.—The number of axioms implicitly introduced in the
classic demonstrations is greater than necessary, and it would be interesting
to reduce it to a minimum. It may first be asked whether this reduction is
possible, whether the number of necessary axioms and that of imaginable
geometries are not infinite.
A theorem of Sophus Lie dominates this whole discussion. It may be thus
enunciated:
Suppose the following premises are admitted:
1º Space has n dimensions;
2º The motion of a rigid figure is possible;
3º It requires p conditions to determine the position of this figure in
space.
Page 76
The number of geometries compatible with these premises will be limited.
I may even add that if n is given, a superior limit can be assigned to p.
If therefore the possibility of motion is admitted, there can be invented
only a finite (and even a rather small) number of three-dimensional
geometries.
Riemann's Geometries.—Yet this result seems contradicted by Riemann,
for this savant constructs an infinity of different geometries, and that to
which his name is ordinarily given is only a particular case.
All depends, he says, on how the length of a curve is defined. Now, there
is an infinity of ways of defining this length, and each of them may be the
starting point of a new geometry.
That is perfectly true, but most of these definitions are incompatible with
the motion of a rigid figure, which in the theorem of Lie is supposed
possible. These geometries of Riemann, in many ways so interesting, could
never therefore be other than purely analytic and would not lend themselves
to demonstrations analogous to those of Euclid.
On the Nature of Axioms.—Most mathematicians regard Lobachevski's
geometry only as a mere logical curiosity; some of them, however, have
gone farther. Since several geometries are possible, is it certain ours is the
true one? Experience no doubt teaches us that the sum of the angles of a
triangle is equal to two right angles; but this is because the triangles we deal
with are too little; the difference, according to Lobachevski, is proportional
to the surface of the triangle; will it not perhaps become sensible when we
shall operate on larger triangles or when our measurements shall become
more precise? The Euclidean geometry would thus be only a provisional
geometry.
To discuss this opinion, we should first ask ourselves what is the nature
of the geometric axioms.
Are they synthetic a priori judgments, as Kant said?
They would then impose themselves upon us with such force that we
could not conceive the contrary proposition, nor build upon it a theoretic
I may even add that if n is given, a superior limit can be assigned to p.
If therefore the possibility of motion is admitted, there can be invented
only a finite (and even a rather small) number of three-dimensional
geometries.
Riemann's Geometries.—Yet this result seems contradicted by Riemann,
for this savant constructs an infinity of different geometries, and that to
which his name is ordinarily given is only a particular case.
All depends, he says, on how the length of a curve is defined. Now, there
is an infinity of ways of defining this length, and each of them may be the
starting point of a new geometry.
That is perfectly true, but most of these definitions are incompatible with
the motion of a rigid figure, which in the theorem of Lie is supposed
possible. These geometries of Riemann, in many ways so interesting, could
never therefore be other than purely analytic and would not lend themselves
to demonstrations analogous to those of Euclid.
On the Nature of Axioms.—Most mathematicians regard Lobachevski's
geometry only as a mere logical curiosity; some of them, however, have
gone farther. Since several geometries are possible, is it certain ours is the
true one? Experience no doubt teaches us that the sum of the angles of a
triangle is equal to two right angles; but this is because the triangles we deal
with are too little; the difference, according to Lobachevski, is proportional
to the surface of the triangle; will it not perhaps become sensible when we
shall operate on larger triangles or when our measurements shall become
more precise? The Euclidean geometry would thus be only a provisional
geometry.
To discuss this opinion, we should first ask ourselves what is the nature
of the geometric axioms.
Are they synthetic a priori judgments, as Kant said?
They would then impose themselves upon us with such force that we
could not conceive the contrary proposition, nor build upon it a theoretic
Page 77
edifice. There would be no non-Euclidean geometry.
To be convinced of it take a veritable synthetic a priori judgment, the
following, for instance, of which we have seen the preponderant rôle in the
first chapter:
If a theorem is true for the number 1, and if it has been proved that it is
true of n + 1 provided it is true of n, it will be true of all the positive whole
numbers.
Then try to escape from that and, denying this proposition, try to found a
false arithmetic analogous to non-Euclidean geometry—it can not be done;
one would even be tempted at first blush to regard these judgments as
analytic.
Moreover, resuming our fiction of animals without thickness, we can
hardly admit that these beings, if their minds are like ours, would adopt the
Euclidean geometry which would be contradicted by all their experience.
Should we therefore conclude that the axioms of geometry are
experimental verities? But we do not experiment on ideal straights or
circles; it can only be done on material objects. On what then could be
based experiments which should serve as foundation for geometry? The
answer is easy.
We have seen above that we constantly reason as if the geometric figures
behaved like solids. What geometry would borrow from experience would
therefore be the properties of these bodies. The properties of light and its
rectilinear propagation have also given rise to some of the propositions of
geometry, and in particular those of projective geometry, so that from this
point of view one would be tempted to say that metric geometry is the study
of solids, and projective, that of light.
But a difficulty remains, and it is insurmountable. If geometry were an
experimental science, it would not be an exact science, it would be subject
to a continual revision. Nay, it would from this very day be convicted of
error, since we know that there is no rigorously rigid solid.
The axioms of geometry therefore are neither synthetic a priori judgments
nor experimental facts.
To be convinced of it take a veritable synthetic a priori judgment, the
following, for instance, of which we have seen the preponderant rôle in the
first chapter:
If a theorem is true for the number 1, and if it has been proved that it is
true of n + 1 provided it is true of n, it will be true of all the positive whole
numbers.
Then try to escape from that and, denying this proposition, try to found a
false arithmetic analogous to non-Euclidean geometry—it can not be done;
one would even be tempted at first blush to regard these judgments as
analytic.
Moreover, resuming our fiction of animals without thickness, we can
hardly admit that these beings, if their minds are like ours, would adopt the
Euclidean geometry which would be contradicted by all their experience.
Should we therefore conclude that the axioms of geometry are
experimental verities? But we do not experiment on ideal straights or
circles; it can only be done on material objects. On what then could be
based experiments which should serve as foundation for geometry? The
answer is easy.
We have seen above that we constantly reason as if the geometric figures
behaved like solids. What geometry would borrow from experience would
therefore be the properties of these bodies. The properties of light and its
rectilinear propagation have also given rise to some of the propositions of
geometry, and in particular those of projective geometry, so that from this
point of view one would be tempted to say that metric geometry is the study
of solids, and projective, that of light.
But a difficulty remains, and it is insurmountable. If geometry were an
experimental science, it would not be an exact science, it would be subject
to a continual revision. Nay, it would from this very day be convicted of
error, since we know that there is no rigorously rigid solid.
The axioms of geometry therefore are neither synthetic a priori judgments
nor experimental facts.
Page 78
They are conventions; our choice among all possible conventions is
guided by experimental facts; but it remains free and is limited only by the
necessity of avoiding all contradiction. Thus it is that the postulates can
remain rigorously true even though the experimental laws which have
determined their adoption are only approximative.
In other words, the axioms of geometry (I do not speak of those of
arithmetic) are merely disguised definitions.
Then what are we to think of that question: Is the Euclidean geometry
true?
It has no meaning.
As well ask whether the metric system is true and the old measures false;
whether Cartesian coordinates are true and polar coordinates false. One
geometry can not be more true than another; it can only be more convenient.
Now, Euclidean geometry is, and will remain, the most convenient:
1º Because it is the simplest; and it is so not only in consequence of our
mental habits, or of I know not what direct intuition that we may have of
Euclidean space; it is the simplest in itself, just as a polynomial of the first
degree is simpler than one of the second; the formulas of spherical
trigonometry are more complicated than those of plane trigonometry, and
they would still appear so to an analyst ignorant of their geometric
signification.
2º Because it accords sufficiently well with the properties of natural
solids, those bodies which our hands and our eyes compare and with which
we make our instruments of measure.
CHAPTER IV
Space and Geometry
Let us begin by a little paradox.
guided by experimental facts; but it remains free and is limited only by the
necessity of avoiding all contradiction. Thus it is that the postulates can
remain rigorously true even though the experimental laws which have
determined their adoption are only approximative.
In other words, the axioms of geometry (I do not speak of those of
arithmetic) are merely disguised definitions.
Then what are we to think of that question: Is the Euclidean geometry
true?
It has no meaning.
As well ask whether the metric system is true and the old measures false;
whether Cartesian coordinates are true and polar coordinates false. One
geometry can not be more true than another; it can only be more convenient.
Now, Euclidean geometry is, and will remain, the most convenient:
1º Because it is the simplest; and it is so not only in consequence of our
mental habits, or of I know not what direct intuition that we may have of
Euclidean space; it is the simplest in itself, just as a polynomial of the first
degree is simpler than one of the second; the formulas of spherical
trigonometry are more complicated than those of plane trigonometry, and
they would still appear so to an analyst ignorant of their geometric
signification.
2º Because it accords sufficiently well with the properties of natural
solids, those bodies which our hands and our eyes compare and with which
we make our instruments of measure.
CHAPTER IV
Space and Geometry
Let us begin by a little paradox.
Page 79
Beings with minds like ours, and having the same senses as we, but
without previous education, would receive from a suitably chosen external
world impressions such that they would be led to construct a geometry
other than that of Euclid and to localize the phenomena of that external
world in a non-Euclidean space, or even in a space of four dimensions.
As for us, whose education has been accomplished by our actual world, if
we were suddenly transported into this new world, we should have no
difficulty in referring its phenomena to our Euclidean space. Conversely, if
these beings were transported into our environment, they would be led to
relate our phenomena to non-Euclidean space.
Nay more; with a little effort we likewise could do it. A person who
should devote his existence to it might perhaps attain to a realization of the
fourth dimension.
Geometric Space and Perceptual Space.—It is often said the images of
external objects are localized in space, even that they can not be formed
except on this condition. It is also said that this space, which serves thus as
a ready prepared frame for our sensations and our representations, is
identical with that of the geometers, of which it possesses all the properties.
To all the good minds who think thus, the preceding statement must have
appeared quite extraordinary. But let us see whether they are not subject to
an illusion that a more profound analysis would dissipate.
What, first of all, are the properties of space, properly so called? I mean
of that space which is the object of geometry and which I shall call
geometric space.
The following are some of the most essential:
1º It is continuous;
2º It is infinite;
3º It has three dimensions;
4º It is homogeneous, that is to say, all its points are identical one with
another;
without previous education, would receive from a suitably chosen external
world impressions such that they would be led to construct a geometry
other than that of Euclid and to localize the phenomena of that external
world in a non-Euclidean space, or even in a space of four dimensions.
As for us, whose education has been accomplished by our actual world, if
we were suddenly transported into this new world, we should have no
difficulty in referring its phenomena to our Euclidean space. Conversely, if
these beings were transported into our environment, they would be led to
relate our phenomena to non-Euclidean space.
Nay more; with a little effort we likewise could do it. A person who
should devote his existence to it might perhaps attain to a realization of the
fourth dimension.
Geometric Space and Perceptual Space.—It is often said the images of
external objects are localized in space, even that they can not be formed
except on this condition. It is also said that this space, which serves thus as
a ready prepared frame for our sensations and our representations, is
identical with that of the geometers, of which it possesses all the properties.
To all the good minds who think thus, the preceding statement must have
appeared quite extraordinary. But let us see whether they are not subject to
an illusion that a more profound analysis would dissipate.
What, first of all, are the properties of space, properly so called? I mean
of that space which is the object of geometry and which I shall call
geometric space.
The following are some of the most essential:
1º It is continuous;
2º It is infinite;
3º It has three dimensions;
4º It is homogeneous, that is to say, all its points are identical one with
another;
Page 80
5º It is isotropic, that is to say, all the straights which pass through the
same point are identical one with another.
Compare it now to the frame of our representations and our sensations,
which I may call perceptual space.
Visual Space.—Consider first a purely visual impression, due to an
image formed on the bottom of the retina.
A cursory analysis shows us this image as continuous, but as possessing
only two dimensions; this already distinguishes from geometric space what
we may call pure visual space.
Besides, this image is enclosed in a limited frame.
Finally, there is another difference not less important: this pure visual
space is not homogeneous. All the points of the retina, aside from the
images which may there be formed, do not play the same rôle. The yellow
spot can in no way be regarded as identical with a point on the border of the
retina. In fact, not only does the same object produce there much more vivid
impressions, but in every limited frame the point occupying the center of
the frame will never appear as equivalent to a point near one of the borders.
No doubt a more profound analysis would show us that this continuity of
visual space and its two dimensions are only an illusion; it would separate it
therefore still more from geometric space, but we shall not dwell on this
remark.
Sight, however, enables us to judge of distances and consequently to
perceive a third dimension. But every one knows that this perception of the
third dimension reduces itself to the sensation of the effort at
accommodation it is necessary to make, and to that of the convergence
which must be given to the two eyes, to perceive an object distinctly.
These are muscular sensations altogether different from the visual
sensations which have given us the notion of the first two dimensions. The
third dimension therefore will not appear to us as playing the same rôle as
the other two. What may be called complete visual space is therefore not an
isotropic space.
same point are identical one with another.
Compare it now to the frame of our representations and our sensations,
which I may call perceptual space.
Visual Space.—Consider first a purely visual impression, due to an
image formed on the bottom of the retina.
A cursory analysis shows us this image as continuous, but as possessing
only two dimensions; this already distinguishes from geometric space what
we may call pure visual space.
Besides, this image is enclosed in a limited frame.
Finally, there is another difference not less important: this pure visual
space is not homogeneous. All the points of the retina, aside from the
images which may there be formed, do not play the same rôle. The yellow
spot can in no way be regarded as identical with a point on the border of the
retina. In fact, not only does the same object produce there much more vivid
impressions, but in every limited frame the point occupying the center of
the frame will never appear as equivalent to a point near one of the borders.
No doubt a more profound analysis would show us that this continuity of
visual space and its two dimensions are only an illusion; it would separate it
therefore still more from geometric space, but we shall not dwell on this
remark.
Sight, however, enables us to judge of distances and consequently to
perceive a third dimension. But every one knows that this perception of the
third dimension reduces itself to the sensation of the effort at
accommodation it is necessary to make, and to that of the convergence
which must be given to the two eyes, to perceive an object distinctly.
These are muscular sensations altogether different from the visual
sensations which have given us the notion of the first two dimensions. The
third dimension therefore will not appear to us as playing the same rôle as
the other two. What may be called complete visual space is therefore not an
isotropic space.
Page 81
It has, it is true, precisely three dimensions, which means that the
elements of our visual sensations (those at least which combine to form the
notion of extension) will be completely defined when three of them are
known; to use the language of mathematics, they will be functions of three
independent variables.
But examine the matter a little more closely. The third dimension is
revealed to us in two different ways: by the effort of accommodation and by
the convergence of the eyes.
No doubt these two indications are always concordant, there is a constant
relation between them, or, in mathematical terms, the two variables which
measure these two muscular sensations do not appear to us as independent;
or again, to avoid an appeal to mathematical notions already rather refined,
we may go back to the language of the preceding chapter and enunciate the
same fact as follows: If two sensations of convergence, A and B, are
indistinguishable, the two sensations of accommodation, A´ and B´, which
respectively accompany them, will be equally indistinguishable.
But here we have, so to speak, an experimental fact; a priori nothing
prevents our supposing the contrary, and if the contrary takes place, if these
two muscular sensations vary independently of one another, we shall have
to take account of one more independent variable, and 'complete visual
space' will appear to us as a physical continuum of four dimensions.
We have here even, I will add, a fact of external experience. Nothing
prevents our supposing that a being with a mind like ours, having the same
sense organs that we have, may be placed in a world where light would only
reach him after having traversed reflecting media of complicated form. The
two indications which serve us in judging distances would cease to be
connected by a constant relation. A being who should achieve in such a
world the education of his senses would no doubt attribute four dimensions
to complete visual space.
Tactile Space and Motor Space.—'Tactile space' is still more
complicated than visual space and farther removed from geometric space. It
is superfluous to repeat for touch the discussion I have given for sight.
elements of our visual sensations (those at least which combine to form the
notion of extension) will be completely defined when three of them are
known; to use the language of mathematics, they will be functions of three
independent variables.
But examine the matter a little more closely. The third dimension is
revealed to us in two different ways: by the effort of accommodation and by
the convergence of the eyes.
No doubt these two indications are always concordant, there is a constant
relation between them, or, in mathematical terms, the two variables which
measure these two muscular sensations do not appear to us as independent;
or again, to avoid an appeal to mathematical notions already rather refined,
we may go back to the language of the preceding chapter and enunciate the
same fact as follows: If two sensations of convergence, A and B, are
indistinguishable, the two sensations of accommodation, A´ and B´, which
respectively accompany them, will be equally indistinguishable.
But here we have, so to speak, an experimental fact; a priori nothing
prevents our supposing the contrary, and if the contrary takes place, if these
two muscular sensations vary independently of one another, we shall have
to take account of one more independent variable, and 'complete visual
space' will appear to us as a physical continuum of four dimensions.
We have here even, I will add, a fact of external experience. Nothing
prevents our supposing that a being with a mind like ours, having the same
sense organs that we have, may be placed in a world where light would only
reach him after having traversed reflecting media of complicated form. The
two indications which serve us in judging distances would cease to be
connected by a constant relation. A being who should achieve in such a
world the education of his senses would no doubt attribute four dimensions
to complete visual space.
Tactile Space and Motor Space.—'Tactile space' is still more
complicated than visual space and farther removed from geometric space. It
is superfluous to repeat for touch the discussion I have given for sight.
Page 82
But apart from the data of sight and touch, there are other sensations
which contribute as much and more than they to the genesis of the notion of
space. These are known to every one; they accompany all our movements,
and are usually called muscular sensations.
The corresponding frame constitutes what may be called motor space.
Each muscle gives rise to a special sensation capable of augmenting or of
diminishing, so that the totality of our muscular sensations will depend
upon as many variables as we have muscles. From this point of view, motor
space would have as many dimensions as we have muscles.
I know it will be said that if the muscular sensations contribute to form
the notion of space, it is because we have the sense of the direction of each
movement and that it makes an integrant part of the sensation. If this were
so, if a muscular sensation could not arise except accompanied by this
geometric sense of direction, geometric space would indeed be a form
imposed upon our sensibility.
But I perceive nothing at all of this when I analyze my sensations.
What I do see is that the sensations which correspond to movements in
the same direction are connected in my mind by a mere association of
ideas. It is to this association that what we call 'the sense of direction' is
reducible. This feeling therefore can not be found in a single sensation.
This association is extremely complex, for the contraction of the same
muscle may correspond, according to the position of the limbs, to
movements of very different direction.
Besides, it is evidently acquired; it is, like all associations of ideas, the
result of a habit; this habit itself results from very numerous experiences;
without any doubt, if the education of our senses had been accomplished in
a different environment, where we should have been subjected to different
impressions, contrary habits would have arisen and our muscular sensations
would have been associated according to other laws.
Characteristics of Perceptual Space.—Thus perceptual space, under its
triple form, visual, tactile and motor, is essentially different from geometric
space.
which contribute as much and more than they to the genesis of the notion of
space. These are known to every one; they accompany all our movements,
and are usually called muscular sensations.
The corresponding frame constitutes what may be called motor space.
Each muscle gives rise to a special sensation capable of augmenting or of
diminishing, so that the totality of our muscular sensations will depend
upon as many variables as we have muscles. From this point of view, motor
space would have as many dimensions as we have muscles.
I know it will be said that if the muscular sensations contribute to form
the notion of space, it is because we have the sense of the direction of each
movement and that it makes an integrant part of the sensation. If this were
so, if a muscular sensation could not arise except accompanied by this
geometric sense of direction, geometric space would indeed be a form
imposed upon our sensibility.
But I perceive nothing at all of this when I analyze my sensations.
What I do see is that the sensations which correspond to movements in
the same direction are connected in my mind by a mere association of
ideas. It is to this association that what we call 'the sense of direction' is
reducible. This feeling therefore can not be found in a single sensation.
This association is extremely complex, for the contraction of the same
muscle may correspond, according to the position of the limbs, to
movements of very different direction.
Besides, it is evidently acquired; it is, like all associations of ideas, the
result of a habit; this habit itself results from very numerous experiences;
without any doubt, if the education of our senses had been accomplished in
a different environment, where we should have been subjected to different
impressions, contrary habits would have arisen and our muscular sensations
would have been associated according to other laws.
Characteristics of Perceptual Space.—Thus perceptual space, under its
triple form, visual, tactile and motor, is essentially different from geometric
space.
Page 83
It is neither homogeneous, nor isotropic; one can not even say that it has
three dimensions.
It is often said that we 'project' into geometric space the objects of our
external perception; that we 'localize' them.
Has this a meaning, and if so what?
Does it mean that we represent to ourselves external objects in geometric
space?
Our representations are only the reproduction of our sensations; they can
therefore be ranged only in the same frame as these, that is to say, in
perceptual space.
It is as impossible for us to represent to ourselves external bodies in
geometric space, as it is for a painter to paint on a plane canvas objects with
their three dimensions.
Perceptual space is only an image of geometric space, an image altered in
shape by a sort of perspective, and we can represent to ourselves objects
only by bringing them under the laws of this perspective.
Therefore we do not represent to ourselves external bodies in geometric
space, but we reason on these bodies as if they were situated in geometric
space.
When it is said then that we 'localize' such and such an object at such and
such a point of space, what does it mean?
It simply means that we represent to ourselves the movements it would be
necessary to make to reach that object; and one may not say that to
represent to oneself these movements, it is necessary to project the
movements themselves in space and that the notion of space must,
consequently, pre-exist.
When I say that we represent to ourselves these movements, I mean only
that we represent to ourselves the muscular sensations which accompany
them and which have no geometric character whatever, which consequently
do not at all imply the preexistence of the notion of space.
three dimensions.
It is often said that we 'project' into geometric space the objects of our
external perception; that we 'localize' them.
Has this a meaning, and if so what?
Does it mean that we represent to ourselves external objects in geometric
space?
Our representations are only the reproduction of our sensations; they can
therefore be ranged only in the same frame as these, that is to say, in
perceptual space.
It is as impossible for us to represent to ourselves external bodies in
geometric space, as it is for a painter to paint on a plane canvas objects with
their three dimensions.
Perceptual space is only an image of geometric space, an image altered in
shape by a sort of perspective, and we can represent to ourselves objects
only by bringing them under the laws of this perspective.
Therefore we do not represent to ourselves external bodies in geometric
space, but we reason on these bodies as if they were situated in geometric
space.
When it is said then that we 'localize' such and such an object at such and
such a point of space, what does it mean?
It simply means that we represent to ourselves the movements it would be
necessary to make to reach that object; and one may not say that to
represent to oneself these movements, it is necessary to project the
movements themselves in space and that the notion of space must,
consequently, pre-exist.
When I say that we represent to ourselves these movements, I mean only
that we represent to ourselves the muscular sensations which accompany
them and which have no geometric character whatever, which consequently
do not at all imply the preexistence of the notion of space.
Page 84
Change of State and Change of Position.—But, it will be said, if the
idea of geometric space is not imposed upon our mind, and if, on the other
hand, none of our sensations can furnish it, how could it have come into
existence?
This is what we have now to examine, and it will take some time, but I
can summarize in a few words the attempt at explanation that I am about to
develop.
None of our sensations, isolated, could have conducted us to the idea of
space; we are led to it only in studying the laws, according to which these
sensations succeed each other.
We see first that our impressions are subject to change; but among the
changes we ascertain we are soon led to make a distinction.
At one time we say that the objects which cause these impressions have
changed state, at another time that they have changed position, that they
have only been displaced.
Whether an object changes its state or merely its position, this is always
translated for us in the same manner: by a modification in an aggregate of
impressions.
How then could we have been led to distinguish between the two? It is
easy to account for. If there has only been a change of position, we can
restore the primitive aggregate of impressions by making movements which
replace us opposite the mobile object in the same relative situation. We thus
correct the modification that happened and we reestablish the initial state
by an inverse modification.
If it is a question of sight, for example, and if an object changes its place
before our eye, we can 'follow it with the eye' and maintain its image on the
same point of the retina by appropriate movements of the eyeball.
These movements we are conscious of because they are voluntary and
because they are accompanied by muscular sensations, but that does not
mean that we represent them to ourselves in geometric space.
idea of geometric space is not imposed upon our mind, and if, on the other
hand, none of our sensations can furnish it, how could it have come into
existence?
This is what we have now to examine, and it will take some time, but I
can summarize in a few words the attempt at explanation that I am about to
develop.
None of our sensations, isolated, could have conducted us to the idea of
space; we are led to it only in studying the laws, according to which these
sensations succeed each other.
We see first that our impressions are subject to change; but among the
changes we ascertain we are soon led to make a distinction.
At one time we say that the objects which cause these impressions have
changed state, at another time that they have changed position, that they
have only been displaced.
Whether an object changes its state or merely its position, this is always
translated for us in the same manner: by a modification in an aggregate of
impressions.
How then could we have been led to distinguish between the two? It is
easy to account for. If there has only been a change of position, we can
restore the primitive aggregate of impressions by making movements which
replace us opposite the mobile object in the same relative situation. We thus
correct the modification that happened and we reestablish the initial state
by an inverse modification.
If it is a question of sight, for example, and if an object changes its place
before our eye, we can 'follow it with the eye' and maintain its image on the
same point of the retina by appropriate movements of the eyeball.
These movements we are conscious of because they are voluntary and
because they are accompanied by muscular sensations, but that does not
mean that we represent them to ourselves in geometric space.
Page 85
So what characterizes change of position, what distinguishes it from
change of state, is that it can always be corrected in this way.
It may therefore happen that we pass from the totality of impressions A to
the totality B in two different ways:
1º Involuntarily and without experiencing muscular sensations; this
happens when it is the object which changes place;
2º Voluntarily and with muscular sensations; this happens when the
object is motionless, but we move so that the object has relative motion
with reference to us.
If this be so, the passage from the totality A to the totality B is only a
change of position.
It follows from this that sight and touch could not have given us the
notion of space without the aid of the 'muscular sense.'
Not only could this notion not be derived from a single sensation or even
from a series of sensations, but what is more, an immobile being could
never have acquired it, since, not being able to correct by his movements
the effects of the changes of position of exterior objects, he would have had
no reason whatever to distinguish them from changes of state. Just as little
could he have acquired it if his motions had not been voluntary or were
unaccompanied by any sensations.
Conditions of Compensation.—How is a like compensation possible, of
such sort that two changes, otherwise independent of each other,
reciprocally correct each other?
A mind already familiar with geometry would reason as follows:
Evidently, if there is to be compensation, the various parts of the external
object, on the one hand, and the various sense organs, on the other hand,
must be in the same relative position after the double change. And, for that
to be the case, the various parts of the external object must likewise have
retained in reference to each other the same relative position, and the same
must be true of the various parts of our body in regard to each other.
change of state, is that it can always be corrected in this way.
It may therefore happen that we pass from the totality of impressions A to
the totality B in two different ways:
1º Involuntarily and without experiencing muscular sensations; this
happens when it is the object which changes place;
2º Voluntarily and with muscular sensations; this happens when the
object is motionless, but we move so that the object has relative motion
with reference to us.
If this be so, the passage from the totality A to the totality B is only a
change of position.
It follows from this that sight and touch could not have given us the
notion of space without the aid of the 'muscular sense.'
Not only could this notion not be derived from a single sensation or even
from a series of sensations, but what is more, an immobile being could
never have acquired it, since, not being able to correct by his movements
the effects of the changes of position of exterior objects, he would have had
no reason whatever to distinguish them from changes of state. Just as little
could he have acquired it if his motions had not been voluntary or were
unaccompanied by any sensations.
Conditions of Compensation.—How is a like compensation possible, of
such sort that two changes, otherwise independent of each other,
reciprocally correct each other?
A mind already familiar with geometry would reason as follows:
Evidently, if there is to be compensation, the various parts of the external
object, on the one hand, and the various sense organs, on the other hand,
must be in the same relative position after the double change. And, for that
to be the case, the various parts of the external object must likewise have
retained in reference to each other the same relative position, and the same
must be true of the various parts of our body in regard to each other.
Page 86
In other words, the external object, in the first change, must be displaced
as is a rigid solid, and so must it be with the whole of our body in the
second change which corrects the first.
Under these conditions, compensation may take place.
But we who as yet know nothing of geometry, since for us the notion of
space is not yet formed, we can not reason thus, we can not foresee a priori
whether compensation is possible. But experience teaches us that it
sometimes happens, and it is from this experimental fact that we start to
distinguish changes of state from changes of position.
Solid Bodies and Geometry.—Among surrounding objects there are
some which frequently undergo displacements susceptible of being thus
corrected by a correlative movement of our own body; these are the solid
bodies. The other objects, whose form is variable, only exceptionally
undergo like displacements (change of position without change of form).
When a body changes its place and its shape, we can no longer, by
appropriate movements, bring back our sense-organs into the same relative
situation with regard to this body; consequently we can no longer
reestablish the primitive totality of impressions.
It is only later, and as a consequence of new experiences, that we learn
how to decompose the bodies of variable form into smaller elements, such
that each is displaced almost in accordance with the same laws as solid
bodies. Thus we distinguish 'deformations' from other changes of state; in
these deformations, each element undergoes a mere change of position,
which can be corrected, but the modification undergone by the aggregate is
more profound and is no longer susceptible of correction by a correlative
movement.
Such a notion is already very complex and must have been relatively late
in appearing; moreover it could not have arisen if the observation of solid
bodies had not already taught us to distinguish changes of position.
Therefore, if there were no solid bodies in nature, there would be no
geometry.
Another remark also deserves a moment's attention. Suppose a solid body
to occupy successively the positions α and β; in its first position, it will
as is a rigid solid, and so must it be with the whole of our body in the
second change which corrects the first.
Under these conditions, compensation may take place.
But we who as yet know nothing of geometry, since for us the notion of
space is not yet formed, we can not reason thus, we can not foresee a priori
whether compensation is possible. But experience teaches us that it
sometimes happens, and it is from this experimental fact that we start to
distinguish changes of state from changes of position.
Solid Bodies and Geometry.—Among surrounding objects there are
some which frequently undergo displacements susceptible of being thus
corrected by a correlative movement of our own body; these are the solid
bodies. The other objects, whose form is variable, only exceptionally
undergo like displacements (change of position without change of form).
When a body changes its place and its shape, we can no longer, by
appropriate movements, bring back our sense-organs into the same relative
situation with regard to this body; consequently we can no longer
reestablish the primitive totality of impressions.
It is only later, and as a consequence of new experiences, that we learn
how to decompose the bodies of variable form into smaller elements, such
that each is displaced almost in accordance with the same laws as solid
bodies. Thus we distinguish 'deformations' from other changes of state; in
these deformations, each element undergoes a mere change of position,
which can be corrected, but the modification undergone by the aggregate is
more profound and is no longer susceptible of correction by a correlative
movement.
Such a notion is already very complex and must have been relatively late
in appearing; moreover it could not have arisen if the observation of solid
bodies had not already taught us to distinguish changes of position.
Therefore, if there were no solid bodies in nature, there would be no
geometry.
Another remark also deserves a moment's attention. Suppose a solid body
to occupy successively the positions α and β; in its first position, it will
Page 87
produce on us the totality of impressions A, and in its second position the
totality of impressions B. Let there be now a second solid body, having
qualities entirely different from the first, for example, a different color.
Suppose it to pass from the position α, where it gives us the totality of
impressions A´, to the position β, where it gives the totality of impressions
B´.
In general, the totality A will have nothing in common with the totality A
´, nor the totality B with the totality B´. The transition from the totality A to
the totality B and that from the totality A´ to the totality B´ are therefore two
changes which in themselves have in general nothing in common.
And yet we regard these two changes both as displacements and,
furthermore, we consider them as the same displacement. How can that be?
It is simply because they can both be corrected by the same correlative
movement of our body.
'Correlative movement' therefore constitutes the sole connection between
two phenomena which otherwise we never should have dreamt of likening.
On the other hand, our body, thanks to the number of its articulations and
muscles, may make a multitude of different movements; but all are not
capable of 'correcting' a modification of external objects; only those will be
capable of it in which our whole body, or at least all those of our sense-
organs which come into play, are displaced as a whole, that is, without their
relative positions varying, or in the fashion of a solid body.
To summarize:
1º We are led at first to distinguish two categories of phenomena:
Some, involuntary, unaccompanied by muscular sensations, are attributed
by us to external objects; these are external changes;
Others, opposite in character and attributed by us to the movements of
our own body, are internal changes;
2º We notice that certain changes of each of these categories may be
corrected by a correlative change of the other category;
totality of impressions B. Let there be now a second solid body, having
qualities entirely different from the first, for example, a different color.
Suppose it to pass from the position α, where it gives us the totality of
impressions A´, to the position β, where it gives the totality of impressions
B´.
In general, the totality A will have nothing in common with the totality A
´, nor the totality B with the totality B´. The transition from the totality A to
the totality B and that from the totality A´ to the totality B´ are therefore two
changes which in themselves have in general nothing in common.
And yet we regard these two changes both as displacements and,
furthermore, we consider them as the same displacement. How can that be?
It is simply because they can both be corrected by the same correlative
movement of our body.
'Correlative movement' therefore constitutes the sole connection between
two phenomena which otherwise we never should have dreamt of likening.
On the other hand, our body, thanks to the number of its articulations and
muscles, may make a multitude of different movements; but all are not
capable of 'correcting' a modification of external objects; only those will be
capable of it in which our whole body, or at least all those of our sense-
organs which come into play, are displaced as a whole, that is, without their
relative positions varying, or in the fashion of a solid body.
To summarize:
1º We are led at first to distinguish two categories of phenomena:
Some, involuntary, unaccompanied by muscular sensations, are attributed
by us to external objects; these are external changes;
Others, opposite in character and attributed by us to the movements of
our own body, are internal changes;
2º We notice that certain changes of each of these categories may be
corrected by a correlative change of the other category;
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3º We distinguish among external changes those which have thus a
correlative in the other category; these we call displacements; and just so
among the internal changes, we distinguish those which have a correlative
in the first category.
Thus are defined, thanks to this reciprocity, a particular class of
phenomena which we call displacements.
The laws of these phenomena constitute the object of geometry.
Law of Homogeneity.—The first of these laws is the law of homogeneity.
Suppose that, by an external change α, we pass from the totality of
impressions A to the totality B, then that this change α is corrected by a
correlative voluntary movement β, so that we are brought back to the
totality A.
Suppose now that another external change α´ makes us pass anew from
the totality A to the totality B.
Experience teaches us that this change α´ is, like α, susceptible of being
corrected by a correlative voluntary movement β´ and that this movement β´
corresponds to the same muscular sensations as the movement β which
corrected α.
This fact is usually enunciated by saying that space is homogeneous and
isotropic.
It may also be said that a movement which has once been produced may
be repeated a second and a third time, and so on, without its properties
varying.
In the first chapter, where we discussed the nature of mathematical
reasoning, we saw the importance which must be attributed to the
possibility of repeating indefinitely the same operation.
It is from this repetition that mathematical reasoning gets its power; it is,
therefore, thanks to the law of homogeneity, that it has a hold on the
geometric facts.
correlative in the other category; these we call displacements; and just so
among the internal changes, we distinguish those which have a correlative
in the first category.
Thus are defined, thanks to this reciprocity, a particular class of
phenomena which we call displacements.
The laws of these phenomena constitute the object of geometry.
Law of Homogeneity.—The first of these laws is the law of homogeneity.
Suppose that, by an external change α, we pass from the totality of
impressions A to the totality B, then that this change α is corrected by a
correlative voluntary movement β, so that we are brought back to the
totality A.
Suppose now that another external change α´ makes us pass anew from
the totality A to the totality B.
Experience teaches us that this change α´ is, like α, susceptible of being
corrected by a correlative voluntary movement β´ and that this movement β´
corresponds to the same muscular sensations as the movement β which
corrected α.
This fact is usually enunciated by saying that space is homogeneous and
isotropic.
It may also be said that a movement which has once been produced may
be repeated a second and a third time, and so on, without its properties
varying.
In the first chapter, where we discussed the nature of mathematical
reasoning, we saw the importance which must be attributed to the
possibility of repeating indefinitely the same operation.
It is from this repetition that mathematical reasoning gets its power; it is,
therefore, thanks to the law of homogeneity, that it has a hold on the
geometric facts.
Page 89
For completeness, to the law of homogeneity should be added a
multitude of other analogous laws, into the details of which I do not wish to
enter, but which mathematicians sum up in a word by saying that
displacements form 'a group.'
The Non-Euclidean World.—If geometric space were a frame imposed
on each of our representations, considered individually, it would be
impossible to represent to ourselves an image stripped of this frame, and we
could change nothing of our geometry.
But this is not the case; geometry is only the résumé of the laws
according to which these images succeed each other. Nothing then prevents
us from imagining a series of representations, similar in all points to our
ordinary representations, but succeeding one another according to laws
different from those to which we are accustomed.
We can conceive then that beings who received their education in an
environment where these laws were thus upset might have a geometry very
different from ours.
Suppose, for example, a world enclosed in a great sphere and subject to
the following laws:
The temperature is not uniform; it is greatest at the center, and diminishes
in proportion to the distance from the center, to sink to absolute zero when
the sphere is reached in which this world is enclosed.
To specify still more precisely the law in accordance with which this
temperature varies: Let R be the radius of the limiting sphere; let r be the
distance of the point considered from the center of this sphere. The absolute
temperature shall be proportional to R2 − r2.
I shall further suppose that, in this world, all bodies have the same
coefficient of dilatation, so that the length of any rule is proportional to its
absolute temperature.
Finally, I shall suppose that a body transported from one point to another
of different temperature is put immediately into thermal equilibrium with its
new environment.
multitude of other analogous laws, into the details of which I do not wish to
enter, but which mathematicians sum up in a word by saying that
displacements form 'a group.'
The Non-Euclidean World.—If geometric space were a frame imposed
on each of our representations, considered individually, it would be
impossible to represent to ourselves an image stripped of this frame, and we
could change nothing of our geometry.
But this is not the case; geometry is only the résumé of the laws
according to which these images succeed each other. Nothing then prevents
us from imagining a series of representations, similar in all points to our
ordinary representations, but succeeding one another according to laws
different from those to which we are accustomed.
We can conceive then that beings who received their education in an
environment where these laws were thus upset might have a geometry very
different from ours.
Suppose, for example, a world enclosed in a great sphere and subject to
the following laws:
The temperature is not uniform; it is greatest at the center, and diminishes
in proportion to the distance from the center, to sink to absolute zero when
the sphere is reached in which this world is enclosed.
To specify still more precisely the law in accordance with which this
temperature varies: Let R be the radius of the limiting sphere; let r be the
distance of the point considered from the center of this sphere. The absolute
temperature shall be proportional to R2 − r2.
I shall further suppose that, in this world, all bodies have the same
coefficient of dilatation, so that the length of any rule is proportional to its
absolute temperature.
Finally, I shall suppose that a body transported from one point to another
of different temperature is put immediately into thermal equilibrium with its
new environment.
Page 90
Nothing in these hypotheses is contradictory or unimaginable.
A movable object will then become smaller and smaller in proportion as
it approaches the limit-sphere.
Note first that, though this world is limited from the point of view of our
ordinary geometry, it will appear infinite to its inhabitants.
In fact, when these try to approach the limit-sphere, they cool off and
become smaller and smaller. Therefore the steps they take are also smaller
and smaller, so that they can never reach the limiting sphere.
If, for us, geometry is only the study of the laws according to which rigid
solids move, for these imaginary beings it will be the study of the laws of
motion of solids distorted by the differences of temperature just spoken of.
No doubt, in our world, natural solids likewise undergo variations of
form and volume due to warming or cooling. But we neglect these
variations in laying the foundations of geometry, because, besides their
being very slight, they are irregular and consequently seem to us accidental.
In our hypothetical world, this would no longer be the case, and these
variations would follow regular and very simple laws.
Moreover, the various solid pieces of which the bodies of its inhabitants
would be composed would undergo the same variations of form and
volume.
I will make still another hypothesis; I will suppose light traverses media
diversely refractive and such that the index of refraction is inversely
proportional to R2 − r2. It is easy to see that, under these conditions, the rays
of light would not be rectilinear, but circular.
To justify what precedes, it remains for me to show that certain changes
in the position of external objects can be corrected by correlative
movements of the sentient beings inhabiting this imaginary world, and that
in such a way as to restore the primitive aggregate of impressions
experienced by these sentient beings.
A movable object will then become smaller and smaller in proportion as
it approaches the limit-sphere.
Note first that, though this world is limited from the point of view of our
ordinary geometry, it will appear infinite to its inhabitants.
In fact, when these try to approach the limit-sphere, they cool off and
become smaller and smaller. Therefore the steps they take are also smaller
and smaller, so that they can never reach the limiting sphere.
If, for us, geometry is only the study of the laws according to which rigid
solids move, for these imaginary beings it will be the study of the laws of
motion of solids distorted by the differences of temperature just spoken of.
No doubt, in our world, natural solids likewise undergo variations of
form and volume due to warming or cooling. But we neglect these
variations in laying the foundations of geometry, because, besides their
being very slight, they are irregular and consequently seem to us accidental.
In our hypothetical world, this would no longer be the case, and these
variations would follow regular and very simple laws.
Moreover, the various solid pieces of which the bodies of its inhabitants
would be composed would undergo the same variations of form and
volume.
I will make still another hypothesis; I will suppose light traverses media
diversely refractive and such that the index of refraction is inversely
proportional to R2 − r2. It is easy to see that, under these conditions, the rays
of light would not be rectilinear, but circular.
To justify what precedes, it remains for me to show that certain changes
in the position of external objects can be corrected by correlative
movements of the sentient beings inhabiting this imaginary world, and that
in such a way as to restore the primitive aggregate of impressions
experienced by these sentient beings.
Page 91
Suppose in fact that an object is displaced, undergoing deformation, not
as a rigid solid, but as a solid subjected to unequal dilatations in exact
conformity to the law of temperature above supposed. Permit me for brevity
to call such a movement a non-Euclidean displacement.
If a sentient being happens to be in the neighborhood, his impressions
will be modified by the displacement of the object, but he can reestablish
them by moving in a suitable manner. It suffices if finally the aggregate of
the object and the sentient being, considered as forming a single body, has
undergone one of those particular displacements I have just called non-
Euclidean. This is possible if it be supposed that the limbs of these beings
dilate according to the same law as the other bodies of the world they
inhabit.
Although from the point of view of our ordinary geometry there is a
deformation of the bodies in this displacement and their various parts are no
longer in the same relative position, nevertheless we shall see that the
impressions of the sentient being have once more become the same.
In fact, though the mutual distances of the various parts may have varied,
yet the parts originally in contact are again in contact. Therefore the tactile
impressions have not changed.
On the other hand, taking into account the hypothesis made above in
regard to the refraction and the curvature of the rays of light, the visual
impressions will also have remained the same.
These imaginary beings will therefore like ourselves be led to classify the
phenomena they witness and to distinguish among them the 'changes of
position' susceptible of correction by a correlative voluntary movement.
If they construct a geometry, it will not be, as ours is, the study of the
movements of our rigid solids; it will be the study of the changes of
position which they will thus have distinguished and which are none other
than the 'non-Euclidean displacements'; it will be non-Euclidean geometry.
Thus beings like ourselves, educated in such a world, would not have the
same geometry as ours.
as a rigid solid, but as a solid subjected to unequal dilatations in exact
conformity to the law of temperature above supposed. Permit me for brevity
to call such a movement a non-Euclidean displacement.
If a sentient being happens to be in the neighborhood, his impressions
will be modified by the displacement of the object, but he can reestablish
them by moving in a suitable manner. It suffices if finally the aggregate of
the object and the sentient being, considered as forming a single body, has
undergone one of those particular displacements I have just called non-
Euclidean. This is possible if it be supposed that the limbs of these beings
dilate according to the same law as the other bodies of the world they
inhabit.
Although from the point of view of our ordinary geometry there is a
deformation of the bodies in this displacement and their various parts are no
longer in the same relative position, nevertheless we shall see that the
impressions of the sentient being have once more become the same.
In fact, though the mutual distances of the various parts may have varied,
yet the parts originally in contact are again in contact. Therefore the tactile
impressions have not changed.
On the other hand, taking into account the hypothesis made above in
regard to the refraction and the curvature of the rays of light, the visual
impressions will also have remained the same.
These imaginary beings will therefore like ourselves be led to classify the
phenomena they witness and to distinguish among them the 'changes of
position' susceptible of correction by a correlative voluntary movement.
If they construct a geometry, it will not be, as ours is, the study of the
movements of our rigid solids; it will be the study of the changes of
position which they will thus have distinguished and which are none other
than the 'non-Euclidean displacements'; it will be non-Euclidean geometry.
Thus beings like ourselves, educated in such a world, would not have the
same geometry as ours.
Page 92
The World of Four Dimensions.—We can represent to ourselves a four-
dimensional world just as well as a non-Euclidean.
The sense of sight, even with a single eye, together with the muscular
sensations relative to the movements of the eyeball, would suffice to teach
us space of three dimensions.
The images of external objects are painted on the retina, which is a two-
dimensional canvas; they are perspectives.
But, as eye and objects are movable, we see in succession various
perspectives of the same body, taken from different points of view.
At the same time, we find that the transition from one perspective to
another is often accompanied by muscular sensations.
If the transition from the perspective A to the perspective B, and that
from the perspective A´ to the perspective B´ are accompanied by the same
muscular sensations, we liken them one to the other as operations of the
same nature.
Studying then the laws according to which these operations combine, we
recognize that they form a group, which has the same structure as that of the
movements of rigid solids.
Now, we have seen that it is from the properties of this group we have
derived the notion of geometric space and that of three dimensions.
We understand thus how the idea of a space of three dimensions could
take birth from the pageant of these perspectives, though each of them is of
only two dimensions, since they follow one another according to certain
laws.
Well, just as the perspective of a three-dimensional figure can be made
on a plane, we can make that of a four-dimensional figure on a picture of
three (or of two) dimensions. To a geometer this is only child's play.
We can even take of the same figure several perspectives from several
different points of view.
dimensional world just as well as a non-Euclidean.
The sense of sight, even with a single eye, together with the muscular
sensations relative to the movements of the eyeball, would suffice to teach
us space of three dimensions.
The images of external objects are painted on the retina, which is a two-
dimensional canvas; they are perspectives.
But, as eye and objects are movable, we see in succession various
perspectives of the same body, taken from different points of view.
At the same time, we find that the transition from one perspective to
another is often accompanied by muscular sensations.
If the transition from the perspective A to the perspective B, and that
from the perspective A´ to the perspective B´ are accompanied by the same
muscular sensations, we liken them one to the other as operations of the
same nature.
Studying then the laws according to which these operations combine, we
recognize that they form a group, which has the same structure as that of the
movements of rigid solids.
Now, we have seen that it is from the properties of this group we have
derived the notion of geometric space and that of three dimensions.
We understand thus how the idea of a space of three dimensions could
take birth from the pageant of these perspectives, though each of them is of
only two dimensions, since they follow one another according to certain
laws.
Well, just as the perspective of a three-dimensional figure can be made
on a plane, we can make that of a four-dimensional figure on a picture of
three (or of two) dimensions. To a geometer this is only child's play.
We can even take of the same figure several perspectives from several
different points of view.
Page 93
We can easily represent to ourselves these perspectives, since they are of
only three dimensions.
Imagine that the various perspectives of the same object succeed one
another, and that the transition from one to the other is accompanied by
muscular sensations.
We shall of course consider two of these transitions as two operations of
the same nature when they are associated with the same muscular
sensations.
Nothing then prevents us from imagining that these operations combine
according to any law we choose, for example, so as to form a group with
the same structure as that of the movements of a rigid solid of four
dimensions.
Here there is nothing unpicturable, and yet these sensations are precisely
those which would be felt by a being possessed of a two-dimensional retina
who could move in space of four dimensions. In this sense we may say the
fourth dimension is imaginable.
Conclusions.—We see that experience plays an indispensable rôle in the
genesis of geometry; but it would be an error thence to conclude that
geometry is, even in part, an experimental science.
If it were experimental, it would be only approximative and provisional.
And what rough approximation!
Geometry would be only the study of the movements of solids; but in
reality it is not occupied with natural solids, it has for object certain ideal
solids, absolutely rigid, which are only a simplified and very remote image
of natural solids.
The notion of these ideal solids is drawn from all parts of our mind, and
experience is only an occasion which induces us to bring it forth from them.
The object of geometry is the study of a particular 'group'; but the general
group concept pre-exists, at least potentially, in our minds. It is imposed on
us, not as form of our sense, but as form of our understanding.
only three dimensions.
Imagine that the various perspectives of the same object succeed one
another, and that the transition from one to the other is accompanied by
muscular sensations.
We shall of course consider two of these transitions as two operations of
the same nature when they are associated with the same muscular
sensations.
Nothing then prevents us from imagining that these operations combine
according to any law we choose, for example, so as to form a group with
the same structure as that of the movements of a rigid solid of four
dimensions.
Here there is nothing unpicturable, and yet these sensations are precisely
those which would be felt by a being possessed of a two-dimensional retina
who could move in space of four dimensions. In this sense we may say the
fourth dimension is imaginable.
Conclusions.—We see that experience plays an indispensable rôle in the
genesis of geometry; but it would be an error thence to conclude that
geometry is, even in part, an experimental science.
If it were experimental, it would be only approximative and provisional.
And what rough approximation!
Geometry would be only the study of the movements of solids; but in
reality it is not occupied with natural solids, it has for object certain ideal
solids, absolutely rigid, which are only a simplified and very remote image
of natural solids.
The notion of these ideal solids is drawn from all parts of our mind, and
experience is only an occasion which induces us to bring it forth from them.
The object of geometry is the study of a particular 'group'; but the general
group concept pre-exists, at least potentially, in our minds. It is imposed on
us, not as form of our sense, but as form of our understanding.
Page 94
Only, from among all the possible groups, that must be chosen which will
be, so to speak, the standard to which we shall refer natural phenomena.
Experience guides us in this choice without forcing it upon us; it tells us
not which is the truest geometry, but which is the most convenient.
Notice that I have been able to describe the fantastic worlds above
imagined without ceasing to employ the language of ordinary geometry.
And, in fact, we should not have to change it if transported thither.
Beings educated there would doubtless find it more convenient to create
a geometry different from ours, and better adapted to their impressions. As
for us, in face of the same impressions, it is certain we should find it more
convenient not to change our habits.
be, so to speak, the standard to which we shall refer natural phenomena.
Experience guides us in this choice without forcing it upon us; it tells us
not which is the truest geometry, but which is the most convenient.
Notice that I have been able to describe the fantastic worlds above
imagined without ceasing to employ the language of ordinary geometry.
And, in fact, we should not have to change it if transported thither.
Beings educated there would doubtless find it more convenient to create
a geometry different from ours, and better adapted to their impressions. As
for us, in face of the same impressions, it is certain we should find it more
convenient not to change our habits.
Page 95
CHAPTER V
Experience and Geometry
1. Already in the preceding pages I have several times tried to show that
the principles of geometry are not experimental facts and that in particular
Euclid's postulate can not be proven experimentally.
However decisive appear to me the reasons already given, I believe I
should emphasize this point because here a false idea is profoundly rooted
in many minds.
2. If we construct a material circle, measure its radius and circumference,
and see if the ratio of these two lengths is equal to π, what shall we have
done? We shall have made an experiment on the properties of the matter
with which we constructed this round thing, and of that of which the
measure used was made.
3. Geometry and Astronomy.—The question has also been put in another
way. If Lobachevski's geometry is true, the parallax of a very distant star
will be finite; if Riemann's is true, it will be negative. These are results
which seem within the reach of experiment, and there have been hopes that
astronomical observations might enable us to decide between the three
geometries.
But in astronomy 'straight line' means simply 'path of a ray of light.'
If therefore negative parallaxes were found, or if it were demonstrated
that all parallaxes are superior to a certain limit, two courses would be open
to us; we might either renounce Euclidean geometry, or else modify the
laws of optics and suppose that light does not travel rigorously in a straight
line.
It is needless to add that all the world would regard the latter solution as
the more advantageous.
The Euclidean geometry has, therefore, nothing to fear from fresh
experiments.
Experience and Geometry
1. Already in the preceding pages I have several times tried to show that
the principles of geometry are not experimental facts and that in particular
Euclid's postulate can not be proven experimentally.
However decisive appear to me the reasons already given, I believe I
should emphasize this point because here a false idea is profoundly rooted
in many minds.
2. If we construct a material circle, measure its radius and circumference,
and see if the ratio of these two lengths is equal to π, what shall we have
done? We shall have made an experiment on the properties of the matter
with which we constructed this round thing, and of that of which the
measure used was made.
3. Geometry and Astronomy.—The question has also been put in another
way. If Lobachevski's geometry is true, the parallax of a very distant star
will be finite; if Riemann's is true, it will be negative. These are results
which seem within the reach of experiment, and there have been hopes that
astronomical observations might enable us to decide between the three
geometries.
But in astronomy 'straight line' means simply 'path of a ray of light.'
If therefore negative parallaxes were found, or if it were demonstrated
that all parallaxes are superior to a certain limit, two courses would be open
to us; we might either renounce Euclidean geometry, or else modify the
laws of optics and suppose that light does not travel rigorously in a straight
line.
It is needless to add that all the world would regard the latter solution as
the more advantageous.
The Euclidean geometry has, therefore, nothing to fear from fresh
experiments.
Page 96
4. Is the position tenable, that certain phenomena, possible in Euclidean
space, would be impossible in non-Euclidean space, so that experience, in
establishing these phenomena, would directly contradict the non-Euclidean
hypothesis? For my part I think no such question can be put. To my mind it
is precisely equivalent to the following, whose absurdity is patent to all
eyes: are there lengths expressible in meters and centimeters, but which can
not be measured in fathoms, feet and inches, so that experience, in
ascertaining the existence of these lengths, would directly contradict the
hypothesis that there are fathoms divided into six feet?
Examine the question more closely. I suppose that the straight line
possesses in Euclidean space any two properties which I shall call A and B;
that in non-Euclidean space it still possesses the property A, but no longer
has the property B; finally I suppose that in both Euclidean and non-
Euclidean space the straight line is the only line having the property A.
If this were so, experience would be capable of deciding between the
hypothesis of Euclid and that of Lobachevski. It would be ascertained that a
definite concrete object, accessible to experiment, for example, a pencil of
rays of light, possesses the property A; we should conclude that it is
rectilinear, and then investigate whether or not it has the property B.
But this is not so; no property exists which, like this property A, can be
an absolute criterion enabling us to recognize the straight line and to
distinguish it from every other line.
Shall we say, for instance: "the following is such a property: the straight
line is a line such that a figure of which this line forms a part can be moved
without the mutual distances of its points varying and so that all points of
this line remain fixed"?
This, in fact, is a property which, in Euclidean or non-Euclidean space,
belongs to the straight and belongs only to it. But how shall we ascertain
experimentally whether it belongs to this or that concrete object? It will be
necessary to measure distances, and how shall one know that any concrete
magnitude which I have measured with my material instrument really
represents the abstract distance?
We have only pushed back the difficulty.
space, would be impossible in non-Euclidean space, so that experience, in
establishing these phenomena, would directly contradict the non-Euclidean
hypothesis? For my part I think no such question can be put. To my mind it
is precisely equivalent to the following, whose absurdity is patent to all
eyes: are there lengths expressible in meters and centimeters, but which can
not be measured in fathoms, feet and inches, so that experience, in
ascertaining the existence of these lengths, would directly contradict the
hypothesis that there are fathoms divided into six feet?
Examine the question more closely. I suppose that the straight line
possesses in Euclidean space any two properties which I shall call A and B;
that in non-Euclidean space it still possesses the property A, but no longer
has the property B; finally I suppose that in both Euclidean and non-
Euclidean space the straight line is the only line having the property A.
If this were so, experience would be capable of deciding between the
hypothesis of Euclid and that of Lobachevski. It would be ascertained that a
definite concrete object, accessible to experiment, for example, a pencil of
rays of light, possesses the property A; we should conclude that it is
rectilinear, and then investigate whether or not it has the property B.
But this is not so; no property exists which, like this property A, can be
an absolute criterion enabling us to recognize the straight line and to
distinguish it from every other line.
Shall we say, for instance: "the following is such a property: the straight
line is a line such that a figure of which this line forms a part can be moved
without the mutual distances of its points varying and so that all points of
this line remain fixed"?
This, in fact, is a property which, in Euclidean or non-Euclidean space,
belongs to the straight and belongs only to it. But how shall we ascertain
experimentally whether it belongs to this or that concrete object? It will be
necessary to measure distances, and how shall one know that any concrete
magnitude which I have measured with my material instrument really
represents the abstract distance?
We have only pushed back the difficulty.
Page 97
In reality the property just enunciated is not a property of the straight line
alone, it is a property of the straight line and distance. For it to serve as
absolute criterion, we should have to be able to establish not only that it
does not also belong to a line other than the straight and to distance, but in
addition that it does not belong to a line other than the straight and to a
magnitude other than distance. Now this is not true.
It is therefore impossible to imagine a concrete experiment which can be
interpreted in the Euclidean system and not in the Lobachevskian system,
so that I may conclude:
No experience will ever be in contradiction to Euclid's postulate; nor, on
the other hand, will any experience ever contradict the postulate of
Lobachevski.
5. But it is not enough that the Euclidean (or non-Euclidean) geometry
can never be directly contradicted by experience. Might it not happen that it
can accord with experience only by violating the principle of sufficient
reason or that of the relativity of space?
I will explain myself: consider any material system; we shall have to
regard, on the one hand, 'the state' of the various bodies of this system (for
instance, their temperature, their electric potential, etc.), and, on the other
hand, their position in space; and among the data which enable us to define
this position we shall, moreover, distinguish the mutual distances of these
bodies, which define their relative positions, from the conditions which
define the absolute position of the system and its absolute orientation in
space.
The laws of the phenomena which will happen in this system will depend
on the state of these bodies and their mutual distances; but, because of the
relativity and passivity of space, they will not depend on the absolute
position and orientation of the system.
In other words, the state of the bodies and their mutual distances at any
instant will depend solely on the state of these same bodies and on their
mutual distances at the initial instant, but will not at all depend on the
absolute initial position of the system or on its absolute initial orientation.
This is what for brevity I shall call the law of relativity.
alone, it is a property of the straight line and distance. For it to serve as
absolute criterion, we should have to be able to establish not only that it
does not also belong to a line other than the straight and to distance, but in
addition that it does not belong to a line other than the straight and to a
magnitude other than distance. Now this is not true.
It is therefore impossible to imagine a concrete experiment which can be
interpreted in the Euclidean system and not in the Lobachevskian system,
so that I may conclude:
No experience will ever be in contradiction to Euclid's postulate; nor, on
the other hand, will any experience ever contradict the postulate of
Lobachevski.
5. But it is not enough that the Euclidean (or non-Euclidean) geometry
can never be directly contradicted by experience. Might it not happen that it
can accord with experience only by violating the principle of sufficient
reason or that of the relativity of space?
I will explain myself: consider any material system; we shall have to
regard, on the one hand, 'the state' of the various bodies of this system (for
instance, their temperature, their electric potential, etc.), and, on the other
hand, their position in space; and among the data which enable us to define
this position we shall, moreover, distinguish the mutual distances of these
bodies, which define their relative positions, from the conditions which
define the absolute position of the system and its absolute orientation in
space.
The laws of the phenomena which will happen in this system will depend
on the state of these bodies and their mutual distances; but, because of the
relativity and passivity of space, they will not depend on the absolute
position and orientation of the system.
In other words, the state of the bodies and their mutual distances at any
instant will depend solely on the state of these same bodies and on their
mutual distances at the initial instant, but will not at all depend on the
absolute initial position of the system or on its absolute initial orientation.
This is what for brevity I shall call the law of relativity.
Page 98
Hitherto I have spoken as a Euclidean geometer. As I have said, an
experience, whatever it be, admits of an interpretation on the Euclidean
hypothesis; but it admits of one equally on the non-Euclidean hypothesis.
Well, we have made a series of experiments; we have interpreted them on
the Euclidean hypothesis, and we have recognized that these experiments
thus interpreted do not violate this 'law of relativity.'
We now interpret them on the non-Euclidean hypothesis: this is always
possible; only the non-Euclidean distances of our different bodies in this
new interpretation will not generally be the same as the Euclidean distances
in the primitive interpretation.
Will our experiments, interpreted in this new manner, still be in accord
with our 'law of relativity'? And if there were not this accord, should we not
have also the right to say experience had proven the falsity of the non-
Euclidean geometry?
It is easy to see that this is an idle fear; in fact, to apply the law of
relativity in all rigor, it must be applied to the entire universe. For if only a
part of this universe were considered, and if the absolute position of this
part happened to vary, the distances to the other bodies of the universe
would likewise vary, their influence on the part of the universe considered
would consequently augment or diminish, which might modify the laws of
the phenomena happening there.
But if our system is the entire universe, experience is powerless to give
information about its absolute position and orientation in space. All that our
instruments, however perfected they may be, can tell us will be the state of
the various parts of the universe and their mutual distances.
So our law of relativity may be thus enunciated:
The readings we shall be able to make on our instruments at any instant
will depend only on the readings we could have made on these same
instruments at the initial instant.
Now such an enunciation is independent of every interpretation of
experimental facts. If the law is true in the Euclidean interpretation, it will
also be true in the non-Euclidean interpretation.
experience, whatever it be, admits of an interpretation on the Euclidean
hypothesis; but it admits of one equally on the non-Euclidean hypothesis.
Well, we have made a series of experiments; we have interpreted them on
the Euclidean hypothesis, and we have recognized that these experiments
thus interpreted do not violate this 'law of relativity.'
We now interpret them on the non-Euclidean hypothesis: this is always
possible; only the non-Euclidean distances of our different bodies in this
new interpretation will not generally be the same as the Euclidean distances
in the primitive interpretation.
Will our experiments, interpreted in this new manner, still be in accord
with our 'law of relativity'? And if there were not this accord, should we not
have also the right to say experience had proven the falsity of the non-
Euclidean geometry?
It is easy to see that this is an idle fear; in fact, to apply the law of
relativity in all rigor, it must be applied to the entire universe. For if only a
part of this universe were considered, and if the absolute position of this
part happened to vary, the distances to the other bodies of the universe
would likewise vary, their influence on the part of the universe considered
would consequently augment or diminish, which might modify the laws of
the phenomena happening there.
But if our system is the entire universe, experience is powerless to give
information about its absolute position and orientation in space. All that our
instruments, however perfected they may be, can tell us will be the state of
the various parts of the universe and their mutual distances.
So our law of relativity may be thus enunciated:
The readings we shall be able to make on our instruments at any instant
will depend only on the readings we could have made on these same
instruments at the initial instant.
Now such an enunciation is independent of every interpretation of
experimental facts. If the law is true in the Euclidean interpretation, it will
also be true in the non-Euclidean interpretation.
Page 99
Allow me here a short digression. I have spoken above of the data which
define the position of the various bodies of the system; I should likewise
have spoken of those which define their velocities; I should then have had
to distinguish the velocities with which the mutual distances of the different
bodies vary; and, on the other hand, the velocities of translation and rotation
of the system, that is to say, the velocities with which its absolute position
and orientation vary.
To fully satisfy the mind, the law of relativity should be expressible thus:
The state of bodies and their mutual distances at any instant, as well as
the velocities with which these distances vary at this same instant, will
depend only on the state of those bodies and their mutual distances at the
initial instant, and the velocities with which these distances vary at this
initial instant, but they will not depend either upon the absolute initial
position of the system, or upon its absolute orientation, or upon the
velocities with which this absolute position and orientation varied at the
initial instant.
Unhappily the law thus enunciated is not in accord with experiments, at
least as they are ordinarily interpreted.
Suppose a man be transported to a planet whose heavens were always
covered with a thick curtain of clouds, so that he could never see the other
stars; on that planet he would live as if it were isolated in space. Yet this
man could become aware that it turned, either by measuring its oblateness
(done ordinarily by the aid of astronomic observations, but capable of being
done by purely geodetic means), or by repeating the experiment of
Foucault's pendulum. The absolute rotation of this planet could therefore be
made evident.
That is a fact which shocks the philosopher, but which the physicist is
compelled to accept.
We know that from this fact Newton inferred the existence of absolute
space; I myself am quite unable to adopt this view. I shall explain why in
Part III. For the moment it is not my intention to enter upon this difficulty.
Therefore I must resign myself, in the enunciation of the law of relativity,
to including velocities of every kind among the data which define the state
define the position of the various bodies of the system; I should likewise
have spoken of those which define their velocities; I should then have had
to distinguish the velocities with which the mutual distances of the different
bodies vary; and, on the other hand, the velocities of translation and rotation
of the system, that is to say, the velocities with which its absolute position
and orientation vary.
To fully satisfy the mind, the law of relativity should be expressible thus:
The state of bodies and their mutual distances at any instant, as well as
the velocities with which these distances vary at this same instant, will
depend only on the state of those bodies and their mutual distances at the
initial instant, and the velocities with which these distances vary at this
initial instant, but they will not depend either upon the absolute initial
position of the system, or upon its absolute orientation, or upon the
velocities with which this absolute position and orientation varied at the
initial instant.
Unhappily the law thus enunciated is not in accord with experiments, at
least as they are ordinarily interpreted.
Suppose a man be transported to a planet whose heavens were always
covered with a thick curtain of clouds, so that he could never see the other
stars; on that planet he would live as if it were isolated in space. Yet this
man could become aware that it turned, either by measuring its oblateness
(done ordinarily by the aid of astronomic observations, but capable of being
done by purely geodetic means), or by repeating the experiment of
Foucault's pendulum. The absolute rotation of this planet could therefore be
made evident.
That is a fact which shocks the philosopher, but which the physicist is
compelled to accept.
We know that from this fact Newton inferred the existence of absolute
space; I myself am quite unable to adopt this view. I shall explain why in
Part III. For the moment it is not my intention to enter upon this difficulty.
Therefore I must resign myself, in the enunciation of the law of relativity,
to including velocities of every kind among the data which define the state
Page 100
of the bodies.
However that may be, this difficulty is the same for Euclid's geometry as
for Lobachevski's; I therefore need not trouble myself with it, and have only
mentioned it incidentally.
What is important is the conclusion: experiment can not decide between
Euclid and Lobachevski.
To sum up, whichever way we look at it, it is impossible to discover in
geometric empiricism a rational meaning.
6. Experiments only teach us the relations of bodies to one another; none
of them bears or can bear on the relations of bodies with space, or on the
mutual relations of different parts of space.
"Yes," you reply, "a single experiment is insufficient, because it gives me
only a single equation with several unknowns; but when I shall have made
enough experiments I shall have equations enough to calculate all my
unknowns."
To know the height of the mainmast does not suffice for calculating the
age of the captain. When you have measured every bit of wood in the ship
you will have many equations, but you will know his age no better. All your
measurements bearing only on your bits of wood can reveal to you nothing
except concerning these bits of wood. Just so your experiments, however
numerous they may be, bearing only on the relations of bodies to one
another, will reveal to us nothing about the mutual relations of the various
parts of space.
7. Will you say that if the experiments bear on the bodies, they bear at
least upon the geometric properties of the bodies? But, first, what do you
understand by geometric properties of the bodies? I assume that it is a
question of the relations of the bodies with space; these properties are
therefore inaccessible to experiments which bear only on the relations of the
bodies to one another. This alone would suffice to show that there can be no
question of these properties.
Still let us begin by coming to an understanding about the sense of the
phrase: geometric properties of bodies. When I say a body is composed of
However that may be, this difficulty is the same for Euclid's geometry as
for Lobachevski's; I therefore need not trouble myself with it, and have only
mentioned it incidentally.
What is important is the conclusion: experiment can not decide between
Euclid and Lobachevski.
To sum up, whichever way we look at it, it is impossible to discover in
geometric empiricism a rational meaning.
6. Experiments only teach us the relations of bodies to one another; none
of them bears or can bear on the relations of bodies with space, or on the
mutual relations of different parts of space.
"Yes," you reply, "a single experiment is insufficient, because it gives me
only a single equation with several unknowns; but when I shall have made
enough experiments I shall have equations enough to calculate all my
unknowns."
To know the height of the mainmast does not suffice for calculating the
age of the captain. When you have measured every bit of wood in the ship
you will have many equations, but you will know his age no better. All your
measurements bearing only on your bits of wood can reveal to you nothing
except concerning these bits of wood. Just so your experiments, however
numerous they may be, bearing only on the relations of bodies to one
another, will reveal to us nothing about the mutual relations of the various
parts of space.
7. Will you say that if the experiments bear on the bodies, they bear at
least upon the geometric properties of the bodies? But, first, what do you
understand by geometric properties of the bodies? I assume that it is a
question of the relations of the bodies with space; these properties are
therefore inaccessible to experiments which bear only on the relations of the
bodies to one another. This alone would suffice to show that there can be no
question of these properties.
Still let us begin by coming to an understanding about the sense of the
phrase: geometric properties of bodies. When I say a body is composed of
Page 101
several parts, I assume that I do not enunciate therein a geometric property,
and this would remain true even if I agreed to give the improper name of
points to the smallest parts I consider.
When I say that such a part of such a body is in contact with such a part
of such another body, I enunciate a proposition which concerns the mutual
relations of these two bodies and not their relations with space.
I suppose you will grant me these are not geometric properties; at least I
am sure you will grant me these properties are independent of all
knowledge of metric geometry.
This presupposed, I imagine that we have a solid body formed of eight
slender iron rods, OA, OB, OC, OD, OE, OF, OG, OH, united at one of
their extremities O. Let us besides have a second solid body, for example a
bit of wood, to be marked with three little flecks of ink which I shall call α,
β, γ. I further suppose it ascertained that αβγ may be brought into contact
with AGO (I mean α with A, and at the same time β with G and γ with O),
then that we may bring successively into contact αβγ with BGO, CGO,
DGO, EGO, FGO, then with AHO, BHO, CHO, DHO, EHO, FHO, then αγ
successively with AB, BC, CD, DE, EF, FA.
These are determinations we may make without having in advance any
notion about form or about the metric properties of space. They in no wise
bear on the 'geometric properties of bodies.' And these determinations will
not be possible if the bodies experimented upon move in accordance with a
group having the same structure as the Lobachevskian group (I mean
according to the same laws as solid bodies in Lobachevski's geometry).
They suffice therefore to prove that these bodies move in accordance with
the Euclidean group, or at least that they do not move according to the
Lobachevskian group.
That they are compatible with the Euclidean group is easy to see. For
they could be made if the body αβγ was a rigid solid of our ordinary
geometry presenting the form of a right-angled triangle, and if the points
ABCDEFGH were the summits of a polyhedron formed of two regular
hexagonal pyramids of our ordinary geometry, having for common base
ABCDEF and for apices the one G and the other H.
and this would remain true even if I agreed to give the improper name of
points to the smallest parts I consider.
When I say that such a part of such a body is in contact with such a part
of such another body, I enunciate a proposition which concerns the mutual
relations of these two bodies and not their relations with space.
I suppose you will grant me these are not geometric properties; at least I
am sure you will grant me these properties are independent of all
knowledge of metric geometry.
This presupposed, I imagine that we have a solid body formed of eight
slender iron rods, OA, OB, OC, OD, OE, OF, OG, OH, united at one of
their extremities O. Let us besides have a second solid body, for example a
bit of wood, to be marked with three little flecks of ink which I shall call α,
β, γ. I further suppose it ascertained that αβγ may be brought into contact
with AGO (I mean α with A, and at the same time β with G and γ with O),
then that we may bring successively into contact αβγ with BGO, CGO,
DGO, EGO, FGO, then with AHO, BHO, CHO, DHO, EHO, FHO, then αγ
successively with AB, BC, CD, DE, EF, FA.
These are determinations we may make without having in advance any
notion about form or about the metric properties of space. They in no wise
bear on the 'geometric properties of bodies.' And these determinations will
not be possible if the bodies experimented upon move in accordance with a
group having the same structure as the Lobachevskian group (I mean
according to the same laws as solid bodies in Lobachevski's geometry).
They suffice therefore to prove that these bodies move in accordance with
the Euclidean group, or at least that they do not move according to the
Lobachevskian group.
That they are compatible with the Euclidean group is easy to see. For
they could be made if the body αβγ was a rigid solid of our ordinary
geometry presenting the form of a right-angled triangle, and if the points
ABCDEFGH were the summits of a polyhedron formed of two regular
hexagonal pyramids of our ordinary geometry, having for common base
ABCDEF and for apices the one G and the other H.
Page 102
Suppose now that in place of the preceding determination it is observed
that as above αβγ can be successively applied to AGO, BGO, CGO, DGO,
EGO, AHO, BHO, CHO, DHO, EHO, FHO, then that αβ (and no longer αγ)
can be successively applied to AB, BC, CD, DE, EF and FA.
These are determinations which could be made if non-Euclidean
geometry were true, if the bodies αβγ and OABCDEFGH were rigid solids,
and if the first were a right-angled triangle and the second a double regular
hexagonal pyramid of suitable dimensions.
Therefore these new determinations are not possible if the bodies move
according to the Euclidean group; but they become so if it be supposed that
the bodies move according to the Lobachevskian group. They would
suffice, therefore (if one made them), to prove that the bodies in question do
not move according to the Euclidean group.
Thus, without making any hypothesis about form, about the nature of
space, about the relations of bodies to space, and without attributing to
bodies any geometric property, I have made observations which have
enabled me to show in one case that the bodies experimented upon move
according to a group whose structure is Euclidean, in the other case that
they move according to a group whose structure is Lobachevskian.
And one may not say that the first aggregate of determinations would
constitute an experiment proving that space is Euclidean, and the second an
experiment proving that space is non-Euclidean.
In fact one could imagine (I say imagine) bodies moving so as to render
possible the second series of determinations. And the proof is that the first
mechanician met could construct such bodies if he cared to take the pains
and make the outlay. You will not conclude from that, however, that space is
non-Euclidean.
Nay, since the ordinary solid bodies would continue to exist when the
mechanician had constructed the strange bodies of which I have just
spoken, it would be necessary to conclude that space is at the same time
Euclidean and non-Euclidean.
Suppose, for example, that we have a great sphere of radius R and that
the temperature decreases from the center to the surface of this sphere
that as above αβγ can be successively applied to AGO, BGO, CGO, DGO,
EGO, AHO, BHO, CHO, DHO, EHO, FHO, then that αβ (and no longer αγ)
can be successively applied to AB, BC, CD, DE, EF and FA.
These are determinations which could be made if non-Euclidean
geometry were true, if the bodies αβγ and OABCDEFGH were rigid solids,
and if the first were a right-angled triangle and the second a double regular
hexagonal pyramid of suitable dimensions.
Therefore these new determinations are not possible if the bodies move
according to the Euclidean group; but they become so if it be supposed that
the bodies move according to the Lobachevskian group. They would
suffice, therefore (if one made them), to prove that the bodies in question do
not move according to the Euclidean group.
Thus, without making any hypothesis about form, about the nature of
space, about the relations of bodies to space, and without attributing to
bodies any geometric property, I have made observations which have
enabled me to show in one case that the bodies experimented upon move
according to a group whose structure is Euclidean, in the other case that
they move according to a group whose structure is Lobachevskian.
And one may not say that the first aggregate of determinations would
constitute an experiment proving that space is Euclidean, and the second an
experiment proving that space is non-Euclidean.
In fact one could imagine (I say imagine) bodies moving so as to render
possible the second series of determinations. And the proof is that the first
mechanician met could construct such bodies if he cared to take the pains
and make the outlay. You will not conclude from that, however, that space is
non-Euclidean.
Nay, since the ordinary solid bodies would continue to exist when the
mechanician had constructed the strange bodies of which I have just
spoken, it would be necessary to conclude that space is at the same time
Euclidean and non-Euclidean.
Suppose, for example, that we have a great sphere of radius R and that
the temperature decreases from the center to the surface of this sphere
Page 103
according to the law of which I have spoken in describing the non-
Euclidean world.
We might have bodies whose expansion would be negligible and which
would act like ordinary rigid solids; and, on the other hand, bodies very
dilatable and which would act like non-Euclidean solids. We might have
two double pyramids OABCDEFGH and O´A´B´C´D´E´F´G´H´ and two
triangles αβγ and α´β´γ´. The first double pyramid might be rectilinear and
the second curvilinear; the triangle αβγ might be made of inexpansible
matter and the other of a very dilatable matter.
It would then be possible to make the first observations with the double
pyramid OAH and the triangle αβγ, and the second with the double pyramid
O´A´H´ and the triangle α´β´γ´. And then experiment would seem to prove
first that the Euclidean geometry is true and then that it is false.
Experiments therefore have a bearing, not on space, but on bodies.
Supplement
8. To complete the matter, I ought to speak of a very delicate question,
which would require long development; I shall confine myself to
summarizing here what I have expounded in the Revue de Métaphysique et
de Morale and in The Monist. When we say space has three dimensions,
what do we mean?
We have seen the importance of those 'internal changes' revealed to us by
our muscular sensations. They may serve to characterize the various
attitudes of our body. Take arbitrarily as origin one of these attitudes A.
When we pass from this initial attitude to any other attitude B, we feel a
series of muscular sensations, and this series S will define B. Observe,
however, that we shall often regard two series S and S´ as defining the same
attitude B (since the initial and final attitudes A and B remaining the same,
the intermediary attitudes and the corresponding sensations may differ).
How then shall we recognize the equivalence of these two series? Because
they may serve to compensate the same external change, or more generally
because, when it is a question of compensating an external change, one of
the series can be replaced by the other. Among these series, we have
distinguished those which of themselves alone can compensate an external
Euclidean world.
We might have bodies whose expansion would be negligible and which
would act like ordinary rigid solids; and, on the other hand, bodies very
dilatable and which would act like non-Euclidean solids. We might have
two double pyramids OABCDEFGH and O´A´B´C´D´E´F´G´H´ and two
triangles αβγ and α´β´γ´. The first double pyramid might be rectilinear and
the second curvilinear; the triangle αβγ might be made of inexpansible
matter and the other of a very dilatable matter.
It would then be possible to make the first observations with the double
pyramid OAH and the triangle αβγ, and the second with the double pyramid
O´A´H´ and the triangle α´β´γ´. And then experiment would seem to prove
first that the Euclidean geometry is true and then that it is false.
Experiments therefore have a bearing, not on space, but on bodies.
Supplement
8. To complete the matter, I ought to speak of a very delicate question,
which would require long development; I shall confine myself to
summarizing here what I have expounded in the Revue de Métaphysique et
de Morale and in The Monist. When we say space has three dimensions,
what do we mean?
We have seen the importance of those 'internal changes' revealed to us by
our muscular sensations. They may serve to characterize the various
attitudes of our body. Take arbitrarily as origin one of these attitudes A.
When we pass from this initial attitude to any other attitude B, we feel a
series of muscular sensations, and this series S will define B. Observe,
however, that we shall often regard two series S and S´ as defining the same
attitude B (since the initial and final attitudes A and B remaining the same,
the intermediary attitudes and the corresponding sensations may differ).
How then shall we recognize the equivalence of these two series? Because
they may serve to compensate the same external change, or more generally
because, when it is a question of compensating an external change, one of
the series can be replaced by the other. Among these series, we have
distinguished those which of themselves alone can compensate an external
Page 104
change, and which we have called 'displacements.' As we can not
discriminate between two displacements which are too close together, the
totality of these displacements presents the characteristics of a physical
continuum; experience teaches us that they are those of a physical
continuum of six dimensions; but we do not yet know how many
dimensions space itself has, we must first solve another question.
What is a point of space? Everybody thinks he knows, but that is an
illusion. What we see when we try to represent to ourselves a point of space
is a black speck on white paper, a speck of chalk on a blackboard, always an
object. The question should therefore be understood as follows:
What do I mean when I say the object B is at the same point that the
object A occupied just now? Or further, what criterion will enable me to
apprehend this?
I mean that, although I have not budged (which my muscular sense tells
me), my first finger which just now touched the object A touches at present
the object B. I could have used other criteria; for instance another finger or
the sense of sight. But the first criterion is sufficient; I know that if it
answers yes, all the other criteria will give the same response. I know it by
experience, I can not know it a priori. For the same reason I say that touch
can not be exercised at a distance; this is another way of enunciating the
same experimental fact. And if, on the contrary, I say that sight acts at a
distance, it means that the criterion furnished by sight may respond yes
while the others reply no.
And in fact, the object, although moved away, may form its image at the
same point of the retina. Sight responds yes, the object has remained at the
same point and touch answers no, because my finger which just now
touched the object, at present touches it no longer. If experience had shown
us that one finger may respond no when the other says yes, we should
likewise say that touch acts at a distance.
In short, for each attitude of my body, my first finger determines a point,
and this it is, and this alone, which defines a point of space.
To each attitude corresponds thus a point; but it often happens that the
same point corresponds to several different attitudes (in this case we say our
discriminate between two displacements which are too close together, the
totality of these displacements presents the characteristics of a physical
continuum; experience teaches us that they are those of a physical
continuum of six dimensions; but we do not yet know how many
dimensions space itself has, we must first solve another question.
What is a point of space? Everybody thinks he knows, but that is an
illusion. What we see when we try to represent to ourselves a point of space
is a black speck on white paper, a speck of chalk on a blackboard, always an
object. The question should therefore be understood as follows:
What do I mean when I say the object B is at the same point that the
object A occupied just now? Or further, what criterion will enable me to
apprehend this?
I mean that, although I have not budged (which my muscular sense tells
me), my first finger which just now touched the object A touches at present
the object B. I could have used other criteria; for instance another finger or
the sense of sight. But the first criterion is sufficient; I know that if it
answers yes, all the other criteria will give the same response. I know it by
experience, I can not know it a priori. For the same reason I say that touch
can not be exercised at a distance; this is another way of enunciating the
same experimental fact. And if, on the contrary, I say that sight acts at a
distance, it means that the criterion furnished by sight may respond yes
while the others reply no.
And in fact, the object, although moved away, may form its image at the
same point of the retina. Sight responds yes, the object has remained at the
same point and touch answers no, because my finger which just now
touched the object, at present touches it no longer. If experience had shown
us that one finger may respond no when the other says yes, we should
likewise say that touch acts at a distance.
In short, for each attitude of my body, my first finger determines a point,
and this it is, and this alone, which defines a point of space.
To each attitude corresponds thus a point; but it often happens that the
same point corresponds to several different attitudes (in this case we say our
Page 105
finger has not budged, but the rest of the body has moved). We distinguish,
therefore, among the changes of attitude those where the finger does not
budge. How are we led thereto? It is because often we notice that in these
changes the object which is in contact with the finger remains in contact
with it.
Range, therefore, in the same class all the attitudes obtainable from each
other by one of the changes we have thus distinguished. To all the attitudes
of the class will correspond the same point of space. Therefore to each class
will correspond a point and to each point a class. But one may say that what
experience arrives at is not the point, it is this class of changes or, better, the
corresponding class of muscular sensations.
And when we say space has three dimensions, we simply mean that the
totality of these classes appears to us with the characteristics of a physical
continuum of three dimensions.
One might be tempted to conclude that it is experience which has taught
us how many dimensions space has. But in reality here also our experiences
have bearing, not on space, but on our body and its relations with the
neighboring objects. Moreover they are excessively crude.
In our mind pre-existed the latent idea of a certain number of groups—
those whose theory Lie has developed. Which group shall we choose, to
make of it a sort of standard with which to compare natural phenomena?
And, this group chosen, which of its sub-groups shall we take to
characterize a point of space? Experience has guided us by showing us
which choice best adapts itself to the properties of our body. But its rôle is
limited to that.
Ancestral Experience
It has often been said that if individual experience could not create
geometry the same is not true of ancestral experience. But what does that
mean? Is it meant that we could not experimentally demonstrate Euclid's
postulate, but that our ancestors have been able to do it? Not in the least. It
is meant that by natural selection our mind has adapted itself to the
conditions of the external world, that it has adopted the geometry most
advantageous to the species: or in other words the most convenient. This is
therefore, among the changes of attitude those where the finger does not
budge. How are we led thereto? It is because often we notice that in these
changes the object which is in contact with the finger remains in contact
with it.
Range, therefore, in the same class all the attitudes obtainable from each
other by one of the changes we have thus distinguished. To all the attitudes
of the class will correspond the same point of space. Therefore to each class
will correspond a point and to each point a class. But one may say that what
experience arrives at is not the point, it is this class of changes or, better, the
corresponding class of muscular sensations.
And when we say space has three dimensions, we simply mean that the
totality of these classes appears to us with the characteristics of a physical
continuum of three dimensions.
One might be tempted to conclude that it is experience which has taught
us how many dimensions space has. But in reality here also our experiences
have bearing, not on space, but on our body and its relations with the
neighboring objects. Moreover they are excessively crude.
In our mind pre-existed the latent idea of a certain number of groups—
those whose theory Lie has developed. Which group shall we choose, to
make of it a sort of standard with which to compare natural phenomena?
And, this group chosen, which of its sub-groups shall we take to
characterize a point of space? Experience has guided us by showing us
which choice best adapts itself to the properties of our body. But its rôle is
limited to that.
Ancestral Experience
It has often been said that if individual experience could not create
geometry the same is not true of ancestral experience. But what does that
mean? Is it meant that we could not experimentally demonstrate Euclid's
postulate, but that our ancestors have been able to do it? Not in the least. It
is meant that by natural selection our mind has adapted itself to the
conditions of the external world, that it has adopted the geometry most
advantageous to the species: or in other words the most convenient. This is
Page 106
entirely in conformity with our conclusions; geometry is not true, it is
advantageous.
advantageous.
Page 107
PART III
FORCE
CHAPTER VI
The Classic Mechanics
The English teach mechanics as an experimental science; on the
continent it is always expounded as more or less a deductive and a priori
science. The English are right, that goes without saying; but how could the
other method have been persisted in so long? Why have the continental
savants who have sought to get out of the ruts of their predecessors been
usually unable to free themselves completely?
On the other hand, if the principles of mechanics are only of
experimental origin, are they not therefore only approximate and
provisional? Might not new experiments some day lead us to modify or
even to abandon them?
Such are the questions which naturally obtrude themselves, and the
difficulty of solution comes principally from the fact that the treatises on
mechanics do not clearly distinguish between what is experiment, what is
mathematical reasoning, what is convention, what is hypothesis.
That is not all:
1º There is no absolute space and we can conceive only of relative
motions; yet usually the mechanical facts are enunciated as if there were an
absolute space to which to refer them.
FORCE
CHAPTER VI
The Classic Mechanics
The English teach mechanics as an experimental science; on the
continent it is always expounded as more or less a deductive and a priori
science. The English are right, that goes without saying; but how could the
other method have been persisted in so long? Why have the continental
savants who have sought to get out of the ruts of their predecessors been
usually unable to free themselves completely?
On the other hand, if the principles of mechanics are only of
experimental origin, are they not therefore only approximate and
provisional? Might not new experiments some day lead us to modify or
even to abandon them?
Such are the questions which naturally obtrude themselves, and the
difficulty of solution comes principally from the fact that the treatises on
mechanics do not clearly distinguish between what is experiment, what is
mathematical reasoning, what is convention, what is hypothesis.
That is not all:
1º There is no absolute space and we can conceive only of relative
motions; yet usually the mechanical facts are enunciated as if there were an
absolute space to which to refer them.
Page 108
2º There is no absolute time; to say two durations are equal is an
assertion which has by itself no meaning and which can acquire one only by
convention.
3º Not only have we no direct intuition of the equality of two durations,
but we have not even direct intuition of the simultaneity of two events
occurring in different places: this I have explained in an article entitled La
mesure du temps.[3]
4º Finally, our Euclidean geometry is itself only a sort of convention of
language; mechanical facts might be enunciated with reference to a non-
Euclidean space which would be a guide less convenient than, but just as
legitimate as, our ordinary space; the enunciation would thus become much
more complicated, but it would remain possible.
Thus absolute space, absolute time, geometry itself, are not conditions
which impose themselves on mechanics; all these things are no more
antecedent to mechanics than the French language is logically antecedent to
the verities one expresses in French.
We might try to enunciate the fundamental laws of mechanics in a
language independent of all these conventions; we should thus without
doubt get a better idea of what these laws are in themselves; this is what M.
Andrade has attempted to do, at least in part, in his Leçons de mécanique
physique.
The enunciation of these laws would become of course much more
complicated, because all these conventions have been devised expressly to
abridge and simplify this enunciation.
As for me, save in what concerns absolute space, I shall ignore all these
difficulties; not that I fail to appreciate them, far from that; but we have
sufficiently examined them in the first two parts of the book.
I shall therefore admit, provisionally, absolute time and Euclidean
geometry.
The Principle of Inertia.—A body acted on by no force can only move
uniformly in a straight line.
assertion which has by itself no meaning and which can acquire one only by
convention.
3º Not only have we no direct intuition of the equality of two durations,
but we have not even direct intuition of the simultaneity of two events
occurring in different places: this I have explained in an article entitled La
mesure du temps.[3]
4º Finally, our Euclidean geometry is itself only a sort of convention of
language; mechanical facts might be enunciated with reference to a non-
Euclidean space which would be a guide less convenient than, but just as
legitimate as, our ordinary space; the enunciation would thus become much
more complicated, but it would remain possible.
Thus absolute space, absolute time, geometry itself, are not conditions
which impose themselves on mechanics; all these things are no more
antecedent to mechanics than the French language is logically antecedent to
the verities one expresses in French.
We might try to enunciate the fundamental laws of mechanics in a
language independent of all these conventions; we should thus without
doubt get a better idea of what these laws are in themselves; this is what M.
Andrade has attempted to do, at least in part, in his Leçons de mécanique
physique.
The enunciation of these laws would become of course much more
complicated, because all these conventions have been devised expressly to
abridge and simplify this enunciation.
As for me, save in what concerns absolute space, I shall ignore all these
difficulties; not that I fail to appreciate them, far from that; but we have
sufficiently examined them in the first two parts of the book.
I shall therefore admit, provisionally, absolute time and Euclidean
geometry.
The Principle of Inertia.—A body acted on by no force can only move
uniformly in a straight line.
Page 109
Is this a truth imposed a priori upon the mind? If it were so, how should
the Greeks have failed to recognize it? How could they have believed that
motion stops when the cause which gave birth to it ceases? Or again that
every body if nothing prevents, will move in a circle, the noblest of
motions?
If it is said that the velocity of a body can not change if there is no reason
for it to change, could it not be maintained just as well that the position of
this body can not change, or that the curvature of its trajectory can not
change, if no external cause intervenes to modify them?
Is the principle of inertia, which is not an a priori truth, therefore an
experimental fact? But has any one ever experimented on bodies withdrawn
from the action of every force? and, if so, how was it known that these
bodies were subjected to no force? The example ordinarily cited is that of a
ball rolling a very long time on a marble table; but why do we say it is
subjected to no force? Is this because it is too remote from all other bodies
to experience any appreciable action from them? Yet it is not farther from
the earth than if it were thrown freely into the air; and every one knows that
in this case it would experience the influence of gravity due to the attraction
of the earth.
Teachers of mechanics usually pass rapidly over the example of the ball;
but they add that the principle of inertia is verified indirectly by its
consequences. They express themselves badly; they evidently mean it is
possible to verify various consequences of a more general principle, of
which that of inertia is only a particular case.
I shall propose for this general principle the following enunciation:
The acceleration of a body depends only upon the position of this body
and of the neighboring bodies and upon their velocities.
Mathematicians would say the movements of all the material molecules
of the universe depend on differential equations of the second order.
To make it clear that this is really the natural generalization of the law of
inertia, I shall beg you to permit me a bit of fiction. The law of inertia, as I
have said above, is not imposed upon us a priori; other laws would be quite
as compatible with the principle of sufficient reason. If a body is subjected
the Greeks have failed to recognize it? How could they have believed that
motion stops when the cause which gave birth to it ceases? Or again that
every body if nothing prevents, will move in a circle, the noblest of
motions?
If it is said that the velocity of a body can not change if there is no reason
for it to change, could it not be maintained just as well that the position of
this body can not change, or that the curvature of its trajectory can not
change, if no external cause intervenes to modify them?
Is the principle of inertia, which is not an a priori truth, therefore an
experimental fact? But has any one ever experimented on bodies withdrawn
from the action of every force? and, if so, how was it known that these
bodies were subjected to no force? The example ordinarily cited is that of a
ball rolling a very long time on a marble table; but why do we say it is
subjected to no force? Is this because it is too remote from all other bodies
to experience any appreciable action from them? Yet it is not farther from
the earth than if it were thrown freely into the air; and every one knows that
in this case it would experience the influence of gravity due to the attraction
of the earth.
Teachers of mechanics usually pass rapidly over the example of the ball;
but they add that the principle of inertia is verified indirectly by its
consequences. They express themselves badly; they evidently mean it is
possible to verify various consequences of a more general principle, of
which that of inertia is only a particular case.
I shall propose for this general principle the following enunciation:
The acceleration of a body depends only upon the position of this body
and of the neighboring bodies and upon their velocities.
Mathematicians would say the movements of all the material molecules
of the universe depend on differential equations of the second order.
To make it clear that this is really the natural generalization of the law of
inertia, I shall beg you to permit me a bit of fiction. The law of inertia, as I
have said above, is not imposed upon us a priori; other laws would be quite
as compatible with the principle of sufficient reason. If a body is subjected
Page 110
to no force, in lieu of supposing its velocity not to change, it might be
supposed that it is its position or else its acceleration which is not to change.
Well, imagine for an instant that one of these two hypothetical laws is a
law of nature and replaces our law of inertia. What would be its natural
generalization? A moment's thought will show us.
In the first case, we must suppose that the velocity of a body depends
only upon its position and upon that of the neighboring bodies; in the
second case that the change of acceleration of a body depends only upon the
position of this body and of the neighboring bodies, upon their velocities
and upon their accelerations.
Or to speak the language of mathematics, the differential equations of
motion would be of the first order in the first case, and of the third order in
the second case.
Let us slightly modify our fiction. Suppose a world analogous to our
solar system, but where, by a strange chance, the orbits of all the planets are
without eccentricity and without inclination. Suppose further that the
masses of these planets are too slight for their mutual perturbations to be
sensible. Astronomers inhabiting one of these planets could not fail to
conclude that the orbit of a star can only be circular and parallel to a certain
plane; the position of a star at a given instant would then suffice to
determine its velocity and its whole path. The law of inertia which they
would adopt would be the first of the two hypothetical laws I have
mentioned.
Imagine now that this system is some day traversed with great velocity
by a body of vast mass, coming from distant constellations. All the orbits
would be profoundly disturbed. Still our astronomers would not be too
greatly astonished; they would very well divine that this new star was alone
to blame for all the mischief. "But," they would say, "when it is gone, order
will of itself be reestablished; no doubt the distances of the planets from the
sun will not revert to what they were before the cataclysm, but when the
perturbing star is gone, the orbits will again become circular."
It would only be when the disturbing body was gone and when
nevertheless the orbits, in lieu of again becoming circular, became elliptic,
supposed that it is its position or else its acceleration which is not to change.
Well, imagine for an instant that one of these two hypothetical laws is a
law of nature and replaces our law of inertia. What would be its natural
generalization? A moment's thought will show us.
In the first case, we must suppose that the velocity of a body depends
only upon its position and upon that of the neighboring bodies; in the
second case that the change of acceleration of a body depends only upon the
position of this body and of the neighboring bodies, upon their velocities
and upon their accelerations.
Or to speak the language of mathematics, the differential equations of
motion would be of the first order in the first case, and of the third order in
the second case.
Let us slightly modify our fiction. Suppose a world analogous to our
solar system, but where, by a strange chance, the orbits of all the planets are
without eccentricity and without inclination. Suppose further that the
masses of these planets are too slight for their mutual perturbations to be
sensible. Astronomers inhabiting one of these planets could not fail to
conclude that the orbit of a star can only be circular and parallel to a certain
plane; the position of a star at a given instant would then suffice to
determine its velocity and its whole path. The law of inertia which they
would adopt would be the first of the two hypothetical laws I have
mentioned.
Imagine now that this system is some day traversed with great velocity
by a body of vast mass, coming from distant constellations. All the orbits
would be profoundly disturbed. Still our astronomers would not be too
greatly astonished; they would very well divine that this new star was alone
to blame for all the mischief. "But," they would say, "when it is gone, order
will of itself be reestablished; no doubt the distances of the planets from the
sun will not revert to what they were before the cataclysm, but when the
perturbing star is gone, the orbits will again become circular."
It would only be when the disturbing body was gone and when
nevertheless the orbits, in lieu of again becoming circular, became elliptic,
Page 111
that these astronomers would become conscious of their error and the
necessity of remaking all their mechanics.
I have dwelt somewhat upon these hypotheses because it seems to me
one can clearly comprehend what our generalized law of inertia really is
only in contrasting it with a contrary hypothesis.
Well, now, has this generalized law of inertia been verified by
experiment, or can it be? When Newton wrote the Principia he quite
regarded this truth as experimentally acquired and demonstrated. It was so
in his eyes, not only through the anthropomorphism of which we shall
speak further on, but through the work of Galileo. It was so even from
Kepler's laws themselves; in accordance with these laws, in fact, the path of
a planet is completely determined by its initial position and initial velocity;
this is just what our generalized law of inertia requires.
For this principle to be only in appearance true, for one to have cause to
dread having some day to replace it by one of the analogous principles I
have just now contrasted with it, would be necessary our having been
misled by some amazing chance, like that which, in the fiction above
developed, led into error our imaginary astronomers.
Such a hypothesis is too unlikely to delay over. No one will believe that
such coincidences can happen; no doubt the probability of two
eccentricities being both precisely null, to within errors of observation, is
not less than the probability of one being precisely equal to 0.1, for
instance, and the other to 0.2, to within errors of observation. The
probability of a simple event is not less than that of a complicated event;
and yet, if the first happens, we shall not consent to attribute it to chance;
we should not believe that nature had acted expressly to deceive us. The
hypothesis of an error of this sort being discarded, it may therefore be
admitted that in so far as astronomy is concerned, our law has been verified
by experiment.
But astronomy is not the whole of physics.
May we not fear lest some day a new experiment should come to falsify
the law in some domain of physics? An experimental law is always subject
necessity of remaking all their mechanics.
I have dwelt somewhat upon these hypotheses because it seems to me
one can clearly comprehend what our generalized law of inertia really is
only in contrasting it with a contrary hypothesis.
Well, now, has this generalized law of inertia been verified by
experiment, or can it be? When Newton wrote the Principia he quite
regarded this truth as experimentally acquired and demonstrated. It was so
in his eyes, not only through the anthropomorphism of which we shall
speak further on, but through the work of Galileo. It was so even from
Kepler's laws themselves; in accordance with these laws, in fact, the path of
a planet is completely determined by its initial position and initial velocity;
this is just what our generalized law of inertia requires.
For this principle to be only in appearance true, for one to have cause to
dread having some day to replace it by one of the analogous principles I
have just now contrasted with it, would be necessary our having been
misled by some amazing chance, like that which, in the fiction above
developed, led into error our imaginary astronomers.
Such a hypothesis is too unlikely to delay over. No one will believe that
such coincidences can happen; no doubt the probability of two
eccentricities being both precisely null, to within errors of observation, is
not less than the probability of one being precisely equal to 0.1, for
instance, and the other to 0.2, to within errors of observation. The
probability of a simple event is not less than that of a complicated event;
and yet, if the first happens, we shall not consent to attribute it to chance;
we should not believe that nature had acted expressly to deceive us. The
hypothesis of an error of this sort being discarded, it may therefore be
admitted that in so far as astronomy is concerned, our law has been verified
by experiment.
But astronomy is not the whole of physics.
May we not fear lest some day a new experiment should come to falsify
the law in some domain of physics? An experimental law is always subject
Page 112
to revision; one should always expect to see it replaced by a more precise
law.
Yet no one seriously thinks that the law we are speaking of will ever be
abandoned or amended. Why? Precisely because it can never be subjected
to a decisive test.
First of all, in order that this trial should be complete, it would be
necessary that after a certain time all the bodies in the universe should
revert to their initial positions with their initial velocities. It might then be
seen whether, starting from this moment, they would resume their original
paths.
But this test is impossible, it can be only partially applied, and, however
well it is made, there will always be some bodies which will not revert to
their initial positions; thus every derogation of the law will easily find its
explanation.
This is not all; in astronomy we see the bodies whose motions we study
and we usually assume that they are not subjected to the action of other
invisible bodies. Under these conditions our law must indeed be either
verified or not verified.
But it is not the same in physics; if the physical phenomena are due to
motions, it is to the motions of molecules which we do not see. If then the
acceleration of one of the bodies we see appears to us to depend on
something else besides the positions or velocities of other visible bodies or
of invisible molecules whose existence we have been previously led to
admit, nothing prevents our supposing that this something else is the
position or the velocity of other molecules whose presence we have not
before suspected. The law will find itself safeguarded.
Permit me to employ mathematical language a moment to express the
same thought under another form. Suppose we observe n molecules and
ascertain that their 3n coordinates satisfy a system of 3n differential
equations of the fourth order (and not of the second order as the law of
inertia would require). We know that by introducing 3n auxiliary variables,
a system of 3n equations of the fourth order can be reduced to a system of
6n equations of the second order. If then we suppose these 3n auxiliary
law.
Yet no one seriously thinks that the law we are speaking of will ever be
abandoned or amended. Why? Precisely because it can never be subjected
to a decisive test.
First of all, in order that this trial should be complete, it would be
necessary that after a certain time all the bodies in the universe should
revert to their initial positions with their initial velocities. It might then be
seen whether, starting from this moment, they would resume their original
paths.
But this test is impossible, it can be only partially applied, and, however
well it is made, there will always be some bodies which will not revert to
their initial positions; thus every derogation of the law will easily find its
explanation.
This is not all; in astronomy we see the bodies whose motions we study
and we usually assume that they are not subjected to the action of other
invisible bodies. Under these conditions our law must indeed be either
verified or not verified.
But it is not the same in physics; if the physical phenomena are due to
motions, it is to the motions of molecules which we do not see. If then the
acceleration of one of the bodies we see appears to us to depend on
something else besides the positions or velocities of other visible bodies or
of invisible molecules whose existence we have been previously led to
admit, nothing prevents our supposing that this something else is the
position or the velocity of other molecules whose presence we have not
before suspected. The law will find itself safeguarded.
Permit me to employ mathematical language a moment to express the
same thought under another form. Suppose we observe n molecules and
ascertain that their 3n coordinates satisfy a system of 3n differential
equations of the fourth order (and not of the second order as the law of
inertia would require). We know that by introducing 3n auxiliary variables,
a system of 3n equations of the fourth order can be reduced to a system of
6n equations of the second order. If then we suppose these 3n auxiliary
Page 113
variables represent the coordinates of n invisible molecules, the result is
again in conformity with the law of inertia.
To sum up, this law, verified experimentally in some particular cases,
may unhesitatingly be extended to the most general cases, since we know
that in these general cases experiment no longer is able either to confirm or
to contradict it.
The Law of Acceleration.—The acceleration of a body is equal to the
force acting on it divided by its mass. Can this law be verified by
experiment? For that it would be necessary to measure the three magnitudes
which figure in the enunciation: acceleration, force and mass.
I assume that acceleration can be measured, for I pass over the difficulty
arising from the measurement of time. But how measure force, or mass? We
do not even know what they are.
What is mass? According to Newton, it is the product of the volume by
the density. According to Thomson and Tait, it would be better to say that
density is the quotient of the mass by the volume. What is force? It is,
replies Lagrange, that which moves or tends to move a body. It is, Kirchhoff
will say, the product of the mass by the acceleration. But then, why not say
the mass is the quotient of the force by the acceleration?
These difficulties are inextricable.
When we say force is the cause of motion, we talk metaphysics, and this
definition, if one were content with it, would be absolutely sterile. For a
definition to be of any use, it must teach us to measure force; moreover that
suffices; it is not at all necessary that it teach us what force is in itself, nor
whether it is the cause or the effect of motion.
We must therefore first define the equality of two forces. When shall we
say two forces are equal? It is, we are told, when, applied to the same mass,
they impress upon it the same acceleration, or when, opposed directly one
to the other, they produce equilibrium. This definition is only a sham. A
force applied to a body can not be uncoupled to hook it up to another body,
as one uncouples a locomotive to attach it to another train. It is therefore
impossible to know what acceleration such a force, applied to such a body,
would impress upon such another body, if it were applied to it. It is
again in conformity with the law of inertia.
To sum up, this law, verified experimentally in some particular cases,
may unhesitatingly be extended to the most general cases, since we know
that in these general cases experiment no longer is able either to confirm or
to contradict it.
The Law of Acceleration.—The acceleration of a body is equal to the
force acting on it divided by its mass. Can this law be verified by
experiment? For that it would be necessary to measure the three magnitudes
which figure in the enunciation: acceleration, force and mass.
I assume that acceleration can be measured, for I pass over the difficulty
arising from the measurement of time. But how measure force, or mass? We
do not even know what they are.
What is mass? According to Newton, it is the product of the volume by
the density. According to Thomson and Tait, it would be better to say that
density is the quotient of the mass by the volume. What is force? It is,
replies Lagrange, that which moves or tends to move a body. It is, Kirchhoff
will say, the product of the mass by the acceleration. But then, why not say
the mass is the quotient of the force by the acceleration?
These difficulties are inextricable.
When we say force is the cause of motion, we talk metaphysics, and this
definition, if one were content with it, would be absolutely sterile. For a
definition to be of any use, it must teach us to measure force; moreover that
suffices; it is not at all necessary that it teach us what force is in itself, nor
whether it is the cause or the effect of motion.
We must therefore first define the equality of two forces. When shall we
say two forces are equal? It is, we are told, when, applied to the same mass,
they impress upon it the same acceleration, or when, opposed directly one
to the other, they produce equilibrium. This definition is only a sham. A
force applied to a body can not be uncoupled to hook it up to another body,
as one uncouples a locomotive to attach it to another train. It is therefore
impossible to know what acceleration such a force, applied to such a body,
would impress upon such another body, if it were applied to it. It is
Page 114
impossible to know how two forces which are not directly opposed would
act, if they were directly opposed.
It is this definition we try to materialize, so to speak, when we measure a
force with a dynamometer, or in balancing it with a weight. Two forces F
and F´, which for simplicity I will suppose vertical and directed upward, are
applied respectively to two bodies C and C´; I suspend the same heavy body
P first to the body C, then to the body C´; if equilibrium is produced in both
cases, I shall conclude that the two forces F and F´ are equal to one another,
since they are each equal to the weight of the body P.
But am I sure the body P has retained the same weight when I have
transported it from the first body to the second? Far from it; I am sure of the
contrary; I know the intensity of gravity varies from one point to another,
and that it is stronger, for instance, at the pole than at the equator. No doubt
the difference is very slight and, in practise, I shall take no account of it; but
a properly constructed definition should have mathematical rigor; this rigor
is lacking. What I say of weight would evidently apply to the force of the
resiliency of a dynamometer, which the temperature and a multitude of
circumstances may cause to vary.
This is not all; we can not say the weight of the body P may be applied to
the body C and directly balance the force F. What is applied to the body C
is the action A of the body P on the body C; the body P is submitted on its
part, on the one hand, to its weight; on the other hand, to the reaction R of
the body C on P. Finally, the force F is equal to the force A, since it
balances it; the force A is equal to R, in virtue of the principle of the
equality of action and reaction; lastly, the force R is equal to the weight of
P, since it balances it. It is from these three equalities we deduce as
consequence the equality of F and the weight of P.
We are therefore obliged in the definition of the equality of the two
forces to bring in the principle of the equality of action and reaction; on this
account, this principle must no longer be regarded as an experimental law,
but as a definition.
For recognizing the equality of two forces here, we are then in possession
of two rules: equality of two forces which balance; equality of action and
reaction. But, as we have seen above, these two rules are insufficient; we
act, if they were directly opposed.
It is this definition we try to materialize, so to speak, when we measure a
force with a dynamometer, or in balancing it with a weight. Two forces F
and F´, which for simplicity I will suppose vertical and directed upward, are
applied respectively to two bodies C and C´; I suspend the same heavy body
P first to the body C, then to the body C´; if equilibrium is produced in both
cases, I shall conclude that the two forces F and F´ are equal to one another,
since they are each equal to the weight of the body P.
But am I sure the body P has retained the same weight when I have
transported it from the first body to the second? Far from it; I am sure of the
contrary; I know the intensity of gravity varies from one point to another,
and that it is stronger, for instance, at the pole than at the equator. No doubt
the difference is very slight and, in practise, I shall take no account of it; but
a properly constructed definition should have mathematical rigor; this rigor
is lacking. What I say of weight would evidently apply to the force of the
resiliency of a dynamometer, which the temperature and a multitude of
circumstances may cause to vary.
This is not all; we can not say the weight of the body P may be applied to
the body C and directly balance the force F. What is applied to the body C
is the action A of the body P on the body C; the body P is submitted on its
part, on the one hand, to its weight; on the other hand, to the reaction R of
the body C on P. Finally, the force F is equal to the force A, since it
balances it; the force A is equal to R, in virtue of the principle of the
equality of action and reaction; lastly, the force R is equal to the weight of
P, since it balances it. It is from these three equalities we deduce as
consequence the equality of F and the weight of P.
We are therefore obliged in the definition of the equality of the two
forces to bring in the principle of the equality of action and reaction; on this
account, this principle must no longer be regarded as an experimental law,
but as a definition.
For recognizing the equality of two forces here, we are then in possession
of two rules: equality of two forces which balance; equality of action and
reaction. But, as we have seen above, these two rules are insufficient; we
Page 115
are obliged to have recourse to a third rule and to assume that certain forces,
as, for instance, the weight of a body, are constant in magnitude and
direction. But this third rule, as I have said, is an experimental law; it is
only approximately true; it is a bad definition.
We are therefore reduced to Kirchhoff's definition; force is equal to the
mass multiplied by the acceleration. This 'law of Newton' in its turn ceases
to be regarded as an experimental law, it is now only a definition. But this
definition is still insufficient, for we do not know what mass is. It enables us
doubtless to calculate the relation of two forces applied to the same body at
different instants; it teaches us nothing about the relation of two forces
applied to two different bodies.
To complete it, it is necessary to go back anew to Newton's third law
(equality of action and reaction), regarded again, not as an experimental
law, but as a definition. Two bodies A and B act one upon the other; the
acceleration of A multiplied by the mass of A is equal to the action of B
upon A; in the same way, the product of the acceleration of B by its mass is
equal to the reaction of A upon B. As, by definition, action is equal to
reaction, the masses of A and B are in the inverse ratio of their
accelerations. Here we have the ratio of these two masses defined, and it is
for experiment to verify that this ratio is constant.
That would be all very well if the two bodies A and B alone were present
and removed from the action of the rest of the world. This is not at all the
case; the acceleration of A is not due merely to the action of B, but to that of
a multitude of other bodies C, D,... To apply the preceding rule, it is
therefore necessary to separate the acceleration of A into many components,
and discern which of these components is due to the action of B.
This separation would still be possible, if we should assume that the
action of C upon A is simply adjoined to that of B upon A, without the
presence of the body C modifying the action of B upon A; or the presence of
B modifying the action of C upon A; if we should assume, consequently,
that any two bodies attract each other, that their mutual action is along their
join and depends only upon their distance apart; if, in a word, we assume
the hypothesis of central forces.
as, for instance, the weight of a body, are constant in magnitude and
direction. But this third rule, as I have said, is an experimental law; it is
only approximately true; it is a bad definition.
We are therefore reduced to Kirchhoff's definition; force is equal to the
mass multiplied by the acceleration. This 'law of Newton' in its turn ceases
to be regarded as an experimental law, it is now only a definition. But this
definition is still insufficient, for we do not know what mass is. It enables us
doubtless to calculate the relation of two forces applied to the same body at
different instants; it teaches us nothing about the relation of two forces
applied to two different bodies.
To complete it, it is necessary to go back anew to Newton's third law
(equality of action and reaction), regarded again, not as an experimental
law, but as a definition. Two bodies A and B act one upon the other; the
acceleration of A multiplied by the mass of A is equal to the action of B
upon A; in the same way, the product of the acceleration of B by its mass is
equal to the reaction of A upon B. As, by definition, action is equal to
reaction, the masses of A and B are in the inverse ratio of their
accelerations. Here we have the ratio of these two masses defined, and it is
for experiment to verify that this ratio is constant.
That would be all very well if the two bodies A and B alone were present
and removed from the action of the rest of the world. This is not at all the
case; the acceleration of A is not due merely to the action of B, but to that of
a multitude of other bodies C, D,... To apply the preceding rule, it is
therefore necessary to separate the acceleration of A into many components,
and discern which of these components is due to the action of B.
This separation would still be possible, if we should assume that the
action of C upon A is simply adjoined to that of B upon A, without the
presence of the body C modifying the action of B upon A; or the presence of
B modifying the action of C upon A; if we should assume, consequently,
that any two bodies attract each other, that their mutual action is along their
join and depends only upon their distance apart; if, in a word, we assume
the hypothesis of central forces.
Page 116
You know that to determine the masses of the celestial bodies we use a
wholly different principle. The law of gravitation teaches us that the
attraction of two bodies is proportional to their masses; if r is their distance
apart, m and m´ their masses, k a constant, their attraction will be kmm´/r2.
What we are measuring then is not mass, the ratio of force to
acceleration, but the attracting mass; it is not the inertia of the body, but its
attracting force.
This is an indirect procedure, whose employment is not theoretically
indispensable. It might very well have been that attraction was inversely
proportional to the square of the distance without being proportional to the
product of the masses, that it was equal to f/r2, but without our having f =
kmm´.
If it were so, we could nevertheless, by observation of the relative
motions of the heavenly bodies, measure the masses of these bodies.
But have we the right to admit the hypothesis of central forces? Is this
hypothesis rigorously exact? Is it certain it will never be contradicted by
experiment? Who would dare affirm that? And if we must abandon this
hypothesis, the whole edifice so laboriously erected will crumble.
We have no longer the right to speak of the component of the
acceleration of A due to the action of B. We have no means of
distinguishing it from that due to the action of C or of another body. The
rule for the measurement of masses becomes inapplicable.
What remains then of the principle of the equality of action and reaction?
If the hypothesis of central forces is rejected, this principle should evidently
be enunciated thus: the geometric resultant of all the forces applied to the
various bodies of a system isolated from all external action will be null. Or,
in other words, the motion of the center of gravity of this system will be
rectilinear and uniform.
There it seems we have a means of defining mass; the position of the
center of gravity evidently depends on the values attributed to the masses; it
will be necessary to dispose of these values in such a way that the motion of
the center of gravity may be rectilinear and uniform; this will always be
wholly different principle. The law of gravitation teaches us that the
attraction of two bodies is proportional to their masses; if r is their distance
apart, m and m´ their masses, k a constant, their attraction will be kmm´/r2.
What we are measuring then is not mass, the ratio of force to
acceleration, but the attracting mass; it is not the inertia of the body, but its
attracting force.
This is an indirect procedure, whose employment is not theoretically
indispensable. It might very well have been that attraction was inversely
proportional to the square of the distance without being proportional to the
product of the masses, that it was equal to f/r2, but without our having f =
kmm´.
If it were so, we could nevertheless, by observation of the relative
motions of the heavenly bodies, measure the masses of these bodies.
But have we the right to admit the hypothesis of central forces? Is this
hypothesis rigorously exact? Is it certain it will never be contradicted by
experiment? Who would dare affirm that? And if we must abandon this
hypothesis, the whole edifice so laboriously erected will crumble.
We have no longer the right to speak of the component of the
acceleration of A due to the action of B. We have no means of
distinguishing it from that due to the action of C or of another body. The
rule for the measurement of masses becomes inapplicable.
What remains then of the principle of the equality of action and reaction?
If the hypothesis of central forces is rejected, this principle should evidently
be enunciated thus: the geometric resultant of all the forces applied to the
various bodies of a system isolated from all external action will be null. Or,
in other words, the motion of the center of gravity of this system will be
rectilinear and uniform.
There it seems we have a means of defining mass; the position of the
center of gravity evidently depends on the values attributed to the masses; it
will be necessary to dispose of these values in such a way that the motion of
the center of gravity may be rectilinear and uniform; this will always be
Page 117
possible if Newton's third law is true, and possible in general only in a
single way.
But there exists no system isolated from all external action; all the parts
of the universe are subject more or less to the action of all the other parts.
The law of the motion of the center of gravity is rigorously true only if
applied to the entire universe.
But then, to get from it the values of the masses, it would be necessary to
observe the motion of the center of gravity of the universe. The absurdity of
this consequence is manifest; we know only relative motions; the motion of
the center of gravity of the universe will remain for us eternally unknown.
Therefore nothing remains and our efforts have been fruitless; we are
driven to the following definition, which is only an avowal of
powerlessness: masses are coefficients it is convenient to introduce into
calculations.
We could reconstruct all mechanics by attributing different values to all
the masses. This new mechanics would not be in contradiction either with
experience or with the general principles of dynamics (principle of inertia,
proportionality of forces to masses and to accelerations, equality of action
and reaction, rectilinear and uniform motion of the center of gravity,
principle of areas).
Only the equations of this new mechanics would be less simple. Let us
understand clearly: it would only be the first terms which would be less
simple, that is those experience has already made us acquainted with;
perhaps one could alter the masses by small quantities without the complete
equations gaining or losing in simplicity.
Hertz has raised the question whether the principles of mechanics are
rigorously true. "In the opinion of many physicists," he says, "it is
inconceivable that the remotest experience should ever change anything in
the immovable principles of mechanics; and yet, what comes from
experience may always be rectified by experience." After what we have just
said, these fears will appear groundless.
The principles of dynamics at first appeared to us as experimental truths;
but we have been obliged to use them as definitions. It is by definition that
single way.
But there exists no system isolated from all external action; all the parts
of the universe are subject more or less to the action of all the other parts.
The law of the motion of the center of gravity is rigorously true only if
applied to the entire universe.
But then, to get from it the values of the masses, it would be necessary to
observe the motion of the center of gravity of the universe. The absurdity of
this consequence is manifest; we know only relative motions; the motion of
the center of gravity of the universe will remain for us eternally unknown.
Therefore nothing remains and our efforts have been fruitless; we are
driven to the following definition, which is only an avowal of
powerlessness: masses are coefficients it is convenient to introduce into
calculations.
We could reconstruct all mechanics by attributing different values to all
the masses. This new mechanics would not be in contradiction either with
experience or with the general principles of dynamics (principle of inertia,
proportionality of forces to masses and to accelerations, equality of action
and reaction, rectilinear and uniform motion of the center of gravity,
principle of areas).
Only the equations of this new mechanics would be less simple. Let us
understand clearly: it would only be the first terms which would be less
simple, that is those experience has already made us acquainted with;
perhaps one could alter the masses by small quantities without the complete
equations gaining or losing in simplicity.
Hertz has raised the question whether the principles of mechanics are
rigorously true. "In the opinion of many physicists," he says, "it is
inconceivable that the remotest experience should ever change anything in
the immovable principles of mechanics; and yet, what comes from
experience may always be rectified by experience." After what we have just
said, these fears will appear groundless.
The principles of dynamics at first appeared to us as experimental truths;
but we have been obliged to use them as definitions. It is by definition that
Page 118
force is equal to the product of mass by acceleration; here, then, is a
principle which is henceforth beyond the reach of any further experiment. It
is in the same way by definition that action is equal to reaction.
But then, it will be said, these unverifiable principles are absolutely
devoid of any significance; experiment can not contradict them; but they
can teach us nothing useful; then what is the use of studying dynamics?
This over-hasty condemnation would be unjust. There is not in nature any
system perfectly isolated, perfectly removed from all external action; but
there are systems almost isolated.
If such a system be observed, one may study not only the relative motion
of its various parts one in reference to another, but also the motion of its
center of gravity in reference to the other parts of the universe. We ascertain
then that the motion of this center of gravity is almost rectilinear and
uniform, in conformity with Newton's third law.
That is an experimental truth, but it can not be invalidated by experience;
in fact, what would a more precise experiment teach us? It would teach us
that the law was only almost true; but that we knew already.
We can now understand how experience has been able to serve as basis
for the principles of mechanics and yet will never be able to contradict
them.
Anthropomorphic Mechanics.—"Kirchhoff," it will be said, "has only
acted in obedience to the general tendency of mathematicians toward
nominalism; from this his ability as a physicist has not saved him. He
wanted a definition of force, and he took for it the first proposition that
presented itself; but we need no definition of force: the idea of force is
primitive, irreducible, indefinable; we all know what it is, we have a direct
intuition of it. This direct intuition comes from the notion of effort, which is
familiar to us from infancy."
But first, even though this direct intuition made known to us the real
nature of force in itself, it would be insufficient as a foundation for
mechanics; it would besides be wholly useless. What is of importance is not
to know what force is, but to know how to measure it.
principle which is henceforth beyond the reach of any further experiment. It
is in the same way by definition that action is equal to reaction.
But then, it will be said, these unverifiable principles are absolutely
devoid of any significance; experiment can not contradict them; but they
can teach us nothing useful; then what is the use of studying dynamics?
This over-hasty condemnation would be unjust. There is not in nature any
system perfectly isolated, perfectly removed from all external action; but
there are systems almost isolated.
If such a system be observed, one may study not only the relative motion
of its various parts one in reference to another, but also the motion of its
center of gravity in reference to the other parts of the universe. We ascertain
then that the motion of this center of gravity is almost rectilinear and
uniform, in conformity with Newton's third law.
That is an experimental truth, but it can not be invalidated by experience;
in fact, what would a more precise experiment teach us? It would teach us
that the law was only almost true; but that we knew already.
We can now understand how experience has been able to serve as basis
for the principles of mechanics and yet will never be able to contradict
them.
Anthropomorphic Mechanics.—"Kirchhoff," it will be said, "has only
acted in obedience to the general tendency of mathematicians toward
nominalism; from this his ability as a physicist has not saved him. He
wanted a definition of force, and he took for it the first proposition that
presented itself; but we need no definition of force: the idea of force is
primitive, irreducible, indefinable; we all know what it is, we have a direct
intuition of it. This direct intuition comes from the notion of effort, which is
familiar to us from infancy."
But first, even though this direct intuition made known to us the real
nature of force in itself, it would be insufficient as a foundation for
mechanics; it would besides be wholly useless. What is of importance is not
to know what force is, but to know how to measure it.
Page 119
Whatever does not teach us to measure it is as useless to mechanics as is,
for instance, the subjective notion of warmth and cold to the physicist who
is studying heat. This subjective notion can not be translated into numbers,
therefore it is of no use; a scientist whose skin was an absolutely bad
conductor of heat and who, consequently, would never have felt either
sensations of cold or sensations of warmth, could read a thermometer just as
well as any one else, and that would suffice him for constructing the whole
theory of heat.
Now this immediate notion of effort is of no use to us for measuring
force; it is clear, for instance, that I should feel more fatigue in lifting a
weight of fifty kilos than a man accustomed to carry burdens.
But more than that: this notion of effort does not teach us the real nature
of force; it reduces itself finally to a remembrance of muscular sensations,
and it will hardly be maintained that the sun feels a muscular sensation
when it draws the earth.
All that can there be sought is a symbol, less precise and less convenient
than the arrows the geometers use, but just as remote from the reality.
Anthropomorphism has played a considerable historic rôle in the genesis
of mechanics; perhaps it will still at times furnish a symbol which will
appear convenient to some minds; but it can not serve as foundation for
anything of a truly scientific or philosophic character.
'The School of the Thread.'—M. Andrade, in his Leçons de mécanique
physique, has rejuvenated anthropomorphic mechanics. To the school of
mechanics to which Kirchhoff belongs, he opposes that which he bizarrely
calls the school of the thread.
This school tries to reduce everything to "the consideration of certain
material systems of negligible mass, envisaged in the state of tension and
capable of transmitting considerable efforts to distant bodies, systems of
which the ideal type is the thread."
A thread which transmits any force is slightly elongated under the action
of this force; the direction of the thread tells us the direction of the force,
whose magnitude is measured by the elongation of the thread.
for instance, the subjective notion of warmth and cold to the physicist who
is studying heat. This subjective notion can not be translated into numbers,
therefore it is of no use; a scientist whose skin was an absolutely bad
conductor of heat and who, consequently, would never have felt either
sensations of cold or sensations of warmth, could read a thermometer just as
well as any one else, and that would suffice him for constructing the whole
theory of heat.
Now this immediate notion of effort is of no use to us for measuring
force; it is clear, for instance, that I should feel more fatigue in lifting a
weight of fifty kilos than a man accustomed to carry burdens.
But more than that: this notion of effort does not teach us the real nature
of force; it reduces itself finally to a remembrance of muscular sensations,
and it will hardly be maintained that the sun feels a muscular sensation
when it draws the earth.
All that can there be sought is a symbol, less precise and less convenient
than the arrows the geometers use, but just as remote from the reality.
Anthropomorphism has played a considerable historic rôle in the genesis
of mechanics; perhaps it will still at times furnish a symbol which will
appear convenient to some minds; but it can not serve as foundation for
anything of a truly scientific or philosophic character.
'The School of the Thread.'—M. Andrade, in his Leçons de mécanique
physique, has rejuvenated anthropomorphic mechanics. To the school of
mechanics to which Kirchhoff belongs, he opposes that which he bizarrely
calls the school of the thread.
This school tries to reduce everything to "the consideration of certain
material systems of negligible mass, envisaged in the state of tension and
capable of transmitting considerable efforts to distant bodies, systems of
which the ideal type is the thread."
A thread which transmits any force is slightly elongated under the action
of this force; the direction of the thread tells us the direction of the force,
whose magnitude is measured by the elongation of the thread.
Page 120
One may then conceive an experiment such as this. A body A is attached
to a thread; at the other extremity of the thread any force acts which varies
until the thread takes an elongation α; the acceleration of the body A is
noted; A is detached and the body B attached to the same thread; the same
force or another force acts anew, and is made to vary until the thread takes
again the elongation α; the acceleration of the body B is noted. The
experiment is then renewed with both A and B, but so that the thread takes
the elongation ßβ. The four observed accelerations should be proportional.
We have thus an experimental verification of the law of acceleration above
enunciated.
Or still better, a body is submitted to the simultaneous action of several
identical threads in equal tension, and by experiment it is sought what must
be the orientations of all these threads that the body may remain in
equilibrium. We have then an experimental verification of the law of the
composition of forces.
But, after all, what have we done? We have defined the force to which
the thread is subjected by the deformation undergone by this thread, which
is reasonable enough; we have further assumed that if a body is attached to
this thread, the effort transmitted to it by the thread is equal to the action
this body exercises on this thread; after all, we have therefore used the
principle of the equality of action and reaction, in considering it, not as an
experimental truth, but as the very definition of force.
This definition is just as conventional as Kirchhoff's, but far less general.
All forces are not transmitted by threads (besides, to be able to compare
them, they would all have to be transmitted by identical threads). Even if it
should be conceded that the earth is attached to the sun by some invisible
thread, at least it would be admitted that we have no means of measuring its
elongation.
Nine times out of ten, consequently, our definition would be at fault; no
sort of sense could be attributed to it, and it would be necessary to fall back
on Kirchhoff's.
Why then take this détour? You admit a certain definition of force which
has a meaning only in certain particular cases. In these cases you verify by
to a thread; at the other extremity of the thread any force acts which varies
until the thread takes an elongation α; the acceleration of the body A is
noted; A is detached and the body B attached to the same thread; the same
force or another force acts anew, and is made to vary until the thread takes
again the elongation α; the acceleration of the body B is noted. The
experiment is then renewed with both A and B, but so that the thread takes
the elongation ßβ. The four observed accelerations should be proportional.
We have thus an experimental verification of the law of acceleration above
enunciated.
Or still better, a body is submitted to the simultaneous action of several
identical threads in equal tension, and by experiment it is sought what must
be the orientations of all these threads that the body may remain in
equilibrium. We have then an experimental verification of the law of the
composition of forces.
But, after all, what have we done? We have defined the force to which
the thread is subjected by the deformation undergone by this thread, which
is reasonable enough; we have further assumed that if a body is attached to
this thread, the effort transmitted to it by the thread is equal to the action
this body exercises on this thread; after all, we have therefore used the
principle of the equality of action and reaction, in considering it, not as an
experimental truth, but as the very definition of force.
This definition is just as conventional as Kirchhoff's, but far less general.
All forces are not transmitted by threads (besides, to be able to compare
them, they would all have to be transmitted by identical threads). Even if it
should be conceded that the earth is attached to the sun by some invisible
thread, at least it would be admitted that we have no means of measuring its
elongation.
Nine times out of ten, consequently, our definition would be at fault; no
sort of sense could be attributed to it, and it would be necessary to fall back
on Kirchhoff's.
Why then take this détour? You admit a certain definition of force which
has a meaning only in certain particular cases. In these cases you verify by
Page 121
experiment that it leads to the law of acceleration. On the strength of this
experiment, you then take the law of acceleration as a definition of force in
all the other cases.
Would it not be simpler to consider the law of acceleration as a definition
in all cases, and to regard the experiments in question, not as verifications
of this law, but as verifications of the principle of reaction, or as
demonstrating that the deformations of an elastic body depend only on the
forces to which this body is subjected?
And this is without taking into account that the conditions under which
your definition could be accepted are never fulfilled except imperfectly, that
a thread is never without mass, that it is never removed from every force
except the reaction of the bodies attached to its extremities.
Andrade's ideas are nevertheless very interesting; if they do not satisfy
our logical craving, they make us understand better the historic genesis of
the fundamental ideas of mechanics. The reflections they suggest show us
how the human mind has raised itself from a naïve anthropomorphism to
the present conceptions of science.
We see at the start a very particular and in sum rather crude experiment;
at the finish, a law perfectly general, perfectly precise, the certainty of
which we regard as absolute. This certainty we ourselves have bestowed
upon it voluntarily, so to speak, by looking upon it as a convention.
Are the law of acceleration, the rule of the composition of forces then
only arbitrary conventions? Conventions, yes; arbitrary, no; they would be
if we lost sight of the experiments which led the creators of the science to
adopt them, and which, imperfect as they may be, suffice to justify them. It
is well that from time to time our attention is carried back to the
experimental origin of these conventions.
CHAPTER VII
Relative Motion and Absolute Motion
experiment, you then take the law of acceleration as a definition of force in
all the other cases.
Would it not be simpler to consider the law of acceleration as a definition
in all cases, and to regard the experiments in question, not as verifications
of this law, but as verifications of the principle of reaction, or as
demonstrating that the deformations of an elastic body depend only on the
forces to which this body is subjected?
And this is without taking into account that the conditions under which
your definition could be accepted are never fulfilled except imperfectly, that
a thread is never without mass, that it is never removed from every force
except the reaction of the bodies attached to its extremities.
Andrade's ideas are nevertheless very interesting; if they do not satisfy
our logical craving, they make us understand better the historic genesis of
the fundamental ideas of mechanics. The reflections they suggest show us
how the human mind has raised itself from a naïve anthropomorphism to
the present conceptions of science.
We see at the start a very particular and in sum rather crude experiment;
at the finish, a law perfectly general, perfectly precise, the certainty of
which we regard as absolute. This certainty we ourselves have bestowed
upon it voluntarily, so to speak, by looking upon it as a convention.
Are the law of acceleration, the rule of the composition of forces then
only arbitrary conventions? Conventions, yes; arbitrary, no; they would be
if we lost sight of the experiments which led the creators of the science to
adopt them, and which, imperfect as they may be, suffice to justify them. It
is well that from time to time our attention is carried back to the
experimental origin of these conventions.
CHAPTER VII
Relative Motion and Absolute Motion
Page 122
The Principle of Relative Motion.—The attempt has sometimes been
made to attach the law of acceleration to a more general principle. The
motion of any system must obey the same laws, whether it be referred to
fixed axes, or to movable axes carried along in a rectilinear and uniform
motion. This is the principle of relative motion, which forces itself upon us
for two reasons: first, the commonest experience confirms it, and second,
the contrary hypothesis is singularly repugnant to the mind.
Assume it then, and consider a body subjected to a force; the relative
motion of this body, in reference to an observer moving with a uniform
velocity equal to the initial velocity of the body, must be identical to what
its absolute motion would be if it started from rest. We conclude hence that
its acceleration can not depend upon its absolute velocity; the attempt has
even been made to derive from this a demonstration of the law of
acceleration.
There long were traces of this demonstration in the regulations for the
degree B. ès Sc. It is evident that this attempt is idle. The obstacle which
prevented our demonstrating the law of acceleration is that we had no
definition of force; this obstacle subsists in its entirety, since the principle
invoked has not furnished us the definition we lacked.
The principle of relative motion is none the less highly interesting and
deserves study for its own sake. Let us first try to enunciate it in a precise
manner.
We have said above that the accelerations of the different bodies forming
part of an isolated system depend only on their relative velocities and
positions, and not on their absolute velocities and positions, provided the
movable axes to which the relative motion is referred move uniformly in a
straight line. Or, if we prefer, their accelerations depend only on the
differences of their velocities and the differences of their coordinates, and
not on the absolute values of these velocities and coordinates.
If this principle is true for relative accelerations, or rather for differences
of acceleration, in combining it with the law of reaction we shall thence
deduce that it is still true of absolute accelerations.
made to attach the law of acceleration to a more general principle. The
motion of any system must obey the same laws, whether it be referred to
fixed axes, or to movable axes carried along in a rectilinear and uniform
motion. This is the principle of relative motion, which forces itself upon us
for two reasons: first, the commonest experience confirms it, and second,
the contrary hypothesis is singularly repugnant to the mind.
Assume it then, and consider a body subjected to a force; the relative
motion of this body, in reference to an observer moving with a uniform
velocity equal to the initial velocity of the body, must be identical to what
its absolute motion would be if it started from rest. We conclude hence that
its acceleration can not depend upon its absolute velocity; the attempt has
even been made to derive from this a demonstration of the law of
acceleration.
There long were traces of this demonstration in the regulations for the
degree B. ès Sc. It is evident that this attempt is idle. The obstacle which
prevented our demonstrating the law of acceleration is that we had no
definition of force; this obstacle subsists in its entirety, since the principle
invoked has not furnished us the definition we lacked.
The principle of relative motion is none the less highly interesting and
deserves study for its own sake. Let us first try to enunciate it in a precise
manner.
We have said above that the accelerations of the different bodies forming
part of an isolated system depend only on their relative velocities and
positions, and not on their absolute velocities and positions, provided the
movable axes to which the relative motion is referred move uniformly in a
straight line. Or, if we prefer, their accelerations depend only on the
differences of their velocities and the differences of their coordinates, and
not on the absolute values of these velocities and coordinates.
If this principle is true for relative accelerations, or rather for differences
of acceleration, in combining it with the law of reaction we shall thence
deduce that it is still true of absolute accelerations.
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It then remains to be seen how we may demonstrate that the differences
of the accelerations depend only on the differences of the velocities and of
the coordinates, or, to speak in mathematical language, that these
differences of coordinates satisfy differential equations of the second order.
Can this demonstration be deduced from experiments or from a priori
considerations?
Recalling what we have said above, the reader can answer for himself.
Thus enunciated, in fact, the principle of relative motion singularly
resembles what I called above the generalized principle of inertia; it is not
altogether the same thing, since it is a question of the differences of
coordinates and not of the coordinates themselves. The new principle
teaches us therefore something more than the old, but the same discussion is
applicable and would lead to the same conclusions; it is unnecessary to
return to it.
Newton's Argument.—Here we encounter a very important and even
somewhat disconcerting question. I have said the principle of relative
motion was for us not solely a result of experiment and that a priori every
contrary hypothesis would be repugnant to the mind.
But then, why is the principle true only if the motion of the movable axes
is rectilinear and uniform? It seems that it ought to impose itself upon us
with the same force, if this motion is varied, or at any rate if it reduces to a
uniform rotation. Now, in these two cases, the principle is not true. I will
not dwell long on the case where the motion of the axes is rectilinear
without being uniform; the paradox does not bear a moment's examination.
If I am on board, and if the train, striking any obstacle, stops suddenly, I
shall be thrown against the seat in front of me, although I have not been
directly subjected to any force. There is nothing mysterious in that; if I have
undergone the action of no external force, the train itself has experienced an
external impact. There can be nothing paradoxical in the relative motion of
two bodies being disturbed when the motion of one or the other is modified
by an external cause.
I will pause longer on the case of relative motions referred to axes which
rotate uniformly. If the heavens were always covered with clouds, if we had
of the accelerations depend only on the differences of the velocities and of
the coordinates, or, to speak in mathematical language, that these
differences of coordinates satisfy differential equations of the second order.
Can this demonstration be deduced from experiments or from a priori
considerations?
Recalling what we have said above, the reader can answer for himself.
Thus enunciated, in fact, the principle of relative motion singularly
resembles what I called above the generalized principle of inertia; it is not
altogether the same thing, since it is a question of the differences of
coordinates and not of the coordinates themselves. The new principle
teaches us therefore something more than the old, but the same discussion is
applicable and would lead to the same conclusions; it is unnecessary to
return to it.
Newton's Argument.—Here we encounter a very important and even
somewhat disconcerting question. I have said the principle of relative
motion was for us not solely a result of experiment and that a priori every
contrary hypothesis would be repugnant to the mind.
But then, why is the principle true only if the motion of the movable axes
is rectilinear and uniform? It seems that it ought to impose itself upon us
with the same force, if this motion is varied, or at any rate if it reduces to a
uniform rotation. Now, in these two cases, the principle is not true. I will
not dwell long on the case where the motion of the axes is rectilinear
without being uniform; the paradox does not bear a moment's examination.
If I am on board, and if the train, striking any obstacle, stops suddenly, I
shall be thrown against the seat in front of me, although I have not been
directly subjected to any force. There is nothing mysterious in that; if I have
undergone the action of no external force, the train itself has experienced an
external impact. There can be nothing paradoxical in the relative motion of
two bodies being disturbed when the motion of one or the other is modified
by an external cause.
I will pause longer on the case of relative motions referred to axes which
rotate uniformly. If the heavens were always covered with clouds, if we had
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no means of observing the stars, we nevertheless might conclude that the
earth turns round; we could learn this from its flattening or again by the
Foucault pendulum experiment.
And yet, in this case, would it have any meaning, to say the earth turns
round? If there is no absolute space, can one turn without turning in
reference to something else? and, on the other hand, how could we admit
Newton's conclusion and believe in absolute space?
But it does not suffice to ascertain that all possible solutions are equally
repugnant to us; we must analyze, in each case, the reasons for our
repugnance, so as to make our choice intelligently. The long discussion
which follows will therefore be excused.
Let us resume our fiction: thick clouds hide the stars from men, who can
not observe them and are ignorant even of their existence; how shall these
men know the earth turns round?
Even more than our ancestors, no doubt, they will regard the ground
which bears them as fixed and immovable; they will await much longer the
advent of a Copernicus. But in the end the Copernicus would come—how?
The students of mechanics in this world would not at first be confronted
with an absolute contradiction. In the theory of relative motion, besides real
forces, two fictitious forces are met which are called ordinary and
compound centrifugal force. Our imaginary scientists could therefore
explain everything by regarding these two forces as real, and they would
not see therein any contradiction of the generalized principle of inertia, for
these forces would depend, the one on the relative positions of the various
parts of the system, as real attractions do, the other on their relative
velocities, as real frictions do.
Many difficulties, however, would soon awaken their attention; if they
succeeded in realizing an isolated system, the center of gravity of this
system would not have an almost rectilinear path. They would invoke, to
explain this fact, the centrifugal forces which they would regard as real, and
which they would attribute no doubt to the mutual actions of the bodies.
Only they would not see these forces become null at great distances, that is
earth turns round; we could learn this from its flattening or again by the
Foucault pendulum experiment.
And yet, in this case, would it have any meaning, to say the earth turns
round? If there is no absolute space, can one turn without turning in
reference to something else? and, on the other hand, how could we admit
Newton's conclusion and believe in absolute space?
But it does not suffice to ascertain that all possible solutions are equally
repugnant to us; we must analyze, in each case, the reasons for our
repugnance, so as to make our choice intelligently. The long discussion
which follows will therefore be excused.
Let us resume our fiction: thick clouds hide the stars from men, who can
not observe them and are ignorant even of their existence; how shall these
men know the earth turns round?
Even more than our ancestors, no doubt, they will regard the ground
which bears them as fixed and immovable; they will await much longer the
advent of a Copernicus. But in the end the Copernicus would come—how?
The students of mechanics in this world would not at first be confronted
with an absolute contradiction. In the theory of relative motion, besides real
forces, two fictitious forces are met which are called ordinary and
compound centrifugal force. Our imaginary scientists could therefore
explain everything by regarding these two forces as real, and they would
not see therein any contradiction of the generalized principle of inertia, for
these forces would depend, the one on the relative positions of the various
parts of the system, as real attractions do, the other on their relative
velocities, as real frictions do.
Many difficulties, however, would soon awaken their attention; if they
succeeded in realizing an isolated system, the center of gravity of this
system would not have an almost rectilinear path. They would invoke, to
explain this fact, the centrifugal forces which they would regard as real, and
which they would attribute no doubt to the mutual actions of the bodies.
Only they would not see these forces become null at great distances, that is
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to say in proportion as the isolation was better realized; far from it;
centrifugal force increases indefinitely with the distance.
This difficulty would seem to them already sufficiently great; and yet it
would not stop them long; they would soon imagine some very subtile
medium, analogous to our ether, in which all bodies would be immersed
and which would exert a repellent action upon them.
But this is not all. Space is symmetric, and yet the laws of motion would
not show any symmetry; they would have to distinguish between right and
left. It would be seen for instance that cyclones turn always in the same
sense, whereas by reason of symmetry these winds should turn indifferently
in one sense and in the other. If our scientists by their labor had succeeded
in rendering their universe perfectly symmetric, this symmetry would not
remain, even though there was no apparent reason why it should be
disturbed in one sense rather than in the other.
They would get themselves out of the difficulty doubtless, they would
invent something which would be no more extraordinary than the glass
spheres of Ptolemy, and so it would go on, complications accumulating,
until the long-expected Copernicus sweeps them all away at a single stroke,
saying: It is much simpler to assume the earth turns round.
And just as our Copernicus said to us: It is more convenient to suppose
the earth turns round, since thus the laws of astronomy are expressible in a
much simpler language; this one would say: It is more convenient to
suppose the earth turns round, since thus the laws of mechanics are
expressible in a much simpler language.
This does not preclude maintaining that absolute space, that is to say the
mark to which it would be necessary to refer the earth to know whether it
really moves, has no objective existence. Hence, this affirmation: 'the earth
turns round' has no meaning, since it can be verified by no experiment;
since such an experiment, not only could not be either realized or dreamed
by the boldest Jules Verne, but can not be conceived of without
contradiction; or rather these two propositions: 'the earth turns round,' and,
'it is more convenient to suppose the earth turns round' have the same
meaning; there is nothing more in the one than in the other.
centrifugal force increases indefinitely with the distance.
This difficulty would seem to them already sufficiently great; and yet it
would not stop them long; they would soon imagine some very subtile
medium, analogous to our ether, in which all bodies would be immersed
and which would exert a repellent action upon them.
But this is not all. Space is symmetric, and yet the laws of motion would
not show any symmetry; they would have to distinguish between right and
left. It would be seen for instance that cyclones turn always in the same
sense, whereas by reason of symmetry these winds should turn indifferently
in one sense and in the other. If our scientists by their labor had succeeded
in rendering their universe perfectly symmetric, this symmetry would not
remain, even though there was no apparent reason why it should be
disturbed in one sense rather than in the other.
They would get themselves out of the difficulty doubtless, they would
invent something which would be no more extraordinary than the glass
spheres of Ptolemy, and so it would go on, complications accumulating,
until the long-expected Copernicus sweeps them all away at a single stroke,
saying: It is much simpler to assume the earth turns round.
And just as our Copernicus said to us: It is more convenient to suppose
the earth turns round, since thus the laws of astronomy are expressible in a
much simpler language; this one would say: It is more convenient to
suppose the earth turns round, since thus the laws of mechanics are
expressible in a much simpler language.
This does not preclude maintaining that absolute space, that is to say the
mark to which it would be necessary to refer the earth to know whether it
really moves, has no objective existence. Hence, this affirmation: 'the earth
turns round' has no meaning, since it can be verified by no experiment;
since such an experiment, not only could not be either realized or dreamed
by the boldest Jules Verne, but can not be conceived of without
contradiction; or rather these two propositions: 'the earth turns round,' and,
'it is more convenient to suppose the earth turns round' have the same
meaning; there is nothing more in the one than in the other.
Page 126
Perhaps one will not be content even with that, and will find it already
shocking that among all the hypotheses, or rather all the conventions we can
make on this subject, there is one more convenient than the others.
But if it has been admitted without difficulty when it was a question of
the laws of astronomy, why should it be shocking in that which concerns
mechanics?
We have seen that the coordinates of bodies are determined by
differential equations of the second order, and that so are the differences of
these coordinates. This is what we have called the generalized principle of
inertia and the principle of relative motion. If the distances of these bodies
were determined likewise by equations of the second order, it seems that the
mind ought to be entirely satisfied. In what measure does the mind get this
satisfaction and why is it not content with it?
To account for this, we had better take a simple example. I suppose a
system analogous to our solar system, but where one can not perceive fixed
stars foreign to this system, so that astronomers can observe only the mutual
distances of the planets and the sun, and not the absolute longitudes of the
planets. If we deduce directly from Newton's law the differential equations
which define the variation of these distances, these equations will not be of
the second order. I mean that if, besides Newton's law, one knew the initial
values of these distances and of their derivatives with respect to the time,
that would not suffice to determine the values of these same distances at a
subsequent instant. There would still be lacking one datum, and this datum
might be for instance what astronomers call the area-constant.
But here two different points of view may be taken; we may distinguish
two sorts of constants. To the eyes of the physicist the world reduces to a
series of phenomena, depending, on the one hand, solely upon the initial
phenomena; on the other hand, upon the laws which bind the consequents to
the antecedents. If then observation teaches us that a certain quantity is a
constant, we shall have the choice between two conceptions.
Either we shall assume that there is a law requiring this quantity not to
vary, but that by chance, at the beginning of the ages, it had, rather than
another, this value it has been forced to keep ever since. This quantity might
then be called an accidental constant.
shocking that among all the hypotheses, or rather all the conventions we can
make on this subject, there is one more convenient than the others.
But if it has been admitted without difficulty when it was a question of
the laws of astronomy, why should it be shocking in that which concerns
mechanics?
We have seen that the coordinates of bodies are determined by
differential equations of the second order, and that so are the differences of
these coordinates. This is what we have called the generalized principle of
inertia and the principle of relative motion. If the distances of these bodies
were determined likewise by equations of the second order, it seems that the
mind ought to be entirely satisfied. In what measure does the mind get this
satisfaction and why is it not content with it?
To account for this, we had better take a simple example. I suppose a
system analogous to our solar system, but where one can not perceive fixed
stars foreign to this system, so that astronomers can observe only the mutual
distances of the planets and the sun, and not the absolute longitudes of the
planets. If we deduce directly from Newton's law the differential equations
which define the variation of these distances, these equations will not be of
the second order. I mean that if, besides Newton's law, one knew the initial
values of these distances and of their derivatives with respect to the time,
that would not suffice to determine the values of these same distances at a
subsequent instant. There would still be lacking one datum, and this datum
might be for instance what astronomers call the area-constant.
But here two different points of view may be taken; we may distinguish
two sorts of constants. To the eyes of the physicist the world reduces to a
series of phenomena, depending, on the one hand, solely upon the initial
phenomena; on the other hand, upon the laws which bind the consequents to
the antecedents. If then observation teaches us that a certain quantity is a
constant, we shall have the choice between two conceptions.
Either we shall assume that there is a law requiring this quantity not to
vary, but that by chance, at the beginning of the ages, it had, rather than
another, this value it has been forced to keep ever since. This quantity might
then be called an accidental constant.
Page 127
Or else we shall assume, on the contrary, that there is a law of nature
which imposes upon this quantity such a value and not such another.
We shall then have what we may call an essential constant.
For example, in virtue of Newton's laws, the duration of the revolution of
the earth must be constant. But if it is 366 sidereal days and something over,
and not 300 or 400, this is in consequence of I know not what initial chance.
This is an accidental constant. If, on the contrary, the exponent of the
distance which figures in the expression of the attractive force is equal to −2
and not to −3, this is not by chance, but because Newton's law requires it.
This is an essential constant.
I know not whether this way of giving chance its part is legitimate in
itself, and whether this distinction is not somewhat artificial; it is certain at
least that, so long as nature shall have secrets, this distinction will be in
application extremely arbitrary and always precarious.
As to the area-constant, we are accustomed to regard it as accidental. Is it
certain our imaginary astronomers would do the same? If they could have
compared two different solar systems, they would have the idea that this
constant may have several different values; but my very supposition in the
beginning was that their system should appear as isolated, and that they
should observe no star foreign to it. Under these conditions, they would see
only one single constant which would have a single value absolutely
invariable; they would be led without any doubt to regard it as an essential
constant.
A word in passing to forestall an objection: the inhabitants of this
imaginary world could neither observe nor define the area-constant as we
do, since the absolute longitudes escape them; that would not preclude their
being quickly led to notice a certain constant which would introduce itself
naturally into their equations and which would be nothing but what we call
the area-constant.
But then see what would happen. If the area-constant is regarded as
essential, as depending upon a law of nature, to calculate the distances of
the planets at any instant it will suffice to know the initial values of these
distances and those of their first derivatives. From this new point of view,
which imposes upon this quantity such a value and not such another.
We shall then have what we may call an essential constant.
For example, in virtue of Newton's laws, the duration of the revolution of
the earth must be constant. But if it is 366 sidereal days and something over,
and not 300 or 400, this is in consequence of I know not what initial chance.
This is an accidental constant. If, on the contrary, the exponent of the
distance which figures in the expression of the attractive force is equal to −2
and not to −3, this is not by chance, but because Newton's law requires it.
This is an essential constant.
I know not whether this way of giving chance its part is legitimate in
itself, and whether this distinction is not somewhat artificial; it is certain at
least that, so long as nature shall have secrets, this distinction will be in
application extremely arbitrary and always precarious.
As to the area-constant, we are accustomed to regard it as accidental. Is it
certain our imaginary astronomers would do the same? If they could have
compared two different solar systems, they would have the idea that this
constant may have several different values; but my very supposition in the
beginning was that their system should appear as isolated, and that they
should observe no star foreign to it. Under these conditions, they would see
only one single constant which would have a single value absolutely
invariable; they would be led without any doubt to regard it as an essential
constant.
A word in passing to forestall an objection: the inhabitants of this
imaginary world could neither observe nor define the area-constant as we
do, since the absolute longitudes escape them; that would not preclude their
being quickly led to notice a certain constant which would introduce itself
naturally into their equations and which would be nothing but what we call
the area-constant.
But then see what would happen. If the area-constant is regarded as
essential, as depending upon a law of nature, to calculate the distances of
the planets at any instant it will suffice to know the initial values of these
distances and those of their first derivatives. From this new point of view,
Page 128
the distances will be determined by differential equations of the second
order.
Yet would the mind of these astronomers be completely satisfied? I do
not believe so; first, they would soon perceive that in differentiating their
equations and thus raising their order, these equations became much
simpler. And above all they would be struck by the difficulty which comes
from symmetry. It would be necessary to assume different laws, according
as the aggregate of the planets presented the figure of a certain polyhedron
or of the symmetric polyhedron, and one would escape from this
consequence only by regarding the area-constant as accidental.
I have taken a very special example, since I have supposed astronomers
who did not at all consider terrestrial mechanics, and whose view was
limited to the solar system. Our universe is more extended than theirs, as we
have fixed stars, but still it too is limited, and so we might reason on the
totality of our universe as the astronomers on their solar system.
Thus we see that finally we should be led to conclude that the equations
which define distances are of an order superior to the second. Why should
we be shocked at that, why do we find it perfectly natural for the series of
phenomena to depend upon the initial values of the first derivatives of these
distances, while we hesitate to admit that they may depend on the initial
values of the second derivatives? This can only be because of the habits of
mind created in us by the constant study of the generalized principle of
inertia and its consequences.
The values of the distances at any instant depend upon their initial values,
upon those of their first derivatives and also upon something else. What is
this something else?
If we will not admit that this may be simply one of the second
derivatives, we have only the choice of hypotheses. Either it may be
supposed, as is ordinarily done, that this something else is the absolute
orientation of the universe in space, or the rapidity with which this
orientation varies; and this supposition may be correct; it is certainly the
most convenient solution for geometry; it is not the most satisfactory for the
philosopher, because this orientation does not exist.
order.
Yet would the mind of these astronomers be completely satisfied? I do
not believe so; first, they would soon perceive that in differentiating their
equations and thus raising their order, these equations became much
simpler. And above all they would be struck by the difficulty which comes
from symmetry. It would be necessary to assume different laws, according
as the aggregate of the planets presented the figure of a certain polyhedron
or of the symmetric polyhedron, and one would escape from this
consequence only by regarding the area-constant as accidental.
I have taken a very special example, since I have supposed astronomers
who did not at all consider terrestrial mechanics, and whose view was
limited to the solar system. Our universe is more extended than theirs, as we
have fixed stars, but still it too is limited, and so we might reason on the
totality of our universe as the astronomers on their solar system.
Thus we see that finally we should be led to conclude that the equations
which define distances are of an order superior to the second. Why should
we be shocked at that, why do we find it perfectly natural for the series of
phenomena to depend upon the initial values of the first derivatives of these
distances, while we hesitate to admit that they may depend on the initial
values of the second derivatives? This can only be because of the habits of
mind created in us by the constant study of the generalized principle of
inertia and its consequences.
The values of the distances at any instant depend upon their initial values,
upon those of their first derivatives and also upon something else. What is
this something else?
If we will not admit that this may be simply one of the second
derivatives, we have only the choice of hypotheses. Either it may be
supposed, as is ordinarily done, that this something else is the absolute
orientation of the universe in space, or the rapidity with which this
orientation varies; and this supposition may be correct; it is certainly the
most convenient solution for geometry; it is not the most satisfactory for the
philosopher, because this orientation does not exist.
Page 129
Or it may be supposed that this something else is the position or the
velocity of some invisible body; this has been done by certain persons who
have even called it the body alpha, although we are doomed never to know
anything of this body but its name. This is an artifice entirely analogous to
that of which I spoke at the end of the paragraph devoted to my reflections
on the principle of inertia.
But, after all, the difficulty is artificial. Provided the future indications of
our instruments can depend only on the indications they have given us or
would have given us formerly, this is all that is necessary. Now as to this we
may rest easy.
CHAPTER VIII
Energy and Thermodynamics
Energetics.—The difficulties inherent in the classic mechanics have led
certain minds to prefer a new system they call energetics.
Energetics took its rise as an outcome of the discovery of the principle of
the conservation of energy. Helmholtz gave it its final form.
It begins by defining two quantities which play the fundamental rôle in
this theory. They are kinetic energy, or vis viva, and potential energy.
All the changes which bodies in nature can undergo are regulated by two
experimental laws:
1º The sum of kinetic energy and potential energy is constant. This is the
principle of the conservation of energy.
2º If a system of bodies is at A at the time t0 and at B at the time t1, it
always goes from the first situation to the second in such a way that the
mean value of the difference between the two sorts of energy, in the interval
of time which separates the two epochs t0 and t1, may be as small as
possible.
velocity of some invisible body; this has been done by certain persons who
have even called it the body alpha, although we are doomed never to know
anything of this body but its name. This is an artifice entirely analogous to
that of which I spoke at the end of the paragraph devoted to my reflections
on the principle of inertia.
But, after all, the difficulty is artificial. Provided the future indications of
our instruments can depend only on the indications they have given us or
would have given us formerly, this is all that is necessary. Now as to this we
may rest easy.
CHAPTER VIII
Energy and Thermodynamics
Energetics.—The difficulties inherent in the classic mechanics have led
certain minds to prefer a new system they call energetics.
Energetics took its rise as an outcome of the discovery of the principle of
the conservation of energy. Helmholtz gave it its final form.
It begins by defining two quantities which play the fundamental rôle in
this theory. They are kinetic energy, or vis viva, and potential energy.
All the changes which bodies in nature can undergo are regulated by two
experimental laws:
1º The sum of kinetic energy and potential energy is constant. This is the
principle of the conservation of energy.
2º If a system of bodies is at A at the time t0 and at B at the time t1, it
always goes from the first situation to the second in such a way that the
mean value of the difference between the two sorts of energy, in the interval
of time which separates the two epochs t0 and t1, may be as small as
possible.
Page 130
This is Hamilton's principle, which is one of the forms of the principle of
least action.
The energetic theory has the following advantages over the classic
theory:
1º It is less incomplete; that is to say, Hamilton's principle and that of the
conservation of energy teach us more than the fundamental principles of the
classic theory, and exclude certain motions not realized in nature and which
would be compatible with the classic theory:
2º It saves us the hypothesis of atoms, which it was almost impossible to
avoid with the classic theory.
But it raises in its turn new difficulties:
The definitions of the two sorts of energy would raise difficulties almost
as great as those of force and mass in the first system. Yet they may be
gotten over more easily, at least in the simplest cases.
Suppose an isolated system formed of a certain number of material
points; suppose these points subjected to forces depending only on their
relative position and their mutual distances, and independent of their
velocities. In virtue of the principle of the conservation of energy, a function
of forces must exist.
In this simple case the enunciation of the principle of the conservation of
energy is of extreme simplicity. A certain quantity, accessible to experiment,
must remain constant. This quantity is the sum of two terms; the first
depends only on the position of the material points and is independent of
their velocities; the second is proportional to the square of these velocities.
This resolution can take place only in a single way.
The first of these terms, which I shall call U, will be the potential energy;
the second, which I shall call T, will be the kinetic energy.
It is true that if T + U is a constant, so is any function of T + U,
Φ (T + U).
least action.
The energetic theory has the following advantages over the classic
theory:
1º It is less incomplete; that is to say, Hamilton's principle and that of the
conservation of energy teach us more than the fundamental principles of the
classic theory, and exclude certain motions not realized in nature and which
would be compatible with the classic theory:
2º It saves us the hypothesis of atoms, which it was almost impossible to
avoid with the classic theory.
But it raises in its turn new difficulties:
The definitions of the two sorts of energy would raise difficulties almost
as great as those of force and mass in the first system. Yet they may be
gotten over more easily, at least in the simplest cases.
Suppose an isolated system formed of a certain number of material
points; suppose these points subjected to forces depending only on their
relative position and their mutual distances, and independent of their
velocities. In virtue of the principle of the conservation of energy, a function
of forces must exist.
In this simple case the enunciation of the principle of the conservation of
energy is of extreme simplicity. A certain quantity, accessible to experiment,
must remain constant. This quantity is the sum of two terms; the first
depends only on the position of the material points and is independent of
their velocities; the second is proportional to the square of these velocities.
This resolution can take place only in a single way.
The first of these terms, which I shall call U, will be the potential energy;
the second, which I shall call T, will be the kinetic energy.
It is true that if T + U is a constant, so is any function of T + U,
Φ (T + U).
Page 131
But this function Φ (T + U) will not be the sum of two terms the one
independent of the velocities, the other proportional to the square of these
velocities. Among the functions which remain constant there is only one
which enjoys this property, that is T + U (or a linear function of T + U,
which comes to the same thing, since this linear function may always be
reduced to T + U by change of unit and of origin). This then is what we
shall call energy; the first term we shall call potential energy and the second
kinetic energy. The definition of the two sorts of energy can therefore be
carried through without any ambiguity.
It is the same with the definition of the masses. Kinetic energy, or vis
viva, is expressed very simply by the aid of the masses and the relative
velocities of all the material points with reference to one of them. These
relative velocities are accessible to observation, and, when we know the
expression of the kinetic energy as function of these relative velocities, the
coefficients of this expression will give us the masses.
Thus, in this simple case, the fundamental ideas may be defined without
difficulty. But the difficulties reappear in the more complicated cases and,
for instance, if the forces, in lieu of depending only on the distances,
depend also on the velocities. For example, Weber supposes the mutual
action of two electric molecules to depend not only on their distance, but on
their velocity and their acceleration. If material points should attract each
other according to an analogous law, U would depend on the velocity, and
might contain a term proportional to the square of the velocity.
Among the terms proportional to the squares of the velocities, how
distinguish those which come from T or from U? Consequently, how
distinguish the two parts of energy?
But still more; how define energy itself? We no longer have any reason to
take as definition T + U rather than any other function of T + U, when the
property which characterized T + U has disappeared, that, namely, of being
the sum of two terms of a particular form.
But this is not all; it is necessary to take account, not only of mechanical
energy properly so called, but of the other forms of energy, heat, chemical
energy, electric energy, etc. The principle of the conservation of energy
should be written:
independent of the velocities, the other proportional to the square of these
velocities. Among the functions which remain constant there is only one
which enjoys this property, that is T + U (or a linear function of T + U,
which comes to the same thing, since this linear function may always be
reduced to T + U by change of unit and of origin). This then is what we
shall call energy; the first term we shall call potential energy and the second
kinetic energy. The definition of the two sorts of energy can therefore be
carried through without any ambiguity.
It is the same with the definition of the masses. Kinetic energy, or vis
viva, is expressed very simply by the aid of the masses and the relative
velocities of all the material points with reference to one of them. These
relative velocities are accessible to observation, and, when we know the
expression of the kinetic energy as function of these relative velocities, the
coefficients of this expression will give us the masses.
Thus, in this simple case, the fundamental ideas may be defined without
difficulty. But the difficulties reappear in the more complicated cases and,
for instance, if the forces, in lieu of depending only on the distances,
depend also on the velocities. For example, Weber supposes the mutual
action of two electric molecules to depend not only on their distance, but on
their velocity and their acceleration. If material points should attract each
other according to an analogous law, U would depend on the velocity, and
might contain a term proportional to the square of the velocity.
Among the terms proportional to the squares of the velocities, how
distinguish those which come from T or from U? Consequently, how
distinguish the two parts of energy?
But still more; how define energy itself? We no longer have any reason to
take as definition T + U rather than any other function of T + U, when the
property which characterized T + U has disappeared, that, namely, of being
the sum of two terms of a particular form.
But this is not all; it is necessary to take account, not only of mechanical
energy properly so called, but of the other forms of energy, heat, chemical
energy, electric energy, etc. The principle of the conservation of energy
should be written:
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T + U + Q = const.
where T would represent the sensible kinetic energy, U the potential energy
of position, depending only on the position of the bodies, Q the internal
molecular energy, under the thermal, chemic or electric form.
All would go well if these three terms were absolutely distinct, if T were
proportional to the square of the velocities, U independent of these
velocities and of the state of the bodies, Q independent of the velocities and
of the positions of the bodies and dependent only on their internal state.
The expression for the energy could be resolved only in one single way
into three terms of this form.
But this is not the case; consider electrified bodies; the electrostatic
energy due to their mutual action will evidently depend upon their charge,
that is to say, on their state; but it will equally depend upon their position. If
these bodies are in motion, they will act one upon another
electrodynamically and the electrodynamic energy will depend not only
upon their state and their position, but upon their velocities.
We therefore no longer have any means of making the separation of the
terms which should make part of T, of U and of Q, and of separating the
three parts of energy.
If (T + U + Q) is constant so is any function Φ (T + U + Q).
If T + U + Q were of the particular form I have above considered, no
ambiguity would result; among the functions Φ (T + U + Q) which remain
constant, there would only be one of this particular form, and that I should
convene to call energy.
But as I have said, this is not rigorously the case; among the functions
which remain constant, there is none which can be put rigorously under this
particular form; hence, how choose among them the one which should be
called energy? We no longer have anything to guide us in our choice.
There only remains for us one enunciation of the principle of the
conservation of energy: There is something which remains constant. Under
this form it is in its turn out of the reach of experiment and reduces to a sort
where T would represent the sensible kinetic energy, U the potential energy
of position, depending only on the position of the bodies, Q the internal
molecular energy, under the thermal, chemic or electric form.
All would go well if these three terms were absolutely distinct, if T were
proportional to the square of the velocities, U independent of these
velocities and of the state of the bodies, Q independent of the velocities and
of the positions of the bodies and dependent only on their internal state.
The expression for the energy could be resolved only in one single way
into three terms of this form.
But this is not the case; consider electrified bodies; the electrostatic
energy due to their mutual action will evidently depend upon their charge,
that is to say, on their state; but it will equally depend upon their position. If
these bodies are in motion, they will act one upon another
electrodynamically and the electrodynamic energy will depend not only
upon their state and their position, but upon their velocities.
We therefore no longer have any means of making the separation of the
terms which should make part of T, of U and of Q, and of separating the
three parts of energy.
If (T + U + Q) is constant so is any function Φ (T + U + Q).
If T + U + Q were of the particular form I have above considered, no
ambiguity would result; among the functions Φ (T + U + Q) which remain
constant, there would only be one of this particular form, and that I should
convene to call energy.
But as I have said, this is not rigorously the case; among the functions
which remain constant, there is none which can be put rigorously under this
particular form; hence, how choose among them the one which should be
called energy? We no longer have anything to guide us in our choice.
There only remains for us one enunciation of the principle of the
conservation of energy: There is something which remains constant. Under
this form it is in its turn out of the reach of experiment and reduces to a sort
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of tautology. It is clear that if the world is governed by laws, there will be
quantities which will remain constant. Like Newton's laws, and, for an
analogous reason, the principle of the conservation of energy, founded on
experiment, could no longer be invalidated by it.
This discussion shows that in passing from the classic to the energetic
system progress has been made; but at the same time it shows this progress
is insufficient.
Another objection seems to me still more grave: the principle of least
action is applicable to reversible phenomena; but it is not at all satisfactory
in so far as irreversible phenomena are concerned; the attempt by
Helmholtz to extend it to this kind of phenomena did not succeed and could
not succeed; in this regard everything remains to be done. The very
statement of the principle of least action has something about it repugnant
to the mind. To go from one point to another, a material molecule, acted
upon by no force, but required to move on a surface, will take the geodesic
line, that is to say, the shortest path.
This molecule seems to know the point whither it is to go, to foresee the
time it would take to reach it by such and such a route, and then to choose
the most suitable path. The statement presents the molecule to us, so to
speak, as a living and free being. Clearly it would be better to replace it by
an enunciation less objectionable, and where, as the philosophers would
say, final causes would not seem to be substituted for efficient causes.
Thermodynamics.[4]—The rôle of the two fundamental principles of
thermodynamics in all branches of natural philosophy becomes daily more
important. Abandoning the ambitious theories of forty years ago, which
were encumbered by molecular hypotheses, we are trying to-day to erect
upon thermodynamics alone the entire edifice of mathematical physics. Will
the two principles of Mayer and of Clausius assure to it foundations solid
enough for it to last some time? No one doubts it; but whence comes this
confidence?
An eminent physicist said to me one day à propos of the law of errors:
"All the world believes it firmly, because the mathematicians imagine that it
is a fact of observation, and the observers that it is a theorem of
quantities which will remain constant. Like Newton's laws, and, for an
analogous reason, the principle of the conservation of energy, founded on
experiment, could no longer be invalidated by it.
This discussion shows that in passing from the classic to the energetic
system progress has been made; but at the same time it shows this progress
is insufficient.
Another objection seems to me still more grave: the principle of least
action is applicable to reversible phenomena; but it is not at all satisfactory
in so far as irreversible phenomena are concerned; the attempt by
Helmholtz to extend it to this kind of phenomena did not succeed and could
not succeed; in this regard everything remains to be done. The very
statement of the principle of least action has something about it repugnant
to the mind. To go from one point to another, a material molecule, acted
upon by no force, but required to move on a surface, will take the geodesic
line, that is to say, the shortest path.
This molecule seems to know the point whither it is to go, to foresee the
time it would take to reach it by such and such a route, and then to choose
the most suitable path. The statement presents the molecule to us, so to
speak, as a living and free being. Clearly it would be better to replace it by
an enunciation less objectionable, and where, as the philosophers would
say, final causes would not seem to be substituted for efficient causes.
Thermodynamics.[4]—The rôle of the two fundamental principles of
thermodynamics in all branches of natural philosophy becomes daily more
important. Abandoning the ambitious theories of forty years ago, which
were encumbered by molecular hypotheses, we are trying to-day to erect
upon thermodynamics alone the entire edifice of mathematical physics. Will
the two principles of Mayer and of Clausius assure to it foundations solid
enough for it to last some time? No one doubts it; but whence comes this
confidence?
An eminent physicist said to me one day à propos of the law of errors:
"All the world believes it firmly, because the mathematicians imagine that it
is a fact of observation, and the observers that it is a theorem of
Page 134
mathematics." It was long so for the principle of the conservation of energy.
It is no longer so to-day; no one is ignorant that this is an experimental fact.
But then what gives us the right to attribute to the principle itself more
generality and more precision than to the experiments which have served to
demonstrate it? This is to ask whether it is legitimate, as is done every day,
to generalize empirical data, and I shall not have the presumption to discuss
this question, after so many philosophers have vainly striven to solve it.
One thing is certain; if this power were denied us, science could not exist
or, at least, reduced to a sort of inventory, to the ascertaining of isolated
facts, it would have no value for us, since it could give no satisfaction to our
craving for order and harmony and since it would be at the same time
incapable of foreseeing. As the circumstances which have preceded any fact
will probably never be simultaneously reproduced, a first generalization is
already necessary to foresee whether this fact will be reproduced again after
the least of these circumstances shall be changed.
But every proposition may be generalized in an infinity of ways. Among
all the generalizations possible, we must choose, and we can only choose
the simplest. We are therefore led to act as if a simple law were, other things
being equal, more probable than a complicated law.
Half a century ago this was frankly confessed, and it was proclaimed that
nature loves simplicity; she has since too often given us the lie. To-day we
no longer confess this tendency, and we retain only so much of it as is
indispensable if science is not to become impossible.
In formulating a general, simple and precise law on the basis of
experiments relatively few and presenting certain divergences, we have
therefore only obeyed a necessity from which the human mind can not free
itself.
But there is something more, and this is why I dwell upon the point.
No one doubts that Mayer's principle is destined to survive all the
particular laws from which it was obtained, just as Newton's law has
survived Kepler's laws, from which it sprang, and which are only
approximative if account be taken of perturbations.
It is no longer so to-day; no one is ignorant that this is an experimental fact.
But then what gives us the right to attribute to the principle itself more
generality and more precision than to the experiments which have served to
demonstrate it? This is to ask whether it is legitimate, as is done every day,
to generalize empirical data, and I shall not have the presumption to discuss
this question, after so many philosophers have vainly striven to solve it.
One thing is certain; if this power were denied us, science could not exist
or, at least, reduced to a sort of inventory, to the ascertaining of isolated
facts, it would have no value for us, since it could give no satisfaction to our
craving for order and harmony and since it would be at the same time
incapable of foreseeing. As the circumstances which have preceded any fact
will probably never be simultaneously reproduced, a first generalization is
already necessary to foresee whether this fact will be reproduced again after
the least of these circumstances shall be changed.
But every proposition may be generalized in an infinity of ways. Among
all the generalizations possible, we must choose, and we can only choose
the simplest. We are therefore led to act as if a simple law were, other things
being equal, more probable than a complicated law.
Half a century ago this was frankly confessed, and it was proclaimed that
nature loves simplicity; she has since too often given us the lie. To-day we
no longer confess this tendency, and we retain only so much of it as is
indispensable if science is not to become impossible.
In formulating a general, simple and precise law on the basis of
experiments relatively few and presenting certain divergences, we have
therefore only obeyed a necessity from which the human mind can not free
itself.
But there is something more, and this is why I dwell upon the point.
No one doubts that Mayer's principle is destined to survive all the
particular laws from which it was obtained, just as Newton's law has
survived Kepler's laws, from which it sprang, and which are only
approximative if account be taken of perturbations.
Page 135
Why does this principle occupy thus a sort of privileged place among all
the physical laws? There are many little reasons for it.
First of all it is believed that we could not reject it or even doubt its
absolute rigor without admitting the possibility of perpetual motion; of
course we are on our guard at such a prospect, and we think ourselves less
rash in affirming Mayer's principle than in denying it.
That is perhaps not wholly accurate; the impossibility of perpetual
motion implies the conservation of energy only for reversible phenomena.
The imposing simplicity of Mayer's principle likewise contributes to
strengthen our faith. In a law deduced immediately from experiment, like
Mariotte's, this simplicity would rather seem to us a reason for distrust; but
here this is no longer the case; we see elements, at first sight disparate,
arrange themselves in an unexpected order and form a harmonious whole;
and we refuse to believe that an unforeseen harmony may be a simple effect
of chance. It seems that our conquest is the dearer to us the more effort it
has cost us, or that we are the surer of having wrested her true secret from
nature the more jealously she has hidden it from us.
But those are only little reasons; to establish Mayer's law as an absolute
principle, a more profound discussion is necessary. But if this be attempted,
it is seen that this absolute principle is not even easy to state.
In each particular case it is clearly seen what energy is and at least a
provisional definition of it can be given; but it is impossible to find a
general definition for it.
If we try to enunciate the principle in all its generality and apply it to the
universe, we see it vanish, so to speak, and nothing is left but this: There is
something which remains constant.
But has even this any meaning? In the determinist hypothesis, the state of
the universe is determined by an extremely great number n of parameters
which I shall call x1, x2, ... xn. As soon as the values of these n parameters at
any instant are known, their derivatives with respect to the time are likewise
known and consequently the values of these same parameters at a preceding
the physical laws? There are many little reasons for it.
First of all it is believed that we could not reject it or even doubt its
absolute rigor without admitting the possibility of perpetual motion; of
course we are on our guard at such a prospect, and we think ourselves less
rash in affirming Mayer's principle than in denying it.
That is perhaps not wholly accurate; the impossibility of perpetual
motion implies the conservation of energy only for reversible phenomena.
The imposing simplicity of Mayer's principle likewise contributes to
strengthen our faith. In a law deduced immediately from experiment, like
Mariotte's, this simplicity would rather seem to us a reason for distrust; but
here this is no longer the case; we see elements, at first sight disparate,
arrange themselves in an unexpected order and form a harmonious whole;
and we refuse to believe that an unforeseen harmony may be a simple effect
of chance. It seems that our conquest is the dearer to us the more effort it
has cost us, or that we are the surer of having wrested her true secret from
nature the more jealously she has hidden it from us.
But those are only little reasons; to establish Mayer's law as an absolute
principle, a more profound discussion is necessary. But if this be attempted,
it is seen that this absolute principle is not even easy to state.
In each particular case it is clearly seen what energy is and at least a
provisional definition of it can be given; but it is impossible to find a
general definition for it.
If we try to enunciate the principle in all its generality and apply it to the
universe, we see it vanish, so to speak, and nothing is left but this: There is
something which remains constant.
But has even this any meaning? In the determinist hypothesis, the state of
the universe is determined by an extremely great number n of parameters
which I shall call x1, x2, ... xn. As soon as the values of these n parameters at
any instant are known, their derivatives with respect to the time are likewise
known and consequently the values of these same parameters at a preceding
Page 136
or subsequent instant can be calculated. In other words, these n parameters
satisfy n differential equations of the first order.
These equations admit of n − 1 integrals and consequently there are n − 1
functions of x1, x2,... xn, which remain constant. If then we say there is
something which remains constant, we only utter a tautology. We should
even be puzzled to say which among all our integrals should retain the
name of energy.
Besides, Mayer's principle is not understood in this sense when it is
applied to a limited system. It is then assumed that p of our parameters vary
independently, so that we only have n − p relations, generally linear,
between our n parameters and their derivatives.
To simplify the enunciation, suppose that the sum of the work of the
external forces is null, as well as that of the quantities of heat given off to
the outside. Then the signification of our principle will be:
There is a combination of these n − p relations whose first member is an
exact differential; and then this differential vanishing in virtue of our n − p
relations, its integral is a constant and this integral is called energy.
But how can it be possible that there are several parameters whose
variations are independent? That can only happen under the influence of
external forces (although we have supposed, for simplicity, that the
algebraic sum of the effects of these forces is null). In fact, if the system
were completely isolated from all external action, the values of our n
parameters at a given instant would suffice to determine the state of the
system at any subsequent instant, provided always we retain the determinist
hypothesis; we come back therefore to the same difficulty as above.
If the future state of the system is not entirely determined by its present
state, this is because it depends besides upon the state of bodies external to
the system. But then is it probable that there exist between the parameters
xi, which define the state of the system, equations independent of this state
of the external bodies? and if in certain cases we believe we can find such,
is this not solely in consequence of our ignorance and because the influence
of these bodies is too slight for our experimenting to detect it?
satisfy n differential equations of the first order.
These equations admit of n − 1 integrals and consequently there are n − 1
functions of x1, x2,... xn, which remain constant. If then we say there is
something which remains constant, we only utter a tautology. We should
even be puzzled to say which among all our integrals should retain the
name of energy.
Besides, Mayer's principle is not understood in this sense when it is
applied to a limited system. It is then assumed that p of our parameters vary
independently, so that we only have n − p relations, generally linear,
between our n parameters and their derivatives.
To simplify the enunciation, suppose that the sum of the work of the
external forces is null, as well as that of the quantities of heat given off to
the outside. Then the signification of our principle will be:
There is a combination of these n − p relations whose first member is an
exact differential; and then this differential vanishing in virtue of our n − p
relations, its integral is a constant and this integral is called energy.
But how can it be possible that there are several parameters whose
variations are independent? That can only happen under the influence of
external forces (although we have supposed, for simplicity, that the
algebraic sum of the effects of these forces is null). In fact, if the system
were completely isolated from all external action, the values of our n
parameters at a given instant would suffice to determine the state of the
system at any subsequent instant, provided always we retain the determinist
hypothesis; we come back therefore to the same difficulty as above.
If the future state of the system is not entirely determined by its present
state, this is because it depends besides upon the state of bodies external to
the system. But then is it probable that there exist between the parameters
xi, which define the state of the system, equations independent of this state
of the external bodies? and if in certain cases we believe we can find such,
is this not solely in consequence of our ignorance and because the influence
of these bodies is too slight for our experimenting to detect it?
Page 137
If the system is not regarded as completely isolated, it is probable that the
rigorously exact expression of its internal energy will depend on the state of
the external bodies. Again, I have above supposed the sum of the external
work was null, and if we try to free ourselves from this rather artificial
restriction, the enunciation becomes still more difficult.
To formulate Mayer's principle in an absolute sense, it is therefore
necessary to extend it to the whole universe, and then we find ourselves
face to face with the very difficulty we sought to avoid.
In conclusion, using ordinary language, the law of the conservation of
energy can have only one signification, which is that there is a property
common to all the possibilities; but on the determinist hypothesis there is
only a single possibility, and then the law has no longer any meaning.
On the indeterminist hypothesis, on the contrary, it would have a
meaning, even if it were taken in an absolute sense; it would appear as a
limitation imposed upon freedom.
But this word reminds me that I am digressing and am on the point of
leaving the domain of mathematics and physics. I check myself therefore
and will stress of all this discussion only one impression, that Mayer's law
is a form flexible enough for us to put into it almost whatever we wish. By
that I do not mean it corresponds to no objective reality, nor that it reduces
itself to a mere tautology, since, in each particular case, and provided one
does not try to push to the absolute, it has a perfectly clear meaning.
This flexibility is a reason for believing in its permanence, and as, on the
other hand, it will disappear only to lose itself in a higher harmony, we may
work with confidence, supporting ourselves upon it, certain beforehand that
our labor will not be lost.
Almost everything I have just said applies to the principle of Clausius.
What distinguishes it is that it is expressed by an inequality. Perhaps it will
be said it is the same with all physical laws, since their precision is always
limited by errors of observation. But they at least claim to be first
approximations, and it is hoped to replace them little by little by laws more
and more precise. If, on the other hand, the principle of Clausius reduces to
rigorously exact expression of its internal energy will depend on the state of
the external bodies. Again, I have above supposed the sum of the external
work was null, and if we try to free ourselves from this rather artificial
restriction, the enunciation becomes still more difficult.
To formulate Mayer's principle in an absolute sense, it is therefore
necessary to extend it to the whole universe, and then we find ourselves
face to face with the very difficulty we sought to avoid.
In conclusion, using ordinary language, the law of the conservation of
energy can have only one signification, which is that there is a property
common to all the possibilities; but on the determinist hypothesis there is
only a single possibility, and then the law has no longer any meaning.
On the indeterminist hypothesis, on the contrary, it would have a
meaning, even if it were taken in an absolute sense; it would appear as a
limitation imposed upon freedom.
But this word reminds me that I am digressing and am on the point of
leaving the domain of mathematics and physics. I check myself therefore
and will stress of all this discussion only one impression, that Mayer's law
is a form flexible enough for us to put into it almost whatever we wish. By
that I do not mean it corresponds to no objective reality, nor that it reduces
itself to a mere tautology, since, in each particular case, and provided one
does not try to push to the absolute, it has a perfectly clear meaning.
This flexibility is a reason for believing in its permanence, and as, on the
other hand, it will disappear only to lose itself in a higher harmony, we may
work with confidence, supporting ourselves upon it, certain beforehand that
our labor will not be lost.
Almost everything I have just said applies to the principle of Clausius.
What distinguishes it is that it is expressed by an inequality. Perhaps it will
be said it is the same with all physical laws, since their precision is always
limited by errors of observation. But they at least claim to be first
approximations, and it is hoped to replace them little by little by laws more
and more precise. If, on the other hand, the principle of Clausius reduces to
Page 138
an inequality, this is not caused by the imperfection of our means of
observation, but by the very nature of the question.
General Conclusions on Part Third
The principles of mechanics, then, present themselves to us under two
different aspects. On the one hand, they are truths founded on experiment
and approximately verified so far as concerns almost isolated systems. On
the other hand, they are postulates applicable to the totality of the universe
and regarded as rigorously true.
If these postulates possess a generality and a certainty which are lacking
to the experimental verities whence they are drawn, this is because they
reduce in the last analysis to a mere convention which we have the right to
make, because we are certain beforehand that no experiment can ever
contradict it.
This convention, however, is not absolutely arbitrary; it does not spring
from our caprice; we adopt it because certain experiments have shown us
that it would be convenient.
Thus is explained how experiment could make the principles of
mechanics, and yet why it can not overturn them.
Compare with geometry: The fundamental propositions of geometry, as
for instance Euclid's postulate, are nothing more than conventions, and it is
just as unreasonable to inquire whether they are true or false as to ask
whether the metric system is true or false.
Only, these conventions are convenient, and it is certain experiments
which have taught us that.
At first blush, the analogy is complete; the rôle of experiment seems the
same. One will therefore be tempted to say: Either mechanics must be
regarded as an experimental science, and then the same must hold for
geometry; or else, on the contrary, geometry is a deductive science, and
then one may say as much of mechanics.
Such a conclusion would be illegitimate. The experiments which have led
us to adopt as more convenient the fundamental conventions of geometry
observation, but by the very nature of the question.
General Conclusions on Part Third
The principles of mechanics, then, present themselves to us under two
different aspects. On the one hand, they are truths founded on experiment
and approximately verified so far as concerns almost isolated systems. On
the other hand, they are postulates applicable to the totality of the universe
and regarded as rigorously true.
If these postulates possess a generality and a certainty which are lacking
to the experimental verities whence they are drawn, this is because they
reduce in the last analysis to a mere convention which we have the right to
make, because we are certain beforehand that no experiment can ever
contradict it.
This convention, however, is not absolutely arbitrary; it does not spring
from our caprice; we adopt it because certain experiments have shown us
that it would be convenient.
Thus is explained how experiment could make the principles of
mechanics, and yet why it can not overturn them.
Compare with geometry: The fundamental propositions of geometry, as
for instance Euclid's postulate, are nothing more than conventions, and it is
just as unreasonable to inquire whether they are true or false as to ask
whether the metric system is true or false.
Only, these conventions are convenient, and it is certain experiments
which have taught us that.
At first blush, the analogy is complete; the rôle of experiment seems the
same. One will therefore be tempted to say: Either mechanics must be
regarded as an experimental science, and then the same must hold for
geometry; or else, on the contrary, geometry is a deductive science, and
then one may say as much of mechanics.
Such a conclusion would be illegitimate. The experiments which have led
us to adopt as more convenient the fundamental conventions of geometry
Page 139
bear on objects which have nothing in common with those geometry
studies; they bear on the properties of solid bodies, on the rectilinear
propagation of light. They are experiments of mechanics, experiments of
optics; they can not in any way be regarded as experiments of geometry.
And even the principal reason why our geometry seems convenient to us is
that the different parts of our body, our eye, our limbs, have the properties
of solid bodies. On this account, our fundamental experiments are
preeminently physiological experiments, which bear, not on space which is
the object the geometer must study, but on his body, that is to say, on the
instrument he must use for this study.
On the contrary, the fundamental conventions of mechanics, and the
experiments which prove to us that they are convenient, bear on exactly the
same objects or on analogous objects. The conventional and general
principles are the natural and direct generalization of the experimental and
particular principles.
Let it not be said that thus I trace artificial frontiers between the sciences;
that if I separate by a barrier geometry properly so called from the study of
solid bodies, I could just as well erect one between experimental mechanics
and the conventional mechanics of the general principles. In fact, who does
not see that in separating these two sciences I mutilate them both, and that
what will remain of conventional mechanics when it shall be isolated will
be only a very small thing and can in no way be compared to that superb
body of doctrine called geometry?
One sees now why the teaching of mechanics should remain
experimental.
Only thus can it make us comprehend the genesis of the science, and that
is indispensable for the complete understanding of the science itself.
Besides, if we study mechanics, it is to apply it; and we can apply it only
if it remains objective. Now, as we have seen, what the principles gain in
generality and certainty they lose in objectivity. It is, therefore, above all
with the objective side of the principles that we must be familiarized early,
and that can be done only by going from the particular to the general,
instead of the inverse.
studies; they bear on the properties of solid bodies, on the rectilinear
propagation of light. They are experiments of mechanics, experiments of
optics; they can not in any way be regarded as experiments of geometry.
And even the principal reason why our geometry seems convenient to us is
that the different parts of our body, our eye, our limbs, have the properties
of solid bodies. On this account, our fundamental experiments are
preeminently physiological experiments, which bear, not on space which is
the object the geometer must study, but on his body, that is to say, on the
instrument he must use for this study.
On the contrary, the fundamental conventions of mechanics, and the
experiments which prove to us that they are convenient, bear on exactly the
same objects or on analogous objects. The conventional and general
principles are the natural and direct generalization of the experimental and
particular principles.
Let it not be said that thus I trace artificial frontiers between the sciences;
that if I separate by a barrier geometry properly so called from the study of
solid bodies, I could just as well erect one between experimental mechanics
and the conventional mechanics of the general principles. In fact, who does
not see that in separating these two sciences I mutilate them both, and that
what will remain of conventional mechanics when it shall be isolated will
be only a very small thing and can in no way be compared to that superb
body of doctrine called geometry?
One sees now why the teaching of mechanics should remain
experimental.
Only thus can it make us comprehend the genesis of the science, and that
is indispensable for the complete understanding of the science itself.
Besides, if we study mechanics, it is to apply it; and we can apply it only
if it remains objective. Now, as we have seen, what the principles gain in
generality and certainty they lose in objectivity. It is, therefore, above all
with the objective side of the principles that we must be familiarized early,
and that can be done only by going from the particular to the general,
instead of the inverse.
Page 140
The principles are conventions and disguised definitions. Yet they are
drawn from experimental laws; these laws have, so to speak, been exalted
into principles to which our mind attributes an absolute value.
Some philosophers have generalized too far; they believed the principles
were the whole science and consequently that the whole science was
conventional.
This paradoxical doctrine, called nominalism, will not bear examination.
How can a law become a principle? It expressed a relation between two
real terms A and B. But it was not rigorously true, it was only approximate.
We introduce arbitrarily an intermediary term C more or less fictitious, and
C is by definition that which has with A exactly the relation expressed by
the law.
Then our law is separated into an absolute and rigorous principle which
expresses the relation of A to C and an experimental law, approximate and
subject to revision, which expresses the relation of C to B. It is clear that,
however far this partition is pushed, some laws will always be left
remaining.
We go to enter now the domain of laws properly so called.
drawn from experimental laws; these laws have, so to speak, been exalted
into principles to which our mind attributes an absolute value.
Some philosophers have generalized too far; they believed the principles
were the whole science and consequently that the whole science was
conventional.
This paradoxical doctrine, called nominalism, will not bear examination.
How can a law become a principle? It expressed a relation between two
real terms A and B. But it was not rigorously true, it was only approximate.
We introduce arbitrarily an intermediary term C more or less fictitious, and
C is by definition that which has with A exactly the relation expressed by
the law.
Then our law is separated into an absolute and rigorous principle which
expresses the relation of A to C and an experimental law, approximate and
subject to revision, which expresses the relation of C to B. It is clear that,
however far this partition is pushed, some laws will always be left
remaining.
We go to enter now the domain of laws properly so called.
Page 141
PART IV
NATURE
CHAPTER IX
Hypotheses in Physics
The Rôle of Experiment and Generalization.—Experiment is the sole
source of truth. It alone can teach us anything new; it alone can give us
certainty. These are two points that can not be questioned.
But then, if experiment is everything, what place will remain for
mathematical physics? What has experimental physics to do with such an
aid, one which seems useless and perhaps even dangerous?
And yet mathematical physics exists, and has done unquestionable
service. We have here a fact that must be explained.
The explanation is that merely to observe is not enough. We must use our
observations, and to do that we must generalize. This is what men always
have done; only as the memory of past errors has made them more and
more careful, they have observed more and more, and generalized less and
less.
Every age has ridiculed the one before it, and accused it of having
generalized too quickly and too naïvely. Descartes pitied the Ionians;
Descartes, in his turn, makes us smile. No doubt our children will some day
laugh at us.
But can we not then pass over immediately to the goal? Is not this the
means of escaping the ridicule that we foresee? Can we not be content with
NATURE
CHAPTER IX
Hypotheses in Physics
The Rôle of Experiment and Generalization.—Experiment is the sole
source of truth. It alone can teach us anything new; it alone can give us
certainty. These are two points that can not be questioned.
But then, if experiment is everything, what place will remain for
mathematical physics? What has experimental physics to do with such an
aid, one which seems useless and perhaps even dangerous?
And yet mathematical physics exists, and has done unquestionable
service. We have here a fact that must be explained.
The explanation is that merely to observe is not enough. We must use our
observations, and to do that we must generalize. This is what men always
have done; only as the memory of past errors has made them more and
more careful, they have observed more and more, and generalized less and
less.
Every age has ridiculed the one before it, and accused it of having
generalized too quickly and too naïvely. Descartes pitied the Ionians;
Descartes, in his turn, makes us smile. No doubt our children will some day
laugh at us.
But can we not then pass over immediately to the goal? Is not this the
means of escaping the ridicule that we foresee? Can we not be content with
Page 142
just the bare experiment?
No, that is impossible; it would be to mistake utterly the true nature of
science. The scientist must set in order. Science is built up with facts, as a
house is with stones. But a collection of facts is no more a science than a
heap of stones is a house.
And above all the scientist must foresee. Carlyle has somewhere said
something like this: "Nothing but facts are of importance. John Lackland
passed by here. Here is something that is admirable. Here is a reality for
which I would give all the theories in the world." Carlyle was a fellow
countryman of Bacon; but Bacon would not have said that. That is the
language of the historian. The physicist would say rather: "John Lackland
passed by here; that makes no difference to me, for he never will pass this
way again."
We all know that there are good experiments and poor ones. The latter
will accumulate in vain; though one may have made a hundred or a
thousand, a single piece of work by a true master, by a Pasteur, for example,
will suffice to tumble them into oblivion. Bacon would have well
understood this; it is he who invented the phrase Experimentum crucis. But
Carlyle would not have understood it. A fact is a fact. A pupil has read a
certain number on his thermometer; he has taken no precaution; no matter,
he has read it, and if it is only the fact that counts, here is a reality of the
same rank as the peregrinations of King John Lackland. Why is the fact that
this pupil has made this reading of no interest, while the fact that a skilled
physicist had made another reading might be on the contrary very
important? It is because from the first reading we could not infer anything.
What then is a good experiment? It is that which informs us of something
besides an isolated fact; it is that which enables us to foresee, that is, that
which enables us to generalize.
For without generalization foreknowledge is impossible. The
circumstances under which one has worked will never reproduce
themselves all at once. The observed action then will never recur; the only
thing that can be affirmed is that under analogous circumstances an
analogous action will be produced. In order to foresee, then, it is necessary
to invoke at least analogy, that is to say, already then to generalize.
No, that is impossible; it would be to mistake utterly the true nature of
science. The scientist must set in order. Science is built up with facts, as a
house is with stones. But a collection of facts is no more a science than a
heap of stones is a house.
And above all the scientist must foresee. Carlyle has somewhere said
something like this: "Nothing but facts are of importance. John Lackland
passed by here. Here is something that is admirable. Here is a reality for
which I would give all the theories in the world." Carlyle was a fellow
countryman of Bacon; but Bacon would not have said that. That is the
language of the historian. The physicist would say rather: "John Lackland
passed by here; that makes no difference to me, for he never will pass this
way again."
We all know that there are good experiments and poor ones. The latter
will accumulate in vain; though one may have made a hundred or a
thousand, a single piece of work by a true master, by a Pasteur, for example,
will suffice to tumble them into oblivion. Bacon would have well
understood this; it is he who invented the phrase Experimentum crucis. But
Carlyle would not have understood it. A fact is a fact. A pupil has read a
certain number on his thermometer; he has taken no precaution; no matter,
he has read it, and if it is only the fact that counts, here is a reality of the
same rank as the peregrinations of King John Lackland. Why is the fact that
this pupil has made this reading of no interest, while the fact that a skilled
physicist had made another reading might be on the contrary very
important? It is because from the first reading we could not infer anything.
What then is a good experiment? It is that which informs us of something
besides an isolated fact; it is that which enables us to foresee, that is, that
which enables us to generalize.
For without generalization foreknowledge is impossible. The
circumstances under which one has worked will never reproduce
themselves all at once. The observed action then will never recur; the only
thing that can be affirmed is that under analogous circumstances an
analogous action will be produced. In order to foresee, then, it is necessary
to invoke at least analogy, that is to say, already then to generalize.
Page 143
No matter how timid one may be, still it is necessary to interpolate.
Experiment gives us only a certain number of isolated points. We must unite
these by a continuous line. This is a veritable generalization. But we do
more; the curve that we shall trace will pass between the observed points
and near these points; it will not pass through these points themselves. Thus
one does not restrict himself to generalizing the experiments, but corrects
them; and the physicist who should try to abstain from these corrections and
really be content with the bare experiment, would be forced to enunciate
some very strange laws.
The bare facts, then, would not be enough for us; and that is why we
must have science ordered, or rather organized.
It is often said experiments must be made without a preconceived idea.
That is impossible. Not only would it make all experiment barren, but that
would be attempted which could not be done. Every one carries in his mind
his own conception of the world, of which he can not so easily rid himself.
We must, for instance, use language; and our language is made up only of
preconceived ideas and can not be otherwise. Only these are unconscious
preconceived ideas, a thousand times more dangerous than the others.
Shall we say that if we introduce others, of which we are fully conscious,
we shall only aggravate the evil? I think not. I believe rather that they will
serve as counterbalances to each other—I was going to say as antidotes;
they will in general accord ill with one another—they will come into
conflict with one another, and thereby force us to regard things under
different aspects. This is enough to emancipate us. He is no longer a slave
who can choose his master.
Thus, thanks to generalization, each fact observed enables us to foresee a
great many others; only we must not forget that the first alone is certain,
that all others are merely probable. No matter how solidly founded a
prediction may appear to us, we are never absolutely sure that experiment
will not contradict it, if we undertake to verify it. The probability, however,
is often so great that practically we may be content with it. It is far better to
foresee even without certainty than not to foresee at all.
One must, then, never disdain to make a verification when opportunity
offers. But all experiment is long and difficult; the workers are few; and the
Experiment gives us only a certain number of isolated points. We must unite
these by a continuous line. This is a veritable generalization. But we do
more; the curve that we shall trace will pass between the observed points
and near these points; it will not pass through these points themselves. Thus
one does not restrict himself to generalizing the experiments, but corrects
them; and the physicist who should try to abstain from these corrections and
really be content with the bare experiment, would be forced to enunciate
some very strange laws.
The bare facts, then, would not be enough for us; and that is why we
must have science ordered, or rather organized.
It is often said experiments must be made without a preconceived idea.
That is impossible. Not only would it make all experiment barren, but that
would be attempted which could not be done. Every one carries in his mind
his own conception of the world, of which he can not so easily rid himself.
We must, for instance, use language; and our language is made up only of
preconceived ideas and can not be otherwise. Only these are unconscious
preconceived ideas, a thousand times more dangerous than the others.
Shall we say that if we introduce others, of which we are fully conscious,
we shall only aggravate the evil? I think not. I believe rather that they will
serve as counterbalances to each other—I was going to say as antidotes;
they will in general accord ill with one another—they will come into
conflict with one another, and thereby force us to regard things under
different aspects. This is enough to emancipate us. He is no longer a slave
who can choose his master.
Thus, thanks to generalization, each fact observed enables us to foresee a
great many others; only we must not forget that the first alone is certain,
that all others are merely probable. No matter how solidly founded a
prediction may appear to us, we are never absolutely sure that experiment
will not contradict it, if we undertake to verify it. The probability, however,
is often so great that practically we may be content with it. It is far better to
foresee even without certainty than not to foresee at all.
One must, then, never disdain to make a verification when opportunity
offers. But all experiment is long and difficult; the workers are few; and the
Page 144
number of facts that we need to foresee is immense. Compared with this
mass the number of direct verifications that we can make will never be
anything but a negligible quantity.
Of this few that we can directly attain, we must make the best use; it is
very necessary to get from every experiment the greatest possible number
of predictions, and with the highest possible degree of probability. The
problem is, so to speak, to increase the yield of the scientific machine.
Let us compare science to a library that ought to grow continually. The
librarian has at his disposal for his purchases only insufficient funds. He
ought to make an effort not to waste them.
It is experimental physics that is entrusted with the purchases. It alone,
then, can enrich the library.
As for mathematical physics, its task will be to make out the catalogue. If
the catalogue is well made, the library will not be any richer, but the reader
will be helped to use its riches.
And even by showing the librarian the gaps in his collections, it will
enable him to make a judicious use of his funds; which is all the more
important because these funds are entirely inadequate.
Such, then, is the rôle of mathematical physics. It must direct
generalization in such a manner as to increase what I just now called the
yield of science. By what means it can arrive at this, and how it can do it
without danger, is what remains for us to investigate.
The Unity of Nature.—Let us notice, first of all, that every
generalization implies in some measure the belief in the unity and
simplicity of nature. As to the unity there can be no difficulty. If the
different parts of the universe were not like the members of one body, they
would not act on one another, they would know nothing of one another; and
we in particular would know only one of these parts. We do not ask, then, if
nature is one, but how it is one.
As for the second point, that is not such an easy matter. It is not certain
that nature is simple. Can we without danger act as if it were?
mass the number of direct verifications that we can make will never be
anything but a negligible quantity.
Of this few that we can directly attain, we must make the best use; it is
very necessary to get from every experiment the greatest possible number
of predictions, and with the highest possible degree of probability. The
problem is, so to speak, to increase the yield of the scientific machine.
Let us compare science to a library that ought to grow continually. The
librarian has at his disposal for his purchases only insufficient funds. He
ought to make an effort not to waste them.
It is experimental physics that is entrusted with the purchases. It alone,
then, can enrich the library.
As for mathematical physics, its task will be to make out the catalogue. If
the catalogue is well made, the library will not be any richer, but the reader
will be helped to use its riches.
And even by showing the librarian the gaps in his collections, it will
enable him to make a judicious use of his funds; which is all the more
important because these funds are entirely inadequate.
Such, then, is the rôle of mathematical physics. It must direct
generalization in such a manner as to increase what I just now called the
yield of science. By what means it can arrive at this, and how it can do it
without danger, is what remains for us to investigate.
The Unity of Nature.—Let us notice, first of all, that every
generalization implies in some measure the belief in the unity and
simplicity of nature. As to the unity there can be no difficulty. If the
different parts of the universe were not like the members of one body, they
would not act on one another, they would know nothing of one another; and
we in particular would know only one of these parts. We do not ask, then, if
nature is one, but how it is one.
As for the second point, that is not such an easy matter. It is not certain
that nature is simple. Can we without danger act as if it were?
Page 145
There was a time when the simplicity of Mariotte's law was an argument
invoked in favor of its accuracy; when Fresnel himself, after having said in
a conversation with Laplace that nature was not concerned about analytical
difficulties, felt himself obliged to make explanations, in order not to strike
too hard at prevailing opinion.
To-day ideas have greatly changed; and yet, those who do not believe
that natural laws have to be simple, are still often obliged to act as if they
did. They could not entirely avoid this necessity without making impossible
all generalization, and consequently all science.
It is clear that any fact can be generalized in an infinity of ways, and it is
a question of choice. The choice can be guided only by considerations of
simplicity. Let us take the most commonplace case, that of interpolation.
We pass a continuous line, as regular as possible, between the points given
by observation. Why do we avoid points making angles and too abrupt
turns? Why do we not make our curve describe the most capricious zig-
zags? It is because we know beforehand, or believe we know, that the law to
be expressed can not be so complicated as all that.
We may calculate the mass of Jupiter from either the movements of its
satellites, or the perturbations of the major planets, or those of the minor
planets. If we take the averages of the determinations obtained by these
three methods, we find three numbers very close together, but different. We
might interpret this result by supposing that the coefficient of gravitation is
not the same in the three cases. The observations would certainly be much
better represented. Why do we reject this interpretation? Not because it is
absurd, but because it is needlessly complicated. We shall only accept it
when we are forced to, and that is not yet.
To sum up, ordinarily every law is held to be simple till the contrary is
proved.
This custom is imposed upon physicists by the causes that I have just
explained. But how shall we justify it in the presence of discoveries that
show us every day new details that are richer and more complex? How shall
we even reconcile it with the belief in the unity of nature? For if everything
depends on everything, relationships where so many diverse factors enter
can no longer be simple.
invoked in favor of its accuracy; when Fresnel himself, after having said in
a conversation with Laplace that nature was not concerned about analytical
difficulties, felt himself obliged to make explanations, in order not to strike
too hard at prevailing opinion.
To-day ideas have greatly changed; and yet, those who do not believe
that natural laws have to be simple, are still often obliged to act as if they
did. They could not entirely avoid this necessity without making impossible
all generalization, and consequently all science.
It is clear that any fact can be generalized in an infinity of ways, and it is
a question of choice. The choice can be guided only by considerations of
simplicity. Let us take the most commonplace case, that of interpolation.
We pass a continuous line, as regular as possible, between the points given
by observation. Why do we avoid points making angles and too abrupt
turns? Why do we not make our curve describe the most capricious zig-
zags? It is because we know beforehand, or believe we know, that the law to
be expressed can not be so complicated as all that.
We may calculate the mass of Jupiter from either the movements of its
satellites, or the perturbations of the major planets, or those of the minor
planets. If we take the averages of the determinations obtained by these
three methods, we find three numbers very close together, but different. We
might interpret this result by supposing that the coefficient of gravitation is
not the same in the three cases. The observations would certainly be much
better represented. Why do we reject this interpretation? Not because it is
absurd, but because it is needlessly complicated. We shall only accept it
when we are forced to, and that is not yet.
To sum up, ordinarily every law is held to be simple till the contrary is
proved.
This custom is imposed upon physicists by the causes that I have just
explained. But how shall we justify it in the presence of discoveries that
show us every day new details that are richer and more complex? How shall
we even reconcile it with the belief in the unity of nature? For if everything
depends on everything, relationships where so many diverse factors enter
can no longer be simple.
Page 146
If we study the history of science, we see happen two inverse
phenomena, so to speak. Sometimes simplicity hides under complex
appearances; sometimes it is the simplicity which is apparent, and which
disguises extremely complicated realities.
What is more complicated than the confused movements of the planets?
What simpler than Newton's law? Here nature, making sport, as Fresnel
said, of analytical difficulties, employs only simple means, and by
combining them produces I know not what inextricable tangle. Here it is the
hidden simplicity which must be discovered.
Examples of the opposite abound. In the kinetic theory of gases, one
deals with molecules moving with great velocities, whose paths, altered by
incessant collisions, have the most capricious forms and traverse space in
every direction. The observable result is Mariotte's simple law. Every
individual fact was complicated. The law of great numbers has
reestablished simplicity in the average. Here the simplicity is merely
apparent, and only the coarseness of our senses prevents our perceiving the
complexity.
Many phenomena obey a law of proportionality. But why? Because in
these phenomena there is something very small. The simple law observed,
then, is only a result of the general analytical rule that the infinitely small
increment of a function is proportional to the increment of the variable. As
in reality our increments are not infinitely small, but very small, the law of
proportionality is only approximate, and the simplicity is only apparent.
What I have just said applies to the rule of the superposition of small
motions, the use of which is so fruitful, and which is the basis of optics.
And Newton's law itself? Its simplicity, so long undetected, is perhaps
only apparent. Who knows whether it is not due to some complicated
mechanism, to the impact of some subtile matter animated by irregular
movements, and whether it has not become simple only through the action
of averages and of great numbers? In any case, it is difficult not to suppose
that the true law contains complementary terms, which would become
sensible at small distances. If in astronomy they are negligible as modifying
Newton's law, and if the law thus regains its simplicity, it would be only
because of the immensity of celestial distances.
phenomena, so to speak. Sometimes simplicity hides under complex
appearances; sometimes it is the simplicity which is apparent, and which
disguises extremely complicated realities.
What is more complicated than the confused movements of the planets?
What simpler than Newton's law? Here nature, making sport, as Fresnel
said, of analytical difficulties, employs only simple means, and by
combining them produces I know not what inextricable tangle. Here it is the
hidden simplicity which must be discovered.
Examples of the opposite abound. In the kinetic theory of gases, one
deals with molecules moving with great velocities, whose paths, altered by
incessant collisions, have the most capricious forms and traverse space in
every direction. The observable result is Mariotte's simple law. Every
individual fact was complicated. The law of great numbers has
reestablished simplicity in the average. Here the simplicity is merely
apparent, and only the coarseness of our senses prevents our perceiving the
complexity.
Many phenomena obey a law of proportionality. But why? Because in
these phenomena there is something very small. The simple law observed,
then, is only a result of the general analytical rule that the infinitely small
increment of a function is proportional to the increment of the variable. As
in reality our increments are not infinitely small, but very small, the law of
proportionality is only approximate, and the simplicity is only apparent.
What I have just said applies to the rule of the superposition of small
motions, the use of which is so fruitful, and which is the basis of optics.
And Newton's law itself? Its simplicity, so long undetected, is perhaps
only apparent. Who knows whether it is not due to some complicated
mechanism, to the impact of some subtile matter animated by irregular
movements, and whether it has not become simple only through the action
of averages and of great numbers? In any case, it is difficult not to suppose
that the true law contains complementary terms, which would become
sensible at small distances. If in astronomy they are negligible as modifying
Newton's law, and if the law thus regains its simplicity, it would be only
because of the immensity of celestial distances.
Page 147
No doubt, if our means of investigation should become more and more
penetrating, we should discover the simple under the complex, then the
complex under the simple, then again the simple under the complex, and so
on, without our being able to foresee what will be the last term.
We must stop somewhere, and that science may be possible we must stop
when we have found simplicity. This is the only ground on which we can
rear the edifice of our generalizations. But this simplicity being only
apparent, will the ground be firm enough? This is what must be
investigated.
For that purpose, let us see what part is played in our generalizations by
the belief in simplicity. We have verified a simple law in a good many
particular cases; we refuse to admit that this agreement, so often repeated, is
simply the result of chance, and conclude that the law must be true in the
general case.
Kepler notices that a planet's positions, as observed by Tycho, are all on
one ellipse. Never for a moment does he have the thought that by a strange
play of chance Tycho never observed the heavens except at a moment when
the real orbit of the planet happened to cut this ellipse.
What does it matter then whether the simplicity be real, or whether it
covers a complex reality? Whether it is due to the influence of great
numbers, which levels down individual differences, or to the greatness or
smallness of certain quantities, which allows us to neglect certain terms, in
no case is it due to chance. This simplicity, real or apparent, always has a
cause. We can always follow, then, the same course of reasoning, and if a
simple law has been observed in several particular cases, we can
legitimately suppose that it will still be true in analogous cases. To refuse to
do this would be to attribute to chance an inadmissible rôle.
There is, however, a difference. If the simplicity were real and essential,
it would resist the increasing precision of our means of measure. If then we
believe nature to be essentially simple, we must, from a simplicity that is
approximate, infer a simplicity that is rigorous. This is what was done
formerly; and this is what we no longer have a right to do.
penetrating, we should discover the simple under the complex, then the
complex under the simple, then again the simple under the complex, and so
on, without our being able to foresee what will be the last term.
We must stop somewhere, and that science may be possible we must stop
when we have found simplicity. This is the only ground on which we can
rear the edifice of our generalizations. But this simplicity being only
apparent, will the ground be firm enough? This is what must be
investigated.
For that purpose, let us see what part is played in our generalizations by
the belief in simplicity. We have verified a simple law in a good many
particular cases; we refuse to admit that this agreement, so often repeated, is
simply the result of chance, and conclude that the law must be true in the
general case.
Kepler notices that a planet's positions, as observed by Tycho, are all on
one ellipse. Never for a moment does he have the thought that by a strange
play of chance Tycho never observed the heavens except at a moment when
the real orbit of the planet happened to cut this ellipse.
What does it matter then whether the simplicity be real, or whether it
covers a complex reality? Whether it is due to the influence of great
numbers, which levels down individual differences, or to the greatness or
smallness of certain quantities, which allows us to neglect certain terms, in
no case is it due to chance. This simplicity, real or apparent, always has a
cause. We can always follow, then, the same course of reasoning, and if a
simple law has been observed in several particular cases, we can
legitimately suppose that it will still be true in analogous cases. To refuse to
do this would be to attribute to chance an inadmissible rôle.
There is, however, a difference. If the simplicity were real and essential,
it would resist the increasing precision of our means of measure. If then we
believe nature to be essentially simple, we must, from a simplicity that is
approximate, infer a simplicity that is rigorous. This is what was done
formerly; and this is what we no longer have a right to do.
Page 148
The simplicity of Kepler's laws, for example, is only apparent. That does
not prevent their being applicable, very nearly, to all systems analogous to
the solar system; but it does prevent their being rigorously exact.
The Rôle of Hypothesis.—All generalization is a hypothesis.
Hypothesis, then, has a necessary rôle that no one has ever contested. Only,
it ought always, as soon as possible and as often as possible, to be subjected
to verification. And, of course, if it does not stand this test, it ought to be
abandoned without reserve. This is what we generally do, but sometimes
with rather an ill humor.
Well, even this ill humor is not justified. The physicist who has just
renounced one of his hypotheses ought, on the contrary, to be full of joy; for
he has found an unexpected opportunity for discovery. His hypothesis, I
imagine, had not been adopted without consideration; it took account of all
the known factors that it seemed could enter into the phenomenon. If the
test does not support it, it is because there is something unexpected and
extraordinary; and because there is going to be something found that is
unknown and new.
Has the discarded hypothesis, then, been barren? Far from that, it may be
said it has rendered more service than a true hypothesis. Not only has it
been the occasion of the decisive experiment, but, without having made the
hypothesis, the experiment would have been made by chance, so that
nothing would have been derived from it. One would have seen nothing
extraordinary; only one fact the more would have been catalogued without
deducing from it the least consequence.
Now on what condition is the use of hypothesis without danger?
The firm determination to submit to experiment is not enough; there are
still dangerous hypotheses; first, and above all, those which are tacit and
unconscious. Since we make them without knowing it, we are powerless to
abandon them. Here again, then, is a service that mathematical physics can
render us. By the precision that is characteristic of it, it compels us to
formulate all the hypotheses that we should make without it, but
unconsciously.
not prevent their being applicable, very nearly, to all systems analogous to
the solar system; but it does prevent their being rigorously exact.
The Rôle of Hypothesis.—All generalization is a hypothesis.
Hypothesis, then, has a necessary rôle that no one has ever contested. Only,
it ought always, as soon as possible and as often as possible, to be subjected
to verification. And, of course, if it does not stand this test, it ought to be
abandoned without reserve. This is what we generally do, but sometimes
with rather an ill humor.
Well, even this ill humor is not justified. The physicist who has just
renounced one of his hypotheses ought, on the contrary, to be full of joy; for
he has found an unexpected opportunity for discovery. His hypothesis, I
imagine, had not been adopted without consideration; it took account of all
the known factors that it seemed could enter into the phenomenon. If the
test does not support it, it is because there is something unexpected and
extraordinary; and because there is going to be something found that is
unknown and new.
Has the discarded hypothesis, then, been barren? Far from that, it may be
said it has rendered more service than a true hypothesis. Not only has it
been the occasion of the decisive experiment, but, without having made the
hypothesis, the experiment would have been made by chance, so that
nothing would have been derived from it. One would have seen nothing
extraordinary; only one fact the more would have been catalogued without
deducing from it the least consequence.
Now on what condition is the use of hypothesis without danger?
The firm determination to submit to experiment is not enough; there are
still dangerous hypotheses; first, and above all, those which are tacit and
unconscious. Since we make them without knowing it, we are powerless to
abandon them. Here again, then, is a service that mathematical physics can
render us. By the precision that is characteristic of it, it compels us to
formulate all the hypotheses that we should make without it, but
unconsciously.
Page 149
Let us notice besides that it is important not to multiply hypotheses
beyond measure, and to make them only one after the other. If we construct
a theory based on a number of hypotheses, and if experiment condemns it,
which of our premises is it necessary to change? It will be impossible to
know. And inversely, if the experiment succeeds, shall we believe that we
have demonstrated all the hypotheses at once? Shall we believe that with
one single equation we have determined several unknowns?
We must equally take care to distinguish between the different kinds of
hypotheses. There are first those which are perfectly natural and from which
one can scarcely escape. It is difficult not to suppose that the influence of
bodies very remote is quite negligible, that small movements follow a linear
law, that the effect is a continuous function of its cause. I will say as much
of the conditions imposed by symmetry. All these hypotheses form, as it
were, the common basis of all the theories of mathematical physics. They
are the last that ought to be abandoned.
There is a second class of hypotheses, that I shall term neutral. In most
questions the analyst assumes at the beginning of his calculations either that
matter is continuous or, on the contrary, that it is formed of atoms. He might
have made the opposite assumption without changing his results. He would
only have had more trouble to obtain them; that is all. If, then, experiment
confirms his conclusions, will he think that he has demonstrated, for
instance, the real existence of atoms?
In optical theories two vectors are introduced, of which one is regarded
as a velocity, the other as a vortex. Here again is a neutral hypothesis, since
the same conclusions would have been reached by taking precisely the
opposite. The success of the experiment, then, can not prove that the first
vector is indeed a velocity; it can only prove one thing, that it is a vector.
This is the only hypothesis that has really been introduced in the premises.
In order to give it that concrete appearance which the weakness of our
minds requires, it has been necessary to consider it either as a velocity or as
a vortex, in the same way that it has been necessary to represent it by a
letter, either x or y. The result, however, whatever it may be, will not prove
that it was right or wrong to regard it as a velocity any more than it will
prove that it was right or wrong to call it x and not y.
beyond measure, and to make them only one after the other. If we construct
a theory based on a number of hypotheses, and if experiment condemns it,
which of our premises is it necessary to change? It will be impossible to
know. And inversely, if the experiment succeeds, shall we believe that we
have demonstrated all the hypotheses at once? Shall we believe that with
one single equation we have determined several unknowns?
We must equally take care to distinguish between the different kinds of
hypotheses. There are first those which are perfectly natural and from which
one can scarcely escape. It is difficult not to suppose that the influence of
bodies very remote is quite negligible, that small movements follow a linear
law, that the effect is a continuous function of its cause. I will say as much
of the conditions imposed by symmetry. All these hypotheses form, as it
were, the common basis of all the theories of mathematical physics. They
are the last that ought to be abandoned.
There is a second class of hypotheses, that I shall term neutral. In most
questions the analyst assumes at the beginning of his calculations either that
matter is continuous or, on the contrary, that it is formed of atoms. He might
have made the opposite assumption without changing his results. He would
only have had more trouble to obtain them; that is all. If, then, experiment
confirms his conclusions, will he think that he has demonstrated, for
instance, the real existence of atoms?
In optical theories two vectors are introduced, of which one is regarded
as a velocity, the other as a vortex. Here again is a neutral hypothesis, since
the same conclusions would have been reached by taking precisely the
opposite. The success of the experiment, then, can not prove that the first
vector is indeed a velocity; it can only prove one thing, that it is a vector.
This is the only hypothesis that has really been introduced in the premises.
In order to give it that concrete appearance which the weakness of our
minds requires, it has been necessary to consider it either as a velocity or as
a vortex, in the same way that it has been necessary to represent it by a
letter, either x or y. The result, however, whatever it may be, will not prove
that it was right or wrong to regard it as a velocity any more than it will
prove that it was right or wrong to call it x and not y.
Page 150
These neutral hypotheses are never dangerous, if only their character is
not misunderstood. They may be useful, either as devices for computation,
or to aid our understanding by concrete images, to fix our ideas as the
saying is. There is, then, no occasion to exclude them.
The hypotheses of the third class are the real generalizations. They are
the ones that experiment must confirm or invalidate. Whether verified or
condemned, they will always be fruitful. But for the reasons that I have set
forth, they will only be fruitful if they are not too numerous.
Origin of Mathematical Physics.—Let us penetrate further, and study
more closely the conditions that have permitted the development of
mathematical physics. We observe at once that the efforts of scientists have
always aimed to resolve the complex phenomenon directly given by
experiment into a very large number of elementary phenomena.
This is done in three different ways: first, in time. Instead of embracing
in its entirety the progressive development of a phenomenon, the aim is
simply to connect each instant with the instant immediately preceding it. It
is admitted that the actual state of the world depends only on the immediate
past, without being directly influenced, so to speak, by the memory of a
distant past. Thanks to this postulate, instead of studying directly the whole
succession of phenomena, it is possible to confine ourselves to writing its
'differential equation.' For Kepler's laws we substitute Newton's law.
Next we try to analyze the phenomenon in space. What experiment gives
us is a confused mass of facts presented on a stage of considerable extent.
We must try to discover the elementary phenomenon, which will be, on the
contrary, localized in a very small region of space.
Some examples will perhaps make my thought better understood. If we
wished to study in all its complexity the distribution of temperature in a
cooling solid, we should never succeed. Everything becomes simple if we
reflect that one point of the solid can not give up its heat directly to a distant
point; it will give up its heat only to the points in the immediate
neighborhood, and it is by degrees that the flow of heat can reach other
parts of the solid. The elementary phenomenon is the exchange of heat
between two contiguous points. It is strictly localized, and is relatively
not misunderstood. They may be useful, either as devices for computation,
or to aid our understanding by concrete images, to fix our ideas as the
saying is. There is, then, no occasion to exclude them.
The hypotheses of the third class are the real generalizations. They are
the ones that experiment must confirm or invalidate. Whether verified or
condemned, they will always be fruitful. But for the reasons that I have set
forth, they will only be fruitful if they are not too numerous.
Origin of Mathematical Physics.—Let us penetrate further, and study
more closely the conditions that have permitted the development of
mathematical physics. We observe at once that the efforts of scientists have
always aimed to resolve the complex phenomenon directly given by
experiment into a very large number of elementary phenomena.
This is done in three different ways: first, in time. Instead of embracing
in its entirety the progressive development of a phenomenon, the aim is
simply to connect each instant with the instant immediately preceding it. It
is admitted that the actual state of the world depends only on the immediate
past, without being directly influenced, so to speak, by the memory of a
distant past. Thanks to this postulate, instead of studying directly the whole
succession of phenomena, it is possible to confine ourselves to writing its
'differential equation.' For Kepler's laws we substitute Newton's law.
Next we try to analyze the phenomenon in space. What experiment gives
us is a confused mass of facts presented on a stage of considerable extent.
We must try to discover the elementary phenomenon, which will be, on the
contrary, localized in a very small region of space.
Some examples will perhaps make my thought better understood. If we
wished to study in all its complexity the distribution of temperature in a
cooling solid, we should never succeed. Everything becomes simple if we
reflect that one point of the solid can not give up its heat directly to a distant
point; it will give up its heat only to the points in the immediate
neighborhood, and it is by degrees that the flow of heat can reach other
parts of the solid. The elementary phenomenon is the exchange of heat
between two contiguous points. It is strictly localized, and is relatively
Page 151
simple, if we admit, as is natural, that it is not influenced by the temperature
of molecules whose distance is sensible.
I bend a rod. It is going to take a very complicated form, the direct study
of which would be impossible. But I shall be able, however, to attack it, if I
observe that its flexure is a result only of the deformation of the very small
elements of the rod, and that the deformation of each of these elements
depends only on the forces that are directly applied to it, and not at all on
those which may act on the other elements.
In all these examples, which I might easily multiply, we admit that there
is no action at a distance, or at least at a great distance. This is a hypothesis.
It is not always true, as the law of gravitation shows us. It must, then, be
submitted to verification. If it is confirmed, even approximately, it is
precious, for it will enable us to make mathematical physics, at least by
successive approximations.
If it does not stand the test, we must look for something else analogous;
for there are still other means of arriving at the elementary phenomenon. If
several bodies act simultaneously, it may happen that their actions are
independent and are simply added to one another, either as vectors or as
scalars. The elementary phenomenon is then the action of an isolated body.
Or again, we have to deal with small movements, or more generally with
small variations, which obey the well-known law of superposition. The
observed movement will then be decomposed into simple movements, for
example, sound into its harmonics, white light into its monochromatic
components.
When we have discovered in what direction it is advisable to look for the
elementary phenomenon, by what means can we reach it?
First of all, it will often happen that in order to detect it, or rather to
detect the part of it useful to us, it will not be necessary to penetrate the
mechanism; the law of great numbers will suffice.
Let us take again the instance of the propagation of heat. Every molecule
emits rays toward every neighboring molecule. According to what law, we
do not need to know. If we should make any supposition in regard to this, it
would be a neutral hypothesis and consequently useless and incapable of
of molecules whose distance is sensible.
I bend a rod. It is going to take a very complicated form, the direct study
of which would be impossible. But I shall be able, however, to attack it, if I
observe that its flexure is a result only of the deformation of the very small
elements of the rod, and that the deformation of each of these elements
depends only on the forces that are directly applied to it, and not at all on
those which may act on the other elements.
In all these examples, which I might easily multiply, we admit that there
is no action at a distance, or at least at a great distance. This is a hypothesis.
It is not always true, as the law of gravitation shows us. It must, then, be
submitted to verification. If it is confirmed, even approximately, it is
precious, for it will enable us to make mathematical physics, at least by
successive approximations.
If it does not stand the test, we must look for something else analogous;
for there are still other means of arriving at the elementary phenomenon. If
several bodies act simultaneously, it may happen that their actions are
independent and are simply added to one another, either as vectors or as
scalars. The elementary phenomenon is then the action of an isolated body.
Or again, we have to deal with small movements, or more generally with
small variations, which obey the well-known law of superposition. The
observed movement will then be decomposed into simple movements, for
example, sound into its harmonics, white light into its monochromatic
components.
When we have discovered in what direction it is advisable to look for the
elementary phenomenon, by what means can we reach it?
First of all, it will often happen that in order to detect it, or rather to
detect the part of it useful to us, it will not be necessary to penetrate the
mechanism; the law of great numbers will suffice.
Let us take again the instance of the propagation of heat. Every molecule
emits rays toward every neighboring molecule. According to what law, we
do not need to know. If we should make any supposition in regard to this, it
would be a neutral hypothesis and consequently useless and incapable of
Page 152
verification. And, in fact, by the action of averages and thanks to the
symmetry of the medium, all the differences are leveled down, and
whatever hypothesis may be made, the result is always the same.
The same circumstance is presented in the theory of electricity and in that
of capillarity. The neighboring molecules attract and repel one another. We
do not need to know according to what law; it is enough for us that this
attraction is sensible only at small distances, and that the molecules are very
numerous, that the medium is symmetrical, and we shall only have to let the
law of great numbers act.
Here again the simplicity of the elementary phenomenon was hidden
under the complexity of the resultant observable phenomenon; but, in its
turn, this simplicity was only apparent, and concealed a very complex
mechanism.
The best means of arriving at the elementary phenomenon would
evidently be experiment. We ought by experimental contrivance to
dissociate the complex sheaf that nature offers to our researches, and to
study with care the elements as much isolated as possible. For example,
natural white light would be decomposed into monochromatic lights by the
aid of the prism, and into polarized light by the aid of the polarizer.
Unfortunately that is neither always possible nor always sufficient, and
sometimes the mind must outstrip experiment. I shall cite only one
example, which has always struck me forcibly.
If I decompose white light, I shall be able to isolate a small part of the
spectrum, but however small it may be, it will retain a certain breadth.
Likewise the natural lights, called monochromatic, give us a very narrow
line, but not, however, infinitely narrow. It might be supposed that by
studying experimentally the properties of these natural lights, by working
with finer and finer lines of the spectrum, and by passing at last to the limit,
so to speak, we should succeed in learning the properties of a light strictly
monochromatic.
That would not be accurate. Suppose that two rays emanate from the
same source, that we polarize them first in two perpendicular planes, then
bring them back to the same plane of polarization, and try to make them
symmetry of the medium, all the differences are leveled down, and
whatever hypothesis may be made, the result is always the same.
The same circumstance is presented in the theory of electricity and in that
of capillarity. The neighboring molecules attract and repel one another. We
do not need to know according to what law; it is enough for us that this
attraction is sensible only at small distances, and that the molecules are very
numerous, that the medium is symmetrical, and we shall only have to let the
law of great numbers act.
Here again the simplicity of the elementary phenomenon was hidden
under the complexity of the resultant observable phenomenon; but, in its
turn, this simplicity was only apparent, and concealed a very complex
mechanism.
The best means of arriving at the elementary phenomenon would
evidently be experiment. We ought by experimental contrivance to
dissociate the complex sheaf that nature offers to our researches, and to
study with care the elements as much isolated as possible. For example,
natural white light would be decomposed into monochromatic lights by the
aid of the prism, and into polarized light by the aid of the polarizer.
Unfortunately that is neither always possible nor always sufficient, and
sometimes the mind must outstrip experiment. I shall cite only one
example, which has always struck me forcibly.
If I decompose white light, I shall be able to isolate a small part of the
spectrum, but however small it may be, it will retain a certain breadth.
Likewise the natural lights, called monochromatic, give us a very narrow
line, but not, however, infinitely narrow. It might be supposed that by
studying experimentally the properties of these natural lights, by working
with finer and finer lines of the spectrum, and by passing at last to the limit,
so to speak, we should succeed in learning the properties of a light strictly
monochromatic.
That would not be accurate. Suppose that two rays emanate from the
same source, that we polarize them first in two perpendicular planes, then
bring them back to the same plane of polarization, and try to make them
Page 153
interfere. If the light were strictly monochromatic, they would interfere.
With our lights, which are nearly monochromatic, there will be no
interference, and that no matter how narrow the line. In order to be
otherwise it would have to be several million times as narrow as the finest
known lines.
Here, then, the passage to the limit would have deceived us. The mind
must outstrip the experiment, and if it has done so with success, it is
because it has allowed itself to be guided by the instinct of simplicity.
The knowledge of the elementary fact enables us to put the problem in an
equation. Nothing remains but to deduce from this by combination the
complex fact that can be observed and verified. This is what is called
integration, and is the business of the mathematician.
It may be asked why, in physical sciences, generalization so readily takes
the mathematical form. The reason is now easy to see. It is not only because
we have numerical laws to express; it is because the observable
phenomenon is due to the superposition of a great number of elementary
phenomena all alike. Thus quite naturally are introduced differential
equations.
It is not enough that each elementary phenomenon obeys simple laws; all
those to be combined must obey the same law. Then only can the
intervention of mathematics be of use; mathematics teaches us in fact to
combine like with like. Its aim is to learn the result of a combination
without needing to go over the combination piece by piece. If we have to
repeat several times the same operation, it enables us to avoid this repetition
by telling us in advance the result of it by a sort of induction. I have
explained this above, in the chapter on mathematical reasoning.
But for this, all the operations must be alike. In the opposite case, it
would evidently be necessary to resign ourselves to doing them in reality
one after another, and mathematics would become useless.
It is then thanks to the approximate homogeneity of the matter studied by
physicists that mathematical physics could be born.
In the natural sciences, we no longer find these conditions: homogeneity,
relative independence of remote parts, simplicity of the elementary fact; and
With our lights, which are nearly monochromatic, there will be no
interference, and that no matter how narrow the line. In order to be
otherwise it would have to be several million times as narrow as the finest
known lines.
Here, then, the passage to the limit would have deceived us. The mind
must outstrip the experiment, and if it has done so with success, it is
because it has allowed itself to be guided by the instinct of simplicity.
The knowledge of the elementary fact enables us to put the problem in an
equation. Nothing remains but to deduce from this by combination the
complex fact that can be observed and verified. This is what is called
integration, and is the business of the mathematician.
It may be asked why, in physical sciences, generalization so readily takes
the mathematical form. The reason is now easy to see. It is not only because
we have numerical laws to express; it is because the observable
phenomenon is due to the superposition of a great number of elementary
phenomena all alike. Thus quite naturally are introduced differential
equations.
It is not enough that each elementary phenomenon obeys simple laws; all
those to be combined must obey the same law. Then only can the
intervention of mathematics be of use; mathematics teaches us in fact to
combine like with like. Its aim is to learn the result of a combination
without needing to go over the combination piece by piece. If we have to
repeat several times the same operation, it enables us to avoid this repetition
by telling us in advance the result of it by a sort of induction. I have
explained this above, in the chapter on mathematical reasoning.
But for this, all the operations must be alike. In the opposite case, it
would evidently be necessary to resign ourselves to doing them in reality
one after another, and mathematics would become useless.
It is then thanks to the approximate homogeneity of the matter studied by
physicists that mathematical physics could be born.
In the natural sciences, we no longer find these conditions: homogeneity,
relative independence of remote parts, simplicity of the elementary fact; and
Page 154
this is why naturalists are obliged to resort to other methods of
generalization.
CHAPTER X
The Theories of Modern Physics
Meaning of Physical Theories.—The laity are struck to see how
ephemeral scientific theories are. After some years of prosperity, they see
them successively abandoned; they see ruins accumulate upon ruins; they
foresee that the theories fashionable to-day will shortly succumb in their
turn and hence they conclude that these are absolutely idle. This is what
they call the bankruptcy of science.
Their skepticism is superficial; they give no account to themselves of the
aim and the rôle of scientific theories; otherwise they would comprehend
that the ruins may still be good for something.
No theory seemed more solid than that of Fresnel which attributed light
to motions of the ether. Yet now Maxwell's is preferred. Does this mean the
work of Fresnel was in vain? No, because the aim of Fresnel was not to find
out whether there is really an ether, whether it is or is not formed of atoms,
whether these atoms really move in this or that sense; his object was to
foresee optical phenomena.
Now, Fresnel's theory always permits of this, to-day as well as before
Maxwell. The differential equations are always true; they can always be
integrated by the same procedures and the results of this integration always
retain their value.
And let no one say that thus we reduce physical theories to the rôle of
mere practical recipes; these equations express relations, and if the
equations remain true it is because these relations preserve their reality.
They teach us, now as then, that there is such and such a relation between
some thing and some other thing; only this something formerly we called
motion; we now call it electric current. But these appellations were only
generalization.
CHAPTER X
The Theories of Modern Physics
Meaning of Physical Theories.—The laity are struck to see how
ephemeral scientific theories are. After some years of prosperity, they see
them successively abandoned; they see ruins accumulate upon ruins; they
foresee that the theories fashionable to-day will shortly succumb in their
turn and hence they conclude that these are absolutely idle. This is what
they call the bankruptcy of science.
Their skepticism is superficial; they give no account to themselves of the
aim and the rôle of scientific theories; otherwise they would comprehend
that the ruins may still be good for something.
No theory seemed more solid than that of Fresnel which attributed light
to motions of the ether. Yet now Maxwell's is preferred. Does this mean the
work of Fresnel was in vain? No, because the aim of Fresnel was not to find
out whether there is really an ether, whether it is or is not formed of atoms,
whether these atoms really move in this or that sense; his object was to
foresee optical phenomena.
Now, Fresnel's theory always permits of this, to-day as well as before
Maxwell. The differential equations are always true; they can always be
integrated by the same procedures and the results of this integration always
retain their value.
And let no one say that thus we reduce physical theories to the rôle of
mere practical recipes; these equations express relations, and if the
equations remain true it is because these relations preserve their reality.
They teach us, now as then, that there is such and such a relation between
some thing and some other thing; only this something formerly we called
motion; we now call it electric current. But these appellations were only
Page 155
images substituted for the real objects which nature will eternally hide from
us. The true relations between these real objects are the only reality we can
attain to, and the only condition is that the same relations exist between
these objects as between the images by which we are forced to replace
them. If these relations are known to us, what matter if we deem it
convenient to replace one image by another.
That some periodic phenomenon (an electric oscillation, for instance) is
really due to the vibration of some atom which, acting like a pendulum,
really moves in this or that sense, is neither certain nor interesting. But that
between electric oscillation, the motion of the pendulum and all periodic
phenomena there exists a close relationship which corresponds to a
profound reality; that this relationship, this similitude, or rather this
parallelism extends into details; that it is a consequence of more general
principles, that of energy and that of least action; this is what we can affirm;
this is the truth which will always remain the same under all the costumes
in which we may deem it useful to deck it out.
Numerous theories of dispersion have been proposed; the first was
imperfect and contained only a small part of truth. Afterwards came that of
Helmholtz; then it was modified in various ways, and its author himself
imagined another founded on the principles of Maxwell. But, what is
remarkable, all the scientists who came after Helmholtz reached the same
equations, starting from points of departure in appearance very widely
separated. I will venture to say these theories are all true at the same time,
not only because they make us foresee the same phenomena, but because
they put in evidence a true relation, that of absorption and anomalous
dispersion. What is true in the premises of these theories is what is common
to all the authors; this is the affirmation of this or that relation between
certain things which some call by one name, others by another.
The kinetic theory of gases has given rise to many objections, which we
could hardly answer if we pretended to see in it the absolute truth. But all
these objections will not preclude its having been useful, and particularly so
in revealing to us a relation true and but for it profoundly hidden, that of the
gaseous pressure and the osmotic pressure. In this sense, then, it may be
said to be true.
us. The true relations between these real objects are the only reality we can
attain to, and the only condition is that the same relations exist between
these objects as between the images by which we are forced to replace
them. If these relations are known to us, what matter if we deem it
convenient to replace one image by another.
That some periodic phenomenon (an electric oscillation, for instance) is
really due to the vibration of some atom which, acting like a pendulum,
really moves in this or that sense, is neither certain nor interesting. But that
between electric oscillation, the motion of the pendulum and all periodic
phenomena there exists a close relationship which corresponds to a
profound reality; that this relationship, this similitude, or rather this
parallelism extends into details; that it is a consequence of more general
principles, that of energy and that of least action; this is what we can affirm;
this is the truth which will always remain the same under all the costumes
in which we may deem it useful to deck it out.
Numerous theories of dispersion have been proposed; the first was
imperfect and contained only a small part of truth. Afterwards came that of
Helmholtz; then it was modified in various ways, and its author himself
imagined another founded on the principles of Maxwell. But, what is
remarkable, all the scientists who came after Helmholtz reached the same
equations, starting from points of departure in appearance very widely
separated. I will venture to say these theories are all true at the same time,
not only because they make us foresee the same phenomena, but because
they put in evidence a true relation, that of absorption and anomalous
dispersion. What is true in the premises of these theories is what is common
to all the authors; this is the affirmation of this or that relation between
certain things which some call by one name, others by another.
The kinetic theory of gases has given rise to many objections, which we
could hardly answer if we pretended to see in it the absolute truth. But all
these objections will not preclude its having been useful, and particularly so
in revealing to us a relation true and but for it profoundly hidden, that of the
gaseous pressure and the osmotic pressure. In this sense, then, it may be
said to be true.
Page 156
When a physicist finds a contradiction between two theories equally dear
to him, he sometimes says: "We will not bother about that, but hold firmly
the two ends of the chain, though the intermediate links are hidden from
us." This argument of an embarrassed theologian would be ridiculous if it
were necessary to attribute to physical theories the sense the laity give
them. In case of contradiction, one of them at least must then be regarded as
false. It is no longer the same if in them be sought only what should be
sought. May be they both express true relations and the contradiction is
only in the images wherewith we have clothed the reality.
To those who find we restrict too much the domain accessible to the
scientist, I answer: These questions which we interdict to you and which
you regret, are not only insoluble, they are illusory and devoid of meaning.
Some philosopher pretends that all physics may be explained by the
mutual impacts of atoms. If he merely means there are between physical
phenomena the same relations as between the mutual impacts of a great
number of balls, well and good, that is verifiable, that is perhaps true. But
he means something more; and we think we understand it because we think
we know what impact is in itself; why? Simply because we have often seen
games of billiards. Shall we think God, contemplating his work, feels the
same sensations as we in watching a billiard match? If we do not wish to
give this bizarre sense to his assertion, if neither do we wish the restricted
sense I have just explained, which is good sense, then it has none.
Hypotheses of this sort have therefore only a metaphorical sense. The
scientist should no more interdict them than the poet does metaphors; but he
ought to know what they are worth. They may be useful to give a certain
satisfaction to the mind, and they will not be injurious provided they are
only indifferent hypotheses.
These considerations explain to us why certain theories, supposed to be
abandoned and finally condemned by experiment, suddenly arise from their
ashes and recommence a new life. It is because they expressed true
relations; and because they had not ceased to do so when, for one reason or
another, we felt it necessary to enunciate the same relations in another
language. So they retained a sort of latent life.
to him, he sometimes says: "We will not bother about that, but hold firmly
the two ends of the chain, though the intermediate links are hidden from
us." This argument of an embarrassed theologian would be ridiculous if it
were necessary to attribute to physical theories the sense the laity give
them. In case of contradiction, one of them at least must then be regarded as
false. It is no longer the same if in them be sought only what should be
sought. May be they both express true relations and the contradiction is
only in the images wherewith we have clothed the reality.
To those who find we restrict too much the domain accessible to the
scientist, I answer: These questions which we interdict to you and which
you regret, are not only insoluble, they are illusory and devoid of meaning.
Some philosopher pretends that all physics may be explained by the
mutual impacts of atoms. If he merely means there are between physical
phenomena the same relations as between the mutual impacts of a great
number of balls, well and good, that is verifiable, that is perhaps true. But
he means something more; and we think we understand it because we think
we know what impact is in itself; why? Simply because we have often seen
games of billiards. Shall we think God, contemplating his work, feels the
same sensations as we in watching a billiard match? If we do not wish to
give this bizarre sense to his assertion, if neither do we wish the restricted
sense I have just explained, which is good sense, then it has none.
Hypotheses of this sort have therefore only a metaphorical sense. The
scientist should no more interdict them than the poet does metaphors; but he
ought to know what they are worth. They may be useful to give a certain
satisfaction to the mind, and they will not be injurious provided they are
only indifferent hypotheses.
These considerations explain to us why certain theories, supposed to be
abandoned and finally condemned by experiment, suddenly arise from their
ashes and recommence a new life. It is because they expressed true
relations; and because they had not ceased to do so when, for one reason or
another, we felt it necessary to enunciate the same relations in another
language. So they retained a sort of latent life.
Page 157
Scarcely fifteen years ago was there anything more ridiculous, more
naïvely antiquated, than Coulomb's fluids? And yet here they are
reappearing under the name of electrons. Wherein do these permanently
electrified molecules differ from Coulomb's electric molecules? It is true
that in the electrons the electricity is supported by a little, a very little
matter; in other words, they have a mass (and yet this is now contested); but
Coulomb did not deny mass to his fluids, or, if he did, it was only with
reluctance. It would be rash to affirm that the belief in electrons will not
again suffer eclipse; it was none the less curious to note this unexpected
resurrection.
But the most striking example is Carnot's principle. Carnot set it up
starting from false hypotheses; when it was seen that heat is not
indestructible, but may be transformed into work, his ideas were completely
abandoned; afterwards Clausius returned to them and made them finally
triumph. Carnot's theory, under its primitive form, expressed, aside from
true relations, other inexact relations, débris of antiquated ideas; but the
presence of these latter did not change the reality of the others. Clausius had
only to discard them as one lops off dead branches.
The result was the second fundamental law of thermodynamics. There
were always the same relations; though these relations no longer subsisted,
at least in appearance, between the same objects. This was enough for the
principle to retain its value. And even the reasonings of Carnot have not
perished because of that; they were applied to a material tainted with error;
but their form (that is to say, the essential) remained correct.
What I have just said illuminates at the same time the rôle of general
principles such as the principle of least action, or that of the conservation of
energy.
These principles have a very high value; they were obtained in seeking
what there was in common in the enunciation of numerous physical laws;
they represent therefore, as it were, the quintessence of innumerable
observations.
However, from their very generality a consequence results to which I
have called attention in Chapter VIII, namely, that they can no longer be
verified. As we can not give a general definition of energy, the principle of
naïvely antiquated, than Coulomb's fluids? And yet here they are
reappearing under the name of electrons. Wherein do these permanently
electrified molecules differ from Coulomb's electric molecules? It is true
that in the electrons the electricity is supported by a little, a very little
matter; in other words, they have a mass (and yet this is now contested); but
Coulomb did not deny mass to his fluids, or, if he did, it was only with
reluctance. It would be rash to affirm that the belief in electrons will not
again suffer eclipse; it was none the less curious to note this unexpected
resurrection.
But the most striking example is Carnot's principle. Carnot set it up
starting from false hypotheses; when it was seen that heat is not
indestructible, but may be transformed into work, his ideas were completely
abandoned; afterwards Clausius returned to them and made them finally
triumph. Carnot's theory, under its primitive form, expressed, aside from
true relations, other inexact relations, débris of antiquated ideas; but the
presence of these latter did not change the reality of the others. Clausius had
only to discard them as one lops off dead branches.
The result was the second fundamental law of thermodynamics. There
were always the same relations; though these relations no longer subsisted,
at least in appearance, between the same objects. This was enough for the
principle to retain its value. And even the reasonings of Carnot have not
perished because of that; they were applied to a material tainted with error;
but their form (that is to say, the essential) remained correct.
What I have just said illuminates at the same time the rôle of general
principles such as the principle of least action, or that of the conservation of
energy.
These principles have a very high value; they were obtained in seeking
what there was in common in the enunciation of numerous physical laws;
they represent therefore, as it were, the quintessence of innumerable
observations.
However, from their very generality a consequence results to which I
have called attention in Chapter VIII, namely, that they can no longer be
verified. As we can not give a general definition of energy, the principle of
Page 158
the conservation of energy signifies simply that there is something which
remains constant. Well, whatever be the new notions that future
experiments shall give us about the world, we are sure in advance that there
will be something there which will remain constant and which may be
called energy.
Is this to say that the principle has no meaning and vanishes in a
tautology? Not at all; it signifies that the different things to which we give
the name of energy are connected by a true kinship; it affirms a real relation
between them. But then if this principle has a meaning, it may be false; it
may be that we have not the right to extend indefinitely its applications, and
yet it is certain beforehand to be verified in the strict acceptation of the
term; how then shall we know when it shall have attained all the extension
which can legitimately be given it? Just simply when it shall cease to be
useful to us, that is, to make us correctly foresee new phenomena. We shall
be sure in such a case that the relation affirmed is no longer real; for
otherwise it would be fruitful; experiment, without directly contradicting a
new extension of the principle, will yet have condemned it.
Physics and Mechanism.—Most theorists have a constant predilection for
explanations borrowed from mechanics or dynamics. Some would be
satisfied if they could explain all phenomena by motions of molecules
attracting each other according to certain laws. Others are more exacting;
they would suppress attractions at a distance; their molecules should follow
rectilinear paths from which they could be made to deviate only by impacts.
Others again, like Hertz, suppress forces also, but suppose their molecules
subjected to geometric attachments analogous, for instance, to those of our
linkages; they try thus to reduce dynamics to a sort of kinematics.
In a word, all would bend nature into a certain form outside of which
their mind could not feel satisfied. Will nature be sufficiently flexible for
that?
We shall examine this question in Chapter XII, à propos of Maxwell's
theory. Whenever the principles of energy and of least action are satisfied,
we shall see not only that there is always one possible mechanical
explanation, but that there is always an infinity of them. Thanks to a well-
known theorem of König's on linkages, it could be shown that we can, in an
remains constant. Well, whatever be the new notions that future
experiments shall give us about the world, we are sure in advance that there
will be something there which will remain constant and which may be
called energy.
Is this to say that the principle has no meaning and vanishes in a
tautology? Not at all; it signifies that the different things to which we give
the name of energy are connected by a true kinship; it affirms a real relation
between them. But then if this principle has a meaning, it may be false; it
may be that we have not the right to extend indefinitely its applications, and
yet it is certain beforehand to be verified in the strict acceptation of the
term; how then shall we know when it shall have attained all the extension
which can legitimately be given it? Just simply when it shall cease to be
useful to us, that is, to make us correctly foresee new phenomena. We shall
be sure in such a case that the relation affirmed is no longer real; for
otherwise it would be fruitful; experiment, without directly contradicting a
new extension of the principle, will yet have condemned it.
Physics and Mechanism.—Most theorists have a constant predilection for
explanations borrowed from mechanics or dynamics. Some would be
satisfied if they could explain all phenomena by motions of molecules
attracting each other according to certain laws. Others are more exacting;
they would suppress attractions at a distance; their molecules should follow
rectilinear paths from which they could be made to deviate only by impacts.
Others again, like Hertz, suppress forces also, but suppose their molecules
subjected to geometric attachments analogous, for instance, to those of our
linkages; they try thus to reduce dynamics to a sort of kinematics.
In a word, all would bend nature into a certain form outside of which
their mind could not feel satisfied. Will nature be sufficiently flexible for
that?
We shall examine this question in Chapter XII, à propos of Maxwell's
theory. Whenever the principles of energy and of least action are satisfied,
we shall see not only that there is always one possible mechanical
explanation, but that there is always an infinity of them. Thanks to a well-
known theorem of König's on linkages, it could be shown that we can, in an
Page 159
infinity of ways, explain everything by attachments after the manner of
Hertz, or also by central forces. Without doubt it could be demonstrated just
as easily that everything can always be explained by simple impacts.
For that, of course, we need not be content with ordinary matter, with that
which falls under our senses and whose motions we observe directly. Either
we shall suppose that this common matter is formed of atoms whose
internal motions elude us, the displacement of the totality alone remaining
accessible to our senses. Or else we shall imagine some one of those subtile
fluids which under the name of ether or under other names, have at all times
played so great a rôle in physical theories.
Often one goes further and regards the ether as the sole primitive matter
or even as the only true matter. The more moderate consider common
matter as condensed ether, which is nothing startling; but others reduce still
further its importance and see in it nothing more than the geometric locus of
the ether's singularities. For instance, what we call matter is for Lord Kelvin
only the locus of points where the ether is animated by vortex motions; for
Riemann, it was the locus of points where ether is constantly destroyed; for
other more recent authors, Wiechert or Larmor, it is the locus of points
where the ether undergoes a sort of torsion of a very particular nature. If the
attempt is made to occupy one of these points of view, I ask myself by what
right shall we extend to the ether, under pretext that this is the true matter,
mechanical properties observed in ordinary matter, which is only false
matter.
The ancient fluids, caloric, electricity, etc., were abandoned when it was
perceived that heat is not indestructible. But they were abandoned for
another reason also. In materializing them, their individuality was, so to
speak, emphasized, a sort of abyss was opened between them. This had to
be filled up on the coming of a more vivid feeling of the unity of nature,
and the perception of the intimate relations which bind together all its parts.
Not only did the old physicists, in multiplying fluids, create entities
unnecessarily, but they broke real ties.
It is not sufficient for a theory to affirm no false relations, it must not
hide true relations.
Hertz, or also by central forces. Without doubt it could be demonstrated just
as easily that everything can always be explained by simple impacts.
For that, of course, we need not be content with ordinary matter, with that
which falls under our senses and whose motions we observe directly. Either
we shall suppose that this common matter is formed of atoms whose
internal motions elude us, the displacement of the totality alone remaining
accessible to our senses. Or else we shall imagine some one of those subtile
fluids which under the name of ether or under other names, have at all times
played so great a rôle in physical theories.
Often one goes further and regards the ether as the sole primitive matter
or even as the only true matter. The more moderate consider common
matter as condensed ether, which is nothing startling; but others reduce still
further its importance and see in it nothing more than the geometric locus of
the ether's singularities. For instance, what we call matter is for Lord Kelvin
only the locus of points where the ether is animated by vortex motions; for
Riemann, it was the locus of points where ether is constantly destroyed; for
other more recent authors, Wiechert or Larmor, it is the locus of points
where the ether undergoes a sort of torsion of a very particular nature. If the
attempt is made to occupy one of these points of view, I ask myself by what
right shall we extend to the ether, under pretext that this is the true matter,
mechanical properties observed in ordinary matter, which is only false
matter.
The ancient fluids, caloric, electricity, etc., were abandoned when it was
perceived that heat is not indestructible. But they were abandoned for
another reason also. In materializing them, their individuality was, so to
speak, emphasized, a sort of abyss was opened between them. This had to
be filled up on the coming of a more vivid feeling of the unity of nature,
and the perception of the intimate relations which bind together all its parts.
Not only did the old physicists, in multiplying fluids, create entities
unnecessarily, but they broke real ties.
It is not sufficient for a theory to affirm no false relations, it must not
hide true relations.
Page 160
And does our ether really exist? We know the origin of our belief in the
ether. If light reaches us from a distant star, during several years it was no
longer on the star and not yet on the earth; it must then be somewhere and
sustained, so to speak, by some material support.
The same idea may be expressed under a more mathematical and more
abstract form. What we ascertain are the changes undergone by material
molecules; we see, for instance, that our photographic plate feels the
consequences of phenomena of which the incandescent mass of the star was
the theater several years before. Now, in ordinary mechanics the state of the
system studied depends only on its state at an instant immediately anterior;
therefore the system satisfies differential equations. On the contrary, if we
should not believe in the ether, the state of the material universe would
depend not only on the state immediately preceding, but on states much
older; the system would satisfy equations of finite differences. It is to
escape this derogation of the general laws of mechanics that we have
invented the ether.
That would still only oblige us to fill up, with the ether, the interplanetary
void, but not to make it penetrate the bosom of the material media
themselves. Fizeau's experiment goes further. By the interference of rays
which have traversed air or water in motion, it seems to show us two
different media interpenetrating and yet changing place one with regard to
the other.
We seem to touch the ether with the finger.
Yet experiments may be conceived which would make us touch it still
more nearly. Suppose Newton's principle, of the equality of action and
reaction, no longer true if applied to matter alone, and that we have
established it. The geometric sum of all the forces applied to all the material
molecules would no longer be null. It would be necessary then, if we did
not wish to change all mechanics, to introduce the ether, in order that this
action which matter appeared to experience should be counterbalanced by
the reaction of matter on something.
Or again, suppose we discover that optical and electrical phenomena are
influenced by the motion of the earth. We should be led to conclude that
these phenomena might reveal to us not only the relative motions of
ether. If light reaches us from a distant star, during several years it was no
longer on the star and not yet on the earth; it must then be somewhere and
sustained, so to speak, by some material support.
The same idea may be expressed under a more mathematical and more
abstract form. What we ascertain are the changes undergone by material
molecules; we see, for instance, that our photographic plate feels the
consequences of phenomena of which the incandescent mass of the star was
the theater several years before. Now, in ordinary mechanics the state of the
system studied depends only on its state at an instant immediately anterior;
therefore the system satisfies differential equations. On the contrary, if we
should not believe in the ether, the state of the material universe would
depend not only on the state immediately preceding, but on states much
older; the system would satisfy equations of finite differences. It is to
escape this derogation of the general laws of mechanics that we have
invented the ether.
That would still only oblige us to fill up, with the ether, the interplanetary
void, but not to make it penetrate the bosom of the material media
themselves. Fizeau's experiment goes further. By the interference of rays
which have traversed air or water in motion, it seems to show us two
different media interpenetrating and yet changing place one with regard to
the other.
We seem to touch the ether with the finger.
Yet experiments may be conceived which would make us touch it still
more nearly. Suppose Newton's principle, of the equality of action and
reaction, no longer true if applied to matter alone, and that we have
established it. The geometric sum of all the forces applied to all the material
molecules would no longer be null. It would be necessary then, if we did
not wish to change all mechanics, to introduce the ether, in order that this
action which matter appeared to experience should be counterbalanced by
the reaction of matter on something.
Or again, suppose we discover that optical and electrical phenomena are
influenced by the motion of the earth. We should be led to conclude that
these phenomena might reveal to us not only the relative motions of
Page 161
material bodies, but what would seem to be their absolute motions. Again,
an ether would be necessary, that these so-called absolute motions should
not be their displacements with regard to a void space, but their
displacements with regard to something concrete.
Shall we ever arrive at that? I have not this hope, I shall soon say why,
and yet it is not so absurd, since others have had it.
For instance, if the theory of Lorentz, of which I shall speak in detail
further on in Chapter XIII., were true, Newton's principle would not apply
to matter alone, and the difference would not be very far from being
accessible to experiment.
On the other hand, many researches have been made on the influence of
the earth's motion. The results have always been negative. But these
experiments were undertaken because the outcome was not sure in advance,
and, indeed, according to the ruling theories, the compensation would be
only approximate, and one might expect to see precise methods give
positive results.
I believe that such a hope is illusory; it was none the less interesting to
show that a success of this sort would open to us, in some sort, a new world.
And now I must be permitted a digression; I must explain, in fact, why I
do not believe, despite Lorentz, that more precise observations can ever put
in evidence anything else than the relative displacements of material bodies.
Experiments have been made which should have disclosed the terms of the
first order; the results have been negative; could that be by chance? No one
has assumed that; a general explanation has been sought, and Lorentz has
found it; he has shown that the terms of the first order must destroy each
other, but not those of the second. Then more precise experiments were
made; they also were negative; neither could this be the effect of chance; an
explanation was necessary; it was found; they always are found; of
hypotheses there is never lack.
But this is not enough; who does not feel that this is still to leave to
chance too great a rôle? Would not that also be a chance, this singular
coincidence which brought it about that a certain circumstance should come
just in the nick of time to destroy the terms of the first order, and that
an ether would be necessary, that these so-called absolute motions should
not be their displacements with regard to a void space, but their
displacements with regard to something concrete.
Shall we ever arrive at that? I have not this hope, I shall soon say why,
and yet it is not so absurd, since others have had it.
For instance, if the theory of Lorentz, of which I shall speak in detail
further on in Chapter XIII., were true, Newton's principle would not apply
to matter alone, and the difference would not be very far from being
accessible to experiment.
On the other hand, many researches have been made on the influence of
the earth's motion. The results have always been negative. But these
experiments were undertaken because the outcome was not sure in advance,
and, indeed, according to the ruling theories, the compensation would be
only approximate, and one might expect to see precise methods give
positive results.
I believe that such a hope is illusory; it was none the less interesting to
show that a success of this sort would open to us, in some sort, a new world.
And now I must be permitted a digression; I must explain, in fact, why I
do not believe, despite Lorentz, that more precise observations can ever put
in evidence anything else than the relative displacements of material bodies.
Experiments have been made which should have disclosed the terms of the
first order; the results have been negative; could that be by chance? No one
has assumed that; a general explanation has been sought, and Lorentz has
found it; he has shown that the terms of the first order must destroy each
other, but not those of the second. Then more precise experiments were
made; they also were negative; neither could this be the effect of chance; an
explanation was necessary; it was found; they always are found; of
hypotheses there is never lack.
But this is not enough; who does not feel that this is still to leave to
chance too great a rôle? Would not that also be a chance, this singular
coincidence which brought it about that a certain circumstance should come
just in the nick of time to destroy the terms of the first order, and that
Page 162
another circumstance, wholly different, but just as opportune, should take
upon itself to destroy those of the second order? No, it is necessary to find
an explanation the same for the one as for the other, and then everything
leads us to think that this explanation will hold good equally well for the
terms of higher order, and that the mutual destruction of these terms will be
rigorous and absolute.
Present State of the Science.—In the history of the development of
physics we distinguish two inverse tendencies.
On the one hand, new bonds are continually being discovered between
objects which had seemed destined to remain forever unconnected;
scattered facts cease to be strangers to one another; they tend to arrange
themselves in an imposing synthesis. Science advances toward unity and
simplicity.
On the other hand, observation reveals to us every day new phenomena;
they must long await their place and sometimes, to make one for them, a
corner of the edifice must be demolished. In the known phenomena
themselves, where our crude senses showed us uniformity, we perceive
details from day to day more varied; what we believed simple becomes
complex, and science appears to advance toward variety and complexity.
Of these two inverse tendencies, which seem to triumph turn about,
which will win? If it be the first, science is possible; but nothing proves this
a priori, and it may well be feared that after having made vain efforts to
bend nature in spite of herself to our ideal of unity, submerged by the ever-
rising flood of our new riches, we must renounce classifying them, abandon
our ideal, and reduce science to the registration of innumerable recipes.
To this question we can not reply. All we can do is to observe the science
of to-day and compare it with that of yesterday. From this examination we
may doubtless draw some encouragement.
Half a century ago, hope ran high. The discovery of the conservation of
energy and of its transformations had revealed to us the unity of force. Thus
it showed that the phenomena of heat could be explained by molecular
motions. What was the nature of these motions was not exactly known, but
no one doubted that it soon would be. For light, the task seemed completely
upon itself to destroy those of the second order? No, it is necessary to find
an explanation the same for the one as for the other, and then everything
leads us to think that this explanation will hold good equally well for the
terms of higher order, and that the mutual destruction of these terms will be
rigorous and absolute.
Present State of the Science.—In the history of the development of
physics we distinguish two inverse tendencies.
On the one hand, new bonds are continually being discovered between
objects which had seemed destined to remain forever unconnected;
scattered facts cease to be strangers to one another; they tend to arrange
themselves in an imposing synthesis. Science advances toward unity and
simplicity.
On the other hand, observation reveals to us every day new phenomena;
they must long await their place and sometimes, to make one for them, a
corner of the edifice must be demolished. In the known phenomena
themselves, where our crude senses showed us uniformity, we perceive
details from day to day more varied; what we believed simple becomes
complex, and science appears to advance toward variety and complexity.
Of these two inverse tendencies, which seem to triumph turn about,
which will win? If it be the first, science is possible; but nothing proves this
a priori, and it may well be feared that after having made vain efforts to
bend nature in spite of herself to our ideal of unity, submerged by the ever-
rising flood of our new riches, we must renounce classifying them, abandon
our ideal, and reduce science to the registration of innumerable recipes.
To this question we can not reply. All we can do is to observe the science
of to-day and compare it with that of yesterday. From this examination we
may doubtless draw some encouragement.
Half a century ago, hope ran high. The discovery of the conservation of
energy and of its transformations had revealed to us the unity of force. Thus
it showed that the phenomena of heat could be explained by molecular
motions. What was the nature of these motions was not exactly known, but
no one doubted that it soon would be. For light, the task seemed completely
Page 163
accomplished. In what concerns electricity, things were less advanced.
Electricity had just annexed magnetism. This was a considerable step
toward unity, and a decisive step.
But how should electricity in its turn enter into the general unity, how
should it be reduced to the universal mechanism?
Of that no one had any idea. Yet the possibility of this reduction was
doubted by none, there was faith. Finally, in what concerns the molecular
properties of material bodies, the reduction seemed still easier, but all the
detail remained hazy. In a word, the hopes were vast and animated, but
vague. To-day, what do we see? First of all, a prime progress, immense
progress. The relations of electricity and light are now known; the three
realms, of light, of electricity and of magnetism, previously separated, form
now but one; and this annexation seems final.
This conquest, however, has cost us some sacrifices. The optical
phenomena subordinate themselves as particular cases under the electrical
phenomena; so long as they remained isolated, it was easy to explain them
by motions that were supposed to be known in all their details, that was a
matter of course; but now an explanation, to be acceptable, must be easily
capable of extension to the entire electric domain. Now that is a matter not
without difficulties.
The most satisfactory theory we have is that of Lorentz, which, as we
shall see in the last chapter, explains electric currents by the motions of
little electrified particles; it is unquestionably the one which best explains
the known facts, the one which illuminates the greatest number of true
relations, the one of which most traces will be found in the final
construction. Nevertheless, it still has a serious defect, which I have
indicated above; it is contrary to Newton's law of the equality of action and
reaction; or rather, this principle, in the eyes of Lorentz, would not be
applicable to matter alone; for it to be true, it would be necessary to take
account of the action of the ether on matter and of the reaction of matter on
the ether.
Now, from what we know at present, it seems probable that things do not
happen in this way.
Electricity had just annexed magnetism. This was a considerable step
toward unity, and a decisive step.
But how should electricity in its turn enter into the general unity, how
should it be reduced to the universal mechanism?
Of that no one had any idea. Yet the possibility of this reduction was
doubted by none, there was faith. Finally, in what concerns the molecular
properties of material bodies, the reduction seemed still easier, but all the
detail remained hazy. In a word, the hopes were vast and animated, but
vague. To-day, what do we see? First of all, a prime progress, immense
progress. The relations of electricity and light are now known; the three
realms, of light, of electricity and of magnetism, previously separated, form
now but one; and this annexation seems final.
This conquest, however, has cost us some sacrifices. The optical
phenomena subordinate themselves as particular cases under the electrical
phenomena; so long as they remained isolated, it was easy to explain them
by motions that were supposed to be known in all their details, that was a
matter of course; but now an explanation, to be acceptable, must be easily
capable of extension to the entire electric domain. Now that is a matter not
without difficulties.
The most satisfactory theory we have is that of Lorentz, which, as we
shall see in the last chapter, explains electric currents by the motions of
little electrified particles; it is unquestionably the one which best explains
the known facts, the one which illuminates the greatest number of true
relations, the one of which most traces will be found in the final
construction. Nevertheless, it still has a serious defect, which I have
indicated above; it is contrary to Newton's law of the equality of action and
reaction; or rather, this principle, in the eyes of Lorentz, would not be
applicable to matter alone; for it to be true, it would be necessary to take
account of the action of the ether on matter and of the reaction of matter on
the ether.
Now, from what we know at present, it seems probable that things do not
happen in this way.
Page 164
However that may be, thanks to Lorentz, Fizeau's results on the optics of
moving bodies, the laws of normal and anomalous dispersion and of
absorption find themselves linked to one another and to the other properties
of the ether by bonds which beyond any doubt will never more be broken.
See the facility with which the new Zeeman effect has found its place
already and has even aided in classifying Faraday's magnetic rotation which
had defied Maxwell's efforts; this facility abundantly proves that the theory
of Lorentz is not an artificial assemblage destined to fall asunder. It will
probably have to be modified, but not destroyed.
But Lorentz had no aim beyond that of embracing in one totality all the
optics and electrodynamics of moving bodies; he never pretended to give a
mechanical explanation of them. Larmor goes further; retaining the theory
of Lorentz in essentials, he grafts upon it, so to speak, MacCullagh's ideas
on the direction of the motions of the ether.
According to him, the velocity of the ether would have the same direction
and the same magnitude as the magnetic force. However ingenious this
attempt may be, the defect of the theory of Lorentz remains and is even
aggravated. With Lorentz, we do not know what are the motions of the
ether; thanks to this ignorance, we may suppose them such that,
compensating those of matter, they reestablish the equality of action and
reaction. With Larmor, we know the motions of the ether, and we can
ascertain that the compensation does not take place.
If Larmor has failed, as it seems to me he has, does that mean that a
mechanical explanation is impossible? Far from it: I have said above that
when a phenomenon obeys the two principles of energy and of least action,
it admits of an infinity of mechanical explanations; so it is, therefore, with
the optical and electrical phenomena.
But this is not enough: for a mechanical explanation to be good, it must
be simple; for choosing it among all which are possible, there should be
other reasons besides the necessity of making a choice. Well, we have not as
yet a theory satisfying this condition and consequently good for something.
Must we lament this? That would be to forget what is the goal sought; this
is not mechanism; the true, the sole aim is unity.
moving bodies, the laws of normal and anomalous dispersion and of
absorption find themselves linked to one another and to the other properties
of the ether by bonds which beyond any doubt will never more be broken.
See the facility with which the new Zeeman effect has found its place
already and has even aided in classifying Faraday's magnetic rotation which
had defied Maxwell's efforts; this facility abundantly proves that the theory
of Lorentz is not an artificial assemblage destined to fall asunder. It will
probably have to be modified, but not destroyed.
But Lorentz had no aim beyond that of embracing in one totality all the
optics and electrodynamics of moving bodies; he never pretended to give a
mechanical explanation of them. Larmor goes further; retaining the theory
of Lorentz in essentials, he grafts upon it, so to speak, MacCullagh's ideas
on the direction of the motions of the ether.
According to him, the velocity of the ether would have the same direction
and the same magnitude as the magnetic force. However ingenious this
attempt may be, the defect of the theory of Lorentz remains and is even
aggravated. With Lorentz, we do not know what are the motions of the
ether; thanks to this ignorance, we may suppose them such that,
compensating those of matter, they reestablish the equality of action and
reaction. With Larmor, we know the motions of the ether, and we can
ascertain that the compensation does not take place.
If Larmor has failed, as it seems to me he has, does that mean that a
mechanical explanation is impossible? Far from it: I have said above that
when a phenomenon obeys the two principles of energy and of least action,
it admits of an infinity of mechanical explanations; so it is, therefore, with
the optical and electrical phenomena.
But this is not enough: for a mechanical explanation to be good, it must
be simple; for choosing it among all which are possible, there should be
other reasons besides the necessity of making a choice. Well, we have not as
yet a theory satisfying this condition and consequently good for something.
Must we lament this? That would be to forget what is the goal sought; this
is not mechanism; the true, the sole aim is unity.
Page 165
We must therefore set bounds to our ambition; let us not try to formulate
a mechanical explanation; let us be content with showing that we could
always find one if we wished to. In this regard we have been successful; the
principle of the conservation of energy has received only confirmations; a
second principle has come to join it, that of least action, put under the form
which is suitable for physics. It also has always been verified, at least in so
far as concerns reversible phenomena which thus obey the equations of
Lagrange, that is to say, the most general laws of mechanics.
Irreversible phenomena are much more rebellious. Yet these also are
being coordinated, and tend to come into unity; the light which has
illuminated them has come to us from Carnot's principle. Long did
thermodynamics confine itself to the study of the dilatation of bodies and
their changes of state. For some time past it has been growing bolder and
has considerably extended its domain. We owe to it the theory of the
galvanic battery and that of the thermoelectric phenomena; there is not in
all physics a corner that it has not explored, and it has attacked chemistry
itself.
Everywhere the same laws reign; everywhere, under the diversity of
appearances, is found again Carnot's principle; everywhere also is found
that concept so prodigiously abstract of entropy, which is as universal as
that of energy and seems like it to cover a reality. Radiant heat seemed
destined to escape it; but recently we have seen that submit to the same
laws.
In this way fresh analogies are revealed to us, which may often be
followed into detail; ohmic resistance resembles the viscosity of liquids;
hysteresis would resemble rather the friction of solids. In all cases, friction
would appear to be the type which the most various irreversible phenomena
copy, and this kinship is real and profound.
Of these phenomena a mechanical explanation, properly so called, has
also been sought. They hardly lent themselves to it. To find it, it was
necessary to suppose that the irreversibility is only apparent, that the
elementary phenomena are reversible and obey the known laws of
dynamics. But the elements are extremely numerous and blend more and
more, so that to our crude sight all appears to tend toward uniformity, that
a mechanical explanation; let us be content with showing that we could
always find one if we wished to. In this regard we have been successful; the
principle of the conservation of energy has received only confirmations; a
second principle has come to join it, that of least action, put under the form
which is suitable for physics. It also has always been verified, at least in so
far as concerns reversible phenomena which thus obey the equations of
Lagrange, that is to say, the most general laws of mechanics.
Irreversible phenomena are much more rebellious. Yet these also are
being coordinated, and tend to come into unity; the light which has
illuminated them has come to us from Carnot's principle. Long did
thermodynamics confine itself to the study of the dilatation of bodies and
their changes of state. For some time past it has been growing bolder and
has considerably extended its domain. We owe to it the theory of the
galvanic battery and that of the thermoelectric phenomena; there is not in
all physics a corner that it has not explored, and it has attacked chemistry
itself.
Everywhere the same laws reign; everywhere, under the diversity of
appearances, is found again Carnot's principle; everywhere also is found
that concept so prodigiously abstract of entropy, which is as universal as
that of energy and seems like it to cover a reality. Radiant heat seemed
destined to escape it; but recently we have seen that submit to the same
laws.
In this way fresh analogies are revealed to us, which may often be
followed into detail; ohmic resistance resembles the viscosity of liquids;
hysteresis would resemble rather the friction of solids. In all cases, friction
would appear to be the type which the most various irreversible phenomena
copy, and this kinship is real and profound.
Of these phenomena a mechanical explanation, properly so called, has
also been sought. They hardly lent themselves to it. To find it, it was
necessary to suppose that the irreversibility is only apparent, that the
elementary phenomena are reversible and obey the known laws of
dynamics. But the elements are extremely numerous and blend more and
more, so that to our crude sight all appears to tend toward uniformity, that
Page 166
is, everything seems to go forward in the same sense without hope of return.
The apparent irreversibility is thus only an effect of the law of great
numbers. But, only a being with infinitely subtile senses, like Maxwell's
imaginary demon, could disentangle this inextricable skein and turn back
the course of the universe.
This conception, which attaches itself to the kinetic theory of gases, has
cost great efforts and has not, on the whole, been fruitful; but it may
become so. This is not the place to examine whether it does not lead to
contradictions and whether it is in conformity with the true nature of things.
We signalize, however, M. Gouy's original ideas on the Brownian
movement. According to this scientist, this singular motion should escape
Carnot's principle. The particles which it puts in swing would be smaller
than the links of that so compacted skein; they would therefore be fitted to
disentangle them and hence to make the world go backward. We should
almost see Maxwell's demon at work.
To summarize, the previously known phenomena are better and better
classified, but new phenomena come to claim their place; most of these,
like the Zeeman effect, have at once found it.
But we have the cathode rays, the X-rays, those of uranium and of
radium. Herein is a whole world which no one suspected. How many
unexpected guests must be stowed away?
No one can yet foresee the place they will occupy. But I do not believe
they will destroy the general unity; I think they will rather complete it. On
the one hand, in fact, the new radiations seem connected with the
phenomena of luminescence; not only do they excite fluorescence, but they
sometimes take birth in the same conditions as it.
Nor are they without kinship with the causes which produce the electric
spark under the action of the ultra-violet light.
Finally, and above all, it is believed that in all these phenomena are found
true ions, animated, it is true, by velocities incomparably greater than in the
electrolytes.
That is all very vague, but it will all become more precise.
The apparent irreversibility is thus only an effect of the law of great
numbers. But, only a being with infinitely subtile senses, like Maxwell's
imaginary demon, could disentangle this inextricable skein and turn back
the course of the universe.
This conception, which attaches itself to the kinetic theory of gases, has
cost great efforts and has not, on the whole, been fruitful; but it may
become so. This is not the place to examine whether it does not lead to
contradictions and whether it is in conformity with the true nature of things.
We signalize, however, M. Gouy's original ideas on the Brownian
movement. According to this scientist, this singular motion should escape
Carnot's principle. The particles which it puts in swing would be smaller
than the links of that so compacted skein; they would therefore be fitted to
disentangle them and hence to make the world go backward. We should
almost see Maxwell's demon at work.
To summarize, the previously known phenomena are better and better
classified, but new phenomena come to claim their place; most of these,
like the Zeeman effect, have at once found it.
But we have the cathode rays, the X-rays, those of uranium and of
radium. Herein is a whole world which no one suspected. How many
unexpected guests must be stowed away?
No one can yet foresee the place they will occupy. But I do not believe
they will destroy the general unity; I think they will rather complete it. On
the one hand, in fact, the new radiations seem connected with the
phenomena of luminescence; not only do they excite fluorescence, but they
sometimes take birth in the same conditions as it.
Nor are they without kinship with the causes which produce the electric
spark under the action of the ultra-violet light.
Finally, and above all, it is believed that in all these phenomena are found
true ions, animated, it is true, by velocities incomparably greater than in the
electrolytes.
That is all very vague, but it will all become more precise.
Page 167
Phosphorescence, the action of light on the spark, these were regions
rather isolated and consequently somewhat neglected by investigators. One
may now hope that a new path will be constructed which will facilitate their
communications with the rest of science.
Not only do we discover new phenomena, but in those we thought we
knew, unforeseen aspects reveal themselves. In the free ether, the laws
retain their majestic simplicity; but matter, properly so called, seems more
and more complex; all that is said of it is never more than approximate, and
at each instant our formulas require new terms.
Nevertheless the frames are not broken; the relations that we have
recognized between objects we thought simple still subsist between these
same objects when we know their complexity, and it is that alone which is
of importance. Our equations become, it is true, more and more
complicated, in order to embrace more closely the complexity of nature; but
nothing is changed in the relations which permit the deducing of these
equations one from another. In a word, the form of these equations has
persisted.
Take, for example, the laws of reflection: Fresnel had established them
by a simple and seductive theory which experiment seemed to confirm.
Since then more precise researches have proved that this verification was
only approximate; they have shown everywhere traces of elliptic
polarization. But, thanks to the help that the first approximation gave us, we
found forthwith the cause of these anomalies, which is the presence of a
transition layer; and Fresnel's theory has subsisted in its essentials.
But there is a reflection we can not help making: All these relations
would have remained unperceived if one had at first suspected the
complexity of the objects they connect. It has long been said: If Tycho had
had instruments ten times more precise neither Kepler, nor Newton, nor
astronomy would ever have been. It is a misfortune for a science to be born
too late, when the means of observation have become too perfect. This is to-
day the case with physical chemistry; its founders are embarrassed in their
general grasp by third and fourth decimals; happily they are men of a robust
faith.
rather isolated and consequently somewhat neglected by investigators. One
may now hope that a new path will be constructed which will facilitate their
communications with the rest of science.
Not only do we discover new phenomena, but in those we thought we
knew, unforeseen aspects reveal themselves. In the free ether, the laws
retain their majestic simplicity; but matter, properly so called, seems more
and more complex; all that is said of it is never more than approximate, and
at each instant our formulas require new terms.
Nevertheless the frames are not broken; the relations that we have
recognized between objects we thought simple still subsist between these
same objects when we know their complexity, and it is that alone which is
of importance. Our equations become, it is true, more and more
complicated, in order to embrace more closely the complexity of nature; but
nothing is changed in the relations which permit the deducing of these
equations one from another. In a word, the form of these equations has
persisted.
Take, for example, the laws of reflection: Fresnel had established them
by a simple and seductive theory which experiment seemed to confirm.
Since then more precise researches have proved that this verification was
only approximate; they have shown everywhere traces of elliptic
polarization. But, thanks to the help that the first approximation gave us, we
found forthwith the cause of these anomalies, which is the presence of a
transition layer; and Fresnel's theory has subsisted in its essentials.
But there is a reflection we can not help making: All these relations
would have remained unperceived if one had at first suspected the
complexity of the objects they connect. It has long been said: If Tycho had
had instruments ten times more precise neither Kepler, nor Newton, nor
astronomy would ever have been. It is a misfortune for a science to be born
too late, when the means of observation have become too perfect. This is to-
day the case with physical chemistry; its founders are embarrassed in their
general grasp by third and fourth decimals; happily they are men of a robust
faith.
Page 168
The better one knows the properties of matter the more one sees
continuity reign. Since the labors of Andrews and of van der Waals, we get
an idea of how the passage is made from the liquid to the gaseous state and
that this passage is not abrupt. Similarly, there is no gap between the liquid
and solid states, and in the proceedings of a recent congress is to be seen,
alongside of a work on the rigidity of liquids, a memoir on the flow of
solids.
By this tendency no doubt simplicity loses; some phenomenon was
formerly represented by several straight lines, now these straights must be
joined by curves more or less complicated. In compensation unity gains
notably. Those cut-off categories quieted the mind, but they did not satisfy
it.
Finally the methods of physics have invaded a new domain, that of
chemistry; physical chemistry is born. It is still very young, but we already
see that it will enable us to connect such phenomena as electrolysis,
osmosis and the motions of ions.
From this rapid exposition, what shall we conclude?
Everything considered, we have approached unity; we have not been as
quick as was hoped fifty years ago, we have not always taken the predicted
way; but, finally, we have gained ever so much ground.
CHAPTER XI
The Calculus of Probabilities
Doubtless it will be astonishing to find here thoughts about the calculus
of probabilities. What has it to do with the method of the physical sciences?
And yet the questions I shall raise without solving present themselves
naturally to the philosopher who is thinking about physics. So far is this the
case that in the two preceding chapters I have often been led to use the
words 'probability' and 'chance.'
continuity reign. Since the labors of Andrews and of van der Waals, we get
an idea of how the passage is made from the liquid to the gaseous state and
that this passage is not abrupt. Similarly, there is no gap between the liquid
and solid states, and in the proceedings of a recent congress is to be seen,
alongside of a work on the rigidity of liquids, a memoir on the flow of
solids.
By this tendency no doubt simplicity loses; some phenomenon was
formerly represented by several straight lines, now these straights must be
joined by curves more or less complicated. In compensation unity gains
notably. Those cut-off categories quieted the mind, but they did not satisfy
it.
Finally the methods of physics have invaded a new domain, that of
chemistry; physical chemistry is born. It is still very young, but we already
see that it will enable us to connect such phenomena as electrolysis,
osmosis and the motions of ions.
From this rapid exposition, what shall we conclude?
Everything considered, we have approached unity; we have not been as
quick as was hoped fifty years ago, we have not always taken the predicted
way; but, finally, we have gained ever so much ground.
CHAPTER XI
The Calculus of Probabilities
Doubtless it will be astonishing to find here thoughts about the calculus
of probabilities. What has it to do with the method of the physical sciences?
And yet the questions I shall raise without solving present themselves
naturally to the philosopher who is thinking about physics. So far is this the
case that in the two preceding chapters I have often been led to use the
words 'probability' and 'chance.'
Page 169
'Predicted facts,' as I have said above, 'can only be probable.' "However
solidly founded a prediction may seem to us to be, we are never absolutely
sure that experiment will not prove it false. But the probability is often so
great that practically we may be satisfied with it." And a little further on I
have added: "See what a rôle the belief in simplicity plays in our
generalizations. We have verified a simple law in a great number of
particular cases; we refuse to admit that this coincidence, so often repeated,
can be a mere effect of chance...."
Thus in a multitude of circumstances the physicist is in the same position
as the gambler who reckons up his chances. As often as he reasons by
induction, he requires more or less consciously the calculus of probabilities,
and this is why I am obliged to introduce a parenthesis, and interrupt our
study of method in the physical sciences in order to examine a little more
closely the value of this calculus, and what confidence it merits.
The very name calculus of probabilities is a paradox. Probability opposed
to certainty is what we do not know, and how can we calculate what we do
not know? Yet many eminent savants have occupied themselves with this
calculus, and it can not be denied that science has drawn therefrom no small
advantage.
How can we explain this apparent contradiction?
Has probability been defined? Can it even be defined? And if it can not,
how dare we reason about it? The definition, it will be said, is very simple:
the probability of an event is the ratio of the number of cases favorable to
this event to the total number of possible cases.
A simple example will show how incomplete this definition is. I throw
two dice. What is the probability that one of the two at least turns up a six?
Each die can turn up in six different ways; the number of possible cases is 6
× 6 = 36; the number of favorable cases is 11; the probability is 11/36.
That is the correct solution. But could I not just as well say: The points
which turn up on the two dice can form 6 × 7/2 = 21 different
combinations? Among these combinations 6 are favorable; the probability is
6/21.
solidly founded a prediction may seem to us to be, we are never absolutely
sure that experiment will not prove it false. But the probability is often so
great that practically we may be satisfied with it." And a little further on I
have added: "See what a rôle the belief in simplicity plays in our
generalizations. We have verified a simple law in a great number of
particular cases; we refuse to admit that this coincidence, so often repeated,
can be a mere effect of chance...."
Thus in a multitude of circumstances the physicist is in the same position
as the gambler who reckons up his chances. As often as he reasons by
induction, he requires more or less consciously the calculus of probabilities,
and this is why I am obliged to introduce a parenthesis, and interrupt our
study of method in the physical sciences in order to examine a little more
closely the value of this calculus, and what confidence it merits.
The very name calculus of probabilities is a paradox. Probability opposed
to certainty is what we do not know, and how can we calculate what we do
not know? Yet many eminent savants have occupied themselves with this
calculus, and it can not be denied that science has drawn therefrom no small
advantage.
How can we explain this apparent contradiction?
Has probability been defined? Can it even be defined? And if it can not,
how dare we reason about it? The definition, it will be said, is very simple:
the probability of an event is the ratio of the number of cases favorable to
this event to the total number of possible cases.
A simple example will show how incomplete this definition is. I throw
two dice. What is the probability that one of the two at least turns up a six?
Each die can turn up in six different ways; the number of possible cases is 6
× 6 = 36; the number of favorable cases is 11; the probability is 11/36.
That is the correct solution. But could I not just as well say: The points
which turn up on the two dice can form 6 × 7/2 = 21 different
combinations? Among these combinations 6 are favorable; the probability is
6/21.
Page 170
Now why is the first method of enumerating the possible cases more
legitimate than the second? In any case it is not our definition that tells us.
We are therefore obliged to complete this definition by saying: '... to the
total number of possible cases provided these cases are equally probable.'
So, therefore, we are reduced to defining the probable by the probable.
How can we know that two possible cases are equally probable? Will it
be by a convention? If we place at the beginning of each problem an
explicit convention, well and good. We shall then have nothing to do but
apply the rules of arithmetic and of algebra, and we shall complete our
calculation without our result leaving room for doubt. But if we wish to
make the slightest application of this result, we must prove our convention
was legitimate, and we shall find ourselves in the presence of the very
difficulty we thought to escape.
Will it be said that good sense suffices to show us what convention
should be adopted? Alas! M. Bertrand has amused himself by discussing the
following simple problem: "What is the probability that a chord of a circle
may be greater than the side of the inscribed equilateral triangle?" The
illustrious geometer successively adopted two conventions which good
sense seemed equally to dictate and with one he found 1/2, with the other
1/3.
The conclusion which seems to follow from all this is that the calculus of
probabilities is a useless science, and that the obscure instinct which we
may call good sense, and to which we are wont to appeal to legitimatize our
conventions, must be distrusted.
But neither can we subscribe to this conclusion; we can not do without
this obscure instinct. Without it science would be impossible, without it we
could neither discover a law nor apply it. Have we the right, for instance, to
enunciate Newton's law? Without doubt, numerous observations are in
accord with it; but is not this a simple effect of chance? Besides how do we
know whether this law, true for so many centuries, will still be true next
year? To this objection, you will find nothing to reply, except: 'That is very
improbable.'
legitimate than the second? In any case it is not our definition that tells us.
We are therefore obliged to complete this definition by saying: '... to the
total number of possible cases provided these cases are equally probable.'
So, therefore, we are reduced to defining the probable by the probable.
How can we know that two possible cases are equally probable? Will it
be by a convention? If we place at the beginning of each problem an
explicit convention, well and good. We shall then have nothing to do but
apply the rules of arithmetic and of algebra, and we shall complete our
calculation without our result leaving room for doubt. But if we wish to
make the slightest application of this result, we must prove our convention
was legitimate, and we shall find ourselves in the presence of the very
difficulty we thought to escape.
Will it be said that good sense suffices to show us what convention
should be adopted? Alas! M. Bertrand has amused himself by discussing the
following simple problem: "What is the probability that a chord of a circle
may be greater than the side of the inscribed equilateral triangle?" The
illustrious geometer successively adopted two conventions which good
sense seemed equally to dictate and with one he found 1/2, with the other
1/3.
The conclusion which seems to follow from all this is that the calculus of
probabilities is a useless science, and that the obscure instinct which we
may call good sense, and to which we are wont to appeal to legitimatize our
conventions, must be distrusted.
But neither can we subscribe to this conclusion; we can not do without
this obscure instinct. Without it science would be impossible, without it we
could neither discover a law nor apply it. Have we the right, for instance, to
enunciate Newton's law? Without doubt, numerous observations are in
accord with it; but is not this a simple effect of chance? Besides how do we
know whether this law, true for so many centuries, will still be true next
year? To this objection, you will find nothing to reply, except: 'That is very
improbable.'
Page 171
But grant the law. Thanks to it, I believe myself able to calculate the
position of Jupiter a year from now. Have I the right to believe this? Who
can tell if a gigantic mass of enormous velocity will not between now and
that time pass near the solar system, and produce unforeseen perturbations?
Here again the only answer is: 'It is very improbable.'
From this point of view, all the sciences would be only unconscious
applications of the calculus of probabilities. To condemn this calculus
would be to condemn the whole of science.
I shall dwell lightly on the scientific problems in which the intervention
of the calculus of probabilities is more evident. In the forefront of these is
the problem of interpolation, in which, knowing a certain number of values
of a function, we seek to divine the intermediate values.
I shall likewise mention: the celebrated theory of errors of observation, to
which I shall return later; the kinetic theory of gases, a well-known
hypothesis, wherein each gaseous molecule is supposed to describe an
extremely complicated trajectory, but in which, through the effect of great
numbers, the mean phenomena, alone observable, obey the simple laws of
Mariotte and Gay-Lussac.
All these theories are based on the laws of great numbers, and the
calculus of probabilities would evidently involve them in its ruin. It is true
that they have only a particular interest and that, save as far as interpolation
is concerned, these are sacrifices to which we might readily be resigned.
But, as I have said above, it would not be only these partial sacrifices that
would be in question; it would be the legitimacy of the whole of science
that would be challenged.
I quite see that it might be said: "We are ignorant, and yet we must act.
For action, we have not time to devote ourselves to an inquiry sufficient to
dispel our ignorance. Besides, such an inquiry would demand an infinite
time. We must therefore decide without knowing; we are obliged to do so,
hit or miss, and we must follow rules without quite believing them. What I
know is not that such and such a thing is true, but that the best course for
me is to act as if it were true." The calculus of probabilities, and
position of Jupiter a year from now. Have I the right to believe this? Who
can tell if a gigantic mass of enormous velocity will not between now and
that time pass near the solar system, and produce unforeseen perturbations?
Here again the only answer is: 'It is very improbable.'
From this point of view, all the sciences would be only unconscious
applications of the calculus of probabilities. To condemn this calculus
would be to condemn the whole of science.
I shall dwell lightly on the scientific problems in which the intervention
of the calculus of probabilities is more evident. In the forefront of these is
the problem of interpolation, in which, knowing a certain number of values
of a function, we seek to divine the intermediate values.
I shall likewise mention: the celebrated theory of errors of observation, to
which I shall return later; the kinetic theory of gases, a well-known
hypothesis, wherein each gaseous molecule is supposed to describe an
extremely complicated trajectory, but in which, through the effect of great
numbers, the mean phenomena, alone observable, obey the simple laws of
Mariotte and Gay-Lussac.
All these theories are based on the laws of great numbers, and the
calculus of probabilities would evidently involve them in its ruin. It is true
that they have only a particular interest and that, save as far as interpolation
is concerned, these are sacrifices to which we might readily be resigned.
But, as I have said above, it would not be only these partial sacrifices that
would be in question; it would be the legitimacy of the whole of science
that would be challenged.
I quite see that it might be said: "We are ignorant, and yet we must act.
For action, we have not time to devote ourselves to an inquiry sufficient to
dispel our ignorance. Besides, such an inquiry would demand an infinite
time. We must therefore decide without knowing; we are obliged to do so,
hit or miss, and we must follow rules without quite believing them. What I
know is not that such and such a thing is true, but that the best course for
me is to act as if it were true." The calculus of probabilities, and
Page 172
consequently science itself, would thenceforth have merely a practical
value.
Unfortunately the difficulty does not thus disappear. A gambler wants to
try a coup; he asks my advice. If I give it to him, I shall use the calculus of
probabilities, but I shall not guarantee success. This is what I shall call
subjective probability. In this case, we might be content with the
explanation of which I have just given a sketch. But suppose that an
observer is present at the game, that he notes all its coups, and that the game
goes on a long time. When he makes a summary of his book, he will find
that events have taken place in conformity with the laws of the calculus of
probabilities. This is what I shall call objective probability, and it is this
phenomenon which has to be explained.
There are numerous insurance companies which apply the rules of the
calculus of probabilities, and they distribute to their shareholders dividends
whose objective reality can not be contested. To invoke our ignorance and
the necessity to act does not suffice to explain them.
Thus absolute skepticism is not admissible. We may distrust, but we can
not condemn en bloc. Discussion is necessary.
I. Classification of the Problems of Probability.—In order to classify
the problems which present themselves à propos of probabilities, we may
look at them from many different points of view, and, first, from the point
of view of generality. I have said above that probability is the ratio of the
number of favorable cases to the number of possible cases. What for want
of a better term I call the generality will increase with the number of
possible cases. This number may be finite, as, for instance, if we take a
throw of the dice in which the number of possible cases is 36. That is the
first degree of generality.
But if we ask, for example, what is the probability that a point within a
circle is within the inscribed square, there are as many possible cases as
there are points in the circle, that is to say, an infinity. This is the second
degree of generality. Generality can be pushed further still. We may ask the
probability that a function will satisfy a given condition. There are then as
many possible cases as one can imagine different functions. This is the third
value.
Unfortunately the difficulty does not thus disappear. A gambler wants to
try a coup; he asks my advice. If I give it to him, I shall use the calculus of
probabilities, but I shall not guarantee success. This is what I shall call
subjective probability. In this case, we might be content with the
explanation of which I have just given a sketch. But suppose that an
observer is present at the game, that he notes all its coups, and that the game
goes on a long time. When he makes a summary of his book, he will find
that events have taken place in conformity with the laws of the calculus of
probabilities. This is what I shall call objective probability, and it is this
phenomenon which has to be explained.
There are numerous insurance companies which apply the rules of the
calculus of probabilities, and they distribute to their shareholders dividends
whose objective reality can not be contested. To invoke our ignorance and
the necessity to act does not suffice to explain them.
Thus absolute skepticism is not admissible. We may distrust, but we can
not condemn en bloc. Discussion is necessary.
I. Classification of the Problems of Probability.—In order to classify
the problems which present themselves à propos of probabilities, we may
look at them from many different points of view, and, first, from the point
of view of generality. I have said above that probability is the ratio of the
number of favorable cases to the number of possible cases. What for want
of a better term I call the generality will increase with the number of
possible cases. This number may be finite, as, for instance, if we take a
throw of the dice in which the number of possible cases is 36. That is the
first degree of generality.
But if we ask, for example, what is the probability that a point within a
circle is within the inscribed square, there are as many possible cases as
there are points in the circle, that is to say, an infinity. This is the second
degree of generality. Generality can be pushed further still. We may ask the
probability that a function will satisfy a given condition. There are then as
many possible cases as one can imagine different functions. This is the third
Page 173
degree of generality, to which we rise, for instance, when we seek to find
the most probable law in conformity with a finite number of observations.
We may place ourselves at a point of view wholly different. If we were
not ignorant, there would be no probability, there would be room for
nothing but certainty. But our ignorance can not be absolute, for then there
would no longer be any probability at all, since a little light is necessary to
attain even this uncertain science. Thus the problems of probability may be
classed according to the greater or less depth of this ignorance.
In mathematics even we may set ourselves problems of probability. What
is the probability that the fifth decimal of a logarithm taken at random from
a table is a '9'? There is no hesitation in answering that this probability is
1/10; here we possess all the data of the problem. We can calculate our
logarithm without recourse to the table, but we do not wish to give
ourselves the trouble. This is the first degree of ignorance.
In the physical sciences our ignorance becomes greater. The state of a
system at a given instant depends on two things: Its initial state, and the law
according to which that state varies. If we know both this law and this
initial state, we shall have then only a mathematical problem to solve, and
we fall back upon the first degree of ignorance.
But it often happens that we know the law, and do not know the initial
state. It may be asked, for instance, what is the present distribution of the
minor planets? We know that from all time they have obeyed the laws of
Kepler, but we do not know what was their initial distribution.
In the kinetic theory of gases, we assume that the gaseous molecules
follow rectilinear trajectories, and obey the laws of impact of elastic bodies.
But, as we know nothing of their initial velocities, we know nothing of their
present velocities.
The calculus of probabilities only enables us to predict the mean
phenomena which will result from the combination of these velocities. This
is the second degree of ignorance.
Finally it is possible that not only the initial conditions but the laws
themselves are unknown. We then reach the third degree of ignorance and
the most probable law in conformity with a finite number of observations.
We may place ourselves at a point of view wholly different. If we were
not ignorant, there would be no probability, there would be room for
nothing but certainty. But our ignorance can not be absolute, for then there
would no longer be any probability at all, since a little light is necessary to
attain even this uncertain science. Thus the problems of probability may be
classed according to the greater or less depth of this ignorance.
In mathematics even we may set ourselves problems of probability. What
is the probability that the fifth decimal of a logarithm taken at random from
a table is a '9'? There is no hesitation in answering that this probability is
1/10; here we possess all the data of the problem. We can calculate our
logarithm without recourse to the table, but we do not wish to give
ourselves the trouble. This is the first degree of ignorance.
In the physical sciences our ignorance becomes greater. The state of a
system at a given instant depends on two things: Its initial state, and the law
according to which that state varies. If we know both this law and this
initial state, we shall have then only a mathematical problem to solve, and
we fall back upon the first degree of ignorance.
But it often happens that we know the law, and do not know the initial
state. It may be asked, for instance, what is the present distribution of the
minor planets? We know that from all time they have obeyed the laws of
Kepler, but we do not know what was their initial distribution.
In the kinetic theory of gases, we assume that the gaseous molecules
follow rectilinear trajectories, and obey the laws of impact of elastic bodies.
But, as we know nothing of their initial velocities, we know nothing of their
present velocities.
The calculus of probabilities only enables us to predict the mean
phenomena which will result from the combination of these velocities. This
is the second degree of ignorance.
Finally it is possible that not only the initial conditions but the laws
themselves are unknown. We then reach the third degree of ignorance and
Page 174
in general we can no longer affirm anything at all as to the probability of a
phenomenon.
It often happens that instead of trying to guess an event, by means of a
more or less imperfect knowledge of the law, the events may be known and
we want to find the law; or that instead of deducing effects from causes, we
wish to deduce the causes from the effects. These are the problems called
probability of causes, the most interesting from the point of view of their
scientific applications.
I play écarté with a gentleman I know to be perfectly honest. He is about
to deal. What is the probability of his turning up the king? It is 1/8. This is a
problem of the probability of effects.
I play with a gentleman whom I do not know. He has dealt ten times, and
he has turned up the king six times. What is the probability that he is a
sharper? This is a problem in the probability of causes.
It may be said that this is the essential problem of the experimental
method. I have observed n values of x and the corresponding values of y. I
have found that the ratio of the latter to the former is practically constant.
There is the event, what is the cause?
Is it probable that there is a general law according to which y would be
proportional to x, and that the small divergencies are due to errors of
observation? This is a type of question that one is ever asking, and which
we unconsciously solve whenever we are engaged in scientific work.
I am now going to pass in review these different categories of problems,
discussing in succession what I have called above subjective and objective
probability.
II. Probability in Mathematics.—The impossibility of squaring the circle
has been proved since 1882; but even before that date all geometers
considered that impossibility as so 'probable,' that the Academy of Sciences
rejected without examination the alas! too numerous memoirs on this
subject, that some unhappy madmen sent in every year.
Was the Academy wrong? Evidently not, and it knew well that in acting
thus it did not run the least risk of stifling a discovery of moment. The
phenomenon.
It often happens that instead of trying to guess an event, by means of a
more or less imperfect knowledge of the law, the events may be known and
we want to find the law; or that instead of deducing effects from causes, we
wish to deduce the causes from the effects. These are the problems called
probability of causes, the most interesting from the point of view of their
scientific applications.
I play écarté with a gentleman I know to be perfectly honest. He is about
to deal. What is the probability of his turning up the king? It is 1/8. This is a
problem of the probability of effects.
I play with a gentleman whom I do not know. He has dealt ten times, and
he has turned up the king six times. What is the probability that he is a
sharper? This is a problem in the probability of causes.
It may be said that this is the essential problem of the experimental
method. I have observed n values of x and the corresponding values of y. I
have found that the ratio of the latter to the former is practically constant.
There is the event, what is the cause?
Is it probable that there is a general law according to which y would be
proportional to x, and that the small divergencies are due to errors of
observation? This is a type of question that one is ever asking, and which
we unconsciously solve whenever we are engaged in scientific work.
I am now going to pass in review these different categories of problems,
discussing in succession what I have called above subjective and objective
probability.
II. Probability in Mathematics.—The impossibility of squaring the circle
has been proved since 1882; but even before that date all geometers
considered that impossibility as so 'probable,' that the Academy of Sciences
rejected without examination the alas! too numerous memoirs on this
subject, that some unhappy madmen sent in every year.
Was the Academy wrong? Evidently not, and it knew well that in acting
thus it did not run the least risk of stifling a discovery of moment. The
Page 175
Academy could not have proved that it was right; but it knew quite well that
its instinct was not mistaken. If you had asked the Academicians, they
would have answered: "We have compared the probability that an unknown
savant should have found out what has been vainly sought for so long, with
the probability that there is one madman the more on the earth; the second
appears to us the greater." These are very good reasons, but there is nothing
mathematical about them; they are purely psychological.
And if you had pressed them further they would have added: "Why do
you suppose a particular value of a transcendental function to be an
algebraic number; and if π were a root of an algebraic equation, why do you
suppose this root to be a period of the function sin 2x, and not the same
about the other roots of this same equation?" To sum up, they would have
invoked the principle of sufficient reason in its vaguest form.
But what could they deduce from it? At most a rule of conduct for the
employment of their time, more usefully spent at their ordinary work than
in reading a lucubration that inspired in them a legitimate distrust. But what
I call above objective probability has nothing in common with this first
problem.
It is otherwise with the second problem.
Consider the first 10,000 logarithms that we find in a table. Among these
10,000 logarithms I take one at random. What is the probability that its third
decimal is an even number? You will not hesitate to answer 1/2; and in fact
if you pick out in a table the third decimals of these 10,000 numbers, you
will find nearly as many even digits as odd.
Or if you prefer, let us write 10,000 numbers corresponding to our 10,000
logarithms, each of these numbers being +1 if the third decimal of the
corresponding logarithm is even, and −1 if odd. Then take the mean of these
10,000 numbers.
I do not hesitate to say that the mean of these 10,000 numbers is probably
0, and if I were actually to calculate it I should verify that it is extremely
small.
But even this verification is needless. I might have rigorously proved that
this mean is less than 0.003. To prove this result, I should have had to make
its instinct was not mistaken. If you had asked the Academicians, they
would have answered: "We have compared the probability that an unknown
savant should have found out what has been vainly sought for so long, with
the probability that there is one madman the more on the earth; the second
appears to us the greater." These are very good reasons, but there is nothing
mathematical about them; they are purely psychological.
And if you had pressed them further they would have added: "Why do
you suppose a particular value of a transcendental function to be an
algebraic number; and if π were a root of an algebraic equation, why do you
suppose this root to be a period of the function sin 2x, and not the same
about the other roots of this same equation?" To sum up, they would have
invoked the principle of sufficient reason in its vaguest form.
But what could they deduce from it? At most a rule of conduct for the
employment of their time, more usefully spent at their ordinary work than
in reading a lucubration that inspired in them a legitimate distrust. But what
I call above objective probability has nothing in common with this first
problem.
It is otherwise with the second problem.
Consider the first 10,000 logarithms that we find in a table. Among these
10,000 logarithms I take one at random. What is the probability that its third
decimal is an even number? You will not hesitate to answer 1/2; and in fact
if you pick out in a table the third decimals of these 10,000 numbers, you
will find nearly as many even digits as odd.
Or if you prefer, let us write 10,000 numbers corresponding to our 10,000
logarithms, each of these numbers being +1 if the third decimal of the
corresponding logarithm is even, and −1 if odd. Then take the mean of these
10,000 numbers.
I do not hesitate to say that the mean of these 10,000 numbers is probably
0, and if I were actually to calculate it I should verify that it is extremely
small.
But even this verification is needless. I might have rigorously proved that
this mean is less than 0.003. To prove this result, I should have had to make
Page 176
a rather long calculation for which there is no room here, and for which I
confine myself to citing an article I published in the Revue générale des
Sciences, April 15, 1899. The only point to which I wish to call attention is
the following: in this calculation, I should have needed only to rest my case
on two facts, to wit, that the first and second derivatives of the logarithm
remain, in the interval considered, between certain limits.
Hence this important consequence that the property is true not only of the
logarithm, but of any continuous function whatever, since the derivatives of
every continuous function are limited.
If I was certain beforehand of the result, it is first, because I had often
observed analogous facts for other continuous functions; and next, because
I made in my mind, in a more or less unconscious and imperfect manner,
the reasoning which led me to the preceding inequalities, just as a skilled
calculator before finishing his multiplication takes into account what it
should come to approximately.
And besides, since what I call my intuition was only an incomplete
summary of a piece of true reasoning, it is clear why observation has
confirmed my predictions, and why the objective probability has been in
agreement with the subjective probability.
As a third example I shall choose the following problem: A number u is
taken at random, and n is a given very large integer. What is the probable
value of sin nu? This problem has no meaning by itself. To give it one a
convention is needed. We shall agree that the probability for the number u
to lie between a and a+ is equal to ϕ(a)da; that it is therefore proportional to
the infinitely small interval da, and equal to this multiplied by a function
ϕ(a) depending only on a. As for this function, I choose it arbitrarily, but I
must assume it to be continuous. The value of sin nu remaining the same
when u increases by 2π, I may without loss of generality assume that u lies
between 0 and 2π, and I shall thus be led to suppose that ϕ(a) is a periodic
function whose period is 2π.
The probable value sought is readily expressed by a simple integral, and
it is easy to show that this integral is less than
2πMk ⁄ nk,
confine myself to citing an article I published in the Revue générale des
Sciences, April 15, 1899. The only point to which I wish to call attention is
the following: in this calculation, I should have needed only to rest my case
on two facts, to wit, that the first and second derivatives of the logarithm
remain, in the interval considered, between certain limits.
Hence this important consequence that the property is true not only of the
logarithm, but of any continuous function whatever, since the derivatives of
every continuous function are limited.
If I was certain beforehand of the result, it is first, because I had often
observed analogous facts for other continuous functions; and next, because
I made in my mind, in a more or less unconscious and imperfect manner,
the reasoning which led me to the preceding inequalities, just as a skilled
calculator before finishing his multiplication takes into account what it
should come to approximately.
And besides, since what I call my intuition was only an incomplete
summary of a piece of true reasoning, it is clear why observation has
confirmed my predictions, and why the objective probability has been in
agreement with the subjective probability.
As a third example I shall choose the following problem: A number u is
taken at random, and n is a given very large integer. What is the probable
value of sin nu? This problem has no meaning by itself. To give it one a
convention is needed. We shall agree that the probability for the number u
to lie between a and a+ is equal to ϕ(a)da; that it is therefore proportional to
the infinitely small interval da, and equal to this multiplied by a function
ϕ(a) depending only on a. As for this function, I choose it arbitrarily, but I
must assume it to be continuous. The value of sin nu remaining the same
when u increases by 2π, I may without loss of generality assume that u lies
between 0 and 2π, and I shall thus be led to suppose that ϕ(a) is a periodic
function whose period is 2π.
The probable value sought is readily expressed by a simple integral, and
it is easy to show that this integral is less than
2πMk ⁄ nk,
Page 177
Mk being the maximum value of the kth derivative of ϕ(u). We see then
that if the kth derivative is finite, our probable value will tend toward 0
when n increases indefinitely, and that more rapidly than 1/nk−1.
The probable value of sin nu when n is very large is therefore naught. To
define this value I required a convention; but the result remains the same
whatever that convention may be. I have imposed upon myself only slight
restrictions in assuming that the function ϕ(a) is continuous and periodic,
and these hypotheses are so natural that we may ask ourselves how they can
be escaped.
Examination of the three preceding examples, so different in all respects,
has already given us a glimpse, on the one hand, of the rôle of what
philosophers call the principle of sufficient reason, and, on the other hand,
of the importance of the fact that certain properties are common to all
continuous functions. The study of probability in the physical sciences will
lead us to the same result.
III. Probability in the Physical Sciences.—We come now to the
problems connected with what I have called the second degree of
ignorance, those, namely, in which we know the law, but do not know the
initial state of the system. I could multiply examples, but will take only one.
What is the probable present distribution of the minor planets on the
zodiac?
We know they obey the laws of Kepler. We may even, without at all
changing the nature of the problem, suppose that their orbits are all circular,
and situated in the same plane, and that we know this plane. On the other
hand, we are in absolute ignorance as to what was their initial distribution.
However, we do not hesitate to affirm that their distribution is now nearly
uniform. Why?
Let b be the longitude of a minor planet in the initial epoch, that is to say,
the epoch zero. Let a be its mean motion. Its longitude at the present epoch,
that is to say at the epoch t, will be at + b. To say that the present
distribution is uniform is to say that the mean value of the sines and cosines
of multiples of at + b is zero. Why do we assert this?
that if the kth derivative is finite, our probable value will tend toward 0
when n increases indefinitely, and that more rapidly than 1/nk−1.
The probable value of sin nu when n is very large is therefore naught. To
define this value I required a convention; but the result remains the same
whatever that convention may be. I have imposed upon myself only slight
restrictions in assuming that the function ϕ(a) is continuous and periodic,
and these hypotheses are so natural that we may ask ourselves how they can
be escaped.
Examination of the three preceding examples, so different in all respects,
has already given us a glimpse, on the one hand, of the rôle of what
philosophers call the principle of sufficient reason, and, on the other hand,
of the importance of the fact that certain properties are common to all
continuous functions. The study of probability in the physical sciences will
lead us to the same result.
III. Probability in the Physical Sciences.—We come now to the
problems connected with what I have called the second degree of
ignorance, those, namely, in which we know the law, but do not know the
initial state of the system. I could multiply examples, but will take only one.
What is the probable present distribution of the minor planets on the
zodiac?
We know they obey the laws of Kepler. We may even, without at all
changing the nature of the problem, suppose that their orbits are all circular,
and situated in the same plane, and that we know this plane. On the other
hand, we are in absolute ignorance as to what was their initial distribution.
However, we do not hesitate to affirm that their distribution is now nearly
uniform. Why?
Let b be the longitude of a minor planet in the initial epoch, that is to say,
the epoch zero. Let a be its mean motion. Its longitude at the present epoch,
that is to say at the epoch t, will be at + b. To say that the present
distribution is uniform is to say that the mean value of the sines and cosines
of multiples of at + b is zero. Why do we assert this?
Page 178
Let us represent each minor planet by a point in a plane, to wit, by a point
whose coordinates are precisely a and b. All these representative points will
be contained in a certain region of the plane, but as they are very numerous
this region will appear dotted with points. We know nothing else about the
distribution of these points.
What do we do when we wish to apply the calculus of probabilities to
such a question? What is the probability that one or more representative
points may be found in a certain portion of the plane? In our ignorance, we
are reduced to making an arbitrary hypothesis. To explain the nature of this
hypothesis, allow me to use, in lieu of a mathematical formula, a crude but
concrete image. Let us suppose that over the surface of our plane has been
spread an imaginary substance, whose density is variable, but varies
continuously. We shall then agree to say that the probable number of
representative points to be found on a portion of the plane is proportional to
the quantity of fictitious matter found there. If we have then two regions of
the plane of the same extent, the probabilities that a representative point of
one of our minor planets is found in one or the other of these regions will be
to one another as the mean densities of the fictitious matter in the one and
the other region.
Here then are two distributions, one real, in which the representative
points are very numerous, very close together, but discrete like the
molecules of matter in the atomic hypothesis; the other remote from reality,
in which our representative points are replaced by continuous fictitious
matter. We know that the latter can not be real, but our ignorance forces us
to adopt it.
If again we had some idea of the real distribution of the representative
points, we could arrange it so that in a region of some extent the density of
this imaginary continuous matter would be nearly proportional to the
number of the representative points, or, if you wish, to the number of atoms
which are contained in that region. Even that is impossible, and our
ignorance is so great that we are forced to choose arbitrarily the function
which defines the density of our imaginary matter. Only we shall be forced
to a hypothesis from which we can hardly get away, we shall suppose that
this function is continuous. That is sufficient, as we shall see, to enable us
to reach a conclusion.
whose coordinates are precisely a and b. All these representative points will
be contained in a certain region of the plane, but as they are very numerous
this region will appear dotted with points. We know nothing else about the
distribution of these points.
What do we do when we wish to apply the calculus of probabilities to
such a question? What is the probability that one or more representative
points may be found in a certain portion of the plane? In our ignorance, we
are reduced to making an arbitrary hypothesis. To explain the nature of this
hypothesis, allow me to use, in lieu of a mathematical formula, a crude but
concrete image. Let us suppose that over the surface of our plane has been
spread an imaginary substance, whose density is variable, but varies
continuously. We shall then agree to say that the probable number of
representative points to be found on a portion of the plane is proportional to
the quantity of fictitious matter found there. If we have then two regions of
the plane of the same extent, the probabilities that a representative point of
one of our minor planets is found in one or the other of these regions will be
to one another as the mean densities of the fictitious matter in the one and
the other region.
Here then are two distributions, one real, in which the representative
points are very numerous, very close together, but discrete like the
molecules of matter in the atomic hypothesis; the other remote from reality,
in which our representative points are replaced by continuous fictitious
matter. We know that the latter can not be real, but our ignorance forces us
to adopt it.
If again we had some idea of the real distribution of the representative
points, we could arrange it so that in a region of some extent the density of
this imaginary continuous matter would be nearly proportional to the
number of the representative points, or, if you wish, to the number of atoms
which are contained in that region. Even that is impossible, and our
ignorance is so great that we are forced to choose arbitrarily the function
which defines the density of our imaginary matter. Only we shall be forced
to a hypothesis from which we can hardly get away, we shall suppose that
this function is continuous. That is sufficient, as we shall see, to enable us
to reach a conclusion.
Page 179
What is at the instant t the probable distribution of the minor planets? Or
rather what is the probable value of the sine of the longitude at the instant t,
that is to say of sin (at + b)? We made at the outset an arbitrary convention,
but if we adopt it, this probable value is entirely defined. Divide the plane
into elements of surface. Consider the value of sin (at + b) at the center of
each of these elements; multiply this value by the surface of the element,
and by the corresponding density of the imaginary matter. Take then the
sum for all the elements of the plane. This sum, by definition, will be the
probable mean value we seek, which will thus be expressed by a double
integral. It may be thought at first that this mean value depends on the
choice of the function which defines the density of the imaginary matter,
and that, as this function ϕ is arbitrary, we can, according to the arbitrary
choice which we make, obtain any mean value. This is not so.
A simple calculation shows that our double integral decreases very
rapidly when t increases. Thus I could not quite tell what hypothesis to
make as to the probability of this or that initial distribution; but whatever
the hypothesis made, the result will be the same, and this gets me out of my
difficulty.
Whatever be the function ϕ, the mean value tends toward zero as t
increases, and as the minor planets have certainly accomplished a very great
number of revolutions, I may assert that this mean value is very small.
I may choose ϕ as I wish, save always one restriction: this function must
be continuous; and, in fact, from the point of view of subjective probability,
the choice of a discontinuous function would have been unreasonable. For
instance, what reason could I have for supposing that the initial longitude
might be exactly 0°, but that it could not lie between 0° and 1°?
But the difficulty reappears if we take the point of view of objective
probability, if we pass from our imaginary distribution in which the
fictitious matter was supposed continuous to the real distribution in which
our representative points form, as it were, discrete atoms.
The mean value of sin (at + b) will be represented quite simply by
(1/n) Σ sin (at + b),
rather what is the probable value of the sine of the longitude at the instant t,
that is to say of sin (at + b)? We made at the outset an arbitrary convention,
but if we adopt it, this probable value is entirely defined. Divide the plane
into elements of surface. Consider the value of sin (at + b) at the center of
each of these elements; multiply this value by the surface of the element,
and by the corresponding density of the imaginary matter. Take then the
sum for all the elements of the plane. This sum, by definition, will be the
probable mean value we seek, which will thus be expressed by a double
integral. It may be thought at first that this mean value depends on the
choice of the function which defines the density of the imaginary matter,
and that, as this function ϕ is arbitrary, we can, according to the arbitrary
choice which we make, obtain any mean value. This is not so.
A simple calculation shows that our double integral decreases very
rapidly when t increases. Thus I could not quite tell what hypothesis to
make as to the probability of this or that initial distribution; but whatever
the hypothesis made, the result will be the same, and this gets me out of my
difficulty.
Whatever be the function ϕ, the mean value tends toward zero as t
increases, and as the minor planets have certainly accomplished a very great
number of revolutions, I may assert that this mean value is very small.
I may choose ϕ as I wish, save always one restriction: this function must
be continuous; and, in fact, from the point of view of subjective probability,
the choice of a discontinuous function would have been unreasonable. For
instance, what reason could I have for supposing that the initial longitude
might be exactly 0°, but that it could not lie between 0° and 1°?
But the difficulty reappears if we take the point of view of objective
probability, if we pass from our imaginary distribution in which the
fictitious matter was supposed continuous to the real distribution in which
our representative points form, as it were, discrete atoms.
The mean value of sin (at + b) will be represented quite simply by
(1/n) Σ sin (at + b),
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n being the number of minor planets. In lieu of a double integral referring to
a continuous function, we shall have a sum of discrete terms. And yet no
one will seriously doubt that this mean value is practically very small.
Our representative points being very close together, our discrete sum will
in general differ very little from an integral.
An integral is the limit toward which a sum of terms tends when the
number of these terms is indefinitely increased. If the terms are very
numerous, the sum will differ very little from its limit, that is to say from
the integral, and what I said of this latter will still be true of the sum itself.
Nevertheless, there are exceptions. If, for instance, for all the minor
planets,
b = π/2 − at,
the longitude for all the planets at the time t would be π/2, and the mean
value would evidently be equal to unity. For this to be the case, it would be
necessary that at the epoch 0, the minor planets must have all been lying on
a spiral of peculiar form, with its spires very close together. Every one will
admit that such an initial distribution is extremely improbable (and, even
supposing it realized, the distribution would not be uniform at the present
time, for example, on January 1, 1913, but it would become so a few years
later).
Why then do we think this initial distribution improbable? This must be
explained, because if we had no reason for rejecting as improbable this
absurd hypothesis everything would break down, and we could no longer
make any affirmation about the probability of this or that present
distribution.
Once more we shall invoke the principle of sufficient reason to which we
must always recur. We might admit that at the beginning the planets were
distributed almost in a straight line. We might admit that they were
irregularly distributed. But it seems to us that there is no sufficient reason
for the unknown cause that gave them birth to have acted along a curve so
regular and yet so complicated, which would appear to have been expressly
chosen so that the present distribution would not be uniform.
a continuous function, we shall have a sum of discrete terms. And yet no
one will seriously doubt that this mean value is practically very small.
Our representative points being very close together, our discrete sum will
in general differ very little from an integral.
An integral is the limit toward which a sum of terms tends when the
number of these terms is indefinitely increased. If the terms are very
numerous, the sum will differ very little from its limit, that is to say from
the integral, and what I said of this latter will still be true of the sum itself.
Nevertheless, there are exceptions. If, for instance, for all the minor
planets,
b = π/2 − at,
the longitude for all the planets at the time t would be π/2, and the mean
value would evidently be equal to unity. For this to be the case, it would be
necessary that at the epoch 0, the minor planets must have all been lying on
a spiral of peculiar form, with its spires very close together. Every one will
admit that such an initial distribution is extremely improbable (and, even
supposing it realized, the distribution would not be uniform at the present
time, for example, on January 1, 1913, but it would become so a few years
later).
Why then do we think this initial distribution improbable? This must be
explained, because if we had no reason for rejecting as improbable this
absurd hypothesis everything would break down, and we could no longer
make any affirmation about the probability of this or that present
distribution.
Once more we shall invoke the principle of sufficient reason to which we
must always recur. We might admit that at the beginning the planets were
distributed almost in a straight line. We might admit that they were
irregularly distributed. But it seems to us that there is no sufficient reason
for the unknown cause that gave them birth to have acted along a curve so
regular and yet so complicated, which would appear to have been expressly
chosen so that the present distribution would not be uniform.
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IV. Rouge et Noir.—The questions raised by games of chance, such as
roulette, are, fundamentally, entirely analogous to those we have just
treated. For example, a wheel is partitioned into a great number of equal
subdivisions, alternately red and black. A needle is whirled with force, and
after having made a great number of revolutions, it stops before one of
these subdivisions. The probability that this division is red is evidently 1/2.
The needle describes an angle θ, including several complete revolutions. I
do not know what is the probability that the needle may be whirled with a
force such that this angle should lie between θ and θ + dθ; but I can make a
convention. I can suppose that this probability is ϕ(θ)dθ. As for the function
ϕ(θ), I can choose it in an entirely arbitrary manner. There is nothing that
can guide me in my choice, but I am naturally led to suppose this function
continuous.
Let ε be the length (measured on the circumference of radius 1) of each
red and black subdivision. We have to calculate the integral of ϕ(θ)dθ,
extending it, on the one hand, to all the red divisions and, on the other hand,
to all the black divisions, and to compare the results.
Consider an interval 2ε, comprising a red division and a black division
which follows it. Let M and m be the greatest and least values of the
function ϕ(θ) in this interval. The integral extended to the red divisions will
be smaller than ΣMε; the integral extended to the black divisions will be
greater than Σmε; the difference will therefore be less than Σ(M − m)ε. But,
if the function θ is supposed continuous; if, besides, the interval ε is very
small with respect to the total angle described by the needle, the difference
M − m will be very small. The difference of the two integrals will therefore
be very small, and the probability will be very nearly 1/2.
We see that without knowing anything of the function θ, I must act as if
the probability were 1/2. We understand, on the other hand, why, if, placing
myself at the objective point of view, I observe a certain number of coups,
observation will give me about as many black coups as red.
All players know this objective law; but it leads them into a remarkable
error, which has been often exposed, but into which they always fall again.
When the red has won, for instance, six times running, they bet on the
roulette, are, fundamentally, entirely analogous to those we have just
treated. For example, a wheel is partitioned into a great number of equal
subdivisions, alternately red and black. A needle is whirled with force, and
after having made a great number of revolutions, it stops before one of
these subdivisions. The probability that this division is red is evidently 1/2.
The needle describes an angle θ, including several complete revolutions. I
do not know what is the probability that the needle may be whirled with a
force such that this angle should lie between θ and θ + dθ; but I can make a
convention. I can suppose that this probability is ϕ(θ)dθ. As for the function
ϕ(θ), I can choose it in an entirely arbitrary manner. There is nothing that
can guide me in my choice, but I am naturally led to suppose this function
continuous.
Let ε be the length (measured on the circumference of radius 1) of each
red and black subdivision. We have to calculate the integral of ϕ(θ)dθ,
extending it, on the one hand, to all the red divisions and, on the other hand,
to all the black divisions, and to compare the results.
Consider an interval 2ε, comprising a red division and a black division
which follows it. Let M and m be the greatest and least values of the
function ϕ(θ) in this interval. The integral extended to the red divisions will
be smaller than ΣMε; the integral extended to the black divisions will be
greater than Σmε; the difference will therefore be less than Σ(M − m)ε. But,
if the function θ is supposed continuous; if, besides, the interval ε is very
small with respect to the total angle described by the needle, the difference
M − m will be very small. The difference of the two integrals will therefore
be very small, and the probability will be very nearly 1/2.
We see that without knowing anything of the function θ, I must act as if
the probability were 1/2. We understand, on the other hand, why, if, placing
myself at the objective point of view, I observe a certain number of coups,
observation will give me about as many black coups as red.
All players know this objective law; but it leads them into a remarkable
error, which has been often exposed, but into which they always fall again.
When the red has won, for instance, six times running, they bet on the
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black, thinking they are playing a safe game; because, say they, it is very
rare that red wins seven times running.
In reality their probability of winning remains 1/2. Observation shows, it
is true, that series of seven consecutive reds are very rare, but series of six
reds followed by a black are just as rare.
They have noticed the rarity of the series of seven reds; if they have not
remarked the rarity of six reds and a black, it is only because such series
strike the attention less.
V. The Probability of Causes.—We now come to the problems of the
probability of causes, the most important from the point of view of
scientific applications. Two stars, for instance, are very close together on
the celestial sphere. Is this apparent contiguity a mere effect of chance? Are
these stars, although on almost the same visual ray, situated at very different
distances from the earth, and consequently very far from one another? Or,
perhaps, does the apparent correspond to a real contiguity? This is a
problem on the probability of causes.
I recall first that at the outset of all problems of the probability of effects
that have hitherto occupied us, we have always had to make a convention,
more or less justified. And if in most cases the result was, in a certain
measure, independent of this convention, this was only because of certain
hypotheses which permitted us to reject a priori discontinuous functions,
for example, or certain absurd conventions.
We shall find something analogous when we deal with the probability of
causes. An effect may be produced by the cause A or by the cause B. The
effect has just been observed. We ask the probability that it is due to the
cause A. This is an a posteriori probability of cause. But I could not
calculate it, if a convention more or less justified did not tell me in advance
what is the a priori probability for the cause A to come into play; I mean the
probability of this event for some one who had not observed the effect.
The better to explain myself I go back to the example of the game of
écarté mentioned above. My adversary deals for the first time and he turns
up a king. What is the probability that he is a sharper? The formulas
ordinarily taught give 8/9, a result evidently rather surprising. If we look at
rare that red wins seven times running.
In reality their probability of winning remains 1/2. Observation shows, it
is true, that series of seven consecutive reds are very rare, but series of six
reds followed by a black are just as rare.
They have noticed the rarity of the series of seven reds; if they have not
remarked the rarity of six reds and a black, it is only because such series
strike the attention less.
V. The Probability of Causes.—We now come to the problems of the
probability of causes, the most important from the point of view of
scientific applications. Two stars, for instance, are very close together on
the celestial sphere. Is this apparent contiguity a mere effect of chance? Are
these stars, although on almost the same visual ray, situated at very different
distances from the earth, and consequently very far from one another? Or,
perhaps, does the apparent correspond to a real contiguity? This is a
problem on the probability of causes.
I recall first that at the outset of all problems of the probability of effects
that have hitherto occupied us, we have always had to make a convention,
more or less justified. And if in most cases the result was, in a certain
measure, independent of this convention, this was only because of certain
hypotheses which permitted us to reject a priori discontinuous functions,
for example, or certain absurd conventions.
We shall find something analogous when we deal with the probability of
causes. An effect may be produced by the cause A or by the cause B. The
effect has just been observed. We ask the probability that it is due to the
cause A. This is an a posteriori probability of cause. But I could not
calculate it, if a convention more or less justified did not tell me in advance
what is the a priori probability for the cause A to come into play; I mean the
probability of this event for some one who had not observed the effect.
The better to explain myself I go back to the example of the game of
écarté mentioned above. My adversary deals for the first time and he turns
up a king. What is the probability that he is a sharper? The formulas
ordinarily taught give 8/9, a result evidently rather surprising. If we look at
Page 183
it closer, we see that the calculation is made as if, before sitting down at the
table, I had considered that there was one chance in two that my adversary
was not honest. An absurd hypothesis, because in that case I should have
certainly not played with him, and this explains the absurdity of the
conclusion.
The convention about the a priori probability was unjustified, and that is
why the calculation of the a posteriori probability led me to an inadmissible
result. We see the importance of this preliminary convention. I shall even
add that if none were made, the problem of the a posteriori probability
would have no meaning. It must always be made either explicitly or tacitly.
Pass to an example of a more scientific character. I wish to determine an
experimental law. This law, when I know it, can be represented by a curve. I
make a certain number of isolated observations; each of these will be
represented by a point. When I have obtained these different points, I draw
a curve between them, striving to pass as near to them as possible and yet
preserve for my curve a regular form, without angular points, or inflections
too accentuated, or brusque variation of the radius of curvature. This curve
will represent for me the probable law, and I assume not only that it will tell
me the values of the function intermediate between those which have been
observed, but also that it will give me the observed values themselves more
exactly than direct observation. This is why I make it pass near the points,
and not through the points themselves.
Here is a problem in the probability of causes. The effects are the
measurements I have recorded; they depend on a combination of two
causes: the true law of the phenomenon and the errors of observation.
Knowing the effects, we have to seek the probability that the phenomenon
obeys this law or that, and that the observations have been affected by this
or that error. The most probable law then corresponds to the curve traced,
and the most probable error of an observation is represented by the distance
of the corresponding point from this curve.
But the problem would have no meaning if, before any observation, I had
not fashioned an a priori idea of the probability of this or that law, and of
the chances of error to which I am exposed.
table, I had considered that there was one chance in two that my adversary
was not honest. An absurd hypothesis, because in that case I should have
certainly not played with him, and this explains the absurdity of the
conclusion.
The convention about the a priori probability was unjustified, and that is
why the calculation of the a posteriori probability led me to an inadmissible
result. We see the importance of this preliminary convention. I shall even
add that if none were made, the problem of the a posteriori probability
would have no meaning. It must always be made either explicitly or tacitly.
Pass to an example of a more scientific character. I wish to determine an
experimental law. This law, when I know it, can be represented by a curve. I
make a certain number of isolated observations; each of these will be
represented by a point. When I have obtained these different points, I draw
a curve between them, striving to pass as near to them as possible and yet
preserve for my curve a regular form, without angular points, or inflections
too accentuated, or brusque variation of the radius of curvature. This curve
will represent for me the probable law, and I assume not only that it will tell
me the values of the function intermediate between those which have been
observed, but also that it will give me the observed values themselves more
exactly than direct observation. This is why I make it pass near the points,
and not through the points themselves.
Here is a problem in the probability of causes. The effects are the
measurements I have recorded; they depend on a combination of two
causes: the true law of the phenomenon and the errors of observation.
Knowing the effects, we have to seek the probability that the phenomenon
obeys this law or that, and that the observations have been affected by this
or that error. The most probable law then corresponds to the curve traced,
and the most probable error of an observation is represented by the distance
of the corresponding point from this curve.
But the problem would have no meaning if, before any observation, I had
not fashioned an a priori idea of the probability of this or that law, and of
the chances of error to which I am exposed.
Page 184
If my instruments are good (and that I knew before making the
observations), I shall not permit my curve to depart much from the points
which represent the rough measurements. If they are bad, I may go a little
further away from them in order to obtain a less sinuous curve; I shall
sacrifice more to regularity.
Why then is it that I seek to trace a curve without sinuosities? It is
because I consider a priori a law represented by a continuous function (or
by a function whose derivatives of high order are small), as more probable
than a law not satisfying these conditions. Without this belief, the problem
of which we speak would have no meaning; interpolation would be
impossible; no law could be deduced from a finite number of observations;
science would not exist.
Fifty years ago physicists considered, other things being equal, a simple
law as more probable than a complicated law. They even invoked this
principle in favor of Mariotte's law as against the experiments of Regnault.
To-day they have repudiated this belief; and yet, how many times are they
compelled to act as though they still held it! However that may be, what
remains of this tendency is the belief in continuity, and we have just seen
that if this belief were to disappear in its turn, experimental science would
become impossible.
VI. The Theory of Errors.—We are thus led to speak of the theory of
errors, which is directly connected with the problem of the probability of
causes. Here again we find effects, to wit, a certain number of discordant
observations, and we seek to divine the causes, which are, on the one hand,
the real value of the quantity to be measured; on the other hand, the error
made in each isolated observation. It is necessary to calculate what is a
posteriori the probable magnitude of each error, and consequently the
probable value of the quantity to be measured.
But as I have just explained, we should not know how to undertake this
calculation if we did not admit a priori, that is to say, before all observation,
a law of probability of errors. Is there a law of errors?
The law of errors admitted by all calculators is Gauss's law, which is
represented by a certain transcendental curve known under the name of 'the
bell.'
observations), I shall not permit my curve to depart much from the points
which represent the rough measurements. If they are bad, I may go a little
further away from them in order to obtain a less sinuous curve; I shall
sacrifice more to regularity.
Why then is it that I seek to trace a curve without sinuosities? It is
because I consider a priori a law represented by a continuous function (or
by a function whose derivatives of high order are small), as more probable
than a law not satisfying these conditions. Without this belief, the problem
of which we speak would have no meaning; interpolation would be
impossible; no law could be deduced from a finite number of observations;
science would not exist.
Fifty years ago physicists considered, other things being equal, a simple
law as more probable than a complicated law. They even invoked this
principle in favor of Mariotte's law as against the experiments of Regnault.
To-day they have repudiated this belief; and yet, how many times are they
compelled to act as though they still held it! However that may be, what
remains of this tendency is the belief in continuity, and we have just seen
that if this belief were to disappear in its turn, experimental science would
become impossible.
VI. The Theory of Errors.—We are thus led to speak of the theory of
errors, which is directly connected with the problem of the probability of
causes. Here again we find effects, to wit, a certain number of discordant
observations, and we seek to divine the causes, which are, on the one hand,
the real value of the quantity to be measured; on the other hand, the error
made in each isolated observation. It is necessary to calculate what is a
posteriori the probable magnitude of each error, and consequently the
probable value of the quantity to be measured.
But as I have just explained, we should not know how to undertake this
calculation if we did not admit a priori, that is to say, before all observation,
a law of probability of errors. Is there a law of errors?
The law of errors admitted by all calculators is Gauss's law, which is
represented by a certain transcendental curve known under the name of 'the
bell.'
Page 185
But first it is proper to recall the classic distinction between systematic
and accidental errors. If we measure a length with too long a meter, we shall
always find too small a number, and it will be of no use to measure several
times; this is a systematic error. If we measure with an accurate meter, we
may, however, make a mistake; but we go wrong, now too much, now too
little, and when we take the mean of a great number of measurements, the
error will tend to grow small. These are accidental errors.
It is evident from the first that systematic errors can not satisfy Gauss's
law; but do the accidental errors satisfy it? A great number of
demonstrations have been attempted; almost all are crude paralogisms.
Nevertheless, we may demonstrate Gauss's law by starting from the
following hypotheses: the error committed is the result of a great number of
partial and independent errors; each of the partial errors is very little and
besides, obeys any law of probability, provided that the probability of a
positive error is the same as that of an equal negative error. It is evident that
these conditions will be often but not always fulfilled, and we may reserve
the name of accidental for errors which satisfy them.
We see that the method of least squares is not legitimate in every case; in
general the physicists are more distrustful of it than the astronomers. This
is, no doubt, because the latter, besides the systematic errors to which they
and the physicists are subject alike, have to control with an extremely
important source of error which is wholly accidental; I mean atmospheric
undulations. So it is very curious to hear a physicist discuss with an
astronomer about a method of observation. The physicist, persuaded that
one good measurement is worth more than many bad ones, is before all
concerned with eliminating by dint of precautions the least systematic
errors, and the astronomer says to him: 'But thus you can observe only a
small number of stars; the accidental errors will not disappear.'
What should we conclude? Must we continue to use the method of least
squares? We must distinguish. We have eliminated all the systematic errors
we could suspect; we know well there are still others, but we can not detect
them; yet it is necessary to make up our mind and adopt a definitive value
which will be regarded as the probable value; and for that it is evident the
best thing to do is to apply Gauss's method. We have only applied a
and accidental errors. If we measure a length with too long a meter, we shall
always find too small a number, and it will be of no use to measure several
times; this is a systematic error. If we measure with an accurate meter, we
may, however, make a mistake; but we go wrong, now too much, now too
little, and when we take the mean of a great number of measurements, the
error will tend to grow small. These are accidental errors.
It is evident from the first that systematic errors can not satisfy Gauss's
law; but do the accidental errors satisfy it? A great number of
demonstrations have been attempted; almost all are crude paralogisms.
Nevertheless, we may demonstrate Gauss's law by starting from the
following hypotheses: the error committed is the result of a great number of
partial and independent errors; each of the partial errors is very little and
besides, obeys any law of probability, provided that the probability of a
positive error is the same as that of an equal negative error. It is evident that
these conditions will be often but not always fulfilled, and we may reserve
the name of accidental for errors which satisfy them.
We see that the method of least squares is not legitimate in every case; in
general the physicists are more distrustful of it than the astronomers. This
is, no doubt, because the latter, besides the systematic errors to which they
and the physicists are subject alike, have to control with an extremely
important source of error which is wholly accidental; I mean atmospheric
undulations. So it is very curious to hear a physicist discuss with an
astronomer about a method of observation. The physicist, persuaded that
one good measurement is worth more than many bad ones, is before all
concerned with eliminating by dint of precautions the least systematic
errors, and the astronomer says to him: 'But thus you can observe only a
small number of stars; the accidental errors will not disappear.'
What should we conclude? Must we continue to use the method of least
squares? We must distinguish. We have eliminated all the systematic errors
we could suspect; we know well there are still others, but we can not detect
them; yet it is necessary to make up our mind and adopt a definitive value
which will be regarded as the probable value; and for that it is evident the
best thing to do is to apply Gauss's method. We have only applied a
Page 186
practical rule referring to subjective probability. There is nothing more to be
said.
But we wish to go farther and affirm that not only is the probable value
so much, but that the probable error in the result is so much. This is
absolutely illegitimate; it would be true only if we were sure that all the
systematic errors were eliminated, and of that we know absolutely nothing.
We have two series of observations; by applying the rule of least squares,
we find that the probable error in the first series is twice as small as in the
second. The second series may, however, be better than the first, because
the first perhaps is affected by a large systematic error. All we can say is
that the first series is probably better than the second, since its accidental
error is smaller, and we have no reason to affirm that the systematic error is
greater for one of the series than for the other, our ignorance on this point
being absolute.
VII. Conclusions.—In the lines which precede, I have set many problems
without solving any of them. Yet I do not regret having written them,
because they will perhaps invite the reader to reflect on these delicate
questions.
However that may be, there are certain points which seem well
established. To undertake any calculation of probability, and even for that
calculation to have any meaning, it is necessary to admit, as point of
departure, a hypothesis or convention which has always something arbitrary
about it. In the choice of this convention, we can be guided only by the
principle of sufficient reason. Unfortunately this principle is very vague and
very elastic, and in the cursory examination we have just made, we have
seen it take many different forms. The form under which we have met it
most often is the belief in continuity, a belief which it would be difficult to
justify by apodeictic reasoning, but without which all science would be
impossible. Finally the problems to which the calculus of probabilities may
be applied with profit are those in which the result is independent of the
hypothesis made at the outset, provided only that this hypothesis satisfies
the condition of continuity.
said.
But we wish to go farther and affirm that not only is the probable value
so much, but that the probable error in the result is so much. This is
absolutely illegitimate; it would be true only if we were sure that all the
systematic errors were eliminated, and of that we know absolutely nothing.
We have two series of observations; by applying the rule of least squares,
we find that the probable error in the first series is twice as small as in the
second. The second series may, however, be better than the first, because
the first perhaps is affected by a large systematic error. All we can say is
that the first series is probably better than the second, since its accidental
error is smaller, and we have no reason to affirm that the systematic error is
greater for one of the series than for the other, our ignorance on this point
being absolute.
VII. Conclusions.—In the lines which precede, I have set many problems
without solving any of them. Yet I do not regret having written them,
because they will perhaps invite the reader to reflect on these delicate
questions.
However that may be, there are certain points which seem well
established. To undertake any calculation of probability, and even for that
calculation to have any meaning, it is necessary to admit, as point of
departure, a hypothesis or convention which has always something arbitrary
about it. In the choice of this convention, we can be guided only by the
principle of sufficient reason. Unfortunately this principle is very vague and
very elastic, and in the cursory examination we have just made, we have
seen it take many different forms. The form under which we have met it
most often is the belief in continuity, a belief which it would be difficult to
justify by apodeictic reasoning, but without which all science would be
impossible. Finally the problems to which the calculus of probabilities may
be applied with profit are those in which the result is independent of the
hypothesis made at the outset, provided only that this hypothesis satisfies
the condition of continuity.
Page 187
Page 188
CHAPTER XII
Optics and Electricity
Fresnel's Theory.—The best example[5] that can be chosen of physics in
the making is the theory of light and its relations to the theory of electricity.
Thanks to Fresnel, optics is the best developed part of physics; the so-called
wave-theory forms a whole truly satisfying to the mind. We must not,
however, ask of it what it can not give us.
The object of mathematical theories is not to reveal to us the true nature
of things; this would be an unreasonable pretension. Their sole aim is to
coordinate the physical laws which experiment reveals to us, but which,
without the help of mathematics, we should not be able even to state.
It matters little whether the ether really exists; that is the affair of
metaphysicians. The essential thing for us is that everything happens as if it
existed, and that this hypothesis is convenient for the explanation of
phenomena. After all, have we any other reason to believe in the existence
of material objects? That, too, is only a convenient hypothesis; only this
will never cease to be so, whereas, no doubt, some day the ether will be
thrown aside as useless. But even at that day, the laws of optics and the
equations which translate them analytically will remain true, at least as a
first approximation. It will always be useful, then, to study a doctrine that
unites all these equations.
The undulatory theory rests on a molecular hypothesis. For those who
think they have thus discovered the cause under the law, this is an
advantage. For the others it is a reason for distrust. But this distrust seems
to me as little justified as the illusion of the former.
These hypotheses play only a secondary part. They might be sacrificed.
They usually are not, because then the explanation would lose in clearness;
but that is the only reason.
In fact, if we looked closer we should see that only two things are
borrowed from the molecular hypotheses: the principle of the conservation
Optics and Electricity
Fresnel's Theory.—The best example[5] that can be chosen of physics in
the making is the theory of light and its relations to the theory of electricity.
Thanks to Fresnel, optics is the best developed part of physics; the so-called
wave-theory forms a whole truly satisfying to the mind. We must not,
however, ask of it what it can not give us.
The object of mathematical theories is not to reveal to us the true nature
of things; this would be an unreasonable pretension. Their sole aim is to
coordinate the physical laws which experiment reveals to us, but which,
without the help of mathematics, we should not be able even to state.
It matters little whether the ether really exists; that is the affair of
metaphysicians. The essential thing for us is that everything happens as if it
existed, and that this hypothesis is convenient for the explanation of
phenomena. After all, have we any other reason to believe in the existence
of material objects? That, too, is only a convenient hypothesis; only this
will never cease to be so, whereas, no doubt, some day the ether will be
thrown aside as useless. But even at that day, the laws of optics and the
equations which translate them analytically will remain true, at least as a
first approximation. It will always be useful, then, to study a doctrine that
unites all these equations.
The undulatory theory rests on a molecular hypothesis. For those who
think they have thus discovered the cause under the law, this is an
advantage. For the others it is a reason for distrust. But this distrust seems
to me as little justified as the illusion of the former.
These hypotheses play only a secondary part. They might be sacrificed.
They usually are not, because then the explanation would lose in clearness;
but that is the only reason.
In fact, if we looked closer we should see that only two things are
borrowed from the molecular hypotheses: the principle of the conservation
Page 189
of energy and the linear form of the equations, which is the general law of
small movements, as of all small variations.
This explains why most of Fresnel's conclusions remain unchanged when
we adopt the electromagnetic theory of light.
Maxwell's Theory.—Maxwell, we know, connected by a close bond two
parts of physics until then entirely foreign to one another, optics and
electricity. By blending thus in a vaster whole, in a higher harmony, the
optics of Fresnel has not ceased to be alive. Its various parts subsist, and
their mutual relations are still the same. Only the language we used to
express them has changed; and, on the other hand, Maxwell has revealed to
us other relations, before unsuspected, between the different parts of optics
and the domain of electricity.
When a French reader first opens Maxwell's book, a feeling of uneasiness
and often even of mistrust mingles at first with his admiration. Only after a
prolonged acquaintance and at the cost of many efforts does this feeling
disappear. There are even some eminent minds that never lose it.
Why are the English scientist's ideas with such difficulty acclimatized
among us? It is, no doubt, because the education received by the majority of
enlightened Frenchmen predisposes them to appreciate precision and logic
above every other quality.
The old theories of mathematical physics gave us in this respect complete
satisfaction. All our masters, from Laplace to Cauchy, have proceeded in
the same way. Starting from clearly stated hypotheses, they deduced all
their consequences with mathematical rigor, and then compared them with
experiment. It seemed their aim to give every branch of physics the same
precision as celestial mechanics.
A mind accustomed to admire such models is hard to suit with a theory.
Not only will it not tolerate the least appearance of contradiction, but it will
demand that the various parts be logically connected with one another, and
that the number of distinct hypotheses be reduced to minimum.
This is not all; it will have still other demands, which seem to me less
reasonable. Behind the matter which our senses can reach, and which
experiment tells us of, it will desire to see another, and in its eyes the only
small movements, as of all small variations.
This explains why most of Fresnel's conclusions remain unchanged when
we adopt the electromagnetic theory of light.
Maxwell's Theory.—Maxwell, we know, connected by a close bond two
parts of physics until then entirely foreign to one another, optics and
electricity. By blending thus in a vaster whole, in a higher harmony, the
optics of Fresnel has not ceased to be alive. Its various parts subsist, and
their mutual relations are still the same. Only the language we used to
express them has changed; and, on the other hand, Maxwell has revealed to
us other relations, before unsuspected, between the different parts of optics
and the domain of electricity.
When a French reader first opens Maxwell's book, a feeling of uneasiness
and often even of mistrust mingles at first with his admiration. Only after a
prolonged acquaintance and at the cost of many efforts does this feeling
disappear. There are even some eminent minds that never lose it.
Why are the English scientist's ideas with such difficulty acclimatized
among us? It is, no doubt, because the education received by the majority of
enlightened Frenchmen predisposes them to appreciate precision and logic
above every other quality.
The old theories of mathematical physics gave us in this respect complete
satisfaction. All our masters, from Laplace to Cauchy, have proceeded in
the same way. Starting from clearly stated hypotheses, they deduced all
their consequences with mathematical rigor, and then compared them with
experiment. It seemed their aim to give every branch of physics the same
precision as celestial mechanics.
A mind accustomed to admire such models is hard to suit with a theory.
Not only will it not tolerate the least appearance of contradiction, but it will
demand that the various parts be logically connected with one another, and
that the number of distinct hypotheses be reduced to minimum.
This is not all; it will have still other demands, which seem to me less
reasonable. Behind the matter which our senses can reach, and which
experiment tells us of, it will desire to see another, and in its eyes the only
Page 190
real, matter, which will have only purely geometric properties, and whose
atoms will be nothing but mathematical points, subject to the laws of
dynamics alone. And yet these atoms, invisible and without color, it will
seek by an unconscious contradiction to represent to itself and consequently
to identify as closely as possible with common matter.
Then only will it be fully satisfied and imagine that it has penetrated the
secret of the universe. If this satisfaction is deceitful, it is none the less
difficult to renounce.
Thus, on opening Maxwell, a Frenchman expects to find a theoretical
whole as logical and precise as the physical optics based on the hypothesis
of the ether; he thus prepares for himself a disappointment which I should
like to spare the reader by informing him immediately of what he must look
for in Maxwell, and what he can not find there.
Maxwell does not give a mechanical explanation of electricity and
magnetism; he confines himself to demonstrating that such an explanation
is possible.
He shows also that optical phenomena are only a special case of
electromagnetic phenomena. From every theory of electricity, one can
therefore deduce immediately a theory of light.
The converse unfortunately is not true; from a complete explanation of
light, it is not always easy to derive a complete explanation of electric
phenomena. This is not easy, in particular, if we wish to start from Fresnel's
theory. Doubtless it would not be impossible; but nevertheless we must ask
whether we are not going to be forced to renounce admirable results that we
thought definitely acquired. That seems a step backward; and many good
minds are not willing to submit to it.
When the reader shall have consented to limit his hopes, he will still
encounter other difficulties. The English scientist does not try to construct a
single edifice, final and well ordered; he seems rather to erect a great
number of provisional and independent constructions, between which
communication is difficult and sometimes impossible.
Take as example the chapter in which he explains electrostatic attractions
by pressures and tensions in the dielectric medium. This chapter might be
atoms will be nothing but mathematical points, subject to the laws of
dynamics alone. And yet these atoms, invisible and without color, it will
seek by an unconscious contradiction to represent to itself and consequently
to identify as closely as possible with common matter.
Then only will it be fully satisfied and imagine that it has penetrated the
secret of the universe. If this satisfaction is deceitful, it is none the less
difficult to renounce.
Thus, on opening Maxwell, a Frenchman expects to find a theoretical
whole as logical and precise as the physical optics based on the hypothesis
of the ether; he thus prepares for himself a disappointment which I should
like to spare the reader by informing him immediately of what he must look
for in Maxwell, and what he can not find there.
Maxwell does not give a mechanical explanation of electricity and
magnetism; he confines himself to demonstrating that such an explanation
is possible.
He shows also that optical phenomena are only a special case of
electromagnetic phenomena. From every theory of electricity, one can
therefore deduce immediately a theory of light.
The converse unfortunately is not true; from a complete explanation of
light, it is not always easy to derive a complete explanation of electric
phenomena. This is not easy, in particular, if we wish to start from Fresnel's
theory. Doubtless it would not be impossible; but nevertheless we must ask
whether we are not going to be forced to renounce admirable results that we
thought definitely acquired. That seems a step backward; and many good
minds are not willing to submit to it.
When the reader shall have consented to limit his hopes, he will still
encounter other difficulties. The English scientist does not try to construct a
single edifice, final and well ordered; he seems rather to erect a great
number of provisional and independent constructions, between which
communication is difficult and sometimes impossible.
Take as example the chapter in which he explains electrostatic attractions
by pressures and tensions in the dielectric medium. This chapter might be
Page 191
omitted without making thereby the rest of the book less clear or complete;
and, on the other hand, it contains a theory complete in itself which one
could understand without having read a single line that precedes or follows.
But it is not only independent of the rest of the work; it is difficult to
reconcile with the fundamental ideas of the book. Maxwell does not even
attempt this reconciliation; he merely says: "I have not been able to make
the next step, namely, to account by mechanical considerations for these
stresses in the dielectric."
This example will suffice to make my thought understood; I could cite
many others. Thus who would suspect, in reading the pages devoted to
magnetic rotary polarization, that there is an identity between optical and
magnetic phenomena?
One must not then flatter himself that he can avoid all contradiction; to
that it is necessary to be resigned. In fact, two contradictory theories,
provided one does not mingle them, and if one does not seek in them the
basis of things, may both be useful instruments of research; and perhaps the
reading of Maxwell would be less suggestive if he had not opened up to us
so many new and divergent paths.
The fundamental idea, however, is thus a little obscured. So far is this the
case that in the majority of popularized versions it is the only point
completely left aside.
I feel, then, that the better to make its importance stand out, I ought to
explain in what this fundamental idea consists. But for that a short
digression is necessary.
The Mechanical Explanation of Physical Phenomena.—There is in
every physical phenomenon a certain number of parameters which
experiment reaches directly and allows us to measure. I shall call these the
parameters q.
Observation then teaches us the laws of the variations of these
parameters; and these laws can generally be put in the form of differential
equations, which connect the parameters q with the time.
What is it necessary to do to give a mechanical interpretation of such a
phenomenon?
and, on the other hand, it contains a theory complete in itself which one
could understand without having read a single line that precedes or follows.
But it is not only independent of the rest of the work; it is difficult to
reconcile with the fundamental ideas of the book. Maxwell does not even
attempt this reconciliation; he merely says: "I have not been able to make
the next step, namely, to account by mechanical considerations for these
stresses in the dielectric."
This example will suffice to make my thought understood; I could cite
many others. Thus who would suspect, in reading the pages devoted to
magnetic rotary polarization, that there is an identity between optical and
magnetic phenomena?
One must not then flatter himself that he can avoid all contradiction; to
that it is necessary to be resigned. In fact, two contradictory theories,
provided one does not mingle them, and if one does not seek in them the
basis of things, may both be useful instruments of research; and perhaps the
reading of Maxwell would be less suggestive if he had not opened up to us
so many new and divergent paths.
The fundamental idea, however, is thus a little obscured. So far is this the
case that in the majority of popularized versions it is the only point
completely left aside.
I feel, then, that the better to make its importance stand out, I ought to
explain in what this fundamental idea consists. But for that a short
digression is necessary.
The Mechanical Explanation of Physical Phenomena.—There is in
every physical phenomenon a certain number of parameters which
experiment reaches directly and allows us to measure. I shall call these the
parameters q.
Observation then teaches us the laws of the variations of these
parameters; and these laws can generally be put in the form of differential
equations, which connect the parameters q with the time.
What is it necessary to do to give a mechanical interpretation of such a
phenomenon?
Page 192
One will try to explain it either by the motions of ordinary matter, or by
those of one or more hypothetical fluids.
These fluids will be considered as formed of a very great number of
isolated molecules m.
When shall we say, then, that we have a complete mechanical
explanation of the phenomenon? It will be, on the one hand, when we know
the differential equations satisfied by the coordinates of these hypothetical
molecules m, equations which, moreover, must conform to the principles of
dynamics; and, on the other hand, when we know the relations that define
the coordinates of the molecules m as functions of the parameters q
accessible to experiment.
These equations, as I have said, must conform to the principles of
dynamics, and, in particular, to the principle of the conservation of energy
and the principle of least action.
The first of these two principles teaches us that the total energy is
constant and that this energy is divided into two parts:
1º The kinetic energy, or vis viva, which depends on the masses of the
hypothetical molecules m, and their velocities, and which I shall call T.
2º The potential energy, which depends only on the coordinates of these
molecules and which I shall call U. It is the sum of the two energies T and U
which is constant.
What now does the principle of least action tell us? It tells us that to pass
from the initial position occupied at the instant t0 to the final position
occupied at the instant t1, the system must take such a path that, in the
interval of time that elapses between the two instants t0 and t1, the average
value of 'the action' (that is to say, of the difference between the two
energies T and U) shall be as small as possible.
If the two functions T and U are known, this principle suffices to
determine the equations of motion.
Among all the possible ways of passing from one position to another,
there is evidently one for which the average value of the action is less than
those of one or more hypothetical fluids.
These fluids will be considered as formed of a very great number of
isolated molecules m.
When shall we say, then, that we have a complete mechanical
explanation of the phenomenon? It will be, on the one hand, when we know
the differential equations satisfied by the coordinates of these hypothetical
molecules m, equations which, moreover, must conform to the principles of
dynamics; and, on the other hand, when we know the relations that define
the coordinates of the molecules m as functions of the parameters q
accessible to experiment.
These equations, as I have said, must conform to the principles of
dynamics, and, in particular, to the principle of the conservation of energy
and the principle of least action.
The first of these two principles teaches us that the total energy is
constant and that this energy is divided into two parts:
1º The kinetic energy, or vis viva, which depends on the masses of the
hypothetical molecules m, and their velocities, and which I shall call T.
2º The potential energy, which depends only on the coordinates of these
molecules and which I shall call U. It is the sum of the two energies T and U
which is constant.
What now does the principle of least action tell us? It tells us that to pass
from the initial position occupied at the instant t0 to the final position
occupied at the instant t1, the system must take such a path that, in the
interval of time that elapses between the two instants t0 and t1, the average
value of 'the action' (that is to say, of the difference between the two
energies T and U) shall be as small as possible.
If the two functions T and U are known, this principle suffices to
determine the equations of motion.
Among all the possible ways of passing from one position to another,
there is evidently one for which the average value of the action is less than
Page 193
for any other. There is, moreover, only one; and it results from this that the
principle of least action suffices to determine the path followed and
consequently the equations of motion.
Thus we obtain what are called the equations of Lagrange.
In these equations, the independent variables are the coordinates of the
hypothetical molecules m; but I now suppose that one takes as variables the
parameters q directly accessible to experiment.
The two parts of the energy must then be expressed as functions of the
parameters q and of their derivatives. They will evidently appear under this
form to the experimenter. The latter will naturally try to define the potential
and the kinetic energy by the aid of quantities that he can directly observe.
[6]
That granted, the system will always go from one position to another by a
path such that the average action shall be a minimum.
It matters little that T and U are now expressed by the aid of the
parameters q and their derivatives; it matters little that it is also by means of
these parameters that we define the initial and final positions; the principle
of least action remains always true.
Now here again, of all the paths that lead from one position to another,
there is one for which the average action is a minimum, and there is only
one. The principle of least action suffices, then, to determine the differential
equations which define the variations of the parameters q.
The equations thus obtained are another form of the equations of
Lagrange.
To form these equations we need to know neither the relations that
connect the parameters q with the coordinates of the hypothetical
molecules, nor the masses of these molecules, nor the expression of U as a
function of the coordinates of these molecules.
All we need to know is the expression of U as a function of the
parameters, and that of T as a function of the parameters q and their
principle of least action suffices to determine the path followed and
consequently the equations of motion.
Thus we obtain what are called the equations of Lagrange.
In these equations, the independent variables are the coordinates of the
hypothetical molecules m; but I now suppose that one takes as variables the
parameters q directly accessible to experiment.
The two parts of the energy must then be expressed as functions of the
parameters q and of their derivatives. They will evidently appear under this
form to the experimenter. The latter will naturally try to define the potential
and the kinetic energy by the aid of quantities that he can directly observe.
[6]
That granted, the system will always go from one position to another by a
path such that the average action shall be a minimum.
It matters little that T and U are now expressed by the aid of the
parameters q and their derivatives; it matters little that it is also by means of
these parameters that we define the initial and final positions; the principle
of least action remains always true.
Now here again, of all the paths that lead from one position to another,
there is one for which the average action is a minimum, and there is only
one. The principle of least action suffices, then, to determine the differential
equations which define the variations of the parameters q.
The equations thus obtained are another form of the equations of
Lagrange.
To form these equations we need to know neither the relations that
connect the parameters q with the coordinates of the hypothetical
molecules, nor the masses of these molecules, nor the expression of U as a
function of the coordinates of these molecules.
All we need to know is the expression of U as a function of the
parameters, and that of T as a function of the parameters q and their
Page 194
derivatives, that is, the expressions of the kinetic and of the potential energy
as functions of the experimental data.
Then we shall have one of two things: either for a suitable choice of the
functions T and U, the equations of Lagrange, constructed as we have just
said, will be identical with the differential equations deduced from
experiments; or else there will exist no functions T and U, for which this
agreement takes place. In the latter case it is clear that no mechanical
explanation is possible.
The necessary condition for a mechanical explanation to be possible is
therefore that we can choose the functions T and U in such a way as to
satisfy the principle of least action, which involves that of the conservation
of energy.
This condition, moreover, is sufficient. Suppose, in fact, that we have
found a function U of the parameters q, which represents one of the parts of
the energy; that another part of the energy, which we shall represent by T, is
a function of the parameters q and their derivatives, and that it is a
homogeneous polynomial of the second degree with respect to these
derivatives; and finally that the equations of Lagrange, formed by means of
these two functions, T and U, conform to the data of the experiment.
What is necessary in order to deduce from this a mechanical explanation?
It is necessary that U can be regarded as the potential energy of a system
and T as the vis viva of the same system.
There is no difficulty as to U, but can T be regarded as the vis viva of a
material system?
It is easy to show that this is always possible, and even in an infinity of
ways. I will confine myself to referring for more details to the preface of
my work, 'Électricité et optique.'
Thus if the principle of least action can not be satisfied, no mechanical
explanation is possible; if it can be satisfied, there is not only one, but an
infinity, whence it follows that as soon as there is one there is an infinity of
others.
One more observation.
as functions of the experimental data.
Then we shall have one of two things: either for a suitable choice of the
functions T and U, the equations of Lagrange, constructed as we have just
said, will be identical with the differential equations deduced from
experiments; or else there will exist no functions T and U, for which this
agreement takes place. In the latter case it is clear that no mechanical
explanation is possible.
The necessary condition for a mechanical explanation to be possible is
therefore that we can choose the functions T and U in such a way as to
satisfy the principle of least action, which involves that of the conservation
of energy.
This condition, moreover, is sufficient. Suppose, in fact, that we have
found a function U of the parameters q, which represents one of the parts of
the energy; that another part of the energy, which we shall represent by T, is
a function of the parameters q and their derivatives, and that it is a
homogeneous polynomial of the second degree with respect to these
derivatives; and finally that the equations of Lagrange, formed by means of
these two functions, T and U, conform to the data of the experiment.
What is necessary in order to deduce from this a mechanical explanation?
It is necessary that U can be regarded as the potential energy of a system
and T as the vis viva of the same system.
There is no difficulty as to U, but can T be regarded as the vis viva of a
material system?
It is easy to show that this is always possible, and even in an infinity of
ways. I will confine myself to referring for more details to the preface of
my work, 'Électricité et optique.'
Thus if the principle of least action can not be satisfied, no mechanical
explanation is possible; if it can be satisfied, there is not only one, but an
infinity, whence it follows that as soon as there is one there is an infinity of
others.
One more observation.
Page 195
Among the quantities that experiment gives us directly, we shall regard
some as functions of the coordinates of our hypothetical molecules; these
are our parameters q. We shall look upon the others as dependent not only
on the coordinates, but on the velocities, or, what comes to the same thing,
on the derivatives of the parameters q, or as combinations of these
parameters and their derivatives.
And then a question presents itself: among all these quantities measured
experimentally, which shall we choose to represent the parameters q?
Which shall we prefer to regard as the derivatives of these parameters? This
choice remains arbitrary to a very large extent; but, for a mechanical
explanation to be possible, it suffices if we can make the choice in such a
way as to accord with the principle of least action.
And then Maxwell asked himself whether he could make this choice and
that of the two energies T and U, in such a way that the electrical
phenomena would satisfy this principle. Experiment shows us that the
energy of an electromagnetic field is decomposed into two parts, the
electrostatic energy and the electrodynamic energy. Maxwell observed that
if we regard the first as representing the potential energy U, the second as
representing the kinetic energy T; if, moreover, the electrostatic charges of
the conductors are considered as parameters q and the intensities of the
currents as the derivatives of other parameters q; under these conditions, I
say, Maxwell observed that the electric phenomena satisfy the principle of
least action. Thenceforth he was certain of the possibility of a mechanical
explanation.
If he had explained this idea at the beginning of his book instead of
relegating it to an obscure part of the second volume, it would not have
escaped the majority of readers.
If, then, a phenomenon admits of a complete mechanical explanation, it
will admit of an infinity of others, that will render an account equally well
of all the particulars revealed by experiment.
And this is confirmed by the history of every branch of physics; in optics,
for instance, Fresnel believed vibration to be perpendicular to the plane of
polarization; Neumann regarded it as parallel to this plane. An
some as functions of the coordinates of our hypothetical molecules; these
are our parameters q. We shall look upon the others as dependent not only
on the coordinates, but on the velocities, or, what comes to the same thing,
on the derivatives of the parameters q, or as combinations of these
parameters and their derivatives.
And then a question presents itself: among all these quantities measured
experimentally, which shall we choose to represent the parameters q?
Which shall we prefer to regard as the derivatives of these parameters? This
choice remains arbitrary to a very large extent; but, for a mechanical
explanation to be possible, it suffices if we can make the choice in such a
way as to accord with the principle of least action.
And then Maxwell asked himself whether he could make this choice and
that of the two energies T and U, in such a way that the electrical
phenomena would satisfy this principle. Experiment shows us that the
energy of an electromagnetic field is decomposed into two parts, the
electrostatic energy and the electrodynamic energy. Maxwell observed that
if we regard the first as representing the potential energy U, the second as
representing the kinetic energy T; if, moreover, the electrostatic charges of
the conductors are considered as parameters q and the intensities of the
currents as the derivatives of other parameters q; under these conditions, I
say, Maxwell observed that the electric phenomena satisfy the principle of
least action. Thenceforth he was certain of the possibility of a mechanical
explanation.
If he had explained this idea at the beginning of his book instead of
relegating it to an obscure part of the second volume, it would not have
escaped the majority of readers.
If, then, a phenomenon admits of a complete mechanical explanation, it
will admit of an infinity of others, that will render an account equally well
of all the particulars revealed by experiment.
And this is confirmed by the history of every branch of physics; in optics,
for instance, Fresnel believed vibration to be perpendicular to the plane of
polarization; Neumann regarded it as parallel to this plane. An
Page 196
'experimentum crucis' has long been sought which would enable us to
decide between these two theories, but it has not been found.
In the same way, without leaving the domain of electricity, we may
ascertain that the theory of two fluids and that of the single fluid both
account in a fashion equally satisfactory for all the observed laws of
electrostatics.
All these facts are easily explicable, thanks to the properties of the
equations of Lagrange which I have just recalled.
It is easy now to comprehend what is Maxwell's fundamental idea.
To demonstrate the possibility of a mechanical explanation of electricity,
we need not preoccupy ourselves with finding this explanation itself; it
suffices us to know the expression of the two functions T and U, which are
the two parts of energy, to form with these two functions the equations of
Lagrange and then to compare these equations with the experimental laws.
Among all these possible explanations, how make a choice for which the
aid of experiment fails us? A day will come perhaps when physicists will
not interest themselves in these questions, inaccessible to positive methods,
and will abandon them to the metaphysicians. This day has not yet arrived;
man does not resign himself so easily to be forever ignorant of the
foundation of things.
Our choice can therefore be further guided only by considerations where
the part of personal appreciation is very great; there are, however, solutions
that all the world will reject because of their whimsicality, and others that
all the world will prefer because of their simplicity.
In what concerns electricity and magnetism, Maxwell abstains from
making any choice. It is not that he systematically disdains all that is
unattainable by positive methods; the time he has devoted to the kinetic
theory of gases sufficiently proves that. I will add that if, in his great work,
he develops no complete explanation, he had previously attempted to give
one in an article in the Philosophical Magazine. The strangeness and the
complexity of the hypotheses he had been obliged to make had led him
afterwards to give this up.
decide between these two theories, but it has not been found.
In the same way, without leaving the domain of electricity, we may
ascertain that the theory of two fluids and that of the single fluid both
account in a fashion equally satisfactory for all the observed laws of
electrostatics.
All these facts are easily explicable, thanks to the properties of the
equations of Lagrange which I have just recalled.
It is easy now to comprehend what is Maxwell's fundamental idea.
To demonstrate the possibility of a mechanical explanation of electricity,
we need not preoccupy ourselves with finding this explanation itself; it
suffices us to know the expression of the two functions T and U, which are
the two parts of energy, to form with these two functions the equations of
Lagrange and then to compare these equations with the experimental laws.
Among all these possible explanations, how make a choice for which the
aid of experiment fails us? A day will come perhaps when physicists will
not interest themselves in these questions, inaccessible to positive methods,
and will abandon them to the metaphysicians. This day has not yet arrived;
man does not resign himself so easily to be forever ignorant of the
foundation of things.
Our choice can therefore be further guided only by considerations where
the part of personal appreciation is very great; there are, however, solutions
that all the world will reject because of their whimsicality, and others that
all the world will prefer because of their simplicity.
In what concerns electricity and magnetism, Maxwell abstains from
making any choice. It is not that he systematically disdains all that is
unattainable by positive methods; the time he has devoted to the kinetic
theory of gases sufficiently proves that. I will add that if, in his great work,
he develops no complete explanation, he had previously attempted to give
one in an article in the Philosophical Magazine. The strangeness and the
complexity of the hypotheses he had been obliged to make had led him
afterwards to give this up.
Page 197
The same spirit is found throughout the whole work. What is essential,
that is to say what must remain common to all theories, is made prominent;
all that would only be suitable to a particular theory is nearly always passed
over in silence. Thus the reader finds himself in the presence of a form
almost devoid of matter, which he is at first tempted to take for a fugitive
shadow not to be grasped. But the efforts to which he is thus condemned
force him to think and he ends by comprehending what was often rather
artificial in the theoretic constructs he had previously only wondered at.
CHAPTER XIII
Electrodynamics
The history of electrodynamics is particularly instructive from our point
of view.
Ampère entitled his immortal work, 'Théorie des phénomènes
électrodynamiques, uniquement fondée sur l'expérience.' He therefore
imagined that he had made no hypothesis, but he had made them, as we
shall soon see; only he made them without being conscious of it.
His successors, on the other hand, perceived them, since their attention
was attracted by the weak points in Ampère's solution. They made new
hypotheses, of which this time they were fully conscious; but how many
times it was necessary to change them before arriving at the classic system
of to-day which is perhaps not yet final; this we shall see.
I. Ampere's Theory.—When Ampère studied experimentally the mutual
actions of currents, he operated and he only could operate with closed
currents.
It was not that he denied the possibility of open currents. If two
conductors are charged with positive and negative electricity and brought
into communication by a wire, a current is established going from one to
the other, which continues until the two potentials are equal. According to
the ideas of Ampère's time this was an open current; the current was known
that is to say what must remain common to all theories, is made prominent;
all that would only be suitable to a particular theory is nearly always passed
over in silence. Thus the reader finds himself in the presence of a form
almost devoid of matter, which he is at first tempted to take for a fugitive
shadow not to be grasped. But the efforts to which he is thus condemned
force him to think and he ends by comprehending what was often rather
artificial in the theoretic constructs he had previously only wondered at.
CHAPTER XIII
Electrodynamics
The history of electrodynamics is particularly instructive from our point
of view.
Ampère entitled his immortal work, 'Théorie des phénomènes
électrodynamiques, uniquement fondée sur l'expérience.' He therefore
imagined that he had made no hypothesis, but he had made them, as we
shall soon see; only he made them without being conscious of it.
His successors, on the other hand, perceived them, since their attention
was attracted by the weak points in Ampère's solution. They made new
hypotheses, of which this time they were fully conscious; but how many
times it was necessary to change them before arriving at the classic system
of to-day which is perhaps not yet final; this we shall see.
I. Ampere's Theory.—When Ampère studied experimentally the mutual
actions of currents, he operated and he only could operate with closed
currents.
It was not that he denied the possibility of open currents. If two
conductors are charged with positive and negative electricity and brought
into communication by a wire, a current is established going from one to
the other, which continues until the two potentials are equal. According to
the ideas of Ampère's time this was an open current; the current was known
Page 198
to go from the first conductor to the second, it was not seen to return from
the second to the first.
So Ampère considered as open currents of this nature, for example, the
currents of discharge of condensers; but he could not make them the objects
of his experiments because their duration is too short.
Another sort of open current may also be imagined. I suppose two
conductors, A and B, connected by a wire AMB. Small conducting masses in
motion first come in contact with the conductor B, take from it an electric
charge, leave contact with B and move along the path BNA, and,
transporting with them their charge, come into contact with A and give to it
their charge, which returns then to B along the wire AMB.
Now there we have in a sense a closed circuit, since the electricity
describes the closed circuit BNAMB; but the two parts of this current are
very different. In the wire AMB, the electricity is displaced through a fixed
conductor, like a voltaic current, overcoming an ohmic resistance and
developing heat; we say that it is displaced by conduction. In the part BNA,
the electricity is carried by a moving conductor; it is said to be displaced by
convection.
If then the current of convection is considered as altogether analogous to
the current of conduction, the circuit BNAMB is closed; if, on the contrary,
the convection current is not 'a true current' and, for example, does not act
on the magnet, there remains only the conduction current AMB, which is
open.
For example, if we connect by a wire the two poles of a Holtz machine,
the charged rotating disc transfers the electricity by convection from one
pole to the other, and it returns to the first pole by conduction through the
wire.
But currents of this sort are very difficult to produce with appreciable
intensity. With the means at Ampère's disposal, we may say that this was
impossible.
To sum up, Ampère could conceive of the existence of two kinds of open
currents, but he could operate on neither because they were not strong
enough or because their duration was too short.
the second to the first.
So Ampère considered as open currents of this nature, for example, the
currents of discharge of condensers; but he could not make them the objects
of his experiments because their duration is too short.
Another sort of open current may also be imagined. I suppose two
conductors, A and B, connected by a wire AMB. Small conducting masses in
motion first come in contact with the conductor B, take from it an electric
charge, leave contact with B and move along the path BNA, and,
transporting with them their charge, come into contact with A and give to it
their charge, which returns then to B along the wire AMB.
Now there we have in a sense a closed circuit, since the electricity
describes the closed circuit BNAMB; but the two parts of this current are
very different. In the wire AMB, the electricity is displaced through a fixed
conductor, like a voltaic current, overcoming an ohmic resistance and
developing heat; we say that it is displaced by conduction. In the part BNA,
the electricity is carried by a moving conductor; it is said to be displaced by
convection.
If then the current of convection is considered as altogether analogous to
the current of conduction, the circuit BNAMB is closed; if, on the contrary,
the convection current is not 'a true current' and, for example, does not act
on the magnet, there remains only the conduction current AMB, which is
open.
For example, if we connect by a wire the two poles of a Holtz machine,
the charged rotating disc transfers the electricity by convection from one
pole to the other, and it returns to the first pole by conduction through the
wire.
But currents of this sort are very difficult to produce with appreciable
intensity. With the means at Ampère's disposal, we may say that this was
impossible.
To sum up, Ampère could conceive of the existence of two kinds of open
currents, but he could operate on neither because they were not strong
enough or because their duration was too short.
Page 199
Experiment therefore could only show him the action of a closed current
on a closed current, or, more accurately, the action of a closed current on a
portion of a current, because a current can be made to describe a closed
circuit composed of a moving part and a fixed part. It is possible then to
study the displacements of the moving part under the action of another
closed current.
On the other hand, Ampère had no means of studying the action of an
open current, either on a closed current or another open current.
1. The Case of Closed Currents.—In the case of the mutual action of two
closed currents, experiment revealed to Ampère remarkably simple laws.
I recall rapidly here those which will be useful to us in the sequel:
1º If the intensity of the currents is kept constant, and if the two circuits,
after having undergone any deformations and displacements whatsoever,
return finally to their initial positions, the total work of the electrodynamic
actions will be null.
In other words, there is an electrodynamic potential of the two circuits,
proportional to the product of the intensities, and depending on the form
and relative position of the circuits; the work of the electrodynamic actions
is equal to the variation of this potential.
2º The action of a closed solenoid is null.
3º The action of a circuit C on another voltaic circuit C´ depends only on
the 'magnetic field' developed by this circuit. At each point in space we can
in fact define in magnitude and direction a certain force called magnetic
force, which enjoys the following properties:
(a) The force exercised by C on a magnetic pole is applied to that pole
and is equal to the magnetic force multiplied by the magnetic mass of that
pole;
(b) A very short magnetic needle tends to take the direction of the
magnetic force, and the couple to which it tends to reduce is proportional to
the magnetic force, the magnetic moment of the needle and the sine of the
dip of the needle;
on a closed current, or, more accurately, the action of a closed current on a
portion of a current, because a current can be made to describe a closed
circuit composed of a moving part and a fixed part. It is possible then to
study the displacements of the moving part under the action of another
closed current.
On the other hand, Ampère had no means of studying the action of an
open current, either on a closed current or another open current.
1. The Case of Closed Currents.—In the case of the mutual action of two
closed currents, experiment revealed to Ampère remarkably simple laws.
I recall rapidly here those which will be useful to us in the sequel:
1º If the intensity of the currents is kept constant, and if the two circuits,
after having undergone any deformations and displacements whatsoever,
return finally to their initial positions, the total work of the electrodynamic
actions will be null.
In other words, there is an electrodynamic potential of the two circuits,
proportional to the product of the intensities, and depending on the form
and relative position of the circuits; the work of the electrodynamic actions
is equal to the variation of this potential.
2º The action of a closed solenoid is null.
3º The action of a circuit C on another voltaic circuit C´ depends only on
the 'magnetic field' developed by this circuit. At each point in space we can
in fact define in magnitude and direction a certain force called magnetic
force, which enjoys the following properties:
(a) The force exercised by C on a magnetic pole is applied to that pole
and is equal to the magnetic force multiplied by the magnetic mass of that
pole;
(b) A very short magnetic needle tends to take the direction of the
magnetic force, and the couple to which it tends to reduce is proportional to
the magnetic force, the magnetic moment of the needle and the sine of the
dip of the needle;
Page 200
(c) If the circuit C is displaced, the work of the electrodynamic action
exercised by C on C´ will be equal to the increment of the 'flow of magnetic
force' which passes through the circuit.
2. Action of a Closed Current on a Portion of Current.—Ampère not
having been able to produce an open current, properly so called, had only
one way of studying the action of a closed current on a portion of current.
This was by operating on a circuit C composed of two parts, the one
fixed, the other movable. The movable part was, for instance, a movable
wire αβ whose extremities α and β could slide along a fixed wire. In one of
the positions of the movable wire, the end α rested on the A of the fixed
wire and the extremity β on the point B of the fixed wire. The current
circulated from α to β, that is to say, from A to B along the movable wire,
and then it returned from B to A along the fixed wire. This current was
therefore closed.
In a second position, the movable wire having slipped, the extremity α
rested on another point A´ of the fixed wire, and the extremity β on another
point B´ of the fixed wire. The current circulated then from α to β, that is to
say from A´ to B´ along the movable wire, and it afterwards returned from B
´ to B, then from B to A, then finally from A to A´, always following the
fixed wire. The current was therefore also closed.
If a like current is subjected to the action of a closed current C, the
movable part will be displaced just as if it were acted upon by a force.
Ampère assumes that the apparent force to which this movable part AB
seems thus subjected, representing the action of the C on the portion αβ of
the current, is the same as if αβ were traversed by an open current, stopping
at α and β, in place of being traversed by a closed current which after
arriving at β returns to α through the fixed part of the circuit.
This hypothesis seems natural enough, and Ampère made it
unconsciously; nevertheless it is not necessary, since we shall see further on
that Helmholtz rejected it. However that may be, it permitted Ampère,
though he had never been able to produce an open current, to enunciate the
laws of the action of a closed current on an open current, or even on an
element of current.
exercised by C on C´ will be equal to the increment of the 'flow of magnetic
force' which passes through the circuit.
2. Action of a Closed Current on a Portion of Current.—Ampère not
having been able to produce an open current, properly so called, had only
one way of studying the action of a closed current on a portion of current.
This was by operating on a circuit C composed of two parts, the one
fixed, the other movable. The movable part was, for instance, a movable
wire αβ whose extremities α and β could slide along a fixed wire. In one of
the positions of the movable wire, the end α rested on the A of the fixed
wire and the extremity β on the point B of the fixed wire. The current
circulated from α to β, that is to say, from A to B along the movable wire,
and then it returned from B to A along the fixed wire. This current was
therefore closed.
In a second position, the movable wire having slipped, the extremity α
rested on another point A´ of the fixed wire, and the extremity β on another
point B´ of the fixed wire. The current circulated then from α to β, that is to
say from A´ to B´ along the movable wire, and it afterwards returned from B
´ to B, then from B to A, then finally from A to A´, always following the
fixed wire. The current was therefore also closed.
If a like current is subjected to the action of a closed current C, the
movable part will be displaced just as if it were acted upon by a force.
Ampère assumes that the apparent force to which this movable part AB
seems thus subjected, representing the action of the C on the portion αβ of
the current, is the same as if αβ were traversed by an open current, stopping
at α and β, in place of being traversed by a closed current which after
arriving at β returns to α through the fixed part of the circuit.
This hypothesis seems natural enough, and Ampère made it
unconsciously; nevertheless it is not necessary, since we shall see further on
that Helmholtz rejected it. However that may be, it permitted Ampère,
though he had never been able to produce an open current, to enunciate the
laws of the action of a closed current on an open current, or even on an
element of current.
Page 201
The laws are simple:
1º The force which acts on an element of current is applied to this
element; it is normal to the element and to the magnetic force, and
proportional to the component of this magnetic force which is normal to the
element.
2º The action of a closed solenoid on an element of current is null.
But the electrodynamic potential has disappeared, that is to say that,
when a closed current and an open current, whose intensities have been
maintained constant, return to their initial positions, the total work is not
null.
3. Continuous Rotations.—Among electrodynamic experiments, the most
remarkable are those in which continuous rotations are produced and which
are sometimes called unipolar induction experiments. A magnet may turn
about its axis; a current passes first through a fixed wire, enters the magnet
by the pole N, for example, passes through half the magnet, emerges by a
sliding contact and reenters the fixed wire.
The magnet then begins to rotate continuously without being able ever to
attain equilibrium; this is Faraday's experiment.
How is it possible? If it were a question of two circuits of invariable
form, the one C fixed, the other C´ movable about an axis, this latter could
never take on continuous rotation; in fact there is an electrodynamic
potential; there must therefore be necessarily a position of equilibrium
when this potential is a maximum.
Continuous rotations are therefore possible only when the circuit C´ is
composed of two parts: one fixed, the other movable about an axis, as is the
case in Faraday's experiment. Here again it is convenient to draw a
distinction. The passage from the fixed to the movable part, or inversely,
may take place either by simple contact (the same point of the movable part
remaining constantly in contact with the same point of the fixed part), or by
a sliding contact (the same point of the movable part coming successively
in contact with diverse points of the fixed part).
1º The force which acts on an element of current is applied to this
element; it is normal to the element and to the magnetic force, and
proportional to the component of this magnetic force which is normal to the
element.
2º The action of a closed solenoid on an element of current is null.
But the electrodynamic potential has disappeared, that is to say that,
when a closed current and an open current, whose intensities have been
maintained constant, return to their initial positions, the total work is not
null.
3. Continuous Rotations.—Among electrodynamic experiments, the most
remarkable are those in which continuous rotations are produced and which
are sometimes called unipolar induction experiments. A magnet may turn
about its axis; a current passes first through a fixed wire, enters the magnet
by the pole N, for example, passes through half the magnet, emerges by a
sliding contact and reenters the fixed wire.
The magnet then begins to rotate continuously without being able ever to
attain equilibrium; this is Faraday's experiment.
How is it possible? If it were a question of two circuits of invariable
form, the one C fixed, the other C´ movable about an axis, this latter could
never take on continuous rotation; in fact there is an electrodynamic
potential; there must therefore be necessarily a position of equilibrium
when this potential is a maximum.
Continuous rotations are therefore possible only when the circuit C´ is
composed of two parts: one fixed, the other movable about an axis, as is the
case in Faraday's experiment. Here again it is convenient to draw a
distinction. The passage from the fixed to the movable part, or inversely,
may take place either by simple contact (the same point of the movable part
remaining constantly in contact with the same point of the fixed part), or by
a sliding contact (the same point of the movable part coming successively
in contact with diverse points of the fixed part).
Page 202
It is only in the second case that there can be continuous rotation. This is
what then happens: The system tends to take a position of equilibrium; but,
when at the point of reaching that position, the sliding contact puts the
movable part in communication with a new point of the fixed part; it
changes the connections, it changes therefore the conditions of equilibrium,
so that the position of equilibrium fleeing, so to say, before the system
which seeks to attain it, rotation may take place indefinitely.
Ampère assumes that the action of the circuit on the movable part of C´
is the same as if the fixed part of C´ did not exist, and therefore as if the
current passing through the movable part were open.
He concludes therefore that the action of a closed on an open current, or
inversely that of an open current on a closed current, may give rise to a
continuous rotation.
But this conclusion depends on the hypothesis I have enunciated and
which, as I said above, is not admitted by Helmholtz.
4. Mutual Action of Two Open Currents.—In what concerns the mutual
actions of two open currents, and in particular that of two elements of
current, all experiment breaks down. Ampère has recourse to hypothesis. He
supposes:
1º That the mutual action of two elements reduces to a force acting along
their join;
2º That the action of two closed currents is the resultant of the mutual
actions of their diverse elements, which are besides the same as if these
elements were isolated.
What is remarkable is that here again Ampère makes these hypotheses
unconsciously.
However that may be, these two hypotheses, together with the
experiments on closed currents, suffice to determine completely the law of
the mutual action of two elements. But then most of the simple laws we
have met in the case of closed currents are no longer true.
what then happens: The system tends to take a position of equilibrium; but,
when at the point of reaching that position, the sliding contact puts the
movable part in communication with a new point of the fixed part; it
changes the connections, it changes therefore the conditions of equilibrium,
so that the position of equilibrium fleeing, so to say, before the system
which seeks to attain it, rotation may take place indefinitely.
Ampère assumes that the action of the circuit on the movable part of C´
is the same as if the fixed part of C´ did not exist, and therefore as if the
current passing through the movable part were open.
He concludes therefore that the action of a closed on an open current, or
inversely that of an open current on a closed current, may give rise to a
continuous rotation.
But this conclusion depends on the hypothesis I have enunciated and
which, as I said above, is not admitted by Helmholtz.
4. Mutual Action of Two Open Currents.—In what concerns the mutual
actions of two open currents, and in particular that of two elements of
current, all experiment breaks down. Ampère has recourse to hypothesis. He
supposes:
1º That the mutual action of two elements reduces to a force acting along
their join;
2º That the action of two closed currents is the resultant of the mutual
actions of their diverse elements, which are besides the same as if these
elements were isolated.
What is remarkable is that here again Ampère makes these hypotheses
unconsciously.
However that may be, these two hypotheses, together with the
experiments on closed currents, suffice to determine completely the law of
the mutual action of two elements. But then most of the simple laws we
have met in the case of closed currents are no longer true.
Page 203
In the first place, there is no electrodynamic potential; nor was there any,
as we have seen, in the case of a closed current acting on an open current.
Next there is, properly speaking, no magnetic force.
And, in fact, we have given above three different definitions of this force:
1º By the action on a magnetic pole;
2º By the director couple which orientates the magnetic needle;
3º By the action on an element of current.
But in the case which now occupies us, not only these three definitions
are no longer in harmony, but each has lost its meaning, and in fact:
1º A magnetic pole is no longer acted upon simply by a single force
applied to this pole. We have seen in fact that the force due to the action of
an element of current on a pole is not applied to the pole, but to the element;
it may moreover be replaced by a force applied to the pole and by a couple;
2º The couple which acts on the magnetic needle is no longer a simple
director couple, for its moment with respect to the axis of the needle is not
null. It breaks up into a director couple, properly so called, and a
supplementary couple which tends to produce the continuous rotation of
which we have above spoken;
3º Finally the force acting on an element of current is not normal to this
element.
In other words, the unity of the magnetic force has disappeared.
Let us see in what this unity consists. Two systems which exercise the
same action on a magnetic pole will exert also the same action on an
indefinitely small magnetic needle, or on an element of current placed at the
same point of space as this pole.
Well, this is true if these two systems contain only closed currents; this
would no longer be true if these two systems contained open currents.
It suffices to remark, for instance, that, if a magnetic pole is placed at A
and an element at B, the direction of the element being along the
as we have seen, in the case of a closed current acting on an open current.
Next there is, properly speaking, no magnetic force.
And, in fact, we have given above three different definitions of this force:
1º By the action on a magnetic pole;
2º By the director couple which orientates the magnetic needle;
3º By the action on an element of current.
But in the case which now occupies us, not only these three definitions
are no longer in harmony, but each has lost its meaning, and in fact:
1º A magnetic pole is no longer acted upon simply by a single force
applied to this pole. We have seen in fact that the force due to the action of
an element of current on a pole is not applied to the pole, but to the element;
it may moreover be replaced by a force applied to the pole and by a couple;
2º The couple which acts on the magnetic needle is no longer a simple
director couple, for its moment with respect to the axis of the needle is not
null. It breaks up into a director couple, properly so called, and a
supplementary couple which tends to produce the continuous rotation of
which we have above spoken;
3º Finally the force acting on an element of current is not normal to this
element.
In other words, the unity of the magnetic force has disappeared.
Let us see in what this unity consists. Two systems which exercise the
same action on a magnetic pole will exert also the same action on an
indefinitely small magnetic needle, or on an element of current placed at the
same point of space as this pole.
Well, this is true if these two systems contain only closed currents; this
would no longer be true if these two systems contained open currents.
It suffices to remark, for instance, that, if a magnetic pole is placed at A
and an element at B, the direction of the element being along the
Page 204
prolongation of the sect AB, this element which will exercise no action on
this pole will, on the other hand, exercise an action either on a magnetic
needle placed at the point A, or on an element of current placed at the point
A.
5. Induction.—We know that the discovery of electrodynamic induction
soon followed the immortal work of Ampère.
As long as it is only a question of closed currents there is no difficulty,
and Helmholtz has even remarked that the principle of the conservation of
energy is sufficient for deducing the laws of induction from the
electrodynamic laws of Ampère. But always on one condition, as Bertrand
has well shown; that we make besides a certain number of hypotheses.
The same principle again permits this deduction in the case of open
currents, although of course we can not submit the result to the test of
experiment, since we can not produce such currents.
If we try to apply this mode of analysis to Ampère's theory of open
currents, we reach results calculated to surprise us.
In the first place, induction can not be deduced from the variation of the
magnetic field by the formula well known to savants and practicians, and,
in fact, as we have said, properly speaking there is no longer a magnetic
field.
But, further, if a circuit C is subjected to the induction of a variable
voltaic system S, if this system S be displaced and deformed in any way
whatever, so that the intensity of the currents of this system varies
according to any law whatever, but that after these variations the system
finally returns to its initial situation, it seems natural to suppose that the
mean electromotive force induced in the circuit C is null.
This is true if the circuit C is closed and if the system S contains only
closed currents. This would no longer be true, if one accepts the theory of
Ampère, if there were open currents. So that not only induction will no
longer be the variation of the flow of magnetic force, in any of the usual
senses of the word, but it can not be represented by the variation of
anything whatever.
this pole will, on the other hand, exercise an action either on a magnetic
needle placed at the point A, or on an element of current placed at the point
A.
5. Induction.—We know that the discovery of electrodynamic induction
soon followed the immortal work of Ampère.
As long as it is only a question of closed currents there is no difficulty,
and Helmholtz has even remarked that the principle of the conservation of
energy is sufficient for deducing the laws of induction from the
electrodynamic laws of Ampère. But always on one condition, as Bertrand
has well shown; that we make besides a certain number of hypotheses.
The same principle again permits this deduction in the case of open
currents, although of course we can not submit the result to the test of
experiment, since we can not produce such currents.
If we try to apply this mode of analysis to Ampère's theory of open
currents, we reach results calculated to surprise us.
In the first place, induction can not be deduced from the variation of the
magnetic field by the formula well known to savants and practicians, and,
in fact, as we have said, properly speaking there is no longer a magnetic
field.
But, further, if a circuit C is subjected to the induction of a variable
voltaic system S, if this system S be displaced and deformed in any way
whatever, so that the intensity of the currents of this system varies
according to any law whatever, but that after these variations the system
finally returns to its initial situation, it seems natural to suppose that the
mean electromotive force induced in the circuit C is null.
This is true if the circuit C is closed and if the system S contains only
closed currents. This would no longer be true, if one accepts the theory of
Ampère, if there were open currents. So that not only induction will no
longer be the variation of the flow of magnetic force, in any of the usual
senses of the word, but it can not be represented by the variation of
anything whatever.
Page 205
II. Theory of Helmholtz.—I have dwelt upon the consequences of
Ampère's theory, and of his method of explaining open currents.
It is difficult to overlook the paradoxical and artificial character of the
propositions to which we are thus led. One can not help thinking 'that can
not be so.'
We understand therefore why Helmholtz was led to seek something else.
Helmholtz rejects Ampère's fundamental hypothesis, to wit, that the
mutual action of two elements of current reduces to a force along their join.
He assumes that an element of current is not subjected to a single force, but
to a force and a couple. It is just this which gave rise to the celebrated
polemic between Bertrand and Helmholtz.
Helmholtz replaces Ampère's hypothesis by the following: two elements
always admit of an electrodynamic potential depending solely on their
position and orientation; and the work of the forces that they exercise, one
on the other, is equal to the variation of this potential. Thus Helmholtz can
no more do without hypothesis than Ampère; but at least he does not make
one without explicitly announcing it.
In the case of closed currents, which are alone accessible to experiment,
the two theories agree.
In all other cases they differ.
In the first place, contrary to what Ampère supposed, the force which
seems to act on the movable portion of a closed current is not the same as
would act upon this movable portion if it were isolated and constituted an
open current.
Let us return to the circuit C´, of which we spoke above, and which was
formed of a movable wire αβ sliding on a fixed wire. In the only experiment
that can be made, the movable portion αβ is not isolated, but is part of a
closed circuit. When it passes from AB to A´B´, the total electrodynamic
potential varies for two reasons:
1º It undergoes a first increase because the potential of A´B´ with respect
to the circuit C is not the same as that of AB;
Ampère's theory, and of his method of explaining open currents.
It is difficult to overlook the paradoxical and artificial character of the
propositions to which we are thus led. One can not help thinking 'that can
not be so.'
We understand therefore why Helmholtz was led to seek something else.
Helmholtz rejects Ampère's fundamental hypothesis, to wit, that the
mutual action of two elements of current reduces to a force along their join.
He assumes that an element of current is not subjected to a single force, but
to a force and a couple. It is just this which gave rise to the celebrated
polemic between Bertrand and Helmholtz.
Helmholtz replaces Ampère's hypothesis by the following: two elements
always admit of an electrodynamic potential depending solely on their
position and orientation; and the work of the forces that they exercise, one
on the other, is equal to the variation of this potential. Thus Helmholtz can
no more do without hypothesis than Ampère; but at least he does not make
one without explicitly announcing it.
In the case of closed currents, which are alone accessible to experiment,
the two theories agree.
In all other cases they differ.
In the first place, contrary to what Ampère supposed, the force which
seems to act on the movable portion of a closed current is not the same as
would act upon this movable portion if it were isolated and constituted an
open current.
Let us return to the circuit C´, of which we spoke above, and which was
formed of a movable wire αβ sliding on a fixed wire. In the only experiment
that can be made, the movable portion αβ is not isolated, but is part of a
closed circuit. When it passes from AB to A´B´, the total electrodynamic
potential varies for two reasons:
1º It undergoes a first increase because the potential of A´B´ with respect
to the circuit C is not the same as that of AB;
Page 206
2º It takes a second increment because it must be increased by the
potentials of the elements AA´, BB´ with respect to C.
It is this double increment which represents the work of the force to
which the portion AB seems subjected.
If, on the contrary, αβ were isolated, the potential would undergo only the
first increase, and this first increment alone would measure the work of the
force which acts on AB.
In the second place, there could be no continuous rotation without sliding
contact, and, in fact, that, as we have seen à propos of closed currents, is an
immediate consequence of the existence of an electrodynamic potential.
In Faraday's experiment, if the magnet is fixed and if the part of the
current exterior to the magnet runs along a movable wire, that movable part
may undergo a continuous rotation. But this does not mean to say that if the
contacts of the wire with the magnet were suppressed, and an open current
were to run along the wire, the wire would still take a movement of
continuous rotation.
I have just said in fact that an isolated element is not acted upon in the
same way as a movable element making part of a closed circuit.
Another difference: The action of a closed solenoid on a closed current is
null according to experiment and according to the two theories. Its action on
an open current would be null according to Ampère; it would not be null
according to Helmholtz. From this follows an important consequence. We
have given above three definitions of magnetic force. The third has no
meaning here since an element of current is no longer acted upon by a
single force. No more has the first any meaning. What, in fact, is a magnetic
pole? It is the extremity of an indefinite linear magnet. This magnet may be
replaced by an indefinite solenoid. For the definition of magnetic force to
have any meaning, it would be necessary that the action exercised by an
open current on an indefinite solenoid should depend only on the position
of the extremity of this solenoid, that is to say, that the action on a closed
solenoid should be null. Now we have just seen that such is not the case.
On the other hand, nothing prevents our adopting the second definition,
which is founded on the measurement of the director couple which tends to
potentials of the elements AA´, BB´ with respect to C.
It is this double increment which represents the work of the force to
which the portion AB seems subjected.
If, on the contrary, αβ were isolated, the potential would undergo only the
first increase, and this first increment alone would measure the work of the
force which acts on AB.
In the second place, there could be no continuous rotation without sliding
contact, and, in fact, that, as we have seen à propos of closed currents, is an
immediate consequence of the existence of an electrodynamic potential.
In Faraday's experiment, if the magnet is fixed and if the part of the
current exterior to the magnet runs along a movable wire, that movable part
may undergo a continuous rotation. But this does not mean to say that if the
contacts of the wire with the magnet were suppressed, and an open current
were to run along the wire, the wire would still take a movement of
continuous rotation.
I have just said in fact that an isolated element is not acted upon in the
same way as a movable element making part of a closed circuit.
Another difference: The action of a closed solenoid on a closed current is
null according to experiment and according to the two theories. Its action on
an open current would be null according to Ampère; it would not be null
according to Helmholtz. From this follows an important consequence. We
have given above three definitions of magnetic force. The third has no
meaning here since an element of current is no longer acted upon by a
single force. No more has the first any meaning. What, in fact, is a magnetic
pole? It is the extremity of an indefinite linear magnet. This magnet may be
replaced by an indefinite solenoid. For the definition of magnetic force to
have any meaning, it would be necessary that the action exercised by an
open current on an indefinite solenoid should depend only on the position
of the extremity of this solenoid, that is to say, that the action on a closed
solenoid should be null. Now we have just seen that such is not the case.
On the other hand, nothing prevents our adopting the second definition,
which is founded on the measurement of the director couple which tends to
Page 207
orientate the magnetic needle.
But if it is adopted, neither the effects of induction nor the
electrodynamic effects will depend solely on the distribution of the lines of
force in this magnetic field.
III. Difficulties Raised by These Theories.—The theory of Helmholtz is
in advance of that of Ampère; it is necessary, however, that all the
difficulties should be smoothed away. In the one as in the other, the phrase
'magnetic field' has no meaning, or, if we give it one, by a more or less
artificial convention, the ordinary laws so familiar to all electricians no
longer apply; thus the electromotive force induced in a wire is no longer
measured by the number of lines of force met by this wire.
And our repugnance does not come alone from the difficulty of
renouncing inveterate habits of language and of thought. There is something
more. If we do not believe in action at a distance, electrodynamic
phenomena must be explained by a modification of the medium. It is
precisely this modification that we call 'magnetic field.' And then the
electrodynamic effects must depend only on this field.
All these difficulties arise from the hypothesis of open currents.
IV. Maxwell's Theory.—Such were the difficulties raised by the
dominant theories when Maxwell appeared, who with a stroke of the pen
made them all vanish. To his mind, in fact, all currents are closed currents.
Maxwell assumes that if in a dielectric the electric field happens to vary,
this dielectric becomes the seat of a particular phenomenon, acting on the
galvanometer like a current, and which he calls current of displacement.
If then two conductors bearing contrary charges are put in
communication by a wire, in this wire during the discharge there is an open
current of conduction; but there are produced at the same time in the
surrounding dielectric, currents of displacement which close this current of
conduction.
We know that Maxwell's theory leads to the explanation of optical
phenomena, which would be due to extremely rapid electrical oscillations.
But if it is adopted, neither the effects of induction nor the
electrodynamic effects will depend solely on the distribution of the lines of
force in this magnetic field.
III. Difficulties Raised by These Theories.—The theory of Helmholtz is
in advance of that of Ampère; it is necessary, however, that all the
difficulties should be smoothed away. In the one as in the other, the phrase
'magnetic field' has no meaning, or, if we give it one, by a more or less
artificial convention, the ordinary laws so familiar to all electricians no
longer apply; thus the electromotive force induced in a wire is no longer
measured by the number of lines of force met by this wire.
And our repugnance does not come alone from the difficulty of
renouncing inveterate habits of language and of thought. There is something
more. If we do not believe in action at a distance, electrodynamic
phenomena must be explained by a modification of the medium. It is
precisely this modification that we call 'magnetic field.' And then the
electrodynamic effects must depend only on this field.
All these difficulties arise from the hypothesis of open currents.
IV. Maxwell's Theory.—Such were the difficulties raised by the
dominant theories when Maxwell appeared, who with a stroke of the pen
made them all vanish. To his mind, in fact, all currents are closed currents.
Maxwell assumes that if in a dielectric the electric field happens to vary,
this dielectric becomes the seat of a particular phenomenon, acting on the
galvanometer like a current, and which he calls current of displacement.
If then two conductors bearing contrary charges are put in
communication by a wire, in this wire during the discharge there is an open
current of conduction; but there are produced at the same time in the
surrounding dielectric, currents of displacement which close this current of
conduction.
We know that Maxwell's theory leads to the explanation of optical
phenomena, which would be due to extremely rapid electrical oscillations.
Page 208
At that epoch such a conception was only a bold hypothesis, which could
be supported by no experiment.
At the end of twenty years, Maxwell's ideas received the confirmation of
experiment. Hertz succeeded in producing systems of electric oscillations
which reproduce all the properties of light, and only differ from it by the
length of their wave; that is to say as violet differs from red. In some
measure he made the synthesis of light.
It might be said that Hertz has not demonstrated directly Maxwell's
fundamental idea, the action of the current of displacement on the
galvanometer. This is true in a sense. What he has shown in sum is that
electromagnetic induction is not propagated instantaneously as was
supposed; but with the speed of light.
But to suppose there is no current of displacement, and induction is
propagated with the speed of light; or to suppose that the currents of
displacement produce effects of induction, and that the induction is
propagated instantaneously, comes to the same thing.
This can not be seen at the first glance, but it is proved by an analysis of
which I must not think of giving even a summary here.
V. Rowland's Experiment.—But as I have said above, there are two kinds
of open conduction currents. There are first the currents of discharge of a
condenser or of any conductor whatever.
There are also the cases in which electric discharges describe a closed
contour, being displaced by conduction in one part of the circuit and by
convection in the other part.
For open currents of the first sort, the question might be considered as
solved; they were closed by the currents of displacement.
For open currents of the second sort, the solution appeared still more
simple. It seemed that if the current were closed, it could only be by the
current of convection itself. For that it sufficed to assume that a 'convection
current,' that is to say a charged conductor in motion, could act on the
galvanometer.
be supported by no experiment.
At the end of twenty years, Maxwell's ideas received the confirmation of
experiment. Hertz succeeded in producing systems of electric oscillations
which reproduce all the properties of light, and only differ from it by the
length of their wave; that is to say as violet differs from red. In some
measure he made the synthesis of light.
It might be said that Hertz has not demonstrated directly Maxwell's
fundamental idea, the action of the current of displacement on the
galvanometer. This is true in a sense. What he has shown in sum is that
electromagnetic induction is not propagated instantaneously as was
supposed; but with the speed of light.
But to suppose there is no current of displacement, and induction is
propagated with the speed of light; or to suppose that the currents of
displacement produce effects of induction, and that the induction is
propagated instantaneously, comes to the same thing.
This can not be seen at the first glance, but it is proved by an analysis of
which I must not think of giving even a summary here.
V. Rowland's Experiment.—But as I have said above, there are two kinds
of open conduction currents. There are first the currents of discharge of a
condenser or of any conductor whatever.
There are also the cases in which electric discharges describe a closed
contour, being displaced by conduction in one part of the circuit and by
convection in the other part.
For open currents of the first sort, the question might be considered as
solved; they were closed by the currents of displacement.
For open currents of the second sort, the solution appeared still more
simple. It seemed that if the current were closed, it could only be by the
current of convection itself. For that it sufficed to assume that a 'convection
current,' that is to say a charged conductor in motion, could act on the
galvanometer.
Page 209
But experimental confirmation was lacking. It appeared difficult in fact
to obtain a sufficient intensity even by augmenting as much as possible the
charge and the velocity of the conductors. It was Rowland, an extremely
skillful experimenter, who first triumphed over these difficulties. A disc
received a strong electrostatic charge and a very great speed of rotation. An
astatic magnetic system placed beside the disc underwent deviations.
The experiment was made twice by Rowland, once in Berlin, once in
Baltimore. It was afterwards repeated by Himstedt. These physicists even
announced that they had succeeded in making quantitative measurements.
In fact, for twenty years Rowland's law was admitted without objection
by all physicists. Besides everything seemed to confirm it. The spark
certainly does produce a magnetic effect. Now does it not seem probable
that the discharge by spark is due to particles taken from one of the
electrodes and transferred to the other electrode with their charge? Is not the
very spectrum of the spark, in which we recognize the lines of the metal of
the electrode, a proof of it? The spark would then be a veritable current of
convection.
On the other hand, it is also admitted that in an electrolyte the electricity
is carried by the ions in motion. The current in an electrolyte would
therefore be also a current of convection; now, it acts on the magnetic
needle.
The same for cathode rays. Crookes attributed these rays to a very subtile
matter charged with electricity and moving with a very great velocity. He
regarded them, in other words, as currents of convection. Now these
cathode rays are deviated by the magnet. In virtue of the principle of action
and reaction, they should in turn deviate the magnetic needle. It is true that
Hertz believed he had demonstrated that the cathode rays do not carry
electricity, and that they do not act on the magnetic needle. But Hertz was
mistaken. First of all, Perrin succeeded in collecting the electricity carried
by these rays, electricity of which Hertz denied the existence; the German
scientist appears to have been deceived by effects due to the action of X-
rays, which were not yet discovered. Afterwards, and quite recently, the
action of the cathode rays on the magnetic needle has been put in evidence.
to obtain a sufficient intensity even by augmenting as much as possible the
charge and the velocity of the conductors. It was Rowland, an extremely
skillful experimenter, who first triumphed over these difficulties. A disc
received a strong electrostatic charge and a very great speed of rotation. An
astatic magnetic system placed beside the disc underwent deviations.
The experiment was made twice by Rowland, once in Berlin, once in
Baltimore. It was afterwards repeated by Himstedt. These physicists even
announced that they had succeeded in making quantitative measurements.
In fact, for twenty years Rowland's law was admitted without objection
by all physicists. Besides everything seemed to confirm it. The spark
certainly does produce a magnetic effect. Now does it not seem probable
that the discharge by spark is due to particles taken from one of the
electrodes and transferred to the other electrode with their charge? Is not the
very spectrum of the spark, in which we recognize the lines of the metal of
the electrode, a proof of it? The spark would then be a veritable current of
convection.
On the other hand, it is also admitted that in an electrolyte the electricity
is carried by the ions in motion. The current in an electrolyte would
therefore be also a current of convection; now, it acts on the magnetic
needle.
The same for cathode rays. Crookes attributed these rays to a very subtile
matter charged with electricity and moving with a very great velocity. He
regarded them, in other words, as currents of convection. Now these
cathode rays are deviated by the magnet. In virtue of the principle of action
and reaction, they should in turn deviate the magnetic needle. It is true that
Hertz believed he had demonstrated that the cathode rays do not carry
electricity, and that they do not act on the magnetic needle. But Hertz was
mistaken. First of all, Perrin succeeded in collecting the electricity carried
by these rays, electricity of which Hertz denied the existence; the German
scientist appears to have been deceived by effects due to the action of X-
rays, which were not yet discovered. Afterwards, and quite recently, the
action of the cathode rays on the magnetic needle has been put in evidence.
Page 210
Thus all these phenomena regarded as currents of convection, sparks,
electrolytic currents, cathode rays, act in the same manner on the
galvanometer and in conformity with Rowland's law.
VI. Theory of Lorentz.—We soon went farther. According to the theory
of Lorentz, currents of conduction themselves would be true currents of
convection. Electricity would remain inseparably connected with certain
material particles called electrons. The circulation of these electrons
through bodies would produce voltaic currents. And what would distinguish
conductors from insulators would be that the one could be traversed by
these electrons while the others would arrest their movements.
The theory of Lorentz is very attractive. It gives a very simple
explanation of certain phenomena which the earlier theories, even
Maxwell's in its primitive form, could not explain in a satisfactory way; for
example, the aberration of light, the partial carrying away of luminous
waves, magnetic polarization and the Zeeman effect.
Some objections still remained. The phenomena of an electric system
seemed to depend on the absolute velocity of translation of the center of
gravity of this system, which is contrary to the idea we have of the relativity
of space. Supported by M. Crémieu, M. Lippmann has presented this
objection in a striking form. Imagine two charged conductors with the same
velocity of translation; they are relatively at rest. However, each of them
being equivalent to a current of convection, they ought to attract one
another, and by measuring this attraction we could measure their absolute
velocity.
"No!" replied the partisans of Lorentz. "What we could measure in that
way is not their absolute velocity, but their relative velocity with respect to
the ether, so that the principle of relativity is safe."
Whatever there may be in these latter objections, the edifice of
electrodynamics, at least in its broad lines, seemed definitively constructed.
Everything was presented under the most satisfactory aspect. The theories
of Ampère and of Helmholtz, made for open currents which no longer
existed, seemed to have no longer anything but a purely historic interest,
and the inextricable complications to which these theories led were almost
forgotten.
electrolytic currents, cathode rays, act in the same manner on the
galvanometer and in conformity with Rowland's law.
VI. Theory of Lorentz.—We soon went farther. According to the theory
of Lorentz, currents of conduction themselves would be true currents of
convection. Electricity would remain inseparably connected with certain
material particles called electrons. The circulation of these electrons
through bodies would produce voltaic currents. And what would distinguish
conductors from insulators would be that the one could be traversed by
these electrons while the others would arrest their movements.
The theory of Lorentz is very attractive. It gives a very simple
explanation of certain phenomena which the earlier theories, even
Maxwell's in its primitive form, could not explain in a satisfactory way; for
example, the aberration of light, the partial carrying away of luminous
waves, magnetic polarization and the Zeeman effect.
Some objections still remained. The phenomena of an electric system
seemed to depend on the absolute velocity of translation of the center of
gravity of this system, which is contrary to the idea we have of the relativity
of space. Supported by M. Crémieu, M. Lippmann has presented this
objection in a striking form. Imagine two charged conductors with the same
velocity of translation; they are relatively at rest. However, each of them
being equivalent to a current of convection, they ought to attract one
another, and by measuring this attraction we could measure their absolute
velocity.
"No!" replied the partisans of Lorentz. "What we could measure in that
way is not their absolute velocity, but their relative velocity with respect to
the ether, so that the principle of relativity is safe."
Whatever there may be in these latter objections, the edifice of
electrodynamics, at least in its broad lines, seemed definitively constructed.
Everything was presented under the most satisfactory aspect. The theories
of Ampère and of Helmholtz, made for open currents which no longer
existed, seemed to have no longer anything but a purely historic interest,
and the inextricable complications to which these theories led were almost
forgotten.
Page 211
This quiescence has been recently disturbed by the experiments of M.
Crémieu, which for a moment seemed to contradict the result previously
obtained by Rowland.
But fresh researches have not confirmed them, and the theory of Lorentz
has victoriously stood the test.
The history of these variations will be none the less instructive; it will
teach us to what pitfalls the scientist is exposed, and how he may hope to
escape them.
THE VALUE OF SCIENCE
TRANSLATOR'S INTRODUCTION
1. Does the Scientist create Science?—Professor Rados of Budapest in
his report to the Hungarian Academy of Science on the award to Poincaré of
the Bolyai prize of ten thousand crowns, speaking of him as unquestionably
the most powerful investigator in the domain of mathematics and
mathematical physics, characterized him as the intuitive genius drawing the
inspiration for his wide-reaching researches from the exhaustless fountain
of geometric and physical intuition, yet working this inspiration out in
detail with marvelous logical keenness. With his brilliant creative genius
was combined the capacity for sharp and successful generalization, pushing
far out the boundaries of thought in the most widely different domains, so
that his works must be ranked with the greatest mathematical achievements
of all time. "Finally," says Rados, "permit me to make especial mention of
Crémieu, which for a moment seemed to contradict the result previously
obtained by Rowland.
But fresh researches have not confirmed them, and the theory of Lorentz
has victoriously stood the test.
The history of these variations will be none the less instructive; it will
teach us to what pitfalls the scientist is exposed, and how he may hope to
escape them.
THE VALUE OF SCIENCE
TRANSLATOR'S INTRODUCTION
1. Does the Scientist create Science?—Professor Rados of Budapest in
his report to the Hungarian Academy of Science on the award to Poincaré of
the Bolyai prize of ten thousand crowns, speaking of him as unquestionably
the most powerful investigator in the domain of mathematics and
mathematical physics, characterized him as the intuitive genius drawing the
inspiration for his wide-reaching researches from the exhaustless fountain
of geometric and physical intuition, yet working this inspiration out in
detail with marvelous logical keenness. With his brilliant creative genius
was combined the capacity for sharp and successful generalization, pushing
far out the boundaries of thought in the most widely different domains, so
that his works must be ranked with the greatest mathematical achievements
of all time. "Finally," says Rados, "permit me to make especial mention of
Page 212
his intensely interesting book, 'The Value of Science,' in which he in a way
has laid down the scientist's creed." Now what is this creed?
Sense may act as stimulus, as suggestive, yet not to awaken a dormant
depiction, or to educe the conception of an archetypal form, but rather to
strike the hour for creation, to summon to work a sculptor capable of
smoothing a Venus of Milo out of the formless clay. Knowledge is not a gift
of bare experience, nor even made solely out of experience. The creative
activity of mind is in mathematics particularly clear. The axioms of
geometry are conventions, disguised definitions or unprovable hypotheses
precreated by auto-active animal and human minds. Bertrand Russell says
of projective geometry: "It takes nothing from experience, and has, like
arithmetic, a creature of the pure intellect for its object. It deals with an
object whose properties are logically deduced from its definition, not
empirically discovered from data." Then does the scientist create science?
This is a question Poincaré here dissects with a master hand.
The physiologic-psychologic investigation of the space problem must
give the meaning of the words geometric fact, geometric reality. Poincaré
here subjects to the most successful analysis ever made the
tridimensionality of our space.
2. The Mind Dispelling Optical Illusions.—Actual perception of spatial
properties is accompanied by movements corresponding to its character. In
the case of optical illusions, with the so-called false perceptions eye-
movements are closely related. But though the perceived object and its
environment remain constant, the sufficiently powerful mind can, as we say,
dispel these illusions, the perception itself being creatively changed. Photo-
graphs taken at intervals during the presence of these optical illusions,
during the change, perhaps gradual and unconscious, in the perception, and
after these illusions have, as the phrase is, finally disappeared, show quite
clearly that changes in eye-movements corresponding to those internally
created in perception itself successively occur. What is called accuracy of
movement is created by what is called correctness of perception. The higher
creation in the perception is the determining cause of an improvement, a
precision in the motion. Thus we see correct perception in the individual
helping to make that cerebral organization and accurate motor adjustment
on which its possibility and permanence seem in so far to depend. So-called
has laid down the scientist's creed." Now what is this creed?
Sense may act as stimulus, as suggestive, yet not to awaken a dormant
depiction, or to educe the conception of an archetypal form, but rather to
strike the hour for creation, to summon to work a sculptor capable of
smoothing a Venus of Milo out of the formless clay. Knowledge is not a gift
of bare experience, nor even made solely out of experience. The creative
activity of mind is in mathematics particularly clear. The axioms of
geometry are conventions, disguised definitions or unprovable hypotheses
precreated by auto-active animal and human minds. Bertrand Russell says
of projective geometry: "It takes nothing from experience, and has, like
arithmetic, a creature of the pure intellect for its object. It deals with an
object whose properties are logically deduced from its definition, not
empirically discovered from data." Then does the scientist create science?
This is a question Poincaré here dissects with a master hand.
The physiologic-psychologic investigation of the space problem must
give the meaning of the words geometric fact, geometric reality. Poincaré
here subjects to the most successful analysis ever made the
tridimensionality of our space.
2. The Mind Dispelling Optical Illusions.—Actual perception of spatial
properties is accompanied by movements corresponding to its character. In
the case of optical illusions, with the so-called false perceptions eye-
movements are closely related. But though the perceived object and its
environment remain constant, the sufficiently powerful mind can, as we say,
dispel these illusions, the perception itself being creatively changed. Photo-
graphs taken at intervals during the presence of these optical illusions,
during the change, perhaps gradual and unconscious, in the perception, and
after these illusions have, as the phrase is, finally disappeared, show quite
clearly that changes in eye-movements corresponding to those internally
created in perception itself successively occur. What is called accuracy of
movement is created by what is called correctness of perception. The higher
creation in the perception is the determining cause of an improvement, a
precision in the motion. Thus we see correct perception in the individual
helping to make that cerebral organization and accurate motor adjustment
on which its possibility and permanence seem in so far to depend. So-called
Page 213
correct perception is connected with a long-continued process of perceptual
education motived and initiated from within. How this may take place is
here illustrated at length by our author.
3. Euclid not Necessary.—Geometry is a construction of the intellect, in
application not certain but convenient. As Schiller says, when we see these
facts as clearly as the development of metageometry has compelled us to
see them, we must surely confess that the Kantian account of space is
hopelessly and demonstrably antiquated. As Royce says in 'Kant's Doctrine
of the Basis of Mathematics,' "That very use of intuition which Kant
regarded as geometrically ideal, the modern geometer regards as
scientifically defective, because surreptitious. No mathematical exactness
without explicit proof from assumed principles—such is the motto of the
modern geometer. But suppose the reasoning of Euclid purified of this
comparatively surreptitious appeal to intuition. Suppose that the principles
of geometry are made quite explicit at the outset of the treatise, as Pieri and
Hilbert or Professor Halsted or Dr. Veblen makes his principles explicit in
his recent treatment of geometry. Then, indeed, geometry becomes for the
modern mathematician a purely rational science. But very few students of
the logic of mathematics at the present time can see any warrant in the
analysis of geometrical truth for regarding just the Euclidean system of
principles as possessing any discoverable necessity." Yet the environmental
and perhaps hereditary premiums on Euclid still make even the scientist
think Euclid most convenient.
4. Without Hypotheses, no Science.—Nobody ever observed an
equidistantial, but also nobody ever observed a straight line. Emerson's
Uriel
"Gave his sentiment divine
Against the being of a line.
Line in Nature is not found."
Clearly not, being an eject from man's mind. What is called 'a knowledge of
facts' is usually merely a subjective realization that the old hypotheses are
still sufficiently elastic to serve in some domain; that is, with a sufficiency
of conscious or unconscious omissions and doctorings and fudgings more
or less wilful. In the present book we see the very foundation rocks of
education motived and initiated from within. How this may take place is
here illustrated at length by our author.
3. Euclid not Necessary.—Geometry is a construction of the intellect, in
application not certain but convenient. As Schiller says, when we see these
facts as clearly as the development of metageometry has compelled us to
see them, we must surely confess that the Kantian account of space is
hopelessly and demonstrably antiquated. As Royce says in 'Kant's Doctrine
of the Basis of Mathematics,' "That very use of intuition which Kant
regarded as geometrically ideal, the modern geometer regards as
scientifically defective, because surreptitious. No mathematical exactness
without explicit proof from assumed principles—such is the motto of the
modern geometer. But suppose the reasoning of Euclid purified of this
comparatively surreptitious appeal to intuition. Suppose that the principles
of geometry are made quite explicit at the outset of the treatise, as Pieri and
Hilbert or Professor Halsted or Dr. Veblen makes his principles explicit in
his recent treatment of geometry. Then, indeed, geometry becomes for the
modern mathematician a purely rational science. But very few students of
the logic of mathematics at the present time can see any warrant in the
analysis of geometrical truth for regarding just the Euclidean system of
principles as possessing any discoverable necessity." Yet the environmental
and perhaps hereditary premiums on Euclid still make even the scientist
think Euclid most convenient.
4. Without Hypotheses, no Science.—Nobody ever observed an
equidistantial, but also nobody ever observed a straight line. Emerson's
Uriel
"Gave his sentiment divine
Against the being of a line.
Line in Nature is not found."
Clearly not, being an eject from man's mind. What is called 'a knowledge of
facts' is usually merely a subjective realization that the old hypotheses are
still sufficiently elastic to serve in some domain; that is, with a sufficiency
of conscious or unconscious omissions and doctorings and fudgings more
or less wilful. In the present book we see the very foundation rocks of
Page 214
science, the conservation of energy and the indestructibility of matter,
beating against the bars of their cages, seemingly anxious to take wing
away into the empyrean, to chase the once divine parallel postulate broken
loose from Euclid and Kant.
5. What Outcome?—What now is the definite, the permanent outcome?
What new islets raise their fronded palms in air within thought's musical
domain? Over what age-gray barriers rise the fragrant floods of this new
spring-tide, redolent of the wolf-haunted forest of Transylvania, of far
Erdély's plunging river, Maros the bitter, or broad mother Volga at Kazan?
What victory heralded the great rocket for which young Lobachevski, the
widow's son, was cast into prison? What severing of age-old mental fetters
symbolized young Bolyai's cutting-off with his Damascus blade the spikes
driven into his door-post, and strewing over the sod the thirteen Austrian
cavalry officers? This book by the greatest mathematician of our time gives
weightiest and most charming answer.
George Bruce Halsted.
INTRODUCTION
The search for truth should be the goal of our activities; it is the sole end
worthy of them. Doubtless we should first bend our efforts to assuage
human suffering, but why? Not to suffer is a negative ideal more surely
attained by the annihilation of the world. If we wish more and more to free
man from material cares, it is that he may be able to employ the liberty
obtained in the study and contemplation of truth.
But sometimes truth frightens us. And in fact we know that it is
sometimes deceptive, that it is a phantom never showing itself for a moment
except to ceaselessly flee, that it must be pursued further and ever further
without ever being attained. Yet to work one must stop, as some Greek,
Aristotle or another, has said. We also know how cruel the truth often is,
and we wonder whether illusion is not more consoling, yea, even more
bracing, for illusion it is which gives confidence. When it shall have
vanished, will hope remain and shall we have the courage to achieve? Thus
beating against the bars of their cages, seemingly anxious to take wing
away into the empyrean, to chase the once divine parallel postulate broken
loose from Euclid and Kant.
5. What Outcome?—What now is the definite, the permanent outcome?
What new islets raise their fronded palms in air within thought's musical
domain? Over what age-gray barriers rise the fragrant floods of this new
spring-tide, redolent of the wolf-haunted forest of Transylvania, of far
Erdély's plunging river, Maros the bitter, or broad mother Volga at Kazan?
What victory heralded the great rocket for which young Lobachevski, the
widow's son, was cast into prison? What severing of age-old mental fetters
symbolized young Bolyai's cutting-off with his Damascus blade the spikes
driven into his door-post, and strewing over the sod the thirteen Austrian
cavalry officers? This book by the greatest mathematician of our time gives
weightiest and most charming answer.
George Bruce Halsted.
INTRODUCTION
The search for truth should be the goal of our activities; it is the sole end
worthy of them. Doubtless we should first bend our efforts to assuage
human suffering, but why? Not to suffer is a negative ideal more surely
attained by the annihilation of the world. If we wish more and more to free
man from material cares, it is that he may be able to employ the liberty
obtained in the study and contemplation of truth.
But sometimes truth frightens us. And in fact we know that it is
sometimes deceptive, that it is a phantom never showing itself for a moment
except to ceaselessly flee, that it must be pursued further and ever further
without ever being attained. Yet to work one must stop, as some Greek,
Aristotle or another, has said. We also know how cruel the truth often is,
and we wonder whether illusion is not more consoling, yea, even more
bracing, for illusion it is which gives confidence. When it shall have
vanished, will hope remain and shall we have the courage to achieve? Thus
Page 215
would not the horse harnessed to his treadmill refuse to go, were his eyes
not bandaged? And then to seek truth it is necessary to be independent,
wholly independent. If, on the contrary, we wish to act, to be strong, we
should be united. This is why many of us fear truth; we consider it a cause
of weakness. Yet truth should not be feared, for it alone is beautiful.
When I speak here of truth, assuredly I refer first to scientific truth; but I
also mean moral truth, of which what we call justice is only one aspect. It
may seem that I am misusing words, that I combine thus under the same
name two things having nothing in common; that scientific truth, which is
demonstrated, can in no way be likened to moral truth, which is felt. And
yet I can not separate them, and whosoever loves the one can not help
loving the other. To find the one, as well as to find the other, it is necessary
to free the soul completely from prejudice and from passion; it is necessary
to attain absolute sincerity. These two sorts of truth when discovered give
the same joy; each when perceived beams with the same splendor, so that
we must see it or close our eyes. Lastly, both attract us and flee from us;
they are never fixed: when we think to have reached them, we find that we
have still to advance, and he who pursues them is condemned never to
know repose. It must be added that those who fear the one will also fear the
other; for they are the ones who in everything are concerned above all with
consequences. In a word, I liken the two truths, because the same reasons
make us love them and because the same reasons make us fear them.
If we ought not to fear moral truth, still less should we dread scientific
truth. In the first place it can not conflict with ethics. Ethics and science
have their own domains, which touch but do not interpenetrate. The one
shows us to what goal we should aspire, the other, given the goal, teaches
us how to attain it. So they can never conflict since they can never meet.
There can no more be immoral science than there can be scientific morals.
But if science is feared, it is above all because it can not give us
happiness. Of course it can not. We may even ask whether the beast does
not suffer less than man. But can we regret that earthly paradise where man
brute-like was really immortal in knowing not that he must die? When we
have tasted the apple, no suffering can make us forget its savor. We always
come back to it. Could it be otherwise? As well ask if one who has seen and
not bandaged? And then to seek truth it is necessary to be independent,
wholly independent. If, on the contrary, we wish to act, to be strong, we
should be united. This is why many of us fear truth; we consider it a cause
of weakness. Yet truth should not be feared, for it alone is beautiful.
When I speak here of truth, assuredly I refer first to scientific truth; but I
also mean moral truth, of which what we call justice is only one aspect. It
may seem that I am misusing words, that I combine thus under the same
name two things having nothing in common; that scientific truth, which is
demonstrated, can in no way be likened to moral truth, which is felt. And
yet I can not separate them, and whosoever loves the one can not help
loving the other. To find the one, as well as to find the other, it is necessary
to free the soul completely from prejudice and from passion; it is necessary
to attain absolute sincerity. These two sorts of truth when discovered give
the same joy; each when perceived beams with the same splendor, so that
we must see it or close our eyes. Lastly, both attract us and flee from us;
they are never fixed: when we think to have reached them, we find that we
have still to advance, and he who pursues them is condemned never to
know repose. It must be added that those who fear the one will also fear the
other; for they are the ones who in everything are concerned above all with
consequences. In a word, I liken the two truths, because the same reasons
make us love them and because the same reasons make us fear them.
If we ought not to fear moral truth, still less should we dread scientific
truth. In the first place it can not conflict with ethics. Ethics and science
have their own domains, which touch but do not interpenetrate. The one
shows us to what goal we should aspire, the other, given the goal, teaches
us how to attain it. So they can never conflict since they can never meet.
There can no more be immoral science than there can be scientific morals.
But if science is feared, it is above all because it can not give us
happiness. Of course it can not. We may even ask whether the beast does
not suffer less than man. But can we regret that earthly paradise where man
brute-like was really immortal in knowing not that he must die? When we
have tasted the apple, no suffering can make us forget its savor. We always
come back to it. Could it be otherwise? As well ask if one who has seen and
Page 216
is blind will not long for the light. Man, then, can not be happy through
science, but to-day he can much less be happy without it.
But if truth be the sole aim worth pursuing, may we hope to attain it? It
may well be doubted. Readers of my little book 'Science and Hypothesis'
already know what I think about the question. The truth we are permitted to
glimpse is not altogether what most men call by that name. Does this mean
that our most legitimate, most imperative aspiration is at the same time the
most vain? Or can we, despite all, approach truth on some side? This it is
which must be investigated.
In the first place, what instrument have we at our disposal for this
conquest? Is not human intelligence, more specifically the intelligence of
the scientist, susceptible of infinite variation? Volumes could be written
without exhausting this subject; I, in a few brief pages, have only touched it
lightly. That the geometer's mind is not like the physicist's or the
naturalist's, all the world would agree; but mathematicians themselves do
not resemble each other; some recognize only implacable logic, others
appeal to intuition and see in it the only source of discovery. And this would
be a reason for distrust. To minds so unlike can the mathematical theorems
themselves appear in the same light? Truth which is not the same for all, is
it truth? But looking at things more closely, we see how these very different
workers collaborate in a common task which could not be achieved without
their cooperation. And that already reassures us.
Next must be examined the frames in which nature seems enclosed and
which are called time and space. In 'Science and Hypothesis' I have already
shown how relative their value is; it is not nature which imposes them upon
us, it is we who impose them upon nature because we find them convenient.
But I have spoken of scarcely more than space, and particularly quantitative
space, so to say, that is of the mathematical relations whose aggregate
constitutes geometry. I should have shown that it is the same with time as
with space and still the same with 'qualitative space'; in particular, I should
have investigated why we attribute three dimensions to space. I may be
pardoned then for taking up again these important questions.
Is mathematical analysis, then, whose principal object is the study of
these empty frames, only a vain play of the mind? It can give to the
science, but to-day he can much less be happy without it.
But if truth be the sole aim worth pursuing, may we hope to attain it? It
may well be doubted. Readers of my little book 'Science and Hypothesis'
already know what I think about the question. The truth we are permitted to
glimpse is not altogether what most men call by that name. Does this mean
that our most legitimate, most imperative aspiration is at the same time the
most vain? Or can we, despite all, approach truth on some side? This it is
which must be investigated.
In the first place, what instrument have we at our disposal for this
conquest? Is not human intelligence, more specifically the intelligence of
the scientist, susceptible of infinite variation? Volumes could be written
without exhausting this subject; I, in a few brief pages, have only touched it
lightly. That the geometer's mind is not like the physicist's or the
naturalist's, all the world would agree; but mathematicians themselves do
not resemble each other; some recognize only implacable logic, others
appeal to intuition and see in it the only source of discovery. And this would
be a reason for distrust. To minds so unlike can the mathematical theorems
themselves appear in the same light? Truth which is not the same for all, is
it truth? But looking at things more closely, we see how these very different
workers collaborate in a common task which could not be achieved without
their cooperation. And that already reassures us.
Next must be examined the frames in which nature seems enclosed and
which are called time and space. In 'Science and Hypothesis' I have already
shown how relative their value is; it is not nature which imposes them upon
us, it is we who impose them upon nature because we find them convenient.
But I have spoken of scarcely more than space, and particularly quantitative
space, so to say, that is of the mathematical relations whose aggregate
constitutes geometry. I should have shown that it is the same with time as
with space and still the same with 'qualitative space'; in particular, I should
have investigated why we attribute three dimensions to space. I may be
pardoned then for taking up again these important questions.
Is mathematical analysis, then, whose principal object is the study of
these empty frames, only a vain play of the mind? It can give to the
Page 217
physicist only a convenient language; is this not a mediocre service, which,
strictly speaking, could be done without; and even is it not to be feared that
this artificial language may be a veil interposed between reality and the eye
of the physicist? Far from it; without this language most of the intimate
analogies of things would have remained forever unknown to us; and we
should forever have been ignorant of the internal harmony of the world,
which is, we shall see, the only true objective reality.
The best expression of this harmony is law. Law is one of the most recent
conquests of the human mind; there still are people who live in the presence
of a perpetual miracle and are not astonished at it. On the contrary, we it is
who should be astonished at nature's regularity. Men demand of their gods
to prove their existence by miracles; but the eternal marvel is that there are
not miracles without cease. The world is divine because it is a harmony. If it
were ruled by caprice, what could prove to us it was not ruled by chance?
This conquest of law we owe to astronomy, and just this makes the
grandeur of the science rather than the material grandeur of the objects it
considers. It was altogether natural, then, that celestial mechanics should be
the first model of mathematical physics; but since then this science has
developed; it is still developing, even rapidly developing. And it is already
necessary to modify in certain points the scheme from which I drew two
chapters of 'Science and Hypothesis.' In an address at the St. Louis
exposition, I sought to survey the road traveled; the result of this
investigation the reader shall see farther on.
The progress of science has seemed to imperil the best established
principles, those even which were regarded as fundamental. Yet nothing
shows they will not be saved; and if this comes about only imperfectly, they
will still subsist even though they are modified. The advance of science is
not comparable to the changes of a city, where old edifices are pitilessly
torn down to give place to new, but to the continuous evolution of zoologic
types which develop ceaselessly and end by becoming unrecognizable to
the common sight, but where an expert eye finds always traces of the prior
work of the centuries past. One must not think then that the old-fashioned
theories have been sterile and vain.
strictly speaking, could be done without; and even is it not to be feared that
this artificial language may be a veil interposed between reality and the eye
of the physicist? Far from it; without this language most of the intimate
analogies of things would have remained forever unknown to us; and we
should forever have been ignorant of the internal harmony of the world,
which is, we shall see, the only true objective reality.
The best expression of this harmony is law. Law is one of the most recent
conquests of the human mind; there still are people who live in the presence
of a perpetual miracle and are not astonished at it. On the contrary, we it is
who should be astonished at nature's regularity. Men demand of their gods
to prove their existence by miracles; but the eternal marvel is that there are
not miracles without cease. The world is divine because it is a harmony. If it
were ruled by caprice, what could prove to us it was not ruled by chance?
This conquest of law we owe to astronomy, and just this makes the
grandeur of the science rather than the material grandeur of the objects it
considers. It was altogether natural, then, that celestial mechanics should be
the first model of mathematical physics; but since then this science has
developed; it is still developing, even rapidly developing. And it is already
necessary to modify in certain points the scheme from which I drew two
chapters of 'Science and Hypothesis.' In an address at the St. Louis
exposition, I sought to survey the road traveled; the result of this
investigation the reader shall see farther on.
The progress of science has seemed to imperil the best established
principles, those even which were regarded as fundamental. Yet nothing
shows they will not be saved; and if this comes about only imperfectly, they
will still subsist even though they are modified. The advance of science is
not comparable to the changes of a city, where old edifices are pitilessly
torn down to give place to new, but to the continuous evolution of zoologic
types which develop ceaselessly and end by becoming unrecognizable to
the common sight, but where an expert eye finds always traces of the prior
work of the centuries past. One must not think then that the old-fashioned
theories have been sterile and vain.
Page 218
Were we to stop there, we should find in these pages some reasons for
confidence in the value of science, but many more for distrusting it; an
impression of doubt would remain; it is needful now to set things to rights.
Some people have exaggerated the rôle of convention in science; they
have even gone so far as to say that law, that scientific fact itself, was
created by the scientist. This is going much too far in the direction of
nominalism. No, scientific laws are not artificial creations; we have no
reason to regard them as accidental, though it be impossible to prove they
are not.
Does the harmony the human intelligence thinks it discovers in nature
exist outside of this intelligence? No, beyond doubt a reality completely
independent of the mind which conceives it, sees or feels it, is an
impossibility. A world as exterior as that, even if it existed, would for us be
forever inaccessible. But what we call objective reality is, in the last
analysis, what is common to many thinking beings, and could be common
to all; this common part, we shall see, can only be the harmony expressed
by mathematical laws. It is this harmony then which is the sole objective
reality, the only truth we can attain; and when I add that the universal
harmony of the world is the source of all beauty, it will be understood what
price we should attach to the slow and difficult progress which little by little
enables us to know it better.
confidence in the value of science, but many more for distrusting it; an
impression of doubt would remain; it is needful now to set things to rights.
Some people have exaggerated the rôle of convention in science; they
have even gone so far as to say that law, that scientific fact itself, was
created by the scientist. This is going much too far in the direction of
nominalism. No, scientific laws are not artificial creations; we have no
reason to regard them as accidental, though it be impossible to prove they
are not.
Does the harmony the human intelligence thinks it discovers in nature
exist outside of this intelligence? No, beyond doubt a reality completely
independent of the mind which conceives it, sees or feels it, is an
impossibility. A world as exterior as that, even if it existed, would for us be
forever inaccessible. But what we call objective reality is, in the last
analysis, what is common to many thinking beings, and could be common
to all; this common part, we shall see, can only be the harmony expressed
by mathematical laws. It is this harmony then which is the sole objective
reality, the only truth we can attain; and when I add that the universal
harmony of the world is the source of all beauty, it will be understood what
price we should attach to the slow and difficult progress which little by little
enables us to know it better.
Page 219
PART I
THE MATHEMATICAL SCIENCES
CHAPTER I
Intuition and Logic in Mathematics
I
It is impossible to study the works of the great mathematicians, or even
those of the lesser, without noticing and distinguishing two opposite
tendencies, or rather two entirely different kinds of minds. The one sort are
above all preoccupied with logic; to read their works, one is tempted to
believe they have advanced only step by step, after the manner of a Vauban
who pushes on his trenches against the place besieged, leaving nothing to
chance. The other sort are guided by intuition and at the first stroke make
quick but sometimes precarious conquests, like bold cavalrymen of the
advance guard.
The method is not imposed by the matter treated. Though one often says
of the first that they are analysts and calls the others geometers, that does
not prevent the one sort from remaining analysts even when they work at
geometry, while the others are still geometers even when they occupy
themselves with pure analysis. It is the very nature of their mind which
makes them logicians or intuitionalists, and they can not lay it aside when
they approach a new subject.
Nor is it education which has developed in them one of the two
tendencies and stifled the other. The mathematician is born, not made, and it
seems he is born a geometer or an analyst. I should like to cite examples
THE MATHEMATICAL SCIENCES
CHAPTER I
Intuition and Logic in Mathematics
I
It is impossible to study the works of the great mathematicians, or even
those of the lesser, without noticing and distinguishing two opposite
tendencies, or rather two entirely different kinds of minds. The one sort are
above all preoccupied with logic; to read their works, one is tempted to
believe they have advanced only step by step, after the manner of a Vauban
who pushes on his trenches against the place besieged, leaving nothing to
chance. The other sort are guided by intuition and at the first stroke make
quick but sometimes precarious conquests, like bold cavalrymen of the
advance guard.
The method is not imposed by the matter treated. Though one often says
of the first that they are analysts and calls the others geometers, that does
not prevent the one sort from remaining analysts even when they work at
geometry, while the others are still geometers even when they occupy
themselves with pure analysis. It is the very nature of their mind which
makes them logicians or intuitionalists, and they can not lay it aside when
they approach a new subject.
Nor is it education which has developed in them one of the two
tendencies and stifled the other. The mathematician is born, not made, and it
seems he is born a geometer or an analyst. I should like to cite examples
Page 220
and there are surely plenty; but to accentuate the contrast I shall begin with
an extreme example, taking the liberty of seeking it in two living
mathematicians.
M. Méray wants to prove that a binomial equation always has a root, or,
in ordinary words, that an angle may always be subdivided. If there is any
truth that we think we know by direct intuition, it is this. Who could doubt
that an angle may always be divided into any number of equal parts? M.
Méray does not look at it that way; in his eyes this proposition is not at all
evident and to prove it he needs several pages.
On the other hand, look at Professor Klein: he is studying one of the most
abstract questions of the theory of functions: to determine whether on a
given Riemann surface there always exists a function admitting of given
singularities. What does the celebrated German geometer do? He replaces
his Riemann surface by a metallic surface whose electric conductivity
varies according to certain laws. He connects two of its points with the two
poles of a battery. The current, says he, must pass, and the distribution of
this current on the surface will define a function whose singularities will be
precisely those called for by the enunciation.
Doubtless Professor Klein well knows he has given here only a sketch;
nevertheless he has not hesitated to publish it; and he would probably
believe he finds in it, if not a rigorous demonstration, at least a kind of
moral certainty. A logician would have rejected with horror such a
conception, or rather he would not have had to reject it, because in his mind
it would never have originated.
Again, permit me to compare two men, the honor of French science, who
have recently been taken from us, but who both entered long ago into
immortality. I speak of M. Bertrand and M. Hermite. They were scholars of
the same school at the same time; they had the same education, were under
the same influences; and yet what a difference! Not only does it blaze forth
in their writings; it is in their teaching, in their way of speaking, in their
very look. In the memory of all their pupils these two faces are stamped in
deathless lines; for all who have had the pleasure of following their
teaching, this remembrance is still fresh; it is easy for us to evoke it.
an extreme example, taking the liberty of seeking it in two living
mathematicians.
M. Méray wants to prove that a binomial equation always has a root, or,
in ordinary words, that an angle may always be subdivided. If there is any
truth that we think we know by direct intuition, it is this. Who could doubt
that an angle may always be divided into any number of equal parts? M.
Méray does not look at it that way; in his eyes this proposition is not at all
evident and to prove it he needs several pages.
On the other hand, look at Professor Klein: he is studying one of the most
abstract questions of the theory of functions: to determine whether on a
given Riemann surface there always exists a function admitting of given
singularities. What does the celebrated German geometer do? He replaces
his Riemann surface by a metallic surface whose electric conductivity
varies according to certain laws. He connects two of its points with the two
poles of a battery. The current, says he, must pass, and the distribution of
this current on the surface will define a function whose singularities will be
precisely those called for by the enunciation.
Doubtless Professor Klein well knows he has given here only a sketch;
nevertheless he has not hesitated to publish it; and he would probably
believe he finds in it, if not a rigorous demonstration, at least a kind of
moral certainty. A logician would have rejected with horror such a
conception, or rather he would not have had to reject it, because in his mind
it would never have originated.
Again, permit me to compare two men, the honor of French science, who
have recently been taken from us, but who both entered long ago into
immortality. I speak of M. Bertrand and M. Hermite. They were scholars of
the same school at the same time; they had the same education, were under
the same influences; and yet what a difference! Not only does it blaze forth
in their writings; it is in their teaching, in their way of speaking, in their
very look. In the memory of all their pupils these two faces are stamped in
deathless lines; for all who have had the pleasure of following their
teaching, this remembrance is still fresh; it is easy for us to evoke it.
Page 221
While speaking, M. Bertrand is always in motion; now he seems in
combat with some outside enemy, now he outlines with a gesture of the
hand the figures he studies. Plainly he sees and he is eager to paint, this is
why he calls gesture to his aid. With M. Hermite, it is just the opposite; his
eyes seem to shun contact with the world; it is not without, it is within he
seeks the vision of truth.
Among the German geometers of this century, two names above all are
illustrious, those of the two scientists who founded the general theory of
functions, Weierstrass and Riemann. Weierstrass leads everything back to
the consideration of series and their analytic transformations; to express it
better, he reduces analysis to a sort of prolongation of arithmetic; you may
turn through all his books without finding a figure. Riemann, on the
contrary, at once calls geometry to his aid; each of his conceptions is an
image that no one can forget, once he has caught its meaning.
More recently, Lie was an intuitionalist; this might have been doubted in
reading his books, no one could doubt it after talking with him; you saw at
once that he thought in pictures. Madame Kovalevski was a logician.
Among our students we notice the same differences; some prefer to treat
their problems 'by analysis,' others 'by geometry.' The first are incapable of
'seeing in space,' the others are quickly tired of long calculations and
become perplexed.
The two sorts of minds are equally necessary for the progress of science;
both the logicians and the intuitionalists have achieved great things that
others could not have done. Who would venture to say whether he preferred
that Weierstrass had never written or that there had never been a Riemann?
Analysis and synthesis have then both their legitimate rôles. But it is
interesting to study more closely in the history of science the part which
belongs to each.
II
Strange! If we read over the works of the ancients we are tempted to
class them all among the intuitionalists. And yet nature is always the same;
it is hardly probable that it has begun in this century to create minds
devoted to logic. If we could put ourselves into the flow of ideas which
combat with some outside enemy, now he outlines with a gesture of the
hand the figures he studies. Plainly he sees and he is eager to paint, this is
why he calls gesture to his aid. With M. Hermite, it is just the opposite; his
eyes seem to shun contact with the world; it is not without, it is within he
seeks the vision of truth.
Among the German geometers of this century, two names above all are
illustrious, those of the two scientists who founded the general theory of
functions, Weierstrass and Riemann. Weierstrass leads everything back to
the consideration of series and their analytic transformations; to express it
better, he reduces analysis to a sort of prolongation of arithmetic; you may
turn through all his books without finding a figure. Riemann, on the
contrary, at once calls geometry to his aid; each of his conceptions is an
image that no one can forget, once he has caught its meaning.
More recently, Lie was an intuitionalist; this might have been doubted in
reading his books, no one could doubt it after talking with him; you saw at
once that he thought in pictures. Madame Kovalevski was a logician.
Among our students we notice the same differences; some prefer to treat
their problems 'by analysis,' others 'by geometry.' The first are incapable of
'seeing in space,' the others are quickly tired of long calculations and
become perplexed.
The two sorts of minds are equally necessary for the progress of science;
both the logicians and the intuitionalists have achieved great things that
others could not have done. Who would venture to say whether he preferred
that Weierstrass had never written or that there had never been a Riemann?
Analysis and synthesis have then both their legitimate rôles. But it is
interesting to study more closely in the history of science the part which
belongs to each.
II
Strange! If we read over the works of the ancients we are tempted to
class them all among the intuitionalists. And yet nature is always the same;
it is hardly probable that it has begun in this century to create minds
devoted to logic. If we could put ourselves into the flow of ideas which
Page 222
reigned in their time, we should recognize that many of the old geometers
were in tendency analysts. Euclid, for example, erected a scientific structure
wherein his contemporaries could find no fault. In this vast construction, of
which each piece however is due to intuition, we may still to-day, without
much effort, recognize the work of a logician.
It is not minds that have changed, it is ideas; the intuitional minds have
remained the same; but their readers have required of them greater
concessions.
What is the cause of this evolution? It is not hard to find. Intuition can
not give us rigor, nor even certainty; this has been recognized more and
more. Let us cite some examples. We know there exist continuous functions
lacking derivatives. Nothing is more shocking to intuition than this
proposition which is imposed upon us by logic. Our fathers would not have
failed to say: "It is evident that every continuous function has a derivative,
since every curve has a tangent."
How can intuition deceive us on this point? It is because when we seek to
imagine a curve we can not represent it to ourselves without width; just so,
when we represent to ourselves a straight line, we see it under the form of a
rectilinear band of a certain breadth. We well know these lines have no
width; we try to imagine them narrower and narrower and thus to approach
the limit; so we do in a certain measure, but we shall never attain this limit.
And then it is clear we can always picture these two narrow bands, one
straight, one curved, in a position such that they encroach slightly one upon
the other without crossing. We shall thus be led, unless warned by a
rigorous analysis, to conclude that a curve always has a tangent.
I shall take as second example Dirichlet's principle on which rest so
many theorems of mathematical physics; to-day we establish it by
reasoning very rigorous but very long; heretofore, on the contrary, we were
content with a very summary proof. A certain integral depending on an
arbitrary function can never vanish. Hence it is concluded that it must have
a minimum. The flaw in this reasoning strikes us immediately, since we use
the abstract term function and are familiar with all the singularities
functions can present when the word is understood in the most general
sense.
were in tendency analysts. Euclid, for example, erected a scientific structure
wherein his contemporaries could find no fault. In this vast construction, of
which each piece however is due to intuition, we may still to-day, without
much effort, recognize the work of a logician.
It is not minds that have changed, it is ideas; the intuitional minds have
remained the same; but their readers have required of them greater
concessions.
What is the cause of this evolution? It is not hard to find. Intuition can
not give us rigor, nor even certainty; this has been recognized more and
more. Let us cite some examples. We know there exist continuous functions
lacking derivatives. Nothing is more shocking to intuition than this
proposition which is imposed upon us by logic. Our fathers would not have
failed to say: "It is evident that every continuous function has a derivative,
since every curve has a tangent."
How can intuition deceive us on this point? It is because when we seek to
imagine a curve we can not represent it to ourselves without width; just so,
when we represent to ourselves a straight line, we see it under the form of a
rectilinear band of a certain breadth. We well know these lines have no
width; we try to imagine them narrower and narrower and thus to approach
the limit; so we do in a certain measure, but we shall never attain this limit.
And then it is clear we can always picture these two narrow bands, one
straight, one curved, in a position such that they encroach slightly one upon
the other without crossing. We shall thus be led, unless warned by a
rigorous analysis, to conclude that a curve always has a tangent.
I shall take as second example Dirichlet's principle on which rest so
many theorems of mathematical physics; to-day we establish it by
reasoning very rigorous but very long; heretofore, on the contrary, we were
content with a very summary proof. A certain integral depending on an
arbitrary function can never vanish. Hence it is concluded that it must have
a minimum. The flaw in this reasoning strikes us immediately, since we use
the abstract term function and are familiar with all the singularities
functions can present when the word is understood in the most general
sense.
Page 223
But it would not be the same had we used concrete images, had we, for
example, considered this function as an electric potential; it would have
been thought legitimate to affirm that electrostatic equilibrium can be
attained. Yet perhaps a physical comparison would have awakened some
vague distrust. But if care had been taken to translate the reasoning into the
language of geometry, intermediate between that of analysis and that of
physics, doubtless this distrust would not have been produced, and perhaps
one might thus, even to-day, still deceive many readers not forewarned.
Intuition, therefore, does not give us certainty. This is why the evolution
had to happen; let us now see how it happened.
It was not slow in being noticed that rigor could not be introduced in the
reasoning unless first made to enter into the definitions. For the most part
the objects treated of by mathematicians were long ill defined; they were
supposed to be known because represented by means of the senses or the
imagination; but one had only a crude image of them and not a precise idea
on which reasoning could take hold. It was there first that the logicians had
to direct their efforts.
So, in the case of incommensurable numbers. The vague idea of
continuity, which we owe to intuition, resolved itself into a complicated
system of inequalities referring to whole numbers.
By that means the difficulties arising from passing to the limit, or from
the consideration of infinitesimals, are finally removed. To-day in analysis
only whole numbers are left or systems, finite or infinite, of whole numbers
bound together by a net of equality or inequality relations. Mathematics, as
they say, is arithmetized.
III
A first question presents itself. Is this evolution ended? Have we finally
attained absolute rigor? At each stage of the evolution our fathers also
thought they had reached it. If they deceived themselves, do we not
likewise cheat ourselves?
We believe that in our reasonings we no longer appeal to intuition; the
philosophers will tell us this is an illusion. Pure logic could never lead us to
example, considered this function as an electric potential; it would have
been thought legitimate to affirm that electrostatic equilibrium can be
attained. Yet perhaps a physical comparison would have awakened some
vague distrust. But if care had been taken to translate the reasoning into the
language of geometry, intermediate between that of analysis and that of
physics, doubtless this distrust would not have been produced, and perhaps
one might thus, even to-day, still deceive many readers not forewarned.
Intuition, therefore, does not give us certainty. This is why the evolution
had to happen; let us now see how it happened.
It was not slow in being noticed that rigor could not be introduced in the
reasoning unless first made to enter into the definitions. For the most part
the objects treated of by mathematicians were long ill defined; they were
supposed to be known because represented by means of the senses or the
imagination; but one had only a crude image of them and not a precise idea
on which reasoning could take hold. It was there first that the logicians had
to direct their efforts.
So, in the case of incommensurable numbers. The vague idea of
continuity, which we owe to intuition, resolved itself into a complicated
system of inequalities referring to whole numbers.
By that means the difficulties arising from passing to the limit, or from
the consideration of infinitesimals, are finally removed. To-day in analysis
only whole numbers are left or systems, finite or infinite, of whole numbers
bound together by a net of equality or inequality relations. Mathematics, as
they say, is arithmetized.
III
A first question presents itself. Is this evolution ended? Have we finally
attained absolute rigor? At each stage of the evolution our fathers also
thought they had reached it. If they deceived themselves, do we not
likewise cheat ourselves?
We believe that in our reasonings we no longer appeal to intuition; the
philosophers will tell us this is an illusion. Pure logic could never lead us to
Page 224
anything but tautologies; it could create nothing new; not from it alone can
any science issue. In one sense these philosophers are right; to make
arithmetic, as to make geometry, or to make any science, something else
than pure logic is necessary. To designate this something else we have no
word other than intuition. But how many different ideas are hidden under
this same word?
Compare these four axioms: (1) Two quantities equal to a third are equal
to one another; (2) if a theorem is true of the number 1 and if we prove that
it is true of n + 1 if true for n, then will it be true of all whole numbers; (3)
if on a straight the point C is between A and B and the point D between A
and C, then the point D will be between A and B; (4) through a given point
there is not more than one parallel to a given straight.
All four are attributed to intuition, and yet the first is the enunciation of
one of the rules of formal logic; the second is a real synthetic a priori
judgment, it is the foundation of rigorous mathematical induction; the third
is an appeal to the imagination; the fourth is a disguised definition.
Intuition is not necessarily founded on the evidence of the senses; the
senses would soon become powerless; for example, we can not represent to
ourselves a chiliagon, and yet we reason by intuition on polygons in
general, which include the chiliagon as a particular case.
You know what Poncelet understood by the principle of continuity. What
is true of a real quantity, said Poncelet, should be true of an imaginary
quantity; what is true of the hyperbola whose asymptotes are real, should
then be true of the ellipse whose asymptotes are imaginary. Poncelet was
one of the most intuitive minds of this century; he was passionately, almost
ostentatiously, so; he regarded the principle of continuity as one of his
boldest conceptions, and yet this principle did not rest on the evidence of
the senses. To assimilate the hyperbola to the ellipse was rather to
contradict this evidence. It was only a sort of precocious and instinctive
generalization which, moreover, I have no desire to defend.
We have then many kinds of intuition; first, the appeal to the senses and
the imagination; next, generalization by induction, copied, so to speak, from
the procedures of the experimental sciences; finally, we have the intuition of
pure number, whence arose the second of the axioms just enunciated, which
any science issue. In one sense these philosophers are right; to make
arithmetic, as to make geometry, or to make any science, something else
than pure logic is necessary. To designate this something else we have no
word other than intuition. But how many different ideas are hidden under
this same word?
Compare these four axioms: (1) Two quantities equal to a third are equal
to one another; (2) if a theorem is true of the number 1 and if we prove that
it is true of n + 1 if true for n, then will it be true of all whole numbers; (3)
if on a straight the point C is between A and B and the point D between A
and C, then the point D will be between A and B; (4) through a given point
there is not more than one parallel to a given straight.
All four are attributed to intuition, and yet the first is the enunciation of
one of the rules of formal logic; the second is a real synthetic a priori
judgment, it is the foundation of rigorous mathematical induction; the third
is an appeal to the imagination; the fourth is a disguised definition.
Intuition is not necessarily founded on the evidence of the senses; the
senses would soon become powerless; for example, we can not represent to
ourselves a chiliagon, and yet we reason by intuition on polygons in
general, which include the chiliagon as a particular case.
You know what Poncelet understood by the principle of continuity. What
is true of a real quantity, said Poncelet, should be true of an imaginary
quantity; what is true of the hyperbola whose asymptotes are real, should
then be true of the ellipse whose asymptotes are imaginary. Poncelet was
one of the most intuitive minds of this century; he was passionately, almost
ostentatiously, so; he regarded the principle of continuity as one of his
boldest conceptions, and yet this principle did not rest on the evidence of
the senses. To assimilate the hyperbola to the ellipse was rather to
contradict this evidence. It was only a sort of precocious and instinctive
generalization which, moreover, I have no desire to defend.
We have then many kinds of intuition; first, the appeal to the senses and
the imagination; next, generalization by induction, copied, so to speak, from
the procedures of the experimental sciences; finally, we have the intuition of
pure number, whence arose the second of the axioms just enunciated, which
Page 225
is able to create the real mathematical reasoning. I have shown above by
examples that the first two can not give us certainty; but who will seriously
doubt the third, who will doubt arithmetic?
Now in the analysis of to-day, when one cares to take the trouble to be
rigorous, there can be nothing but syllogisms or appeals to this intuition of
pure number, the only intuition which can not deceive us. It may be said
that to-day absolute rigor is attained.
IV
The philosophers make still another objection: "What you gain in rigor,"
they say, "you lose in objectivity. You can rise toward your logical ideal
only by cutting the bonds which attach you to reality. Your science is
infallible, but it can only remain so by imprisoning itself in an ivory tower
and renouncing all relation with the external world. From this seclusion it
must go out when it would attempt the slightest application."
For example, I seek to show that some property pertains to some object
whose concept seems to me at first indefinable, because it is intuitive. At
first I fail or must content myself with approximate proofs; finally I decide
to give to my object a precise definition, and this enables me to establish
this property in an irreproachable manner.
"And then," say the philosophers, "it still remains to show that the object
which corresponds to this definition is indeed the same made known to you
by intuition; or else that some real and concrete object whose conformity
with your intuitive idea you believe you immediately recognize corresponds
to your new definition. Only then could you affirm that it has the property
in question. You have only displaced the difficulty."
That is not exactly so; the difficulty has not been displaced, it has been
divided. The proposition to be established was in reality composed of two
different truths, at first not distinguished. The first was a mathematical
truth, and it is now rigorously established. The second was an experimental
verity. Experience alone can teach us that some real and concrete object
corresponds or does not correspond to some abstract definition. This second
verity is not mathematically demonstrated, but neither can it be, no more
examples that the first two can not give us certainty; but who will seriously
doubt the third, who will doubt arithmetic?
Now in the analysis of to-day, when one cares to take the trouble to be
rigorous, there can be nothing but syllogisms or appeals to this intuition of
pure number, the only intuition which can not deceive us. It may be said
that to-day absolute rigor is attained.
IV
The philosophers make still another objection: "What you gain in rigor,"
they say, "you lose in objectivity. You can rise toward your logical ideal
only by cutting the bonds which attach you to reality. Your science is
infallible, but it can only remain so by imprisoning itself in an ivory tower
and renouncing all relation with the external world. From this seclusion it
must go out when it would attempt the slightest application."
For example, I seek to show that some property pertains to some object
whose concept seems to me at first indefinable, because it is intuitive. At
first I fail or must content myself with approximate proofs; finally I decide
to give to my object a precise definition, and this enables me to establish
this property in an irreproachable manner.
"And then," say the philosophers, "it still remains to show that the object
which corresponds to this definition is indeed the same made known to you
by intuition; or else that some real and concrete object whose conformity
with your intuitive idea you believe you immediately recognize corresponds
to your new definition. Only then could you affirm that it has the property
in question. You have only displaced the difficulty."
That is not exactly so; the difficulty has not been displaced, it has been
divided. The proposition to be established was in reality composed of two
different truths, at first not distinguished. The first was a mathematical
truth, and it is now rigorously established. The second was an experimental
verity. Experience alone can teach us that some real and concrete object
corresponds or does not correspond to some abstract definition. This second
verity is not mathematically demonstrated, but neither can it be, no more
Page 226
than can the empirical laws of the physical and natural sciences. It would be
unreasonable to ask more.
Well, is it not a great advance to have distinguished what long was
wrongly confused? Does this mean that nothing is left of this objection of
the philosophers? That I do not intend to say; in becoming rigorous,
mathematical science takes a character so artificial as to strike every one; it
forgets its historical origins; we see how the questions can be answered, we
no longer see how and why they are put.
This shows us that logic is not enough; that the science of demonstration
is not all science and that intuition must retain its rôle as complement, I was
about to say as counterpoise or as antidote of logic.
I have already had occasion to insist on the place intuition should hold in
the teaching of the mathematical sciences. Without it young minds could
not make a beginning in the understanding of mathematics; they could not
learn to love it and would see in it only a vain logomachy; above all,
without intuition they would never become capable of applying
mathematics. But now I wish before all to speak of the rôle of intuition in
science itself. If it is useful to the student it is still more so to the creative
scientist.
V
We seek reality, but what is reality? The physiologists tell us that
organisms are formed of cells; the chemists add that cells themselves are
formed of atoms. Does this mean that these atoms or these cells constitute
reality, or rather the sole reality? The way in which these cells are arranged
and from which results the unity of the individual, is not it also a reality
much more interesting than that of the isolated elements, and should a
naturalist who had never studied the elephant except by means of the
microscope think himself sufficiently acquainted with that animal?
Well, there is something analogous to this in mathematics. The logician
cuts up, so to speak, each demonstration into a very great number of
elementary operations; when we have examined these operations one after
the other and ascertained that each is correct, are we to think we have
grasped the real meaning of the demonstration? Shall we have understood it
unreasonable to ask more.
Well, is it not a great advance to have distinguished what long was
wrongly confused? Does this mean that nothing is left of this objection of
the philosophers? That I do not intend to say; in becoming rigorous,
mathematical science takes a character so artificial as to strike every one; it
forgets its historical origins; we see how the questions can be answered, we
no longer see how and why they are put.
This shows us that logic is not enough; that the science of demonstration
is not all science and that intuition must retain its rôle as complement, I was
about to say as counterpoise or as antidote of logic.
I have already had occasion to insist on the place intuition should hold in
the teaching of the mathematical sciences. Without it young minds could
not make a beginning in the understanding of mathematics; they could not
learn to love it and would see in it only a vain logomachy; above all,
without intuition they would never become capable of applying
mathematics. But now I wish before all to speak of the rôle of intuition in
science itself. If it is useful to the student it is still more so to the creative
scientist.
V
We seek reality, but what is reality? The physiologists tell us that
organisms are formed of cells; the chemists add that cells themselves are
formed of atoms. Does this mean that these atoms or these cells constitute
reality, or rather the sole reality? The way in which these cells are arranged
and from which results the unity of the individual, is not it also a reality
much more interesting than that of the isolated elements, and should a
naturalist who had never studied the elephant except by means of the
microscope think himself sufficiently acquainted with that animal?
Well, there is something analogous to this in mathematics. The logician
cuts up, so to speak, each demonstration into a very great number of
elementary operations; when we have examined these operations one after
the other and ascertained that each is correct, are we to think we have
grasped the real meaning of the demonstration? Shall we have understood it
Page 227
even when, by an effort of memory, we have become able to repeat this
proof by reproducing all these elementary operations in just the order in
which the inventor had arranged them? Evidently not; we shall not yet
possess the entire reality; that I know not what, which makes the unity of
the demonstration, will completely elude us.
Pure analysis puts at our disposal a multitude of procedures whose
infallibility it guarantees; it opens to us a thousand different ways on which
we can embark in all confidence; we are assured of meeting there no
obstacles; but of all these ways, which will lead us most promptly to our
goal? Who shall tell us which to choose? We need a faculty which makes us
see the end from afar, and intuition is this faculty. It is necessary to the
explorer for choosing his route; it is not less so to the one following his trail
who wants to know why he chose it.
If you are present at a game of chess, it will not suffice, for the
understanding of the game, to know the rules for moving the pieces. That
will only enable you to recognize that each move has been made
conformably to these rules, and this knowledge will truly have very little
value. Yet this is what the reader of a book on mathematics would do if he
were a logician only. To understand the game is wholly another matter; it is
to know why the player moves this piece rather than that other which he
could have moved without breaking the rules of the game. It is to perceive
the inward reason which makes of this series of successive moves a sort of
organized whole. This faculty is still more necessary for the player himself,
that is, for the inventor.
Let us drop this comparison and return to mathematics. For example, see
what has happened to the idea of continuous function. At the outset this was
only a sensible image, for example, that of a continuous mark traced by the
chalk on a blackboard. Then it became little by little more refined; ere long
it was used to construct a complicated system of inequalities, which
reproduced, so to speak, all the lines of the original image; this construction
finished, the centering of the arch, so to say, was removed, that crude
representation which had temporarily served as support and which was
afterward useless was rejected; there remained only the construction itself,
irreproachable in the eyes of the logician. And yet if the primitive image
proof by reproducing all these elementary operations in just the order in
which the inventor had arranged them? Evidently not; we shall not yet
possess the entire reality; that I know not what, which makes the unity of
the demonstration, will completely elude us.
Pure analysis puts at our disposal a multitude of procedures whose
infallibility it guarantees; it opens to us a thousand different ways on which
we can embark in all confidence; we are assured of meeting there no
obstacles; but of all these ways, which will lead us most promptly to our
goal? Who shall tell us which to choose? We need a faculty which makes us
see the end from afar, and intuition is this faculty. It is necessary to the
explorer for choosing his route; it is not less so to the one following his trail
who wants to know why he chose it.
If you are present at a game of chess, it will not suffice, for the
understanding of the game, to know the rules for moving the pieces. That
will only enable you to recognize that each move has been made
conformably to these rules, and this knowledge will truly have very little
value. Yet this is what the reader of a book on mathematics would do if he
were a logician only. To understand the game is wholly another matter; it is
to know why the player moves this piece rather than that other which he
could have moved without breaking the rules of the game. It is to perceive
the inward reason which makes of this series of successive moves a sort of
organized whole. This faculty is still more necessary for the player himself,
that is, for the inventor.
Let us drop this comparison and return to mathematics. For example, see
what has happened to the idea of continuous function. At the outset this was
only a sensible image, for example, that of a continuous mark traced by the
chalk on a blackboard. Then it became little by little more refined; ere long
it was used to construct a complicated system of inequalities, which
reproduced, so to speak, all the lines of the original image; this construction
finished, the centering of the arch, so to say, was removed, that crude
representation which had temporarily served as support and which was
afterward useless was rejected; there remained only the construction itself,
irreproachable in the eyes of the logician. And yet if the primitive image
Page 228
had totally disappeared from our recollection, how could we divine by what
caprice all these inequalities were erected in this fashion one upon another?
Perhaps you think I use too many comparisons; yet pardon still another.
You have doubtless seen those delicate assemblages of silicious needles
which form the skeleton of certain sponges. When the organic matter has
disappeared, there remains only a frail and elegant lace-work. True, nothing
is there except silica, but what is interesting is the form this silica has taken,
and we could not understand it if we did not know the living sponge which
has given it precisely this form. Thus it is that the old intuitive notions of
our fathers, even when we have abandoned them, still imprint their form
upon the logical constructions we have put in their place.
This view of the aggregate is necessary for the inventor; it is equally
necessary for whoever wishes really to comprehend the inventor. Can logic
give it to us? No; the name mathematicians give it would suffice to prove
this. In mathematics logic is called analysis and analysis means division,
dissection. It can have, therefore, no tool other than the scalpel and the
microscope.
Thus logic and intuition have each their necessary rôle. Each is
indispensable. Logic, which alone can give certainty, is the instrument of
demonstration; intuition is the instrument of invention.
VI
But at the moment of formulating this conclusion I am seized with
scruples. At the outset I distinguished two kinds of mathematical minds, the
one sort logicians and analysts, the others intuitionalists and geometers.
Well, the analysts also have been inventors. The names I have just cited
make my insistence on this unnecessary.
Here is a contradiction, at least apparently, which needs explanation. And
first, do you think these logicians have always proceeded from the general
to the particular, as the rules of formal logic would seem to require of them?
Not thus could they have extended the boundaries of science; scientific
conquest is to be made only by generalization.
caprice all these inequalities were erected in this fashion one upon another?
Perhaps you think I use too many comparisons; yet pardon still another.
You have doubtless seen those delicate assemblages of silicious needles
which form the skeleton of certain sponges. When the organic matter has
disappeared, there remains only a frail and elegant lace-work. True, nothing
is there except silica, but what is interesting is the form this silica has taken,
and we could not understand it if we did not know the living sponge which
has given it precisely this form. Thus it is that the old intuitive notions of
our fathers, even when we have abandoned them, still imprint their form
upon the logical constructions we have put in their place.
This view of the aggregate is necessary for the inventor; it is equally
necessary for whoever wishes really to comprehend the inventor. Can logic
give it to us? No; the name mathematicians give it would suffice to prove
this. In mathematics logic is called analysis and analysis means division,
dissection. It can have, therefore, no tool other than the scalpel and the
microscope.
Thus logic and intuition have each their necessary rôle. Each is
indispensable. Logic, which alone can give certainty, is the instrument of
demonstration; intuition is the instrument of invention.
VI
But at the moment of formulating this conclusion I am seized with
scruples. At the outset I distinguished two kinds of mathematical minds, the
one sort logicians and analysts, the others intuitionalists and geometers.
Well, the analysts also have been inventors. The names I have just cited
make my insistence on this unnecessary.
Here is a contradiction, at least apparently, which needs explanation. And
first, do you think these logicians have always proceeded from the general
to the particular, as the rules of formal logic would seem to require of them?
Not thus could they have extended the boundaries of science; scientific
conquest is to be made only by generalization.
Page 229
In one of the chapters of 'Science and Hypothesis,' I have had occasion to
study the nature of mathematical reasoning, and I have shown how this
reasoning, without ceasing to be absolutely rigorous, could lift us from the
particular to the general by a procedure I have called mathematical
induction. It is by this procedure that the analysts have made science
progress, and if we examine the detail itself of their demonstrations, we
shall find it there at each instant beside the classic syllogism of Aristotle.
We, therefore, see already that the analysts are not simply makers of
syllogisms after the fashion of the scholastics.
Besides, do you think they have always marched step by step with no
vision of the goal they wished to attain? They must have divined the way
leading thither, and for that they needed a guide. This guide is, first,
analogy. For example, one of the methods of demonstration dear to analysts
is that founded on the employment of dominant functions. We know it has
already served to solve a multitude of problems; in what consists then the
rôle of the inventor who wishes to apply it to a new problem? At the outset
he must recognize the analogy of this question with those which have
already been solved by this method; then he must perceive in what way this
new question differs from the others, and thence deduce the modifications
necessary to apply to the method.
But how does one perceive these analogies and these differences? In the
example just cited they are almost always evident, but I could have found
others where they would have been much more deeply hidden; often a very
uncommon penetration is necessary for their discovery. The analysts, not to
let these hidden analogies escape them, that is, in order to be inventors,
must, without the aid of the senses and imagination, have a direct sense of
what constitutes the unity of a piece of reasoning, of what makes, so to
speak, its soul and inmost life.
When one talked with M. Hermite, he never evoked a sensuous image,
and yet you soon perceived that the most abstract entities were for him like
living beings. He did not see them, but he perceived that they are not an
artificial assemblage and that they have some principle of internal unity.
But, one will say, that still is intuition. Shall we conclude that the
distinction made at the outset was only apparent, that there is only one sort
study the nature of mathematical reasoning, and I have shown how this
reasoning, without ceasing to be absolutely rigorous, could lift us from the
particular to the general by a procedure I have called mathematical
induction. It is by this procedure that the analysts have made science
progress, and if we examine the detail itself of their demonstrations, we
shall find it there at each instant beside the classic syllogism of Aristotle.
We, therefore, see already that the analysts are not simply makers of
syllogisms after the fashion of the scholastics.
Besides, do you think they have always marched step by step with no
vision of the goal they wished to attain? They must have divined the way
leading thither, and for that they needed a guide. This guide is, first,
analogy. For example, one of the methods of demonstration dear to analysts
is that founded on the employment of dominant functions. We know it has
already served to solve a multitude of problems; in what consists then the
rôle of the inventor who wishes to apply it to a new problem? At the outset
he must recognize the analogy of this question with those which have
already been solved by this method; then he must perceive in what way this
new question differs from the others, and thence deduce the modifications
necessary to apply to the method.
But how does one perceive these analogies and these differences? In the
example just cited they are almost always evident, but I could have found
others where they would have been much more deeply hidden; often a very
uncommon penetration is necessary for their discovery. The analysts, not to
let these hidden analogies escape them, that is, in order to be inventors,
must, without the aid of the senses and imagination, have a direct sense of
what constitutes the unity of a piece of reasoning, of what makes, so to
speak, its soul and inmost life.
When one talked with M. Hermite, he never evoked a sensuous image,
and yet you soon perceived that the most abstract entities were for him like
living beings. He did not see them, but he perceived that they are not an
artificial assemblage and that they have some principle of internal unity.
But, one will say, that still is intuition. Shall we conclude that the
distinction made at the outset was only apparent, that there is only one sort
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of mind and that all the mathematicians are intuitionalists, at least those
who are capable of inventing?
No, our distinction corresponds to something real. I have said above that
there are many kinds of intuition. I have said how much the intuition of
pure number, whence comes rigorous mathematical induction, differs from
sensible intuition to which the imagination, properly so called, is the
principal contributor.
Is the abyss which separates them less profound than it at first appeared?
Could we recognize with a little attention that this pure intuition itself could
not do without the aid of the senses? This is the affair of the psychologist
and the metaphysician and I shall not discuss the question. But the thing's
being doubtful is enough to justify me in recognizing and affirming an
essential difference between the two kinds of intuition; they have not the
same object and seem to call into play two different faculties of our soul;
one would think of two search-lights directed upon two worlds strangers to
one another.
It is the intuition of pure number, that of pure logical forms, which
illumines and directs those we have called analysts. This it is which enables
them not alone to demonstrate, but also to invent. By it they perceive at a
glance the general plan of a logical edifice, and that too without the senses
appearing to intervene. In rejecting the aid of the imagination, which, as we
have seen, is not always infallible, they can advance without fear of
deceiving themselves. Happy, therefore, are those who can do without this
aid! We must admire them; but how rare they are!
Among the analysts there will then be inventors, but they will be few.
The majority of us, if we wished to see afar by pure intuition alone, would
soon feel ourselves seized with vertigo. Our weakness has need of a staff
more solid, and, despite the exceptions of which we have just spoken, it is
none the less true that sensible intuition is in mathematics the most usual
instrument of invention.
Apropos of these reflections, a question comes up that I have not the time
either to solve or even to enunciate with the developments it would admit
of. Is there room for a new distinction, for distinguishing among the
who are capable of inventing?
No, our distinction corresponds to something real. I have said above that
there are many kinds of intuition. I have said how much the intuition of
pure number, whence comes rigorous mathematical induction, differs from
sensible intuition to which the imagination, properly so called, is the
principal contributor.
Is the abyss which separates them less profound than it at first appeared?
Could we recognize with a little attention that this pure intuition itself could
not do without the aid of the senses? This is the affair of the psychologist
and the metaphysician and I shall not discuss the question. But the thing's
being doubtful is enough to justify me in recognizing and affirming an
essential difference between the two kinds of intuition; they have not the
same object and seem to call into play two different faculties of our soul;
one would think of two search-lights directed upon two worlds strangers to
one another.
It is the intuition of pure number, that of pure logical forms, which
illumines and directs those we have called analysts. This it is which enables
them not alone to demonstrate, but also to invent. By it they perceive at a
glance the general plan of a logical edifice, and that too without the senses
appearing to intervene. In rejecting the aid of the imagination, which, as we
have seen, is not always infallible, they can advance without fear of
deceiving themselves. Happy, therefore, are those who can do without this
aid! We must admire them; but how rare they are!
Among the analysts there will then be inventors, but they will be few.
The majority of us, if we wished to see afar by pure intuition alone, would
soon feel ourselves seized with vertigo. Our weakness has need of a staff
more solid, and, despite the exceptions of which we have just spoken, it is
none the less true that sensible intuition is in mathematics the most usual
instrument of invention.
Apropos of these reflections, a question comes up that I have not the time
either to solve or even to enunciate with the developments it would admit
of. Is there room for a new distinction, for distinguishing among the
Page 231
analysts those who above all use pure intuition and those who are first of all
preoccupied with formal logic?
M. Hermite, for example, whom I have just cited, can not be classed
among the geometers who make use of the sensible intuition; but neither is
he a logician, properly so called. He does not conceal his aversion to purely
deductive procedures which start from the general and end in the particular.
CHAPTER II
The Measure of Time
I
So long as we do not go outside the domain of consciousness, the notion
of time is relatively clear. Not only do we distinguish without difficulty
present sensation from the remembrance of past sensations or the
anticipation of future sensations, but we know perfectly well what we mean
when we say that of two conscious phenomena which we remember, one
was anterior to the other; or that, of two foreseen conscious phenomena,
one will be anterior to the other.
When we say that two conscious facts are simultaneous, we mean that
they profoundly interpenetrate, so that analysis can not separate them
without mutilating them.
The order in which we arrange conscious phenomena does not admit of
any arbitrariness. It is imposed upon us and of it we can change nothing.
I have only a single observation to add. For an aggregate of sensations to
have become a remembrance capable of classification in time, it must have
ceased to be actual, we must have lost the sense of its infinite complexity,
otherwise it would have remained present. It must, so to speak, have
crystallized around a center of associations of ideas which will be a sort of
label. It is only when they thus have lost all life that we can classify our
memories in time as a botanist arranges dried flowers in his herbarium.
preoccupied with formal logic?
M. Hermite, for example, whom I have just cited, can not be classed
among the geometers who make use of the sensible intuition; but neither is
he a logician, properly so called. He does not conceal his aversion to purely
deductive procedures which start from the general and end in the particular.
CHAPTER II
The Measure of Time
I
So long as we do not go outside the domain of consciousness, the notion
of time is relatively clear. Not only do we distinguish without difficulty
present sensation from the remembrance of past sensations or the
anticipation of future sensations, but we know perfectly well what we mean
when we say that of two conscious phenomena which we remember, one
was anterior to the other; or that, of two foreseen conscious phenomena,
one will be anterior to the other.
When we say that two conscious facts are simultaneous, we mean that
they profoundly interpenetrate, so that analysis can not separate them
without mutilating them.
The order in which we arrange conscious phenomena does not admit of
any arbitrariness. It is imposed upon us and of it we can change nothing.
I have only a single observation to add. For an aggregate of sensations to
have become a remembrance capable of classification in time, it must have
ceased to be actual, we must have lost the sense of its infinite complexity,
otherwise it would have remained present. It must, so to speak, have
crystallized around a center of associations of ideas which will be a sort of
label. It is only when they thus have lost all life that we can classify our
memories in time as a botanist arranges dried flowers in his herbarium.
Page 232
But these labels can only be finite in number. On that score, psychologic
time should be discontinuous. Whence comes the feeling that between any
two instants there are others? We arrange our recollections in time, but we
know that there remain empty compartments. How could that be, if time
were not a form pre-existent in our minds? How could we know there were
empty compartments, if these compartments were revealed to us only by
their content?
II
But that is not all; into this form we wish to put not only the phenomena
of our own consciousness, but those of which other consciousnesses are the
theater. But more, we wish to put there physical facts, these I know not
what with which we people space and which no consciousness sees directly.
This is necessary because without it science could not exist. In a word,
psychologic time is given to us and must needs create scientific and
physical time. There the difficulty begins, or rather the difficulties, for there
are two.
Think of two consciousnesses, which are like two worlds impenetrable
one to the other. By what right do we strive to put them into the same mold,
to measure them by the same standard? Is it not as if one strove to measure
length with a gram or weight with a meter? And besides, why do we speak
of measuring? We know perhaps that some fact is anterior to some other,
but not by how much it is anterior.
Therefore two difficulties: (1) Can we transform psychologic time, which
is qualitative, into a quantitative time? (2) Can we reduce to one and the
same measure facts which transpire in different worlds?
III
The first difficulty has long been noticed; it has been the subject of long
discussions and one may say the question is settled. We have not a direct
intuition of the equality of two intervals of time. The persons who believe
they possess this intuition are dupes of an illusion. When I say, from noon
to one the same time passes as from two to three, what meaning has this
affirmation?
time should be discontinuous. Whence comes the feeling that between any
two instants there are others? We arrange our recollections in time, but we
know that there remain empty compartments. How could that be, if time
were not a form pre-existent in our minds? How could we know there were
empty compartments, if these compartments were revealed to us only by
their content?
II
But that is not all; into this form we wish to put not only the phenomena
of our own consciousness, but those of which other consciousnesses are the
theater. But more, we wish to put there physical facts, these I know not
what with which we people space and which no consciousness sees directly.
This is necessary because without it science could not exist. In a word,
psychologic time is given to us and must needs create scientific and
physical time. There the difficulty begins, or rather the difficulties, for there
are two.
Think of two consciousnesses, which are like two worlds impenetrable
one to the other. By what right do we strive to put them into the same mold,
to measure them by the same standard? Is it not as if one strove to measure
length with a gram or weight with a meter? And besides, why do we speak
of measuring? We know perhaps that some fact is anterior to some other,
but not by how much it is anterior.
Therefore two difficulties: (1) Can we transform psychologic time, which
is qualitative, into a quantitative time? (2) Can we reduce to one and the
same measure facts which transpire in different worlds?
III
The first difficulty has long been noticed; it has been the subject of long
discussions and one may say the question is settled. We have not a direct
intuition of the equality of two intervals of time. The persons who believe
they possess this intuition are dupes of an illusion. When I say, from noon
to one the same time passes as from two to three, what meaning has this
affirmation?
Page 233
The least reflection shows that by itself it has none at all. It will only
have that which I choose to give it, by a definition which will certainly
possess a certain degree of arbitrariness. Psychologists could have done
without this definition; physicists and astronomers could not; let us see how
they have managed.
To measure time they use the pendulum and they suppose by definition
that all the beats of this pendulum are of equal duration. But this is only a
first approximation; the temperature, the resistance of the air, the barometric
pressure, make the pace of the pendulum vary. If we could escape these
sources of error, we should obtain a much closer approximation, but it
would still be only an approximation. New causes, hitherto neglected,
electric, magnetic or others, would introduce minute perturbations.
In fact, the best chronometers must be corrected from time to time, and
the corrections are made by the aid of astronomic observations;
arrangements are made so that the sidereal clock marks the same hour when
the same star passes the meridian. In other words, it is the sidereal day, that
is, the duration of the rotation of the earth, which is the constant unit of
time. It is supposed, by a new definition substituted for that based on the
beats of the pendulum, that two complete rotations of the earth about its
axis have the same duration.
However, the astronomers are still not content with this definition. Many
of them think that the tides act as a check on our globe, and that the rotation
of the earth is becoming slower and slower. Thus would be explained the
apparent acceleration of the motion of the moon, which would seem to be
going more rapidly than theory permits because our watch, which is the
earth, is going slow.
IV
All this is unimportant, one will say; doubtless our instruments of
measurement are imperfect, but it suffices that we can conceive a perfect
instrument. This ideal can not be reached, but it is enough to have
conceived it and so to have put rigor into the definition of the unit of time.
The trouble is that there is no rigor in the definition. When we use the
pendulum to measure time, what postulate do we implicitly admit? It is that
have that which I choose to give it, by a definition which will certainly
possess a certain degree of arbitrariness. Psychologists could have done
without this definition; physicists and astronomers could not; let us see how
they have managed.
To measure time they use the pendulum and they suppose by definition
that all the beats of this pendulum are of equal duration. But this is only a
first approximation; the temperature, the resistance of the air, the barometric
pressure, make the pace of the pendulum vary. If we could escape these
sources of error, we should obtain a much closer approximation, but it
would still be only an approximation. New causes, hitherto neglected,
electric, magnetic or others, would introduce minute perturbations.
In fact, the best chronometers must be corrected from time to time, and
the corrections are made by the aid of astronomic observations;
arrangements are made so that the sidereal clock marks the same hour when
the same star passes the meridian. In other words, it is the sidereal day, that
is, the duration of the rotation of the earth, which is the constant unit of
time. It is supposed, by a new definition substituted for that based on the
beats of the pendulum, that two complete rotations of the earth about its
axis have the same duration.
However, the astronomers are still not content with this definition. Many
of them think that the tides act as a check on our globe, and that the rotation
of the earth is becoming slower and slower. Thus would be explained the
apparent acceleration of the motion of the moon, which would seem to be
going more rapidly than theory permits because our watch, which is the
earth, is going slow.
IV
All this is unimportant, one will say; doubtless our instruments of
measurement are imperfect, but it suffices that we can conceive a perfect
instrument. This ideal can not be reached, but it is enough to have
conceived it and so to have put rigor into the definition of the unit of time.
The trouble is that there is no rigor in the definition. When we use the
pendulum to measure time, what postulate do we implicitly admit? It is that
Page 234
the duration of two identical phenomena is the same; or, if you prefer, that
the same causes take the same time to produce the same effects.
And at first blush, this is a good definition of the equality of two
durations. But take care. Is it impossible that experiment may some day
contradict our postulate?
Let me explain myself. I suppose that at a certain place in the world the
phenomenon α happens, causing as consequence at the end of a certain time
the effect α´. At another place in the world very far away from the first,
happens the phenomenon β, which causes as consequence the effect β´. The
phenomena α and β are simultaneous, as are also the effects α´ and β´.
Later, the phenomenon α is reproduced under approximately the same
conditions as before, and simultaneously the phenomenon β is also
reproduced at a very distant place in the world and almost under the same
circumstances. The effects α´ and β´ also take place. Let us suppose that the
effect α´ happens perceptibly before the effect β´.
If experience made us witness such a sight, our postulate would be
contradicted. For experience would tell us that the first duration αα´ is equal
to the first duration ββ´ and that the second duration αα´ is less than the
second duration ββ´. On the other hand, our postulate would require that the
two durations αα´ should be equal to each other, as likewise the two
durations ββ´. The equality and the inequality deduced from experience
would be incompatible with the two equalities deduced from the postulate.
Now can we affirm that the hypotheses I have just made are absurd?
They are in no wise contrary to the principle of contradiction. Doubtless
they could not happen without the principle of sufficient reason seeming
violated. But to justify a definition so fundamental I should prefer some
other guarantee.
V
But that is not all. In physical reality one cause does not produce a given
effect, but a multitude of distinct causes contribute to produce it, without
our having any means of discriminating the part of each of them.
the same causes take the same time to produce the same effects.
And at first blush, this is a good definition of the equality of two
durations. But take care. Is it impossible that experiment may some day
contradict our postulate?
Let me explain myself. I suppose that at a certain place in the world the
phenomenon α happens, causing as consequence at the end of a certain time
the effect α´. At another place in the world very far away from the first,
happens the phenomenon β, which causes as consequence the effect β´. The
phenomena α and β are simultaneous, as are also the effects α´ and β´.
Later, the phenomenon α is reproduced under approximately the same
conditions as before, and simultaneously the phenomenon β is also
reproduced at a very distant place in the world and almost under the same
circumstances. The effects α´ and β´ also take place. Let us suppose that the
effect α´ happens perceptibly before the effect β´.
If experience made us witness such a sight, our postulate would be
contradicted. For experience would tell us that the first duration αα´ is equal
to the first duration ββ´ and that the second duration αα´ is less than the
second duration ββ´. On the other hand, our postulate would require that the
two durations αα´ should be equal to each other, as likewise the two
durations ββ´. The equality and the inequality deduced from experience
would be incompatible with the two equalities deduced from the postulate.
Now can we affirm that the hypotheses I have just made are absurd?
They are in no wise contrary to the principle of contradiction. Doubtless
they could not happen without the principle of sufficient reason seeming
violated. But to justify a definition so fundamental I should prefer some
other guarantee.
V
But that is not all. In physical reality one cause does not produce a given
effect, but a multitude of distinct causes contribute to produce it, without
our having any means of discriminating the part of each of them.
Page 235
Physicists seek to make this distinction; but they make it only
approximately, and, however they progress, they never will make it except
approximately. It is approximately true that the motion of the pendulum is
due solely to the earth's attraction; but in all rigor every attraction, even of
Sirius, acts on the pendulum.
Under these conditions, it is clear that the causes which have produced a
certain effect will never be reproduced except approximately. Then we
should modify our postulate and our definition. Instead of saying: 'The
same causes take the same time to produce the same effects,' we should say:
'Causes almost identical take almost the same time to produce almost the
same effects.'
Our definition therefore is no longer anything but approximate. Besides,
as M. Calinon very justly remarks in a recent memoir:[7]
One of the circumstances of any phenomenon is the velocity of the earth's rotation; if this velocity
of rotation varies, it constitutes in the reproduction of this phenomenon a circumstance which no
longer remains the same. But to suppose this velocity of rotation constant is to suppose that we know
how to measure time.
Our definition is therefore not yet satisfactory; it is certainly not that
which the astronomers of whom I spoke above implicitly adopt, when they
affirm that the terrestrial rotation is slowing down.
What meaning according to them has this affirmation? We can only
understand it by analyzing the proofs they give of their proposition. They
say first that the friction of the tides producing heat must destroy vis viva.
They invoke therefore the principle of vis viva, or of the conservation of
energy.
They say next that the secular acceleration of the moon, calculated
according to Newton's law, would be less than that deduced from
observations unless the correction relative to the slowing down of the
terrestrial rotation were made. They invoke therefore Newton's law. In other
words, they define duration in the following way: time should be so defined
that Newton's law and that of vis viva may be verified. Newton's law is an
experimental truth; as such it is only approximate, which shows that we still
have only a definition by approximation.
approximately, and, however they progress, they never will make it except
approximately. It is approximately true that the motion of the pendulum is
due solely to the earth's attraction; but in all rigor every attraction, even of
Sirius, acts on the pendulum.
Under these conditions, it is clear that the causes which have produced a
certain effect will never be reproduced except approximately. Then we
should modify our postulate and our definition. Instead of saying: 'The
same causes take the same time to produce the same effects,' we should say:
'Causes almost identical take almost the same time to produce almost the
same effects.'
Our definition therefore is no longer anything but approximate. Besides,
as M. Calinon very justly remarks in a recent memoir:[7]
One of the circumstances of any phenomenon is the velocity of the earth's rotation; if this velocity
of rotation varies, it constitutes in the reproduction of this phenomenon a circumstance which no
longer remains the same. But to suppose this velocity of rotation constant is to suppose that we know
how to measure time.
Our definition is therefore not yet satisfactory; it is certainly not that
which the astronomers of whom I spoke above implicitly adopt, when they
affirm that the terrestrial rotation is slowing down.
What meaning according to them has this affirmation? We can only
understand it by analyzing the proofs they give of their proposition. They
say first that the friction of the tides producing heat must destroy vis viva.
They invoke therefore the principle of vis viva, or of the conservation of
energy.
They say next that the secular acceleration of the moon, calculated
according to Newton's law, would be less than that deduced from
observations unless the correction relative to the slowing down of the
terrestrial rotation were made. They invoke therefore Newton's law. In other
words, they define duration in the following way: time should be so defined
that Newton's law and that of vis viva may be verified. Newton's law is an
experimental truth; as such it is only approximate, which shows that we still
have only a definition by approximation.
Page 236
If now it be supposed that another way of measuring time is adopted, the
experiments on which Newton's law is founded would none the less have
the same meaning. Only the enunciation of the law would be different,
because it would be translated into another language; it would evidently be
much less simple. So that the definition implicitly adopted by the
astronomers may be summed up thus: Time should be so defined that the
equations of mechanics may be as simple as possible. In other words, there
is not one way of measuring time more true than another; that which is
generally adopted is only more convenient. Of two watches, we have no
right to say that the one goes true, the other wrong; we can only say that it
is advantageous to conform to the indications of the first.
The difficulty which has just occupied us has been, as I have said, often
pointed out; among the most recent works in which it is considered, I may
mention, besides M. Calinon's little book, the treatise on mechanics of
Andrade.
VI
The second difficulty has up to the present attracted much less attention;
yet it is altogether analogous to the preceding; and even, logically, I should
have spoken of it first.
Two psychological phenomena happen in two different consciousnesses;
when I say they are simultaneous, what do I mean? When I say that a
physical phenomenon, which happens outside of every consciousness, is
before or after a psychological phenomenon, what do I mean?
In 1572, Tycho Brahe noticed in the heavens a new star. An immense
conflagration had happened in some far distant heavenly body; but it had
happened long before; at least two hundred years were necessary for the
light from that star to reach our earth. This conflagration therefore happened
before the discovery of America. Well, when I say that; when, considering
this gigantic phenomenon, which perhaps had no witness, since the
satellites of that star were perhaps uninhabited, I say this phenomenon is
anterior to the formation of the visual image of the isle of Española in the
consciousness of Christopher Columbus, what do I mean?
experiments on which Newton's law is founded would none the less have
the same meaning. Only the enunciation of the law would be different,
because it would be translated into another language; it would evidently be
much less simple. So that the definition implicitly adopted by the
astronomers may be summed up thus: Time should be so defined that the
equations of mechanics may be as simple as possible. In other words, there
is not one way of measuring time more true than another; that which is
generally adopted is only more convenient. Of two watches, we have no
right to say that the one goes true, the other wrong; we can only say that it
is advantageous to conform to the indications of the first.
The difficulty which has just occupied us has been, as I have said, often
pointed out; among the most recent works in which it is considered, I may
mention, besides M. Calinon's little book, the treatise on mechanics of
Andrade.
VI
The second difficulty has up to the present attracted much less attention;
yet it is altogether analogous to the preceding; and even, logically, I should
have spoken of it first.
Two psychological phenomena happen in two different consciousnesses;
when I say they are simultaneous, what do I mean? When I say that a
physical phenomenon, which happens outside of every consciousness, is
before or after a psychological phenomenon, what do I mean?
In 1572, Tycho Brahe noticed in the heavens a new star. An immense
conflagration had happened in some far distant heavenly body; but it had
happened long before; at least two hundred years were necessary for the
light from that star to reach our earth. This conflagration therefore happened
before the discovery of America. Well, when I say that; when, considering
this gigantic phenomenon, which perhaps had no witness, since the
satellites of that star were perhaps uninhabited, I say this phenomenon is
anterior to the formation of the visual image of the isle of Española in the
consciousness of Christopher Columbus, what do I mean?
Page 237
A little reflection is sufficient to understand that all these affirmations
have by themselves no meaning. They can have one only as the outcome of
a convention.
VII
We should first ask ourselves how one could have had the idea of putting
into the same frame so many worlds impenetrable to one another. We
should like to represent to ourselves the external universe, and only by so
doing could we feel that we understood it. We know we never can attain this
representation: our weakness is too great. But at least we desire the ability
to conceive an infinite intelligence for which this representation could be
possible, a sort of great consciousness which should see all, and which
should classify all in its time, as we classify, in our time, the little we see.
This hypothesis is indeed crude and incomplete, because this supreme
intelligence would be only a demigod; infinite in one sense, it would be
limited in another, since it would have only an imperfect recollection of the
past; and it could have no other, since otherwise all recollections would be
equally present to it and for it there would be no time. And yet when we
speak of time, for all which happens outside of us, do we not unconsciously
adopt this hypothesis; do we not put ourselves in the place of this imperfect
god; and do not even the atheists put themselves in the place where god
would be if he existed?
What I have just said shows us, perhaps, why we have tried to put all
physical phenomena into the same frame. But that can not pass for a
definition of simultaneity, since this hypothetical intelligence, even if it
existed, would be for us impenetrable. It is therefore necessary to seek
something else.
VIII
The ordinary definitions which are proper for psychologic time would
suffice us no more. Two simultaneous psychologic facts are so closely
bound together that analysis can not separate without mutilating them. Is it
the same with two physical facts? Is not my present nearer my past of
yesterday than the present of Sirius?
have by themselves no meaning. They can have one only as the outcome of
a convention.
VII
We should first ask ourselves how one could have had the idea of putting
into the same frame so many worlds impenetrable to one another. We
should like to represent to ourselves the external universe, and only by so
doing could we feel that we understood it. We know we never can attain this
representation: our weakness is too great. But at least we desire the ability
to conceive an infinite intelligence for which this representation could be
possible, a sort of great consciousness which should see all, and which
should classify all in its time, as we classify, in our time, the little we see.
This hypothesis is indeed crude and incomplete, because this supreme
intelligence would be only a demigod; infinite in one sense, it would be
limited in another, since it would have only an imperfect recollection of the
past; and it could have no other, since otherwise all recollections would be
equally present to it and for it there would be no time. And yet when we
speak of time, for all which happens outside of us, do we not unconsciously
adopt this hypothesis; do we not put ourselves in the place of this imperfect
god; and do not even the atheists put themselves in the place where god
would be if he existed?
What I have just said shows us, perhaps, why we have tried to put all
physical phenomena into the same frame. But that can not pass for a
definition of simultaneity, since this hypothetical intelligence, even if it
existed, would be for us impenetrable. It is therefore necessary to seek
something else.
VIII
The ordinary definitions which are proper for psychologic time would
suffice us no more. Two simultaneous psychologic facts are so closely
bound together that analysis can not separate without mutilating them. Is it
the same with two physical facts? Is not my present nearer my past of
yesterday than the present of Sirius?
Page 238
It has also been said that two facts should be regarded as simultaneous
when the order of their succession may be inverted at will. It is evident that
this definition would not suit two physical facts which happen far from one
another, and that, in what concerns them, we no longer even understand
what this reversibility would be; besides, succession itself must first be
defined.
IX
Let us then seek to give an account of what is understood by simultaneity
or antecedence, and for this let us analyze some examples.
I write a letter; it is afterward read by the friend to whom I have
addressed it. There are two facts which have had for their theater two
different consciousnesses. In writing this letter I have had the visual image
of it, and my friend has had in his turn this same visual image in reading the
letter. Though these two facts happen in impenetrable worlds, I do not
hesitate to regard the first as anterior to the second, because I believe it is its
cause.
I hear thunder, and I conclude there has been an electric discharge; I do
not hesitate to consider the physical phenomenon as anterior to the auditory
image perceived in my consciousness, because I believe it is its cause.
Behold then the rule we follow, and the only one we can follow: when a
phenomenon appears to us as the cause of another, we regard it as anterior.
It is therefore by cause that we define time; but most often, when two facts
appear to us bound by a constant relation, how do we recognize which is the
cause and which the effect? We assume that the anterior fact, the
antecedent, is the cause of the other, of the consequent. It is then by time
that we define cause. How save ourselves from this petitio principii?
We say now post hoc, ergo propter hoc; now propter hoc, ergo post hoc;
shall we escape from this vicious circle?
X
Let us see, not how we succeed in escaping, for we do not completely
succeed, but how we try to escape.
when the order of their succession may be inverted at will. It is evident that
this definition would not suit two physical facts which happen far from one
another, and that, in what concerns them, we no longer even understand
what this reversibility would be; besides, succession itself must first be
defined.
IX
Let us then seek to give an account of what is understood by simultaneity
or antecedence, and for this let us analyze some examples.
I write a letter; it is afterward read by the friend to whom I have
addressed it. There are two facts which have had for their theater two
different consciousnesses. In writing this letter I have had the visual image
of it, and my friend has had in his turn this same visual image in reading the
letter. Though these two facts happen in impenetrable worlds, I do not
hesitate to regard the first as anterior to the second, because I believe it is its
cause.
I hear thunder, and I conclude there has been an electric discharge; I do
not hesitate to consider the physical phenomenon as anterior to the auditory
image perceived in my consciousness, because I believe it is its cause.
Behold then the rule we follow, and the only one we can follow: when a
phenomenon appears to us as the cause of another, we regard it as anterior.
It is therefore by cause that we define time; but most often, when two facts
appear to us bound by a constant relation, how do we recognize which is the
cause and which the effect? We assume that the anterior fact, the
antecedent, is the cause of the other, of the consequent. It is then by time
that we define cause. How save ourselves from this petitio principii?
We say now post hoc, ergo propter hoc; now propter hoc, ergo post hoc;
shall we escape from this vicious circle?
X
Let us see, not how we succeed in escaping, for we do not completely
succeed, but how we try to escape.
Page 239
I execute a voluntary act A and I feel afterward a sensation D, which I
regard as a consequence of the act A; on the other hand, for whatever
reason, I infer that this consequence is not immediate, but that outside my
consciousness two facts B and C, which I have not witnessed, have
happened, and in such a way that B is the effect of A, that C is the effect of
B, and D of C.
But why? If I think I have reason to regard the four facts A, B, C, D, as
bound to one another by a causal connection, why range them in the causal
order A B C D, and at the same time in the chronologic order A B C D,
rather than in any other order?
I clearly see that in the act A I have the feeling of having been active,
while in undergoing the sensation D I have that of having been passive.
This is why I regard A as the initial cause and D as the ultimate effect; this
is why I put A at the beginning of the chain and D at the end; but why put B
before C rather than C before B?
If this question is put, the reply ordinarily is: we know that it is B which
is the cause of C because we always see B happen before C. These two
phenomena, when witnessed, happen in a certain order; when analogous
phenomena happen without witness, there is no reason to invert this order.
Doubtless, but take care; we never know directly the physical phenomena
B and C. What we know are sensations B´ and C´ produced respectively by
B and C. Our consciousness tells us immediately that B´ precedes C´ and
we suppose that B and C succeed one another in the same order.
This rule appears in fact very natural, and yet we are often led to depart
from it. We hear the sound of the thunder only some seconds after the
electric discharge of the cloud. Of two flashes of lightning, the one distant,
the other near, can not the first be anterior to the second, even though the
sound of the second comes to us before that of the first?
XI
Another difficulty; have we really the right to speak of the cause of a
phenomenon? If all the parts of the universe are interchained in a certain
measure, any one phenomenon will not be the effect of a single cause, but
regard as a consequence of the act A; on the other hand, for whatever
reason, I infer that this consequence is not immediate, but that outside my
consciousness two facts B and C, which I have not witnessed, have
happened, and in such a way that B is the effect of A, that C is the effect of
B, and D of C.
But why? If I think I have reason to regard the four facts A, B, C, D, as
bound to one another by a causal connection, why range them in the causal
order A B C D, and at the same time in the chronologic order A B C D,
rather than in any other order?
I clearly see that in the act A I have the feeling of having been active,
while in undergoing the sensation D I have that of having been passive.
This is why I regard A as the initial cause and D as the ultimate effect; this
is why I put A at the beginning of the chain and D at the end; but why put B
before C rather than C before B?
If this question is put, the reply ordinarily is: we know that it is B which
is the cause of C because we always see B happen before C. These two
phenomena, when witnessed, happen in a certain order; when analogous
phenomena happen without witness, there is no reason to invert this order.
Doubtless, but take care; we never know directly the physical phenomena
B and C. What we know are sensations B´ and C´ produced respectively by
B and C. Our consciousness tells us immediately that B´ precedes C´ and
we suppose that B and C succeed one another in the same order.
This rule appears in fact very natural, and yet we are often led to depart
from it. We hear the sound of the thunder only some seconds after the
electric discharge of the cloud. Of two flashes of lightning, the one distant,
the other near, can not the first be anterior to the second, even though the
sound of the second comes to us before that of the first?
XI
Another difficulty; have we really the right to speak of the cause of a
phenomenon? If all the parts of the universe are interchained in a certain
measure, any one phenomenon will not be the effect of a single cause, but
Page 240
the resultant of causes infinitely numerous; it is, one often says, the
consequence of the state of the universe a moment before. How enunciate
rules applicable to circumstances so complex? And yet it is only thus that
these rules can be general and rigorous.
Not to lose ourselves in this infinite complexity, let us make a simpler
hypothesis. Consider three stars, for example, the sun, Jupiter and Saturn;
but, for greater simplicity, regard them as reduced to material points and
isolated from the rest of the world. The positions and the velocities of three
bodies at a given instant suffice to determine their positions and velocities
at the following instant, and consequently at any instant. Their positions at
the instant t determine their positions at the instant t + h as well as their
positions at the instant t − h.
Even more; the position of Jupiter at the instant t, together with that of
Saturn at the instant t + a, determines the position of Jupiter at any instant
and that of Saturn at any instant.
The aggregate of positions occupied by Jupiter at the instant t + e and
Saturn at the instant t + a + e is bound to the aggregate of positions
occupied by Jupiter at the instant t and Saturn at the instant t + a, by laws as
precise as that of Newton, though more complicated. Then why not regard
one of these aggregates as the cause of the other, which would lead to
considering as simultaneous the instant t of Jupiter and the instant t + a of
Saturn?
In answer there can only be reasons, very strong, it is true, of
convenience and simplicity.
XII
But let us pass to examples less artificial; to understand the definition
implicitly supposed by the savants, let us watch them at work and look for
the rules by which they investigate simultaneity.
I will take two simple examples, the measurement of the velocity of light
and the determination of longitude.
consequence of the state of the universe a moment before. How enunciate
rules applicable to circumstances so complex? And yet it is only thus that
these rules can be general and rigorous.
Not to lose ourselves in this infinite complexity, let us make a simpler
hypothesis. Consider three stars, for example, the sun, Jupiter and Saturn;
but, for greater simplicity, regard them as reduced to material points and
isolated from the rest of the world. The positions and the velocities of three
bodies at a given instant suffice to determine their positions and velocities
at the following instant, and consequently at any instant. Their positions at
the instant t determine their positions at the instant t + h as well as their
positions at the instant t − h.
Even more; the position of Jupiter at the instant t, together with that of
Saturn at the instant t + a, determines the position of Jupiter at any instant
and that of Saturn at any instant.
The aggregate of positions occupied by Jupiter at the instant t + e and
Saturn at the instant t + a + e is bound to the aggregate of positions
occupied by Jupiter at the instant t and Saturn at the instant t + a, by laws as
precise as that of Newton, though more complicated. Then why not regard
one of these aggregates as the cause of the other, which would lead to
considering as simultaneous the instant t of Jupiter and the instant t + a of
Saturn?
In answer there can only be reasons, very strong, it is true, of
convenience and simplicity.
XII
But let us pass to examples less artificial; to understand the definition
implicitly supposed by the savants, let us watch them at work and look for
the rules by which they investigate simultaneity.
I will take two simple examples, the measurement of the velocity of light
and the determination of longitude.
Page 241
When an astronomer tells me that some stellar phenomenon, which his
telescope reveals to him at this moment, happened, nevertheless, fifty years
ago, I seek his meaning, and to that end I shall ask him first how he knows
it, that is, how he has measured the velocity of light.
He has begun by supposing that light has a constant velocity, and in
particular that its velocity is the same in all directions. That is a postulate
without which no measurement of this velocity could be attempted. This
postulate could never be verified directly by experiment; it might be
contradicted by it if the results of different measurements were not
concordant. We should think ourselves fortunate that this contradiction has
not happened and that the slight discordances which may happen can be
readily explained.
The postulate, at all events, resembling the principle of sufficient reason,
has been accepted by everybody; what I wish to emphasize is that it
furnishes us with a new rule for the investigation of simultaneity, entirely
different from that which we have enunciated above.
This postulate assumed, let us see how the velocity of light has been
measured. You know that Roemer used eclipses of the satellites of Jupiter,
and sought how much the event fell behind its prediction. But how is this
prediction made? It is by the aid of astronomic laws; for instance Newton's
law.
Could not the observed facts be just as well explained if we attributed to
the velocity of light a little different value from that adopted, and supposed
Newton's law only approximate? Only this would lead to replacing
Newton's law by another more complicated. So for the velocity of light a
value is adopted, such that the astronomic laws compatible with this value
may be as simple as possible. When navigators or geographers determine a
longitude, they have to solve just the problem we are discussing; they must,
without being at Paris, calculate Paris time. How do they accomplish it?
They carry a chronometer set for Paris. The qualitative problem of
simultaneity is made to depend upon the quantitative problem of the
measurement of time. I need not take up the difficulties relative to this latter
problem, since above I have emphasized them at length.
telescope reveals to him at this moment, happened, nevertheless, fifty years
ago, I seek his meaning, and to that end I shall ask him first how he knows
it, that is, how he has measured the velocity of light.
He has begun by supposing that light has a constant velocity, and in
particular that its velocity is the same in all directions. That is a postulate
without which no measurement of this velocity could be attempted. This
postulate could never be verified directly by experiment; it might be
contradicted by it if the results of different measurements were not
concordant. We should think ourselves fortunate that this contradiction has
not happened and that the slight discordances which may happen can be
readily explained.
The postulate, at all events, resembling the principle of sufficient reason,
has been accepted by everybody; what I wish to emphasize is that it
furnishes us with a new rule for the investigation of simultaneity, entirely
different from that which we have enunciated above.
This postulate assumed, let us see how the velocity of light has been
measured. You know that Roemer used eclipses of the satellites of Jupiter,
and sought how much the event fell behind its prediction. But how is this
prediction made? It is by the aid of astronomic laws; for instance Newton's
law.
Could not the observed facts be just as well explained if we attributed to
the velocity of light a little different value from that adopted, and supposed
Newton's law only approximate? Only this would lead to replacing
Newton's law by another more complicated. So for the velocity of light a
value is adopted, such that the astronomic laws compatible with this value
may be as simple as possible. When navigators or geographers determine a
longitude, they have to solve just the problem we are discussing; they must,
without being at Paris, calculate Paris time. How do they accomplish it?
They carry a chronometer set for Paris. The qualitative problem of
simultaneity is made to depend upon the quantitative problem of the
measurement of time. I need not take up the difficulties relative to this latter
problem, since above I have emphasized them at length.
Page 242
Or else they observe an astronomic phenomenon, such as an eclipse of
the moon, and they suppose that this phenomenon is perceived
simultaneously from all points of the earth. That is not altogether true, since
the propagation of light is not instantaneous; if absolute exactitude were
desired, there would be a correction to make according to a complicated
rule.
Or else finally they use the telegraph. It is clear first that the reception of
the signal at Berlin, for instance, is after the sending of this same signal
from Paris. This is the rule of cause and effect analyzed above. But how
much after? In general, the duration of the transmission is neglected and the
two events are regarded as simultaneous. But, to be rigorous, a little
correction would still have to be made by a complicated calculation; in
practise it is not made, because it would be well within the errors of
observation; its theoretic necessity is none the less from our point of view,
which is that of a rigorous definition. From this discussion, I wish to
emphasize two things: (1) The rules applied are exceedingly various. (2) It
is difficult to separate the qualitative problem of simultaneity from the
quantitative problem of the measurement of time; no matter whether a
chronometer is used, or whether account must be taken of a velocity of
transmission, as that of light, because such a velocity could not be measured
without measuring a time.
XIII
To conclude: We have not a direct intuition of simultaneity, nor of the
equality of two durations. If we think we have this intuition, this is an
illusion. We replace it by the aid of certain rules which we apply almost
always without taking count of them.
But what is the nature of these rules? No general rule, no rigorous rule; a
multitude of little rules applicable to each particular case.
These rules are not imposed upon us and we might amuse ourselves in
inventing others; but they could not be cast aside without greatly
complicating the enunciation of the laws of physics, mechanics and
astronomy.
the moon, and they suppose that this phenomenon is perceived
simultaneously from all points of the earth. That is not altogether true, since
the propagation of light is not instantaneous; if absolute exactitude were
desired, there would be a correction to make according to a complicated
rule.
Or else finally they use the telegraph. It is clear first that the reception of
the signal at Berlin, for instance, is after the sending of this same signal
from Paris. This is the rule of cause and effect analyzed above. But how
much after? In general, the duration of the transmission is neglected and the
two events are regarded as simultaneous. But, to be rigorous, a little
correction would still have to be made by a complicated calculation; in
practise it is not made, because it would be well within the errors of
observation; its theoretic necessity is none the less from our point of view,
which is that of a rigorous definition. From this discussion, I wish to
emphasize two things: (1) The rules applied are exceedingly various. (2) It
is difficult to separate the qualitative problem of simultaneity from the
quantitative problem of the measurement of time; no matter whether a
chronometer is used, or whether account must be taken of a velocity of
transmission, as that of light, because such a velocity could not be measured
without measuring a time.
XIII
To conclude: We have not a direct intuition of simultaneity, nor of the
equality of two durations. If we think we have this intuition, this is an
illusion. We replace it by the aid of certain rules which we apply almost
always without taking count of them.
But what is the nature of these rules? No general rule, no rigorous rule; a
multitude of little rules applicable to each particular case.
These rules are not imposed upon us and we might amuse ourselves in
inventing others; but they could not be cast aside without greatly
complicating the enunciation of the laws of physics, mechanics and
astronomy.
Page 243
We therefore choose these rules, not because they are true, but because
they are the most convenient, and we may recapitulate them as follows:
"The simultaneity of two events, or the order of their succession, the
equality of two durations, are to be so defined that the enunciation of the
natural laws may be as simple as possible. In other words, all these rules, all
these definitions are only the fruit of an unconscious opportunism."
CHAPTER III
The Notion of Space
1. Introduction
In the articles I have heretofore devoted to space I have above all
emphasized the problems raised by non-Euclidean geometry, while leaving
almost completely aside other questions more difficult of approach, such as
those which pertain to the number of dimensions. All the geometries I
considered had thus a common basis, that tridimensional continuum which
was the same for all and which differentiated itself only by the figures one
drew in it or when one aspired to measure it.
In this continuum, primitively amorphous, we may imagine a network of
lines and surfaces, we may then convene to regard the meshes of this net as
equal to one another, and it is only after this convention that this continuum,
become measurable, becomes Euclidean or non-Euclidean space. From this
amorphous continuum can therefore arise indifferently one or the other of
the two spaces, just as on a blank sheet of paper may be traced indifferently
a straight or a circle.
In space we know rectilinear triangles the sum of whose angles is equal
to two right angles; but equally we know curvilinear triangles the sum of
whose angles is less than two right angles. The existence of the one sort is
not more doubtful than that of the other. To give the name of straights to the
sides of the first is to adopt Euclidean geometry; to give the name of
straights to the sides of the latter is to adopt the non-Euclidean geometry. So
they are the most convenient, and we may recapitulate them as follows:
"The simultaneity of two events, or the order of their succession, the
equality of two durations, are to be so defined that the enunciation of the
natural laws may be as simple as possible. In other words, all these rules, all
these definitions are only the fruit of an unconscious opportunism."
CHAPTER III
The Notion of Space
1. Introduction
In the articles I have heretofore devoted to space I have above all
emphasized the problems raised by non-Euclidean geometry, while leaving
almost completely aside other questions more difficult of approach, such as
those which pertain to the number of dimensions. All the geometries I
considered had thus a common basis, that tridimensional continuum which
was the same for all and which differentiated itself only by the figures one
drew in it or when one aspired to measure it.
In this continuum, primitively amorphous, we may imagine a network of
lines and surfaces, we may then convene to regard the meshes of this net as
equal to one another, and it is only after this convention that this continuum,
become measurable, becomes Euclidean or non-Euclidean space. From this
amorphous continuum can therefore arise indifferently one or the other of
the two spaces, just as on a blank sheet of paper may be traced indifferently
a straight or a circle.
In space we know rectilinear triangles the sum of whose angles is equal
to two right angles; but equally we know curvilinear triangles the sum of
whose angles is less than two right angles. The existence of the one sort is
not more doubtful than that of the other. To give the name of straights to the
sides of the first is to adopt Euclidean geometry; to give the name of
straights to the sides of the latter is to adopt the non-Euclidean geometry. So
Page 244
that to ask what geometry it is proper to adopt is to ask, to what line is it
proper to give the name straight?
It is evident that experiment can not settle such a question; one would not
ask, for instance, experiment to decide whether I should call AB or CD a
straight. On the other hand, neither can I say that I have not the right to give
the name of straights to the sides of non-Euclidean triangles because they
are not in conformity with the eternal idea of straight which I have by
intuition. I grant, indeed, that I have the intuitive idea of the side of the
Euclidean triangle, but I have equally the intuitive idea of the side of the
non-Euclidean triangle. Why should I have the right to apply the name of
straight to the first of these ideas and not to the second? Wherein does this
syllable form an integrant part of this intuitive idea? Evidently when we say
that the Euclidean straight is a true straight and that the non-Euclidean
straight is not a true straight, we simply mean that the first intuitive idea
corresponds to a more noteworthy object than the second. But how do we
decide that this object is more noteworthy? This question I have
investigated in 'Science and Hypothesis.'
It is here that we saw experience come in. If the Euclidean straight is
more noteworthy than the non-Euclidean straight, it is so chiefly because it
differs little from certain noteworthy natural objects from which the non-
Euclidean straight differs greatly. But, it will be said, the definition of the
non-Euclidean straight is artificial; if we for a moment adopt it, we shall see
that two circles of different radius both receive the name of non-Euclidean
straights, while of two circles of the same radius one can satisfy the
definition without the other being able to satisfy it, and then if we transport
one of these so-called straights without deforming it, it will cease to be a
straight. But by what right do we consider as equal these two figures which
the Euclidean geometers call two circles with the same radius? It is because
by transporting one of them without deforming it we can make it coincide
with the other. And why do we say this transportation is effected without
deformation? It is impossible to give a good reason for it. Among all the
motions conceivable, there are some of which the Euclidean geometers say
that they are not accompanied by deformation; but there are others of which
the non-Euclidean geometers would say that they are not accompanied by
deformation. In the first, called Euclidean motions, the Euclidean straights
remain Euclidean straights and the non-Euclidean straights do not remain
proper to give the name straight?
It is evident that experiment can not settle such a question; one would not
ask, for instance, experiment to decide whether I should call AB or CD a
straight. On the other hand, neither can I say that I have not the right to give
the name of straights to the sides of non-Euclidean triangles because they
are not in conformity with the eternal idea of straight which I have by
intuition. I grant, indeed, that I have the intuitive idea of the side of the
Euclidean triangle, but I have equally the intuitive idea of the side of the
non-Euclidean triangle. Why should I have the right to apply the name of
straight to the first of these ideas and not to the second? Wherein does this
syllable form an integrant part of this intuitive idea? Evidently when we say
that the Euclidean straight is a true straight and that the non-Euclidean
straight is not a true straight, we simply mean that the first intuitive idea
corresponds to a more noteworthy object than the second. But how do we
decide that this object is more noteworthy? This question I have
investigated in 'Science and Hypothesis.'
It is here that we saw experience come in. If the Euclidean straight is
more noteworthy than the non-Euclidean straight, it is so chiefly because it
differs little from certain noteworthy natural objects from which the non-
Euclidean straight differs greatly. But, it will be said, the definition of the
non-Euclidean straight is artificial; if we for a moment adopt it, we shall see
that two circles of different radius both receive the name of non-Euclidean
straights, while of two circles of the same radius one can satisfy the
definition without the other being able to satisfy it, and then if we transport
one of these so-called straights without deforming it, it will cease to be a
straight. But by what right do we consider as equal these two figures which
the Euclidean geometers call two circles with the same radius? It is because
by transporting one of them without deforming it we can make it coincide
with the other. And why do we say this transportation is effected without
deformation? It is impossible to give a good reason for it. Among all the
motions conceivable, there are some of which the Euclidean geometers say
that they are not accompanied by deformation; but there are others of which
the non-Euclidean geometers would say that they are not accompanied by
deformation. In the first, called Euclidean motions, the Euclidean straights
remain Euclidean straights and the non-Euclidean straights do not remain
Page 245
non-Euclidean straights; in the motions of the second sort, or non-Euclidean
motions, the non-Euclidean straights remain non-Euclidean straights and
the Euclidean straights do not remain Euclidean straights. It has, therefore,
not been demonstrated that it was unreasonable to call straights the sides of
non-Euclidean triangles; it has only been shown that that would be
unreasonable if one continued to call the Euclidean motions motions
without deformation; but it has at the same time been shown that it would
be just as unreasonable to call straights the sides of Euclidean triangles if
the non-Euclidean motions were called motions without deformation.
Now when we say that the Euclidean motions are the true motions
without deformation, what do we mean? We simply mean that they are
more noteworthy than the others. And why are they more noteworthy? It is
because certain noteworthy natural bodies, the solid bodies, undergo
motions almost similar.
And then when we ask: Can one imagine non-Euclidean space? That
means: Can we imagine a world where there would be noteworthy natural
objects affecting almost the form of non-Euclidean straights, and
noteworthy natural bodies frequently undergoing motions almost similar to
the non-Euclidean motions? I have shown in 'Science and Hypothesis' that
to this question we must answer yes.
It has often been observed that if all the bodies in the universe were
dilated simultaneously and in the same proportion, we should have no
means of perceiving it, since all our measuring instruments would grow at
the same time as the objects themselves which they serve to measure. The
world, after this dilatation, would continue on its course without anything
apprising us of so considerable an event. In other words, two worlds similar
to one another (understanding the word similitude in the sense of Euclid,
Book VI.) would be absolutely indistinguishable. But more; worlds will be
indistinguishable not only if they are equal or similar, that is, if we can pass
from one to the other by changing the axes of coordinates, or by changing
the scale to which lengths are referred; but they will still be
indistinguishable if we can pass from one to the other by any 'point-
transformation' whatever. I will explain my meaning. I suppose that to each
point of one corresponds one point of the other and only one, and inversely;
and besides that the coordinates of a point are continuous functions,
motions, the non-Euclidean straights remain non-Euclidean straights and
the Euclidean straights do not remain Euclidean straights. It has, therefore,
not been demonstrated that it was unreasonable to call straights the sides of
non-Euclidean triangles; it has only been shown that that would be
unreasonable if one continued to call the Euclidean motions motions
without deformation; but it has at the same time been shown that it would
be just as unreasonable to call straights the sides of Euclidean triangles if
the non-Euclidean motions were called motions without deformation.
Now when we say that the Euclidean motions are the true motions
without deformation, what do we mean? We simply mean that they are
more noteworthy than the others. And why are they more noteworthy? It is
because certain noteworthy natural bodies, the solid bodies, undergo
motions almost similar.
And then when we ask: Can one imagine non-Euclidean space? That
means: Can we imagine a world where there would be noteworthy natural
objects affecting almost the form of non-Euclidean straights, and
noteworthy natural bodies frequently undergoing motions almost similar to
the non-Euclidean motions? I have shown in 'Science and Hypothesis' that
to this question we must answer yes.
It has often been observed that if all the bodies in the universe were
dilated simultaneously and in the same proportion, we should have no
means of perceiving it, since all our measuring instruments would grow at
the same time as the objects themselves which they serve to measure. The
world, after this dilatation, would continue on its course without anything
apprising us of so considerable an event. In other words, two worlds similar
to one another (understanding the word similitude in the sense of Euclid,
Book VI.) would be absolutely indistinguishable. But more; worlds will be
indistinguishable not only if they are equal or similar, that is, if we can pass
from one to the other by changing the axes of coordinates, or by changing
the scale to which lengths are referred; but they will still be
indistinguishable if we can pass from one to the other by any 'point-
transformation' whatever. I will explain my meaning. I suppose that to each
point of one corresponds one point of the other and only one, and inversely;
and besides that the coordinates of a point are continuous functions,
Page 246
otherwise altogether arbitrary, of the corresponding point. I suppose
besides that to each object of the first world corresponds in the second an
object of the same nature placed precisely at the corresponding point. I
suppose finally that this correspondence fulfilled at the initial instant is
maintained indefinitely. We should have no means of distinguishing these
two worlds one from the other. The relativity of space is not ordinarily
understood in so broad a sense; it is thus, however, that it would be proper
to understand it.
If one of these universes is our Euclidean world, what its inhabitants will
call straight will be our Euclidean straight; but what the inhabitants of the
second world will call straight will be a curve which will have the same
properties in relation to the world they inhabit and in relation to the motions
that they will call motions without deformation. Their geometry will,
therefore, be Euclidean geometry, but their straight will not be our
Euclidean straight. It will be its transform by the point-transformation
which carries over from our world to theirs. The straights of these men will
not be our straights, but they will have among themselves the same relations
as our straights to one another. It is in this sense I say their geometry will be
ours. If then we wish after all to proclaim that they deceive themselves, that
their straight is not the true straight, if we still are unwilling to admit that
such an affirmation has no meaning, at least we must confess that these
people have no means whatever of recognizing their error.
2. Qualitative Geometry
All that is relatively easy to understand, and I have already so often
repeated it that I think it needless to expatiate further on the matter.
Euclidean space is not a form imposed upon our sensibility, since we can
imagine non-Euclidean space; but the two spaces, Euclidean and non-
Euclidean, have a common basis, that amorphous continuum of which I
spoke in the beginning. From this continuum we can get either Euclidean
space or Lobachevskian space, just as we can, by tracing upon it a proper
graduation, transform an ungraduated thermometer into a Fahrenheit or a
Réaumur thermometer.
And then comes a question: Is not this amorphous continuum, that our
analysis has allowed to survive, a form imposed upon our sensibility? If so,
besides that to each object of the first world corresponds in the second an
object of the same nature placed precisely at the corresponding point. I
suppose finally that this correspondence fulfilled at the initial instant is
maintained indefinitely. We should have no means of distinguishing these
two worlds one from the other. The relativity of space is not ordinarily
understood in so broad a sense; it is thus, however, that it would be proper
to understand it.
If one of these universes is our Euclidean world, what its inhabitants will
call straight will be our Euclidean straight; but what the inhabitants of the
second world will call straight will be a curve which will have the same
properties in relation to the world they inhabit and in relation to the motions
that they will call motions without deformation. Their geometry will,
therefore, be Euclidean geometry, but their straight will not be our
Euclidean straight. It will be its transform by the point-transformation
which carries over from our world to theirs. The straights of these men will
not be our straights, but they will have among themselves the same relations
as our straights to one another. It is in this sense I say their geometry will be
ours. If then we wish after all to proclaim that they deceive themselves, that
their straight is not the true straight, if we still are unwilling to admit that
such an affirmation has no meaning, at least we must confess that these
people have no means whatever of recognizing their error.
2. Qualitative Geometry
All that is relatively easy to understand, and I have already so often
repeated it that I think it needless to expatiate further on the matter.
Euclidean space is not a form imposed upon our sensibility, since we can
imagine non-Euclidean space; but the two spaces, Euclidean and non-
Euclidean, have a common basis, that amorphous continuum of which I
spoke in the beginning. From this continuum we can get either Euclidean
space or Lobachevskian space, just as we can, by tracing upon it a proper
graduation, transform an ungraduated thermometer into a Fahrenheit or a
Réaumur thermometer.
And then comes a question: Is not this amorphous continuum, that our
analysis has allowed to survive, a form imposed upon our sensibility? If so,
Page 247
we should have enlarged the prison in which this sensibility is confined, but
it would always be a prison.
This continuum has a certain number of properties, exempt from all idea
of measurement. The study of these properties is the object of a science
which has been cultivated by many great geometers and in particular by
Riemann and Betti and which has received the name of analysis situs. In
this science abstraction is made of every quantitative idea and, for example,
if we ascertain that on a line the point B is between the points A and C, we
shall be content with this ascertainment and shall not trouble to know
whether the line ABC is straight or curved, nor whether the length AB is
equal to the length BC, or whether it is twice as great.
The theorems of analysis situs have, therefore, this peculiarity, that they
would remain true if the figures were copied by an inexpert draftsman who
should grossly change all the proportions and replace the straights by lines
more or less sinuous. In mathematical terms, they are not altered by any
'point-transformation' whatsoever. It has often been said that metric
geometry was quantitative, while projective geometry was purely
qualitative. That is not altogether true. The straight is still distinguished
from other lines by properties which remain quantitative in some respects.
The real qualitative geometry is, therefore, analysis situs.
The same questions which came up apropos of the truths of Euclidean
geometry, come up anew apropos of the theorems of analysis situs. Are they
obtainable by deductive reasoning? Are they disguised conventions? Are
they experimental verities? Are they the characteristics of a form imposed
either upon our sensibility or upon our understanding?
I wish simply to observe that the last two solutions exclude each other.
We can not admit at the same time that it is impossible to imagine space of
four dimensions and that experience proves to us that space has three
dimensions. The experimenter puts to nature a question: Is it this or that?
and he can not put it without imagining the two terms of the alternative. If it
were impossible to imagine one of these terms, it would be futile and
besides impossible to consult experience. There is no need of observation to
know that the hand of a watch is not marking the hour 15 on the dial,
it would always be a prison.
This continuum has a certain number of properties, exempt from all idea
of measurement. The study of these properties is the object of a science
which has been cultivated by many great geometers and in particular by
Riemann and Betti and which has received the name of analysis situs. In
this science abstraction is made of every quantitative idea and, for example,
if we ascertain that on a line the point B is between the points A and C, we
shall be content with this ascertainment and shall not trouble to know
whether the line ABC is straight or curved, nor whether the length AB is
equal to the length BC, or whether it is twice as great.
The theorems of analysis situs have, therefore, this peculiarity, that they
would remain true if the figures were copied by an inexpert draftsman who
should grossly change all the proportions and replace the straights by lines
more or less sinuous. In mathematical terms, they are not altered by any
'point-transformation' whatsoever. It has often been said that metric
geometry was quantitative, while projective geometry was purely
qualitative. That is not altogether true. The straight is still distinguished
from other lines by properties which remain quantitative in some respects.
The real qualitative geometry is, therefore, analysis situs.
The same questions which came up apropos of the truths of Euclidean
geometry, come up anew apropos of the theorems of analysis situs. Are they
obtainable by deductive reasoning? Are they disguised conventions? Are
they experimental verities? Are they the characteristics of a form imposed
either upon our sensibility or upon our understanding?
I wish simply to observe that the last two solutions exclude each other.
We can not admit at the same time that it is impossible to imagine space of
four dimensions and that experience proves to us that space has three
dimensions. The experimenter puts to nature a question: Is it this or that?
and he can not put it without imagining the two terms of the alternative. If it
were impossible to imagine one of these terms, it would be futile and
besides impossible to consult experience. There is no need of observation to
know that the hand of a watch is not marking the hour 15 on the dial,
Page 248
because we know beforehand that there are only 12, and we could not look
at the mark 15 to see if the hand is there, because this mark does not exist.
Note likewise that in analysis situs the empiricists are disembarrassed of
one of the gravest objections that can be leveled against them, of that which
renders absolutely vain in advance all their efforts to apply their thesis to
the verities of Euclidean geometry. These verities are rigorous and all
experimentation can only be approximate. In analysis situs approximate
experiments may suffice to give a rigorous theorem and, for instance, if it is
seen that space can not have either two or less than two dimensions, nor
four or more than four, we are certain that it has exactly three, since it could
not have two and a half or three and a half.
Of all the theorems of analysis situs, the most important is that which is
expressed in saying that space has three dimensions. This it is that we are
about to consider, and we shall put the question in these terms: When we
say that space has three dimensions, what do we mean?
3. The Physical Continuum of Several Dimensions
I have explained in 'Science and Hypothesis' whence we derive the
notion of physical continuity and how that of mathematical continuity has
arisen from it. It happens that we are capable of distinguishing two
impressions one from the other, while each is indistinguishable from a third.
Thus we can readily distinguish a weight of 12 grams from a weight of 10
grams, while a weight of 11 grams could be distinguished from neither the
one nor the other. Such a statement, translated into symbols, may be
written:
A = B, B = C, A < C.
This would be the formula of the physical continuum, as crude
experience gives it to us, whence arises an intolerable contradiction that has
been obviated by the introduction of the mathematical continuum. This is a
scale of which the steps (commensurable or incommensurable numbers) are
infinite in number but are exterior to one another, instead of encroaching on
one another as do the elements of the physical continuum, in conformity
with the preceding formula.
at the mark 15 to see if the hand is there, because this mark does not exist.
Note likewise that in analysis situs the empiricists are disembarrassed of
one of the gravest objections that can be leveled against them, of that which
renders absolutely vain in advance all their efforts to apply their thesis to
the verities of Euclidean geometry. These verities are rigorous and all
experimentation can only be approximate. In analysis situs approximate
experiments may suffice to give a rigorous theorem and, for instance, if it is
seen that space can not have either two or less than two dimensions, nor
four or more than four, we are certain that it has exactly three, since it could
not have two and a half or three and a half.
Of all the theorems of analysis situs, the most important is that which is
expressed in saying that space has three dimensions. This it is that we are
about to consider, and we shall put the question in these terms: When we
say that space has three dimensions, what do we mean?
3. The Physical Continuum of Several Dimensions
I have explained in 'Science and Hypothesis' whence we derive the
notion of physical continuity and how that of mathematical continuity has
arisen from it. It happens that we are capable of distinguishing two
impressions one from the other, while each is indistinguishable from a third.
Thus we can readily distinguish a weight of 12 grams from a weight of 10
grams, while a weight of 11 grams could be distinguished from neither the
one nor the other. Such a statement, translated into symbols, may be
written:
A = B, B = C, A < C.
This would be the formula of the physical continuum, as crude
experience gives it to us, whence arises an intolerable contradiction that has
been obviated by the introduction of the mathematical continuum. This is a
scale of which the steps (commensurable or incommensurable numbers) are
infinite in number but are exterior to one another, instead of encroaching on
one another as do the elements of the physical continuum, in conformity
with the preceding formula.
Page 249
The physical continuum is, so to speak, a nebula not resolved; the most
perfect instruments could not attain to its resolution. Doubtless if we
measured the weights with a good balance instead of judging them by the
hand, we could distinguish the weight of 11 grams from those of 10 and 12
grams, and our formula would become:
A < B, B < C, A < C.
But we should always find between A and B and between B and C new
elements D and E, such that
A = D, D = B, A < B; B = E, E = C, B < C,
and the difficulty would only have receded and the nebula would always
remain unresolved; the mind alone can resolve it and the mathematical
continuum it is which is the nebula resolved into stars.
Yet up to this point we have not introduced the notion of the number of
dimensions. What is meant when we say that a mathematical continuum or
that a physical continuum has two or three dimensions?
First we must introduce the notion of cut, studying first physical
continua. We have seen what characterizes the physical continuum. Each of
the elements of this continuum consists of a manifold of impressions; and it
may happen either that an element can not be discriminated from another
element of the same continuum, if this new element corresponds to a
manifold of impressions not sufficiently different, or, on the contrary, that
the discrimination is possible; finally it may happen that two elements
indistinguishable from a third may, nevertheless, be distinguished one from
the other.
That postulated, if A and B are two distinguishable elements of a
continuum C, a series of elements may be found, E1, E2, ..., En, all
belonging to this same continuum C and such that each of them is
indistinguishable from the preceding, that E1 is indistinguishable from A,
and En indistinguishable from B. Therefore we can go from A to B by a
continuous route and without quitting C. If this condition is fulfilled for any
two elements A and B of the continuum C, we may say that this continuum
C is all in one piece. Now let us distinguish certain of the elements of C
perfect instruments could not attain to its resolution. Doubtless if we
measured the weights with a good balance instead of judging them by the
hand, we could distinguish the weight of 11 grams from those of 10 and 12
grams, and our formula would become:
A < B, B < C, A < C.
But we should always find between A and B and between B and C new
elements D and E, such that
A = D, D = B, A < B; B = E, E = C, B < C,
and the difficulty would only have receded and the nebula would always
remain unresolved; the mind alone can resolve it and the mathematical
continuum it is which is the nebula resolved into stars.
Yet up to this point we have not introduced the notion of the number of
dimensions. What is meant when we say that a mathematical continuum or
that a physical continuum has two or three dimensions?
First we must introduce the notion of cut, studying first physical
continua. We have seen what characterizes the physical continuum. Each of
the elements of this continuum consists of a manifold of impressions; and it
may happen either that an element can not be discriminated from another
element of the same continuum, if this new element corresponds to a
manifold of impressions not sufficiently different, or, on the contrary, that
the discrimination is possible; finally it may happen that two elements
indistinguishable from a third may, nevertheless, be distinguished one from
the other.
That postulated, if A and B are two distinguishable elements of a
continuum C, a series of elements may be found, E1, E2, ..., En, all
belonging to this same continuum C and such that each of them is
indistinguishable from the preceding, that E1 is indistinguishable from A,
and En indistinguishable from B. Therefore we can go from A to B by a
continuous route and without quitting C. If this condition is fulfilled for any
two elements A and B of the continuum C, we may say that this continuum
C is all in one piece. Now let us distinguish certain of the elements of C
Page 250
which may either be all distinguishable from one another, or themselves
form one or several continua. The assemblage of the elements thus chosen
arbitrarily among all those of C will form what I shall call the cut or the
cuts.
Take on C any two elements A and B. Either we can also find a series of
elements E1, E2, ..., En, such: (1) that they all belong to C; (2) that each of
them is indistinguishable from the following, E1 indistinguishable from A
and En from B; (3) and besides that none of the elements E is
indistinguishable from any element of the cut. Or else, on the contrary, in
each of the series E1, E2, ..., En satisfying the first two conditions, there will
be an element E indistinguishable from one of the elements of the cut. In
the first case we can go from A to B by a continuous route without quitting
C and without meeting the cuts; in the second case that is impossible.
If then for any two elements A and B of the continuum C, it is always the
first case which presents itself, we shall say that C remains all in one piece
despite the cuts.
Thus, if we choose the cuts in a certain way, otherwise arbitrary, it may
happen either that the continuum remains all in one piece or that it does not
remain all in one piece; in this latter hypothesis we shall then say that it is
divided by the cuts.
It will be noticed that all these definitions are constructed in setting out
solely from this very simple fact, that two manifolds of impressions
sometimes can be discriminated, sometimes can not be. That postulated, if,
to divide a continuum, it suffices to consider as cuts a certain number of
elements all distinguishable from one another, we say that this continuum is
of one dimension; if, on the contrary, to divide a continuum, it is necessary
to consider as cuts a system of elements themselves forming one or several
continua, we shall say that this continuum is of several dimensions.
If to divide a continuum C, cuts forming one or several continua of one
dimension suffice, we shall say that C is a continuum of two dimensions; if
cuts suffice which form one or several continua of two dimensions at most,
we shall say that C is a continuum of three dimensions; and so on.
form one or several continua. The assemblage of the elements thus chosen
arbitrarily among all those of C will form what I shall call the cut or the
cuts.
Take on C any two elements A and B. Either we can also find a series of
elements E1, E2, ..., En, such: (1) that they all belong to C; (2) that each of
them is indistinguishable from the following, E1 indistinguishable from A
and En from B; (3) and besides that none of the elements E is
indistinguishable from any element of the cut. Or else, on the contrary, in
each of the series E1, E2, ..., En satisfying the first two conditions, there will
be an element E indistinguishable from one of the elements of the cut. In
the first case we can go from A to B by a continuous route without quitting
C and without meeting the cuts; in the second case that is impossible.
If then for any two elements A and B of the continuum C, it is always the
first case which presents itself, we shall say that C remains all in one piece
despite the cuts.
Thus, if we choose the cuts in a certain way, otherwise arbitrary, it may
happen either that the continuum remains all in one piece or that it does not
remain all in one piece; in this latter hypothesis we shall then say that it is
divided by the cuts.
It will be noticed that all these definitions are constructed in setting out
solely from this very simple fact, that two manifolds of impressions
sometimes can be discriminated, sometimes can not be. That postulated, if,
to divide a continuum, it suffices to consider as cuts a certain number of
elements all distinguishable from one another, we say that this continuum is
of one dimension; if, on the contrary, to divide a continuum, it is necessary
to consider as cuts a system of elements themselves forming one or several
continua, we shall say that this continuum is of several dimensions.
If to divide a continuum C, cuts forming one or several continua of one
dimension suffice, we shall say that C is a continuum of two dimensions; if
cuts suffice which form one or several continua of two dimensions at most,
we shall say that C is a continuum of three dimensions; and so on.
Page 251
To justify this definition it is proper to see whether it is in this way that
geometers introduce the notion of three dimensions at the beginning of their
works. Now, what do we see? Usually they begin by defining surfaces as
the boundaries of solids or pieces of space, lines as the boundaries of
surfaces, points as the boundaries of lines, and they affirm that the same
procedure can not be pushed further.
This is just the idea given above: to divide space, cuts that are called
surfaces are necessary; to divide surfaces, cuts that are called lines are
necessary; to divide lines, cuts that are called points are necessary; we can
go no further, the point can not be divided, so the point is not a continuum.
Then lines which can be divided by cuts which are not continua will be
continua of one dimension; surfaces which can be divided by continuous
cuts of one dimension will be continua of two dimensions; finally, space
which can be divided by continuous cuts of two dimensions will be a
continuum of three dimensions.
Thus the definition I have just given does not differ essentially from the
usual definitions; I have only endeavored to give it a form applicable not to
the mathematical continuum, but to the physical continuum, which alone is
susceptible of representation, and yet to retain all its precision. Moreover,
we see that this definition applies not alone to space; that in all which falls
under our senses we find the characteristics of the physical continuum,
which would allow of the same classification; that it would be easy to find
there examples of continua of four, of five, dimensions, in the sense of the
preceding definition; such examples occur of themselves to the mind.
I should explain finally, if I had the time, that this science, of which I
spoke above and to which Riemann gave the name of analysis situs, teaches
us to make distinctions among continua of the same number of dimensions
and that the classification of these continua rests also on the consideration
of cuts.
From this notion has arisen that of the mathematical continuum of several
dimensions in the same way that the physical continuum of one dimension
engendered the mathematical continuum of one dimension. The formula
A > C, A = B, B = C,
geometers introduce the notion of three dimensions at the beginning of their
works. Now, what do we see? Usually they begin by defining surfaces as
the boundaries of solids or pieces of space, lines as the boundaries of
surfaces, points as the boundaries of lines, and they affirm that the same
procedure can not be pushed further.
This is just the idea given above: to divide space, cuts that are called
surfaces are necessary; to divide surfaces, cuts that are called lines are
necessary; to divide lines, cuts that are called points are necessary; we can
go no further, the point can not be divided, so the point is not a continuum.
Then lines which can be divided by cuts which are not continua will be
continua of one dimension; surfaces which can be divided by continuous
cuts of one dimension will be continua of two dimensions; finally, space
which can be divided by continuous cuts of two dimensions will be a
continuum of three dimensions.
Thus the definition I have just given does not differ essentially from the
usual definitions; I have only endeavored to give it a form applicable not to
the mathematical continuum, but to the physical continuum, which alone is
susceptible of representation, and yet to retain all its precision. Moreover,
we see that this definition applies not alone to space; that in all which falls
under our senses we find the characteristics of the physical continuum,
which would allow of the same classification; that it would be easy to find
there examples of continua of four, of five, dimensions, in the sense of the
preceding definition; such examples occur of themselves to the mind.
I should explain finally, if I had the time, that this science, of which I
spoke above and to which Riemann gave the name of analysis situs, teaches
us to make distinctions among continua of the same number of dimensions
and that the classification of these continua rests also on the consideration
of cuts.
From this notion has arisen that of the mathematical continuum of several
dimensions in the same way that the physical continuum of one dimension
engendered the mathematical continuum of one dimension. The formula
A > C, A = B, B = C,
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which summed up the data of crude experience, implied an intolerable
contradiction. To get free from it, it was necessary to introduce a new
notion while still respecting the essential characteristics of the physical
continuum of several dimensions. The mathematical continuum of one
dimension admitted of a scale whose divisions, infinite in number,
corresponded to the different values, commensurable or not, of one same
magnitude. To have the mathematical continuum of n dimensions, it will
suffice to take n like scales whose divisions correspond to different values
of n independent magnitudes called coordinates. We thus shall have an
image of the physical continuum of n dimensions, and this image will be as
faithful as it can be after the determination not to allow the contradiction of
which I spoke above.
4. The Notion of Point
It seems now that the question we put to ourselves at the start is
answered. When we say that space has three dimensions, it will be said, we
mean that the manifold of points of space satisfies the definition we have
just given of the physical continuum of three dimensions. To be content
with that would be to suppose that we know what is the manifold of points
of space, or even one point of space.
Now that is not as simple as one might think. Every one believes he
knows what a point is, and it is just because we know it too well that we
think there is no need of defining it. Surely we can not be required to know
how to define it, because in going back from definition to definition a time
must come when we must stop. But at what moment should we stop?
We shall stop first when we reach an object which falls under our senses
or that we can represent to ourselves; definition then will become useless;
we do not define the sheep to a child; we say to him: See the sheep.
So, then, we should ask ourselves if it is possible to represent to
ourselves a point of space. Those who answer yes do not reflect that they
represent to themselves in reality a white spot made with the chalk on a
blackboard or a black spot made with a pen on white paper, and that they
can represent to themselves only an object or rather the impressions that
this object made on their senses.
contradiction. To get free from it, it was necessary to introduce a new
notion while still respecting the essential characteristics of the physical
continuum of several dimensions. The mathematical continuum of one
dimension admitted of a scale whose divisions, infinite in number,
corresponded to the different values, commensurable or not, of one same
magnitude. To have the mathematical continuum of n dimensions, it will
suffice to take n like scales whose divisions correspond to different values
of n independent magnitudes called coordinates. We thus shall have an
image of the physical continuum of n dimensions, and this image will be as
faithful as it can be after the determination not to allow the contradiction of
which I spoke above.
4. The Notion of Point
It seems now that the question we put to ourselves at the start is
answered. When we say that space has three dimensions, it will be said, we
mean that the manifold of points of space satisfies the definition we have
just given of the physical continuum of three dimensions. To be content
with that would be to suppose that we know what is the manifold of points
of space, or even one point of space.
Now that is not as simple as one might think. Every one believes he
knows what a point is, and it is just because we know it too well that we
think there is no need of defining it. Surely we can not be required to know
how to define it, because in going back from definition to definition a time
must come when we must stop. But at what moment should we stop?
We shall stop first when we reach an object which falls under our senses
or that we can represent to ourselves; definition then will become useless;
we do not define the sheep to a child; we say to him: See the sheep.
So, then, we should ask ourselves if it is possible to represent to
ourselves a point of space. Those who answer yes do not reflect that they
represent to themselves in reality a white spot made with the chalk on a
blackboard or a black spot made with a pen on white paper, and that they
can represent to themselves only an object or rather the impressions that
this object made on their senses.
Page 253
When they try to represent to themselves a point, they represent the
impressions that very little objects made them feel. It is needless to add that
two different objects, though both very little, may produce extremely
different impressions, but I shall not dwell on this difficulty, which would
still require some discussion.
But it is not a question of that; it does not suffice to represent one point, it
is necessary to represent a certain point and to have the means of
distinguishing it from an other point. And in fact, that we may be able to
apply to a continuum the rule I have above expounded and by which one
may recognize the number of its dimensions, we must rely upon the fact
that two elements of this continuum sometimes can and sometimes can not
be distinguished. It is necessary therefore that we should in certain cases
know how to represent to ourselves a specific element and to distinguish it
from an other element.
The question is to know whether the point that I represented to myself an
hour ago is the same as this that I now represent to myself, or whether it is a
different point. In other words, how do we know whether the point occupied
by the object A at the instant α is the same as the point occupied by the
object B at the instant β, or still better, what this means?
I am seated in my room; an object is placed on my table; during a second
I do not move, no one touches the object. I am tempted to say that the point
A which this object occupied at the beginning of this second is identical
with the point B which it occupies at its end. Not at all; from the point A to
the point B is 30 kilometers, because the object has been carried along in
the motion of the earth. We can not know whether an object, be it large or
small, has not changed its absolute position in space, and not only can we
not affirm it, but this affirmation has no meaning and in any case can not
correspond to any representation.
But then we may ask ourselves if the relative position of an object with
regard to other objects has changed or not, and first whether the relative
position of this object with regard to our body has changed. If the
impressions this object makes upon us have not changed, we shall be
inclined to judge that neither has this relative position changed; if they have
changed, we shall judge that this object has changed either in state or in
impressions that very little objects made them feel. It is needless to add that
two different objects, though both very little, may produce extremely
different impressions, but I shall not dwell on this difficulty, which would
still require some discussion.
But it is not a question of that; it does not suffice to represent one point, it
is necessary to represent a certain point and to have the means of
distinguishing it from an other point. And in fact, that we may be able to
apply to a continuum the rule I have above expounded and by which one
may recognize the number of its dimensions, we must rely upon the fact
that two elements of this continuum sometimes can and sometimes can not
be distinguished. It is necessary therefore that we should in certain cases
know how to represent to ourselves a specific element and to distinguish it
from an other element.
The question is to know whether the point that I represented to myself an
hour ago is the same as this that I now represent to myself, or whether it is a
different point. In other words, how do we know whether the point occupied
by the object A at the instant α is the same as the point occupied by the
object B at the instant β, or still better, what this means?
I am seated in my room; an object is placed on my table; during a second
I do not move, no one touches the object. I am tempted to say that the point
A which this object occupied at the beginning of this second is identical
with the point B which it occupies at its end. Not at all; from the point A to
the point B is 30 kilometers, because the object has been carried along in
the motion of the earth. We can not know whether an object, be it large or
small, has not changed its absolute position in space, and not only can we
not affirm it, but this affirmation has no meaning and in any case can not
correspond to any representation.
But then we may ask ourselves if the relative position of an object with
regard to other objects has changed or not, and first whether the relative
position of this object with regard to our body has changed. If the
impressions this object makes upon us have not changed, we shall be
inclined to judge that neither has this relative position changed; if they have
changed, we shall judge that this object has changed either in state or in
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relative position. It remains to decide which of the two. I have explained in
'Science and Hypothesis' how we have been led to distinguish the changes
of position. Moreover, I shall return to that further on. We come to know,
therefore, whether the relative position of an object with regard to our body
has or has not remained the same.
If now we see that two objects have retained their relative position with
regard to our body, we conclude that the relative position of these two
objects with regard to one another has not changed; but we reach this
conclusion only by indirect reasoning. The only thing that we know directly
is the relative position of the objects with regard to our body. A fortiori it is
only by indirect reasoning that we think we know (and, moreover, this
belief is delusive) whether the absolute position of the object has changed.
In a word, the system of coordinate axes to which we naturally refer all
exterior objects is a system of axes invariably bound to our body, and
carried around with us.
It is impossible to represent to oneself absolute space; when I try to
represent to myself simultaneously objects and myself in motion in absolute
space, in reality I represent to myself my own self motionless and seeing
move around me different objects and a man that is exterior to me, but that I
convene to call me.
Will the difficulty be solved if we agree to refer everything to these axes
bound to our body? Shall we know then what is a point thus defined by its
relative position with regard to ourselves? Many persons will answer yes
and will say that they 'localize' exterior objects.
What does this mean? To localize an object simply means to represent to
oneself the movements that would be necessary to reach it. I will explain
myself. It is not a question of representing the movements themselves in
space, but solely of representing to oneself the muscular sensations which
accompany these movements and which do not presuppose the preexistence
of the notion of space.
If we suppose two different objects which successively occupy the same
relative position with regard to ourselves, the impressions that these two
objects make upon us will be very different; if we localize them at the same
'Science and Hypothesis' how we have been led to distinguish the changes
of position. Moreover, I shall return to that further on. We come to know,
therefore, whether the relative position of an object with regard to our body
has or has not remained the same.
If now we see that two objects have retained their relative position with
regard to our body, we conclude that the relative position of these two
objects with regard to one another has not changed; but we reach this
conclusion only by indirect reasoning. The only thing that we know directly
is the relative position of the objects with regard to our body. A fortiori it is
only by indirect reasoning that we think we know (and, moreover, this
belief is delusive) whether the absolute position of the object has changed.
In a word, the system of coordinate axes to which we naturally refer all
exterior objects is a system of axes invariably bound to our body, and
carried around with us.
It is impossible to represent to oneself absolute space; when I try to
represent to myself simultaneously objects and myself in motion in absolute
space, in reality I represent to myself my own self motionless and seeing
move around me different objects and a man that is exterior to me, but that I
convene to call me.
Will the difficulty be solved if we agree to refer everything to these axes
bound to our body? Shall we know then what is a point thus defined by its
relative position with regard to ourselves? Many persons will answer yes
and will say that they 'localize' exterior objects.
What does this mean? To localize an object simply means to represent to
oneself the movements that would be necessary to reach it. I will explain
myself. It is not a question of representing the movements themselves in
space, but solely of representing to oneself the muscular sensations which
accompany these movements and which do not presuppose the preexistence
of the notion of space.
If we suppose two different objects which successively occupy the same
relative position with regard to ourselves, the impressions that these two
objects make upon us will be very different; if we localize them at the same
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point, this is simply because it is necessary to make the same movements to
reach them; apart from that, one can not just see what they could have in
common.
But, given an object, we can conceive many different series of
movements which equally enable us to reach it. If then we represent to
ourselves a point by representing to ourselves the series of muscular
sensations which accompany the movements which enable us to reach this
point, there will be many ways entirely different of representing to oneself
the same point. If one is not satisfied with this solution, but wishes, for
instance, to bring in the visual sensations along with the muscular
sensations, there will be one or two more ways of representing to oneself
this same point and the difficulty will only be increased. In any case the
following question comes up: Why do we think that all these
representations so different from one another still represent the same point?
Another remark: I have just said that it is to our own body that we
naturally refer exterior objects; that we carry about everywhere with us a
system of axes to which we refer all the points of space and that this system
of axes seems to be invariably bound to our body. It should be noticed that
rigorously we could not speak of axes invariably bound to the body unless
the different parts of this body were themselves invariably bound to one
another. As this is not the case, we ought, before referring exterior objects
to these fictitious axes, to suppose our body brought back to the initial
attitude.
5. The Notion of Displacement
I have shown in 'Science and Hypothesis' the preponderant rôle played by
the movements of our body in the genesis of the notion of space. For a
being completely immovable there would be neither space nor geometry; in
vain would exterior objects be displaced about him, the variations which
these displacements would make in his impressions would not be attributed
by this being to changes of position, but to simple changes of state; this
being would have no means of distinguishing these two sorts of changes,
and this distinction, fundamental for us, would have no meaning for him.
reach them; apart from that, one can not just see what they could have in
common.
But, given an object, we can conceive many different series of
movements which equally enable us to reach it. If then we represent to
ourselves a point by representing to ourselves the series of muscular
sensations which accompany the movements which enable us to reach this
point, there will be many ways entirely different of representing to oneself
the same point. If one is not satisfied with this solution, but wishes, for
instance, to bring in the visual sensations along with the muscular
sensations, there will be one or two more ways of representing to oneself
this same point and the difficulty will only be increased. In any case the
following question comes up: Why do we think that all these
representations so different from one another still represent the same point?
Another remark: I have just said that it is to our own body that we
naturally refer exterior objects; that we carry about everywhere with us a
system of axes to which we refer all the points of space and that this system
of axes seems to be invariably bound to our body. It should be noticed that
rigorously we could not speak of axes invariably bound to the body unless
the different parts of this body were themselves invariably bound to one
another. As this is not the case, we ought, before referring exterior objects
to these fictitious axes, to suppose our body brought back to the initial
attitude.
5. The Notion of Displacement
I have shown in 'Science and Hypothesis' the preponderant rôle played by
the movements of our body in the genesis of the notion of space. For a
being completely immovable there would be neither space nor geometry; in
vain would exterior objects be displaced about him, the variations which
these displacements would make in his impressions would not be attributed
by this being to changes of position, but to simple changes of state; this
being would have no means of distinguishing these two sorts of changes,
and this distinction, fundamental for us, would have no meaning for him.
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The movements that we impress upon our members have as effect the
varying of the impressions produced on our senses by external objects;
other causes may likewise make them vary; but we are led to distinguish the
changes produced by our own motions and we easily discriminate them for
two reasons: (1) because they are voluntary; (2) because they are
accompanied by muscular sensations.
So we naturally divide the changes that our impressions may undergo
into two categories to which perhaps I have given an inappropriate
designation: (1) the internal changes, which are voluntary and accompanied
by muscular sensations; (2) the external changes, having the opposite
characteristics.
We then observe that among the external changes are some which can be
corrected, thanks to an internal change which brings everything back to the
primitive state; others can not be corrected in this way (it is thus that, when
an exterior object is displaced, we may then by changing our own position
replace ourselves as regards this object in the same relative position as
before, so as to reestablish the original aggregate of impressions; if this
object was not displaced, but changed its state, that is impossible). Thence
comes a new distinction among external changes: those which may be so
corrected we call changes of position; and the others, changes of state.
Think, for example, of a sphere with one hemisphere blue and the other
red; it first presents to us the blue hemisphere, then it so revolves as to
present the red hemisphere. Now think of a spherical vase containing a blue
liquid which becomes red in consequence of a chemical reaction. In both
cases the sensation of red has replaced that of blue; our senses have
experienced the same impressions which have succeeded each other in the
same order, and yet these two changes are regarded by us as very different;
the first is a displacement, the second a change of state. Why? Because in
the first case it is sufficient for me to go around the sphere to place myself
opposite the blue hemisphere and reestablish the original blue sensation.
Still more; if the two hemispheres, in place of being red and blue, had
been yellow and green, how should I have interpreted the revolution of the
sphere? Before, the red succeeded the blue, now the green succeeds the
yellow; and yet I say that the two spheres have undergone the same
varying of the impressions produced on our senses by external objects;
other causes may likewise make them vary; but we are led to distinguish the
changes produced by our own motions and we easily discriminate them for
two reasons: (1) because they are voluntary; (2) because they are
accompanied by muscular sensations.
So we naturally divide the changes that our impressions may undergo
into two categories to which perhaps I have given an inappropriate
designation: (1) the internal changes, which are voluntary and accompanied
by muscular sensations; (2) the external changes, having the opposite
characteristics.
We then observe that among the external changes are some which can be
corrected, thanks to an internal change which brings everything back to the
primitive state; others can not be corrected in this way (it is thus that, when
an exterior object is displaced, we may then by changing our own position
replace ourselves as regards this object in the same relative position as
before, so as to reestablish the original aggregate of impressions; if this
object was not displaced, but changed its state, that is impossible). Thence
comes a new distinction among external changes: those which may be so
corrected we call changes of position; and the others, changes of state.
Think, for example, of a sphere with one hemisphere blue and the other
red; it first presents to us the blue hemisphere, then it so revolves as to
present the red hemisphere. Now think of a spherical vase containing a blue
liquid which becomes red in consequence of a chemical reaction. In both
cases the sensation of red has replaced that of blue; our senses have
experienced the same impressions which have succeeded each other in the
same order, and yet these two changes are regarded by us as very different;
the first is a displacement, the second a change of state. Why? Because in
the first case it is sufficient for me to go around the sphere to place myself
opposite the blue hemisphere and reestablish the original blue sensation.
Still more; if the two hemispheres, in place of being red and blue, had
been yellow and green, how should I have interpreted the revolution of the
sphere? Before, the red succeeded the blue, now the green succeeds the
yellow; and yet I say that the two spheres have undergone the same
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revolution, that each has turned about its axis; yet I can not say that the
green is to yellow as the red is to blue; how then am I led to decide that the
two spheres have undergone the same displacement? Evidently because, in
one case as in the other, I am able to reestablish the original sensation by
going around the sphere, by making the same movements, and I know that I
have made the same movements because I have felt the same muscular
sensations; to know it, I do not need, therefore, to know geometry in
advance and to represent to myself the movements of my body in geometric
space.
Another example: An object is displaced before my eye; its image was
first formed at the center of the retina; then it is formed at the border; the
old sensation was carried to me by a nerve fiber ending at the center of the
retina; the new sensation is carried to me by another nerve fiber starting
from the border of the retina; these two sensations are qualitatively
different; otherwise, how could I distinguish them?
Why then am I led to decide that these two sensations, qualitatively
different, represent the same image, which has been displaced? It is because
I can follow the object with the eye and by a displacement of the eye,
voluntary and accompanied by muscular sensations, bring back the image to
the center of the retina and reestablish the primitive sensation.
I suppose that the image of a red object has gone from the center A to the
border B of the retina, then that the image of a blue object goes in its turn
from the center A to the border B of the retina; I shall decide that these two
objects have undergone the same displacement. Why? Because in both
cases I shall have been able to reestablish the primitive sensation, and that
to do it I shall have had to execute the same movement of the eye, and I
shall know that my eye has executed the same movement because I shall
have felt the same muscular sensations.
If I could not move my eye, should I have any reason to suppose that the
sensation of red at the center of the retina is to the sensation of red at the
border of the retina as that of blue at the center is to that of blue at the
border? I should only have four sensations qualitatively different, and if I
were asked if they are connected by the proportion I have just stated, the
question would seem to me ridiculous, just as if I were asked if there is an
green is to yellow as the red is to blue; how then am I led to decide that the
two spheres have undergone the same displacement? Evidently because, in
one case as in the other, I am able to reestablish the original sensation by
going around the sphere, by making the same movements, and I know that I
have made the same movements because I have felt the same muscular
sensations; to know it, I do not need, therefore, to know geometry in
advance and to represent to myself the movements of my body in geometric
space.
Another example: An object is displaced before my eye; its image was
first formed at the center of the retina; then it is formed at the border; the
old sensation was carried to me by a nerve fiber ending at the center of the
retina; the new sensation is carried to me by another nerve fiber starting
from the border of the retina; these two sensations are qualitatively
different; otherwise, how could I distinguish them?
Why then am I led to decide that these two sensations, qualitatively
different, represent the same image, which has been displaced? It is because
I can follow the object with the eye and by a displacement of the eye,
voluntary and accompanied by muscular sensations, bring back the image to
the center of the retina and reestablish the primitive sensation.
I suppose that the image of a red object has gone from the center A to the
border B of the retina, then that the image of a blue object goes in its turn
from the center A to the border B of the retina; I shall decide that these two
objects have undergone the same displacement. Why? Because in both
cases I shall have been able to reestablish the primitive sensation, and that
to do it I shall have had to execute the same movement of the eye, and I
shall know that my eye has executed the same movement because I shall
have felt the same muscular sensations.
If I could not move my eye, should I have any reason to suppose that the
sensation of red at the center of the retina is to the sensation of red at the
border of the retina as that of blue at the center is to that of blue at the
border? I should only have four sensations qualitatively different, and if I
were asked if they are connected by the proportion I have just stated, the
question would seem to me ridiculous, just as if I were asked if there is an
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analogous proportion between an auditory sensation, a tactile sensation and
an olfactory sensation.
Let us now consider the internal changes, that is, those which are
produced by the voluntary movements of our body and which are
accompanied by muscular changes. They give rise to the two following
observations, analogous to those we have just made on the subject of
external changes.
1. I may suppose that my body has moved from one point to another, but
that the same attitude is retained; all the parts of the body have therefore
retained or resumed the same relative situation, although their absolute
situation in space may have varied. I may suppose that not only has the
position of my body changed, but that its attitude is no longer the same,
that, for instance, my arms which before were folded are now stretched out.
I should therefore distinguish the simple changes of position without
change of attitude, and the changes of attitude. Both would appear to me
under form of muscular sensations. How then am I led to distinguish them?
It is that the first may serve to correct an external change, and that the
others can not, or at least can only give an imperfect correction.
This fact I proceed to explain as I would explain it to some one who
already knew geometry, but it need not thence be concluded that it is
necessary already to know geometry to make this distinction; before
knowing geometry I ascertain the fact (experimentally, so to speak), without
being able to explain it. But merely to make the distinction between the two
kinds of change, I do not need to explain the fact, it suffices me to ascertain
it.
However that may be, the explanation is easy. Suppose that an exterior
object is displaced; if we wish the different parts of our body to resume with
regard to this object their initial relative position, it is necessary that these
different parts should have resumed likewise their initial relative position
with regard to one another. Only the internal changes which satisfy this
latter condition will be capable of correcting the external change produced
by the displacement of that object. If, therefore, the relative position of my
eye with regard to my finger has changed, I shall still be able to replace the
eye in its initial relative situation with regard to the object and reestablish
an olfactory sensation.
Let us now consider the internal changes, that is, those which are
produced by the voluntary movements of our body and which are
accompanied by muscular changes. They give rise to the two following
observations, analogous to those we have just made on the subject of
external changes.
1. I may suppose that my body has moved from one point to another, but
that the same attitude is retained; all the parts of the body have therefore
retained or resumed the same relative situation, although their absolute
situation in space may have varied. I may suppose that not only has the
position of my body changed, but that its attitude is no longer the same,
that, for instance, my arms which before were folded are now stretched out.
I should therefore distinguish the simple changes of position without
change of attitude, and the changes of attitude. Both would appear to me
under form of muscular sensations. How then am I led to distinguish them?
It is that the first may serve to correct an external change, and that the
others can not, or at least can only give an imperfect correction.
This fact I proceed to explain as I would explain it to some one who
already knew geometry, but it need not thence be concluded that it is
necessary already to know geometry to make this distinction; before
knowing geometry I ascertain the fact (experimentally, so to speak), without
being able to explain it. But merely to make the distinction between the two
kinds of change, I do not need to explain the fact, it suffices me to ascertain
it.
However that may be, the explanation is easy. Suppose that an exterior
object is displaced; if we wish the different parts of our body to resume with
regard to this object their initial relative position, it is necessary that these
different parts should have resumed likewise their initial relative position
with regard to one another. Only the internal changes which satisfy this
latter condition will be capable of correcting the external change produced
by the displacement of that object. If, therefore, the relative position of my
eye with regard to my finger has changed, I shall still be able to replace the
eye in its initial relative situation with regard to the object and reestablish
Page 259
thus the primitive visual sensations, but then the relative position of the
finger with regard to the object will have changed and the tactile sensations
will not be reestablished.
2. We ascertain likewise that the same external change may be corrected
by two internal changes corresponding to different muscular sensations.
Here again I can ascertain this without knowing geometry; and I have no
need of anything else; but I proceed to give the explanation of the fact,
employing geometrical language. To go from the position A to the position
B I may take several routes. To the first of these routes will correspond a
series S of muscular sensations; to a second route will correspond another
series S´´, of muscular sensations which generally will be completely
different, since other muscles will be used.
How am I led to regard these two series S and S´´ as corresponding to the
same displacement AB? It is because these two series are capable of
correcting the same external change. Apart from that, they have nothing in
common.
Let us now consider two external changes: α and β, which shall be, for
instance, the rotation of a sphere half blue, half red, and that of a sphere half
yellow, half green; these two changes have nothing in common, since the
one is for us the passing of blue into red and the other the passing of yellow
into green. Consider, on the other hand, two series of internal changes S and
S´´; like the others, they will have nothing in common. And yet I say that α
and β correspond to the same displacement, and that S and S´´ correspond
also to the same displacement. why? Simply because S can correct α as well
as β and because α can be corrected by S´´ as well as by S. And then a
question suggests itself:
If I have ascertained that S corrects α and β and that S´´ corrects α, am I
certain that S´´ likewise corrects β? Experiment alone can teach us whether
this law is verified. If it were not verified, at least approximately, there
would be no geometry, there would be no space, because we should have no
more interest in classifying the internal and external changes as I have just
done, and, for instance, in distinguishing changes of state from changes of
position.
finger with regard to the object will have changed and the tactile sensations
will not be reestablished.
2. We ascertain likewise that the same external change may be corrected
by two internal changes corresponding to different muscular sensations.
Here again I can ascertain this without knowing geometry; and I have no
need of anything else; but I proceed to give the explanation of the fact,
employing geometrical language. To go from the position A to the position
B I may take several routes. To the first of these routes will correspond a
series S of muscular sensations; to a second route will correspond another
series S´´, of muscular sensations which generally will be completely
different, since other muscles will be used.
How am I led to regard these two series S and S´´ as corresponding to the
same displacement AB? It is because these two series are capable of
correcting the same external change. Apart from that, they have nothing in
common.
Let us now consider two external changes: α and β, which shall be, for
instance, the rotation of a sphere half blue, half red, and that of a sphere half
yellow, half green; these two changes have nothing in common, since the
one is for us the passing of blue into red and the other the passing of yellow
into green. Consider, on the other hand, two series of internal changes S and
S´´; like the others, they will have nothing in common. And yet I say that α
and β correspond to the same displacement, and that S and S´´ correspond
also to the same displacement. why? Simply because S can correct α as well
as β and because α can be corrected by S´´ as well as by S. And then a
question suggests itself:
If I have ascertained that S corrects α and β and that S´´ corrects α, am I
certain that S´´ likewise corrects β? Experiment alone can teach us whether
this law is verified. If it were not verified, at least approximately, there
would be no geometry, there would be no space, because we should have no
more interest in classifying the internal and external changes as I have just
done, and, for instance, in distinguishing changes of state from changes of
position.
Page 260
It is interesting to see what has been the rôle of experience in all this. It
has shown me that a certain law is approximately verified. It has not told
me how space is, and that it satisfies the condition in question. I knew, in
fact, before all experience, that space satisfied this condition or that it
would not be; nor have I any right to say that experience told me that
geometry is possible; I very well see that geometry is possible, since it does
not imply contradiction; experience only tells me that geometry is useful.
6. Visual Space
Although motor impressions have had, as I have just explained, an
altogether preponderant influence in the genesis of the notion of space,
which never would have taken birth without them, it will not be without
interest to examine also the rôle of visual impressions and to investigate
how many dimensions 'visual space' has, and for that purpose to apply to
these impressions the definition of § 3.
A first difficulty presents itself: consider a red color sensation affecting a
certain point of the retina; and on the other hand a blue color sensation
affecting the same point of the retina. It is necessary that we have some
means of recognizing that these two sensations, qualitatively different, have
something in common. Now, according to the considerations expounded in
the preceding paragraph, we have been able to recognize this only by the
movements of the eye and the observations to which they have given rise. If
the eye were immovable, or if we were unconscious of its movements, we
should not have been able to recognize that these two sensations, of
different quality, had something in common; we should not have been able
to disengage from them what gives them a geometric character. The visual
sensations, without the muscular sensations, would have nothing geometric,
so that it may be said there is no pure visual space.
To do away with this difficulty, consider only sensations of the same
nature, red sensations, for instance, differing one from another only as
regards the point of the retina that they affect. It is clear that I have no
reason for making such an arbitrary choice among all the possible visual
sensations, for the purpose of uniting in the same class all the sensations of
the same color, whatever may be the point of the retina affected. I should
never have dreamt of it, had I not before learned, by the means we have just
has shown me that a certain law is approximately verified. It has not told
me how space is, and that it satisfies the condition in question. I knew, in
fact, before all experience, that space satisfied this condition or that it
would not be; nor have I any right to say that experience told me that
geometry is possible; I very well see that geometry is possible, since it does
not imply contradiction; experience only tells me that geometry is useful.
6. Visual Space
Although motor impressions have had, as I have just explained, an
altogether preponderant influence in the genesis of the notion of space,
which never would have taken birth without them, it will not be without
interest to examine also the rôle of visual impressions and to investigate
how many dimensions 'visual space' has, and for that purpose to apply to
these impressions the definition of § 3.
A first difficulty presents itself: consider a red color sensation affecting a
certain point of the retina; and on the other hand a blue color sensation
affecting the same point of the retina. It is necessary that we have some
means of recognizing that these two sensations, qualitatively different, have
something in common. Now, according to the considerations expounded in
the preceding paragraph, we have been able to recognize this only by the
movements of the eye and the observations to which they have given rise. If
the eye were immovable, or if we were unconscious of its movements, we
should not have been able to recognize that these two sensations, of
different quality, had something in common; we should not have been able
to disengage from them what gives them a geometric character. The visual
sensations, without the muscular sensations, would have nothing geometric,
so that it may be said there is no pure visual space.
To do away with this difficulty, consider only sensations of the same
nature, red sensations, for instance, differing one from another only as
regards the point of the retina that they affect. It is clear that I have no
reason for making such an arbitrary choice among all the possible visual
sensations, for the purpose of uniting in the same class all the sensations of
the same color, whatever may be the point of the retina affected. I should
never have dreamt of it, had I not before learned, by the means we have just
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seen, to distinguish changes of state from changes of position, that is, if my
eye were immovable. Two sensations of the same color affecting two
different parts of the retina would have appeared to me as qualitatively
distinct, just as two sensations of different color.
In restricting myself to red sensations, I therefore impose upon myself an
artificial limitation and I neglect systematically one whole side of the
question; but it is only by this artifice that I am able to analyze visual space
without mingling any motor sensation.
Imagine a line traced on the retina and dividing in two its surface; and set
apart the red sensations affecting a point of this line, or those differing from
them too little to be distinguished from them. The aggregate of these
sensations will form a sort of cut that I shall call C, and it is clear that this
cut suffices to divide the manifold of possible red sensations, and that if I
take two red sensations affecting two points situated on one side and the
other of the line, I can not pass from one of these sensations to the other in a
continuous way without passing at a certain moment through a sensation
belonging to the cut.
If, therefore, the cut has n dimensions, the total manifold of my red
sensations, or if you wish, the whole visual space, will have n + 1.
Now, I distinguish the red sensations affecting a point of the cut C. The
assemblage of these sensations will form a new cut C´. It is clear that this
will divide the cut C, always giving to the word divide the same meaning.
If, therefore, the cut C´ has n dimensions, the cut C will have n + 1 and
the whole of visual space n + 2.
If all the red sensations affecting the same point of the retina were
regarded as identical, the cut C´ reducing to a single element would have 0
dimensions, and visual space would have 2.
And yet most often it is said that the eye gives us the sense of a third
dimension, and enables us in a certain measure to recognize the distance of
objects. When we seek to analyze this feeling, we ascertain that it reduces
either to the consciousness of the convergence of the eyes, or to that of the
effort of accommodation which the ciliary muscle makes to focus the
image.
eye were immovable. Two sensations of the same color affecting two
different parts of the retina would have appeared to me as qualitatively
distinct, just as two sensations of different color.
In restricting myself to red sensations, I therefore impose upon myself an
artificial limitation and I neglect systematically one whole side of the
question; but it is only by this artifice that I am able to analyze visual space
without mingling any motor sensation.
Imagine a line traced on the retina and dividing in two its surface; and set
apart the red sensations affecting a point of this line, or those differing from
them too little to be distinguished from them. The aggregate of these
sensations will form a sort of cut that I shall call C, and it is clear that this
cut suffices to divide the manifold of possible red sensations, and that if I
take two red sensations affecting two points situated on one side and the
other of the line, I can not pass from one of these sensations to the other in a
continuous way without passing at a certain moment through a sensation
belonging to the cut.
If, therefore, the cut has n dimensions, the total manifold of my red
sensations, or if you wish, the whole visual space, will have n + 1.
Now, I distinguish the red sensations affecting a point of the cut C. The
assemblage of these sensations will form a new cut C´. It is clear that this
will divide the cut C, always giving to the word divide the same meaning.
If, therefore, the cut C´ has n dimensions, the cut C will have n + 1 and
the whole of visual space n + 2.
If all the red sensations affecting the same point of the retina were
regarded as identical, the cut C´ reducing to a single element would have 0
dimensions, and visual space would have 2.
And yet most often it is said that the eye gives us the sense of a third
dimension, and enables us in a certain measure to recognize the distance of
objects. When we seek to analyze this feeling, we ascertain that it reduces
either to the consciousness of the convergence of the eyes, or to that of the
effort of accommodation which the ciliary muscle makes to focus the
image.
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Two red sensations affecting the same point of the retina will therefore be
regarded as identical only if they are accompanied by the same sensation of
convergence and also by the same sensation of effort of accommodation or
at least by sensations of convergence and accommodation so slightly
different as to be indistinguishable.
On this account the cut C´ is itself a continuum and the cut C has more
than one dimension.
But it happens precisely that experience teaches us that when two visual
sensations are accompanied by the same sensation of convergence, they are
likewise accompanied by the same sensation of accommodation. If then we
form a new cut C´´ with all those of the sensations of the cut C´, which are
accompanied by a certain sensation of convergence, in accordance with the
preceding law they will all be indistinguishable and may be regarded as
identical. Therefore C´´ will not be a continuum and will have 0 dimension;
and as C´´ divides C´ it will thence result that C´ has one, C two and the
whole visual space three dimensions.
But would it be the same if experience had taught us the contrary and if a
certain sensation of convergence were not always accompanied by the same
sensation of accommodation? In this case two sensations affecting the same
point of the retina and accompanied by the same sense of convergence, two
sensations which consequently would both appertain to the cut C´´, could
nevertheless be distinguished since they would be accompanied by two
different sensations of accommodation. Therefore C´´ would be in its turn a
continuum and would have one dimension (at least); then C´ would have
two, C three and the whole visual space would have four dimensions.
Will it then be said that it is experience which teaches us that space has
three dimensions, since it is in setting out from an experimental law that we
have come to attribute three to it? But we have therein performed, so to
speak, only an experiment in physiology; and as also it would suffice to fit
over the eyes glasses of suitable construction to put an end to the accord
between the feelings of convergence and of accommodation, are we to say
that putting on spectacles is enough to make space have four dimensions
and that the optician who constructed them has given one more dimension
regarded as identical only if they are accompanied by the same sensation of
convergence and also by the same sensation of effort of accommodation or
at least by sensations of convergence and accommodation so slightly
different as to be indistinguishable.
On this account the cut C´ is itself a continuum and the cut C has more
than one dimension.
But it happens precisely that experience teaches us that when two visual
sensations are accompanied by the same sensation of convergence, they are
likewise accompanied by the same sensation of accommodation. If then we
form a new cut C´´ with all those of the sensations of the cut C´, which are
accompanied by a certain sensation of convergence, in accordance with the
preceding law they will all be indistinguishable and may be regarded as
identical. Therefore C´´ will not be a continuum and will have 0 dimension;
and as C´´ divides C´ it will thence result that C´ has one, C two and the
whole visual space three dimensions.
But would it be the same if experience had taught us the contrary and if a
certain sensation of convergence were not always accompanied by the same
sensation of accommodation? In this case two sensations affecting the same
point of the retina and accompanied by the same sense of convergence, two
sensations which consequently would both appertain to the cut C´´, could
nevertheless be distinguished since they would be accompanied by two
different sensations of accommodation. Therefore C´´ would be in its turn a
continuum and would have one dimension (at least); then C´ would have
two, C three and the whole visual space would have four dimensions.
Will it then be said that it is experience which teaches us that space has
three dimensions, since it is in setting out from an experimental law that we
have come to attribute three to it? But we have therein performed, so to
speak, only an experiment in physiology; and as also it would suffice to fit
over the eyes glasses of suitable construction to put an end to the accord
between the feelings of convergence and of accommodation, are we to say
that putting on spectacles is enough to make space have four dimensions
and that the optician who constructed them has given one more dimension
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to space? Evidently not; all we can say is that experience has taught us that
it is convenient to attribute three dimensions to space.
But visual space is only one part of space, and in even the notion of this
space there is something artificial, as I have explained at the beginning. The
real space is motor space and this it is that we shall examine in the
following chapter.
CHAPTER IV
Space and its Three Dimensions
1. The Group of Displacements
Let us sum up briefly the results obtained. We proposed to investigate
what was meant in saying that space has three dimensions and we have
asked first what is a physical continuum and when it may be said to have n
dimensions. If we consider different systems of impressions and compare
them with one another, we often recognize that two of these systems of
impressions are indistinguishable (which is ordinarily expressed in saying
that they are too close to one another, and that our senses are too crude, for
us to distinguish them) and we ascertain besides that two of these systems
can sometimes be discriminated from one another though indistinguishable
from a third system. In that case we say the manifold of these systems of
impressions forms a physical continuum C. And each of these systems is
called an element of the continuum C.
How many dimensions has this continuum? Take first two elements A
and B of C, and suppose there exists a series Σ of elements, all belonging to
the continuum C, of such a sort that A and B are the two extreme terms of
this series and that each term of the series is indistinguishable from the
preceding. If such a series Σ can be found, we say that A and B are joined to
one another; and if any two elements of C are joined to one another, we say
that C is all of one piece.
it is convenient to attribute three dimensions to space.
But visual space is only one part of space, and in even the notion of this
space there is something artificial, as I have explained at the beginning. The
real space is motor space and this it is that we shall examine in the
following chapter.
CHAPTER IV
Space and its Three Dimensions
1. The Group of Displacements
Let us sum up briefly the results obtained. We proposed to investigate
what was meant in saying that space has three dimensions and we have
asked first what is a physical continuum and when it may be said to have n
dimensions. If we consider different systems of impressions and compare
them with one another, we often recognize that two of these systems of
impressions are indistinguishable (which is ordinarily expressed in saying
that they are too close to one another, and that our senses are too crude, for
us to distinguish them) and we ascertain besides that two of these systems
can sometimes be discriminated from one another though indistinguishable
from a third system. In that case we say the manifold of these systems of
impressions forms a physical continuum C. And each of these systems is
called an element of the continuum C.
How many dimensions has this continuum? Take first two elements A
and B of C, and suppose there exists a series Σ of elements, all belonging to
the continuum C, of such a sort that A and B are the two extreme terms of
this series and that each term of the series is indistinguishable from the
preceding. If such a series Σ can be found, we say that A and B are joined to
one another; and if any two elements of C are joined to one another, we say
that C is all of one piece.
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Now take on the continuum C a certain number of elements in a way
altogether arbitrary. The aggregate of these elements will be called a cut.
Among the various series Σ which join A to B, we shall distinguish those of
which an element is indistinguishable from one of the elements of the cut
(we shall say that these are they which cut the cut) and those of which all
the elements are distinguishable from all those of the cut. If all the series Σ
which join A to B cut the cut, we shall say that A and B are separated by the
cut, and that the cut divides C. If we can not find on C two elements which
are separated by the cut, we shall say that the cut does not divide C.
These definitions laid down, if the continuum C can be divided by cuts
which do not themselves form a continuum, this continuum C has only one
dimension; in the contrary case it has several. If a cut forming a continuum
of 1 dimension suffices to divide C, C will have 2 dimensions; if a cut
forming a continuum of 2 dimensions suffices, C will have 3 dimensions,
etc. Thanks to these definitions, we can always recognize how many
dimensions any physical continuum has. It only remains to find a physical
continuum which is, so to speak, equivalent to space, of such a sort that to
every point of space corresponds an element of this continuum, and that to
points of space very near one another correspond indistinguishable
elements. Space will have then as many dimensions as this continuum.
The intermediation of this physical continuum, capable of representation,
is indispensable; because we can not represent space to ourselves, and that
for a multitude of reasons. Space is a mathematical continuum, it is infinite,
and we can represent to ourselves only physical continua and finite objects.
The different elements of space, which we call points, are all alike, and, to
apply our definition, it is necessary that we know how to distinguish the
elements from one another, at least if they are not too close. Finally absolute
space is nonsense, and it is necessary for us to begin by referring space to a
system of axes invariably bound to our body (which we must always
suppose put back in the initial attitude).
Then I have sought to form with our visual sensations a physical
continuum equivalent to space; that certainly is easy and this example is
particularly appropriate for the discussion of the number of dimensions; this
discussion has enabled us to see in what measure it is allowable to say that
'visual space' has three dimensions. Only this solution is incomplete and
altogether arbitrary. The aggregate of these elements will be called a cut.
Among the various series Σ which join A to B, we shall distinguish those of
which an element is indistinguishable from one of the elements of the cut
(we shall say that these are they which cut the cut) and those of which all
the elements are distinguishable from all those of the cut. If all the series Σ
which join A to B cut the cut, we shall say that A and B are separated by the
cut, and that the cut divides C. If we can not find on C two elements which
are separated by the cut, we shall say that the cut does not divide C.
These definitions laid down, if the continuum C can be divided by cuts
which do not themselves form a continuum, this continuum C has only one
dimension; in the contrary case it has several. If a cut forming a continuum
of 1 dimension suffices to divide C, C will have 2 dimensions; if a cut
forming a continuum of 2 dimensions suffices, C will have 3 dimensions,
etc. Thanks to these definitions, we can always recognize how many
dimensions any physical continuum has. It only remains to find a physical
continuum which is, so to speak, equivalent to space, of such a sort that to
every point of space corresponds an element of this continuum, and that to
points of space very near one another correspond indistinguishable
elements. Space will have then as many dimensions as this continuum.
The intermediation of this physical continuum, capable of representation,
is indispensable; because we can not represent space to ourselves, and that
for a multitude of reasons. Space is a mathematical continuum, it is infinite,
and we can represent to ourselves only physical continua and finite objects.
The different elements of space, which we call points, are all alike, and, to
apply our definition, it is necessary that we know how to distinguish the
elements from one another, at least if they are not too close. Finally absolute
space is nonsense, and it is necessary for us to begin by referring space to a
system of axes invariably bound to our body (which we must always
suppose put back in the initial attitude).
Then I have sought to form with our visual sensations a physical
continuum equivalent to space; that certainly is easy and this example is
particularly appropriate for the discussion of the number of dimensions; this
discussion has enabled us to see in what measure it is allowable to say that
'visual space' has three dimensions. Only this solution is incomplete and
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artificial. I have explained why, and it is not on visual space but on motor
space that it is necessary to bring our efforts to bear. I have then recalled
what is the origin of the distinction we make between changes of position
and changes of state. Among the changes which occur in our impressions,
we distinguish, first the internal changes, voluntary and accompanied by
muscular sensations, and the external changes, having opposite
characteristics. We ascertain that it may happen that an external change may
be corrected by an internal change which reestablishes the primitive
sensations. The external changes, capable of being corrected by an internal
change are called changes of position, those not capable of it are called
changes of state. The internal changes capable of correcting an external
change are called displacements of the whole body; the others are called
changes of attitude.
Now let α and β be two external changes, α´ and β´ two internal changes.
Suppose that a may be corrected either by α´ or by β', and that α´ can
correct either α or β; experience tells us then that β´ can likewise correct β.
In this case we say that α and β correspond to the same displacement and
also that α´ and β´ correspond to the same displacement. That postulated,
we can imagine a physical continuum which we shall call the continuum or
group of displacements and which we shall define in the following manner.
The elements of this continuum shall be the internal changes capable of
correcting an external change. Two of these internal changes α´ and β´ shall
be regarded as indistinguishable: (1) if they are so naturally, that is, if they
are too close to one another; (2) if α´ is capable of correcting the same
external change as a third internal change naturally indistinguishable from
β'. In this second case, they will be, so to speak, indistinguishable by
convention, I mean by agreeing to disregard circumstances which might
distinguish them.
Our continuum is now entirely defined, since we know its elements and
have fixed under what conditions they may be regarded as
indistinguishable. We thus have all that is necessary to apply our definition
and determine how many dimensions this continuum has. We shall
recognize that it has six. The continuum of displacements is, therefore, not
equivalent to space, since the number of dimensions is not the same; it is
only related to space. Now how do we know that this continuum of
displacements has six dimensions? We know it by experience.
space that it is necessary to bring our efforts to bear. I have then recalled
what is the origin of the distinction we make between changes of position
and changes of state. Among the changes which occur in our impressions,
we distinguish, first the internal changes, voluntary and accompanied by
muscular sensations, and the external changes, having opposite
characteristics. We ascertain that it may happen that an external change may
be corrected by an internal change which reestablishes the primitive
sensations. The external changes, capable of being corrected by an internal
change are called changes of position, those not capable of it are called
changes of state. The internal changes capable of correcting an external
change are called displacements of the whole body; the others are called
changes of attitude.
Now let α and β be two external changes, α´ and β´ two internal changes.
Suppose that a may be corrected either by α´ or by β', and that α´ can
correct either α or β; experience tells us then that β´ can likewise correct β.
In this case we say that α and β correspond to the same displacement and
also that α´ and β´ correspond to the same displacement. That postulated,
we can imagine a physical continuum which we shall call the continuum or
group of displacements and which we shall define in the following manner.
The elements of this continuum shall be the internal changes capable of
correcting an external change. Two of these internal changes α´ and β´ shall
be regarded as indistinguishable: (1) if they are so naturally, that is, if they
are too close to one another; (2) if α´ is capable of correcting the same
external change as a third internal change naturally indistinguishable from
β'. In this second case, they will be, so to speak, indistinguishable by
convention, I mean by agreeing to disregard circumstances which might
distinguish them.
Our continuum is now entirely defined, since we know its elements and
have fixed under what conditions they may be regarded as
indistinguishable. We thus have all that is necessary to apply our definition
and determine how many dimensions this continuum has. We shall
recognize that it has six. The continuum of displacements is, therefore, not
equivalent to space, since the number of dimensions is not the same; it is
only related to space. Now how do we know that this continuum of
displacements has six dimensions? We know it by experience.
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It would be easy to describe the experiments by which we could arrive at
this result. It would be seen that in this continuum cuts can be made which
divide it and which are continua; that these cuts themselves can be divided
by other cuts of the second order which yet are continua, and that this
would stop only after cuts of the sixth order which would no longer be
continua. From our definitions that would mean that the group of
displacements has six dimensions.
That would be easy, I have said, but that would be rather long; and would
it not be a little superficial? This group of displacements, we have seen, is
related to space, and space could be deduced from it, but it is not equivalent
to space, since it has not the same number of dimensions; and when we
shall have shown how the notion of this continuum can be formed and how
that of space may be deduced from it, it might always be asked why space
of three dimensions is much more familiar to us than this continuum of six
dimensions, and consequently doubted whether it was by this detour that
the notion of space was formed in the human mind.
2. Identity of Two Points
What is a point? How do we know whether two points of space are
identical or different? Or, in other words, when I say: The object A occupied
at the instant α the point which the object B occupies at the instant β, what
does that mean?
Such is the problem we set ourselves in the preceding chapter, §4. As I
have explained it, it is not a question of comparing the positions of the
objects A and B in absolute space; the question then would manifestly have
no meaning. It is a question of comparing the positions of these two objects
with regard to axes invariably bound to my body, supposing always this
body replaced in the same attitude.
I suppose that between the instants α and β I have moved neither my
body nor my eye, as I know from my muscular sense. Nor have I moved
either my head, my arm or my hand. I ascertain that at the instant α
impressions that I attributed to the object A were transmitted to me, some
by one of the fibers of my optic nerve, the others by one of the sensitive
tactile nerves of my finger; I ascertain that at the instant β other impressions
this result. It would be seen that in this continuum cuts can be made which
divide it and which are continua; that these cuts themselves can be divided
by other cuts of the second order which yet are continua, and that this
would stop only after cuts of the sixth order which would no longer be
continua. From our definitions that would mean that the group of
displacements has six dimensions.
That would be easy, I have said, but that would be rather long; and would
it not be a little superficial? This group of displacements, we have seen, is
related to space, and space could be deduced from it, but it is not equivalent
to space, since it has not the same number of dimensions; and when we
shall have shown how the notion of this continuum can be formed and how
that of space may be deduced from it, it might always be asked why space
of three dimensions is much more familiar to us than this continuum of six
dimensions, and consequently doubted whether it was by this detour that
the notion of space was formed in the human mind.
2. Identity of Two Points
What is a point? How do we know whether two points of space are
identical or different? Or, in other words, when I say: The object A occupied
at the instant α the point which the object B occupies at the instant β, what
does that mean?
Such is the problem we set ourselves in the preceding chapter, §4. As I
have explained it, it is not a question of comparing the positions of the
objects A and B in absolute space; the question then would manifestly have
no meaning. It is a question of comparing the positions of these two objects
with regard to axes invariably bound to my body, supposing always this
body replaced in the same attitude.
I suppose that between the instants α and β I have moved neither my
body nor my eye, as I know from my muscular sense. Nor have I moved
either my head, my arm or my hand. I ascertain that at the instant α
impressions that I attributed to the object A were transmitted to me, some
by one of the fibers of my optic nerve, the others by one of the sensitive
tactile nerves of my finger; I ascertain that at the instant β other impressions
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which I attribute to the object B are transmitted to me, some by this same
fiber of the optic nerve, the others by this same tactile nerve.
Here I must pause for an explanation; how am I told that this impression
which I attribute to A, and that which I attribute to B, impressions which are
qualitatively different, are transmitted to me by the same nerve? Must we
suppose, to take for example the visual sensations, that A produces two
simultaneous sensations, a sensation purely luminous a and a colored
sensation a´, that B produces in the same way simultaneously a luminous
sensation b and a colored sensation b´, that if these different sensations are
transmitted to me by the same retinal fiber, a is identical with b, but that in
general the colored sensations a´ and b´ produced by different bodies are
different? In that case it would be the identity of the sensation a which
accompanies a´ with the sensation b which accompanies b´, which would
tell that all these sensations are transmitted to me by the same fiber.
However it may be with this hypothesis and although I am led to prefer
to it others considerably more complicated, it is certain that we are told in
some way that there is something in common between these sensations a +
a´ and b +b´, without which we should have no means of recognizing that
the object B has taken the place of the object A.
Therefore I do not further insist and I recall the hypothesis I have just
made: I suppose that I have ascertained that the impressions which I
attribute to B are transmitted to me at the instant β by the same fibers, optic
as well as tactile, which, at the instant α, had transmitted to me the
impressions that I attributed to A. If it is so, we shall not hesitate to declare
that the point occupied by B at the instant β is identical with the point
occupied by A at the instant α.
I have just enunciated two conditions for these points being identical; one
is relative to sight, the other to touch. Let us consider them separately. The
first is necessary, but is not sufficient. The second is at once necessary and
sufficient. A person knowing geometry could easily explain this in the
following manner: Let O be the point of the retina where is formed at the
instant α the image of the body A; let M be the point of space occupied at
the instant α by this body A; let M´ be the point of space occupied at the
instant β by the body B. For this body B to form its image in O, it is not
fiber of the optic nerve, the others by this same tactile nerve.
Here I must pause for an explanation; how am I told that this impression
which I attribute to A, and that which I attribute to B, impressions which are
qualitatively different, are transmitted to me by the same nerve? Must we
suppose, to take for example the visual sensations, that A produces two
simultaneous sensations, a sensation purely luminous a and a colored
sensation a´, that B produces in the same way simultaneously a luminous
sensation b and a colored sensation b´, that if these different sensations are
transmitted to me by the same retinal fiber, a is identical with b, but that in
general the colored sensations a´ and b´ produced by different bodies are
different? In that case it would be the identity of the sensation a which
accompanies a´ with the sensation b which accompanies b´, which would
tell that all these sensations are transmitted to me by the same fiber.
However it may be with this hypothesis and although I am led to prefer
to it others considerably more complicated, it is certain that we are told in
some way that there is something in common between these sensations a +
a´ and b +b´, without which we should have no means of recognizing that
the object B has taken the place of the object A.
Therefore I do not further insist and I recall the hypothesis I have just
made: I suppose that I have ascertained that the impressions which I
attribute to B are transmitted to me at the instant β by the same fibers, optic
as well as tactile, which, at the instant α, had transmitted to me the
impressions that I attributed to A. If it is so, we shall not hesitate to declare
that the point occupied by B at the instant β is identical with the point
occupied by A at the instant α.
I have just enunciated two conditions for these points being identical; one
is relative to sight, the other to touch. Let us consider them separately. The
first is necessary, but is not sufficient. The second is at once necessary and
sufficient. A person knowing geometry could easily explain this in the
following manner: Let O be the point of the retina where is formed at the
instant α the image of the body A; let M be the point of space occupied at
the instant α by this body A; let M´ be the point of space occupied at the
instant β by the body B. For this body B to form its image in O, it is not
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necessary that the points M and M´ coincide; since vision acts at a distance,
it suffices for the three points O M M´ to be in a straight line. This condition
that the two objects form their image on O is therefore necessary, but not
sufficient for the points M and M´ to coincide. Let now P be the point
occupied by my finger and where it remains, since it does not budge. As
touch does not act at a distance, if the body A touches my finger at the
instant α, it is because M and P coincide; if B touches my finger at the
instant β, it is because M´ and P coincide. Therefore M and M´ coincide.
Thus this condition that if A touches my finger at the instant α, B touches it
at the instant β, is at once necessary and sufficient for M and M´ to coincide.
But we who, as yet, do not know geometry can not reason thus; all that
we can do is to ascertain experimentally that the first condition relative to
sight may be fulfilled without the second, which is relative to touch, but that
the second can not be fulfilled without the first.
Suppose experience had taught us the contrary, as might well be; this
hypothesis contains nothing absurd. Suppose, therefore, that we had
ascertained experimentally that the condition relative to touch may be
fulfilled without that of sight being fulfilled and that, on the contrary, that of
sight can not be fulfilled without that of touch being also. It is clear that if
this were so we should conclude that it is touch which may be exercised at a
distance, and that sight does not operate at a distance.
But this is not all; up to this time I have supposed that to determine the
place of an object I have made use only of my eye and a single finger; but I
could just as well have employed other means, for example, all my other
fingers.
I suppose that my first finger receives at the instant α a tactile impression
which I attribute to the object A. I make a series of movements,
corresponding to a series S of muscular sensations. After these movements,
at the instant α', my second finger receives a tactile impression that I
attribute likewise to A. Afterward, at the instant β, without my having
budged, as my muscular sense tells me, this same second finger transmits to
me anew a tactile impression which I attribute this time to the object B; I
then make a series of movements, corresponding to a series S´ of muscular
sensations. I know that this series S´ is the inverse of the series S and
it suffices for the three points O M M´ to be in a straight line. This condition
that the two objects form their image on O is therefore necessary, but not
sufficient for the points M and M´ to coincide. Let now P be the point
occupied by my finger and where it remains, since it does not budge. As
touch does not act at a distance, if the body A touches my finger at the
instant α, it is because M and P coincide; if B touches my finger at the
instant β, it is because M´ and P coincide. Therefore M and M´ coincide.
Thus this condition that if A touches my finger at the instant α, B touches it
at the instant β, is at once necessary and sufficient for M and M´ to coincide.
But we who, as yet, do not know geometry can not reason thus; all that
we can do is to ascertain experimentally that the first condition relative to
sight may be fulfilled without the second, which is relative to touch, but that
the second can not be fulfilled without the first.
Suppose experience had taught us the contrary, as might well be; this
hypothesis contains nothing absurd. Suppose, therefore, that we had
ascertained experimentally that the condition relative to touch may be
fulfilled without that of sight being fulfilled and that, on the contrary, that of
sight can not be fulfilled without that of touch being also. It is clear that if
this were so we should conclude that it is touch which may be exercised at a
distance, and that sight does not operate at a distance.
But this is not all; up to this time I have supposed that to determine the
place of an object I have made use only of my eye and a single finger; but I
could just as well have employed other means, for example, all my other
fingers.
I suppose that my first finger receives at the instant α a tactile impression
which I attribute to the object A. I make a series of movements,
corresponding to a series S of muscular sensations. After these movements,
at the instant α', my second finger receives a tactile impression that I
attribute likewise to A. Afterward, at the instant β, without my having
budged, as my muscular sense tells me, this same second finger transmits to
me anew a tactile impression which I attribute this time to the object B; I
then make a series of movements, corresponding to a series S´ of muscular
sensations. I know that this series S´ is the inverse of the series S and
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corresponds to contrary movements. I know this because many previous
experiences have shown me that if I made successively the two series of
movements corresponding to S and to S´, the primitive impressions would
be reestablished, in other words, that the two series mutually compensate.
That settled, should I expect that at the instant β', when the second series of
movements is ended, my first finger would feel a tactile impression
attributable to the object B?
To answer this question, those already knowing geometry would reason
as follows: There are chances that the object A has not budged, between the
instants α and α', nor the object B between the instants β and β'; assume this.
At the instant α, the object A occupied a certain point M of space. Now at
this instant it touched my first finger, and as touch does not operate at a
distance, my first finger was likewise at the point M. I afterward made the
series S of movements and at the end of this series, at the instant α', I
ascertained that the object A touched my second finger. I thence conclude
that this second finger was then at M, that is, that the movements S had the
result of bringing the second finger to the place of the first. At the instant β
the object B has come in contact with my second finger: as I have not
budged, this second finger has remained at M; therefore the object B has
come to M; by hypothesis it does not budge up to the instant β'. But
between the instants β and β' I have made the movements S´; as these
movements are the inverse of the movements S, they must have for effect
bringing the first finger in the place of the second. At the instant β´ this first
finger will, therefore, be at M; and as the object B is likewise at M, this
object B will touch my first finger. To the question put, the answer should
therefore be yes.
We who do not yet know geometry can not reason thus; but we ascertain
that this anticipation is ordinarily realized; and we can always explain the
exceptions by saying that the object A has moved between the instants α
and α', or the object B between the instants β and β'.
But could not experience have given a contrary result? Would this
contrary result have been absurd in itself? Evidently not. What should we
have done then if experience had given this contrary result? Would all
geometry thus have become impossible? Not the least in the world. We
experiences have shown me that if I made successively the two series of
movements corresponding to S and to S´, the primitive impressions would
be reestablished, in other words, that the two series mutually compensate.
That settled, should I expect that at the instant β', when the second series of
movements is ended, my first finger would feel a tactile impression
attributable to the object B?
To answer this question, those already knowing geometry would reason
as follows: There are chances that the object A has not budged, between the
instants α and α', nor the object B between the instants β and β'; assume this.
At the instant α, the object A occupied a certain point M of space. Now at
this instant it touched my first finger, and as touch does not operate at a
distance, my first finger was likewise at the point M. I afterward made the
series S of movements and at the end of this series, at the instant α', I
ascertained that the object A touched my second finger. I thence conclude
that this second finger was then at M, that is, that the movements S had the
result of bringing the second finger to the place of the first. At the instant β
the object B has come in contact with my second finger: as I have not
budged, this second finger has remained at M; therefore the object B has
come to M; by hypothesis it does not budge up to the instant β'. But
between the instants β and β' I have made the movements S´; as these
movements are the inverse of the movements S, they must have for effect
bringing the first finger in the place of the second. At the instant β´ this first
finger will, therefore, be at M; and as the object B is likewise at M, this
object B will touch my first finger. To the question put, the answer should
therefore be yes.
We who do not yet know geometry can not reason thus; but we ascertain
that this anticipation is ordinarily realized; and we can always explain the
exceptions by saying that the object A has moved between the instants α
and α', or the object B between the instants β and β'.
But could not experience have given a contrary result? Would this
contrary result have been absurd in itself? Evidently not. What should we
have done then if experience had given this contrary result? Would all
geometry thus have become impossible? Not the least in the world. We
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should have contented ourselves with concluding that touch can operate at
a distance.
When I say, touch does not operate at a distance, but sight operates at a
distance, this assertion has only one meaning, which is as follows: To
recognize whether B occupies at the instant β the point occupied by A at the
instant α, I can use a multitude of different criteria. In one my eye
intervenes, in another my first finger, in another my second finger, etc.
Well, it is sufficient for the criterion relative to one of my fingers to be
satisfied in order that all the others should be satisfied, but it is not
sufficient that the criterion relative to the eye should be. This is the sense of
my assertion. I content myself with affirming an experimental fact which is
ordinarily verified.
At the end of the preceding chapter we analyzed visual space; we saw
that to engender this space it is necessary to bring in the retinal sensations,
the sensation of convergence and the sensation of accommodation; that if
these last two were not always in accord, visual space would have four
dimensions in place of three; we also saw that if we brought in only the
retinal sensations, we should obtain 'simple visual space,' of only two
dimensions. On the other hand, consider tactile space, limiting ourselves to
the sensations of a single finger, that is in sum to the assemblage of
positions this finger can occupy. This tactile space that we shall analyze in
the following section and which consequently I ask permission not to
consider further for the moment, this tactile space, I say, has three
dimensions. Why has space properly so called as many dimensions as
tactile space and more than simple visual space? It is because touch does
not operate at a distance, while vision does operate at a distance. These two
assertions have the same meaning and we have just seen what this is.
Now I return to a point over which I passed rapidly in order not to
interrupt the discussion. How do we know that the impressions made on our
retina by A at the instant α and B at the instant β are transmitted by the same
retinal fiber, although these impressions are qualitatively different? I have
suggested a simple hypothesis, while adding that other hypotheses,
decidedly more complex, would seem to me more probably true. Here then
are these hypotheses, of which I have already said a word. How do we
know that the impressions produced by the red object A at the instant α, and
a distance.
When I say, touch does not operate at a distance, but sight operates at a
distance, this assertion has only one meaning, which is as follows: To
recognize whether B occupies at the instant β the point occupied by A at the
instant α, I can use a multitude of different criteria. In one my eye
intervenes, in another my first finger, in another my second finger, etc.
Well, it is sufficient for the criterion relative to one of my fingers to be
satisfied in order that all the others should be satisfied, but it is not
sufficient that the criterion relative to the eye should be. This is the sense of
my assertion. I content myself with affirming an experimental fact which is
ordinarily verified.
At the end of the preceding chapter we analyzed visual space; we saw
that to engender this space it is necessary to bring in the retinal sensations,
the sensation of convergence and the sensation of accommodation; that if
these last two were not always in accord, visual space would have four
dimensions in place of three; we also saw that if we brought in only the
retinal sensations, we should obtain 'simple visual space,' of only two
dimensions. On the other hand, consider tactile space, limiting ourselves to
the sensations of a single finger, that is in sum to the assemblage of
positions this finger can occupy. This tactile space that we shall analyze in
the following section and which consequently I ask permission not to
consider further for the moment, this tactile space, I say, has three
dimensions. Why has space properly so called as many dimensions as
tactile space and more than simple visual space? It is because touch does
not operate at a distance, while vision does operate at a distance. These two
assertions have the same meaning and we have just seen what this is.
Now I return to a point over which I passed rapidly in order not to
interrupt the discussion. How do we know that the impressions made on our
retina by A at the instant α and B at the instant β are transmitted by the same
retinal fiber, although these impressions are qualitatively different? I have
suggested a simple hypothesis, while adding that other hypotheses,
decidedly more complex, would seem to me more probably true. Here then
are these hypotheses, of which I have already said a word. How do we
know that the impressions produced by the red object A at the instant α, and
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by the blue object B at the instant β, if these two objects have been imaged
on the same point of the retina, have something in common? The simple
hypothesis above made may be rejected and we may suppose that these two
impressions, qualitatively different, are transmitted by two different though
contiguous nervous fibers. What means have I then of knowing that these
fibers are contiguous? It is probable that we should have none, if the eye
were immovable. It is the movements of the eye which have told us that
there is the same relation between the sensation of blue at the point A and
the sensation of blue at the point B of the retina as between the sensation of
red at the point A and the sensation of red at the point B. They have shown
us, in fact, that the same movements, corresponding to the same muscular
sensations, carry us from the first to the second, or from the third to the
fourth. I do not emphasize these considerations, which belong, as one sees,
to the question of local signs raised by Lotze.
3. Tactile Space
Thus I know how to recognize the identity of two points, the point
occupied by A at the instant α and the point occupied by B at the instant β,
but only on one condition, namely, that I have not budged between the
instants α and β. That does not suffice for our object. Suppose, therefore,
that I have moved in any manner in the interval between these two instants,
how shall I know whether the point occupied by A at the instant α is
identical with the point occupied by B at the instant β? I suppose that at the
instant α, the object A was in contact with my first finger and that in the
same way, at the instant β, the object B touches this first finger; but at the
same time my muscular sense has told me that in the interval my body has
moved. I have considered above two series of muscular sensations S and S´,
and I have said it sometimes happens that we are led to consider two such
series S and S´ as inverse one of the other, because we have often observed
that when these two series succeed one another our primitive impressions
are reestablished.
If then my muscular sense tells me that I have moved between the two
instants α and β, but so as to feel successively the two series of muscular
sensations S and S´ that I consider inverses, I shall still conclude, just as if I
had not budged, that the points occupied by A at the instant α and by B at
on the same point of the retina, have something in common? The simple
hypothesis above made may be rejected and we may suppose that these two
impressions, qualitatively different, are transmitted by two different though
contiguous nervous fibers. What means have I then of knowing that these
fibers are contiguous? It is probable that we should have none, if the eye
were immovable. It is the movements of the eye which have told us that
there is the same relation between the sensation of blue at the point A and
the sensation of blue at the point B of the retina as between the sensation of
red at the point A and the sensation of red at the point B. They have shown
us, in fact, that the same movements, corresponding to the same muscular
sensations, carry us from the first to the second, or from the third to the
fourth. I do not emphasize these considerations, which belong, as one sees,
to the question of local signs raised by Lotze.
3. Tactile Space
Thus I know how to recognize the identity of two points, the point
occupied by A at the instant α and the point occupied by B at the instant β,
but only on one condition, namely, that I have not budged between the
instants α and β. That does not suffice for our object. Suppose, therefore,
that I have moved in any manner in the interval between these two instants,
how shall I know whether the point occupied by A at the instant α is
identical with the point occupied by B at the instant β? I suppose that at the
instant α, the object A was in contact with my first finger and that in the
same way, at the instant β, the object B touches this first finger; but at the
same time my muscular sense has told me that in the interval my body has
moved. I have considered above two series of muscular sensations S and S´,
and I have said it sometimes happens that we are led to consider two such
series S and S´ as inverse one of the other, because we have often observed
that when these two series succeed one another our primitive impressions
are reestablished.
If then my muscular sense tells me that I have moved between the two
instants α and β, but so as to feel successively the two series of muscular
sensations S and S´ that I consider inverses, I shall still conclude, just as if I
had not budged, that the points occupied by A at the instant α and by B at
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the instant β are identical, if I ascertain that my first finger touches A at the
instant α, and B at the instant β.
This solution is not yet completely satisfactory, as one will see. Let us
see, in fact, how many dimensions it would make us attribute to space. I
wish to compare the two points occupied by A and B at the instants α and β,
or (what amounts to the same thing since I suppose that my finger touches
A at the instant α and B at the instant β) I wish to compare the two points
occupied by my finger at the two instants α and β. The sole means I use for
this comparison is the series Σ of muscular sensations which have
accompanied the movements of my body between these two instants. The
different imaginable series Σ form evidently a physical continuum of which
the number of dimensions is very great. Let us agree, as I have done, not to
consider as distinct the two series Σ and Σ + S + S´, when S and S´ are
inverses one of the other in the sense above given to this word; in spite of
this agreement, the aggregate of distinct series Σ will still form a physical
continuum and the number of dimensions will be less but still very great.
To each of these series Σ corresponds a point of space; to two series Σ
and Σ´ thus correspond two points M and M´. The means we have hitherto
used enable us to recognize that M and M´ are not distinct in two cases: (1)
if Σ is identical with Σ´; (2) if Σ´ = Σ + S + S´, S and S´ being inverses one
of the other. If in all the other cases we should regard M and M´ as distinct,
the manifold of points would have as many dimensions as the aggregate of
distinct series Σ, that is, much more than three.
For those who already know geometry, the following explanation would
be easily comprehensible. Among the imaginable series of muscular
sensations, there are those which correspond to series of movements where
the finger does not budge. I say that if one does not consider as distinct the
series Σ and Σ + σ, where the series σ corresponds to movements where the
finger does not budge, the aggregate of series will constitute a continuum of
three dimensions, but that if one regards as distinct two series Σ and Σ´
unless Σ´ = Σ + S + S´, S and S´ being inverses, the aggregate of series will
constitute a continuum of more than three dimensions.
In fact, let there be in space a surface A, on this surface a line B, on this
line a point M. Let C0 be the aggregate of all series Σ. Let C1 be the
instant α, and B at the instant β.
This solution is not yet completely satisfactory, as one will see. Let us
see, in fact, how many dimensions it would make us attribute to space. I
wish to compare the two points occupied by A and B at the instants α and β,
or (what amounts to the same thing since I suppose that my finger touches
A at the instant α and B at the instant β) I wish to compare the two points
occupied by my finger at the two instants α and β. The sole means I use for
this comparison is the series Σ of muscular sensations which have
accompanied the movements of my body between these two instants. The
different imaginable series Σ form evidently a physical continuum of which
the number of dimensions is very great. Let us agree, as I have done, not to
consider as distinct the two series Σ and Σ + S + S´, when S and S´ are
inverses one of the other in the sense above given to this word; in spite of
this agreement, the aggregate of distinct series Σ will still form a physical
continuum and the number of dimensions will be less but still very great.
To each of these series Σ corresponds a point of space; to two series Σ
and Σ´ thus correspond two points M and M´. The means we have hitherto
used enable us to recognize that M and M´ are not distinct in two cases: (1)
if Σ is identical with Σ´; (2) if Σ´ = Σ + S + S´, S and S´ being inverses one
of the other. If in all the other cases we should regard M and M´ as distinct,
the manifold of points would have as many dimensions as the aggregate of
distinct series Σ, that is, much more than three.
For those who already know geometry, the following explanation would
be easily comprehensible. Among the imaginable series of muscular
sensations, there are those which correspond to series of movements where
the finger does not budge. I say that if one does not consider as distinct the
series Σ and Σ + σ, where the series σ corresponds to movements where the
finger does not budge, the aggregate of series will constitute a continuum of
three dimensions, but that if one regards as distinct two series Σ and Σ´
unless Σ´ = Σ + S + S´, S and S´ being inverses, the aggregate of series will
constitute a continuum of more than three dimensions.
In fact, let there be in space a surface A, on this surface a line B, on this
line a point M. Let C0 be the aggregate of all series Σ. Let C1 be the
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aggregate of all the series Σ, such that at the end of corresponding
movements the finger is found upon the surface A, and C2 or C3 the
aggregate of series Σ such that at the end the finger is found on B, or at M. It
is clear, first that C1 will constitute a cut which will divide C0, that C2 will
be a cut which will divide C1, and C3 a cut which will divide C2. Thence it
results, in accordance with our definitions, that if C3 is a continuum of n
dimensions, C0 will be a physical continuum of n + 3 dimensions.
Therefore, let Σ and Σ´ = Σ + σ be two series forming part of C3; for both,
at the end of the movements, the finger is found at M; thence results that at
the beginning and at the end of the series σ the finger is at the same point
M. This series σ is therefore one of those which correspond to movements
where the finger does not budge. If Σ and Σ + σ are not regarded as distinct,
all the series of C3 blend into one; therefore C3 will have 0 dimension, and
C0 will have 3, as I wished to prove. If, on the contrary, I do not regard Σ
and Σ + σ as blending (unless σ = S + S´, S and S´ being inverses), it is clear
that C3 will contain a great number of series of distinct sensations; because,
without the finger budging, the body may take a multitude of different
attitudes. Then C3 will form a continuum and C0 will have more than three
dimensions, and this also I wished to prove.
We who do not yet know geometry can not reason in this way; we can
only verify. But then a question arises; how, before knowing geometry, have
we been led to distinguish from the others these series σ where the finger
does not budge? It is, in fact, only after having made this distinction that we
could be led to regard Σ and Σ + σ as identical, and it is on this condition
alone, as we have just seen, that we can arrive at space of three dimensions.
We are led to distinguish the series σ, because it often happens that when
we have executed the movements which correspond to these series σ of
muscular sensations, the tactile sensations which are transmitted to us by
the nerve of the finger that we have called the first finger, persist and are
not altered by these movements. Experience alone tells us that and it alone
could tell us.
If we have distinguished the series of muscular sensations S + S´ formed
by the union of two inverse series, it is because they preserve the totality of
movements the finger is found upon the surface A, and C2 or C3 the
aggregate of series Σ such that at the end the finger is found on B, or at M. It
is clear, first that C1 will constitute a cut which will divide C0, that C2 will
be a cut which will divide C1, and C3 a cut which will divide C2. Thence it
results, in accordance with our definitions, that if C3 is a continuum of n
dimensions, C0 will be a physical continuum of n + 3 dimensions.
Therefore, let Σ and Σ´ = Σ + σ be two series forming part of C3; for both,
at the end of the movements, the finger is found at M; thence results that at
the beginning and at the end of the series σ the finger is at the same point
M. This series σ is therefore one of those which correspond to movements
where the finger does not budge. If Σ and Σ + σ are not regarded as distinct,
all the series of C3 blend into one; therefore C3 will have 0 dimension, and
C0 will have 3, as I wished to prove. If, on the contrary, I do not regard Σ
and Σ + σ as blending (unless σ = S + S´, S and S´ being inverses), it is clear
that C3 will contain a great number of series of distinct sensations; because,
without the finger budging, the body may take a multitude of different
attitudes. Then C3 will form a continuum and C0 will have more than three
dimensions, and this also I wished to prove.
We who do not yet know geometry can not reason in this way; we can
only verify. But then a question arises; how, before knowing geometry, have
we been led to distinguish from the others these series σ where the finger
does not budge? It is, in fact, only after having made this distinction that we
could be led to regard Σ and Σ + σ as identical, and it is on this condition
alone, as we have just seen, that we can arrive at space of three dimensions.
We are led to distinguish the series σ, because it often happens that when
we have executed the movements which correspond to these series σ of
muscular sensations, the tactile sensations which are transmitted to us by
the nerve of the finger that we have called the first finger, persist and are
not altered by these movements. Experience alone tells us that and it alone
could tell us.
If we have distinguished the series of muscular sensations S + S´ formed
by the union of two inverse series, it is because they preserve the totality of
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our impressions; if now we distinguish the series σ, it is because they
preserve certain of our impressions. (When I say that a series of muscular
sensations S 'preserves' one of our impressions A, I mean that we ascertain
that if we feel the impression A, then the muscular sensations S, we still feel
the impression A after these sensations S.)
I have said above it often happens that the series σ do not alter the tactile
impressions felt by our first finger; I said often, I did not say always. This it
is that we express in our ordinary language by saying that the tactile
impressions would not be altered if the finger has not moved, on the
condition that neither has the object A, which was in contact with this
finger, moved. Before knowing geometry, we could not give this
explanation; all we could do is to ascertain that the impression often
persists, but not always.
But that the impression often continues is enough to make the series σ
appear remarkable to us, to lead us to put in the same class the series Σ and
Σ + σ, and hence not regard them as distinct. Under these conditions we
have seen that they will engender a physical continuum of three
dimensions.
Behold then a space of three dimensions engendered by my first finger.
Each of my fingers will create one like it. It remains to consider how we are
led to regard them as identical with visual space, as identical with geometric
space.
But one reflection before going further; according to the foregoing, we
know the points of space, or more generally the final situation of our body,
only by the series of muscular sensations revealing to us the movements
which have carried us from a certain initial situation to this final situation.
But it is clear that this final situation will depend, on the one hand, upon
these movements and, on the other hand, upon the initial situation from
which we set out. Now these movements are revealed to us by our muscular
sensations; but nothing tells us the initial situation; nothing can distinguish
it for us from all the other possible situations. This puts well in evidence the
essential relativity of space.
4. Identity of the Different Spaces
preserve certain of our impressions. (When I say that a series of muscular
sensations S 'preserves' one of our impressions A, I mean that we ascertain
that if we feel the impression A, then the muscular sensations S, we still feel
the impression A after these sensations S.)
I have said above it often happens that the series σ do not alter the tactile
impressions felt by our first finger; I said often, I did not say always. This it
is that we express in our ordinary language by saying that the tactile
impressions would not be altered if the finger has not moved, on the
condition that neither has the object A, which was in contact with this
finger, moved. Before knowing geometry, we could not give this
explanation; all we could do is to ascertain that the impression often
persists, but not always.
But that the impression often continues is enough to make the series σ
appear remarkable to us, to lead us to put in the same class the series Σ and
Σ + σ, and hence not regard them as distinct. Under these conditions we
have seen that they will engender a physical continuum of three
dimensions.
Behold then a space of three dimensions engendered by my first finger.
Each of my fingers will create one like it. It remains to consider how we are
led to regard them as identical with visual space, as identical with geometric
space.
But one reflection before going further; according to the foregoing, we
know the points of space, or more generally the final situation of our body,
only by the series of muscular sensations revealing to us the movements
which have carried us from a certain initial situation to this final situation.
But it is clear that this final situation will depend, on the one hand, upon
these movements and, on the other hand, upon the initial situation from
which we set out. Now these movements are revealed to us by our muscular
sensations; but nothing tells us the initial situation; nothing can distinguish
it for us from all the other possible situations. This puts well in evidence the
essential relativity of space.
4. Identity of the Different Spaces
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We are therefore led to compare the two continua C and C´ engendered,
for instance, one by my first finger D, the other by my second finger D´.
These two physical continua both have three dimensions. To each element
of the continuum C, or, if you prefer, to each point of the first tactile space,
corresponds a series of muscular sensations Σ, which carry me from a
certain initial situation to a certain final situation.[8] Moreover, the same
point of this first space will correspond to Σ and Σ + σ, if σ is a series of
which we know that it does not make the finger D move.
Similarly to each element of the continuum C´, or to each point of the
second tactile space, corresponds a series of sensations Σ´, and the same
point will correspond to Σ´ and to Σ´ + σ´, if σ´ is a series which does not
make the finger D´ move.
What makes us distinguish the various series designated σ from those
called σ´ is that the first do not alter the tactile impressions felt by the finger
D and the second preserve those the finger D´ feels.
Now see what we ascertain: in the beginning my finger D´ feels a
sensation A´; I make movements which produce muscular sensations S; my
finger D feels the impression A; I make movements which produce a series
of sensations σ; my finger D continues to feel the impression A, since this is
the characteristic property of the series σ; I then make movements which
produce the series S´ of muscular sensations, inverse to S in the sense above
given to this word. I ascertain then that my finger D´ feels anew the
impression A´. (It is of course understood that S has been suitably chosen.)
This means that the series S + σ + S´, preserving the tactile impressions
of the finger D´, is one of the series I have called σ´. Inversely, if one takes
any series σ´, S´ + σ´ + S will be one of the series that we call σ´.
Thus if S is suitably chosen, S + σ + S´ will be a series σ´, and by making
σ vary in all possible ways, we shall obtain all the possible series σ´.
Not yet knowing geometry, we limit ourselves to verifying all that, but
here is how those who know geometry would explain the fact. In the
beginning my finger D´ is at the point M, in contact with the object a, which
makes it feel the impression A´. I make the movements corresponding to the
series S; I have said that this series should be suitably chosen, I should so
for instance, one by my first finger D, the other by my second finger D´.
These two physical continua both have three dimensions. To each element
of the continuum C, or, if you prefer, to each point of the first tactile space,
corresponds a series of muscular sensations Σ, which carry me from a
certain initial situation to a certain final situation.[8] Moreover, the same
point of this first space will correspond to Σ and Σ + σ, if σ is a series of
which we know that it does not make the finger D move.
Similarly to each element of the continuum C´, or to each point of the
second tactile space, corresponds a series of sensations Σ´, and the same
point will correspond to Σ´ and to Σ´ + σ´, if σ´ is a series which does not
make the finger D´ move.
What makes us distinguish the various series designated σ from those
called σ´ is that the first do not alter the tactile impressions felt by the finger
D and the second preserve those the finger D´ feels.
Now see what we ascertain: in the beginning my finger D´ feels a
sensation A´; I make movements which produce muscular sensations S; my
finger D feels the impression A; I make movements which produce a series
of sensations σ; my finger D continues to feel the impression A, since this is
the characteristic property of the series σ; I then make movements which
produce the series S´ of muscular sensations, inverse to S in the sense above
given to this word. I ascertain then that my finger D´ feels anew the
impression A´. (It is of course understood that S has been suitably chosen.)
This means that the series S + σ + S´, preserving the tactile impressions
of the finger D´, is one of the series I have called σ´. Inversely, if one takes
any series σ´, S´ + σ´ + S will be one of the series that we call σ´.
Thus if S is suitably chosen, S + σ + S´ will be a series σ´, and by making
σ vary in all possible ways, we shall obtain all the possible series σ´.
Not yet knowing geometry, we limit ourselves to verifying all that, but
here is how those who know geometry would explain the fact. In the
beginning my finger D´ is at the point M, in contact with the object a, which
makes it feel the impression A´. I make the movements corresponding to the
series S; I have said that this series should be suitably chosen, I should so
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make this choice that these movements carry the finger D to the point
originally occupied by the finger D´, that is, to the point M; this finger D
will thus be in contact with the object a, which will make it feel the
impression A.
I then make the movements corresponding to the series σ; in these
movements, by hypothesis, the position of the finger D does not change,
this finger therefore remains in contact with the object a and continues to
feel the impression A. Finally I make the movements corresponding to the
series S´. As S´ is inverse to S, these movements carry the finger D´ to the
point previously occupied by the finger D, that is, to the point M. If, as may
be supposed, the object a has not budged, this finger D´ will be in contact
with this object and will feel anew the impression A´.... Q.E.D.
Let us see the consequences. I consider a series of muscular sensations Σ.
To this series will correspond a point M of the first tactile space. Now take
again the two series S and S´, inverses of one another, of which we have just
spoken. To the series S + Σ + S´ will correspond a point N of the second
tactile space, since to any series of muscular sensations corresponds, as we
have said, a point, whether in the first space or in the second.
I am going to consider the two points N and M, thus defined, as
corresponding. What authorizes me so to do? For this correspondence to be
admissible, it is necessary that if two points M and M´, corresponding in the
first space to two series Σ and Σ´, are identical, so also are the two
corresponding points of the second space N and N´, that is, the two points
which correspond to the two series S + Σ + S´ and S + Σ´ + S´. Now we shall
see that this condition is fulfilled.
First a remark. As S and S´ are inverses of one another, we shall have S +
S´ = 0, and consequently S + S´ + Σ = Σ + S + S´ = Σ, or again Σ + S + S´ +
Σ´ = Σ + Σ´; but it does not follow that we have S + Σ + S´ = Σ; because,
though we have used the addition sign to represent the succession of our
sensations, it is clear that the order of this succession is not indifferent: we
can not, therefore, as in ordinary addition, invert the order of the terms; to
use abridged language, our operations are associative, but not commutative.
That fixed, in order that Σ and Σ´ should correspond to the same point M
= M´ of the first space, it is necessary and sufficient for us to have Σ´ = Σ +
originally occupied by the finger D´, that is, to the point M; this finger D
will thus be in contact with the object a, which will make it feel the
impression A.
I then make the movements corresponding to the series σ; in these
movements, by hypothesis, the position of the finger D does not change,
this finger therefore remains in contact with the object a and continues to
feel the impression A. Finally I make the movements corresponding to the
series S´. As S´ is inverse to S, these movements carry the finger D´ to the
point previously occupied by the finger D, that is, to the point M. If, as may
be supposed, the object a has not budged, this finger D´ will be in contact
with this object and will feel anew the impression A´.... Q.E.D.
Let us see the consequences. I consider a series of muscular sensations Σ.
To this series will correspond a point M of the first tactile space. Now take
again the two series S and S´, inverses of one another, of which we have just
spoken. To the series S + Σ + S´ will correspond a point N of the second
tactile space, since to any series of muscular sensations corresponds, as we
have said, a point, whether in the first space or in the second.
I am going to consider the two points N and M, thus defined, as
corresponding. What authorizes me so to do? For this correspondence to be
admissible, it is necessary that if two points M and M´, corresponding in the
first space to two series Σ and Σ´, are identical, so also are the two
corresponding points of the second space N and N´, that is, the two points
which correspond to the two series S + Σ + S´ and S + Σ´ + S´. Now we shall
see that this condition is fulfilled.
First a remark. As S and S´ are inverses of one another, we shall have S +
S´ = 0, and consequently S + S´ + Σ = Σ + S + S´ = Σ, or again Σ + S + S´ +
Σ´ = Σ + Σ´; but it does not follow that we have S + Σ + S´ = Σ; because,
though we have used the addition sign to represent the succession of our
sensations, it is clear that the order of this succession is not indifferent: we
can not, therefore, as in ordinary addition, invert the order of the terms; to
use abridged language, our operations are associative, but not commutative.
That fixed, in order that Σ and Σ´ should correspond to the same point M
= M´ of the first space, it is necessary and sufficient for us to have Σ´ = Σ +
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σ. We shall then have: S + Σ´ + S´ = S + Σ + σ + S´ = S + Σ + S´ + S + σ + S
´.
But we have just ascertained that S + σ + S´ was one of the series σ´. We
shall therefore have: S + Σ´ + S´ = S + Σ + S´ + σ´, which means that the
series S + Σ´ + S´ and S + Σ + S´ correspond to the same point N = N´ of the
second space. Q.E.D.
Our two spaces therefore correspond point for point; they can be
'transformed' one into the other; they are isomorphic. How are we led to
conclude thence that they are identical?
Consider the two series σ and S + σ + S´ = σ´. I have said that often, but
not always, the series σ preserves the tactile impression A felt by the finger
D; and similarly it often happens, but not always, that the series σ´
preserves the tactile impression A´ felt by the finger D´. Now I ascertain
that it happens very often (that is, much more often than what I have just
called 'often') that when the series σ has preserved the impression A of the
finger D, the series σ´ preserves at the same time the impression A´ of the
finger D´; and, inversely, that if the first impression is altered, the second is
likewise. That happens very often, but not always.
We interpret this experimental fact by saying that the unknown object a
which gives the impression A to the finger D is identical with the unknown
object a´ which gives the impression A´ to the finger D´. And in fact when
the first object moves, which the disappearance of the impression A tells us,
the second likewise moves, since the impression A´ disappears likewise.
When the first object remains motionless, the second remains motionless. If
these two objects are identical, as the first is at the point M of the first space
and the second at the point N of the second space, these two points are
identical. This is how we are led to regard these two spaces as identical; or
better, this is what we mean when we say that they are identical.
What we have just said of the identity of the two tactile spaces makes
unnecessary our discussing the question of the identity of tactile space and
visual space, which could be treated in the same way.
5. Space and Empiricism
´.
But we have just ascertained that S + σ + S´ was one of the series σ´. We
shall therefore have: S + Σ´ + S´ = S + Σ + S´ + σ´, which means that the
series S + Σ´ + S´ and S + Σ + S´ correspond to the same point N = N´ of the
second space. Q.E.D.
Our two spaces therefore correspond point for point; they can be
'transformed' one into the other; they are isomorphic. How are we led to
conclude thence that they are identical?
Consider the two series σ and S + σ + S´ = σ´. I have said that often, but
not always, the series σ preserves the tactile impression A felt by the finger
D; and similarly it often happens, but not always, that the series σ´
preserves the tactile impression A´ felt by the finger D´. Now I ascertain
that it happens very often (that is, much more often than what I have just
called 'often') that when the series σ has preserved the impression A of the
finger D, the series σ´ preserves at the same time the impression A´ of the
finger D´; and, inversely, that if the first impression is altered, the second is
likewise. That happens very often, but not always.
We interpret this experimental fact by saying that the unknown object a
which gives the impression A to the finger D is identical with the unknown
object a´ which gives the impression A´ to the finger D´. And in fact when
the first object moves, which the disappearance of the impression A tells us,
the second likewise moves, since the impression A´ disappears likewise.
When the first object remains motionless, the second remains motionless. If
these two objects are identical, as the first is at the point M of the first space
and the second at the point N of the second space, these two points are
identical. This is how we are led to regard these two spaces as identical; or
better, this is what we mean when we say that they are identical.
What we have just said of the identity of the two tactile spaces makes
unnecessary our discussing the question of the identity of tactile space and
visual space, which could be treated in the same way.
5. Space and Empiricism
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It seems that I am about to be led to conclusions in conformity with
empiristic ideas. I have, in fact, sought to put in evidence the rôle of
experience and to analyze the experimental facts which intervene in the
genesis of space of three dimensions. But whatever may be the importance
of these facts, there is one thing we must not forget and to which besides I
have more than once called attention. These experimental facts are often
verified but not always. That evidently does not mean that space has often
three dimensions, but not always.
I know well that it is easy to save oneself and that, if the facts do not
verify, it will be easily explained by saying that the exterior objects have
moved. If experience succeeds, we say that it teaches us about space; if it
does not succeed, we hie to exterior objects which we accuse of having
moved; in other words, if it does not succeed, it is given a fillip.
These fillips are legitimate; I do not refuse to admit them; but they
suffice to tell us that the properties of space are not experimental truths,
properly so called. If we had wished to verify other laws, we could have
succeeded also, by giving other analogous fillips. Should we not always
have been able to justify these fillips by the same reasons? One could at
most have said to us: 'Your fillips are doubtless legitimate, but you abuse
them; why move the exterior objects so often?'
To sum up, experience does not prove to us that space has three
dimensions; it only proves to us that it is convenient to attribute three to it,
because thus the number of fillips is reduced to a minimum.
I will add that experience brings us into contact only with representative
space, which is a physical continuum, never with geometric space, which is
a mathematical continuum. At the very most it would appear to tell us that it
is convenient to give to geometric space three dimensions, so that it may
have as many as representative space.
The empiric question may be put under another form. Is it impossible to
conceive physical phenomena, the mechanical phenomena, for example,
otherwise than in space of three dimensions? We should thus have an
objective experimental proof, so to speak, independent of our physiology, of
our modes of representation.
empiristic ideas. I have, in fact, sought to put in evidence the rôle of
experience and to analyze the experimental facts which intervene in the
genesis of space of three dimensions. But whatever may be the importance
of these facts, there is one thing we must not forget and to which besides I
have more than once called attention. These experimental facts are often
verified but not always. That evidently does not mean that space has often
three dimensions, but not always.
I know well that it is easy to save oneself and that, if the facts do not
verify, it will be easily explained by saying that the exterior objects have
moved. If experience succeeds, we say that it teaches us about space; if it
does not succeed, we hie to exterior objects which we accuse of having
moved; in other words, if it does not succeed, it is given a fillip.
These fillips are legitimate; I do not refuse to admit them; but they
suffice to tell us that the properties of space are not experimental truths,
properly so called. If we had wished to verify other laws, we could have
succeeded also, by giving other analogous fillips. Should we not always
have been able to justify these fillips by the same reasons? One could at
most have said to us: 'Your fillips are doubtless legitimate, but you abuse
them; why move the exterior objects so often?'
To sum up, experience does not prove to us that space has three
dimensions; it only proves to us that it is convenient to attribute three to it,
because thus the number of fillips is reduced to a minimum.
I will add that experience brings us into contact only with representative
space, which is a physical continuum, never with geometric space, which is
a mathematical continuum. At the very most it would appear to tell us that it
is convenient to give to geometric space three dimensions, so that it may
have as many as representative space.
The empiric question may be put under another form. Is it impossible to
conceive physical phenomena, the mechanical phenomena, for example,
otherwise than in space of three dimensions? We should thus have an
objective experimental proof, so to speak, independent of our physiology, of
our modes of representation.
Page 279
But it is not so; I shall not here discuss the question completely, I shall
confine myself to recalling the striking example given us by the mechanics
of Hertz. You know that the great physicist did not believe in the existence
of forces, properly so called; he supposed that visible material points are
subjected to certain invisible bonds which join them to other invisible
points and that it is the effect of these invisible bonds that we attribute to
forces.
But that is only a part of his ideas. Suppose a system formed of n
material points, visible or not; that will give in all 3n coordinates; let us
regard them as the coordinates of a single point in space of 3n dimensions.
This single point would be constrained to remain upon a surface (of any
number of dimensions < 3n) in virtue of the bonds of which we have just
spoken; to go on this surface from one point to another, it would always
take the shortest way; this would be the single principle which would sum
up all mechanics.
Whatever should be thought of this hypothesis, whether we be allured by
its simplicity, or repelled by its artificial character, the simple fact that Hertz
was able to conceive it, and to regard it as more convenient than our
habitual hypotheses, suffices to prove that our ordinary ideas, and, in
particular, the three dimensions of space, are in no wise imposed upon
mechanics with an invincible force.
6. Mind and Space
Experience, therefore, has played only a single rôle, it has served as
occasion. But this rôle was none the less very important; and I have thought
it necessary to give it prominence. This rôle would have been useless if
there existed an a priori form imposing itself upon our sensitivity, and
which was space of three dimensions.
Does this form exist, or, if you choose, can we represent to ourselves
space of more than three dimensions? And first what does this question
mean? In the true sense of the word, it is clear that we can not represent to
ourselves space of four, nor space of three, dimensions; we can not first
represent them to ourselves empty, and no more can we represent to
ourselves an object either in space of four, or in space of three, dimensions:
confine myself to recalling the striking example given us by the mechanics
of Hertz. You know that the great physicist did not believe in the existence
of forces, properly so called; he supposed that visible material points are
subjected to certain invisible bonds which join them to other invisible
points and that it is the effect of these invisible bonds that we attribute to
forces.
But that is only a part of his ideas. Suppose a system formed of n
material points, visible or not; that will give in all 3n coordinates; let us
regard them as the coordinates of a single point in space of 3n dimensions.
This single point would be constrained to remain upon a surface (of any
number of dimensions < 3n) in virtue of the bonds of which we have just
spoken; to go on this surface from one point to another, it would always
take the shortest way; this would be the single principle which would sum
up all mechanics.
Whatever should be thought of this hypothesis, whether we be allured by
its simplicity, or repelled by its artificial character, the simple fact that Hertz
was able to conceive it, and to regard it as more convenient than our
habitual hypotheses, suffices to prove that our ordinary ideas, and, in
particular, the three dimensions of space, are in no wise imposed upon
mechanics with an invincible force.
6. Mind and Space
Experience, therefore, has played only a single rôle, it has served as
occasion. But this rôle was none the less very important; and I have thought
it necessary to give it prominence. This rôle would have been useless if
there existed an a priori form imposing itself upon our sensitivity, and
which was space of three dimensions.
Does this form exist, or, if you choose, can we represent to ourselves
space of more than three dimensions? And first what does this question
mean? In the true sense of the word, it is clear that we can not represent to
ourselves space of four, nor space of three, dimensions; we can not first
represent them to ourselves empty, and no more can we represent to
ourselves an object either in space of four, or in space of three, dimensions:
Page 280
(1) Because these spaces are both infinite and we can not represent to
ourselves a figure in space, that is, the part in the whole, without
representing the whole, and that is impossible, because it is infinite; (2)
because these spaces are both mathematical continua, and we can represent
to ourselves only the physical continuum; (3) because these spaces are both
homogeneous, and the frames in which we enclose our sensations, being
limited, can not be homogeneous.
Thus the question put can only be understood in one way; is it possible to
imagine that, the results of the experiences related above having been
different, we might have been led to attribute to space more than three
dimensions; to imagine, for instance, that the sensation of accommodation
might not be constantly in accord with the sensation of convergence of the
eyes; or indeed that the experiences of which we have spoken in § 2, and of
which we express the result by saying 'that touch does not operate at a
distance,' might have led us to an inverse conclusion.
ourselves a figure in space, that is, the part in the whole, without
representing the whole, and that is impossible, because it is infinite; (2)
because these spaces are both mathematical continua, and we can represent
to ourselves only the physical continuum; (3) because these spaces are both
homogeneous, and the frames in which we enclose our sensations, being
limited, can not be homogeneous.
Thus the question put can only be understood in one way; is it possible to
imagine that, the results of the experiences related above having been
different, we might have been led to attribute to space more than three
dimensions; to imagine, for instance, that the sensation of accommodation
might not be constantly in accord with the sensation of convergence of the
eyes; or indeed that the experiences of which we have spoken in § 2, and of
which we express the result by saying 'that touch does not operate at a
distance,' might have led us to an inverse conclusion.
Page 281
And then yes evidently that is possible; from the moment one imagines
an experience, one imagines just thereby the two contrary results it may
give. That is possible, but that is difficult, because we have to overcome a
multitude of associations of ideas, which are the fruit of a long personal
experience and of the still longer experience of the race. Is it these
associations (or at least those of them that we have inherited from our
ancestors), which constitute this a priori form of which it is said that we
have pure intuition? Then I do not see why one should declare it refractory
to analysis and should deny me the right of investigating its origin.
When it is said that our sensations are 'extended' only one thing can be
meant, that is that they are always associated with the idea of certain
muscular sensations, corresponding to the movements which enable us to
reach the object which causes them, which enable us, in other words, to
defend ourselves against it. And it is just because this association is useful
for the defense of the organism, that it is so old in the history of the species
and that it seems to us indestructible. Nevertheless, it is only an association
and we can conceive that it may be broken; so that we may not say that
sensation can not enter consciousness without entering in space, but that in
fact it does not enter consciousness without entering in space, which means,
without being entangled in this association.
No more can I understand one's saying that the idea of time is logically
subsequent to space, since we can represent it to ourselves only under the
form of a straight line; as well say that time is logically subsequent to the
cultivation of the prairies, since it is usually represented armed with a
scythe. That one can not represent to himself simultaneously the different
parts of time, goes without saying, since the essential character of these
parts is precisely not to be simultaneous. That does not mean that we have
not the intuition of time. So far as that goes, no more should we have that of
space, because neither can we represent it, in the proper sense of the word,
for the reasons I have mentioned. What we represent to ourselves under the
name of straight is a crude image which as ill resembles the geometric
straight as it does time itself.
Why has it been said that every attempt to give a fourth dimension to
space always carries this one back to one of the other three? It is easy to
an experience, one imagines just thereby the two contrary results it may
give. That is possible, but that is difficult, because we have to overcome a
multitude of associations of ideas, which are the fruit of a long personal
experience and of the still longer experience of the race. Is it these
associations (or at least those of them that we have inherited from our
ancestors), which constitute this a priori form of which it is said that we
have pure intuition? Then I do not see why one should declare it refractory
to analysis and should deny me the right of investigating its origin.
When it is said that our sensations are 'extended' only one thing can be
meant, that is that they are always associated with the idea of certain
muscular sensations, corresponding to the movements which enable us to
reach the object which causes them, which enable us, in other words, to
defend ourselves against it. And it is just because this association is useful
for the defense of the organism, that it is so old in the history of the species
and that it seems to us indestructible. Nevertheless, it is only an association
and we can conceive that it may be broken; so that we may not say that
sensation can not enter consciousness without entering in space, but that in
fact it does not enter consciousness without entering in space, which means,
without being entangled in this association.
No more can I understand one's saying that the idea of time is logically
subsequent to space, since we can represent it to ourselves only under the
form of a straight line; as well say that time is logically subsequent to the
cultivation of the prairies, since it is usually represented armed with a
scythe. That one can not represent to himself simultaneously the different
parts of time, goes without saying, since the essential character of these
parts is precisely not to be simultaneous. That does not mean that we have
not the intuition of time. So far as that goes, no more should we have that of
space, because neither can we represent it, in the proper sense of the word,
for the reasons I have mentioned. What we represent to ourselves under the
name of straight is a crude image which as ill resembles the geometric
straight as it does time itself.
Why has it been said that every attempt to give a fourth dimension to
space always carries this one back to one of the other three? It is easy to
Page 282
understand. Consider our muscular sensations and the 'series' they may
form. In consequence of numerous experiences, the ideas of these series are
associated together in a very complex woof, our series are classed. Allow
me, for convenience of language, to express my thought in a way altogether
crude and even inexact by saying that our series of muscular sensations are
classed in three classes corresponding to the three dimensions of space. Of
course this classification is much more complicated than that, but that will
suffice to make my reasoning understood. If I wish to imagine a fourth
dimension, I shall suppose another series of muscular sensations, making
part of a fourth class. But as all my muscular sensations have already been
classed in one of the three pre-existent classes, I can only represent to
myself a series belonging to one of these three classes, so that my fourth
dimension is carried back to one of the other three.
What does that prove? This: that it would have been necessary first to
destroy the old classification and replace it by a new one in which the series
of muscular sensations should have been distributed into four classes. The
difficulty would have disappeared.
It is presented sometimes under a more striking form. Suppose I am
enclosed in a chamber between the six impassable boundaries formed by
the four walls, the floor and the ceiling; it will be impossible for me to get
out and to imagine my getting out. Pardon, can you not imagine that the
door opens, or that two of these walls separate? But of course, you answer,
one must suppose that these walls remain immovable. Yes, but it is evident
that I have the right to move; and then the walls that we suppose absolutely
at rest will be in motion with regard to me. Yes, but such a relative motion
can not be arbitrary; when objects are at rest, their relative motion with
regard to any axes is that of a rigid solid; now, the apparent motions that
you imagine are not in conformity with the laws of motion of a rigid solid.
Yes, but it is experience which has taught us the laws of motion of a rigid
solid; nothing would prevent our imagining them different. To sum up, for
me to imagine that I get out of my prison, I have only to imagine that the
walls seem to open, when I move.
I believe, therefore, that if by space is understood a mathematical
continuum of three dimensions, were it otherwise amorphous, it is the mind
which constructs it, but it does not construct it out of nothing; it needs
form. In consequence of numerous experiences, the ideas of these series are
associated together in a very complex woof, our series are classed. Allow
me, for convenience of language, to express my thought in a way altogether
crude and even inexact by saying that our series of muscular sensations are
classed in three classes corresponding to the three dimensions of space. Of
course this classification is much more complicated than that, but that will
suffice to make my reasoning understood. If I wish to imagine a fourth
dimension, I shall suppose another series of muscular sensations, making
part of a fourth class. But as all my muscular sensations have already been
classed in one of the three pre-existent classes, I can only represent to
myself a series belonging to one of these three classes, so that my fourth
dimension is carried back to one of the other three.
What does that prove? This: that it would have been necessary first to
destroy the old classification and replace it by a new one in which the series
of muscular sensations should have been distributed into four classes. The
difficulty would have disappeared.
It is presented sometimes under a more striking form. Suppose I am
enclosed in a chamber between the six impassable boundaries formed by
the four walls, the floor and the ceiling; it will be impossible for me to get
out and to imagine my getting out. Pardon, can you not imagine that the
door opens, or that two of these walls separate? But of course, you answer,
one must suppose that these walls remain immovable. Yes, but it is evident
that I have the right to move; and then the walls that we suppose absolutely
at rest will be in motion with regard to me. Yes, but such a relative motion
can not be arbitrary; when objects are at rest, their relative motion with
regard to any axes is that of a rigid solid; now, the apparent motions that
you imagine are not in conformity with the laws of motion of a rigid solid.
Yes, but it is experience which has taught us the laws of motion of a rigid
solid; nothing would prevent our imagining them different. To sum up, for
me to imagine that I get out of my prison, I have only to imagine that the
walls seem to open, when I move.
I believe, therefore, that if by space is understood a mathematical
continuum of three dimensions, were it otherwise amorphous, it is the mind
which constructs it, but it does not construct it out of nothing; it needs
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materials and models. These materials, like these models, preexist within it.
But there is not a single model which is imposed upon it; it has choice; it
may choose, for instance, between space of four and space of three
dimensions. What then is the rôle of experience? It gives the indications
following which the choice is made.
Another thing: whence does space get its quantitative character? It comes
from the rôle which the series of muscular sensations play in its genesis.
These are series which may repeat themselves, and it is from their repetition
that number comes; it is because they can repeat themselves indefinitely
that space is infinite. And finally we have seen, at the end of section 3, that
it is also because of this that space is relative. So it is repetition which has
given to space its essential characteristics; now, repetition supposes time;
this is enough to tell that time is logically anterior to space.
7. Rôle of the Semicircular Canals
I have not hitherto spoken of the rôle of certain organs to which the
physiologists attribute with reason a capital importance, I mean the
semicircular canals. Numerous experiments have sufficiently shown that
these canals are necessary to our sense of orientation; but the physiologists
are not entirely in accord; two opposing theories have been proposed, that
of Mach-Delage and that of M. de Cyon.
M. de Cyon is a physiologist who has made his name illustrious by
important discoveries on the innervation of the heart; I can not, however,
agree with his ideas on the question before us. Not being a physiologist, I
hesitate to criticize the experiments he has directed against the adverse
theory of Mach-Delage; it seems to me, however, that they are not
convincing, because in many of them the total pressure was made to vary in
one of the canals, while, physiologically, what varies is the difference
between the pressures on the two extremities of the canal; in others the
organs were subjected to profound lesions, which must alter their functions.
Besides, this is not important; the experiments, if they were
irreproachable, might be convincing against the old theory. They would not
be convincing for the new theory. In fact, if I have rightly understood the
But there is not a single model which is imposed upon it; it has choice; it
may choose, for instance, between space of four and space of three
dimensions. What then is the rôle of experience? It gives the indications
following which the choice is made.
Another thing: whence does space get its quantitative character? It comes
from the rôle which the series of muscular sensations play in its genesis.
These are series which may repeat themselves, and it is from their repetition
that number comes; it is because they can repeat themselves indefinitely
that space is infinite. And finally we have seen, at the end of section 3, that
it is also because of this that space is relative. So it is repetition which has
given to space its essential characteristics; now, repetition supposes time;
this is enough to tell that time is logically anterior to space.
7. Rôle of the Semicircular Canals
I have not hitherto spoken of the rôle of certain organs to which the
physiologists attribute with reason a capital importance, I mean the
semicircular canals. Numerous experiments have sufficiently shown that
these canals are necessary to our sense of orientation; but the physiologists
are not entirely in accord; two opposing theories have been proposed, that
of Mach-Delage and that of M. de Cyon.
M. de Cyon is a physiologist who has made his name illustrious by
important discoveries on the innervation of the heart; I can not, however,
agree with his ideas on the question before us. Not being a physiologist, I
hesitate to criticize the experiments he has directed against the adverse
theory of Mach-Delage; it seems to me, however, that they are not
convincing, because in many of them the total pressure was made to vary in
one of the canals, while, physiologically, what varies is the difference
between the pressures on the two extremities of the canal; in others the
organs were subjected to profound lesions, which must alter their functions.
Besides, this is not important; the experiments, if they were
irreproachable, might be convincing against the old theory. They would not
be convincing for the new theory. In fact, if I have rightly understood the
Page 284
theory, my explaining it will be enough for one to understand that it is
impossible to conceive of an experiment confirming it.
The three pairs of canals would have as sole function to tell us that space
has three dimensions. Japanese mice have only two pairs of canals; they
believe, it would seem, that space has only two dimensions, and they
manifest this opinion in the strangest way; they put themselves in a circle,
and, so ordered, they spin rapidly around. The lampreys, having only one
pair of canals, believe that space has only one dimension, but their
manifestations are less turbulent.
It is evident that such a theory is inadmissible. The sense-organs are
designed to tell us of changes which happen in the exterior world. We could
not understand why the Creator should have given us organs destined to cry
without cease: Remember that space has three dimensions, since the
number of these three dimensions is not subject to change.
We must, therefore, come back to the theory of Mach-Delage. What the
nerves of the canals can tell us is the difference of pressure on the two
extremities of the same canal, and thereby: (1) the direction of the vertical
with regard to three axes rigidly bound to the head; (2) the three
components of the acceleration of translation of the center of gravity of the
head; (3) the centrifugal forces developed by the rotation of the head; (4)
the acceleration of the motion of rotation of the head.
It follows from the experiments of M. Delage that it is this last indication
which is much the most important; doubtless because the nerves are less
sensible to the difference of pressure itself than to the brusque variations of
this difference. The first three indications may thus be neglected.
Knowing the acceleration of the motion of rotation of the head at each
instant, we deduce from it, by an unconscious integration, the final
orientation of the head, referred to a certain initial orientation taken as
origin. The circular canals contribute, therefore, to inform us of the
movements that we have executed, and that on the same ground as the
muscular sensations. When, therefore, above we speak of the series S or of
the series Σ, we should say, not that these were series of muscular
sensations alone, but that they were series at the same time of muscular
impossible to conceive of an experiment confirming it.
The three pairs of canals would have as sole function to tell us that space
has three dimensions. Japanese mice have only two pairs of canals; they
believe, it would seem, that space has only two dimensions, and they
manifest this opinion in the strangest way; they put themselves in a circle,
and, so ordered, they spin rapidly around. The lampreys, having only one
pair of canals, believe that space has only one dimension, but their
manifestations are less turbulent.
It is evident that such a theory is inadmissible. The sense-organs are
designed to tell us of changes which happen in the exterior world. We could
not understand why the Creator should have given us organs destined to cry
without cease: Remember that space has three dimensions, since the
number of these three dimensions is not subject to change.
We must, therefore, come back to the theory of Mach-Delage. What the
nerves of the canals can tell us is the difference of pressure on the two
extremities of the same canal, and thereby: (1) the direction of the vertical
with regard to three axes rigidly bound to the head; (2) the three
components of the acceleration of translation of the center of gravity of the
head; (3) the centrifugal forces developed by the rotation of the head; (4)
the acceleration of the motion of rotation of the head.
It follows from the experiments of M. Delage that it is this last indication
which is much the most important; doubtless because the nerves are less
sensible to the difference of pressure itself than to the brusque variations of
this difference. The first three indications may thus be neglected.
Knowing the acceleration of the motion of rotation of the head at each
instant, we deduce from it, by an unconscious integration, the final
orientation of the head, referred to a certain initial orientation taken as
origin. The circular canals contribute, therefore, to inform us of the
movements that we have executed, and that on the same ground as the
muscular sensations. When, therefore, above we speak of the series S or of
the series Σ, we should say, not that these were series of muscular
sensations alone, but that they were series at the same time of muscular
Page 285
sensations and of sensations due to the semicircular canals. Apart from this
addition, we should have nothing to change in what precedes.
In the series S and Σ, these sensations of the semicircular canals evidently
hold a very important place. Yet alone they would not suffice, because they
can tell us only of the movements of the head; they tell us nothing of the
relative movements of the body or of the members in regard to the head.
And more, it seems that they tell us only of the rotations of the head and not
of the translations it may undergo.
addition, we should have nothing to change in what precedes.
In the series S and Σ, these sensations of the semicircular canals evidently
hold a very important place. Yet alone they would not suffice, because they
can tell us only of the movements of the head; they tell us nothing of the
relative movements of the body or of the members in regard to the head.
And more, it seems that they tell us only of the rotations of the head and not
of the translations it may undergo.
Page 286
PART II
THE PHYSICAL SCIENCES
CHAPTER V
Analysis and Physics
I
You have doubtless often been asked of what good is mathematics and
whether these delicate constructions entirely mind-made are not artificial
and born of our caprice.
Among those who put this question I should make a distinction; practical
people ask of us only the means of money-making. These merit no reply;
rather would it be proper to ask of them what is the good of accumulating
so much wealth and whether, to get time to acquire it, we are to neglect art
and science, which alone give us souls capable of enjoying it, 'and for life's
sake to sacrifice all reasons for living.'
Besides, a science made solely in view of applications is impossible;
truths are fecund only if bound together. If we devote ourselves solely to
those truths whence we expect an immediate result, the intermediary links
are wanting and there will no longer be a chain.
The men most disdainful of theory get from it, without suspecting it, their
daily bread; deprived of this food, progress would quickly cease, and we
should soon congeal into the immobility of old China.
But enough of uncompromising practicians! Besides these, there are
those who are only interested in nature and who ask us if we can enable
THE PHYSICAL SCIENCES
CHAPTER V
Analysis and Physics
I
You have doubtless often been asked of what good is mathematics and
whether these delicate constructions entirely mind-made are not artificial
and born of our caprice.
Among those who put this question I should make a distinction; practical
people ask of us only the means of money-making. These merit no reply;
rather would it be proper to ask of them what is the good of accumulating
so much wealth and whether, to get time to acquire it, we are to neglect art
and science, which alone give us souls capable of enjoying it, 'and for life's
sake to sacrifice all reasons for living.'
Besides, a science made solely in view of applications is impossible;
truths are fecund only if bound together. If we devote ourselves solely to
those truths whence we expect an immediate result, the intermediary links
are wanting and there will no longer be a chain.
The men most disdainful of theory get from it, without suspecting it, their
daily bread; deprived of this food, progress would quickly cease, and we
should soon congeal into the immobility of old China.
But enough of uncompromising practicians! Besides these, there are
those who are only interested in nature and who ask us if we can enable
Page 287
them to know it better.
To answer these, we have only to show them the two monuments already
rough-hewn, Celestial Mechanics and Mathematical Physics.
They would doubtless concede that these structures are well worth the
trouble they have cost us. But this is not enough. Mathematics has a triple
aim. It must furnish an instrument for the study of nature. But that is not all:
it has a philosophic aim and, I dare maintain, an esthetic aim. It must aid the
philosopher to fathom the notions of number, of space, of time. And above
all, its adepts find therein delights analogous to those given by painting and
music. They admire the delicate harmony of numbers and forms; they
marvel when a new discovery opens to them an unexpected perspective;
and has not the joy they thus feel the esthetic character, even though the
senses take no part therein? Only a privileged few are called to enjoy it
fully, it is true, but is not this the case for all the noblest arts?
This is why I do not hesitate to say that mathematics deserves to be
cultivated for its own sake, and the theories inapplicable to physics as well
as the others. Even if the physical aim and the esthetic aim were not united,
we ought not to sacrifice either.
But more: these two aims are inseparable and the best means of attaining
one is to aim at the other, or at least never to lose sight of it. This is what I
am about to try to demonstrate in setting forth the nature of the relations
between the pure science and its applications.
The mathematician should not be for the physicist a mere purveyor of
formulas; there should be between them a more intimate collaboration.
Mathematical physics and pure analysis are not merely adjacent powers,
maintaining good neighborly relations; they mutually interpenetrate and
their spirit is the same. This will be better understood when I have shown
what physics gets from mathematics and what mathematics, in return,
borrows from physics.
II
The physicist can not ask of the analyst to reveal to him a new truth; the
latter could at most only aid him to foresee it. It is a long time since one still
To answer these, we have only to show them the two monuments already
rough-hewn, Celestial Mechanics and Mathematical Physics.
They would doubtless concede that these structures are well worth the
trouble they have cost us. But this is not enough. Mathematics has a triple
aim. It must furnish an instrument for the study of nature. But that is not all:
it has a philosophic aim and, I dare maintain, an esthetic aim. It must aid the
philosopher to fathom the notions of number, of space, of time. And above
all, its adepts find therein delights analogous to those given by painting and
music. They admire the delicate harmony of numbers and forms; they
marvel when a new discovery opens to them an unexpected perspective;
and has not the joy they thus feel the esthetic character, even though the
senses take no part therein? Only a privileged few are called to enjoy it
fully, it is true, but is not this the case for all the noblest arts?
This is why I do not hesitate to say that mathematics deserves to be
cultivated for its own sake, and the theories inapplicable to physics as well
as the others. Even if the physical aim and the esthetic aim were not united,
we ought not to sacrifice either.
But more: these two aims are inseparable and the best means of attaining
one is to aim at the other, or at least never to lose sight of it. This is what I
am about to try to demonstrate in setting forth the nature of the relations
between the pure science and its applications.
The mathematician should not be for the physicist a mere purveyor of
formulas; there should be between them a more intimate collaboration.
Mathematical physics and pure analysis are not merely adjacent powers,
maintaining good neighborly relations; they mutually interpenetrate and
their spirit is the same. This will be better understood when I have shown
what physics gets from mathematics and what mathematics, in return,
borrows from physics.
II
The physicist can not ask of the analyst to reveal to him a new truth; the
latter could at most only aid him to foresee it. It is a long time since one still
Page 288
dreamt of forestalling experiment, or of constructing the entire world on
certain premature hypotheses. Since all those constructions in which one yet
took a naïve delight it is an age, to-day only their ruins remain.
All laws are therefore deduced from experiment; but to enunciate them, a
special language is needful; ordinary language is too poor, it is besides too
vague, to express relations so delicate, so rich, and so precise.
This therefore is one reason why the physicist can not do without
mathematics; it furnishes him the only language he can speak. And a well-
made language is no indifferent thing; not to go beyond physics, the
unknown man who invented the word heat devoted many generations to
error. Heat has been treated as a substance, simply because it was
designated by a substantive, and it has been thought indestructible.
On the other hand, he who invented the word electricity had the
unmerited good fortune to implicitly endow physics with a new law, that of
the conservation of electricity, which, by a pure chance, has been found
exact, at least until now.
Well, to continue the simile, the writers who embellish a language, who
treat it as an object of art, make of it at the same time a more supple
instrument, more apt for rendering shades of thought.
We understand, then, how the analyst, who pursues a purely esthetic aim,
helps create, just by that, a language more fit to satisfy the physicist.
But this is not all: law springs from experiment, but not immediately.
Experiment is individual, the law deduced from it is general; experiment is
only approximate, the law is precise, or at least pretends to be. Experiment
is made under conditions always complex, the enunciation of the law
eliminates these complications. This is what is called 'correcting the
systematic errors.'
In a word, to get the law from experiment, it is necessary to generalize;
this is a necessity imposed upon the most circumspect observer. But how
generalize? Every particular truth may evidently be extended in an infinity
of ways. Among these thousand routes opening before us, it is necessary to
make a choice, at least provisional; in this choice, what shall guide us?
certain premature hypotheses. Since all those constructions in which one yet
took a naïve delight it is an age, to-day only their ruins remain.
All laws are therefore deduced from experiment; but to enunciate them, a
special language is needful; ordinary language is too poor, it is besides too
vague, to express relations so delicate, so rich, and so precise.
This therefore is one reason why the physicist can not do without
mathematics; it furnishes him the only language he can speak. And a well-
made language is no indifferent thing; not to go beyond physics, the
unknown man who invented the word heat devoted many generations to
error. Heat has been treated as a substance, simply because it was
designated by a substantive, and it has been thought indestructible.
On the other hand, he who invented the word electricity had the
unmerited good fortune to implicitly endow physics with a new law, that of
the conservation of electricity, which, by a pure chance, has been found
exact, at least until now.
Well, to continue the simile, the writers who embellish a language, who
treat it as an object of art, make of it at the same time a more supple
instrument, more apt for rendering shades of thought.
We understand, then, how the analyst, who pursues a purely esthetic aim,
helps create, just by that, a language more fit to satisfy the physicist.
But this is not all: law springs from experiment, but not immediately.
Experiment is individual, the law deduced from it is general; experiment is
only approximate, the law is precise, or at least pretends to be. Experiment
is made under conditions always complex, the enunciation of the law
eliminates these complications. This is what is called 'correcting the
systematic errors.'
In a word, to get the law from experiment, it is necessary to generalize;
this is a necessity imposed upon the most circumspect observer. But how
generalize? Every particular truth may evidently be extended in an infinity
of ways. Among these thousand routes opening before us, it is necessary to
make a choice, at least provisional; in this choice, what shall guide us?
Page 289
It can only be analogy. But how vague is this word! Primitive man knew
only crude analogies, those which strike the senses, those of colors or of
sounds. He never would have dreamt of likening light to radiant heat.
What has taught us to know the true, profound analogies, those the eyes
do not see but reason divines?
It is the mathematical spirit, which disdains matter to cling only to pure
form. This it is which has taught us to give the same name to things
differing only in material, to call by the same name, for instance, the
multiplication of quaternions and that of whole numbers.
If quaternions, of which I have just spoken, had not been so promptly
utilized by the English physicists, many persons would doubtless see in
them only a useless fancy, and yet, in teaching us to liken what appearances
separate, they would have already rendered us more apt to penetrate the
secrets of nature.
Such are the services the physicist should expect of analysis; but for this
science to be able to render them, it must be cultivated in the broadest
fashion without immediate expectation of utility—the mathematician must
have worked as artist.
What we ask of him is to help us to see, to discern our way in the
labyrinth which opens before us. Now, he sees best who stands highest.
Examples abound, and I limit myself to the most striking.
The first will show us how to change the language suffices to reveal
generalizations not before suspected.
When Newton's law has been substituted for Kepler's we still know only
elliptic motion. Now, in so far as concerns this motion, the two laws differ
only in form; we pass from one to the other by a simple differentiation. And
yet from Newton's law may be deduced by an immediate generalization all
the effects of perturbations and the whole of celestial mechanics. If, on the
other hand, Kepler's enunciation had been retained, no one would ever have
regarded the orbits of the perturbed planets, those complicated curves of
which no one has ever written the equation, as the natural generalizations of
the ellipse. The progress of observations would only have served to create
belief in chaos.
only crude analogies, those which strike the senses, those of colors or of
sounds. He never would have dreamt of likening light to radiant heat.
What has taught us to know the true, profound analogies, those the eyes
do not see but reason divines?
It is the mathematical spirit, which disdains matter to cling only to pure
form. This it is which has taught us to give the same name to things
differing only in material, to call by the same name, for instance, the
multiplication of quaternions and that of whole numbers.
If quaternions, of which I have just spoken, had not been so promptly
utilized by the English physicists, many persons would doubtless see in
them only a useless fancy, and yet, in teaching us to liken what appearances
separate, they would have already rendered us more apt to penetrate the
secrets of nature.
Such are the services the physicist should expect of analysis; but for this
science to be able to render them, it must be cultivated in the broadest
fashion without immediate expectation of utility—the mathematician must
have worked as artist.
What we ask of him is to help us to see, to discern our way in the
labyrinth which opens before us. Now, he sees best who stands highest.
Examples abound, and I limit myself to the most striking.
The first will show us how to change the language suffices to reveal
generalizations not before suspected.
When Newton's law has been substituted for Kepler's we still know only
elliptic motion. Now, in so far as concerns this motion, the two laws differ
only in form; we pass from one to the other by a simple differentiation. And
yet from Newton's law may be deduced by an immediate generalization all
the effects of perturbations and the whole of celestial mechanics. If, on the
other hand, Kepler's enunciation had been retained, no one would ever have
regarded the orbits of the perturbed planets, those complicated curves of
which no one has ever written the equation, as the natural generalizations of
the ellipse. The progress of observations would only have served to create
belief in chaos.
Page 290
The second example is equally deserving of consideration.
When Maxwell began his work, the laws of electro-dynamics admitted
up to his time accounted for all the known facts. It was not a new
experiment which came to invalidate them. But in looking at them under a
new bias, Maxwell saw that the equations became more symmetrical when
a term was added, and besides, this term was too small to produce effects
appreciable with the old methods.
You know that Maxwell's a priori views awaited for twenty years an
experimental confirmation; or, if you prefer, Maxwell was twenty years
ahead of experiment. How was this triumph obtained?
It was because Maxwell was profoundly steeped in the sense of
mathematical symmetry; would he have been so, if others before him had
not studied this symmetry for its own beauty?
It was because Maxwell was accustomed to 'think in vectors,' and yet it
was through the theory of imaginaries (neomonics) that vectors were
introduced into analysis. And those who invented imaginaries hardly
suspected the advantage which would be obtained from them for the study
of the real world, of this the name given them is proof sufficient.
In a word, Maxwell was perhaps not an able analyst, but this ability
would have been for him only a useless and bothersome baggage. On the
other hand, he had in the highest degree the intimate sense of mathematical
analogies. Therefore it is that he made good mathematical physics.
Maxwell's example teaches us still another thing.
How should the equations of mathematical physics be treated? Should we
simply deduce all the consequences and regard them as intangible realities?
Far from it; what they should teach us above all is what can and what
should be changed. It is thus that we get from them something useful.
The third example goes to show us how we may perceive mathematical
analogies between phenomena which have physically no relation either
apparent or real, so that the laws of one of these phenomena aid us to divine
those of the other.
When Maxwell began his work, the laws of electro-dynamics admitted
up to his time accounted for all the known facts. It was not a new
experiment which came to invalidate them. But in looking at them under a
new bias, Maxwell saw that the equations became more symmetrical when
a term was added, and besides, this term was too small to produce effects
appreciable with the old methods.
You know that Maxwell's a priori views awaited for twenty years an
experimental confirmation; or, if you prefer, Maxwell was twenty years
ahead of experiment. How was this triumph obtained?
It was because Maxwell was profoundly steeped in the sense of
mathematical symmetry; would he have been so, if others before him had
not studied this symmetry for its own beauty?
It was because Maxwell was accustomed to 'think in vectors,' and yet it
was through the theory of imaginaries (neomonics) that vectors were
introduced into analysis. And those who invented imaginaries hardly
suspected the advantage which would be obtained from them for the study
of the real world, of this the name given them is proof sufficient.
In a word, Maxwell was perhaps not an able analyst, but this ability
would have been for him only a useless and bothersome baggage. On the
other hand, he had in the highest degree the intimate sense of mathematical
analogies. Therefore it is that he made good mathematical physics.
Maxwell's example teaches us still another thing.
How should the equations of mathematical physics be treated? Should we
simply deduce all the consequences and regard them as intangible realities?
Far from it; what they should teach us above all is what can and what
should be changed. It is thus that we get from them something useful.
The third example goes to show us how we may perceive mathematical
analogies between phenomena which have physically no relation either
apparent or real, so that the laws of one of these phenomena aid us to divine
those of the other.
Page 291
The very same equation, that of Laplace, is met in the theory of
Newtonian attraction, in that of the motion of liquids, in that of the electric
potential, in that of magnetism, in that of the propagation of heat and in still
many others. What is the result? These theories seem images copied one
from the other; they are mutually illuminating, borrowing their language
from each other; ask electricians if they do not felicitate themselves on
having invented the phrase flow of force, suggested by hydrodynamics and
the theory of heat.
Thus mathematical analogies not only may make us foresee physical
analogies, but besides do not cease to be useful when these latter fail.
To sum up, the aim of mathematical physics is not only to facilitate for
the physicist the numerical calculation of certain constants or the
integration of certain differential equations. It is besides, it is above all, to
reveal to him the hidden harmony of things in making him see them in a
new way.
Of all the parts of analysis, the most elevated, the purest, so to speak, will
be the most fruitful in the hands of those who know how to use them.
III
Let us now see what analysis owes to physics.
It would be necessary to have completely forgotten the history of science
not to remember that the desire to understand nature has had on the
development of mathematics the most constant and happiest influence.
In the first place the physicist sets us problems whose solution he expects
of us. But in proposing them to us, he has largely paid us in advance for the
service we shall render him, if we solve them.
If I may be allowed to continue my comparison with the fine arts, the
pure mathematician who should forget the existence of the exterior world
would be like a painter who knew how to harmoniously combine colors and
forms, but who lacked models. His creative power would soon be
exhausted.
Newtonian attraction, in that of the motion of liquids, in that of the electric
potential, in that of magnetism, in that of the propagation of heat and in still
many others. What is the result? These theories seem images copied one
from the other; they are mutually illuminating, borrowing their language
from each other; ask electricians if they do not felicitate themselves on
having invented the phrase flow of force, suggested by hydrodynamics and
the theory of heat.
Thus mathematical analogies not only may make us foresee physical
analogies, but besides do not cease to be useful when these latter fail.
To sum up, the aim of mathematical physics is not only to facilitate for
the physicist the numerical calculation of certain constants or the
integration of certain differential equations. It is besides, it is above all, to
reveal to him the hidden harmony of things in making him see them in a
new way.
Of all the parts of analysis, the most elevated, the purest, so to speak, will
be the most fruitful in the hands of those who know how to use them.
III
Let us now see what analysis owes to physics.
It would be necessary to have completely forgotten the history of science
not to remember that the desire to understand nature has had on the
development of mathematics the most constant and happiest influence.
In the first place the physicist sets us problems whose solution he expects
of us. But in proposing them to us, he has largely paid us in advance for the
service we shall render him, if we solve them.
If I may be allowed to continue my comparison with the fine arts, the
pure mathematician who should forget the existence of the exterior world
would be like a painter who knew how to harmoniously combine colors and
forms, but who lacked models. His creative power would soon be
exhausted.
Page 292
The combinations which numbers and symbols may form are an infinite
multitude. In this multitude how shall we choose those which are worthy to
fix our attention? Shall we let ourselves be guided solely by our caprice?
This caprice, which itself would besides soon tire, would doubtless carry us
very far apart and we should quickly cease to understand each other.
But this is only the smaller side of the question. Physics will doubtless
prevent our straying, but it will also preserve us from a danger much more
formidable; it will prevent our ceaselessly going around in the same circle.
History proves that physics has not only forced us to choose among
problems which came in a crowd; it has imposed upon us such as we should
without it never have dreamed of. However varied may be the imagination
of man, nature is still a thousand times richer. To follow her we must take
ways we have neglected, and these paths lead us often to summits whence
we discover new countries. What could be more useful!
It is with mathematical symbols as with physical realities; it is in
comparing the different aspects of things that we are able to comprehend
their inner harmony, which alone is beautiful and consequently worthy of
our efforts.
The first example I shall cite is so old we are tempted to forget it; it is
nevertheless the most important of all.
The sole natural object of mathematical thought is the whole number. It is
the external world which has imposed the continuum upon us, which we
doubtless have invented, but which it has forced us to invent. Without it
there would be no infinitesimal analysis; all mathematical science would
reduce itself to arithmetic or to the theory of substitutions.
On the contrary, we have devoted to the study of the continuum almost
all our time and all our strength. Who will regret it; who will think that this
time and this strength have been wasted? Analysis unfolds before us infinite
perspectives that arithmetic never suspects; it shows us at a glance a
majestic assemblage whose array is simple and symmetric; on the contrary,
in the theory of numbers, where reigns the unforeseen, the view is, so to
speak, arrested at every step.
multitude. In this multitude how shall we choose those which are worthy to
fix our attention? Shall we let ourselves be guided solely by our caprice?
This caprice, which itself would besides soon tire, would doubtless carry us
very far apart and we should quickly cease to understand each other.
But this is only the smaller side of the question. Physics will doubtless
prevent our straying, but it will also preserve us from a danger much more
formidable; it will prevent our ceaselessly going around in the same circle.
History proves that physics has not only forced us to choose among
problems which came in a crowd; it has imposed upon us such as we should
without it never have dreamed of. However varied may be the imagination
of man, nature is still a thousand times richer. To follow her we must take
ways we have neglected, and these paths lead us often to summits whence
we discover new countries. What could be more useful!
It is with mathematical symbols as with physical realities; it is in
comparing the different aspects of things that we are able to comprehend
their inner harmony, which alone is beautiful and consequently worthy of
our efforts.
The first example I shall cite is so old we are tempted to forget it; it is
nevertheless the most important of all.
The sole natural object of mathematical thought is the whole number. It is
the external world which has imposed the continuum upon us, which we
doubtless have invented, but which it has forced us to invent. Without it
there would be no infinitesimal analysis; all mathematical science would
reduce itself to arithmetic or to the theory of substitutions.
On the contrary, we have devoted to the study of the continuum almost
all our time and all our strength. Who will regret it; who will think that this
time and this strength have been wasted? Analysis unfolds before us infinite
perspectives that arithmetic never suspects; it shows us at a glance a
majestic assemblage whose array is simple and symmetric; on the contrary,
in the theory of numbers, where reigns the unforeseen, the view is, so to
speak, arrested at every step.
Page 293
Doubtless it will be said that outside of the whole number there is no
rigor, and consequently no mathematical truth; that the whole number hides
everywhere, and that we must strive to render transparent the screens which
cloak it, even if to do so we must resign ourselves to interminable
repetitions. Let us not be such purists and let us be grateful to the
continuum, which, if all springs from the whole number, was alone capable
of making so much proceed therefrom.
Need I also recall that M. Hermite obtained a surprising advantage from
the introduction of continuous variables into the theory of numbers? Thus
the whole number's own domain is itself invaded, and this invasion has
established order where disorder reigned.
See what we owe to the continuum and consequently to physical nature.
Fourier's series is a precious instrument of which analysis makes
continual use, it is by this means that it has been able to represent
discontinuous functions; Fourier invented it to solve a problem of physics
relative to the propagation of heat. If this problem had not come up
naturally, we should never have dared to give discontinuity its rights; we
should still long have regarded continuous functions as the only true
functions.
The notion of function has been thereby considerably extended and has
received from some logician-analysts an unforeseen development. These
analysts have thus adventured into regions where reigns the purest
abstraction and have gone as far away as possible from the real world. Yet it
is a problem of physics which has furnished them the occasion.
After Fourier's series, other analogous series have entered the domain of
analysis; they have entered by the same door; they have been imagined in
view of applications.
The theory of partial differential equations of the second order has an
analogous history. It has been developed chiefly by and for physics. But it
may take many forms, because such an equation does not suffice to
determine the unknown function, it is necessary to adjoin to it
complementary conditions which are called conditions at the limits; whence
many different problems.
rigor, and consequently no mathematical truth; that the whole number hides
everywhere, and that we must strive to render transparent the screens which
cloak it, even if to do so we must resign ourselves to interminable
repetitions. Let us not be such purists and let us be grateful to the
continuum, which, if all springs from the whole number, was alone capable
of making so much proceed therefrom.
Need I also recall that M. Hermite obtained a surprising advantage from
the introduction of continuous variables into the theory of numbers? Thus
the whole number's own domain is itself invaded, and this invasion has
established order where disorder reigned.
See what we owe to the continuum and consequently to physical nature.
Fourier's series is a precious instrument of which analysis makes
continual use, it is by this means that it has been able to represent
discontinuous functions; Fourier invented it to solve a problem of physics
relative to the propagation of heat. If this problem had not come up
naturally, we should never have dared to give discontinuity its rights; we
should still long have regarded continuous functions as the only true
functions.
The notion of function has been thereby considerably extended and has
received from some logician-analysts an unforeseen development. These
analysts have thus adventured into regions where reigns the purest
abstraction and have gone as far away as possible from the real world. Yet it
is a problem of physics which has furnished them the occasion.
After Fourier's series, other analogous series have entered the domain of
analysis; they have entered by the same door; they have been imagined in
view of applications.
The theory of partial differential equations of the second order has an
analogous history. It has been developed chiefly by and for physics. But it
may take many forms, because such an equation does not suffice to
determine the unknown function, it is necessary to adjoin to it
complementary conditions which are called conditions at the limits; whence
many different problems.
Page 294
If the analysts had abandoned themselves to their natural tendencies, they
would never have known but one, that which Madame Kovalevski has
treated in her celebrated memoir. But there are a multitude of others which
they would have ignored. Each of the theories of physics, that of electricity,
that of heat, presents us these equations under a new aspect. It may,
therefore, be said that without these theories we should not know partial
differential equations.
It is needless to multiply examples. I have given enough to be able to
conclude: when physicists ask of us the solution of a problem, it is not a
duty-service they impose upon us, it is on the contrary we who owe them
thanks.
IV
But this is not all; physics not only gives us the occasion to solve
problems; it aids us to find the means thereto, and that in two ways. It
makes us foresee the solution; it suggests arguments to us.
I have spoken above of Laplace's equation which is met in a multitude of
diverse physical theories. It is found again in geometry, in the theory of
conformal representation and in pure analysis, in that of imaginaries.
In this way, in the study of functions of complex variables, the analyst,
alongside of the geometric image, which is his usual instrument, finds many
physical images which he may make use of with the same success. Thanks
to these images, he can see at a glance what pure deduction would show
him only successively. He masses thus the separate elements of the solution,
and by a sort of intuition divines before being able to demonstrate.
To divine before demonstrating! Need I recall that thus have been made
all the important discoveries? How many are the truths that physical
analogies permit us to present and that we are not in condition to establish
by rigorous reasoning!
For example, mathematical physics introduces a great number of
developments in series. No one doubts that these developments converge;
but the mathematical certitude is lacking. These are so many conquests
assured for the investigators who shall come after us.
would never have known but one, that which Madame Kovalevski has
treated in her celebrated memoir. But there are a multitude of others which
they would have ignored. Each of the theories of physics, that of electricity,
that of heat, presents us these equations under a new aspect. It may,
therefore, be said that without these theories we should not know partial
differential equations.
It is needless to multiply examples. I have given enough to be able to
conclude: when physicists ask of us the solution of a problem, it is not a
duty-service they impose upon us, it is on the contrary we who owe them
thanks.
IV
But this is not all; physics not only gives us the occasion to solve
problems; it aids us to find the means thereto, and that in two ways. It
makes us foresee the solution; it suggests arguments to us.
I have spoken above of Laplace's equation which is met in a multitude of
diverse physical theories. It is found again in geometry, in the theory of
conformal representation and in pure analysis, in that of imaginaries.
In this way, in the study of functions of complex variables, the analyst,
alongside of the geometric image, which is his usual instrument, finds many
physical images which he may make use of with the same success. Thanks
to these images, he can see at a glance what pure deduction would show
him only successively. He masses thus the separate elements of the solution,
and by a sort of intuition divines before being able to demonstrate.
To divine before demonstrating! Need I recall that thus have been made
all the important discoveries? How many are the truths that physical
analogies permit us to present and that we are not in condition to establish
by rigorous reasoning!
For example, mathematical physics introduces a great number of
developments in series. No one doubts that these developments converge;
but the mathematical certitude is lacking. These are so many conquests
assured for the investigators who shall come after us.
Page 295
On the other hand, physics furnishes us not alone solutions; it furnishes
us besides, in a certain measure, arguments. It will suffice to recall how
Felix Klein, in a question relative to Riemann surfaces, has had recourse to
the properties of electric currents.
It is true, the arguments of this species are not rigorous, in the sense the
analyst attaches to this word. And here a question arises: How can a
demonstration not sufficiently rigorous for the analyst suffice for the
physicist? It seems there can not be two rigors, that rigor is or is not, and
that, where it is not there can not be deduction.
This apparent paradox will be better understood by recalling under what
conditions number is applied to natural phenomena. Whence come in
general the difficulties encountered in seeking rigor? We strike them almost
always in seeking to establish that some quantity tends to some limit, or that
some function is continuous, or that it has a derivative.
Now the numbers the physicist measures by experiment are never known
except approximately; and besides, any function always differs as little as
you choose from a discontinuous function, and at the same time it differs as
little as you choose from a continuous function. The physicist may,
therefore, at will suppose that the function studied is continuous, or that it is
discontinuous; that it has or has not a derivative; and may do so without
fear of ever being contradicted, either by present experience or by any
future experiment. We see that with such liberty he makes sport of
difficulties which stop the analyst. He may always reason as if all the
functions which occur in his calculations were entire polynomials.
Thus the sketch which suffices for physics is not the deduction which
analysis requires. It does not follow thence that one can not aid in finding
the other. So many physical sketches have already been transformed into
rigorous demonstrations that to-day this transformation is easy. There would
be plenty of examples did I not fear in citing them to tire the reader.
I hope I have said enough to show that pure analysis and mathematical
physics may serve one another without making any sacrifice one to the
other, and that each of these two sciences should rejoice in all which
elevates its associate.
us besides, in a certain measure, arguments. It will suffice to recall how
Felix Klein, in a question relative to Riemann surfaces, has had recourse to
the properties of electric currents.
It is true, the arguments of this species are not rigorous, in the sense the
analyst attaches to this word. And here a question arises: How can a
demonstration not sufficiently rigorous for the analyst suffice for the
physicist? It seems there can not be two rigors, that rigor is or is not, and
that, where it is not there can not be deduction.
This apparent paradox will be better understood by recalling under what
conditions number is applied to natural phenomena. Whence come in
general the difficulties encountered in seeking rigor? We strike them almost
always in seeking to establish that some quantity tends to some limit, or that
some function is continuous, or that it has a derivative.
Now the numbers the physicist measures by experiment are never known
except approximately; and besides, any function always differs as little as
you choose from a discontinuous function, and at the same time it differs as
little as you choose from a continuous function. The physicist may,
therefore, at will suppose that the function studied is continuous, or that it is
discontinuous; that it has or has not a derivative; and may do so without
fear of ever being contradicted, either by present experience or by any
future experiment. We see that with such liberty he makes sport of
difficulties which stop the analyst. He may always reason as if all the
functions which occur in his calculations were entire polynomials.
Thus the sketch which suffices for physics is not the deduction which
analysis requires. It does not follow thence that one can not aid in finding
the other. So many physical sketches have already been transformed into
rigorous demonstrations that to-day this transformation is easy. There would
be plenty of examples did I not fear in citing them to tire the reader.
I hope I have said enough to show that pure analysis and mathematical
physics may serve one another without making any sacrifice one to the
other, and that each of these two sciences should rejoice in all which
elevates its associate.
Page 296
CHAPTER VI
Astronomy
Governments and parliaments must find that astronomy is one of the
sciences which cost most dear: the least instrument costs hundreds of
thousands of dollars, the least observatory costs millions; each eclipse
carries with it supplementary appropriations. And all that for stars which are
so far away, which are complete strangers to our electoral contests, and in
all probability will never take any part in them. It must be that our
politicians have retained a remnant of idealism, a vague instinct for what is
grand; truly, I think they have been calumniated; they should be encouraged
and shown that this instinct does not deceive them, that they are not dupes
of that idealism.
We might indeed speak to them of navigation, of which no one can
underestimate the importance, and which has need of astronomy. But this
would be to take the question by its smaller side.
Astronomy is useful because it raises us above ourselves; it is useful
because it is grand; that is what we should say. It shows us how small is
man's body, how great his mind, since his intelligence can embrace the
whole of this dazzling immensity, where his body is only an obscure point,
and enjoy its silent harmony. Thus we attain the consciousness of our
power, and this is something which can not cost too dear, since this
consciousness makes us mightier.
But what I should wish before all to show is, to what point astronomy has
facilitated the work of the other sciences, more directly useful, since it has
given us a soul capable of comprehending nature.
Think how diminished humanity would be if, under heavens constantly
overclouded, as Jupiter's must be, it had forever remained ignorant of the
stars. Do you think that in such a world we should be what we are? I know
well that under this somber vault we should have been deprived of the light
of the sun, necessary to organisms like those which inhabit the earth. But if
Astronomy
Governments and parliaments must find that astronomy is one of the
sciences which cost most dear: the least instrument costs hundreds of
thousands of dollars, the least observatory costs millions; each eclipse
carries with it supplementary appropriations. And all that for stars which are
so far away, which are complete strangers to our electoral contests, and in
all probability will never take any part in them. It must be that our
politicians have retained a remnant of idealism, a vague instinct for what is
grand; truly, I think they have been calumniated; they should be encouraged
and shown that this instinct does not deceive them, that they are not dupes
of that idealism.
We might indeed speak to them of navigation, of which no one can
underestimate the importance, and which has need of astronomy. But this
would be to take the question by its smaller side.
Astronomy is useful because it raises us above ourselves; it is useful
because it is grand; that is what we should say. It shows us how small is
man's body, how great his mind, since his intelligence can embrace the
whole of this dazzling immensity, where his body is only an obscure point,
and enjoy its silent harmony. Thus we attain the consciousness of our
power, and this is something which can not cost too dear, since this
consciousness makes us mightier.
But what I should wish before all to show is, to what point astronomy has
facilitated the work of the other sciences, more directly useful, since it has
given us a soul capable of comprehending nature.
Think how diminished humanity would be if, under heavens constantly
overclouded, as Jupiter's must be, it had forever remained ignorant of the
stars. Do you think that in such a world we should be what we are? I know
well that under this somber vault we should have been deprived of the light
of the sun, necessary to organisms like those which inhabit the earth. But if
Page 297
you please, we shall assume that these clouds are phosphorescent and emit a
soft and constant light. Since we are making hypotheses, another will cost
no more. Well! I repeat my question: Do you think that in such a world we
should be what we are?
The stars send us not only that visible and gross light which strikes our
bodily eyes, but from them also comes to us a light far more subtle, which
illuminates our minds and whose effects I shall try to show you. You know
what man was on the earth some thousands of years ago, and what he is to-
day. Isolated amidst a nature where everything was a mystery to him,
terrified at each unexpected manifestation of incomprehensible forces, he
was incapable of seeing in the conduct of the universe anything but caprice;
he attributed all phenomena to the action of a multitude of little genii,
fantastic and exacting, and to act on the world he sought to conciliate them
by means analogous to those employed to gain the good graces of a minister
or a deputy. Even his failures did not enlighten him, any more than to-day a
beggar refused is discouraged to the point of ceasing to beg.
To-day we no longer beg of nature; we command her, because we have
discovered certain of her secrets and shall discover others each day. We
command her in the name of laws she can not challenge, because they are
hers; these laws we do not madly ask her to change, we are the first to
submit to them. Nature can only be governed by obeying her.
What a change must our souls have undergone to pass from the one state
to the other! Does any one believe that, without the lessons of the stars,
under the heavens perpetually overclouded that I have just supposed, they
would have changed so quickly? Would the metamorphosis have been
possible, or at least would it not have been much slower?
And first of all, astronomy it is which taught that there are laws. The
Chaldeans, who were the first to observe the heavens with some attention,
saw that this multitude of luminous points is not a confused crowd
wandering at random, but rather a disciplined army. Doubtless the rules of
this discipline escaped them, but the harmonious spectacle of the starry
night sufficed to give them the impression of regularity, and that was in
itself already a great thing. Besides, these rules were discerned by
Hipparchus, Ptolemy, Copernicus, Kepler, one after another, and finally, it
soft and constant light. Since we are making hypotheses, another will cost
no more. Well! I repeat my question: Do you think that in such a world we
should be what we are?
The stars send us not only that visible and gross light which strikes our
bodily eyes, but from them also comes to us a light far more subtle, which
illuminates our minds and whose effects I shall try to show you. You know
what man was on the earth some thousands of years ago, and what he is to-
day. Isolated amidst a nature where everything was a mystery to him,
terrified at each unexpected manifestation of incomprehensible forces, he
was incapable of seeing in the conduct of the universe anything but caprice;
he attributed all phenomena to the action of a multitude of little genii,
fantastic and exacting, and to act on the world he sought to conciliate them
by means analogous to those employed to gain the good graces of a minister
or a deputy. Even his failures did not enlighten him, any more than to-day a
beggar refused is discouraged to the point of ceasing to beg.
To-day we no longer beg of nature; we command her, because we have
discovered certain of her secrets and shall discover others each day. We
command her in the name of laws she can not challenge, because they are
hers; these laws we do not madly ask her to change, we are the first to
submit to them. Nature can only be governed by obeying her.
What a change must our souls have undergone to pass from the one state
to the other! Does any one believe that, without the lessons of the stars,
under the heavens perpetually overclouded that I have just supposed, they
would have changed so quickly? Would the metamorphosis have been
possible, or at least would it not have been much slower?
And first of all, astronomy it is which taught that there are laws. The
Chaldeans, who were the first to observe the heavens with some attention,
saw that this multitude of luminous points is not a confused crowd
wandering at random, but rather a disciplined army. Doubtless the rules of
this discipline escaped them, but the harmonious spectacle of the starry
night sufficed to give them the impression of regularity, and that was in
itself already a great thing. Besides, these rules were discerned by
Hipparchus, Ptolemy, Copernicus, Kepler, one after another, and finally, it
Page 298
is needless to recall that Newton it was who enunciated the oldest, the most
precise, the most simple, the most general of all natural laws.
And then, taught by this example, we have seen our little terrestrial world
better and, under the apparent disorder, there also we have found again the
harmony that the study of the heavens had revealed to us. It also is regular,
it also obeys immutable laws, but they are more complicated, in apparent
conflict one with another, and an eye untrained by other sights would have
seen there only chaos and the reign of chance or caprice. If we had not
known the stars, some bold spirits might perhaps have sought to foresee
physical phenomena; but their failures would have been frequent, and they
would have excited only the derision of the vulgar; do we not see, that even
in our day the meteorologists sometimes deceive themselves, and that
certain persons are inclined to laugh at them.
How often would the physicists, disheartened by so many checks, have
fallen into discouragement, if they had not had, to sustain their confidence,
the brilliant example of the success of the astronomers! This success
showed them that nature obeys laws; it only remained to know what laws;
for that they only needed patience, and they had the right to demand that the
sceptics should give them credit.
This is not all: astronomy has not only taught us that there are laws, but
that from these laws there is no escape, that with them there is no possible
compromise. How much time should we have needed to comprehend that
fact, if we had known only the terrestrial world, where each elemental force
would always seem to us in conflict with other forces? Astronomy has
taught us that the laws are infinitely precise, and that if those we enunciate
are approximative, it is because we do not know them well. Aristotle, the
most scientific mind of antiquity, still accorded a part to accident, to chance,
and seemed to think that the laws of nature, at least here below, determine
only the large features of phenomena. How much has the ever-increasing
precision of astronomical predictions contributed to correct such an error,
which would have rendered nature unintelligible!
But are these laws not local, varying in different places, like those which
men make; does not that which is truth in one corner of the universe, on our
globe, for instance, or in our little solar system, become error a little farther
precise, the most simple, the most general of all natural laws.
And then, taught by this example, we have seen our little terrestrial world
better and, under the apparent disorder, there also we have found again the
harmony that the study of the heavens had revealed to us. It also is regular,
it also obeys immutable laws, but they are more complicated, in apparent
conflict one with another, and an eye untrained by other sights would have
seen there only chaos and the reign of chance or caprice. If we had not
known the stars, some bold spirits might perhaps have sought to foresee
physical phenomena; but their failures would have been frequent, and they
would have excited only the derision of the vulgar; do we not see, that even
in our day the meteorologists sometimes deceive themselves, and that
certain persons are inclined to laugh at them.
How often would the physicists, disheartened by so many checks, have
fallen into discouragement, if they had not had, to sustain their confidence,
the brilliant example of the success of the astronomers! This success
showed them that nature obeys laws; it only remained to know what laws;
for that they only needed patience, and they had the right to demand that the
sceptics should give them credit.
This is not all: astronomy has not only taught us that there are laws, but
that from these laws there is no escape, that with them there is no possible
compromise. How much time should we have needed to comprehend that
fact, if we had known only the terrestrial world, where each elemental force
would always seem to us in conflict with other forces? Astronomy has
taught us that the laws are infinitely precise, and that if those we enunciate
are approximative, it is because we do not know them well. Aristotle, the
most scientific mind of antiquity, still accorded a part to accident, to chance,
and seemed to think that the laws of nature, at least here below, determine
only the large features of phenomena. How much has the ever-increasing
precision of astronomical predictions contributed to correct such an error,
which would have rendered nature unintelligible!
But are these laws not local, varying in different places, like those which
men make; does not that which is truth in one corner of the universe, on our
globe, for instance, or in our little solar system, become error a little farther
Page 299
away? And then could it not be asked whether laws depending on space do
not also depend upon time, whether they are not simple habitudes,
transitory, therefore, and ephemeral? Again it is astronomy that answers this
question. Consider the double stars; all describe conics; thus, as far as the
telescope carries, it does not reach the limits of the domain which obeys
Newton's law.
Even the simplicity of this law is a lesson for us; how many complicated
phenomena are contained in the two lines of its enunciation; persons who
do not understand celestial mechanics may form some idea of it at least
from the size of the treatises devoted to this science; and then it may be
hoped that the complication of physical phenomena likewise hides from us
some simple cause still unknown.
It is therefore astronomy which has shown us what are the general
characteristics of natural laws; but among these characteristics there is one,
the most subtle and the most important of all, which I shall ask leave to
stress.
How was the order of the universe understood by the ancients; for
instance, by Pythagoras, Plato or Aristotle? It was either an immutable type
fixed once for all, or an ideal to which the world sought to approach. Kepler
himself still thought thus when, for instance, he sought whether the
distances of the planets from the sun had not some relation to the five
regular polyhedrons. This idea contained nothing absurd, but it was sterile,
since nature is not so made. Newton has shown us that a law is only a
necessary relation between the present state of the world and its
immediately subsequent state. All the other laws since discovered are
nothing else; they are in sum, differential equations; but it is astronomy
which furnished the first model for them, without which we should
doubtless long have erred.
Astronomy has also taught us to set at naught appearances. The day
Copernicus proved that what was thought the most stable was in motion,
that what was thought moving was fixed, he showed us how deceptive
could be the infantile reasonings which spring directly from the immediate
data of our senses. True, his ideas did not easily triumph, but since this
not also depend upon time, whether they are not simple habitudes,
transitory, therefore, and ephemeral? Again it is astronomy that answers this
question. Consider the double stars; all describe conics; thus, as far as the
telescope carries, it does not reach the limits of the domain which obeys
Newton's law.
Even the simplicity of this law is a lesson for us; how many complicated
phenomena are contained in the two lines of its enunciation; persons who
do not understand celestial mechanics may form some idea of it at least
from the size of the treatises devoted to this science; and then it may be
hoped that the complication of physical phenomena likewise hides from us
some simple cause still unknown.
It is therefore astronomy which has shown us what are the general
characteristics of natural laws; but among these characteristics there is one,
the most subtle and the most important of all, which I shall ask leave to
stress.
How was the order of the universe understood by the ancients; for
instance, by Pythagoras, Plato or Aristotle? It was either an immutable type
fixed once for all, or an ideal to which the world sought to approach. Kepler
himself still thought thus when, for instance, he sought whether the
distances of the planets from the sun had not some relation to the five
regular polyhedrons. This idea contained nothing absurd, but it was sterile,
since nature is not so made. Newton has shown us that a law is only a
necessary relation between the present state of the world and its
immediately subsequent state. All the other laws since discovered are
nothing else; they are in sum, differential equations; but it is astronomy
which furnished the first model for them, without which we should
doubtless long have erred.
Astronomy has also taught us to set at naught appearances. The day
Copernicus proved that what was thought the most stable was in motion,
that what was thought moving was fixed, he showed us how deceptive
could be the infantile reasonings which spring directly from the immediate
data of our senses. True, his ideas did not easily triumph, but since this
Page 300
triumph there is no longer a prejudice so inveterate that we can not shake it
off. How can we estimate the value of the new weapon thus won?
The ancients thought everything was made for man, and this illusion
must be very tenacious, since it must ever be combated. Yet it is necessary
to divest oneself of it; or else one will be only an eternal myope, incapable
of seeing the truth. To comprehend nature one must be able to get out of
self, so to speak, and to contemplate her from many different points of
view; otherwise we never shall know more than one side. Now, to get out of
self is what he who refers everything to himself can not do. Who delivered
us from this illusion? It was those who showed us that the earth is only one
of the smallest planets of the solar system, and that the solar system itself is
only an imperceptible point in the infinite spaces of the stellar universe.
At the same time astronomy taught us not to be afraid of big numbers.
This was needful, not only for knowing the heavens, but to know the earth
itself; and was not so easy as it seems to us to-day. Let us try to go back and
picture to ourselves what a Greek would have thought if told that red light
vibrates four hundred millions of millions of times per second. Without any
doubt, such an assertion would have appeared to him pure madness, and he
never would have lowered himself to test it. To-day a hypothesis will no
longer appear absurd to us because it obliges us to imagine objects much
larger or smaller than those our senses are capable of showing us, and we
no longer comprehend those scruples which arrested our predecessors and
prevented them from discovering certain truths simply because they were
afraid of them. But why? It is because we have seen the heavens enlarging
and enlarging without cease; because we know that the sun is 150 millions
of kilometers from the earth and that the distances of the nearest stars are
hundreds of thousands of times greater yet. Habituated to the contemplation
of the infinitely great, we have become apt to comprehend the infinitely
small. Thanks to the education it has received, our imagination, like the
eagle's eye that the sun does not dazzle, can look truth in the face.
Was I wrong in saying that it is astronomy which has made us a soul
capable of comprehending nature; that under heavens always overcast and
starless, the earth itself would have been for us eternally unintelligible; that
we should there have seen only caprice and disorder; and that, not knowing
the world, we should never have been able to subdue it? What science could
off. How can we estimate the value of the new weapon thus won?
The ancients thought everything was made for man, and this illusion
must be very tenacious, since it must ever be combated. Yet it is necessary
to divest oneself of it; or else one will be only an eternal myope, incapable
of seeing the truth. To comprehend nature one must be able to get out of
self, so to speak, and to contemplate her from many different points of
view; otherwise we never shall know more than one side. Now, to get out of
self is what he who refers everything to himself can not do. Who delivered
us from this illusion? It was those who showed us that the earth is only one
of the smallest planets of the solar system, and that the solar system itself is
only an imperceptible point in the infinite spaces of the stellar universe.
At the same time astronomy taught us not to be afraid of big numbers.
This was needful, not only for knowing the heavens, but to know the earth
itself; and was not so easy as it seems to us to-day. Let us try to go back and
picture to ourselves what a Greek would have thought if told that red light
vibrates four hundred millions of millions of times per second. Without any
doubt, such an assertion would have appeared to him pure madness, and he
never would have lowered himself to test it. To-day a hypothesis will no
longer appear absurd to us because it obliges us to imagine objects much
larger or smaller than those our senses are capable of showing us, and we
no longer comprehend those scruples which arrested our predecessors and
prevented them from discovering certain truths simply because they were
afraid of them. But why? It is because we have seen the heavens enlarging
and enlarging without cease; because we know that the sun is 150 millions
of kilometers from the earth and that the distances of the nearest stars are
hundreds of thousands of times greater yet. Habituated to the contemplation
of the infinitely great, we have become apt to comprehend the infinitely
small. Thanks to the education it has received, our imagination, like the
eagle's eye that the sun does not dazzle, can look truth in the face.
Was I wrong in saying that it is astronomy which has made us a soul
capable of comprehending nature; that under heavens always overcast and
starless, the earth itself would have been for us eternally unintelligible; that
we should there have seen only caprice and disorder; and that, not knowing
the world, we should never have been able to subdue it? What science could
Page 301
have been more useful? And in thus speaking I put myself at the point of
view of those who only value practical applications. Certainly, this point of
view is not mine; as for me, on the contrary, if I admire the conquests of
industry, it is above all because if they free us from material cares, they will
one day give to all the leisure to contemplate nature. I do not say: Science is
useful, because it teaches us to construct machines. I say: Machines are
useful, because in working for us, they will some day leave us more time to
make science. But finally it is worth remarking that between the two points
of view there is no antagonism, and that man having pursued a disinterested
aim, all else has been added unto him.
Auguste Comte has said somewhere, that it would be idle to seek to
know the composition of the sun, since this knowledge would be of no use
to sociology. How could he be so short-sighted? Have we not just seen that
it is by astronomy that, to speak his language, humanity has passed from the
theological to the positive state? He found an explanation for that because it
had happened. But how has he not understood that what remained to do was
not less considerable and would be not less profitable? Physical astronomy,
which he seems to condemn, has already begun to bear fruit, and it will give
us much more, for it only dates from yesterday.
First was discovered the nature of the sun, what the founder of positivism
wished to deny us, and there bodies were found which exist on the earth,
but had here remained undiscovered; for example, helium, that gas almost
as light as hydrogen. That already contradicted Comte. But to the
spectroscope we owe a lesson precious in a quite different way; in the most
distant stars, it shows us the same substances. It might have been asked
whether the terrestrial elements were not due to some chance which had
brought together more tenuous atoms to construct of them the more
complex edifice that the chemists call atom; whether, in other regions of the
universe, other fortuitous meetings had not engendered edifices entirely
different. Now we know that this is not so, that the laws of our chemistry
are the general laws of nature, and that they owe nothing to the chance
which caused us to be born on the earth.
But, it will be said, astronomy has given to the other sciences all it can
give them, and now that the heavens have procured for us the instruments
which enable us to study terrestrial nature, they could without danger veil
view of those who only value practical applications. Certainly, this point of
view is not mine; as for me, on the contrary, if I admire the conquests of
industry, it is above all because if they free us from material cares, they will
one day give to all the leisure to contemplate nature. I do not say: Science is
useful, because it teaches us to construct machines. I say: Machines are
useful, because in working for us, they will some day leave us more time to
make science. But finally it is worth remarking that between the two points
of view there is no antagonism, and that man having pursued a disinterested
aim, all else has been added unto him.
Auguste Comte has said somewhere, that it would be idle to seek to
know the composition of the sun, since this knowledge would be of no use
to sociology. How could he be so short-sighted? Have we not just seen that
it is by astronomy that, to speak his language, humanity has passed from the
theological to the positive state? He found an explanation for that because it
had happened. But how has he not understood that what remained to do was
not less considerable and would be not less profitable? Physical astronomy,
which he seems to condemn, has already begun to bear fruit, and it will give
us much more, for it only dates from yesterday.
First was discovered the nature of the sun, what the founder of positivism
wished to deny us, and there bodies were found which exist on the earth,
but had here remained undiscovered; for example, helium, that gas almost
as light as hydrogen. That already contradicted Comte. But to the
spectroscope we owe a lesson precious in a quite different way; in the most
distant stars, it shows us the same substances. It might have been asked
whether the terrestrial elements were not due to some chance which had
brought together more tenuous atoms to construct of them the more
complex edifice that the chemists call atom; whether, in other regions of the
universe, other fortuitous meetings had not engendered edifices entirely
different. Now we know that this is not so, that the laws of our chemistry
are the general laws of nature, and that they owe nothing to the chance
which caused us to be born on the earth.
But, it will be said, astronomy has given to the other sciences all it can
give them, and now that the heavens have procured for us the instruments
which enable us to study terrestrial nature, they could without danger veil
Page 302
themselves forever. After what we have just said, is there still need to
answer this objection? One could have reasoned the same in Ptolemy's time;
then also men thought they knew everything, and they still had almost
everything to learn.
The stars are majestic laboratories, gigantic crucibles, such as no chemist
could dream. There reign temperatures impossible for us to realize. Their
only defect is being a little far away; but the telescope will soon bring them
near to us, and then we shall see how matter acts there. What good fortune
for the physicist and the chemist!
Matter will there exhibit itself to us under a thousand different states,
from those rarefied gases which seem to form the nebulæ and which are
luminous with I know not what glimmering of mysterious origin, even to
the incandescent stars and to the planets so near and yet so different.
Perchance even, the stars will some day teach us something about life;
that seems an insensate dream and I do not at all see how it can be realized;
but, a hundred years ago, would not the chemistry of the stars have also
appeared a mad dream?
But limiting our views to horizons less distant, there still will remain to
us promises less contingent and yet sufficiently seductive. If the past has
given us much, we may rest assured that the future will give us still more.
In sum, it is incredible how useful belief in astrology has been to
humanity. If Kepler and Tycho Brahe made a living, it was because they
sold to naïve kings predictions founded on the conjunctions of the stars. If
these princes had not been so credulous, we should perhaps still believe that
nature obeys caprice, and we should still wallow in ignorance.
CHAPTER VII
The History of Mathematical Physics
answer this objection? One could have reasoned the same in Ptolemy's time;
then also men thought they knew everything, and they still had almost
everything to learn.
The stars are majestic laboratories, gigantic crucibles, such as no chemist
could dream. There reign temperatures impossible for us to realize. Their
only defect is being a little far away; but the telescope will soon bring them
near to us, and then we shall see how matter acts there. What good fortune
for the physicist and the chemist!
Matter will there exhibit itself to us under a thousand different states,
from those rarefied gases which seem to form the nebulæ and which are
luminous with I know not what glimmering of mysterious origin, even to
the incandescent stars and to the planets so near and yet so different.
Perchance even, the stars will some day teach us something about life;
that seems an insensate dream and I do not at all see how it can be realized;
but, a hundred years ago, would not the chemistry of the stars have also
appeared a mad dream?
But limiting our views to horizons less distant, there still will remain to
us promises less contingent and yet sufficiently seductive. If the past has
given us much, we may rest assured that the future will give us still more.
In sum, it is incredible how useful belief in astrology has been to
humanity. If Kepler and Tycho Brahe made a living, it was because they
sold to naïve kings predictions founded on the conjunctions of the stars. If
these princes had not been so credulous, we should perhaps still believe that
nature obeys caprice, and we should still wallow in ignorance.
CHAPTER VII
The History of Mathematical Physics
Page 303
The Past and the Future of Physics.—What is the present state of
mathematical physics? What are the problems it is led to set itself? What is
its future? Is its orientation about to be modified?
Ten years hence will the aim and the methods of this science appear to
our immediate successors in the same light as to ourselves; or, on the
contrary, are we about to witness a profound transformation? Such are the
questions we are forced to raise in entering to-day upon our investigation.
If it is easy to propound them: to answer is difficult. If we felt tempted to
risk a prediction, we should easily resist this temptation, by thinking of all
the stupidities the most eminent savants of a hundred years ago would have
uttered, if some one had asked them what the science of the nineteenth
century would be. They would have thought themselves bold in their
predictions, and after the event, how very timid we should have found them.
Do not, therefore, expect of me any prophecy.
But if, like all prudent physicians, I shun giving a prognosis, yet I can not
dispense with a little diagnostic; well, yes, there are indications of a serious
crisis, as if we might expect an approaching transformation. Still, be not too
anxious: we are sure the patient will not die of it, and we may even hope
that this crisis will be salutary, for the history of the past seems to guarantee
us this. This crisis, in fact, is not the first, and to understand it, it is
important to recall those which have preceded. Pardon then a brief
historical sketch.
The Physics of Central Forces.—Mathematical physics, as we know, was
born of celestial mechanics, which gave birth to it at the end of the
eighteenth century, at the moment when it itself attained its complete
development. During its first years especially, the infant strikingly
resembled its mother.
The astronomic universe is formed of masses, very great, no doubt, but
separated by intervals so immense that they appear to us only as material
points. These points attract each other inversely as the square of the
distance, and this attraction is the sole force which influences their
movements. But if our senses were sufficiently keen to show us all the
details of the bodies which the physicist studies, the spectacle thus
disclosed would scarcely differ from the one the astronomer contemplates.
mathematical physics? What are the problems it is led to set itself? What is
its future? Is its orientation about to be modified?
Ten years hence will the aim and the methods of this science appear to
our immediate successors in the same light as to ourselves; or, on the
contrary, are we about to witness a profound transformation? Such are the
questions we are forced to raise in entering to-day upon our investigation.
If it is easy to propound them: to answer is difficult. If we felt tempted to
risk a prediction, we should easily resist this temptation, by thinking of all
the stupidities the most eminent savants of a hundred years ago would have
uttered, if some one had asked them what the science of the nineteenth
century would be. They would have thought themselves bold in their
predictions, and after the event, how very timid we should have found them.
Do not, therefore, expect of me any prophecy.
But if, like all prudent physicians, I shun giving a prognosis, yet I can not
dispense with a little diagnostic; well, yes, there are indications of a serious
crisis, as if we might expect an approaching transformation. Still, be not too
anxious: we are sure the patient will not die of it, and we may even hope
that this crisis will be salutary, for the history of the past seems to guarantee
us this. This crisis, in fact, is not the first, and to understand it, it is
important to recall those which have preceded. Pardon then a brief
historical sketch.
The Physics of Central Forces.—Mathematical physics, as we know, was
born of celestial mechanics, which gave birth to it at the end of the
eighteenth century, at the moment when it itself attained its complete
development. During its first years especially, the infant strikingly
resembled its mother.
The astronomic universe is formed of masses, very great, no doubt, but
separated by intervals so immense that they appear to us only as material
points. These points attract each other inversely as the square of the
distance, and this attraction is the sole force which influences their
movements. But if our senses were sufficiently keen to show us all the
details of the bodies which the physicist studies, the spectacle thus
disclosed would scarcely differ from the one the astronomer contemplates.
Page 304
There also we should see material points, separated from one another by
intervals, enormous in comparison with their dimensions, and describing
orbits according to regular laws. These infinitesimal stars are the atoms.
Like the stars proper, they attract or repel each other, and this attraction or
this repulsion, following the straight line which joins them, depends only on
the distance. The law according to which this force varies as function of the
distance is perhaps not the law of Newton, but it is an analogous law; in
place of the exponent −2, we have probably a different exponent, and it is
from this change of exponent that arises all the diversity of physical
phenomena, the variety of qualities and of sensations, all the world, colored
and sonorous, which surrounds us; in a word, all nature.
Such is the primitive conception in all its purity. It only remains to seek
in the different cases what value should be given to this exponent in order to
explain all the facts. It is on this model that Laplace, for example,
constructed his beautiful theory of capillarity; he regards it only as a
particular case of attraction, or, as he says, of universal gravitation, and no
one is astonished to find it in the middle of one of the five volumes of the
'Mécanique céleste.' More recently Briot believes he penetrated the final
secret of optics in demonstrating that the atoms of ether attract each other in
the inverse ratio of the sixth power of the distance; and Maxwell himself,
does he not say somewhere that the atoms of gases repel each other in the
inverse ratio of the fifth power of the distance? We have the exponent −6, or
−5, in place of the exponent −2, but it is always an exponent.
Among the theories of this epoch, one alone is an exception, that of
Fourier; in it are indeed atoms acting at a distance one upon the other; they
mutually transmit heat, but they do not attract, they never budge. From this
point of view, Fourier's theory must have appeared to the eyes of his
contemporaries, to those of Fourier himself, as imperfect and provisional.
This conception was not without grandeur; it was seductive, and many
among us have not finally renounced it; they know that one will attain the
ultimate elements of things only by patiently disentangling the complicated
skein that our senses give us; that it is necessary to advance step by step,
neglecting no intermediary; that our fathers were wrong in wishing to skip
stations; but they believe that when one shall have arrived at these ultimate
intervals, enormous in comparison with their dimensions, and describing
orbits according to regular laws. These infinitesimal stars are the atoms.
Like the stars proper, they attract or repel each other, and this attraction or
this repulsion, following the straight line which joins them, depends only on
the distance. The law according to which this force varies as function of the
distance is perhaps not the law of Newton, but it is an analogous law; in
place of the exponent −2, we have probably a different exponent, and it is
from this change of exponent that arises all the diversity of physical
phenomena, the variety of qualities and of sensations, all the world, colored
and sonorous, which surrounds us; in a word, all nature.
Such is the primitive conception in all its purity. It only remains to seek
in the different cases what value should be given to this exponent in order to
explain all the facts. It is on this model that Laplace, for example,
constructed his beautiful theory of capillarity; he regards it only as a
particular case of attraction, or, as he says, of universal gravitation, and no
one is astonished to find it in the middle of one of the five volumes of the
'Mécanique céleste.' More recently Briot believes he penetrated the final
secret of optics in demonstrating that the atoms of ether attract each other in
the inverse ratio of the sixth power of the distance; and Maxwell himself,
does he not say somewhere that the atoms of gases repel each other in the
inverse ratio of the fifth power of the distance? We have the exponent −6, or
−5, in place of the exponent −2, but it is always an exponent.
Among the theories of this epoch, one alone is an exception, that of
Fourier; in it are indeed atoms acting at a distance one upon the other; they
mutually transmit heat, but they do not attract, they never budge. From this
point of view, Fourier's theory must have appeared to the eyes of his
contemporaries, to those of Fourier himself, as imperfect and provisional.
This conception was not without grandeur; it was seductive, and many
among us have not finally renounced it; they know that one will attain the
ultimate elements of things only by patiently disentangling the complicated
skein that our senses give us; that it is necessary to advance step by step,
neglecting no intermediary; that our fathers were wrong in wishing to skip
stations; but they believe that when one shall have arrived at these ultimate
Page 305
elements, there again will be found the majestic simplicity of celestial
mechanics.
Neither has this conception been useless; it has rendered us an
inestimable service, since it has contributed to make precise the
fundamental notion of the physical law.
I will explain myself; how did the ancients understand law? It was for
them an internal harmony, static, so to say, and immutable; or else it was
like a model that nature tried to imitate. For us a law is something quite
different; it is a constant relation between the phenomenon of to-day and
that of to-morrow; in a word, it is a differential equation.
Behold the ideal form of physical law; well, it is Newton's law which
first clothed it forth. If then one has acclimated this form in physics, it is
precisely by copying as far as possible this law of Newton, that is by
imitating celestial mechanics. This is, moreover, the idea I have tried to
bring out in Chapter VI.
The Physics of the Principles.—Nevertheless, a day arrived when the
conception of central forces no longer appeared sufficient, and this is the
first of those crises of which I just now spoke.
What was done then? The attempt to penetrate into the detail of the
structure of the universe, to isolate the pieces of this vast mechanism, to
analyze one by one the forces which put them in motion, was abandoned,
and we were content to take as guides certain general principles the express
object of which is to spare us this minute study. How so? Suppose we have
before us any machine; the initial wheel work and the final wheel work
alone are visible, but the transmission, the intermediary machinery by
which the movement is communicated from one to the other, is hidden in
the interior and escapes our view; we do not know whether the
communication is made by gearing or by belts, by connecting-rods or by
other contrivances. Do we say that it is impossible for us to understand
anything about this machine so long as we are not permitted to take it to
pieces? You know well we do not, and that the principle of the conservation
of energy suffices to determine for us the most interesting point. We easily
ascertain that the final wheel turns ten times less quickly than the initial
wheel, since these two wheels are visible; we are able thence to conclude
mechanics.
Neither has this conception been useless; it has rendered us an
inestimable service, since it has contributed to make precise the
fundamental notion of the physical law.
I will explain myself; how did the ancients understand law? It was for
them an internal harmony, static, so to say, and immutable; or else it was
like a model that nature tried to imitate. For us a law is something quite
different; it is a constant relation between the phenomenon of to-day and
that of to-morrow; in a word, it is a differential equation.
Behold the ideal form of physical law; well, it is Newton's law which
first clothed it forth. If then one has acclimated this form in physics, it is
precisely by copying as far as possible this law of Newton, that is by
imitating celestial mechanics. This is, moreover, the idea I have tried to
bring out in Chapter VI.
The Physics of the Principles.—Nevertheless, a day arrived when the
conception of central forces no longer appeared sufficient, and this is the
first of those crises of which I just now spoke.
What was done then? The attempt to penetrate into the detail of the
structure of the universe, to isolate the pieces of this vast mechanism, to
analyze one by one the forces which put them in motion, was abandoned,
and we were content to take as guides certain general principles the express
object of which is to spare us this minute study. How so? Suppose we have
before us any machine; the initial wheel work and the final wheel work
alone are visible, but the transmission, the intermediary machinery by
which the movement is communicated from one to the other, is hidden in
the interior and escapes our view; we do not know whether the
communication is made by gearing or by belts, by connecting-rods or by
other contrivances. Do we say that it is impossible for us to understand
anything about this machine so long as we are not permitted to take it to
pieces? You know well we do not, and that the principle of the conservation
of energy suffices to determine for us the most interesting point. We easily
ascertain that the final wheel turns ten times less quickly than the initial
wheel, since these two wheels are visible; we are able thence to conclude
Page 306
that a couple applied to the one will be balanced by a couple ten times
greater applied to the other. For that there is no need to penetrate the
mechanism of this equilibrium and to know how the forces compensate
each other in the interior of the machine; it suffices to be assured that this
compensation can not fail to occur.
Well, in regard to the universe, the principle of the conservation of
energy is able to render us the same service. The universe is also a machine,
much more complicated than all those of industry, of which almost all the
parts are profoundly hidden from us; but in observing the motion of those
that we can see, we are able, by the aid of this principle, to draw
conclusions which remain true whatever may be the details of the invisible
mechanism which animates them.
The principle of the conservation of energy, or Mayer's principle, is
certainly the most important, but it is not the only one; there are others from
which we can derive the same advantage. These are:
Carnot's principle, or the principle of the degradation of energy.
Newton's principle, or the principle of the equality of action and reaction.
The principle of relativity, according to which the laws of physical
phenomena must be the same for a stationary observer as for an observer
carried along in a uniform motion of translation; so that we have not and
can not have any means of discerning whether or not we are carried along
in such a motion.
The principle of the conservation of mass, or Lavoisier's principle.
I will add the principle of least action.
The application of these five or six general principles to the different
physical phenomena is sufficient for our learning of them all that we could
reasonably hope to know of them. The most remarkable example of this
new mathematical physics is, beyond question, Maxwell's electromagnetic
theory of light.
We know nothing as to what the ether is, how its molecules are disposed,
whether they attract or repel each other; but we know that this medium
greater applied to the other. For that there is no need to penetrate the
mechanism of this equilibrium and to know how the forces compensate
each other in the interior of the machine; it suffices to be assured that this
compensation can not fail to occur.
Well, in regard to the universe, the principle of the conservation of
energy is able to render us the same service. The universe is also a machine,
much more complicated than all those of industry, of which almost all the
parts are profoundly hidden from us; but in observing the motion of those
that we can see, we are able, by the aid of this principle, to draw
conclusions which remain true whatever may be the details of the invisible
mechanism which animates them.
The principle of the conservation of energy, or Mayer's principle, is
certainly the most important, but it is not the only one; there are others from
which we can derive the same advantage. These are:
Carnot's principle, or the principle of the degradation of energy.
Newton's principle, or the principle of the equality of action and reaction.
The principle of relativity, according to which the laws of physical
phenomena must be the same for a stationary observer as for an observer
carried along in a uniform motion of translation; so that we have not and
can not have any means of discerning whether or not we are carried along
in such a motion.
The principle of the conservation of mass, or Lavoisier's principle.
I will add the principle of least action.
The application of these five or six general principles to the different
physical phenomena is sufficient for our learning of them all that we could
reasonably hope to know of them. The most remarkable example of this
new mathematical physics is, beyond question, Maxwell's electromagnetic
theory of light.
We know nothing as to what the ether is, how its molecules are disposed,
whether they attract or repel each other; but we know that this medium
Page 307
transmits at the same time the optical perturbations and the electrical
perturbations; we know that this transmission must take place in conformity
with the general principles of mechanics, and that suffices us for the
establishment of the equations of the electromagnetic field.
These principles are results of experiments boldly generalized; but they
seem to derive from their very generality a high degree of certainty. In fact,
the more general they are, the more frequent are the opportunities to check
them, and the verifications multiplying, taking the most varied, the most
unexpected forms, end by no longer leaving place for doubt.
Utility of the Old Physics.—Such is the second phase of the history of
mathematical physics and we have not yet emerged from it. Shall we say
that the first has been useless? that during fifty years science went the
wrong way, and that there is nothing left but to forget so many accumulated
efforts that a vicious conception condemned in advance to failure? Not the
least in the world. Do you think the second phase could have come into
existence without the first? The hypothesis of central forces contained all
the principles; it involved them as necessary consequences; it involved both
the conservation of energy and that of masses, and the equality of action
and reaction, and the law of least action, which appeared, it is true, not as
experimental truths, but as theorems; the enunciation of which had at the
same time something more precise and less general than under their present
form.
It is the mathematical physics of our fathers which has familiarized us
little by little with these various principles; which has habituated us to
recognize them under the different vestments in which they disguise
themselves. They have been compared with the data of experience, it has
been seen how it was necessary to modify their enunciation to adapt them to
these data; thereby they have been extended and consolidated. Thus they
came to be regarded as experimental truths; the conception of central forces
became then a useless support, or rather an embarrassment, since it made
the principles partake of its hypothetical character.
The frames then have not broken, because they are elastic; but they have
enlarged; our fathers, who established them, did not labor in vain, and we
perturbations; we know that this transmission must take place in conformity
with the general principles of mechanics, and that suffices us for the
establishment of the equations of the electromagnetic field.
These principles are results of experiments boldly generalized; but they
seem to derive from their very generality a high degree of certainty. In fact,
the more general they are, the more frequent are the opportunities to check
them, and the verifications multiplying, taking the most varied, the most
unexpected forms, end by no longer leaving place for doubt.
Utility of the Old Physics.—Such is the second phase of the history of
mathematical physics and we have not yet emerged from it. Shall we say
that the first has been useless? that during fifty years science went the
wrong way, and that there is nothing left but to forget so many accumulated
efforts that a vicious conception condemned in advance to failure? Not the
least in the world. Do you think the second phase could have come into
existence without the first? The hypothesis of central forces contained all
the principles; it involved them as necessary consequences; it involved both
the conservation of energy and that of masses, and the equality of action
and reaction, and the law of least action, which appeared, it is true, not as
experimental truths, but as theorems; the enunciation of which had at the
same time something more precise and less general than under their present
form.
It is the mathematical physics of our fathers which has familiarized us
little by little with these various principles; which has habituated us to
recognize them under the different vestments in which they disguise
themselves. They have been compared with the data of experience, it has
been seen how it was necessary to modify their enunciation to adapt them to
these data; thereby they have been extended and consolidated. Thus they
came to be regarded as experimental truths; the conception of central forces
became then a useless support, or rather an embarrassment, since it made
the principles partake of its hypothetical character.
The frames then have not broken, because they are elastic; but they have
enlarged; our fathers, who established them, did not labor in vain, and we
Page 308
recognize in the science of to-day the general traits of the sketch which they
traced.
CHAPTER VIII
The Present Crisis of Mathematical Physics
The New Crisis.—Are we now about to enter upon a third period? Are we
on the eve of a second crisis? These principles on which we have built all,
are they about to crumble away in their turn? This has been for some time a
pertinent question.
When I speak thus, you no doubt think of radium, that grand revolutionist
of the present time, and in fact I shall come back to it presently; but there is
something else. It is not alone the conservation of energy which is in
question; all the other principles are equally in danger, as we shall see in
passing them successively in review.
Carnot's Principle.—Let us commence with the principle of Carnot. This
is the only one which does not present itself as an immediate consequence
of the hypothesis of central forces; more than that, it seems, if not to
directly contradict that hypothesis, at least not to be reconciled with it
without a certain effort. If physical phenomena were due exclusively to the
movements of atoms whose mutual attraction depended only on the
distance, it seems that all these phenomena should be reversible; if all the
initial velocities were reversed, these atoms, always subjected to the same
forces, ought to go over their trajectories in the contrary sense, just as the
earth would describe in the retrograde sense this same elliptic orbit which it
describes in the direct sense, if the initial conditions of its motion had been
reversed. On this account, if a physical phenomenon is possible, the inverse
phenomenon should be equally so, and one should be able to reascend the
course of time. Now, it is not so in nature, and this is precisely what the
principle of Carnot teaches us; heat can pass from the warm body to the
cold body; it is impossible afterward to make it take the inverse route and to
reestablish differences of temperature which have been effaced. Motion can
traced.
CHAPTER VIII
The Present Crisis of Mathematical Physics
The New Crisis.—Are we now about to enter upon a third period? Are we
on the eve of a second crisis? These principles on which we have built all,
are they about to crumble away in their turn? This has been for some time a
pertinent question.
When I speak thus, you no doubt think of radium, that grand revolutionist
of the present time, and in fact I shall come back to it presently; but there is
something else. It is not alone the conservation of energy which is in
question; all the other principles are equally in danger, as we shall see in
passing them successively in review.
Carnot's Principle.—Let us commence with the principle of Carnot. This
is the only one which does not present itself as an immediate consequence
of the hypothesis of central forces; more than that, it seems, if not to
directly contradict that hypothesis, at least not to be reconciled with it
without a certain effort. If physical phenomena were due exclusively to the
movements of atoms whose mutual attraction depended only on the
distance, it seems that all these phenomena should be reversible; if all the
initial velocities were reversed, these atoms, always subjected to the same
forces, ought to go over their trajectories in the contrary sense, just as the
earth would describe in the retrograde sense this same elliptic orbit which it
describes in the direct sense, if the initial conditions of its motion had been
reversed. On this account, if a physical phenomenon is possible, the inverse
phenomenon should be equally so, and one should be able to reascend the
course of time. Now, it is not so in nature, and this is precisely what the
principle of Carnot teaches us; heat can pass from the warm body to the
cold body; it is impossible afterward to make it take the inverse route and to
reestablish differences of temperature which have been effaced. Motion can
Page 309
be wholly dissipated and transformed into heat by friction; the contrary
transformation can never be made except partially.
We have striven to reconcile this apparent contradiction. If the world
tends toward uniformity, this is not because its ultimate parts, at first unlike,
tend to become less and less different; it is because, shifting at random, they
end by blending. For an eye which should distinguish all the elements, the
variety would remain always as great; each grain of this dust preserves its
originality and does not model itself on its neighbors; but as the blend
becomes more and more intimate, our gross senses perceive only the
uniformity. This is why, for example, temperatures tend to a level, without
the possibility of going backwards.
A drop of wine falls into a glass of water; whatever may be the law of the
internal motion of the liquid, we shall soon see it colored of a uniform rosy
tint, and however much from this moment one may shake it afterwards, the
wine and the water do not seem capable of again separating. Here we have
the type of the irreversible physical phenomenon: to hide a grain of barley
in a heap of wheat, this is easy; afterwards to find it again and get it out, this
is practically impossible. All this Maxwell and Boltzmann have explained;
but the one who has seen it most clearly, in a book too little read because it
is a little difficult to read, is Gibbs, in his `Elementary Principles of
Statistical Mechanics.'
For those who take this point of view, Carnot's principle is only an
imperfect principle, a sort of concession to the infirmity of our senses; it is
because our eyes are too gross that we do not distinguish the elements of
the blend; it is because our hands are too gross that we can not force them
to separate; the imaginary demon of Maxwell, who is able to sort the
molecules one by one, could well constrain the world to return backward.
Can it return of itself? That is not impossible; that is only infinitely
improbable. The chances are that we should wait a long time for the
concourse of circumstances which would permit a retrogradation; but
sooner or later they will occur, after years whose number it would take
millions of figures to write. These reservations, however, all remained
theoretic; they were not very disquieting, and Carnot's principle retained all
its practical value. But here the scene changes. The biologist, armed with
his microscope, long ago noticed in his preparations irregular movements of
transformation can never be made except partially.
We have striven to reconcile this apparent contradiction. If the world
tends toward uniformity, this is not because its ultimate parts, at first unlike,
tend to become less and less different; it is because, shifting at random, they
end by blending. For an eye which should distinguish all the elements, the
variety would remain always as great; each grain of this dust preserves its
originality and does not model itself on its neighbors; but as the blend
becomes more and more intimate, our gross senses perceive only the
uniformity. This is why, for example, temperatures tend to a level, without
the possibility of going backwards.
A drop of wine falls into a glass of water; whatever may be the law of the
internal motion of the liquid, we shall soon see it colored of a uniform rosy
tint, and however much from this moment one may shake it afterwards, the
wine and the water do not seem capable of again separating. Here we have
the type of the irreversible physical phenomenon: to hide a grain of barley
in a heap of wheat, this is easy; afterwards to find it again and get it out, this
is practically impossible. All this Maxwell and Boltzmann have explained;
but the one who has seen it most clearly, in a book too little read because it
is a little difficult to read, is Gibbs, in his `Elementary Principles of
Statistical Mechanics.'
For those who take this point of view, Carnot's principle is only an
imperfect principle, a sort of concession to the infirmity of our senses; it is
because our eyes are too gross that we do not distinguish the elements of
the blend; it is because our hands are too gross that we can not force them
to separate; the imaginary demon of Maxwell, who is able to sort the
molecules one by one, could well constrain the world to return backward.
Can it return of itself? That is not impossible; that is only infinitely
improbable. The chances are that we should wait a long time for the
concourse of circumstances which would permit a retrogradation; but
sooner or later they will occur, after years whose number it would take
millions of figures to write. These reservations, however, all remained
theoretic; they were not very disquieting, and Carnot's principle retained all
its practical value. But here the scene changes. The biologist, armed with
his microscope, long ago noticed in his preparations irregular movements of
Page 310
little particles in suspension; this is the Brownian movement. He first
thought this was a vital phenomenon, but soon he saw that the inanimate
bodies danced with no less ardor than the others; then he turned the matter
over to the physicists. Unhappily, the physicists remained long uninterested
in this question; one concentrates the light to illuminate the microscopic
preparation, thought they; with light goes heat; thence inequalities of
temperature and in the liquid interior currents which produce the
movements referred to. It occurred to M. Gouy to look more closely, and he
saw, or thought he saw, that this explanation is untenable, that the
movements become brisker as the particles are smaller, but that they are not
influenced by the mode of illumination. If then these movements never
cease, or rather are reborn without cease, without borrowing anything from
an external source of energy, what ought we to believe? To be sure, we
should not on this account renounce our belief in the conservation of
energy, but we see under our eyes now motion transformed into heat by
friction, now inversely heat changed into motion, and that without loss
since the movement lasts forever. This is the contrary of Carnot's principle.
If this be so, to see the world return backward, we no longer have need of
the infinitely keen eye of Maxwell's demon; our microscope suffices.
Bodies too large, those, for example, which are a tenth of a millimeter, are
hit from all sides by moving atoms, but they do not budge, because these
shocks are very numerous and the law of chance makes them compensate
each other; but the smaller particles receive too few shocks for this
compensation to take place with certainty and are incessantly knocked
about. And behold already one of our principles in peril.
The Principle of Relativity.—Let us pass to the principle of relativity; this
not only is confirmed by daily experience, not only is it a necessary
consequence of the hypothesis of central forces, but it is irresistibly
imposed upon our good sense, and yet it also is assailed. Consider two
electrified bodies; though they seem to us at rest, they are both carried
along by the motion of the earth; an electric charge in motion, Rowland has
taught us, is equivalent to a current; these two charged bodies are, therefore,
equivalent to two parallel currents of the same sense and these two currents
should attract each other. In measuring this attraction, we shall measure the
velocity of the earth; not its velocity in relation to the sun or the fixed stars,
but its absolute velocity.
thought this was a vital phenomenon, but soon he saw that the inanimate
bodies danced with no less ardor than the others; then he turned the matter
over to the physicists. Unhappily, the physicists remained long uninterested
in this question; one concentrates the light to illuminate the microscopic
preparation, thought they; with light goes heat; thence inequalities of
temperature and in the liquid interior currents which produce the
movements referred to. It occurred to M. Gouy to look more closely, and he
saw, or thought he saw, that this explanation is untenable, that the
movements become brisker as the particles are smaller, but that they are not
influenced by the mode of illumination. If then these movements never
cease, or rather are reborn without cease, without borrowing anything from
an external source of energy, what ought we to believe? To be sure, we
should not on this account renounce our belief in the conservation of
energy, but we see under our eyes now motion transformed into heat by
friction, now inversely heat changed into motion, and that without loss
since the movement lasts forever. This is the contrary of Carnot's principle.
If this be so, to see the world return backward, we no longer have need of
the infinitely keen eye of Maxwell's demon; our microscope suffices.
Bodies too large, those, for example, which are a tenth of a millimeter, are
hit from all sides by moving atoms, but they do not budge, because these
shocks are very numerous and the law of chance makes them compensate
each other; but the smaller particles receive too few shocks for this
compensation to take place with certainty and are incessantly knocked
about. And behold already one of our principles in peril.
The Principle of Relativity.—Let us pass to the principle of relativity; this
not only is confirmed by daily experience, not only is it a necessary
consequence of the hypothesis of central forces, but it is irresistibly
imposed upon our good sense, and yet it also is assailed. Consider two
electrified bodies; though they seem to us at rest, they are both carried
along by the motion of the earth; an electric charge in motion, Rowland has
taught us, is equivalent to a current; these two charged bodies are, therefore,
equivalent to two parallel currents of the same sense and these two currents
should attract each other. In measuring this attraction, we shall measure the
velocity of the earth; not its velocity in relation to the sun or the fixed stars,
but its absolute velocity.
Page 311
I well know what will be said: It is not its absolute velocity that is
measured, it is its velocity in relation to the ether. How unsatisfactory that
is! Is it not evident that from the principle so understood we could no longer
infer anything? It could no longer tell us anything just because it would no
longer fear any contradiction. If we succeed in measuring anything, we
shall always be free to say that this is not the absolute velocity, and if it is
not the velocity in relation to the ether, it might always be the velocity in
relation to some new unknown fluid with which we might fill space.
Indeed, experiment has taken upon itself to ruin this interpretation of the
principle of relativity; all attempts to measure the velocity of the earth in
relation to the ether have led to negative results. This time experimental
physics has been more faithful to the principle than mathematical physics;
the theorists, to put in accord their other general views, would not have
spared it; but experiment has been stubborn in confirming it. The means
have been varied; finally Michelson pushed precision to its last limits;
nothing came of it. It is precisely to explain this obstinacy that the
mathematicians are forced to-day to employ all their ingenuity.
Their task was not easy, and if Lorentz has got through it, it is only by
accumulating hypotheses.
The most ingenious idea was that of local time. Imagine two observers
who wish to adjust their timepieces by optical signals; they exchange
signals, but as they know that the transmission of light is not instantaneous,
they are careful to cross them. When station B perceives the signal from
station A, its clock should not mark the same hour as that of station A at the
moment of sending the signal, but this hour augmented by a constant
representing the duration of the transmission. Suppose, for example, that
station A sends its signal when its clock marks the hour O, and that station
B perceives it when its clock marks the hour t. The clocks are adjusted if the
slowness equal to t represents the duration of the transmission, and to verify
it, station B sends in its turn a signal when its clock marks O; then station A
should perceive it when its clock marks t. The timepieces are then adjusted.
And in fact they mark the same hour at the same physical instant, but on
the one condition, that the two stations are fixed. Otherwise the duration of
the transmission will not be the same in the two senses, since the station A,
measured, it is its velocity in relation to the ether. How unsatisfactory that
is! Is it not evident that from the principle so understood we could no longer
infer anything? It could no longer tell us anything just because it would no
longer fear any contradiction. If we succeed in measuring anything, we
shall always be free to say that this is not the absolute velocity, and if it is
not the velocity in relation to the ether, it might always be the velocity in
relation to some new unknown fluid with which we might fill space.
Indeed, experiment has taken upon itself to ruin this interpretation of the
principle of relativity; all attempts to measure the velocity of the earth in
relation to the ether have led to negative results. This time experimental
physics has been more faithful to the principle than mathematical physics;
the theorists, to put in accord their other general views, would not have
spared it; but experiment has been stubborn in confirming it. The means
have been varied; finally Michelson pushed precision to its last limits;
nothing came of it. It is precisely to explain this obstinacy that the
mathematicians are forced to-day to employ all their ingenuity.
Their task was not easy, and if Lorentz has got through it, it is only by
accumulating hypotheses.
The most ingenious idea was that of local time. Imagine two observers
who wish to adjust their timepieces by optical signals; they exchange
signals, but as they know that the transmission of light is not instantaneous,
they are careful to cross them. When station B perceives the signal from
station A, its clock should not mark the same hour as that of station A at the
moment of sending the signal, but this hour augmented by a constant
representing the duration of the transmission. Suppose, for example, that
station A sends its signal when its clock marks the hour O, and that station
B perceives it when its clock marks the hour t. The clocks are adjusted if the
slowness equal to t represents the duration of the transmission, and to verify
it, station B sends in its turn a signal when its clock marks O; then station A
should perceive it when its clock marks t. The timepieces are then adjusted.
And in fact they mark the same hour at the same physical instant, but on
the one condition, that the two stations are fixed. Otherwise the duration of
the transmission will not be the same in the two senses, since the station A,
Page 312
for example, moves forward to meet the optical perturbation emanating
from B, whereas the station B flees before the perturbation emanating from
A. The watches adjusted in that way will not mark, therefore, the true time;
they will mark what may be called the local time, so that one of them will
be slow of the other. It matters little, since we have no means of perceiving
it. All the phenomena which happen at A, for example, will be late, but all
will be equally so, and the observer will not perceive it, since his watch is
slow; so, as the principle of relativity requires, he will have no means of
knowing whether he is at rest or in absolute motion.
Unhappily, that does not suffice, and complementary hypotheses are
necessary; it is necessary to admit that bodies in motion undergo a uniform
contraction in the sense of the motion. One of the diameters of the earth, for
example, is shrunk by one two-hundred-millionth in consequence of our
planet's motion, while the other diameter retains its normal length. Thus the
last little differences are compensated. And then, there is still the hypothesis
about forces. Forces, whatever be their origin, gravity as well as elasticity,
would be reduced in a certain proportion in a world animated by a uniform
translation; or, rather, this would happen for the components perpendicular
to the translation; the components parallel would not change. Resume, then,
our example of two electrified bodies; these bodies repel each other, but at
the same time if all is carried along in a uniform translation, they are
equivalent to two parallel currents of the same sense which attract each
other. This electrodynamic attraction diminishes, therefore, the electrostatic
repulsion, and the total repulsion is feebler than if the two bodies were at
rest. But since to measure this repulsion we must balance it by another
force, and all these other forces are reduced in the same proportion, we
perceive nothing. Thus all seems arranged, but are all the doubts dissipated?
What would happen if one could communicate by non-luminous signals
whose velocity of propagation differed from that of light? If, after having
adjusted the watches by the optical procedure, we wished to verify the
adjustment by the aid of these new signals, we should observe discrepancies
which would render evident the common translation of the two stations.
And are such signals inconceivable, if we admit with Laplace that universal
gravitation is transmitted a million times more rapidly than light?
Thus, the principle of relativity has been valiantly defended in these latter
times, but the very energy of the defense proves how serious was the attack.
from B, whereas the station B flees before the perturbation emanating from
A. The watches adjusted in that way will not mark, therefore, the true time;
they will mark what may be called the local time, so that one of them will
be slow of the other. It matters little, since we have no means of perceiving
it. All the phenomena which happen at A, for example, will be late, but all
will be equally so, and the observer will not perceive it, since his watch is
slow; so, as the principle of relativity requires, he will have no means of
knowing whether he is at rest or in absolute motion.
Unhappily, that does not suffice, and complementary hypotheses are
necessary; it is necessary to admit that bodies in motion undergo a uniform
contraction in the sense of the motion. One of the diameters of the earth, for
example, is shrunk by one two-hundred-millionth in consequence of our
planet's motion, while the other diameter retains its normal length. Thus the
last little differences are compensated. And then, there is still the hypothesis
about forces. Forces, whatever be their origin, gravity as well as elasticity,
would be reduced in a certain proportion in a world animated by a uniform
translation; or, rather, this would happen for the components perpendicular
to the translation; the components parallel would not change. Resume, then,
our example of two electrified bodies; these bodies repel each other, but at
the same time if all is carried along in a uniform translation, they are
equivalent to two parallel currents of the same sense which attract each
other. This electrodynamic attraction diminishes, therefore, the electrostatic
repulsion, and the total repulsion is feebler than if the two bodies were at
rest. But since to measure this repulsion we must balance it by another
force, and all these other forces are reduced in the same proportion, we
perceive nothing. Thus all seems arranged, but are all the doubts dissipated?
What would happen if one could communicate by non-luminous signals
whose velocity of propagation differed from that of light? If, after having
adjusted the watches by the optical procedure, we wished to verify the
adjustment by the aid of these new signals, we should observe discrepancies
which would render evident the common translation of the two stations.
And are such signals inconceivable, if we admit with Laplace that universal
gravitation is transmitted a million times more rapidly than light?
Thus, the principle of relativity has been valiantly defended in these latter
times, but the very energy of the defense proves how serious was the attack.
Page 313
Newton's Principle.—Let us speak now of the principle of Newton, on
the equality of action and reaction. This is intimately bound up with the
preceding, and it seems indeed that the fall of the one would involve that of
the other. Thus we must not be astonished to find here the same difficulties.
Electrical phenomena, according to the theory of Lorentz, are due to the
displacements of little charged particles, called electrons, immersed in the
medium we call ether. The movements of these electrons produce
perturbations in the neighboring ether; these perturbations propagate
themselves in every direction with the velocity of light, and in turn other
electrons, originally at rest, are made to vibrate when the perturbation
reaches the parts of the ether which touch them. The electrons, therefore,
act on one another, but this action is not direct, it is accomplished through
the ether as intermediary. Under these conditions can there be compensation
between action and reaction, at least for an observer who should take
account only of the movements of matter, that is, of the electrons, and who
should be ignorant of those of the ether that he could not see? Evidently not.
Even if the compensation should be exact, it could not be simultaneous. The
perturbation is propagated with a finite velocity; it, therefore, reaches the
second electron only when the first has long ago entered upon its rest. This
second electron, therefore, will undergo, after a delay, the action of the first,
but will certainly not at that moment react upon it, since around this first
electron nothing any longer budges.
The analysis of the facts permits us to be still more precise. Imagine, for
example, a Hertzian oscillator, like those used in wireless telegraphy; it
sends out energy in every direction; but we can provide it with a parabolic
mirror, as Hertz did with his smallest oscillators, so as to send all the energy
produced in a single direction. What happens then according to the theory?
The apparatus recoils, as if it were a cannon and the projected energy a ball;
and that is contrary to the principle of Newton, since our projectile here has
no mass, it is not matter, it is energy. The case is still the same, moreover,
with a beacon light provided with a reflector, since light is nothing but a
perturbation of the electromagnetic field. This beacon light should recoil as
if the light it sends out were a projectile. What is the force that should
produce this recoil? It is what is called the Maxwell-Bartholi pressure. It is
very minute, and it has been difficult to put it in evidence even with the
most sensitive radiometers; but it suffices that it exists.
the equality of action and reaction. This is intimately bound up with the
preceding, and it seems indeed that the fall of the one would involve that of
the other. Thus we must not be astonished to find here the same difficulties.
Electrical phenomena, according to the theory of Lorentz, are due to the
displacements of little charged particles, called electrons, immersed in the
medium we call ether. The movements of these electrons produce
perturbations in the neighboring ether; these perturbations propagate
themselves in every direction with the velocity of light, and in turn other
electrons, originally at rest, are made to vibrate when the perturbation
reaches the parts of the ether which touch them. The electrons, therefore,
act on one another, but this action is not direct, it is accomplished through
the ether as intermediary. Under these conditions can there be compensation
between action and reaction, at least for an observer who should take
account only of the movements of matter, that is, of the electrons, and who
should be ignorant of those of the ether that he could not see? Evidently not.
Even if the compensation should be exact, it could not be simultaneous. The
perturbation is propagated with a finite velocity; it, therefore, reaches the
second electron only when the first has long ago entered upon its rest. This
second electron, therefore, will undergo, after a delay, the action of the first,
but will certainly not at that moment react upon it, since around this first
electron nothing any longer budges.
The analysis of the facts permits us to be still more precise. Imagine, for
example, a Hertzian oscillator, like those used in wireless telegraphy; it
sends out energy in every direction; but we can provide it with a parabolic
mirror, as Hertz did with his smallest oscillators, so as to send all the energy
produced in a single direction. What happens then according to the theory?
The apparatus recoils, as if it were a cannon and the projected energy a ball;
and that is contrary to the principle of Newton, since our projectile here has
no mass, it is not matter, it is energy. The case is still the same, moreover,
with a beacon light provided with a reflector, since light is nothing but a
perturbation of the electromagnetic field. This beacon light should recoil as
if the light it sends out were a projectile. What is the force that should
produce this recoil? It is what is called the Maxwell-Bartholi pressure. It is
very minute, and it has been difficult to put it in evidence even with the
most sensitive radiometers; but it suffices that it exists.
Page 314
If all the energy issuing from our oscillator falls on a receiver, this will
act as if it had received a mechanical shock, which will represent in a sense
the compensation of the oscillator's recoil; the reaction will be equal to the
action, but it will not be simultaneous; the receiver will move on, but not at
the moment when the oscillator recoils. If the energy propagates itself
indefinitely without encountering a receiver, the compensation will never
occur.
Shall we say that the space which separates the oscillator from the
receiver and which the perturbation must pass over in going from the one to
the other is not void, that it is full not only of ether, but of air, or even in the
interplanetary spaces of some fluid subtile but still ponderable; that this
matter undergoes the shock like the receiver at the moment when the energy
reaches it, and recoils in its turn when the perturbation quits it? That would
save Newton's principle, but that is not true. If energy in its diffusion
remained always attached to some material substratum, then matter in
motion would carry along light with it, and Fizeau has demonstrated that it
does nothing of the sort, at least for air. Michelson and Morley have since
confirmed this. It might be supposed also that the movements of matter
proper are exactly compensated by those of the ether; but that would lead us
to the same reflections as before now. The principle so understood will
explain everything, since, whatever might be the visible movements, we
always could imagine hypothetical movements which compensate them.
But if it is able to explain everything, this is because it does not enable us to
foresee anything; it does not enable us to decide between the different
possible hypotheses, since it explains everything beforehand. It therefore
becomes useless.
And then the suppositions that it would be necessary to make on the
movements of the ether are not very satisfactory. If the electric charges
double, it would be natural to imagine that the velocities of the diverse
atoms of ether double also; but, for the compensation, it would be necessary
that the mean velocity of the ether quadruple.
This is why I have long thought that these consequences of theory,
contrary to Newton's principle, would end some day by being abandoned,
and yet the recent experiments on the movements of the electrons issuing
from radium seem rather to confirm them.
act as if it had received a mechanical shock, which will represent in a sense
the compensation of the oscillator's recoil; the reaction will be equal to the
action, but it will not be simultaneous; the receiver will move on, but not at
the moment when the oscillator recoils. If the energy propagates itself
indefinitely without encountering a receiver, the compensation will never
occur.
Shall we say that the space which separates the oscillator from the
receiver and which the perturbation must pass over in going from the one to
the other is not void, that it is full not only of ether, but of air, or even in the
interplanetary spaces of some fluid subtile but still ponderable; that this
matter undergoes the shock like the receiver at the moment when the energy
reaches it, and recoils in its turn when the perturbation quits it? That would
save Newton's principle, but that is not true. If energy in its diffusion
remained always attached to some material substratum, then matter in
motion would carry along light with it, and Fizeau has demonstrated that it
does nothing of the sort, at least for air. Michelson and Morley have since
confirmed this. It might be supposed also that the movements of matter
proper are exactly compensated by those of the ether; but that would lead us
to the same reflections as before now. The principle so understood will
explain everything, since, whatever might be the visible movements, we
always could imagine hypothetical movements which compensate them.
But if it is able to explain everything, this is because it does not enable us to
foresee anything; it does not enable us to decide between the different
possible hypotheses, since it explains everything beforehand. It therefore
becomes useless.
And then the suppositions that it would be necessary to make on the
movements of the ether are not very satisfactory. If the electric charges
double, it would be natural to imagine that the velocities of the diverse
atoms of ether double also; but, for the compensation, it would be necessary
that the mean velocity of the ether quadruple.
This is why I have long thought that these consequences of theory,
contrary to Newton's principle, would end some day by being abandoned,
and yet the recent experiments on the movements of the electrons issuing
from radium seem rather to confirm them.
Page 315
Lavoisier's Principle.—I arrive at the principle of Lavoisier on the
conservation of mass. Certainly, this is one not to be touched without
unsettling all mechanics. And now certain persons think that it seems true to
us only because in mechanics merely moderate velocities are considered,
but that it would cease to be true for bodies animated by velocities
comparable to that of light. Now these velocities are believed at present to
have been realized; the cathode rays and those of radium may be formed of
very minute particles or of electrons which are displaced with velocities
smaller no doubt than that of light, but which might be its one tenth or one
third.
These rays can be deflected, whether by an electric field, or by a
magnetic field, and we are able, by comparing these deflections, to measure
at the same time the velocity of the electrons and their mass (or rather the
relation of their mass to their charge). But when it was seen that these
velocities approached that of light, it was decided that a correction was
necessary. These molecules, being electrified, can not be displaced without
agitating the ether; to put them in motion it is necessary to overcome a
double inertia, that of the molecule itself and that of the ether. The total or
apparent mass that one measures is composed, therefore, of two parts: the
real or mechanical mass of the molecule and the electrodynamic mass
representing the inertia of the ether.
The calculations of Abraham and the experiments of Kaufmann have
then shown that the mechanical mass, properly so called, is null, and that
the mass of the electrons, or, at least, of the negative electrons, is of
exclusively electrodynamic origin. This is what forces us to change the
definition of mass; we can not any longer distinguish mechanical mass and
electrodynamic mass, since then the first would vanish; there is no mass
other than electrodynamic inertia. But in this case the mass can no longer be
constant; it augments with the velocity, and it even depends on the
direction, and a body animated by a notable velocity will not oppose the
same inertia to the forces which tend to deflect it from its route, as to those
which tend to accelerate or to retard its progress.
There is still a resource; the ultimate elements of bodies are electrons,
some charged negatively, the others charged positively. The negative
electrons have no mass, this is understood; but the positive electrons, from
conservation of mass. Certainly, this is one not to be touched without
unsettling all mechanics. And now certain persons think that it seems true to
us only because in mechanics merely moderate velocities are considered,
but that it would cease to be true for bodies animated by velocities
comparable to that of light. Now these velocities are believed at present to
have been realized; the cathode rays and those of radium may be formed of
very minute particles or of electrons which are displaced with velocities
smaller no doubt than that of light, but which might be its one tenth or one
third.
These rays can be deflected, whether by an electric field, or by a
magnetic field, and we are able, by comparing these deflections, to measure
at the same time the velocity of the electrons and their mass (or rather the
relation of their mass to their charge). But when it was seen that these
velocities approached that of light, it was decided that a correction was
necessary. These molecules, being electrified, can not be displaced without
agitating the ether; to put them in motion it is necessary to overcome a
double inertia, that of the molecule itself and that of the ether. The total or
apparent mass that one measures is composed, therefore, of two parts: the
real or mechanical mass of the molecule and the electrodynamic mass
representing the inertia of the ether.
The calculations of Abraham and the experiments of Kaufmann have
then shown that the mechanical mass, properly so called, is null, and that
the mass of the electrons, or, at least, of the negative electrons, is of
exclusively electrodynamic origin. This is what forces us to change the
definition of mass; we can not any longer distinguish mechanical mass and
electrodynamic mass, since then the first would vanish; there is no mass
other than electrodynamic inertia. But in this case the mass can no longer be
constant; it augments with the velocity, and it even depends on the
direction, and a body animated by a notable velocity will not oppose the
same inertia to the forces which tend to deflect it from its route, as to those
which tend to accelerate or to retard its progress.
There is still a resource; the ultimate elements of bodies are electrons,
some charged negatively, the others charged positively. The negative
electrons have no mass, this is understood; but the positive electrons, from
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the little we know of them, seem much greater. Perhaps they have, besides
their electrodynamic mass, a true mechanical mass. The real mass of a body
would, then, be the sum of the mechanical masses of its positive electrons,
the negative electrons not counting; mass so defined might still be constant.
Alas! this resource also evades us. Recall what we have said of the
principle of relativity and of the efforts made to save it. And it is not merely
a principle which it is a question of saving, it is the indubitable results of
the experiments of Michelson.
Well, as was above seen, Lorentz, to account for these results, was
obliged to suppose that all forces, whatever their origin, were reduced in the
same proportion in a medium animated by a uniform translation; this is not
sufficient; it is not enough that this take place for the real forces, it must
also be the same for the forces of inertia; it is therefore necessary, he says,
that the masses of all the particles be influenced by a translation to the
same degree as the electromagnetic masses of the electrons.
So the mechanical masses must vary in accordance with the same laws as
the electrodynamic masses; they can not, therefore, be constant.
Need I point out that the fall of Lavoisier's principle involves that of
Newton's? This latter signifies that the center of gravity of an isolated
system moves in a straight line; but if there is no longer a constant mass,
there is no longer a center of gravity, we no longer know even what this is.
This is why I said above that the experiments on the cathode rays appeared
to justify the doubts of Lorentz concerning Newton's principle.
From all these results, if they were confirmed, would arise an entirely
new mechanics, which would be, above all, characterized by this fact, that
no velocity could surpass that of light,[9] any more than any temperature can
fall below absolute zero.
No more for an observer, carried along himself in a translation he does
not suspect, could any apparent velocity surpass that of light; and this
would be then a contradiction, if we did not recall that this observer would
not use the same clocks as a fixed observer, but, indeed, clocks marking
'local time.'
their electrodynamic mass, a true mechanical mass. The real mass of a body
would, then, be the sum of the mechanical masses of its positive electrons,
the negative electrons not counting; mass so defined might still be constant.
Alas! this resource also evades us. Recall what we have said of the
principle of relativity and of the efforts made to save it. And it is not merely
a principle which it is a question of saving, it is the indubitable results of
the experiments of Michelson.
Well, as was above seen, Lorentz, to account for these results, was
obliged to suppose that all forces, whatever their origin, were reduced in the
same proportion in a medium animated by a uniform translation; this is not
sufficient; it is not enough that this take place for the real forces, it must
also be the same for the forces of inertia; it is therefore necessary, he says,
that the masses of all the particles be influenced by a translation to the
same degree as the electromagnetic masses of the electrons.
So the mechanical masses must vary in accordance with the same laws as
the electrodynamic masses; they can not, therefore, be constant.
Need I point out that the fall of Lavoisier's principle involves that of
Newton's? This latter signifies that the center of gravity of an isolated
system moves in a straight line; but if there is no longer a constant mass,
there is no longer a center of gravity, we no longer know even what this is.
This is why I said above that the experiments on the cathode rays appeared
to justify the doubts of Lorentz concerning Newton's principle.
From all these results, if they were confirmed, would arise an entirely
new mechanics, which would be, above all, characterized by this fact, that
no velocity could surpass that of light,[9] any more than any temperature can
fall below absolute zero.
No more for an observer, carried along himself in a translation he does
not suspect, could any apparent velocity surpass that of light; and this
would be then a contradiction, if we did not recall that this observer would
not use the same clocks as a fixed observer, but, indeed, clocks marking
'local time.'
Page 317
Here we are then facing a question I content myself with stating. If there
is no longer any mass, what becomes of Newton's law? Mass has two
aspects: it is at the same time a coefficient of inertia and an attracting mass
entering as factor into Newtonian attraction. If the coefficient of inertia is
not constant, can the attracting mass be? That is the question.
Mayer's Principle.—At least, the principle of the conservation of energy
yet remained to us, and this seemed more solid. Shall I recall to you how it
was in its turn thrown into discredit? This event has made more noise than
the preceding, and it is in all the memoirs. From the first words of
Becquerel, and, above all, when the Curies had discovered radium, it was
seen that every radioactive body was an inexhaustible source of radiation.
Its activity seemed to subsist without alteration throughout the months and
the years. This was in itself a strain on the principles; these radiations were
in fact energy, and from the same morsel of radium this issued and forever
issued. But these quantities of energy were too slight to be measured; at
least that was the belief and we were not much disquieted.
The scene changed when Curie bethought himself to put radium in a
calorimeter; it was then seen that the quantity of heat incessantly created
was very notable.
The explanations proposed were numerous; but in such case we can not
say, the more the better. In so far as no one of them has prevailed over the
others, we can not be sure there is a good one among them. Since some
time, however, one of these explanations seems to be getting the upper hand
and we may reasonably hope that we hold the key to the mystery.
Sir W. Ramsay has striven to show that radium is in process of
transformation, that it contains a store of energy enormous but not
inexhaustible. The transformation of radium then would produce a million
times more heat than all known transformations; radium would wear itself
out in 1,250 years; this is quite short, and you see that we are at least certain
to have this point settled some hundreds of years from now. While waiting,
our doubts remain.
is no longer any mass, what becomes of Newton's law? Mass has two
aspects: it is at the same time a coefficient of inertia and an attracting mass
entering as factor into Newtonian attraction. If the coefficient of inertia is
not constant, can the attracting mass be? That is the question.
Mayer's Principle.—At least, the principle of the conservation of energy
yet remained to us, and this seemed more solid. Shall I recall to you how it
was in its turn thrown into discredit? This event has made more noise than
the preceding, and it is in all the memoirs. From the first words of
Becquerel, and, above all, when the Curies had discovered radium, it was
seen that every radioactive body was an inexhaustible source of radiation.
Its activity seemed to subsist without alteration throughout the months and
the years. This was in itself a strain on the principles; these radiations were
in fact energy, and from the same morsel of radium this issued and forever
issued. But these quantities of energy were too slight to be measured; at
least that was the belief and we were not much disquieted.
The scene changed when Curie bethought himself to put radium in a
calorimeter; it was then seen that the quantity of heat incessantly created
was very notable.
The explanations proposed were numerous; but in such case we can not
say, the more the better. In so far as no one of them has prevailed over the
others, we can not be sure there is a good one among them. Since some
time, however, one of these explanations seems to be getting the upper hand
and we may reasonably hope that we hold the key to the mystery.
Sir W. Ramsay has striven to show that radium is in process of
transformation, that it contains a store of energy enormous but not
inexhaustible. The transformation of radium then would produce a million
times more heat than all known transformations; radium would wear itself
out in 1,250 years; this is quite short, and you see that we are at least certain
to have this point settled some hundreds of years from now. While waiting,
our doubts remain.
Page 318
CHAPTER IX
The Future of Mathematical Physics
The Principles and Experiment.—In the midst of so much ruin, what
remains standing? The principle of least action is hitherto intact, and
Larmor appears to believe that it will long survive the others; in reality, it is
still more vague and more general.
In presence of this general collapse of the principles, what attitude will
mathematical physics take? And first, before too much excitement, it is
proper to ask if all that is really true. All these derogations to the principles
are encountered only among infinitesimals; the microscope is necessary to
see the Brownian movement; electrons are very light; radium is very rare,
and one never has more than some milligrams of it at a time. And, then, it
may be asked whether, besides the infinitesimal seen, there was not another
infinitesimal unseen counterpoise to the first.
So there is an interlocutory question, and, as it seems, only experiment
can solve it. We shall, therefore, only have to hand over the matter to the
experimenters, and, while waiting for them to finally decide the debate, not
to preoccupy ourselves with these disquieting problems, and to tranquilly
continue our work as if the principles were still uncontested. Certes, we
have much to do without leaving the domain where they may be applied in
all security; we have enough to employ our activity during this period of
doubts.
The Rôle of the Analyst.—And as to these doubts, is it indeed true that we
can do nothing to disembarrass science of them? It must indeed be said, it is
not alone experimental physics that has given birth to them; mathematical
physics has well contributed. It is the experimenters who have seen radium
throw out energy, but it is the theorists who have put in evidence all the
difficulties raised by the propagation of light across a medium in motion;
but for these it is probable we should not have become conscious of them.
Well, then, if they have done their best to put us into this embarrassment, it
is proper also that they help us to get out of it.
The Future of Mathematical Physics
The Principles and Experiment.—In the midst of so much ruin, what
remains standing? The principle of least action is hitherto intact, and
Larmor appears to believe that it will long survive the others; in reality, it is
still more vague and more general.
In presence of this general collapse of the principles, what attitude will
mathematical physics take? And first, before too much excitement, it is
proper to ask if all that is really true. All these derogations to the principles
are encountered only among infinitesimals; the microscope is necessary to
see the Brownian movement; electrons are very light; radium is very rare,
and one never has more than some milligrams of it at a time. And, then, it
may be asked whether, besides the infinitesimal seen, there was not another
infinitesimal unseen counterpoise to the first.
So there is an interlocutory question, and, as it seems, only experiment
can solve it. We shall, therefore, only have to hand over the matter to the
experimenters, and, while waiting for them to finally decide the debate, not
to preoccupy ourselves with these disquieting problems, and to tranquilly
continue our work as if the principles were still uncontested. Certes, we
have much to do without leaving the domain where they may be applied in
all security; we have enough to employ our activity during this period of
doubts.
The Rôle of the Analyst.—And as to these doubts, is it indeed true that we
can do nothing to disembarrass science of them? It must indeed be said, it is
not alone experimental physics that has given birth to them; mathematical
physics has well contributed. It is the experimenters who have seen radium
throw out energy, but it is the theorists who have put in evidence all the
difficulties raised by the propagation of light across a medium in motion;
but for these it is probable we should not have become conscious of them.
Well, then, if they have done their best to put us into this embarrassment, it
is proper also that they help us to get out of it.
Page 319
They must subject to critical examination all these new views I have just
outlined before you, and abandon the principles only after having made a
loyal effort to save them. What can they do in this sense? That is what I will
try to explain.
It is a question before all of endeavoring to obtain a more satisfactory
theory of the electrodynamics of bodies in motion. It is there especially, as I
have sufficiently shown above, that difficulties accumulate. It is useless to
heap up hypotheses, we can not satisfy all the principles at once; so far, one
has succeeded in safeguarding some only on condition of sacrificing the
others; but all hope of obtaining better results is not yet lost. Let us take,
then, the theory of Lorentz, turn it in all senses, modify it little by little, and
perhaps everything will arrange itself.
Thus in place of supposing that bodies in motion undergo a contraction in
the sense of the motion, and that this contraction is the same whatever be
the nature of these bodies and the forces to which they are otherwise
subjected, could we not make a more simple and natural hypothesis? We
might imagine, for example, that it is the ether which is modified when it is
in relative motion in reference to the material medium which penetrates it,
that, when it is thus modified, it no longer transmits perturbations with the
same velocity in every direction. It might transmit more rapidly those which
are propagated parallel to the motion of the medium, whether in the same
sense or in the opposite sense, and less rapidly those which are propagated
perpendicularly. The wave surfaces would no longer be spheres, but
ellipsoids, and we could dispense with that extraordinary contraction of all
bodies.
I cite this only as an example, since the modifications that might be
essayed would be evidently susceptible of infinite variation.
Aberration and Astronomy.—It is possible also that astronomy may some
day furnish us data on this point; she it was in the main who raised the
question in making us acquainted with the phenomenon of the aberration of
light. If we make crudely the theory of aberration, we reach a very curious
result. The apparent positions of the stars differ from their real positions
because of the earth's motion, and as this motion is variable, these apparent
positions vary. The real position we can not ascertain, but we can observe
outlined before you, and abandon the principles only after having made a
loyal effort to save them. What can they do in this sense? That is what I will
try to explain.
It is a question before all of endeavoring to obtain a more satisfactory
theory of the electrodynamics of bodies in motion. It is there especially, as I
have sufficiently shown above, that difficulties accumulate. It is useless to
heap up hypotheses, we can not satisfy all the principles at once; so far, one
has succeeded in safeguarding some only on condition of sacrificing the
others; but all hope of obtaining better results is not yet lost. Let us take,
then, the theory of Lorentz, turn it in all senses, modify it little by little, and
perhaps everything will arrange itself.
Thus in place of supposing that bodies in motion undergo a contraction in
the sense of the motion, and that this contraction is the same whatever be
the nature of these bodies and the forces to which they are otherwise
subjected, could we not make a more simple and natural hypothesis? We
might imagine, for example, that it is the ether which is modified when it is
in relative motion in reference to the material medium which penetrates it,
that, when it is thus modified, it no longer transmits perturbations with the
same velocity in every direction. It might transmit more rapidly those which
are propagated parallel to the motion of the medium, whether in the same
sense or in the opposite sense, and less rapidly those which are propagated
perpendicularly. The wave surfaces would no longer be spheres, but
ellipsoids, and we could dispense with that extraordinary contraction of all
bodies.
I cite this only as an example, since the modifications that might be
essayed would be evidently susceptible of infinite variation.
Aberration and Astronomy.—It is possible also that astronomy may some
day furnish us data on this point; she it was in the main who raised the
question in making us acquainted with the phenomenon of the aberration of
light. If we make crudely the theory of aberration, we reach a very curious
result. The apparent positions of the stars differ from their real positions
because of the earth's motion, and as this motion is variable, these apparent
positions vary. The real position we can not ascertain, but we can observe
Page 320
the variations of the apparent position. The observations of the aberration
show us, therefore, not the earth's motion, but the variations of this motion;
they can not, therefore, give us information about the absolute motion of the
earth.
At least this is true in first approximation, but the case would be no
longer the same if we could appreciate the thousandths of a second. Then it
would be seen that the amplitude of the oscillation depends not alone on the
variation of the motion, a variation which is well known, since it is the
motion of our globe on its elliptic orbit, but on the mean value of this
motion, so that the constant of aberration would not be quite the same for
all the stars, and the differences would tell us the absolute motion of the
earth in space.
This, then, would be, under another form, the ruin of the principle of
relativity. We are far, it is true, from appreciating the thousandth of a
second, but, after all, say some, the earth's total absolute velocity is perhaps
much greater than its relative velocity with respect to the sun. If, for
example, it were 300 kilometers per second in place of 30, this would
suffice to make the phenomenon observable.
I believe that in reasoning thus one admits a too simple theory of
aberration. Michelson has shown us, I have told you, that the physical
procedures are powerless to put in evidence absolute motion; I am
persuaded that the same will be true of the astronomic procedures, however
far precision be carried.
However that may be, the data astronomy will furnish us in this regard
will some day be precious to the physicist. Meanwhile, I believe that the
theorists, recalling the experience of Michelson, may anticipate a negative
result, and that they would accomplish a useful work in constructing a
theory of aberration which would explain this in advance.
Electrons and Spectra.—This dynamics of electrons can be approached
from many sides, but among the ways leading thither is one which has been
somewhat neglected, and yet this is one of those which promise us the most
surprises. It is movements of electrons which produce the lines of the
emission spectra; this is proved by the Zeeman effect; in an incandescent
body what vibrates is sensitive to the magnet, therefore electrified. This is a
show us, therefore, not the earth's motion, but the variations of this motion;
they can not, therefore, give us information about the absolute motion of the
earth.
At least this is true in first approximation, but the case would be no
longer the same if we could appreciate the thousandths of a second. Then it
would be seen that the amplitude of the oscillation depends not alone on the
variation of the motion, a variation which is well known, since it is the
motion of our globe on its elliptic orbit, but on the mean value of this
motion, so that the constant of aberration would not be quite the same for
all the stars, and the differences would tell us the absolute motion of the
earth in space.
This, then, would be, under another form, the ruin of the principle of
relativity. We are far, it is true, from appreciating the thousandth of a
second, but, after all, say some, the earth's total absolute velocity is perhaps
much greater than its relative velocity with respect to the sun. If, for
example, it were 300 kilometers per second in place of 30, this would
suffice to make the phenomenon observable.
I believe that in reasoning thus one admits a too simple theory of
aberration. Michelson has shown us, I have told you, that the physical
procedures are powerless to put in evidence absolute motion; I am
persuaded that the same will be true of the astronomic procedures, however
far precision be carried.
However that may be, the data astronomy will furnish us in this regard
will some day be precious to the physicist. Meanwhile, I believe that the
theorists, recalling the experience of Michelson, may anticipate a negative
result, and that they would accomplish a useful work in constructing a
theory of aberration which would explain this in advance.
Electrons and Spectra.—This dynamics of electrons can be approached
from many sides, but among the ways leading thither is one which has been
somewhat neglected, and yet this is one of those which promise us the most
surprises. It is movements of electrons which produce the lines of the
emission spectra; this is proved by the Zeeman effect; in an incandescent
body what vibrates is sensitive to the magnet, therefore electrified. This is a
Page 321
very important first point, but no one has gone farther. Why are the lines of
the spectrum distributed in accordance with a regular law? These laws have
been studied by the experimenters in their least details; they are very
precise and comparatively simple. A first study of these distributions recalls
the harmonics encountered in acoustics; but the difference is great. Not only
are the numbers of vibrations not the successive multiples of a single
number, but we do not even find anything analogous to the roots of those
transcendental equations to which we are led by so many problems of
mathematical physics: that of the vibrations of an elastic body of any form,
that of the Hertzian oscillations in a generator of any form, the problem of
Fourier for the cooling of a solid body.
The laws are simpler, but they are of wholly other nature, and to cite only
one of these differences, for the harmonics of high order, the number of
vibrations tends toward a finite limit, instead of increasing indefinitely.
That has not yet been accounted for, and I believe that there we have one
of the most important secrets of nature. A Japanese physicist, M. Nagaoka,
has recently proposed an explanation; according to him, atoms are
composed of a large positive electron surrounded by a ring formed of a
great number of very small negative electrons. Such is the planet Saturn
with its rings. This is a very interesting attempt, but not yet wholly
satisfactory; this attempt should be renewed. We will penetrate, so to speak,
into the inmost recess of matter. And from the particular point of view
which we to-day occupy, when we know why the vibrations of incandescent
bodies differ thus from ordinary elastic vibrations, why the electrons do not
behave like the matter which is familiar to us, we shall better comprehend
the dynamics of electrons and it will be perhaps more easy for us to
reconcile it with the principles.
Conventions Preceding Experiment.—Suppose, now, that all these efforts
fail, and, after all, I do not believe they will, what must be done? Will it be
necessary to seek to mend the broken principles by giving what we French
call a coup de pouce? That evidently is always possible, and I retract
nothing of what I have said above.
Have you not written, you might say if you wished to seek a quarrel with
me—have you not written that the principles, though of experimental
the spectrum distributed in accordance with a regular law? These laws have
been studied by the experimenters in their least details; they are very
precise and comparatively simple. A first study of these distributions recalls
the harmonics encountered in acoustics; but the difference is great. Not only
are the numbers of vibrations not the successive multiples of a single
number, but we do not even find anything analogous to the roots of those
transcendental equations to which we are led by so many problems of
mathematical physics: that of the vibrations of an elastic body of any form,
that of the Hertzian oscillations in a generator of any form, the problem of
Fourier for the cooling of a solid body.
The laws are simpler, but they are of wholly other nature, and to cite only
one of these differences, for the harmonics of high order, the number of
vibrations tends toward a finite limit, instead of increasing indefinitely.
That has not yet been accounted for, and I believe that there we have one
of the most important secrets of nature. A Japanese physicist, M. Nagaoka,
has recently proposed an explanation; according to him, atoms are
composed of a large positive electron surrounded by a ring formed of a
great number of very small negative electrons. Such is the planet Saturn
with its rings. This is a very interesting attempt, but not yet wholly
satisfactory; this attempt should be renewed. We will penetrate, so to speak,
into the inmost recess of matter. And from the particular point of view
which we to-day occupy, when we know why the vibrations of incandescent
bodies differ thus from ordinary elastic vibrations, why the electrons do not
behave like the matter which is familiar to us, we shall better comprehend
the dynamics of electrons and it will be perhaps more easy for us to
reconcile it with the principles.
Conventions Preceding Experiment.—Suppose, now, that all these efforts
fail, and, after all, I do not believe they will, what must be done? Will it be
necessary to seek to mend the broken principles by giving what we French
call a coup de pouce? That evidently is always possible, and I retract
nothing of what I have said above.
Have you not written, you might say if you wished to seek a quarrel with
me—have you not written that the principles, though of experimental
Page 322
origin, are now unassailable by experiment because they have become
conventions? And now you have just told us that the most recent conquests
of experiment put these principles in danger.
Well, formerly I was right and to-day I am not wrong. Formerly I was
right, and what is now happening is a new proof of it. Take, for example,
the calorimetric experiment of Curie on radium. Is it possible to reconcile it
with the principle of the conservation of energy? This has been attempted in
many ways. But there is among them one I should like you to notice; this is
not the explanation which tends to-day to prevail, but it is one of those
which have been proposed. It has been conjectured that radium was only an
intermediary, that it only stored radiations of unknown nature which flashed
through space in every direction, traversing all bodies, save radium, without
being altered by this passage and without exercising any action upon them.
Radium alone took from them a little of their energy and afterward gave it
out to us in various forms.
What an advantageous explanation, and how convenient! First, it is
unverifiable and thus irrefutable. Then again it will serve to account for any
derogation whatever to Mayer's principle; it answers in advance not only
the objection of Curie, but all the objections that future experimenters might
accumulate. This new and unknown energy would serve for everything.
This is just what I said, and therewith we are shown that our principle is
unassailable by experiment.
But then, what have we gained by this stroke? The principle is intact, but
thenceforth of what use is it? It enabled us to foresee that in such or such
circumstance we could count on such a total quantity of energy; it limited
us; but now that this indefinite provision of new energy is placed at our
disposal, we are no longer limited by anything; and, as I have written in
'Science and Hypothesis,' if a principle ceases to be fecund, experiment
without contradicting it directly will nevertheless have condemned it.
Future Mathematical Physics.—This, therefore, is not what would have
to be done; it would be necessary to rebuild anew. If we were reduced to
this necessity; we could moreover console ourselves. It would not be
necessary thence to conclude that science can weave only a Penelope's web,
conventions? And now you have just told us that the most recent conquests
of experiment put these principles in danger.
Well, formerly I was right and to-day I am not wrong. Formerly I was
right, and what is now happening is a new proof of it. Take, for example,
the calorimetric experiment of Curie on radium. Is it possible to reconcile it
with the principle of the conservation of energy? This has been attempted in
many ways. But there is among them one I should like you to notice; this is
not the explanation which tends to-day to prevail, but it is one of those
which have been proposed. It has been conjectured that radium was only an
intermediary, that it only stored radiations of unknown nature which flashed
through space in every direction, traversing all bodies, save radium, without
being altered by this passage and without exercising any action upon them.
Radium alone took from them a little of their energy and afterward gave it
out to us in various forms.
What an advantageous explanation, and how convenient! First, it is
unverifiable and thus irrefutable. Then again it will serve to account for any
derogation whatever to Mayer's principle; it answers in advance not only
the objection of Curie, but all the objections that future experimenters might
accumulate. This new and unknown energy would serve for everything.
This is just what I said, and therewith we are shown that our principle is
unassailable by experiment.
But then, what have we gained by this stroke? The principle is intact, but
thenceforth of what use is it? It enabled us to foresee that in such or such
circumstance we could count on such a total quantity of energy; it limited
us; but now that this indefinite provision of new energy is placed at our
disposal, we are no longer limited by anything; and, as I have written in
'Science and Hypothesis,' if a principle ceases to be fecund, experiment
without contradicting it directly will nevertheless have condemned it.
Future Mathematical Physics.—This, therefore, is not what would have
to be done; it would be necessary to rebuild anew. If we were reduced to
this necessity; we could moreover console ourselves. It would not be
necessary thence to conclude that science can weave only a Penelope's web,
Page 323
that it can raise only ephemeral structures, which it is soon forced to
demolish from top to bottom with its own hands.
As I have said, we have already passed through a like crisis. I have
shown you that in the second mathematical physics, that of the principles,
we find traces of the first, that of central forces; it will be just the same if
we must know a third. Just so with the animal that exuviates, that breaks its
too narrow carapace and makes itself a fresh one; under the new envelope
one will recognize the essential traits of the organism which have persisted.
We can not foresee in what way we are about to expand; perhaps it is the
kinetic theory of gases which is about to undergo development and serve as
model to the others. Then the facts which first appeared to us as simple
thereafter would be merely resultants of a very great number of elementary
facts which only the laws of chance would make cooperate for a common
end. Physical law would then assume an entirely new aspect; it would no
longer be solely a differential equation, it would take the character of a
statistical law.
Perhaps, too, we shall have to construct an entirely new mechanics that
we only succeed in catching a glimpse of, where, inertia increasing with the
velocity, the velocity of light would become an impassable limit. The
ordinary mechanics, more simple, would remain a first approximation,
since it would be true for velocities not too great, so that the old dynamics
would still be found under the new. We should not have to regret having
believed in the principles, and even, since velocities too great for the old
formulas would always be only exceptional, the surest way in practise
would be still to act as if we continued to believe in them. They are so
useful, it would be necessary to keep a place for them. To determine to
exclude them altogether would be to deprive oneself of a precious weapon.
I hasten to say in conclusion that we are not yet there, and as yet nothing
proves that the principles will not come forth from out the fray victorious
and intact.[10]
demolish from top to bottom with its own hands.
As I have said, we have already passed through a like crisis. I have
shown you that in the second mathematical physics, that of the principles,
we find traces of the first, that of central forces; it will be just the same if
we must know a third. Just so with the animal that exuviates, that breaks its
too narrow carapace and makes itself a fresh one; under the new envelope
one will recognize the essential traits of the organism which have persisted.
We can not foresee in what way we are about to expand; perhaps it is the
kinetic theory of gases which is about to undergo development and serve as
model to the others. Then the facts which first appeared to us as simple
thereafter would be merely resultants of a very great number of elementary
facts which only the laws of chance would make cooperate for a common
end. Physical law would then assume an entirely new aspect; it would no
longer be solely a differential equation, it would take the character of a
statistical law.
Perhaps, too, we shall have to construct an entirely new mechanics that
we only succeed in catching a glimpse of, where, inertia increasing with the
velocity, the velocity of light would become an impassable limit. The
ordinary mechanics, more simple, would remain a first approximation,
since it would be true for velocities not too great, so that the old dynamics
would still be found under the new. We should not have to regret having
believed in the principles, and even, since velocities too great for the old
formulas would always be only exceptional, the surest way in practise
would be still to act as if we continued to believe in them. They are so
useful, it would be necessary to keep a place for them. To determine to
exclude them altogether would be to deprive oneself of a precious weapon.
I hasten to say in conclusion that we are not yet there, and as yet nothing
proves that the principles will not come forth from out the fray victorious
and intact.[10]
Page 324
PART III
THE OBJECTIVE VALUE OF SCIENCE
CHAPTER X
Is Science Artificial?
1. The Philosophy of M. LeRoy
There are many reasons for being sceptics; should we push this
scepticism to the very end or stop on the way? To go to the end is the most
tempting solution, the easiest and that which many have adopted, despairing
of saving anything from the shipwreck.
Among the writings inspired by this tendency it is proper to place in the
first rank those of M. LeRoy. This thinker is not only a philosopher and a
writer of the greatest merit, but he has acquired a deep knowledge of the
exact and physical sciences, and even has shown rare powers of
mathematical invention. Let us recapitulate in a few words his doctrine,
which has given rise to numerous discussions.
Science consists only of conventions, and to this circumstance solely
does it owe its apparent certitude; the facts of science and, a fortiori, its
laws are the artificial work of the scientist; science therefore can teach us
nothing of the truth; it can only serve us as rule of action.
Here we recognize the philosophic theory known under the name of
nominalism; all is not false in this theory; its legitimate domain must be left
it, but out of this it should not be allowed to go.
THE OBJECTIVE VALUE OF SCIENCE
CHAPTER X
Is Science Artificial?
1. The Philosophy of M. LeRoy
There are many reasons for being sceptics; should we push this
scepticism to the very end or stop on the way? To go to the end is the most
tempting solution, the easiest and that which many have adopted, despairing
of saving anything from the shipwreck.
Among the writings inspired by this tendency it is proper to place in the
first rank those of M. LeRoy. This thinker is not only a philosopher and a
writer of the greatest merit, but he has acquired a deep knowledge of the
exact and physical sciences, and even has shown rare powers of
mathematical invention. Let us recapitulate in a few words his doctrine,
which has given rise to numerous discussions.
Science consists only of conventions, and to this circumstance solely
does it owe its apparent certitude; the facts of science and, a fortiori, its
laws are the artificial work of the scientist; science therefore can teach us
nothing of the truth; it can only serve us as rule of action.
Here we recognize the philosophic theory known under the name of
nominalism; all is not false in this theory; its legitimate domain must be left
it, but out of this it should not be allowed to go.
Page 325
This is not all; M. LeRoy's doctrine is not only nominalistic; it has
besides another characteristic which it doubtless owes to M. Bergson, it is
anti-intellectualistic. According to M. LeRoy, the intellect deforms all it
touches, and that is still more true of its necessary instrument 'discourse.'
There is reality only in our fugitive and changing impressions, and even this
reality, when touched, vanishes.
And yet M. LeRoy is not a sceptic; if he regards the intellect as incurably
powerless, it is only to give more scope to other sources of knowledge, to
the heart, for instance, to sentiment, to instinct or to faith.
However great my esteem for M. LeRoy's talent, whatever the ingenuity
of this thesis, I can not wholly accept it. Certes, I am in accord on many
points with M. LeRoy, and he has even cited, in support of his view, various
passages of my writings which I am by no means disposed to reject. I think
myself only the more bound to explain why I can not go with him all the
way.
M. LeRoy often complains of being accused of scepticism. He could not
help being, though this accusation is probably unjust. Are not appearances
against him? Nominalist in doctrine, but realist at heart, he seems to escape
absolute nominalism only by a desperate act of faith.
The fact is that anti-intellectualistic philosophy in rejecting analysis and
'discourse,' just by that condemns itself to being intransmissible; it is a
philosophy essentially internal, or, at the very least, only its negations can
be transmitted; what wonder then that for an external observer it takes the
shape of scepticism?
Therein lies the weak point of this philosophy; if it strives to remain
faithful to itself, its energy is spent in a negation and a cry of enthusiasm.
Each author may repeat this negation and this cry, may vary their form, but
without adding anything.
And, yet, would it not be more logical in remaining silent? See, you have
written long articles; for that, it was necessary to use words. And therein
have you not been much more 'discursive' and consequently much farther
from life and truth than the animal who simply lives without
philosophizing? Would not this animal be the true philosopher?
besides another characteristic which it doubtless owes to M. Bergson, it is
anti-intellectualistic. According to M. LeRoy, the intellect deforms all it
touches, and that is still more true of its necessary instrument 'discourse.'
There is reality only in our fugitive and changing impressions, and even this
reality, when touched, vanishes.
And yet M. LeRoy is not a sceptic; if he regards the intellect as incurably
powerless, it is only to give more scope to other sources of knowledge, to
the heart, for instance, to sentiment, to instinct or to faith.
However great my esteem for M. LeRoy's talent, whatever the ingenuity
of this thesis, I can not wholly accept it. Certes, I am in accord on many
points with M. LeRoy, and he has even cited, in support of his view, various
passages of my writings which I am by no means disposed to reject. I think
myself only the more bound to explain why I can not go with him all the
way.
M. LeRoy often complains of being accused of scepticism. He could not
help being, though this accusation is probably unjust. Are not appearances
against him? Nominalist in doctrine, but realist at heart, he seems to escape
absolute nominalism only by a desperate act of faith.
The fact is that anti-intellectualistic philosophy in rejecting analysis and
'discourse,' just by that condemns itself to being intransmissible; it is a
philosophy essentially internal, or, at the very least, only its negations can
be transmitted; what wonder then that for an external observer it takes the
shape of scepticism?
Therein lies the weak point of this philosophy; if it strives to remain
faithful to itself, its energy is spent in a negation and a cry of enthusiasm.
Each author may repeat this negation and this cry, may vary their form, but
without adding anything.
And, yet, would it not be more logical in remaining silent? See, you have
written long articles; for that, it was necessary to use words. And therein
have you not been much more 'discursive' and consequently much farther
from life and truth than the animal who simply lives without
philosophizing? Would not this animal be the true philosopher?
Page 326
However, because no painter has made a perfect portrait, should we
conclude that the best painting is not to paint? When a zoologist dissects an
animal, certainly he 'alters it.' Yes, in dissecting it, he condemns himself to
never know all of it; but in not dissecting it, he would condemn himself to
never know anything of it and consequently to never see anything of it.
Certes, in man are other forces besides his intellect; no one has ever been
mad enough to deny that. The first comer makes these blind forces act or
lets them act; the philosopher must speak of them; to speak of them, he
must know of them the little that can be known, he should therefore see
them act. How? With what eyes, if not with his intellect? Heart, instinct,
may guide it, but not render it useless; they may direct the look, but not
replace the eye. It may be granted that the heart is the workman, and the
intellect only the instrument. Yet is it an instrument not to be done without,
if not for action, at least for philosophizing? Therefore a philosopher really
anti-intellectualistic is impossible. Perhaps we shall have to declare for the
supremacy of action; always it is our intellect which will thus conclude; in
allowing precedence to action it will thus retain the superiority of the
thinking reed. This also is a supremacy not to be disdained.
Pardon these brief reflections and pardon also their brevity, scarcely
skimming the question. The process of intellectualism is not the subject I
wish to treat: I wish to speak of science, and about it there is no doubt; by
definition, so to speak, it will be intellectualistic or it will not be at all.
Precisely the question is, whether it will be.
2. Science, Rule of Action
For M. LeRoy, science is only a rule of action. We are powerless to know
anything and yet we are launched, we must act, and at all hazards we have
established rules. It is the aggregate of these rules that is called science.
It is thus that men, desirous of diversion, have instituted rules of play,
like those of tric-trac for instance, which, better than science itself, could
rely upon the proof by universal consent. It is thus likewise that, unable to
choose, but forced to choose, we toss up a coin, head or tail to win.
The rule of tric-trac is indeed a rule of action like science, but does any
one think the comparison just and not see the difference? The rules of the
conclude that the best painting is not to paint? When a zoologist dissects an
animal, certainly he 'alters it.' Yes, in dissecting it, he condemns himself to
never know all of it; but in not dissecting it, he would condemn himself to
never know anything of it and consequently to never see anything of it.
Certes, in man are other forces besides his intellect; no one has ever been
mad enough to deny that. The first comer makes these blind forces act or
lets them act; the philosopher must speak of them; to speak of them, he
must know of them the little that can be known, he should therefore see
them act. How? With what eyes, if not with his intellect? Heart, instinct,
may guide it, but not render it useless; they may direct the look, but not
replace the eye. It may be granted that the heart is the workman, and the
intellect only the instrument. Yet is it an instrument not to be done without,
if not for action, at least for philosophizing? Therefore a philosopher really
anti-intellectualistic is impossible. Perhaps we shall have to declare for the
supremacy of action; always it is our intellect which will thus conclude; in
allowing precedence to action it will thus retain the superiority of the
thinking reed. This also is a supremacy not to be disdained.
Pardon these brief reflections and pardon also their brevity, scarcely
skimming the question. The process of intellectualism is not the subject I
wish to treat: I wish to speak of science, and about it there is no doubt; by
definition, so to speak, it will be intellectualistic or it will not be at all.
Precisely the question is, whether it will be.
2. Science, Rule of Action
For M. LeRoy, science is only a rule of action. We are powerless to know
anything and yet we are launched, we must act, and at all hazards we have
established rules. It is the aggregate of these rules that is called science.
It is thus that men, desirous of diversion, have instituted rules of play,
like those of tric-trac for instance, which, better than science itself, could
rely upon the proof by universal consent. It is thus likewise that, unable to
choose, but forced to choose, we toss up a coin, head or tail to win.
The rule of tric-trac is indeed a rule of action like science, but does any
one think the comparison just and not see the difference? The rules of the
Page 327
game are arbitrary conventions and the contrary convention might have
been adopted, which would have been none the less good. On the contrary,
science is a rule of action which is successful, generally at least, and I add,
while the contrary rule would not have succeeded.
If I say, to make hydrogen cause an acid to act on zinc, I formulate a rule
which succeeds; I could have said, make distilled water act on gold; that
also would have been a rule, only it would not have succeeded. If, therefore,
scientific 'recipes' have a value, as rule of action, it is because we know they
succeed, generally at least. But to know this is to know something and then
why tell us we can know nothing?
Science foresees, and it is because it foresees that it can be useful and
serve as rule of action. I well know that its previsions are often contradicted
by the event; that shows that science is imperfect, and if I add that it will
always remain so, I am certain that this is a prevision which, at least, will
never be contradicted. Always the scientist is less often mistaken than a
prophet who should predict at random. Besides the progress though slow is
continuous, so that scientists, though more and more bold, are less and less
misled. This is little, but it is enough.
I well know that M. LeRoy has somewhere said that science was
mistaken oftener than one thought, that comets sometimes played tricks on
astronomers, that scientists, who apparently are men, did not willingly
speak of their failures, and that, if they should speak of them, they would
have to count more defeats than victories.
That day, M. LeRoy evidently overreached himself. If science did not
succeed, it could not serve as rule of action; whence would it get its value?
Because it is 'lived,' that is, because we love it and believe in it? The
alchemists had recipes for making gold, they loved them and had faith in
them, and yet our recipes are the good ones, although our faith be less
lively, because they succeed.
There is no escape from this dilemma; either science does not enable us
to foresee, and then it is valueless as rule of action; or else it enables us to
foresee, in a fashion more or less imperfect, and then it is not without value
as means of knowledge.
been adopted, which would have been none the less good. On the contrary,
science is a rule of action which is successful, generally at least, and I add,
while the contrary rule would not have succeeded.
If I say, to make hydrogen cause an acid to act on zinc, I formulate a rule
which succeeds; I could have said, make distilled water act on gold; that
also would have been a rule, only it would not have succeeded. If, therefore,
scientific 'recipes' have a value, as rule of action, it is because we know they
succeed, generally at least. But to know this is to know something and then
why tell us we can know nothing?
Science foresees, and it is because it foresees that it can be useful and
serve as rule of action. I well know that its previsions are often contradicted
by the event; that shows that science is imperfect, and if I add that it will
always remain so, I am certain that this is a prevision which, at least, will
never be contradicted. Always the scientist is less often mistaken than a
prophet who should predict at random. Besides the progress though slow is
continuous, so that scientists, though more and more bold, are less and less
misled. This is little, but it is enough.
I well know that M. LeRoy has somewhere said that science was
mistaken oftener than one thought, that comets sometimes played tricks on
astronomers, that scientists, who apparently are men, did not willingly
speak of their failures, and that, if they should speak of them, they would
have to count more defeats than victories.
That day, M. LeRoy evidently overreached himself. If science did not
succeed, it could not serve as rule of action; whence would it get its value?
Because it is 'lived,' that is, because we love it and believe in it? The
alchemists had recipes for making gold, they loved them and had faith in
them, and yet our recipes are the good ones, although our faith be less
lively, because they succeed.
There is no escape from this dilemma; either science does not enable us
to foresee, and then it is valueless as rule of action; or else it enables us to
foresee, in a fashion more or less imperfect, and then it is not without value
as means of knowledge.
Page 328
It should not even be said that action is the goal of science; should we
condemn studies of the star Sirius, under pretext that we shall probably
never exercise any influence on that star? To my eyes, on the contrary, it is
the knowledge which is the end, and the action which is the means. If I
felicitate myself on the industrial development, it is not alone because it
furnishes a facile argument to the advocates of science; it is above all
because it gives to the scientist faith in himself and also because it offers
him an immense field of experience where he clashes against forces too
colossal to be tampered with. Without this ballast, who knows whether he
would not quit solid ground, seduced by the mirage of some scholastic
novelty, or whether he would not despair, believing he had fashioned only a
dream?
3. The Crude Fact and the Scientific Fact
What was most paradoxical in M. LeRoy's thesis was that affirmation
that the scientist creates the fact; this was at the same time its essential
point and it is one of those which have been most discussed.
Perhaps, says he (I well believe that this was a concession), it is not the
scientist that creates the fact in the rough; it is at least he who creates the
scientific fact.
This distinction between the fact in the rough and the scientific fact does
not by itself appear to me illegitimate. But I complain first that the
boundary has not been traced either exactly or precisely; and then that the
author has seemed to suppose that the crude fact, not being scientific, is
outside of science.
Finally, I can not admit that the scientist creates without restraint the
scientific fact, since it is the crude fact which imposes it upon him.
The examples given by M. LeRoy have greatly astonished me. The first
is taken from the notion of atom. The atom chosen as example of fact! I
avow that this choice has so disconcerted me that I prefer to say nothing
about it. I have evidently misunderstood the author's thought and I could
not fruitfully discuss it.
condemn studies of the star Sirius, under pretext that we shall probably
never exercise any influence on that star? To my eyes, on the contrary, it is
the knowledge which is the end, and the action which is the means. If I
felicitate myself on the industrial development, it is not alone because it
furnishes a facile argument to the advocates of science; it is above all
because it gives to the scientist faith in himself and also because it offers
him an immense field of experience where he clashes against forces too
colossal to be tampered with. Without this ballast, who knows whether he
would not quit solid ground, seduced by the mirage of some scholastic
novelty, or whether he would not despair, believing he had fashioned only a
dream?
3. The Crude Fact and the Scientific Fact
What was most paradoxical in M. LeRoy's thesis was that affirmation
that the scientist creates the fact; this was at the same time its essential
point and it is one of those which have been most discussed.
Perhaps, says he (I well believe that this was a concession), it is not the
scientist that creates the fact in the rough; it is at least he who creates the
scientific fact.
This distinction between the fact in the rough and the scientific fact does
not by itself appear to me illegitimate. But I complain first that the
boundary has not been traced either exactly or precisely; and then that the
author has seemed to suppose that the crude fact, not being scientific, is
outside of science.
Finally, I can not admit that the scientist creates without restraint the
scientific fact, since it is the crude fact which imposes it upon him.
The examples given by M. LeRoy have greatly astonished me. The first
is taken from the notion of atom. The atom chosen as example of fact! I
avow that this choice has so disconcerted me that I prefer to say nothing
about it. I have evidently misunderstood the author's thought and I could
not fruitfully discuss it.
Page 329
The second case taken as example is that of an eclipse where the crude
phenomenon is a play of light and shadow, but where the astronomer can
not intervene without introducing two foreign elements, to wit, a clock and
Newton's law.
Finally, M. LeRoy cites the rotation of the earth; it has been answered:
but this is not a fact, and he has replied: it was one for Galileo, who
affirmed it, as for the inquisitor, who denied it. It always remains that this is
not a fact in the same sense as those just spoken of and that to give them the
same name is to expose one's self to many confusions.
Here then are four degrees:
1º. It grows dark, says the clown.
2º. The eclipse happened at nine o'clock, says the astronomer.
3º. The eclipse happened at the time deducible from the tables
constructed according to Newton's law, says he again.
4º. That results from the earth's turning around the sun, says Galileo
finally.
Where then is the boundary between the fact in the rough and the
scientific fact? To read M. LeRoy one would believe that it is between the
first and the second stage, but who does not see that there is a greater
distance from the second to the third, and still more from the third to the
fourth.
Allow me to cite two examples which perhaps will enlighten us a little.
I observe the deviation of a galvanometer by the aid of a movable mirror
which projects a luminous image or spot on a divided scale. The crude fact
is this: I see the spot displace itself on the scale, and the scientific fact is
this: a current passes in the circuit.
Or again: when I make an experiment I should subject the result to
certain corrections, because I know I must have made errors. These errors
are of two kinds, some are accidental and these I shall correct by taking the
mean; the others are systematic and I shall be able to correct those only by a
thorough study of their causes. The first result obtained is then the fact in
phenomenon is a play of light and shadow, but where the astronomer can
not intervene without introducing two foreign elements, to wit, a clock and
Newton's law.
Finally, M. LeRoy cites the rotation of the earth; it has been answered:
but this is not a fact, and he has replied: it was one for Galileo, who
affirmed it, as for the inquisitor, who denied it. It always remains that this is
not a fact in the same sense as those just spoken of and that to give them the
same name is to expose one's self to many confusions.
Here then are four degrees:
1º. It grows dark, says the clown.
2º. The eclipse happened at nine o'clock, says the astronomer.
3º. The eclipse happened at the time deducible from the tables
constructed according to Newton's law, says he again.
4º. That results from the earth's turning around the sun, says Galileo
finally.
Where then is the boundary between the fact in the rough and the
scientific fact? To read M. LeRoy one would believe that it is between the
first and the second stage, but who does not see that there is a greater
distance from the second to the third, and still more from the third to the
fourth.
Allow me to cite two examples which perhaps will enlighten us a little.
I observe the deviation of a galvanometer by the aid of a movable mirror
which projects a luminous image or spot on a divided scale. The crude fact
is this: I see the spot displace itself on the scale, and the scientific fact is
this: a current passes in the circuit.
Or again: when I make an experiment I should subject the result to
certain corrections, because I know I must have made errors. These errors
are of two kinds, some are accidental and these I shall correct by taking the
mean; the others are systematic and I shall be able to correct those only by a
thorough study of their causes. The first result obtained is then the fact in
Page 330
the rough, while the scientific fact is the final result after the finished
corrections.
Reflecting on this latter example, we are led to subdivide our second
stage, and in place of saying:
2. The eclipse happened at nine o'clock, we shall say:
2a. The eclipse happened when my clock pointed to nine, and
2b. My clock being ten minutes slow, the eclipse happened at ten minutes
past nine.
And this is not all: the first stage also should be subdivided, and not
between these two subdivisions will be the least distance; it is necessary to
distinguish between the impression of obscurity felt by one witnessing an
eclipse, and the affirmation: It grows dark, which this impression extorts
from him. In a sense it is the first which is the only true fact in the rough,
and the second is already a sort of scientific fact.
Now then our scale has six stages, and even though there is no reason for
halting at this figure, there we shall stop.
What strikes me at the start is this. At the first of our six stages, the fact,
still completely in the rough, is, so to speak, individual, it is completely
distinct from all other possible facts. From the second stage, already it is no
longer the same. The enunciation of the fact would suit an infinity of other
facts. So soon as language intervenes, I have at my command only a finite
number of terms to express the shades, in number infinite, that my
impressions might cover. When I say: It grows dark, that well expresses the
impressions I feel in being present at an eclipse; but even in obscurity a
multitude of shades could be imagined, and if, instead of that actually
realized, had happened a slightly different shade, yet I should still have
enunciated this other fact by saying: It grows dark.
Second remark: even at the second stage, the enunciation of a fact can
only be true or false. This is not so of any proposition; if this proposition is
the enunciation of a convention, it can not be said that this enunciation is
true, in the proper sense of the word, since it could not be true apart from
me and is true only because I wish it to be.
corrections.
Reflecting on this latter example, we are led to subdivide our second
stage, and in place of saying:
2. The eclipse happened at nine o'clock, we shall say:
2a. The eclipse happened when my clock pointed to nine, and
2b. My clock being ten minutes slow, the eclipse happened at ten minutes
past nine.
And this is not all: the first stage also should be subdivided, and not
between these two subdivisions will be the least distance; it is necessary to
distinguish between the impression of obscurity felt by one witnessing an
eclipse, and the affirmation: It grows dark, which this impression extorts
from him. In a sense it is the first which is the only true fact in the rough,
and the second is already a sort of scientific fact.
Now then our scale has six stages, and even though there is no reason for
halting at this figure, there we shall stop.
What strikes me at the start is this. At the first of our six stages, the fact,
still completely in the rough, is, so to speak, individual, it is completely
distinct from all other possible facts. From the second stage, already it is no
longer the same. The enunciation of the fact would suit an infinity of other
facts. So soon as language intervenes, I have at my command only a finite
number of terms to express the shades, in number infinite, that my
impressions might cover. When I say: It grows dark, that well expresses the
impressions I feel in being present at an eclipse; but even in obscurity a
multitude of shades could be imagined, and if, instead of that actually
realized, had happened a slightly different shade, yet I should still have
enunciated this other fact by saying: It grows dark.
Second remark: even at the second stage, the enunciation of a fact can
only be true or false. This is not so of any proposition; if this proposition is
the enunciation of a convention, it can not be said that this enunciation is
true, in the proper sense of the word, since it could not be true apart from
me and is true only because I wish it to be.
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When, for instance, I say the unit for length is the meter, this is a decree
that I promulgate, it is not something ascertained which forces itself upon
me. It is the same, as I think I have elsewhere shown, when it is a question,
for example, of Euclid's postulate.
When I am asked: Is it growing dark? I always know whether I ought to
reply yes or no. Although an infinity of possible facts may be susceptible of
this same enunciation, it grows dark, I shall always know whether the fact
realized belongs or does not belong among those which answer to this
enunciation. Facts are classed in categories, and if I am asked whether the
fact that I ascertain belongs or does not belong in such a category, I shall
not hesitate.
Doubtless this classification is sufficiently arbitrary to leave a large part
to man's freedom or caprice. In a word, this classification is a convention.
This convention being given, if I am asked: Is such a fact true? I shall
always know what to answer, and my reply will be imposed upon me by the
witness of my senses.
If therefore, during an eclipse, it is asked: Is it growing dark? all the
world will answer yes. Doubtless those speaking a language where bright
was called dark, and dark bright, would answer no. But of what importance
is that?
In the same way, in mathematics, when I have laid down the definitions,
and the postulates which are conventions, a theorem henceforth can only be
true or false. But to answer the question: Is this theorem true? it is no longer
to the witness of my senses that I shall have recourse, but to reasoning.
A statement of fact is always verifiable, and for the verification we have
recourse either to the witness of our senses, or to the memory of this
witness. This is properly what characterizes a fact. If you put the question to
me: Is such a fact true? I shall begin by asking you, if there is occasion, to
state precisely the conventions, by asking you, in other words, what
language you have spoken; then once settled on this point, I shall
interrogate my senses and shall answer yes or no. But it will be my senses
that will have made answer, it will not be you when you say to me: I have
spoken to you in English or in French.
that I promulgate, it is not something ascertained which forces itself upon
me. It is the same, as I think I have elsewhere shown, when it is a question,
for example, of Euclid's postulate.
When I am asked: Is it growing dark? I always know whether I ought to
reply yes or no. Although an infinity of possible facts may be susceptible of
this same enunciation, it grows dark, I shall always know whether the fact
realized belongs or does not belong among those which answer to this
enunciation. Facts are classed in categories, and if I am asked whether the
fact that I ascertain belongs or does not belong in such a category, I shall
not hesitate.
Doubtless this classification is sufficiently arbitrary to leave a large part
to man's freedom or caprice. In a word, this classification is a convention.
This convention being given, if I am asked: Is such a fact true? I shall
always know what to answer, and my reply will be imposed upon me by the
witness of my senses.
If therefore, during an eclipse, it is asked: Is it growing dark? all the
world will answer yes. Doubtless those speaking a language where bright
was called dark, and dark bright, would answer no. But of what importance
is that?
In the same way, in mathematics, when I have laid down the definitions,
and the postulates which are conventions, a theorem henceforth can only be
true or false. But to answer the question: Is this theorem true? it is no longer
to the witness of my senses that I shall have recourse, but to reasoning.
A statement of fact is always verifiable, and for the verification we have
recourse either to the witness of our senses, or to the memory of this
witness. This is properly what characterizes a fact. If you put the question to
me: Is such a fact true? I shall begin by asking you, if there is occasion, to
state precisely the conventions, by asking you, in other words, what
language you have spoken; then once settled on this point, I shall
interrogate my senses and shall answer yes or no. But it will be my senses
that will have made answer, it will not be you when you say to me: I have
spoken to you in English or in French.
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Is there something to change in all that when we pass to the following
stages? When I observe a galvanometer, as I have just said, if I ask an
ignorant visitor: Is the current passing? he looks at the wire to try to see
something pass; but if I put the same question to my assistant who
understands my language, he will know I mean: Does the spot move? and
he will look at the scale.
What difference is there then between the statement of a fact in the rough
and the statement of a scientific fact? The same difference as between the
statement of the same crude fact in French and in German. The scientific
statement is the translation of the crude statement into a language which is
distinguished above all from the common German or French, because it is
spoken by a very much smaller number of people.
Yet let us not go too fast. To measure a current I may use a very great
number of types of galvanometers or besides an electrodynamometer. And
then when I shall say there is running in this circuit a current of so many
amperes, that will mean: if I adapt to this circuit such a galvanometer I shall
see the spot come to the division a; but that will mean equally: if I adapt to
this circuit such an electrodynamometer, I shall see the spot go to the
division b. And that will mean still many other things, because the current
can manifest itself not only by mechanical effects, but by effects chemical,
thermal, luminous, etc.
Here then is one same statement which suits a very great number of facts
absolutely different. Why? It is because I assume a law according to which,
whenever such a mechanical effect shall happen, such a chemical effect will
happen also. Previous experiments, very numerous, have never shown this
law to fail, and then I have understood that I could express by the same
statement two facts so invariably bound one to the other.
When I am asked: Is the current passing? I can understand that that
means: Will such a mechanical effect happen? But I can understand also:
Will such a chemical effect happen? I shall then verify either the existence
of the mechanical effect, or that of the chemical effect; that will be
indifferent, since in both cases the answer must be the same.
And if the law should one day be found false? If it was perceived that the
concordance of the two effects, mechanical and chemical, is not constant?
stages? When I observe a galvanometer, as I have just said, if I ask an
ignorant visitor: Is the current passing? he looks at the wire to try to see
something pass; but if I put the same question to my assistant who
understands my language, he will know I mean: Does the spot move? and
he will look at the scale.
What difference is there then between the statement of a fact in the rough
and the statement of a scientific fact? The same difference as between the
statement of the same crude fact in French and in German. The scientific
statement is the translation of the crude statement into a language which is
distinguished above all from the common German or French, because it is
spoken by a very much smaller number of people.
Yet let us not go too fast. To measure a current I may use a very great
number of types of galvanometers or besides an electrodynamometer. And
then when I shall say there is running in this circuit a current of so many
amperes, that will mean: if I adapt to this circuit such a galvanometer I shall
see the spot come to the division a; but that will mean equally: if I adapt to
this circuit such an electrodynamometer, I shall see the spot go to the
division b. And that will mean still many other things, because the current
can manifest itself not only by mechanical effects, but by effects chemical,
thermal, luminous, etc.
Here then is one same statement which suits a very great number of facts
absolutely different. Why? It is because I assume a law according to which,
whenever such a mechanical effect shall happen, such a chemical effect will
happen also. Previous experiments, very numerous, have never shown this
law to fail, and then I have understood that I could express by the same
statement two facts so invariably bound one to the other.
When I am asked: Is the current passing? I can understand that that
means: Will such a mechanical effect happen? But I can understand also:
Will such a chemical effect happen? I shall then verify either the existence
of the mechanical effect, or that of the chemical effect; that will be
indifferent, since in both cases the answer must be the same.
And if the law should one day be found false? If it was perceived that the
concordance of the two effects, mechanical and chemical, is not constant?
Page 333
That day it would be necessary to change the scientific language to free it
from a grave ambiguity.
And after that? Is it thought that ordinary language by aid of which are
expressed the facts of daily life is exempt from ambiguity?
Shall we thence conclude that the facts of daily life are the work of the
grammarians?
You ask me: Is there a current? I try whether the mechanical effect exists,
I ascertain it and I answer: Yes, there is a current. You understand at once
that that means that the mechanical effect exists, and that the chemical
effect, that I have not investigated, exists likewise. Imagine now, supposing
an impossibility, the law we believe true, not to be, and the chemical effect
not to exist. Under this hypothesis there will be two distinct facts, the one
directly observed and which is true, the other inferred and which is false. It
may strictly be said that we have created the second. So that error is the part
of man's personal collaboration in the creation of the scientific fact.
But if we can say that the fact in question is false, is this not just because
it is not a free and arbitrary creation of our mind, a disguised convention, in
which case it would be neither true nor false. And in fact it was verifiable; I
had not made the verification, but I could have made it. If I answered amiss,
it was because I chose to reply too quickly, without having asked nature,
who alone knew the secret.
When, after an experiment, I correct the accidental and systematic errors
to bring out the scientific fact, the case is the same; the scientific fact will
never be anything but the crude fact translated into another language. When
I shall say: It is such an hour, that will be a short way of saying: There is
such a relation between the hour indicated by my clock, and the hour it
marked at the moment of the passing of such a star and such another star
across the meridian. And this convention of language once adopted, when I
shall be asked: Is it such an hour? it will not depend upon me to answer yes
or no.
Let us pass to the stage before the last: the eclipse happened at the hour
given by the tables deduced from Newton's laws. This is still a convention
of language which is perfectly clear for those who know celestial mechanics
from a grave ambiguity.
And after that? Is it thought that ordinary language by aid of which are
expressed the facts of daily life is exempt from ambiguity?
Shall we thence conclude that the facts of daily life are the work of the
grammarians?
You ask me: Is there a current? I try whether the mechanical effect exists,
I ascertain it and I answer: Yes, there is a current. You understand at once
that that means that the mechanical effect exists, and that the chemical
effect, that I have not investigated, exists likewise. Imagine now, supposing
an impossibility, the law we believe true, not to be, and the chemical effect
not to exist. Under this hypothesis there will be two distinct facts, the one
directly observed and which is true, the other inferred and which is false. It
may strictly be said that we have created the second. So that error is the part
of man's personal collaboration in the creation of the scientific fact.
But if we can say that the fact in question is false, is this not just because
it is not a free and arbitrary creation of our mind, a disguised convention, in
which case it would be neither true nor false. And in fact it was verifiable; I
had not made the verification, but I could have made it. If I answered amiss,
it was because I chose to reply too quickly, without having asked nature,
who alone knew the secret.
When, after an experiment, I correct the accidental and systematic errors
to bring out the scientific fact, the case is the same; the scientific fact will
never be anything but the crude fact translated into another language. When
I shall say: It is such an hour, that will be a short way of saying: There is
such a relation between the hour indicated by my clock, and the hour it
marked at the moment of the passing of such a star and such another star
across the meridian. And this convention of language once adopted, when I
shall be asked: Is it such an hour? it will not depend upon me to answer yes
or no.
Let us pass to the stage before the last: the eclipse happened at the hour
given by the tables deduced from Newton's laws. This is still a convention
of language which is perfectly clear for those who know celestial mechanics
Page 334
or simply for those who have the tables calculated by the astronomers. I am
asked: Did the eclipse happen at the hour predicted? I look in the nautical
almanac, I see that the eclipse was announced for nine o'clock and I
understand that the question means: Did the eclipse happen at nine o'clock?
There still we have nothing to change in our conclusions. The scientific fact
is only the crude fact translated into a convenient language.
It is true that at the last stage things change. Does the earth rotate? Is this
a verifiable fact? Could Galileo and the Grand Inquisitor, to settle the
matter, appeal to the witness of their senses? On the contrary, they were in
accord about the appearances, and whatever had been the accumulated
experiences, they would have remained in accord with regard to the
appearances without ever agreeing on their interpretation. It is just on that
account that they were obliged to have recourse to procedures of discussion
so unscientific.
This is why I think they did not disagree about a fact: we have not the
right to give the same name to the rotation of the earth, which was the
object of their discussion, and to the facts crude or scientific we have
hitherto passed in review.
After what precedes, it seems superfluous to investigate whether the fact
in the rough is outside of science, because there can neither be science
without scientific fact, nor scientific fact without fact in the rough, since the
first is only the translation of the second.
And then, has one the right to say that the scientist creates the scientific
fact? First of all, he does not create it from nothing, since he makes it with
the fact in the rough. Consequently he does not make it freely and as he
chooses. However able the worker may be, his freedom is always limited by
the properties of the raw material on which he works.
After all, what do you mean when you speak of this free creation of the
scientific fact and when you take as example the astronomer who intervenes
actively in the phenomenon of the eclipse by bringing his clock? Do you
mean: The eclipse happened at nine o'clock; but if the astronomer had
wished it to happen at ten, that depended only on him, he had only to
advance his clock an hour?
asked: Did the eclipse happen at the hour predicted? I look in the nautical
almanac, I see that the eclipse was announced for nine o'clock and I
understand that the question means: Did the eclipse happen at nine o'clock?
There still we have nothing to change in our conclusions. The scientific fact
is only the crude fact translated into a convenient language.
It is true that at the last stage things change. Does the earth rotate? Is this
a verifiable fact? Could Galileo and the Grand Inquisitor, to settle the
matter, appeal to the witness of their senses? On the contrary, they were in
accord about the appearances, and whatever had been the accumulated
experiences, they would have remained in accord with regard to the
appearances without ever agreeing on their interpretation. It is just on that
account that they were obliged to have recourse to procedures of discussion
so unscientific.
This is why I think they did not disagree about a fact: we have not the
right to give the same name to the rotation of the earth, which was the
object of their discussion, and to the facts crude or scientific we have
hitherto passed in review.
After what precedes, it seems superfluous to investigate whether the fact
in the rough is outside of science, because there can neither be science
without scientific fact, nor scientific fact without fact in the rough, since the
first is only the translation of the second.
And then, has one the right to say that the scientist creates the scientific
fact? First of all, he does not create it from nothing, since he makes it with
the fact in the rough. Consequently he does not make it freely and as he
chooses. However able the worker may be, his freedom is always limited by
the properties of the raw material on which he works.
After all, what do you mean when you speak of this free creation of the
scientific fact and when you take as example the astronomer who intervenes
actively in the phenomenon of the eclipse by bringing his clock? Do you
mean: The eclipse happened at nine o'clock; but if the astronomer had
wished it to happen at ten, that depended only on him, he had only to
advance his clock an hour?
Page 335
But the astronomer, in perpetrating that bad joke, would evidently have
been guilty of an equivocation. When he tells me: The eclipse happened at
nine, I understand that nine is the hour deduced from the crude indication of
the pendulum by the usual series of corrections. If he has given me solely
that crude indication, or if he has made corrections contrary to the habitual
rules, he has changed the language agreed upon without forewarning me. If,
on the contrary, he took care to forewarn me, I have nothing to complain of,
but then it is always the same fact expressed in another language.
In sum, all the scientist creates in a fact is the language in which he
enunciates it. If he predicts a fact, he will employ this language, and for all
those who can speak and understand it, his prediction is free from
ambiguity. Moreover, this prediction once made, it evidently does not
depend upon him whether it is fulfilled or not.
What then remains of M. LeRoy's thesis? This remains: the scientist
intervenes actively in choosing the facts worth observing. An isolated fact
has by itself no interest; it becomes interesting if one has reason to think
that it may aid in the prediction of other facts; or better, if, having been
predicted, its verification is the confirmation of a law. Who shall choose the
facts which, corresponding to these conditions, are worthy the freedom of
the city in science? This is the free activity of the scientist.
And that is not all. I have said that the scientific fact is the translation of a
crude fact into a certain language; I should add that every scientific fact is
formed of many crude facts. This is sufficiently shown by the examples
cited above. For instance, for the hour of the eclipse my clock marked the
hour α at the instant of the eclipse; it marked the hour β at the moment of
the last transit of the meridian of a certain star that we take as origin of right
ascensions; it marked the hour γ at the moment of the preceding transit of
this same star. There are three distinct facts (still it will be noticed that each
of them results itself from two simultaneous facts in the rough; but let us
pass this over). In place of that I say: The eclipse happened at the hour 24
(α−β) / (β−γ), and the three facts are combined in a single scientific fact. I
have concluded that the three readings, α, β, γ made on my clock at three
different moments lacked interest and that the only thing interesting was the
combination (α−β) / (β−γ) of the three. In this conclusion is found the free
activity of my mind.
been guilty of an equivocation. When he tells me: The eclipse happened at
nine, I understand that nine is the hour deduced from the crude indication of
the pendulum by the usual series of corrections. If he has given me solely
that crude indication, or if he has made corrections contrary to the habitual
rules, he has changed the language agreed upon without forewarning me. If,
on the contrary, he took care to forewarn me, I have nothing to complain of,
but then it is always the same fact expressed in another language.
In sum, all the scientist creates in a fact is the language in which he
enunciates it. If he predicts a fact, he will employ this language, and for all
those who can speak and understand it, his prediction is free from
ambiguity. Moreover, this prediction once made, it evidently does not
depend upon him whether it is fulfilled or not.
What then remains of M. LeRoy's thesis? This remains: the scientist
intervenes actively in choosing the facts worth observing. An isolated fact
has by itself no interest; it becomes interesting if one has reason to think
that it may aid in the prediction of other facts; or better, if, having been
predicted, its verification is the confirmation of a law. Who shall choose the
facts which, corresponding to these conditions, are worthy the freedom of
the city in science? This is the free activity of the scientist.
And that is not all. I have said that the scientific fact is the translation of a
crude fact into a certain language; I should add that every scientific fact is
formed of many crude facts. This is sufficiently shown by the examples
cited above. For instance, for the hour of the eclipse my clock marked the
hour α at the instant of the eclipse; it marked the hour β at the moment of
the last transit of the meridian of a certain star that we take as origin of right
ascensions; it marked the hour γ at the moment of the preceding transit of
this same star. There are three distinct facts (still it will be noticed that each
of them results itself from two simultaneous facts in the rough; but let us
pass this over). In place of that I say: The eclipse happened at the hour 24
(α−β) / (β−γ), and the three facts are combined in a single scientific fact. I
have concluded that the three readings, α, β, γ made on my clock at three
different moments lacked interest and that the only thing interesting was the
combination (α−β) / (β−γ) of the three. In this conclusion is found the free
activity of my mind.
Page 336
But I have thus used up my power; I can not make this combination
(α−β) / (β−γ) have such a value and not such another, since I can not
influence either the value of α, or that of β, or that of γ, which are imposed
upon me as crude facts.
In sum, facts are facts, and if it happens that they satisfy a prediction, this
is not an effect of our free activity. There is no precise frontier between the
fact in the rough and the scientific fact; it can only be said that such an
enunciation of fact is more crude or, on the contrary, more scientific than
such another.
4. 'Nominalism' and 'the Universal Invariant'
If from facts we pass to laws, it is clear that the part of the free activity of
the scientist will become much greater. But did not M. LeRoy make it still
too great? This is what we are about to examine.
Recall first the examples he has given. When I say: Phosphorus melts at
44°, I think I am enunciating a law; in reality it is just the definition of
phosphorus; if one should discover a body which, possessing otherwise all
the properties of phosphorus, did not melt at 44°, we should give it another
name, that is all, and the law would remain true.
Just so when I say: Heavy bodies falling freely pass over spaces
proportional to the squares of the times, I only give the definition of free
fall. Whenever the condition shall not be fulfilled, I shall say that the fall is
not free, so that the law will never be wrong. It is clear that if laws were
reduced to that, they could not serve in prediction; then they would be good
for nothing, either as means of knowledge or as principle of action.
When I say: Phosphorus melts at 44°, I mean by that: All bodies
possessing such or such a property (to wit, all the properties of phosphorus,
save fusing-point) fuse at 44°. So understood, my proposition is indeed a
law, and this law may be useful to me, because if I meet a body possessing
these properties I shall be able to predict that it will fuse at 44°.
Doubtless the law may be found to be false. Then we shall read in the
treatises on chemistry: "There are two bodies which chemists long
confounded under the name of phosphorus; these two bodies differ only by
(α−β) / (β−γ) have such a value and not such another, since I can not
influence either the value of α, or that of β, or that of γ, which are imposed
upon me as crude facts.
In sum, facts are facts, and if it happens that they satisfy a prediction, this
is not an effect of our free activity. There is no precise frontier between the
fact in the rough and the scientific fact; it can only be said that such an
enunciation of fact is more crude or, on the contrary, more scientific than
such another.
4. 'Nominalism' and 'the Universal Invariant'
If from facts we pass to laws, it is clear that the part of the free activity of
the scientist will become much greater. But did not M. LeRoy make it still
too great? This is what we are about to examine.
Recall first the examples he has given. When I say: Phosphorus melts at
44°, I think I am enunciating a law; in reality it is just the definition of
phosphorus; if one should discover a body which, possessing otherwise all
the properties of phosphorus, did not melt at 44°, we should give it another
name, that is all, and the law would remain true.
Just so when I say: Heavy bodies falling freely pass over spaces
proportional to the squares of the times, I only give the definition of free
fall. Whenever the condition shall not be fulfilled, I shall say that the fall is
not free, so that the law will never be wrong. It is clear that if laws were
reduced to that, they could not serve in prediction; then they would be good
for nothing, either as means of knowledge or as principle of action.
When I say: Phosphorus melts at 44°, I mean by that: All bodies
possessing such or such a property (to wit, all the properties of phosphorus,
save fusing-point) fuse at 44°. So understood, my proposition is indeed a
law, and this law may be useful to me, because if I meet a body possessing
these properties I shall be able to predict that it will fuse at 44°.
Doubtless the law may be found to be false. Then we shall read in the
treatises on chemistry: "There are two bodies which chemists long
confounded under the name of phosphorus; these two bodies differ only by
Page 337
their points of fusion." That would evidently not be the first time for
chemists to attain to the separation of two bodies they were at first not able
to distinguish; such, for example, are neodymium and praseodymium, long
confounded under the name of didymium.
I do not think the chemists much fear that a like mischance will ever
happen to phosphorus. And if, to suppose the impossible, it should happen,
the two bodies would probably not have identically the same density,
identically the same specific heat, etc., so that after having determined with
care the density, for instance, one could still foresee the fusion point.
It is, moreover, unimportant; it suffices to remark that there is a law, and
that this law, true or false, does not reduce to a tautology.
Will it be said that if we do not know on the earth a body which does not
fuse at 44° while having all the other properties of phosphorus, we can not
know whether it does not exist on other planets? Doubtless that may be
maintained, and it would then be inferred that the law in question, which
may serve as a rule of action to us who inhabit the earth, has yet no general
value from the point of view of knowledge, and owes its interest only to the
chance which has placed us on this globe. This is possible, but, if it were so,
the law would be valueless, not because it reduced to a convention, but
because it would be false.
The same is true in what concerns the fall of bodies. It would do me no
good to have given the name of free fall to falls which happen in
conformity with Galileo's law, if I did not know that elsewhere, in such
circumstances, the fall will be probably free or approximately free. That
then is a law which may be true or false, but which does not reduce to a
convention.
Suppose the astronomers discover that the stars do not exactly obey
Newton's law. They will have the choice between two attitudes; they may
say that gravitation does not vary exactly as the inverse of the square of the
distance, or else they may say that gravitation is not the only force which
acts on the stars and that there is in addition a different sort of force.
In the second case, Newton's law will be considered as the definition of
gravitation. This will be the nominalist attitude. The choice between the two
chemists to attain to the separation of two bodies they were at first not able
to distinguish; such, for example, are neodymium and praseodymium, long
confounded under the name of didymium.
I do not think the chemists much fear that a like mischance will ever
happen to phosphorus. And if, to suppose the impossible, it should happen,
the two bodies would probably not have identically the same density,
identically the same specific heat, etc., so that after having determined with
care the density, for instance, one could still foresee the fusion point.
It is, moreover, unimportant; it suffices to remark that there is a law, and
that this law, true or false, does not reduce to a tautology.
Will it be said that if we do not know on the earth a body which does not
fuse at 44° while having all the other properties of phosphorus, we can not
know whether it does not exist on other planets? Doubtless that may be
maintained, and it would then be inferred that the law in question, which
may serve as a rule of action to us who inhabit the earth, has yet no general
value from the point of view of knowledge, and owes its interest only to the
chance which has placed us on this globe. This is possible, but, if it were so,
the law would be valueless, not because it reduced to a convention, but
because it would be false.
The same is true in what concerns the fall of bodies. It would do me no
good to have given the name of free fall to falls which happen in
conformity with Galileo's law, if I did not know that elsewhere, in such
circumstances, the fall will be probably free or approximately free. That
then is a law which may be true or false, but which does not reduce to a
convention.
Suppose the astronomers discover that the stars do not exactly obey
Newton's law. They will have the choice between two attitudes; they may
say that gravitation does not vary exactly as the inverse of the square of the
distance, or else they may say that gravitation is not the only force which
acts on the stars and that there is in addition a different sort of force.
In the second case, Newton's law will be considered as the definition of
gravitation. This will be the nominalist attitude. The choice between the two
Page 338
attitudes is free, and is made from considerations of convenience, though
these considerations are most often so strong that there remains practically
little of this freedom.
We can break up this proposition: (1) The stars obey Newton's law, into
two others; (2) gravitation obeys Newton's law; (3) gravitation is the only
force acting on the stars. In this case proposition (2) is no longer anything
but a definition and is beyond the test of experiment; but then it will be on
proposition (3) that this check can be exercised. This is indeed necessary,
since the resulting proposition (1) predicts verifiable facts in the rough.
It is thanks to these artifices that by an unconscious nominalism the
scientists have elevated above the laws what they call principles. When a
law has received a sufficient confirmation from experiment, we may adopt
two attitudes: either we may leave this law in the fray; it will then remain
subjected to an incessant revision, which without any doubt will end by
demonstrating that it is only approximative. Or else we may elevate it into a
principle by adopting conventions such that the proposition may be
certainly true. For that the procedure is always the same. The primitive law
enunciated a relation between two facts in the rough, A and B; between
these two crude facts is introduced an abstract intermediary C, more or less
fictitious (such was in the preceding example the impalpable entity,
gravitation). And then we have a relation between A and C that we may
suppose rigorous and which is the principle; and another between C and B
which remains a law subject to revision.
The principle, henceforth crystallized, so to speak, is no longer subject to
the test of experiment. It is not true or false, it is convenient.
Great advantages have often been found in proceeding in that way, but it
is clear that if all the laws had been transformed into principles nothing
would be left of science. Every law may be broken up into a principle and a
law, but thereby it is very clear that, however far this partition be pushed,
there will always remain laws.
Nominalism has therefore limits, and this is what one might fail to
recognize if one took to the very letter M. LeRoy's assertions.
these considerations are most often so strong that there remains practically
little of this freedom.
We can break up this proposition: (1) The stars obey Newton's law, into
two others; (2) gravitation obeys Newton's law; (3) gravitation is the only
force acting on the stars. In this case proposition (2) is no longer anything
but a definition and is beyond the test of experiment; but then it will be on
proposition (3) that this check can be exercised. This is indeed necessary,
since the resulting proposition (1) predicts verifiable facts in the rough.
It is thanks to these artifices that by an unconscious nominalism the
scientists have elevated above the laws what they call principles. When a
law has received a sufficient confirmation from experiment, we may adopt
two attitudes: either we may leave this law in the fray; it will then remain
subjected to an incessant revision, which without any doubt will end by
demonstrating that it is only approximative. Or else we may elevate it into a
principle by adopting conventions such that the proposition may be
certainly true. For that the procedure is always the same. The primitive law
enunciated a relation between two facts in the rough, A and B; between
these two crude facts is introduced an abstract intermediary C, more or less
fictitious (such was in the preceding example the impalpable entity,
gravitation). And then we have a relation between A and C that we may
suppose rigorous and which is the principle; and another between C and B
which remains a law subject to revision.
The principle, henceforth crystallized, so to speak, is no longer subject to
the test of experiment. It is not true or false, it is convenient.
Great advantages have often been found in proceeding in that way, but it
is clear that if all the laws had been transformed into principles nothing
would be left of science. Every law may be broken up into a principle and a
law, but thereby it is very clear that, however far this partition be pushed,
there will always remain laws.
Nominalism has therefore limits, and this is what one might fail to
recognize if one took to the very letter M. LeRoy's assertions.
Page 339
A rapid review of the sciences will make us comprehend better what are
these limits. The nominalist attitude is justified only when it is convenient;
when is it so?
Experiment teaches us relations between bodies; this is the fact in the
rough; these relations are extremely complicated. Instead of envisaging
directly the relation of the body A and the body B, we introduce between
them an intermediary, which is space, and we envisage three distinct
relations: that of the body A with the figure A´ of space, that of the body B
with the figure B´ of space, that of the two figures A´ and B´ to each other.
Why is this detour advantageous? Because the relation of A and B was
complicated, but differed little from that of A´ and B´, which is simple; so
that this complicated relation may be replaced by the simple relation
between A´ and B´ and by two other relations which tell us that the
differences between A and A´, on the one hand, between B and B´, on the
other hand, are very small. For example, if A and B are two natural solid
bodies which are displaced with slight deformation, we envisage two
movable rigid figures A´ and B´. The laws of the relative displacement of
these figures A´ and B´ will be very simple; they will be those of geometry.
And we shall afterward add that the body A, which always differs very little
from A´, dilates from the effect of heat and bends from the effect of
elasticity. These dilatations and flexions, just because they are very small,
will be for our mind relatively easy to study. Just imagine to what
complexities of language it would have been necessary to be resigned if we
had wished to comprehend in the same enunciation the displacement of the
solid, its dilatation and its flexure?
The relation between A and B was a rough law, and was broken up; we
now have two laws which express the relations of A and A´, of B and B´,
and a principle which expresses that of A´ with B´. It is the aggregate of
these principles that is called geometry.
Two other remarks. We have a relation between two bodies A and B,
which we have replaced by a relation between two figures A´ and B´; but
this same relation between the same two figures A´ and B´ could just as well
have replaced advantageously a relation between two other bodies A´´ and
B´´, entirely different from A and B. And that in many ways. If the
principles of geometry had not been invented, after having studied the
these limits. The nominalist attitude is justified only when it is convenient;
when is it so?
Experiment teaches us relations between bodies; this is the fact in the
rough; these relations are extremely complicated. Instead of envisaging
directly the relation of the body A and the body B, we introduce between
them an intermediary, which is space, and we envisage three distinct
relations: that of the body A with the figure A´ of space, that of the body B
with the figure B´ of space, that of the two figures A´ and B´ to each other.
Why is this detour advantageous? Because the relation of A and B was
complicated, but differed little from that of A´ and B´, which is simple; so
that this complicated relation may be replaced by the simple relation
between A´ and B´ and by two other relations which tell us that the
differences between A and A´, on the one hand, between B and B´, on the
other hand, are very small. For example, if A and B are two natural solid
bodies which are displaced with slight deformation, we envisage two
movable rigid figures A´ and B´. The laws of the relative displacement of
these figures A´ and B´ will be very simple; they will be those of geometry.
And we shall afterward add that the body A, which always differs very little
from A´, dilates from the effect of heat and bends from the effect of
elasticity. These dilatations and flexions, just because they are very small,
will be for our mind relatively easy to study. Just imagine to what
complexities of language it would have been necessary to be resigned if we
had wished to comprehend in the same enunciation the displacement of the
solid, its dilatation and its flexure?
The relation between A and B was a rough law, and was broken up; we
now have two laws which express the relations of A and A´, of B and B´,
and a principle which expresses that of A´ with B´. It is the aggregate of
these principles that is called geometry.
Two other remarks. We have a relation between two bodies A and B,
which we have replaced by a relation between two figures A´ and B´; but
this same relation between the same two figures A´ and B´ could just as well
have replaced advantageously a relation between two other bodies A´´ and
B´´, entirely different from A and B. And that in many ways. If the
principles of geometry had not been invented, after having studied the
Page 340
relation of A and B, it would be necessary to begin again ab ovo the study of
the relation of A´´ and B´´. That is why geometry is so precious. A
geometrical relation can advantageously replace a relation which,
considered in the rough state, should be regarded as mechanical, it can
replace another which should be regarded as optical, etc.
Yet let no one say: But that proves geometry an experimental science; in
separating its principles from laws whence they have been drawn, you
artificially separate it itself from the sciences which have given birth to it.
The other sciences have likewise principles, but that does not preclude our
having to call them experimental.
It must be recognized that it would have been difficult not to make this
separation that is pretended to be artificial. We know the rôle that the
kinematics of solid bodies has played in the genesis of geometry; should it
then be said that geometry is only a branch of experimental kinematics? But
the laws of the rectilinear propagation of light have also contributed to the
formation of its principles. Must geometry be regarded both as a branch of
kinematics and as a branch of optics? I recall besides that our Euclidean
space which is the proper object of geometry has been chosen, for reasons
of convenience, from among a certain number of types which preexist in
our mind and which are called groups.
If we pass to mechanics, we still see great principles whose origin is
analogous, and, as their 'radius of action,' so to speak, is smaller, there is no
longer reason to separate them from mechanics proper and to regard this
science as deductive.
In physics, finally, the rôle of the principles is still more diminished. And
in fact they are only introduced when it is of advantage. Now they are
advantageous precisely because they are few, since each of them very
nearly replaces a great number of laws. Therefore it is not of interest to
multiply them. Besides an outcome is necessary, and for that it is needful to
end by leaving abstraction to take hold of reality.
Such are the limits of nominalism, and they are narrow.
M. LeRoy has insisted, however, and he has put the question under
another form.
the relation of A´´ and B´´. That is why geometry is so precious. A
geometrical relation can advantageously replace a relation which,
considered in the rough state, should be regarded as mechanical, it can
replace another which should be regarded as optical, etc.
Yet let no one say: But that proves geometry an experimental science; in
separating its principles from laws whence they have been drawn, you
artificially separate it itself from the sciences which have given birth to it.
The other sciences have likewise principles, but that does not preclude our
having to call them experimental.
It must be recognized that it would have been difficult not to make this
separation that is pretended to be artificial. We know the rôle that the
kinematics of solid bodies has played in the genesis of geometry; should it
then be said that geometry is only a branch of experimental kinematics? But
the laws of the rectilinear propagation of light have also contributed to the
formation of its principles. Must geometry be regarded both as a branch of
kinematics and as a branch of optics? I recall besides that our Euclidean
space which is the proper object of geometry has been chosen, for reasons
of convenience, from among a certain number of types which preexist in
our mind and which are called groups.
If we pass to mechanics, we still see great principles whose origin is
analogous, and, as their 'radius of action,' so to speak, is smaller, there is no
longer reason to separate them from mechanics proper and to regard this
science as deductive.
In physics, finally, the rôle of the principles is still more diminished. And
in fact they are only introduced when it is of advantage. Now they are
advantageous precisely because they are few, since each of them very
nearly replaces a great number of laws. Therefore it is not of interest to
multiply them. Besides an outcome is necessary, and for that it is needful to
end by leaving abstraction to take hold of reality.
Such are the limits of nominalism, and they are narrow.
M. LeRoy has insisted, however, and he has put the question under
another form.
Page 341
Since the enunciation of our laws may vary with the conventions that we
adopt, since these conventions may modify even the natural relations of
these laws, is there in the manifold of these laws something independent of
these conventions and which may, so to speak, play the rôle of universal
invariant? For instance, the fiction has been introduced of beings who,
having been educated in a world different from ours, would have been led
to create a non-Euclidean geometry. If these beings were afterward
suddenly transported into our world, they would observe the same laws as
we, but they would enunciate them in an entirely different way. In truth
there would still be something in common between the two enunciations,
but this is because these beings do not yet differ enough from us. Beings
still more strange may be imagined, and the part common to the two
systems of enunciations will shrink more and more. Will it thus shrink in
convergence toward zero, or will there remain an irreducible residue which
will then be the universal invariant sought?
The question calls for precise statement. Is it desired that this common
part of the enunciations be expressible in words? It is clear, then, that there
are not words common to all languages, and we can not pretend to construct
I know not what universal invariant which should be understood both by us
and by the fictitious non-Euclidean geometers of whom I have just spoken;
no more than we can construct a phrase which can be understood both by
Germans who do not understand French and by French who do not
understand German. But we have fixed rules which permit us to translate
the French enunciations into German, and inversely. It is for that that
grammars and dictionaries have been made. There are also fixed rules for
translating the Euclidean language into the non-Euclidean language, or, if
there are not, they could be made.
And even if there were neither interpreter nor dictionary, if the Germans
and the French, after having lived centuries in separate worlds, found
themselves all at once in contact, do you think there would be nothing in
common between the science of the German books and that of the French
books? The French and the Germans would certainly end by understanding
each other, as the American Indians ended by understanding the language of
their conquerors after the arrival of the Spanish.
adopt, since these conventions may modify even the natural relations of
these laws, is there in the manifold of these laws something independent of
these conventions and which may, so to speak, play the rôle of universal
invariant? For instance, the fiction has been introduced of beings who,
having been educated in a world different from ours, would have been led
to create a non-Euclidean geometry. If these beings were afterward
suddenly transported into our world, they would observe the same laws as
we, but they would enunciate them in an entirely different way. In truth
there would still be something in common between the two enunciations,
but this is because these beings do not yet differ enough from us. Beings
still more strange may be imagined, and the part common to the two
systems of enunciations will shrink more and more. Will it thus shrink in
convergence toward zero, or will there remain an irreducible residue which
will then be the universal invariant sought?
The question calls for precise statement. Is it desired that this common
part of the enunciations be expressible in words? It is clear, then, that there
are not words common to all languages, and we can not pretend to construct
I know not what universal invariant which should be understood both by us
and by the fictitious non-Euclidean geometers of whom I have just spoken;
no more than we can construct a phrase which can be understood both by
Germans who do not understand French and by French who do not
understand German. But we have fixed rules which permit us to translate
the French enunciations into German, and inversely. It is for that that
grammars and dictionaries have been made. There are also fixed rules for
translating the Euclidean language into the non-Euclidean language, or, if
there are not, they could be made.
And even if there were neither interpreter nor dictionary, if the Germans
and the French, after having lived centuries in separate worlds, found
themselves all at once in contact, do you think there would be nothing in
common between the science of the German books and that of the French
books? The French and the Germans would certainly end by understanding
each other, as the American Indians ended by understanding the language of
their conquerors after the arrival of the Spanish.
Page 342
But, it will be said, doubtless the French would be capable of
understanding the Germans even without having learned German, but this is
because there remains between the French and the Germans something in
common, since both are men. We should still attain to an understanding
with our hypothetical non-Euclideans, though they be not men, because
they would still retain something human. But in any case a minimum of
humanity is necessary.
This is possible, but I shall observe first that this little humanness which
would remain in the non-Euclideans would suffice not only to make
possible the translation of a little of their language, but to make possible the
translation of all their language.
Now, that there must be a minimum is what I concede; suppose there
exists I know not what fluid which penetrates between the molecules of our
matter, without having any action on it and without being subject to any
action coming from it. Suppose beings sensible to the influence of this fluid
and insensible to that of our matter. It is clear that the science of these
beings would differ absolutely from ours and that it would be idle to seek an
'invariant' common to these two sciences. Or again, if these beings rejected
our logic and did not admit, for instance, the principle of contradiction.
But truly I think it without interest to examine such hypotheses.
And then, if we do not push whimsicality so far, if we introduce only
fictitious beings having senses analogous to ours and sensible to the same
impressions, and moreover admitting the principles of our logic, we shall
then be able to conclude that their language, however different from ours it
may be, would always be capable of translation. Now the possibility of
translation implies the existence of an invariant. To translate is precisely to
disengage this invariant. Thus, to decipher a cryptogram is to seek what in
this document remains invariant, when the letters are permuted.
What now is the nature of this invariant it is easy to understand, and a
word will suffice us. The invariant laws are the relations between the crude
facts, while the relations between the 'scientific facts' remain always
dependent on certain conventions.
understanding the Germans even without having learned German, but this is
because there remains between the French and the Germans something in
common, since both are men. We should still attain to an understanding
with our hypothetical non-Euclideans, though they be not men, because
they would still retain something human. But in any case a minimum of
humanity is necessary.
This is possible, but I shall observe first that this little humanness which
would remain in the non-Euclideans would suffice not only to make
possible the translation of a little of their language, but to make possible the
translation of all their language.
Now, that there must be a minimum is what I concede; suppose there
exists I know not what fluid which penetrates between the molecules of our
matter, without having any action on it and without being subject to any
action coming from it. Suppose beings sensible to the influence of this fluid
and insensible to that of our matter. It is clear that the science of these
beings would differ absolutely from ours and that it would be idle to seek an
'invariant' common to these two sciences. Or again, if these beings rejected
our logic and did not admit, for instance, the principle of contradiction.
But truly I think it without interest to examine such hypotheses.
And then, if we do not push whimsicality so far, if we introduce only
fictitious beings having senses analogous to ours and sensible to the same
impressions, and moreover admitting the principles of our logic, we shall
then be able to conclude that their language, however different from ours it
may be, would always be capable of translation. Now the possibility of
translation implies the existence of an invariant. To translate is precisely to
disengage this invariant. Thus, to decipher a cryptogram is to seek what in
this document remains invariant, when the letters are permuted.
What now is the nature of this invariant it is easy to understand, and a
word will suffice us. The invariant laws are the relations between the crude
facts, while the relations between the 'scientific facts' remain always
dependent on certain conventions.
Page 343
CHAPTER XI
Science and Reality
5. Contingence and Determinism
I do not intend to treat here the question of the contingence of the laws of
nature, which is evidently insoluble, and on which so much has already
been written. I only wish to call attention to what different meanings have
been given to this word, contingence, and how advantageous it would be to
distinguish them.
If we look at any particular law, we may be certain in advance that it can
only be approximate. It is, in fact, deduced from experimental verifications,
and these verifications were and could be only approximate. We should
always expect that more precise measurements will oblige us to add new
terms to our formulas; this is what has happened, for instance, in the case of
Mariotte's law.
Moreover the statement of any law is necessarily incomplete. This
enunciation should comprise the enumeration of all the antecedents in
virtue of which a given consequent can happen. I should first describe all
the conditions of the experiment to be made and the law would then be
stated: If all the conditions are fulfilled, the phenomenon will happen.
But we shall be sure of not having forgotten any of these conditions only
when we shall have described the state of the entire universe at the instant t;
all the parts of this universe may, in fact, exercise an influence more or less
great on the phenomenon which must happen at the instant t + dt.
Now it is clear that such a description could not be found in the
enunciation of the law; besides, if it were made, the law would become
incapable of application; if one required so many conditions, there would be
very little chance of their ever being all realized at any moment.
Then as one can never be certain of not having forgotten some essential
condition, it can not be said: If such and such conditions are realized, such a
phenomenon will occur; it can only be said: If such and such conditions are
realized, it is probable that such a phenomenon will occur, very nearly.
Science and Reality
5. Contingence and Determinism
I do not intend to treat here the question of the contingence of the laws of
nature, which is evidently insoluble, and on which so much has already
been written. I only wish to call attention to what different meanings have
been given to this word, contingence, and how advantageous it would be to
distinguish them.
If we look at any particular law, we may be certain in advance that it can
only be approximate. It is, in fact, deduced from experimental verifications,
and these verifications were and could be only approximate. We should
always expect that more precise measurements will oblige us to add new
terms to our formulas; this is what has happened, for instance, in the case of
Mariotte's law.
Moreover the statement of any law is necessarily incomplete. This
enunciation should comprise the enumeration of all the antecedents in
virtue of which a given consequent can happen. I should first describe all
the conditions of the experiment to be made and the law would then be
stated: If all the conditions are fulfilled, the phenomenon will happen.
But we shall be sure of not having forgotten any of these conditions only
when we shall have described the state of the entire universe at the instant t;
all the parts of this universe may, in fact, exercise an influence more or less
great on the phenomenon which must happen at the instant t + dt.
Now it is clear that such a description could not be found in the
enunciation of the law; besides, if it were made, the law would become
incapable of application; if one required so many conditions, there would be
very little chance of their ever being all realized at any moment.
Then as one can never be certain of not having forgotten some essential
condition, it can not be said: If such and such conditions are realized, such a
phenomenon will occur; it can only be said: If such and such conditions are
realized, it is probable that such a phenomenon will occur, very nearly.
Page 344
Take the law of gravitation, which is the least imperfect of all known
laws. It enables us to foresee the motions of the planets. When I use it, for
instance, to calculate the orbit of Saturn, I neglect the action of the stars,
and in doing so I am certain of not deceiving myself, because I know that
these stars are too far away for their action to be sensible.
I announce, then, with a quasi-certitude that the coordinates of Saturn at
such an hour will be comprised between such and such limits. Yet is that
certitude absolute? Could there not exist in the universe some gigantic
mass, much greater than that of all the known stars and whose action could
make itself felt at great distances? That mass might be animated by a
colossal velocity, and after having circulated from all time at such distances
that its influence had remained hitherto insensible to us, it might come all at
once to pass near us. Surely it would produce in our solar system enormous
perturbations that we could not have foreseen. All that can be said is that
such an event is wholly improbable, and then, instead of saying: Saturn will
be near such a point of the heavens, we must limit ourselves to saying:
Saturn will probably be near such a point of the heavens. Although this
probability may be practically equivalent to certainty, it is only a
probability.
For all these reasons, no particular law will ever be more than
approximate and probable. Scientists have never failed to recognize this
truth; only they believe, right or wrong, that every law may be replaced by
another closer and more probable, that this new law will itself be only
provisional, but that the same movement can continue indefinitely, so that
science in progressing will possess laws more and more probable, that the
approximation will end by differing as little as you choose from exactitude
and the probability from certitude.
If the scientists who think thus are right, still could it be said that the laws
of nature are contingent, even though each law, taken in particular, may be
qualified as contingent? Or must one require, before concluding the
contingence of the natural laws, that this progress have an end, that the
scientist finish some day by being arrested in his search for a closer and
closer approximation, and that, beyond a certain limit, he thereafter meet in
nature only caprice?
laws. It enables us to foresee the motions of the planets. When I use it, for
instance, to calculate the orbit of Saturn, I neglect the action of the stars,
and in doing so I am certain of not deceiving myself, because I know that
these stars are too far away for their action to be sensible.
I announce, then, with a quasi-certitude that the coordinates of Saturn at
such an hour will be comprised between such and such limits. Yet is that
certitude absolute? Could there not exist in the universe some gigantic
mass, much greater than that of all the known stars and whose action could
make itself felt at great distances? That mass might be animated by a
colossal velocity, and after having circulated from all time at such distances
that its influence had remained hitherto insensible to us, it might come all at
once to pass near us. Surely it would produce in our solar system enormous
perturbations that we could not have foreseen. All that can be said is that
such an event is wholly improbable, and then, instead of saying: Saturn will
be near such a point of the heavens, we must limit ourselves to saying:
Saturn will probably be near such a point of the heavens. Although this
probability may be practically equivalent to certainty, it is only a
probability.
For all these reasons, no particular law will ever be more than
approximate and probable. Scientists have never failed to recognize this
truth; only they believe, right or wrong, that every law may be replaced by
another closer and more probable, that this new law will itself be only
provisional, but that the same movement can continue indefinitely, so that
science in progressing will possess laws more and more probable, that the
approximation will end by differing as little as you choose from exactitude
and the probability from certitude.
If the scientists who think thus are right, still could it be said that the laws
of nature are contingent, even though each law, taken in particular, may be
qualified as contingent? Or must one require, before concluding the
contingence of the natural laws, that this progress have an end, that the
scientist finish some day by being arrested in his search for a closer and
closer approximation, and that, beyond a certain limit, he thereafter meet in
nature only caprice?
Page 345
In the conception of which I have just spoken (and which I shall call the
scientific conception), every law is only a statement imperfect and
provisional, but it must one day be replaced by another, a superior law, of
which it is only a crude image. No place therefore remains for the
intervention of a free will.
It seems to me that the kinetic theory of gases will furnish us a striking
example.
You know that in this theory all the properties of gases are explained by a
simple hypothesis; it is supposed that all the gaseous molecules move in
every direction with great velocities and that they follow rectilineal paths
which are disturbed only when one molecule passes very near the sides of
the vessel or another molecule. The effects our crude senses enable us to
observe are the mean effects, and in these means, the great deviations
compensate, or at least it is very improbable that they do not compensate;
so that the observable phenomena follow simple laws such as that of
Mariotte or of Gay-Lussac. But this compensation of deviations is only
probable. The molecules incessantly change place and in these continual
displacements the figures they form pass successively through all possible
combinations. Singly these combinations are very numerous; almost all are
in conformity with Mariotte's law, only a few deviate from it. These also
will happen, only it would be necessary to wait a long time for them. If a
gas were observed during a sufficiently long time it would certainly be
finally seen to deviate, for a very short time, from Mariotte's law. How long
would it be necessary to wait? If it were desired to calculate the probable
number of years, it would be found that this number is so great that to write
only the number of places of figures employed would still require half a
score places of figures. No matter; enough that it may be done.
I do not care to discuss here the value of this theory. It is evident that if it
be adopted, Mariotte's law will thereafter appear only as contingent, since a
day will come when it will not be true. And yet, think you the partisans of
the kinetic theory are adversaries of determinism? Far from it; they are the
most ultra of mechanists. Their molecules follow rigid paths, from which
they depart only under the influence of forces which vary with the distance,
following a perfectly determinate law. There remains in their system not the
smallest place either for freedom, or for an evolutionary factor, properly so-
scientific conception), every law is only a statement imperfect and
provisional, but it must one day be replaced by another, a superior law, of
which it is only a crude image. No place therefore remains for the
intervention of a free will.
It seems to me that the kinetic theory of gases will furnish us a striking
example.
You know that in this theory all the properties of gases are explained by a
simple hypothesis; it is supposed that all the gaseous molecules move in
every direction with great velocities and that they follow rectilineal paths
which are disturbed only when one molecule passes very near the sides of
the vessel or another molecule. The effects our crude senses enable us to
observe are the mean effects, and in these means, the great deviations
compensate, or at least it is very improbable that they do not compensate;
so that the observable phenomena follow simple laws such as that of
Mariotte or of Gay-Lussac. But this compensation of deviations is only
probable. The molecules incessantly change place and in these continual
displacements the figures they form pass successively through all possible
combinations. Singly these combinations are very numerous; almost all are
in conformity with Mariotte's law, only a few deviate from it. These also
will happen, only it would be necessary to wait a long time for them. If a
gas were observed during a sufficiently long time it would certainly be
finally seen to deviate, for a very short time, from Mariotte's law. How long
would it be necessary to wait? If it were desired to calculate the probable
number of years, it would be found that this number is so great that to write
only the number of places of figures employed would still require half a
score places of figures. No matter; enough that it may be done.
I do not care to discuss here the value of this theory. It is evident that if it
be adopted, Mariotte's law will thereafter appear only as contingent, since a
day will come when it will not be true. And yet, think you the partisans of
the kinetic theory are adversaries of determinism? Far from it; they are the
most ultra of mechanists. Their molecules follow rigid paths, from which
they depart only under the influence of forces which vary with the distance,
following a perfectly determinate law. There remains in their system not the
smallest place either for freedom, or for an evolutionary factor, properly so-
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called, or for anything whatever that could be called contingence. I add, to
avoid mistake, that neither is there any evolution of Mariotte's law itself; it
ceases to be true after I know not how many centuries; but at the end of a
fraction of a second it again becomes true and that for an incalculable
number of centuries.
And since I have pronounced the word evolution, let us clear away
another mistake. It is often said: Who knows whether the laws do not
evolve and whether we shall not one day discover that they were not at the
Carboniferous epoch what they are to-day? What are we to understand by
that? What we think we know about the past state of our globe, we deduce
from its present state. And how is this deduction made? It is by means of
laws supposed known. The law, being a relation between the antecedent and
the consequent, enables us equally well to deduce the consequent from the
antecedent, that is, to foresee the future, and to deduce the antecedent from
the consequent, that is, to conclude from the present to the past. The
astronomer who knows the present situation of the stars can from it deduce
their future situation by Newton's law, and this is what he does when he
constructs ephemerides; and he can equally deduce from it their past
situation. The calculations he thus can make can not teach him that
Newton's law will cease to be true in the future, since this law is precisely
his point of departure; not more can they tell him it was not true in the past.
Still, in what concerns the future, his ephemerides can one day be tested and
our descendants will perhaps recognize that they were false. But in what
concerns the past, the geologic past which had no witnesses, the results of
his calculation, like those of all speculations where we seek to deduce the
past from the present, escape by their very nature every species of test. So
that if the laws of nature were not the same in the Carboniferous age as at
the present epoch, we shall never be able to know it, since we can know
nothing of this age, only what we deduce from the hypothesis of the
permanence of these laws.
Perhaps it will be said that this hypothesis might lead to contradictory
results and that we shall be obliged to abandon it. Thus, in what concerns
the origin of life, we may conclude that there have always been living
beings, since the present world shows us always life springing from life;
and we may also conclude that there have not always been, since the
application of the existent laws of physics to the present state of our globe
avoid mistake, that neither is there any evolution of Mariotte's law itself; it
ceases to be true after I know not how many centuries; but at the end of a
fraction of a second it again becomes true and that for an incalculable
number of centuries.
And since I have pronounced the word evolution, let us clear away
another mistake. It is often said: Who knows whether the laws do not
evolve and whether we shall not one day discover that they were not at the
Carboniferous epoch what they are to-day? What are we to understand by
that? What we think we know about the past state of our globe, we deduce
from its present state. And how is this deduction made? It is by means of
laws supposed known. The law, being a relation between the antecedent and
the consequent, enables us equally well to deduce the consequent from the
antecedent, that is, to foresee the future, and to deduce the antecedent from
the consequent, that is, to conclude from the present to the past. The
astronomer who knows the present situation of the stars can from it deduce
their future situation by Newton's law, and this is what he does when he
constructs ephemerides; and he can equally deduce from it their past
situation. The calculations he thus can make can not teach him that
Newton's law will cease to be true in the future, since this law is precisely
his point of departure; not more can they tell him it was not true in the past.
Still, in what concerns the future, his ephemerides can one day be tested and
our descendants will perhaps recognize that they were false. But in what
concerns the past, the geologic past which had no witnesses, the results of
his calculation, like those of all speculations where we seek to deduce the
past from the present, escape by their very nature every species of test. So
that if the laws of nature were not the same in the Carboniferous age as at
the present epoch, we shall never be able to know it, since we can know
nothing of this age, only what we deduce from the hypothesis of the
permanence of these laws.
Perhaps it will be said that this hypothesis might lead to contradictory
results and that we shall be obliged to abandon it. Thus, in what concerns
the origin of life, we may conclude that there have always been living
beings, since the present world shows us always life springing from life;
and we may also conclude that there have not always been, since the
application of the existent laws of physics to the present state of our globe
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teaches us that there was a time when this globe was so warm that life on it
was impossible. But contradictions of this sort can always be removed in
two ways; it may be supposed that the actual laws of nature are not exactly
what we have assumed; or else it may be supposed that the laws of nature
actually are what we have assumed, but that it has not always been so.
It is evident that the actual laws will never be sufficiently well known for
us not to be able to adopt the first of these two solutions and for us to be
constrained to infer the evolution of natural laws.
On the other hand, suppose such an evolution; assume, if you wish, that
humanity lasts sufficiently long for this evolution to have witnesses. The
same antecedent shall produce, for instance, different consequents at the
Carboniferous epoch and at the Quaternary. That evidently means that the
antecedents are closely alike; if all the circumstances were identical, the
Carboniferous epoch would be indistinguishable from the Quaternary.
Evidently this is not what is supposed. What remains is that such
antecedent, accompanied by such accessory circumstance, produces such
consequent; and that the same antecedent, accompanied by such other
accessory circumstance, produces such other consequent. Time does not
enter into the affair.
The law, such as ill-informed science would have stated it, and which
would have affirmed that this antecedent always produces this consequent,
without taking account of the accessory circumstances, this law, which was
only approximate and probable, must be replaced by another law more
approximate and more probable, which brings in these accessory
circumstances. We always come back, therefore, to that same process which
we have analyzed above, and if humanity should discover something of this
sort, it would not say that it is the laws which have evoluted, but the
circumstances which have changed.
Here, therefore, are several different senses of the word contingence. M.
LeRoy retains them all and he does not sufficiently distinguish them, but he
introduces a new one. Experimental laws are only approximate, and if some
appear to us as exact, it is because we have artificially transformed them
into what I have above called a principle. We have made this transformation
freely, and as the caprice which has determined us to make it is something
was impossible. But contradictions of this sort can always be removed in
two ways; it may be supposed that the actual laws of nature are not exactly
what we have assumed; or else it may be supposed that the laws of nature
actually are what we have assumed, but that it has not always been so.
It is evident that the actual laws will never be sufficiently well known for
us not to be able to adopt the first of these two solutions and for us to be
constrained to infer the evolution of natural laws.
On the other hand, suppose such an evolution; assume, if you wish, that
humanity lasts sufficiently long for this evolution to have witnesses. The
same antecedent shall produce, for instance, different consequents at the
Carboniferous epoch and at the Quaternary. That evidently means that the
antecedents are closely alike; if all the circumstances were identical, the
Carboniferous epoch would be indistinguishable from the Quaternary.
Evidently this is not what is supposed. What remains is that such
antecedent, accompanied by such accessory circumstance, produces such
consequent; and that the same antecedent, accompanied by such other
accessory circumstance, produces such other consequent. Time does not
enter into the affair.
The law, such as ill-informed science would have stated it, and which
would have affirmed that this antecedent always produces this consequent,
without taking account of the accessory circumstances, this law, which was
only approximate and probable, must be replaced by another law more
approximate and more probable, which brings in these accessory
circumstances. We always come back, therefore, to that same process which
we have analyzed above, and if humanity should discover something of this
sort, it would not say that it is the laws which have evoluted, but the
circumstances which have changed.
Here, therefore, are several different senses of the word contingence. M.
LeRoy retains them all and he does not sufficiently distinguish them, but he
introduces a new one. Experimental laws are only approximate, and if some
appear to us as exact, it is because we have artificially transformed them
into what I have above called a principle. We have made this transformation
freely, and as the caprice which has determined us to make it is something
Page 348
eminently contingent, we have communicated this contingence to the law
itself. It is in this sense that we have the right to say that determinism
supposes freedom, since it is freely that we become determinists. Perhaps it
will be found that this is to give large scope to nominalism and that the
introduction of this new sense of the word contingence will not help much
to solve all those questions which naturally arise and of which we have just
been speaking.
I do not at all wish to investigate here the foundations of the principle of
induction; I know very well that I should not succeed; it is as difficult to
justify this principle as to get on without it. I only wish to show how
scientists apply it and are forced to apply it.
When the same antecedent recurs, the same consequent must likewise
recur; such is the ordinary statement. But reduced to these terms this
principle could be of no use. For one to be able to say that the same
antecedent recurred, it would be necessary for the circumstances all to be
reproduced, since no one is absolutely indifferent, and for them to be
exactly reproduced. And, as that will never happen, the principle can have
no application.
We should therefore modify the enunciation and say: If an antecedent A
has once produced a consequent B, an antecedent A´, slightly different from
A, will produce a consequent B´, slightly different from B. But how shall we
recognize that the antecedents A and A´ are 'slightly different'? If some one
of the circumstances can be expressed by a number, and this number has in
the two cases values very near together, the sense of the phrase 'slightly
different' is relatively clear; the principle then signifies that the consequent
is a continuous function of the antecedent. And as a practical rule, we reach
this conclusion that we have the right to interpolate. This is in fact what
scientists do every day, and without interpolation all science would be
impossible.
Yet observe one thing. The law sought may be represented by a curve.
Experiment has taught us certain points of this curve. In virtue of the
principle we have just stated, we believe these points may be connected by
a continuous graph. We trace this graph with the eye. New experiments will
furnish us new points of the curve. If these points are outside of the graph
itself. It is in this sense that we have the right to say that determinism
supposes freedom, since it is freely that we become determinists. Perhaps it
will be found that this is to give large scope to nominalism and that the
introduction of this new sense of the word contingence will not help much
to solve all those questions which naturally arise and of which we have just
been speaking.
I do not at all wish to investigate here the foundations of the principle of
induction; I know very well that I should not succeed; it is as difficult to
justify this principle as to get on without it. I only wish to show how
scientists apply it and are forced to apply it.
When the same antecedent recurs, the same consequent must likewise
recur; such is the ordinary statement. But reduced to these terms this
principle could be of no use. For one to be able to say that the same
antecedent recurred, it would be necessary for the circumstances all to be
reproduced, since no one is absolutely indifferent, and for them to be
exactly reproduced. And, as that will never happen, the principle can have
no application.
We should therefore modify the enunciation and say: If an antecedent A
has once produced a consequent B, an antecedent A´, slightly different from
A, will produce a consequent B´, slightly different from B. But how shall we
recognize that the antecedents A and A´ are 'slightly different'? If some one
of the circumstances can be expressed by a number, and this number has in
the two cases values very near together, the sense of the phrase 'slightly
different' is relatively clear; the principle then signifies that the consequent
is a continuous function of the antecedent. And as a practical rule, we reach
this conclusion that we have the right to interpolate. This is in fact what
scientists do every day, and without interpolation all science would be
impossible.
Yet observe one thing. The law sought may be represented by a curve.
Experiment has taught us certain points of this curve. In virtue of the
principle we have just stated, we believe these points may be connected by
a continuous graph. We trace this graph with the eye. New experiments will
furnish us new points of the curve. If these points are outside of the graph
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traced in advance, we shall have to modify our curve, but not to abandon
our principle. Through any points, however numerous they may be, a
continuous curve may always be passed. Doubtless, if this curve is too
capricious, we shall be shocked (and we shall even suspect errors of
experiment), but the principle will not be directly put at fault.
Furthermore, among the circumstances of a phenomenon, there are some
that we regard as negligible, and we shall consider A and A´ as slightly
different if they differ only by these accessory circumstances. For instance,
I have ascertained that hydrogen unites with oxygen under the influence of
the electric spark, and I am certain that these two gases will unite anew,
although the longitude of Jupiter may have changed considerably in the
interval. We assume, for instance, that the state of distant bodies can have
no sensible influence on terrestrial phenomena, and that seems in fact
requisite, but there are cases where the choice of these practically
indifferent circumstances admits of more arbitrariness or, if you choose,
requires more tact.
One more remark: The principle of induction would be inapplicable if
there did not exist in nature a great quantity of bodies like one another, or
almost alike, and if we could not infer, for instance, from one bit of
phosphorus to another bit of phosphorus.
If we reflect on these considerations, the problem of determinism and of
contingence will appear to us in a new light.
Suppose we were able to embrace the series of all phenomena of the
universe in the whole sequence of time. We could envisage what might be
called the sequences; I mean relations between antecedent and consequent. I
do not wish to speak of constant relations or laws, I envisage separately
(individually, so to speak) the different sequences realized.
We should then recognize that among these sequences there are no two
altogether alike. But, if the principle of induction, as we have just stated it,
is true, there will be those almost alike and that can be classed alongside
one another. In other words, it is possible to make a classification of
sequences.
our principle. Through any points, however numerous they may be, a
continuous curve may always be passed. Doubtless, if this curve is too
capricious, we shall be shocked (and we shall even suspect errors of
experiment), but the principle will not be directly put at fault.
Furthermore, among the circumstances of a phenomenon, there are some
that we regard as negligible, and we shall consider A and A´ as slightly
different if they differ only by these accessory circumstances. For instance,
I have ascertained that hydrogen unites with oxygen under the influence of
the electric spark, and I am certain that these two gases will unite anew,
although the longitude of Jupiter may have changed considerably in the
interval. We assume, for instance, that the state of distant bodies can have
no sensible influence on terrestrial phenomena, and that seems in fact
requisite, but there are cases where the choice of these practically
indifferent circumstances admits of more arbitrariness or, if you choose,
requires more tact.
One more remark: The principle of induction would be inapplicable if
there did not exist in nature a great quantity of bodies like one another, or
almost alike, and if we could not infer, for instance, from one bit of
phosphorus to another bit of phosphorus.
If we reflect on these considerations, the problem of determinism and of
contingence will appear to us in a new light.
Suppose we were able to embrace the series of all phenomena of the
universe in the whole sequence of time. We could envisage what might be
called the sequences; I mean relations between antecedent and consequent. I
do not wish to speak of constant relations or laws, I envisage separately
(individually, so to speak) the different sequences realized.
We should then recognize that among these sequences there are no two
altogether alike. But, if the principle of induction, as we have just stated it,
is true, there will be those almost alike and that can be classed alongside
one another. In other words, it is possible to make a classification of
sequences.
Page 350
It is to the possibility and the legitimacy of such a classification that
determinism, in the end, reduces. This is all that the preceding analysis
leaves of it. Perhaps under this modest form it will seem less appalling to
the moralist.
It will doubtless be said that this is to come back by a detour to M.
LeRoy's conclusion which a moment ago we seemed to reject: we are
determinists voluntarily. And in fact all classification supposes the active
intervention of the classifier. I agree that this may be maintained, but it
seems to me that this detour will not have been useless and will have
contributed to enlighten us a little.
6. Objectivity of Science
I arrive at the question set by the title of this article: What is the objective
value of science? And first what should we understand by objectivity?
What guarantees the objectivity of the world in which we live is that this
world is common to us with other thinking beings. Through the
communications that we have with other men, we receive from them ready-
made reasonings; we know that these reasonings do not come from us and
at the same time we recognize in them the work of reasonable beings like
ourselves. And as these reasonings appear to fit the world of our sensations,
we think we may infer that these reasonable beings have seen the same
thing as we; thus it is we know we have not been dreaming.
Such, therefore, is the first condition of objectivity; what is objective
must be common to many minds and consequently transmissible from one
to the other, and as this transmission can only come about by that 'discourse'
which inspires so much distrust in M. LeRoy, we are even forced to
conclude: no discourse, no objectivity.
The sensations of others will be for us a world eternally closed. We have
no means of verifying that the sensation I call red is the same as that which
my neighbor calls red.
Suppose that a cherry and a red poppy produce on me the sensation A and
on him the sensation B and that, on the contrary, a leaf produces on me the
sensation B and on him the sensation A. It is clear we shall never know
determinism, in the end, reduces. This is all that the preceding analysis
leaves of it. Perhaps under this modest form it will seem less appalling to
the moralist.
It will doubtless be said that this is to come back by a detour to M.
LeRoy's conclusion which a moment ago we seemed to reject: we are
determinists voluntarily. And in fact all classification supposes the active
intervention of the classifier. I agree that this may be maintained, but it
seems to me that this detour will not have been useless and will have
contributed to enlighten us a little.
6. Objectivity of Science
I arrive at the question set by the title of this article: What is the objective
value of science? And first what should we understand by objectivity?
What guarantees the objectivity of the world in which we live is that this
world is common to us with other thinking beings. Through the
communications that we have with other men, we receive from them ready-
made reasonings; we know that these reasonings do not come from us and
at the same time we recognize in them the work of reasonable beings like
ourselves. And as these reasonings appear to fit the world of our sensations,
we think we may infer that these reasonable beings have seen the same
thing as we; thus it is we know we have not been dreaming.
Such, therefore, is the first condition of objectivity; what is objective
must be common to many minds and consequently transmissible from one
to the other, and as this transmission can only come about by that 'discourse'
which inspires so much distrust in M. LeRoy, we are even forced to
conclude: no discourse, no objectivity.
The sensations of others will be for us a world eternally closed. We have
no means of verifying that the sensation I call red is the same as that which
my neighbor calls red.
Suppose that a cherry and a red poppy produce on me the sensation A and
on him the sensation B and that, on the contrary, a leaf produces on me the
sensation B and on him the sensation A. It is clear we shall never know
Page 351
anything about it; since I shall call red the sensation A and green the
sensation B, while he will call the first green and the second red. In
compensation, what we shall be able to ascertain is that, for him as for me,
the cherry and the red poppy produce the same sensation, since he gives the
same name to the sensations he feels and I do the same.
Sensations are therefore intransmissible, or rather all that is pure quality
in them is intransmissible and forever impenetrable. But it is not the same
with relations between these sensations.
From this point of view, all that is objective is devoid of all quality and is
only pure relation. Certes, I shall not go so far as to say that objectivity is
only pure quantity (this would be to particularize too far the nature of the
relations in question), but we understand how some one could have been
carried away into saying that the world is only a differential equation.
With due reserve regarding this paradoxical proposition, we must
nevertheless admit that nothing is objective which is not transmissible, and
consequently that the relations between the sensations can alone have an
objective value.
Perhaps it will be said that the esthetic emotion, which is common to all
mankind, is proof that the qualities of our sensations are also the same for
all men and hence are objective. But if we think about this, we shall see that
the proof is not complete; what is proved is that this emotion is aroused in
John as in James by the sensations to which James and John give the same
name or by the corresponding combinations of these sensations; either
because this emotion is associated in John with the sensation A, which John
calls red, while parallelly it is associated in James with the sensation B,
which James calls red; or better because this emotion is aroused, not by the
qualities themselves of the sensations, but by the harmonious combination
of their relations of which we undergo the unconscious impression.
Such a sensation is beautiful, not because it possesses such a quality, but
because it occupies such a place in the woof of our associations of ideas, so
that it can not be excited without putting in motion the 'receiver' which is at
the other end of the thread and which corresponds to the artistic emotion.
sensation B, while he will call the first green and the second red. In
compensation, what we shall be able to ascertain is that, for him as for me,
the cherry and the red poppy produce the same sensation, since he gives the
same name to the sensations he feels and I do the same.
Sensations are therefore intransmissible, or rather all that is pure quality
in them is intransmissible and forever impenetrable. But it is not the same
with relations between these sensations.
From this point of view, all that is objective is devoid of all quality and is
only pure relation. Certes, I shall not go so far as to say that objectivity is
only pure quantity (this would be to particularize too far the nature of the
relations in question), but we understand how some one could have been
carried away into saying that the world is only a differential equation.
With due reserve regarding this paradoxical proposition, we must
nevertheless admit that nothing is objective which is not transmissible, and
consequently that the relations between the sensations can alone have an
objective value.
Perhaps it will be said that the esthetic emotion, which is common to all
mankind, is proof that the qualities of our sensations are also the same for
all men and hence are objective. But if we think about this, we shall see that
the proof is not complete; what is proved is that this emotion is aroused in
John as in James by the sensations to which James and John give the same
name or by the corresponding combinations of these sensations; either
because this emotion is associated in John with the sensation A, which John
calls red, while parallelly it is associated in James with the sensation B,
which James calls red; or better because this emotion is aroused, not by the
qualities themselves of the sensations, but by the harmonious combination
of their relations of which we undergo the unconscious impression.
Such a sensation is beautiful, not because it possesses such a quality, but
because it occupies such a place in the woof of our associations of ideas, so
that it can not be excited without putting in motion the 'receiver' which is at
the other end of the thread and which corresponds to the artistic emotion.
Page 352
Whether we take the moral, the esthetic or the scientific point of view, it
is always the same thing. Nothing is objective except what is identical for
all; now we can only speak of such an identity if a comparison is possible,
and can be translated into a 'money of exchange' capable of transmission
from one mind to another. Nothing, therefore, will have objective value
except what is transmissible by 'discourse,' that is, intelligible.
But this is only one side of the question. An absolutely disordered
aggregate could not have objective value since it would be unintelligible,
but no more can a well-ordered assemblage have it, if it does not
correspond to sensations really experienced. It seems to me superfluous to
recall this condition, and I should not have dreamed of it, if it had not lately
been maintained that physics is not an experimental science. Although this
opinion has no chance of being adopted either by physicists or by
philosophers, it is well to be warned so as not to let oneself slip over the
declivity which would lead thither. Two conditions are therefore to be
fulfilled, and if the first separates reality[11] from the dream, the second
distinguishes it from the romance.
Now what is science? I have explained in the preceding article, it is
before all a classification, a manner of bringing together facts which
appearances separate, though they were bound together by some natural and
hidden kinship. Science, in other words, is a system of relations. Now we
have just said, it is in the relations alone that objectivity must be sought; it
would be vain to seek it in beings considered as isolated from one another.
To say that science can not have objective value since it teaches us only
relations, this is to reason backward, since, precisely, it is relations alone
which can be regarded as objective.
External objects, for instance, for which the word object was invented,
are really objects and not fleeting and fugitive appearances, because they
are not only groups of sensations, but groups cemented by a constant bond.
It is this bond, and this bond alone, which is the object in itself, and this
bond is a relation.
Therefore, when we ask what is the objective value of science, that does
not mean: Does science teach us the true nature of things? but it means:
Does it teach us the true relations of things?
is always the same thing. Nothing is objective except what is identical for
all; now we can only speak of such an identity if a comparison is possible,
and can be translated into a 'money of exchange' capable of transmission
from one mind to another. Nothing, therefore, will have objective value
except what is transmissible by 'discourse,' that is, intelligible.
But this is only one side of the question. An absolutely disordered
aggregate could not have objective value since it would be unintelligible,
but no more can a well-ordered assemblage have it, if it does not
correspond to sensations really experienced. It seems to me superfluous to
recall this condition, and I should not have dreamed of it, if it had not lately
been maintained that physics is not an experimental science. Although this
opinion has no chance of being adopted either by physicists or by
philosophers, it is well to be warned so as not to let oneself slip over the
declivity which would lead thither. Two conditions are therefore to be
fulfilled, and if the first separates reality[11] from the dream, the second
distinguishes it from the romance.
Now what is science? I have explained in the preceding article, it is
before all a classification, a manner of bringing together facts which
appearances separate, though they were bound together by some natural and
hidden kinship. Science, in other words, is a system of relations. Now we
have just said, it is in the relations alone that objectivity must be sought; it
would be vain to seek it in beings considered as isolated from one another.
To say that science can not have objective value since it teaches us only
relations, this is to reason backward, since, precisely, it is relations alone
which can be regarded as objective.
External objects, for instance, for which the word object was invented,
are really objects and not fleeting and fugitive appearances, because they
are not only groups of sensations, but groups cemented by a constant bond.
It is this bond, and this bond alone, which is the object in itself, and this
bond is a relation.
Therefore, when we ask what is the objective value of science, that does
not mean: Does science teach us the true nature of things? but it means:
Does it teach us the true relations of things?
Page 353
To the first question, no one would hesitate to reply, no; but I think we
may go farther; not only science can not teach us the nature of things; but
nothing is capable of teaching it to us, and if any god knew it, he could not
find words to express it. Not only can we not divine the response, but if it
were given to us we could understand nothing of it; I ask myself even
whether we really understand the question.
When, therefore, a scientific theory pretends to teach us what heat is, or
what is electricity, or life, it is condemned beforehand; all it can give us is
only a crude image. It is, therefore, provisional and crumbling.
The first question being out of reason, the second remains. Can science
teach us the true relations of things? What it joins together should that be
put asunder, what it puts asunder should that be joined together?
To understand the meaning of this new question, it is needful to refer to
what was said above on the conditions of objectivity. Have these relations
an objective value? That means: Are these relations the same for all? Will
they still be the same for those who shall come after us?
It is clear that they are not the same for the scientist and the ignorant
person. But that is unimportant, because if the ignorant person does not see
them all at once, the scientist may succeed in making him see them by a
series of experiments and reasonings. The thing essential is that there are
points on which all those acquainted with the experiments made can reach
accord.
The question is to know whether this accord will be durable and whether
it will persist for our successors. It may be asked whether the unions that
the science of to-day makes will be confirmed by the science of to-morrow.
To affirm that it will be so we can not invoke any a priori reason; but this is
a question of fact, and science has already lived long enough for us to be
able to find out by asking its history whether the edifices it builds stand the
test of time, or whether they are only ephemeral constructions.
Now what do we see? At the first blush, it seems to us that the theories
last only a day and that ruins upon ruins accumulate. To-day the theories are
born, to-morrow they are the fashion, the day after to-morrow they are
classic, the fourth day they are superannuated, and the fifth they are
may go farther; not only science can not teach us the nature of things; but
nothing is capable of teaching it to us, and if any god knew it, he could not
find words to express it. Not only can we not divine the response, but if it
were given to us we could understand nothing of it; I ask myself even
whether we really understand the question.
When, therefore, a scientific theory pretends to teach us what heat is, or
what is electricity, or life, it is condemned beforehand; all it can give us is
only a crude image. It is, therefore, provisional and crumbling.
The first question being out of reason, the second remains. Can science
teach us the true relations of things? What it joins together should that be
put asunder, what it puts asunder should that be joined together?
To understand the meaning of this new question, it is needful to refer to
what was said above on the conditions of objectivity. Have these relations
an objective value? That means: Are these relations the same for all? Will
they still be the same for those who shall come after us?
It is clear that they are not the same for the scientist and the ignorant
person. But that is unimportant, because if the ignorant person does not see
them all at once, the scientist may succeed in making him see them by a
series of experiments and reasonings. The thing essential is that there are
points on which all those acquainted with the experiments made can reach
accord.
The question is to know whether this accord will be durable and whether
it will persist for our successors. It may be asked whether the unions that
the science of to-day makes will be confirmed by the science of to-morrow.
To affirm that it will be so we can not invoke any a priori reason; but this is
a question of fact, and science has already lived long enough for us to be
able to find out by asking its history whether the edifices it builds stand the
test of time, or whether they are only ephemeral constructions.
Now what do we see? At the first blush, it seems to us that the theories
last only a day and that ruins upon ruins accumulate. To-day the theories are
born, to-morrow they are the fashion, the day after to-morrow they are
classic, the fourth day they are superannuated, and the fifth they are
Page 354
forgotten. But if we look more closely, we see that what thus succumb are
the theories properly so called, those which pretend to teach us what things
are. But there is in them something which usually survives. If one of them
taught us a true relation, this relation is definitively acquired, and it will be
found again under a new disguise in the other theories which will
successively come to reign in place of the old.
Take only a single example: The theory of the undulations of the ether
taught us that light is a motion; to-day fashion favors the electromagnetic
theory which teaches us that light is a current. We do not consider whether
we could reconcile them and say that light is a current, and that this current
is a motion. As it is probable in any case that this motion would not be
identical with that which the partisans of the old theory presume, we might
think ourselves justified in saying that this old theory is dethroned. And yet
something of it remains, since between the hypothetical currents which
Maxwell supposes there are the same relations as between the hypothetical
motions that Fresnel supposed. There is, therefore, something which
remains over and this something is the essential. This it is which explains
how we see the present physicists pass without any embarrassment from the
language of Fresnel to that of Maxwell. Doubtless many connections that
were believed well established have been abandoned, but the greatest
number remain and it would seem must remain.
And for these, then, what is the measure of their objectivity? Well, it is
precisely the same as for our belief in external objects. These latter are real
in this, that the sensations they make us feel appear to us as united to each
other by I know not what indestructible cement and not by the hazard of a
day. In the same way science reveals to us between phenomena other bonds
finer but not less solid; these are threads so slender that they long remained
unperceived, but once noticed there remains no way of not seeing them;
they are therefore not less real than those which give their reality to external
objects; small matter that they are more recently known, since neither can
perish before the other.
It may be said, for instance, that the ether is no less real than any external
body; to say this body exists is to say there is between the color of this
body, its taste, its smell, an intimate bond, solid and persistent; to say the
ether exists is to say there is a natural kinship between all the optical
the theories properly so called, those which pretend to teach us what things
are. But there is in them something which usually survives. If one of them
taught us a true relation, this relation is definitively acquired, and it will be
found again under a new disguise in the other theories which will
successively come to reign in place of the old.
Take only a single example: The theory of the undulations of the ether
taught us that light is a motion; to-day fashion favors the electromagnetic
theory which teaches us that light is a current. We do not consider whether
we could reconcile them and say that light is a current, and that this current
is a motion. As it is probable in any case that this motion would not be
identical with that which the partisans of the old theory presume, we might
think ourselves justified in saying that this old theory is dethroned. And yet
something of it remains, since between the hypothetical currents which
Maxwell supposes there are the same relations as between the hypothetical
motions that Fresnel supposed. There is, therefore, something which
remains over and this something is the essential. This it is which explains
how we see the present physicists pass without any embarrassment from the
language of Fresnel to that of Maxwell. Doubtless many connections that
were believed well established have been abandoned, but the greatest
number remain and it would seem must remain.
And for these, then, what is the measure of their objectivity? Well, it is
precisely the same as for our belief in external objects. These latter are real
in this, that the sensations they make us feel appear to us as united to each
other by I know not what indestructible cement and not by the hazard of a
day. In the same way science reveals to us between phenomena other bonds
finer but not less solid; these are threads so slender that they long remained
unperceived, but once noticed there remains no way of not seeing them;
they are therefore not less real than those which give their reality to external
objects; small matter that they are more recently known, since neither can
perish before the other.
It may be said, for instance, that the ether is no less real than any external
body; to say this body exists is to say there is between the color of this
body, its taste, its smell, an intimate bond, solid and persistent; to say the
ether exists is to say there is a natural kinship between all the optical
Page 355
phenomena, and neither of the two propositions has less value than the
other.
And the scientific syntheses have in a sense even more reality than those
of the ordinary senses, since they embrace more terms and tend to absorb in
them the partial syntheses.
It will be said that science is only a classification and that a classification
can not be true, but convenient. But it is true that it is convenient, it is true
that it is so not only for me, but for all men; it is true that it will remain
convenient for our descendants; it is true finally that this can not be by
chance.
In sum, the sole objective reality consists in the relations of things
whence results the universal harmony. Doubtless these relations, this
harmony, could not be conceived outside of a mind which conceives them.
But they are nevertheless objective because they are, will become, or will
remain, common to all thinking beings.
This will permit us to revert to the question of the rotation of the earth
which will give us at the same time a chance to make clear what precedes
by an example.
7. The Rotation of the Earth
"... Therefore," have I said in Science and Hypothesis, "this affirmation,
the earth turns round, has no meaning ... or rather these two propositions,
the earth turns round, and, it is more convenient to suppose that the earth
turns round, have one and the same meaning."
These words have given rise to the strangest interpretations. Some have
thought they saw in them the rehabilitation of Ptolemy's system, and
perhaps the justification of Galileo's condemnation.
Those who had read attentively the whole volume could not, however,
delude themselves. This truth, the earth turns round, was put on the same
footing as Euclid's postulate, for example. Was that to reject it? But better;
in the same language it may very well be said: These two propositions, the
external world exists, or, it is more convenient to suppose that it exists, have
other.
And the scientific syntheses have in a sense even more reality than those
of the ordinary senses, since they embrace more terms and tend to absorb in
them the partial syntheses.
It will be said that science is only a classification and that a classification
can not be true, but convenient. But it is true that it is convenient, it is true
that it is so not only for me, but for all men; it is true that it will remain
convenient for our descendants; it is true finally that this can not be by
chance.
In sum, the sole objective reality consists in the relations of things
whence results the universal harmony. Doubtless these relations, this
harmony, could not be conceived outside of a mind which conceives them.
But they are nevertheless objective because they are, will become, or will
remain, common to all thinking beings.
This will permit us to revert to the question of the rotation of the earth
which will give us at the same time a chance to make clear what precedes
by an example.
7. The Rotation of the Earth
"... Therefore," have I said in Science and Hypothesis, "this affirmation,
the earth turns round, has no meaning ... or rather these two propositions,
the earth turns round, and, it is more convenient to suppose that the earth
turns round, have one and the same meaning."
These words have given rise to the strangest interpretations. Some have
thought they saw in them the rehabilitation of Ptolemy's system, and
perhaps the justification of Galileo's condemnation.
Those who had read attentively the whole volume could not, however,
delude themselves. This truth, the earth turns round, was put on the same
footing as Euclid's postulate, for example. Was that to reject it? But better;
in the same language it may very well be said: These two propositions, the
external world exists, or, it is more convenient to suppose that it exists, have
Page 356
one and the same meaning. So the hypothesis of the rotation of the earth
would have the same degree of certitude as the very existence of external
objects.
But after what we have just explained in the fourth part, we may go
farther. A physical theory, we have said, is by so much the more true as it
puts in evidence more true relations. In the light of this new principle, let us
examine the question which occupies us.
No, there is no absolute space; these two contradictory propositions: 'The
earth turns round' and 'The earth does not turn round' are, therefore, neither
of them more true than the other. To affirm one while denying the other, in
the kinematic sense, would be to admit the existence of absolute space.
But if the one reveals true relations that the other hides from us, we can
nevertheless regard it as physically more true than the other, since it has a
richer content. Now in this regard no doubt is possible.
Behold the apparent diurnal motion of the stars, and the diurnal motion of
the other heavenly bodies, and besides, the flattening of the earth, the
rotation of Foucault's pendulum, the gyration of cyclones, the trade-winds,
what not else? For the Ptolemaist all these phenomena have no bond
between them; for the Copernican they are produced by the one same cause.
In saying, the earth turns round, I affirm that all these phenomena have an
intimate relation, and that is true, and that remains true, although there is
not and can not be absolute space.
So much for the rotation of the earth upon itself; what shall we say of its
revolution around the sun? Here again, we have three phenomena which for
the Ptolemaist are absolutely independent and which for the Copernican are
referred back to the same origin; they are the apparent displacements of the
planets on the celestial sphere, the aberration of the fixed stars, the parallax
of these same stars. Is it by chance that all the planets admit an inequality
whose period is a year, and that this period is precisely equal to that of
aberration, precisely equal besides to that of parallax? To adopt Ptolemy's
system is to answer, yes; to adopt that of Copernicus is to answer, no; this is
to affirm that there is a bond between the three phenomena, and that also is
true, although there is no absolute space.
would have the same degree of certitude as the very existence of external
objects.
But after what we have just explained in the fourth part, we may go
farther. A physical theory, we have said, is by so much the more true as it
puts in evidence more true relations. In the light of this new principle, let us
examine the question which occupies us.
No, there is no absolute space; these two contradictory propositions: 'The
earth turns round' and 'The earth does not turn round' are, therefore, neither
of them more true than the other. To affirm one while denying the other, in
the kinematic sense, would be to admit the existence of absolute space.
But if the one reveals true relations that the other hides from us, we can
nevertheless regard it as physically more true than the other, since it has a
richer content. Now in this regard no doubt is possible.
Behold the apparent diurnal motion of the stars, and the diurnal motion of
the other heavenly bodies, and besides, the flattening of the earth, the
rotation of Foucault's pendulum, the gyration of cyclones, the trade-winds,
what not else? For the Ptolemaist all these phenomena have no bond
between them; for the Copernican they are produced by the one same cause.
In saying, the earth turns round, I affirm that all these phenomena have an
intimate relation, and that is true, and that remains true, although there is
not and can not be absolute space.
So much for the rotation of the earth upon itself; what shall we say of its
revolution around the sun? Here again, we have three phenomena which for
the Ptolemaist are absolutely independent and which for the Copernican are
referred back to the same origin; they are the apparent displacements of the
planets on the celestial sphere, the aberration of the fixed stars, the parallax
of these same stars. Is it by chance that all the planets admit an inequality
whose period is a year, and that this period is precisely equal to that of
aberration, precisely equal besides to that of parallax? To adopt Ptolemy's
system is to answer, yes; to adopt that of Copernicus is to answer, no; this is
to affirm that there is a bond between the three phenomena, and that also is
true, although there is no absolute space.
Page 357
In Ptolemy's system, the motions of the heavenly bodies can not be
explained by the action of central forces, celestial mechanics is impossible.
The intimate relations that celestial mechanics reveals to us between all the
celestial phenomena are true relations; to affirm the immobility of the earth
would be to deny these relations, that would be to fool ourselves.
The truth for which Galileo suffered remains, therefore, the truth,
although it has not altogether the same meaning as for the vulgar, and its
true meaning is much more subtle, more profound and more rich.
8. Science for Its Own Sake
Not against M. LeRoy do I wish to defend science for its own sake;
maybe this is what he condemns, but this is what he cultivates, since he
loves and seeks truth and could not live without it. But I have some
thoughts to express.
We can not know all facts and it is necessary to choose those which are
worthy of being known. According to Tolstoi, scientists make this choice at
random, instead of making it, which would be reasonable, with a view to
practical applications. On the contrary, scientists think that certain facts are
more interesting than others, because they complete an unfinished harmony,
or because they make one foresee a great number of other facts. If they are
wrong, if this hierarchy of facts that they implicitly postulate is only an idle
illusion, there could be no science for its own sake, and consequently there
could be no science. As for me, I believe they are right, and, for example, I
have shown above what is the high value of astronomical facts, not because
they are capable of practical applications, but because they are the most
instructive of all.
It is only through science and art that civilization is of value. Some have
wondered at the formula: science for its own sake; and yet it is as good as
life for its own sake, if life is only misery; and even as happiness for its own
sake, if we do not believe that all pleasures are of the same quality, if we do
not wish to admit that the goal of civilization is to furnish alcohol to people
who love to drink.
Every act should have an aim. We must suffer, we must work, we must
pay for our place at the game, but this is for seeing's sake; or at the very
explained by the action of central forces, celestial mechanics is impossible.
The intimate relations that celestial mechanics reveals to us between all the
celestial phenomena are true relations; to affirm the immobility of the earth
would be to deny these relations, that would be to fool ourselves.
The truth for which Galileo suffered remains, therefore, the truth,
although it has not altogether the same meaning as for the vulgar, and its
true meaning is much more subtle, more profound and more rich.
8. Science for Its Own Sake
Not against M. LeRoy do I wish to defend science for its own sake;
maybe this is what he condemns, but this is what he cultivates, since he
loves and seeks truth and could not live without it. But I have some
thoughts to express.
We can not know all facts and it is necessary to choose those which are
worthy of being known. According to Tolstoi, scientists make this choice at
random, instead of making it, which would be reasonable, with a view to
practical applications. On the contrary, scientists think that certain facts are
more interesting than others, because they complete an unfinished harmony,
or because they make one foresee a great number of other facts. If they are
wrong, if this hierarchy of facts that they implicitly postulate is only an idle
illusion, there could be no science for its own sake, and consequently there
could be no science. As for me, I believe they are right, and, for example, I
have shown above what is the high value of astronomical facts, not because
they are capable of practical applications, but because they are the most
instructive of all.
It is only through science and art that civilization is of value. Some have
wondered at the formula: science for its own sake; and yet it is as good as
life for its own sake, if life is only misery; and even as happiness for its own
sake, if we do not believe that all pleasures are of the same quality, if we do
not wish to admit that the goal of civilization is to furnish alcohol to people
who love to drink.
Every act should have an aim. We must suffer, we must work, we must
pay for our place at the game, but this is for seeing's sake; or at the very
Page 358
least that others may one day see.
All that is not thought is pure nothingness; since we can think only
thoughts and all the words we use to speak of things can express only
thoughts, to say there is something other than thought, is therefore an
affirmation which can have no meaning.
And yet—strange contradiction for those who believe in time—geologic
history shows us that life is only a short episode between two eternities of
death, and that, even in this episode, conscious thought has lasted and will
last only a moment. Thought is only a gleam in the midst of a long night.
But it is this gleam which is everything.
All that is not thought is pure nothingness; since we can think only
thoughts and all the words we use to speak of things can express only
thoughts, to say there is something other than thought, is therefore an
affirmation which can have no meaning.
And yet—strange contradiction for those who believe in time—geologic
history shows us that life is only a short episode between two eternities of
death, and that, even in this episode, conscious thought has lasted and will
last only a moment. Thought is only a gleam in the midst of a long night.
But it is this gleam which is everything.
Page 359
SCIENCE AND METHOD
INTRODUCTION
I bring together here different studies relating more or less directly to
questions of scientific methodology. The scientific method consists in
observing and experimenting; if the scientist had at his disposal infinite
time, it would only be necessary to say to him: 'Look and notice well'; but,
as there is not time to see everything, and as it is better not to see than to see
wrongly, it is necessary for him to make choice. The first question,
therefore, is how he should make this choice. This question presents itself
as well to the physicist as to the historian; it presents itself equally to the
mathematician, and the principles which should guide each are not without
analogy. The scientist conforms to them instinctively, and one can,
reflecting on these principles, foretell the future of mathematics.
We shall understand them better yet if we observe the scientist at work,
and first of all it is necessary to know the psychologic mechanism of
invention and, in particular, that of mathematical creation. Observation of
the processes of the work of the mathematician is particularly instructive for
the psychologist.
In all the sciences of observation account must be taken of the errors due
to the imperfections of our senses and our instruments. Luckily, we may
assume that, under certain conditions, these errors are in part self-
compensating, so as to disappear in the average; this compensation is due to
chance. But what is chance? This idea is difficult to justify or even to
define; and yet what I have just said about the errors of observation, shows
that the scientist can not neglect it. It therefore is necessary to give a
definition as precise as possible of this concept, so indispensable yet so
illusive.
INTRODUCTION
I bring together here different studies relating more or less directly to
questions of scientific methodology. The scientific method consists in
observing and experimenting; if the scientist had at his disposal infinite
time, it would only be necessary to say to him: 'Look and notice well'; but,
as there is not time to see everything, and as it is better not to see than to see
wrongly, it is necessary for him to make choice. The first question,
therefore, is how he should make this choice. This question presents itself
as well to the physicist as to the historian; it presents itself equally to the
mathematician, and the principles which should guide each are not without
analogy. The scientist conforms to them instinctively, and one can,
reflecting on these principles, foretell the future of mathematics.
We shall understand them better yet if we observe the scientist at work,
and first of all it is necessary to know the psychologic mechanism of
invention and, in particular, that of mathematical creation. Observation of
the processes of the work of the mathematician is particularly instructive for
the psychologist.
In all the sciences of observation account must be taken of the errors due
to the imperfections of our senses and our instruments. Luckily, we may
assume that, under certain conditions, these errors are in part self-
compensating, so as to disappear in the average; this compensation is due to
chance. But what is chance? This idea is difficult to justify or even to
define; and yet what I have just said about the errors of observation, shows
that the scientist can not neglect it. It therefore is necessary to give a
definition as precise as possible of this concept, so indispensable yet so
illusive.
Page 360
These are generalities applicable in sum to all the sciences; and for
example the mechanism of mathematical invention does not differ sensibly
from the mechanism of invention in general. Later I attack questions
relating more particularly to certain special sciences and first to pure
mathematics.
In the chapters devoted to these, I have to treat subjects a little more
abstract. I have first to speak of the notion of space; every one knows space
is relative, or rather every one says so, but many think still as if they
believed it absolute; it suffices to reflect a little however to perceive to what
contradictions they are exposed.
The questions of teaching have their importance, first in themselves, then
because reflecting on the best way to make new ideas penetrate virgin
minds is at the same time reflecting on how these notions were acquired by
our ancestors, and consequently on their true origin, that is to say, in reality
on their true nature. Why do children usually understand nothing of the
definitions which satisfy scientists? Why is it necessary to give them
others? This is the question I set myself in the succeeding chapter and
whose solution should, I think, suggest useful reflections to the
philosophers occupied with the logic of the sciences.
On the other hand, many geometers believe we can reduce mathematics
to the rules of formal logic. Unheard-of efforts have been made to do this;
to accomplish it, some have not hesitated, for example, to reverse the
historic order of the genesis of our conceptions and to try to explain the
finite by the infinite. I believe I have succeeded in showing, for all those
who attack the problem unprejudiced, that here there is a fallacious illusion.
I hope the reader will understand the importance of the question and pardon
me the aridity of the pages devoted to it.
The concluding chapters relative to mechanics and astronomy will be
easier to read.
Mechanics seems on the point of undergoing a complete revolution. Ideas
which appeared best established are assailed by bold innovators. Certainly it
would be premature to decide in their favor at once simply because they are
innovators.
example the mechanism of mathematical invention does not differ sensibly
from the mechanism of invention in general. Later I attack questions
relating more particularly to certain special sciences and first to pure
mathematics.
In the chapters devoted to these, I have to treat subjects a little more
abstract. I have first to speak of the notion of space; every one knows space
is relative, or rather every one says so, but many think still as if they
believed it absolute; it suffices to reflect a little however to perceive to what
contradictions they are exposed.
The questions of teaching have their importance, first in themselves, then
because reflecting on the best way to make new ideas penetrate virgin
minds is at the same time reflecting on how these notions were acquired by
our ancestors, and consequently on their true origin, that is to say, in reality
on their true nature. Why do children usually understand nothing of the
definitions which satisfy scientists? Why is it necessary to give them
others? This is the question I set myself in the succeeding chapter and
whose solution should, I think, suggest useful reflections to the
philosophers occupied with the logic of the sciences.
On the other hand, many geometers believe we can reduce mathematics
to the rules of formal logic. Unheard-of efforts have been made to do this;
to accomplish it, some have not hesitated, for example, to reverse the
historic order of the genesis of our conceptions and to try to explain the
finite by the infinite. I believe I have succeeded in showing, for all those
who attack the problem unprejudiced, that here there is a fallacious illusion.
I hope the reader will understand the importance of the question and pardon
me the aridity of the pages devoted to it.
The concluding chapters relative to mechanics and astronomy will be
easier to read.
Mechanics seems on the point of undergoing a complete revolution. Ideas
which appeared best established are assailed by bold innovators. Certainly it
would be premature to decide in their favor at once simply because they are
innovators.
Page 361
But it is of interest to make known their doctrines, and this is what I have
tried to do. As far as possible I have followed the historic order; for the new
ideas would seem too astonishing unless we saw how they arose.
Astronomy offers us majestic spectacles and raises gigantic problems.
We can not dream of applying to them directly the experimental method;
our laboratories are too small. But analogy with phenomena these
laboratories permit us to attain may nevertheless guide the astronomer. The
Milky Way, for example, is an assemblage of suns whose movements seem
at first capricious. But may not this assemblage be compared to that of the
molecules of a gas, whose properties the kinetic theory of gases has made
known to us? It is thus by a roundabout way that the method of the physicist
may come to the aid of the astronomer.
Finally I have endeavored to give in a few lines the history of the
development of French geodesy; I have shown through what persevering
efforts, and often what dangers, the geodesists have procured for us the
knowledge we have of the figure of the earth. Is this then a question of
method? Yes, without doubt, this history teaches us in fact by what
precautions it is necessary to surround a serious scientific operation and
how much time and pains it costs to conquer one new decimal.
tried to do. As far as possible I have followed the historic order; for the new
ideas would seem too astonishing unless we saw how they arose.
Astronomy offers us majestic spectacles and raises gigantic problems.
We can not dream of applying to them directly the experimental method;
our laboratories are too small. But analogy with phenomena these
laboratories permit us to attain may nevertheless guide the astronomer. The
Milky Way, for example, is an assemblage of suns whose movements seem
at first capricious. But may not this assemblage be compared to that of the
molecules of a gas, whose properties the kinetic theory of gases has made
known to us? It is thus by a roundabout way that the method of the physicist
may come to the aid of the astronomer.
Finally I have endeavored to give in a few lines the history of the
development of French geodesy; I have shown through what persevering
efforts, and often what dangers, the geodesists have procured for us the
knowledge we have of the figure of the earth. Is this then a question of
method? Yes, without doubt, this history teaches us in fact by what
precautions it is necessary to surround a serious scientific operation and
how much time and pains it costs to conquer one new decimal.
Page 362
BOOK I
SCIENCE AND THE SCIENTIST
CHAPTER I
The Choice of Facts
Tolstoi somewhere explains why 'science for its own sake' is in his eyes
an absurd conception. We can not know all facts, since their number is
practically infinite. It is necessary to choose; then we may let this choice
depend on the pure caprice of our curiosity; would it not be better to let
ourselves be guided by utility, by our practical and above all by our moral
needs; have we nothing better to do than to count the number of lady-bugs
on our planet?
It is clear the word utility has not for him the sense men of affairs give it,
and following them most of our contemporaries. Little cares he for
industrial applications, for the marvels of electricity or of automobilism,
which he regards rather as obstacles to moral progress; utility for him is
solely what can make man better.
For my part, it need scarce be said, I could never be content with either
the one or the other ideal; I want neither that plutocracy grasping and mean,
nor that democracy goody and mediocre, occupied solely in turning the
other cheek, where would dwell sages without curiosity, who, shunning
excess, would not die of disease, but would surely die of ennui. But that is a
matter of taste and is not what I wish to discuss.
The question nevertheless remains and should fix our attention; if our
choice can only be determined by caprice or by immediate utility, there can
be no science for its own sake, and consequently no science. But is that
SCIENCE AND THE SCIENTIST
CHAPTER I
The Choice of Facts
Tolstoi somewhere explains why 'science for its own sake' is in his eyes
an absurd conception. We can not know all facts, since their number is
practically infinite. It is necessary to choose; then we may let this choice
depend on the pure caprice of our curiosity; would it not be better to let
ourselves be guided by utility, by our practical and above all by our moral
needs; have we nothing better to do than to count the number of lady-bugs
on our planet?
It is clear the word utility has not for him the sense men of affairs give it,
and following them most of our contemporaries. Little cares he for
industrial applications, for the marvels of electricity or of automobilism,
which he regards rather as obstacles to moral progress; utility for him is
solely what can make man better.
For my part, it need scarce be said, I could never be content with either
the one or the other ideal; I want neither that plutocracy grasping and mean,
nor that democracy goody and mediocre, occupied solely in turning the
other cheek, where would dwell sages without curiosity, who, shunning
excess, would not die of disease, but would surely die of ennui. But that is a
matter of taste and is not what I wish to discuss.
The question nevertheless remains and should fix our attention; if our
choice can only be determined by caprice or by immediate utility, there can
be no science for its own sake, and consequently no science. But is that
Page 363
true? That a choice must be made is incontestable; whatever be our activity,
facts go quicker than we, and we can not catch them; while the scientist
discovers one fact, there happen milliards of milliards in a cubic millimeter
of his body. To wish to comprise nature in science would be to want to put
the whole into the part.
But scientists believe there is a hierarchy of facts and that among them
may be made a judicious choice. They are right, since otherwise there
would be no science, yet science exists. One need only open the eyes to see
that the conquests of industry which have enriched so many practical men
would never have seen the light, if these practical men alone had existed
and if they had not been preceded by unselfish devotees who died poor,
who never thought of utility, and yet had a guide far other than caprice.
As Mach says, these devotees have spared their successors the trouble of
thinking. Those who might have worked solely in view of an immediate
application would have left nothing behind them, and, in face of a new
need, all must have been begun over again. Now most men do not love to
think, and this is perhaps fortunate when instinct guides them, for most
often, when they pursue an aim which is immediate and ever the same,
instinct guides them better than reason would guide a pure intelligence. But
instinct is routine, and if thought did not fecundate it, it would no more
progress in man than in the bee or ant. It is needful then to think for those
who love not thinking, and, as they are numerous, it is needful that each of
our thoughts be as often useful as possible, and this is why a law will be the
more precious the more general it is.
This shows us how we should choose: the most interesting facts are those
which may serve many times; these are the facts which have a chance of
coming up again. We have been so fortunate as to be born in a world where
there are such. Suppose that instead of 60 chemical elements there were 60
milliards of them, that they were not some common, the others rare, but that
they were uniformly distributed. Then, every time we picked up a new
pebble there would be great probability of its being formed of some
unknown substance; all that we knew of other pebbles would be worthless
for it; before each new object we should be as the new-born babe; like it we
could only obey our caprices or our needs. Biologists would be just as much
facts go quicker than we, and we can not catch them; while the scientist
discovers one fact, there happen milliards of milliards in a cubic millimeter
of his body. To wish to comprise nature in science would be to want to put
the whole into the part.
But scientists believe there is a hierarchy of facts and that among them
may be made a judicious choice. They are right, since otherwise there
would be no science, yet science exists. One need only open the eyes to see
that the conquests of industry which have enriched so many practical men
would never have seen the light, if these practical men alone had existed
and if they had not been preceded by unselfish devotees who died poor,
who never thought of utility, and yet had a guide far other than caprice.
As Mach says, these devotees have spared their successors the trouble of
thinking. Those who might have worked solely in view of an immediate
application would have left nothing behind them, and, in face of a new
need, all must have been begun over again. Now most men do not love to
think, and this is perhaps fortunate when instinct guides them, for most
often, when they pursue an aim which is immediate and ever the same,
instinct guides them better than reason would guide a pure intelligence. But
instinct is routine, and if thought did not fecundate it, it would no more
progress in man than in the bee or ant. It is needful then to think for those
who love not thinking, and, as they are numerous, it is needful that each of
our thoughts be as often useful as possible, and this is why a law will be the
more precious the more general it is.
This shows us how we should choose: the most interesting facts are those
which may serve many times; these are the facts which have a chance of
coming up again. We have been so fortunate as to be born in a world where
there are such. Suppose that instead of 60 chemical elements there were 60
milliards of them, that they were not some common, the others rare, but that
they were uniformly distributed. Then, every time we picked up a new
pebble there would be great probability of its being formed of some
unknown substance; all that we knew of other pebbles would be worthless
for it; before each new object we should be as the new-born babe; like it we
could only obey our caprices or our needs. Biologists would be just as much
Page 364
at a loss if there were only individuals and no species and if heredity did not
make sons like their fathers.
In such a world there would be no science; perhaps thought and even life
would be impossible, since evolution could not there develop the
preservational instincts. Happily it is not so; like all good fortune to which
we are accustomed, this is not appreciated at its true worth.
Which then are the facts likely to reappear? They are first the simple
facts. It is clear that in a complex fact a thousand circumstances are united
by chance, and that only a chance still much less probable could reunite
them anew. But are there any simple facts? And if there are, how recognize
them? What assurance is there that a thing we think simple does not hide a
dreadful complexity? All we can say is that we ought to prefer the facts
which seem simple to those where our crude eye discerns unlike elements.
And then one of two things: either this simplicity is real, or else the
elements are so intimately mingled as not to be distinguishable. In the first
case there is chance of our meeting anew this same simple fact, either in all
its purity or entering itself as element in a complex manifold. In the second
case this intimate mixture has likewise more chances of recurring than a
heterogeneous assemblage; chance knows how to mix, it knows not how to
disentangle, and to make with multiple elements a well-ordered edifice in
which something is distinguishable, it must be made expressly. The facts
which appear simple, even if they are not so, will therefore be more easily
revived by chance. This it is which justifies the method instinctively
adopted by the scientist, and what justifies it still better, perhaps, is that oft-
recurring facts appear to us simple, precisely because we are used to them.
But where is the simple fact? Scientists have been seeking it in the two
extremes, in the infinitely great and in the infinitely small. The astronomer
has found it because the distances of the stars are immense, so great that
each of them appears but as a point, so great that the qualitative differences
are effaced, and because a point is simpler than a body which has form and
qualities. The physicist on the other hand has sought the elementary
phenomenon in fictively cutting up bodies into infinitesimal cubes, because
the conditions of the problem, which undergo slow and continuous variation
in passing from one point of the body to another, may be regarded as
constant in the interior of each of these little cubes. In the same way the
make sons like their fathers.
In such a world there would be no science; perhaps thought and even life
would be impossible, since evolution could not there develop the
preservational instincts. Happily it is not so; like all good fortune to which
we are accustomed, this is not appreciated at its true worth.
Which then are the facts likely to reappear? They are first the simple
facts. It is clear that in a complex fact a thousand circumstances are united
by chance, and that only a chance still much less probable could reunite
them anew. But are there any simple facts? And if there are, how recognize
them? What assurance is there that a thing we think simple does not hide a
dreadful complexity? All we can say is that we ought to prefer the facts
which seem simple to those where our crude eye discerns unlike elements.
And then one of two things: either this simplicity is real, or else the
elements are so intimately mingled as not to be distinguishable. In the first
case there is chance of our meeting anew this same simple fact, either in all
its purity or entering itself as element in a complex manifold. In the second
case this intimate mixture has likewise more chances of recurring than a
heterogeneous assemblage; chance knows how to mix, it knows not how to
disentangle, and to make with multiple elements a well-ordered edifice in
which something is distinguishable, it must be made expressly. The facts
which appear simple, even if they are not so, will therefore be more easily
revived by chance. This it is which justifies the method instinctively
adopted by the scientist, and what justifies it still better, perhaps, is that oft-
recurring facts appear to us simple, precisely because we are used to them.
But where is the simple fact? Scientists have been seeking it in the two
extremes, in the infinitely great and in the infinitely small. The astronomer
has found it because the distances of the stars are immense, so great that
each of them appears but as a point, so great that the qualitative differences
are effaced, and because a point is simpler than a body which has form and
qualities. The physicist on the other hand has sought the elementary
phenomenon in fictively cutting up bodies into infinitesimal cubes, because
the conditions of the problem, which undergo slow and continuous variation
in passing from one point of the body to another, may be regarded as
constant in the interior of each of these little cubes. In the same way the
Page 365
biologist has been instinctively led to regard the cell as more interesting
than the whole animal, and the outcome has shown his wisdom, since cells
belonging to organisms the most different are more alike, for the one who
can recognize their resemblances, than are these organisms themselves. The
sociologist is more embarrassed; the elements, which for him are men, are
too unlike, too variable, too capricious, in a word, too complex; besides,
history never begins over again. How then choose the interesting fact,
which is that which begins again? Method is precisely the choice of facts; it
is needful then to be occupied first with creating a method, and many have
been imagined, since none imposes itself, so that sociology is the science
which has the most methods and the fewest results.
Therefore it is by the regular facts that it is proper to begin; but after the
rule is well established, after it is beyond all doubt, the facts in full
conformity with it are erelong without interest since they no longer teach us
anything new. It is then the exception which becomes important. We cease
to seek resemblances; we devote ourselves above all to the differences, and
among the differences are chosen first the most accentuated, not only
because they are the most striking, but because they will be the most
instructive. A simple example will make my thought plainer: Suppose one
wishes to determine a curve by observing some of its points. The practician
who concerns himself only with immediate utility would observe only the
points he might need for some special object. These points would be badly
distributed on the curve; they would be crowded in certain regions, rare in
others, so that it would be impossible to join them by a continuous line, and
they would be unavailable for other applications. The scientist will proceed
differently; as he wishes to study the curve for itself, he will distribute
regularly the points to be observed, and when enough are known he will
join them by a regular line and then he will have the entire curve. But for
that how does he proceed? If he has determined an extreme point of the
curve, he does not stay near this extremity, but goes first to the other end;
after the two extremities the most instructive point will be the mid-point,
and so on.
So when a rule is established we should first seek the cases where this
rule has the greatest chance of failing. Thence, among other reasons, come
the interest of astronomic facts, and the interest of the geologic past; by
going very far away in space or very far away in time, we may find our
than the whole animal, and the outcome has shown his wisdom, since cells
belonging to organisms the most different are more alike, for the one who
can recognize their resemblances, than are these organisms themselves. The
sociologist is more embarrassed; the elements, which for him are men, are
too unlike, too variable, too capricious, in a word, too complex; besides,
history never begins over again. How then choose the interesting fact,
which is that which begins again? Method is precisely the choice of facts; it
is needful then to be occupied first with creating a method, and many have
been imagined, since none imposes itself, so that sociology is the science
which has the most methods and the fewest results.
Therefore it is by the regular facts that it is proper to begin; but after the
rule is well established, after it is beyond all doubt, the facts in full
conformity with it are erelong without interest since they no longer teach us
anything new. It is then the exception which becomes important. We cease
to seek resemblances; we devote ourselves above all to the differences, and
among the differences are chosen first the most accentuated, not only
because they are the most striking, but because they will be the most
instructive. A simple example will make my thought plainer: Suppose one
wishes to determine a curve by observing some of its points. The practician
who concerns himself only with immediate utility would observe only the
points he might need for some special object. These points would be badly
distributed on the curve; they would be crowded in certain regions, rare in
others, so that it would be impossible to join them by a continuous line, and
they would be unavailable for other applications. The scientist will proceed
differently; as he wishes to study the curve for itself, he will distribute
regularly the points to be observed, and when enough are known he will
join them by a regular line and then he will have the entire curve. But for
that how does he proceed? If he has determined an extreme point of the
curve, he does not stay near this extremity, but goes first to the other end;
after the two extremities the most instructive point will be the mid-point,
and so on.
So when a rule is established we should first seek the cases where this
rule has the greatest chance of failing. Thence, among other reasons, come
the interest of astronomic facts, and the interest of the geologic past; by
going very far away in space or very far away in time, we may find our
Page 366
usual rules entirely overturned, and these grand overturnings aid us the
better to see or the better to understand the little changes which may happen
nearer to us, in the little corner of the world where we are called to live and
act. We shall better know this corner for having traveled in distant countries
with which we have nothing to do.
But what we ought to aim at is less the ascertainment of resemblances
and differences than the recognition of likenesses hidden under apparent
divergences. Particular rules seem at first discordant, but looking more
closely we see in general that they resemble each other; different as to
matter, they are alike as to form, as to the order of their parts. When we
look at them with this bias, we shall see them enlarge and tend to embrace
everything. And this it is which makes the value of certain facts which
come to complete an assemblage and to show that it is the faithful image of
other known assemblages.
I will not further insist, but these few words suffice to show that the
scientist does not choose at random the facts he observes. He does not, as
Tolstoi says, count the lady-bugs, because, however interesting lady-bugs
may be, their number is subject to capricious variations. He seeks to
condense much experience and much thought into a slender volume; and
that is why a little book on physics contains so many past experiences and a
thousand times as many possible experiences whose result is known
beforehand.
But we have as yet looked at only one side of the question. The scientist
does not study nature because it is useful; he studies it because he delights
in it, and he delights in it because it is beautiful. If nature were not
beautiful, it would not be worth knowing, and if nature were not worth
knowing, life would not be worth living. Of course I do not here speak of
that beauty which strikes the senses, the beauty of qualities and of
appearances; not that I undervalue such beauty, far from it, but it has
nothing to do with science; I mean that profounder beauty which comes
from the harmonious order of the parts and which a pure intelligence can
grasp. This it is which gives body, a structure so to speak, to the iridescent
appearances which flatter our senses, and without this support the beauty of
these fugitive dreams would be only imperfect, because it would be vague
and always fleeting. On the contrary, intellectual beauty is sufficient unto
better to see or the better to understand the little changes which may happen
nearer to us, in the little corner of the world where we are called to live and
act. We shall better know this corner for having traveled in distant countries
with which we have nothing to do.
But what we ought to aim at is less the ascertainment of resemblances
and differences than the recognition of likenesses hidden under apparent
divergences. Particular rules seem at first discordant, but looking more
closely we see in general that they resemble each other; different as to
matter, they are alike as to form, as to the order of their parts. When we
look at them with this bias, we shall see them enlarge and tend to embrace
everything. And this it is which makes the value of certain facts which
come to complete an assemblage and to show that it is the faithful image of
other known assemblages.
I will not further insist, but these few words suffice to show that the
scientist does not choose at random the facts he observes. He does not, as
Tolstoi says, count the lady-bugs, because, however interesting lady-bugs
may be, their number is subject to capricious variations. He seeks to
condense much experience and much thought into a slender volume; and
that is why a little book on physics contains so many past experiences and a
thousand times as many possible experiences whose result is known
beforehand.
But we have as yet looked at only one side of the question. The scientist
does not study nature because it is useful; he studies it because he delights
in it, and he delights in it because it is beautiful. If nature were not
beautiful, it would not be worth knowing, and if nature were not worth
knowing, life would not be worth living. Of course I do not here speak of
that beauty which strikes the senses, the beauty of qualities and of
appearances; not that I undervalue such beauty, far from it, but it has
nothing to do with science; I mean that profounder beauty which comes
from the harmonious order of the parts and which a pure intelligence can
grasp. This it is which gives body, a structure so to speak, to the iridescent
appearances which flatter our senses, and without this support the beauty of
these fugitive dreams would be only imperfect, because it would be vague
and always fleeting. On the contrary, intellectual beauty is sufficient unto
Page 367
itself, and it is for its sake, more perhaps than for the future good of
humanity, that the scientist devotes himself to long and difficult labors.
It is, therefore, the quest of this especial beauty, the sense of the harmony
of the cosmos, which makes us choose the facts most fitting to contribute to
this harmony, just as the artist chooses from among the features of his
model those which perfect the picture and give it character and life. And we
need not fear that this instinctive and unavowed prepossession will turn the
scientist aside from the search for the true. One may dream a harmonious
world, but how far the real world will leave it behind! The greatest artists
that ever lived, the Greeks, made their heavens; how shabby it is beside the
true heavens, ours!
And it is because simplicity, because grandeur, is beautiful, that we
preferably seek simple facts, sublime facts, that we delight now to follow
the majestic course of the stars, now to examine with the microscope that
prodigious littleness which is also a grandeur, now to seek in geologic time
the traces of a past which attracts because it is far away.
We see too that the longing for the beautiful leads us to the same choice
as the longing for the useful. And so it is that this economy of thought, this
economy of effort, which is, according to Mach, the constant tendency of
science, is at the same time a source of beauty and a practical advantage.
The edifices that we admire are those where the architect has known how to
proportion the means to the end, where the columns seem to carry gaily,
without effort, the weight placed upon them, like the gracious caryatids of
the Erechtheum.
Whence comes this concordance? Is it simply that the things which seem
to us beautiful are those which best adapt themselves to our intelligence,
and that consequently they are at the same time the implement this
intelligence knows best how to use? Or is there here a play of evolution and
natural selection? Have the peoples whose ideal most conformed to their
highest interest exterminated the others and taken their place? All pursued
their ideals without reference to consequences, but while this quest led
some to destruction, to others it gave empire. One is tempted to believe it. If
the Greeks triumphed over the barbarians and if Europe, heir of Greek
thought, dominates the world, it is because the savages loved loud colors
humanity, that the scientist devotes himself to long and difficult labors.
It is, therefore, the quest of this especial beauty, the sense of the harmony
of the cosmos, which makes us choose the facts most fitting to contribute to
this harmony, just as the artist chooses from among the features of his
model those which perfect the picture and give it character and life. And we
need not fear that this instinctive and unavowed prepossession will turn the
scientist aside from the search for the true. One may dream a harmonious
world, but how far the real world will leave it behind! The greatest artists
that ever lived, the Greeks, made their heavens; how shabby it is beside the
true heavens, ours!
And it is because simplicity, because grandeur, is beautiful, that we
preferably seek simple facts, sublime facts, that we delight now to follow
the majestic course of the stars, now to examine with the microscope that
prodigious littleness which is also a grandeur, now to seek in geologic time
the traces of a past which attracts because it is far away.
We see too that the longing for the beautiful leads us to the same choice
as the longing for the useful. And so it is that this economy of thought, this
economy of effort, which is, according to Mach, the constant tendency of
science, is at the same time a source of beauty and a practical advantage.
The edifices that we admire are those where the architect has known how to
proportion the means to the end, where the columns seem to carry gaily,
without effort, the weight placed upon them, like the gracious caryatids of
the Erechtheum.
Whence comes this concordance? Is it simply that the things which seem
to us beautiful are those which best adapt themselves to our intelligence,
and that consequently they are at the same time the implement this
intelligence knows best how to use? Or is there here a play of evolution and
natural selection? Have the peoples whose ideal most conformed to their
highest interest exterminated the others and taken their place? All pursued
their ideals without reference to consequences, but while this quest led
some to destruction, to others it gave empire. One is tempted to believe it. If
the Greeks triumphed over the barbarians and if Europe, heir of Greek
thought, dominates the world, it is because the savages loved loud colors
Page 368
and the clamorous tones of the drum which occupied only their senses,
while the Greeks loved the intellectual beauty which hides beneath
sensuous beauty, and this intellectual beauty it is which makes intelligence
sure and strong.
Doubtless such a triumph would horrify Tolstoi, and he would not like to
acknowledge that it might be truly useful. But this disinterested quest of the
true for its own beauty is sane also and able to make man better. I well
know that there are mistakes, that the thinker does not always draw thence
the serenity he should find therein, and even that there are scientists of bad
character. Must we, therefore, abandon science and study only morals?
What! Do you think the moralists themselves are irreproachable when they
come down from their pedestal?
CHAPTER II
The Future of Mathematics
To foresee the future of mathematics, the true method is to study its
history and its present state.
Is this not for us mathematicians in a way a professional procedure? We
are accustomed to extrapolate, which is a means of deducing the future
from the past and present, and as we well know what this amounts to, we
run no risk of deceiving ourselves about the range of the results it gives us.
We have had hitherto prophets of evil. They blithely reiterate that all
problems capable of solution have already been solved, and that nothing is
left but gleaning. Happily the case of the past reassures us. Often it was
thought all problems were solved or at least an inventory was made of all
admitting solution. And then the sense of the word solution enlarged, the
insoluble problems became the most interesting of all, and others
unforeseen presented themselves. For the Greeks a good solution was one
employing only ruler and compasses; then it became one obtained by the
extraction of roots, then one using only algebraic or logarithmic functions.
while the Greeks loved the intellectual beauty which hides beneath
sensuous beauty, and this intellectual beauty it is which makes intelligence
sure and strong.
Doubtless such a triumph would horrify Tolstoi, and he would not like to
acknowledge that it might be truly useful. But this disinterested quest of the
true for its own beauty is sane also and able to make man better. I well
know that there are mistakes, that the thinker does not always draw thence
the serenity he should find therein, and even that there are scientists of bad
character. Must we, therefore, abandon science and study only morals?
What! Do you think the moralists themselves are irreproachable when they
come down from their pedestal?
CHAPTER II
The Future of Mathematics
To foresee the future of mathematics, the true method is to study its
history and its present state.
Is this not for us mathematicians in a way a professional procedure? We
are accustomed to extrapolate, which is a means of deducing the future
from the past and present, and as we well know what this amounts to, we
run no risk of deceiving ourselves about the range of the results it gives us.
We have had hitherto prophets of evil. They blithely reiterate that all
problems capable of solution have already been solved, and that nothing is
left but gleaning. Happily the case of the past reassures us. Often it was
thought all problems were solved or at least an inventory was made of all
admitting solution. And then the sense of the word solution enlarged, the
insoluble problems became the most interesting of all, and others
unforeseen presented themselves. For the Greeks a good solution was one
employing only ruler and compasses; then it became one obtained by the
extraction of roots, then one using only algebraic or logarithmic functions.
Page 369
The pessimists thus found themselves always outflanked, always forced to
retreat, so that at present I think there are no more.
My intention, therefore, is not to combat them, as they are dead; we well
know that mathematics will continue to develop, but the question is how, in
what direction? You will answer, 'in every direction,' and that is partly true;
but if it were wholly true it would be a little appalling. Our riches would
soon become encumbering and their accumulation would produce a medley
as impenetrable as the unknown true was for the ignorant.
The historian, the physicist, even, must make a choice among facts; the
head of the scientist, which is only a corner of the universe, could never
contain the universe entire; so that among the innumerable facts nature
offers, some will be passed by, others retained.
Just so, a fortiori, in mathematics; no more can the geometer hold fast
pell-mell all the facts presenting themselves to him; all the more because he
it is, almost I had said his caprice, that creates these facts. He constructs a
wholly new combination by putting together its elements; nature does not in
general give it to him ready made.
Doubtless it sometimes happens that the mathematician undertakes a
problem to satisfy a need in physics; that the physicist or engineer asks him
to calculate a number for a certain application. Shall it be said that we
geometers should limit ourselves to awaiting orders, and, in place of
cultivating our science for our own delectation, try only to accommodate
ourselves to the wants of our patrons? If mathematics has no other object
besides aiding those who study nature, it is from these we should await
orders. Is this way of looking at it legitimate? Certainly not; if we had not
cultivated the exact sciences for themselves, we should not have created
mathematics the instrument, and the day the call came from the physicist
we should have been helpless.
Nor do the physicists wait to study a phenomenon until some urgent need
of material life has made it a necessity for them; and they are right. If the
scientists of the eighteenth century had neglected electricity as being in
their eyes only a curiosity without practical interest, we should have had in
the twentieth century neither telegraphy, nor electro-chemistry, nor electro-
technics. The physicists, compelled to choose, are therefore not guided in
retreat, so that at present I think there are no more.
My intention, therefore, is not to combat them, as they are dead; we well
know that mathematics will continue to develop, but the question is how, in
what direction? You will answer, 'in every direction,' and that is partly true;
but if it were wholly true it would be a little appalling. Our riches would
soon become encumbering and their accumulation would produce a medley
as impenetrable as the unknown true was for the ignorant.
The historian, the physicist, even, must make a choice among facts; the
head of the scientist, which is only a corner of the universe, could never
contain the universe entire; so that among the innumerable facts nature
offers, some will be passed by, others retained.
Just so, a fortiori, in mathematics; no more can the geometer hold fast
pell-mell all the facts presenting themselves to him; all the more because he
it is, almost I had said his caprice, that creates these facts. He constructs a
wholly new combination by putting together its elements; nature does not in
general give it to him ready made.
Doubtless it sometimes happens that the mathematician undertakes a
problem to satisfy a need in physics; that the physicist or engineer asks him
to calculate a number for a certain application. Shall it be said that we
geometers should limit ourselves to awaiting orders, and, in place of
cultivating our science for our own delectation, try only to accommodate
ourselves to the wants of our patrons? If mathematics has no other object
besides aiding those who study nature, it is from these we should await
orders. Is this way of looking at it legitimate? Certainly not; if we had not
cultivated the exact sciences for themselves, we should not have created
mathematics the instrument, and the day the call came from the physicist
we should have been helpless.
Nor do the physicists wait to study a phenomenon until some urgent need
of material life has made it a necessity for them; and they are right. If the
scientists of the eighteenth century had neglected electricity as being in
their eyes only a curiosity without practical interest, we should have had in
the twentieth century neither telegraphy, nor electro-chemistry, nor electro-
technics. The physicists, compelled to choose, are therefore not guided in
Page 370
their choice solely by utility. How then do they choose between the facts of
nature? We have explained it in the preceding chapter: the facts which
interest them are those capable of leading to the discovery of a law, and so
they are analogous to many other facts which do not seem to us isolated, but
closely grouped with others. The isolated fact attracts all eyes, those of the
layman as well as of the scientist. But what the genuine physicist alone
knows how to see, is the bond which unites many facts whose analogy is
profound but hidden. The story of Newton's apple is probably not true, but
it is symbolic; let us speak of it then as if it were true. Well then, we must
believe that before Newton plenty of men had seen apples fall; not one
knew how to conclude anything therefrom. Facts would be sterile were
there not minds capable of choosing among them, discerning those behind
which something was hidden, and of recognizing what is hiding, minds
which under the crude fact perceive the soul of the fact.
We find just the same thing in mathematics. From the varied elements at
our disposal we can get millions of different combinations; but one of these
combinations, in so far as it is isolated, is absolutely void of value. Often
we have taken great pains to construct it, but it serves no purpose, if not
perhaps to furnish a task in secondary education. Quite otherwise will it be
when this combination shall find place in a class of analogous combinations
and we shall have noticed this analogy. We are no longer in the presence of
a fact, but of a law. And upon that day the real discoverer will not be the
workman who shall have patiently built up certain of these combinations; it
will be he who brings to light their kinship. The first will have seen merely
the crude fact, only the other will have perceived the soul of the fact. Often
to fix this kinship it suffices him to make a new word, and this word is
creative. The history of science furnishes us a crowd of examples familiar
to all.
The celebrated Vienna philosopher Mach has said that the rôle of science
is to produce economy of thought, just as machines produce economy of
effort. And that is very true. The savage reckons on his fingers or by
heaping pebbles. In teaching children the multiplication table we spare them
later innumerable pebble bunchings. Some one has already found out, with
pebbles or otherwise, that 6 times 7 is 42 and has had the idea of noting the
result, and so we need not do it over again. He did not waste his time even
if he reckoned for pleasure: his operation took him only two minutes; it
nature? We have explained it in the preceding chapter: the facts which
interest them are those capable of leading to the discovery of a law, and so
they are analogous to many other facts which do not seem to us isolated, but
closely grouped with others. The isolated fact attracts all eyes, those of the
layman as well as of the scientist. But what the genuine physicist alone
knows how to see, is the bond which unites many facts whose analogy is
profound but hidden. The story of Newton's apple is probably not true, but
it is symbolic; let us speak of it then as if it were true. Well then, we must
believe that before Newton plenty of men had seen apples fall; not one
knew how to conclude anything therefrom. Facts would be sterile were
there not minds capable of choosing among them, discerning those behind
which something was hidden, and of recognizing what is hiding, minds
which under the crude fact perceive the soul of the fact.
We find just the same thing in mathematics. From the varied elements at
our disposal we can get millions of different combinations; but one of these
combinations, in so far as it is isolated, is absolutely void of value. Often
we have taken great pains to construct it, but it serves no purpose, if not
perhaps to furnish a task in secondary education. Quite otherwise will it be
when this combination shall find place in a class of analogous combinations
and we shall have noticed this analogy. We are no longer in the presence of
a fact, but of a law. And upon that day the real discoverer will not be the
workman who shall have patiently built up certain of these combinations; it
will be he who brings to light their kinship. The first will have seen merely
the crude fact, only the other will have perceived the soul of the fact. Often
to fix this kinship it suffices him to make a new word, and this word is
creative. The history of science furnishes us a crowd of examples familiar
to all.
The celebrated Vienna philosopher Mach has said that the rôle of science
is to produce economy of thought, just as machines produce economy of
effort. And that is very true. The savage reckons on his fingers or by
heaping pebbles. In teaching children the multiplication table we spare them
later innumerable pebble bunchings. Some one has already found out, with
pebbles or otherwise, that 6 times 7 is 42 and has had the idea of noting the
result, and so we need not do it over again. He did not waste his time even
if he reckoned for pleasure: his operation took him only two minutes; it
Page 371
would have taken in all two milliards if a milliard men had had to do it over
after him.
The importance of a fact then is measured by its yield, that is to say, by
the amount of thought it permits us to spare.
In physics the facts of great yield are those entering into a very general
law, since from it they enable us to foresee a great number of others, and
just so it is in mathematics. Suppose I have undertaken a complicated
calculation and laboriously reached a result: I shall not be compensated for
my trouble if thereby I have not become capable of foreseeing the results of
other analogous calculations and guiding them with a certainty that avoids
the gropings to which one must be resigned in a first attempt. On the other
hand, I shall not have wasted my time if these gropings themselves have
ended by revealing to me the profound analogy of the problem just treated
with a much more extended class of other problems; if they have shown me
at once the resemblances and differences of these, if in a word they have
made me perceive the possibility of a generalization. Then it is not a new
result I have won, it is a new power.
The simple example that comes first to mind is that of an algebraic
formula which gives us the solution of a type of numeric problems when
finally we replace the letters by numbers. Thanks to it, a single algebraic
calculation saves us the pains of ceaselessly beginning over again new
numeric calculations. But this is only a crude example; we all know there
are analogies inexpressible by a formula and all the more precious.
A new result is of value, if at all, when in unifying elements long known
but hitherto separate and seeming strangers one to another it suddenly
introduces order where apparently disorder reigned. It then permits us to see
at a glance each of these elements and its place in the assemblage. This new
fact is not merely precious by itself, but it alone gives value to all the old
facts it combines. Our mind is weak as are the senses; it would lose itself in
the world's complexity were this complexity not harmonious; like a near-
sighted person, it would see only the details and would be forced to forget
each of these details before examining the following, since it would be
incapable of embracing all. The only facts worthy our attention are those
which introduce order into this complexity and so make it accessible.
after him.
The importance of a fact then is measured by its yield, that is to say, by
the amount of thought it permits us to spare.
In physics the facts of great yield are those entering into a very general
law, since from it they enable us to foresee a great number of others, and
just so it is in mathematics. Suppose I have undertaken a complicated
calculation and laboriously reached a result: I shall not be compensated for
my trouble if thereby I have not become capable of foreseeing the results of
other analogous calculations and guiding them with a certainty that avoids
the gropings to which one must be resigned in a first attempt. On the other
hand, I shall not have wasted my time if these gropings themselves have
ended by revealing to me the profound analogy of the problem just treated
with a much more extended class of other problems; if they have shown me
at once the resemblances and differences of these, if in a word they have
made me perceive the possibility of a generalization. Then it is not a new
result I have won, it is a new power.
The simple example that comes first to mind is that of an algebraic
formula which gives us the solution of a type of numeric problems when
finally we replace the letters by numbers. Thanks to it, a single algebraic
calculation saves us the pains of ceaselessly beginning over again new
numeric calculations. But this is only a crude example; we all know there
are analogies inexpressible by a formula and all the more precious.
A new result is of value, if at all, when in unifying elements long known
but hitherto separate and seeming strangers one to another it suddenly
introduces order where apparently disorder reigned. It then permits us to see
at a glance each of these elements and its place in the assemblage. This new
fact is not merely precious by itself, but it alone gives value to all the old
facts it combines. Our mind is weak as are the senses; it would lose itself in
the world's complexity were this complexity not harmonious; like a near-
sighted person, it would see only the details and would be forced to forget
each of these details before examining the following, since it would be
incapable of embracing all. The only facts worthy our attention are those
which introduce order into this complexity and so make it accessible.
Page 372
Mathematicians attach great importance to the elegance of their methods
and their results. This is not pure dilettantism. What is it indeed that gives
us the feeling of elegance in a solution, in a demonstration? It is the
harmony of the diverse parts, their symmetry, their happy balance; in a
word it is all that introduces order, all that gives unity, that permits us to see
clearly and to comprehend at once both the ensemble and the details. But
this is exactly what yields great results; in fact the more we see this
aggregate clearly and at a single glance, the better we perceive its analogies
with other neighboring objects, consequently the more chances we have of
divining the possible generalizations. Elegance may produce the feeling of
the unforeseen by the unexpected meeting of objects we are not accustomed
to bring together; there again it is fruitful, since it thus unveils for us
kinships before unrecognized. It is fruitful even when it results only from
the contrast between the simplicity of the means and the complexity of the
problem set; it makes us then think of the reason for this contrast and very
often makes us see that chance is not the reason; that it is to be found in
some unexpected law. In a word, the feeling of mathematical elegance is
only the satisfaction due to any adaptation of the solution to the needs of
our mind, and it is because of this very adaptation that this solution can be
for us an instrument. Consequently this esthetic satisfaction is bound up
with the economy of thought. Again the comparison of the Erechtheum
comes to my mind, but I must not use it too often.
It is for the same reason that, when a rather long calculation has led to
some simple and striking result, we are not satisfied until we have shown
that we should have been able to foresee, if not this entire result, at least its
most characteristic traits. Why? What prevents our being content with a
calculation which has told us, it seems, all we wished to know? It is
because, in analogous cases, the long calculation might not again avail, and
that this is not so about the reasoning often half intuitive which would have
enabled us to foresee. This reasoning being short, we see at a single glance
all its parts, so that we immediately perceive what must be changed to adapt
it to all the problems of the same nature which can occur. And then it
enables us to foresee if the solution of these problems will be simple, it
shows us at least if the calculation is worth undertaking.
What we have just said suffices to show how vain it would be to seek to
replace by any mechanical procedure the free initiative of the
and their results. This is not pure dilettantism. What is it indeed that gives
us the feeling of elegance in a solution, in a demonstration? It is the
harmony of the diverse parts, their symmetry, their happy balance; in a
word it is all that introduces order, all that gives unity, that permits us to see
clearly and to comprehend at once both the ensemble and the details. But
this is exactly what yields great results; in fact the more we see this
aggregate clearly and at a single glance, the better we perceive its analogies
with other neighboring objects, consequently the more chances we have of
divining the possible generalizations. Elegance may produce the feeling of
the unforeseen by the unexpected meeting of objects we are not accustomed
to bring together; there again it is fruitful, since it thus unveils for us
kinships before unrecognized. It is fruitful even when it results only from
the contrast between the simplicity of the means and the complexity of the
problem set; it makes us then think of the reason for this contrast and very
often makes us see that chance is not the reason; that it is to be found in
some unexpected law. In a word, the feeling of mathematical elegance is
only the satisfaction due to any adaptation of the solution to the needs of
our mind, and it is because of this very adaptation that this solution can be
for us an instrument. Consequently this esthetic satisfaction is bound up
with the economy of thought. Again the comparison of the Erechtheum
comes to my mind, but I must not use it too often.
It is for the same reason that, when a rather long calculation has led to
some simple and striking result, we are not satisfied until we have shown
that we should have been able to foresee, if not this entire result, at least its
most characteristic traits. Why? What prevents our being content with a
calculation which has told us, it seems, all we wished to know? It is
because, in analogous cases, the long calculation might not again avail, and
that this is not so about the reasoning often half intuitive which would have
enabled us to foresee. This reasoning being short, we see at a single glance
all its parts, so that we immediately perceive what must be changed to adapt
it to all the problems of the same nature which can occur. And then it
enables us to foresee if the solution of these problems will be simple, it
shows us at least if the calculation is worth undertaking.
What we have just said suffices to show how vain it would be to seek to
replace by any mechanical procedure the free initiative of the
Page 373
mathematician. To obtain a result of real value, it is not enough to grind out
calculations, or to have a machine to put things in order; it is not order
alone, it is unexpected order, which is worth while. The machine may gnaw
on the crude fact, the soul of the fact will always escape it.
Since the middle of the last century, mathematicians are more and more
desirous of attaining absolute rigor; they are right, and this tendency will be
more and more accentuated. In mathematics rigor is not everything, but
without it there is nothing. A demonstration which is not rigorous is
nothingness. I think no one will contest this truth. But if it were taken too
literally, we should be led to conclude that before 1820, for example, there
was no mathematics; this would be manifestly excessive; the geometers of
that time understood voluntarily what we explain by prolix discourse. This
does not mean that they did not see it at all; but they passed over it too
rapidly, and to see it well would have necessitated taking the pains to say it.
But is it always needful to say it so many times? Those who were the first
to emphasize exactness before all else have given us arguments that we may
try to imitate; but if the demonstrations of the future are to be built on this
model, mathematical treatises will be very long; and if I fear the
lengthenings, it is not solely because I deprecate encumbering libraries, but
because I fear that in being lengthened out, our demonstrations may lose
that appearance of harmony whose usefulness I have just explained.
The economy of thought is what we should aim at, so it is not enough to
supply models for imitation. It is needful for those after us to be able to
dispense with these models and, in place of repeating an argument already
made, summarize it in a few words. And this has already been attained at
times. For instance, there was a type of reasoning found everywhere, and
everywhere alike. They were perfectly exact but long. Then all at once the
phrase 'uniformity of convergence' was hit upon and this phrase made those
arguments needless; we were no longer called upon to repeat them, since
they could be understood. Those who conquer difficulties then do us a
double service: first they teach us to do as they at need, but above all they
enable us as often as possible to avoid doing as they, yet without sacrifice of
exactness.
calculations, or to have a machine to put things in order; it is not order
alone, it is unexpected order, which is worth while. The machine may gnaw
on the crude fact, the soul of the fact will always escape it.
Since the middle of the last century, mathematicians are more and more
desirous of attaining absolute rigor; they are right, and this tendency will be
more and more accentuated. In mathematics rigor is not everything, but
without it there is nothing. A demonstration which is not rigorous is
nothingness. I think no one will contest this truth. But if it were taken too
literally, we should be led to conclude that before 1820, for example, there
was no mathematics; this would be manifestly excessive; the geometers of
that time understood voluntarily what we explain by prolix discourse. This
does not mean that they did not see it at all; but they passed over it too
rapidly, and to see it well would have necessitated taking the pains to say it.
But is it always needful to say it so many times? Those who were the first
to emphasize exactness before all else have given us arguments that we may
try to imitate; but if the demonstrations of the future are to be built on this
model, mathematical treatises will be very long; and if I fear the
lengthenings, it is not solely because I deprecate encumbering libraries, but
because I fear that in being lengthened out, our demonstrations may lose
that appearance of harmony whose usefulness I have just explained.
The economy of thought is what we should aim at, so it is not enough to
supply models for imitation. It is needful for those after us to be able to
dispense with these models and, in place of repeating an argument already
made, summarize it in a few words. And this has already been attained at
times. For instance, there was a type of reasoning found everywhere, and
everywhere alike. They were perfectly exact but long. Then all at once the
phrase 'uniformity of convergence' was hit upon and this phrase made those
arguments needless; we were no longer called upon to repeat them, since
they could be understood. Those who conquer difficulties then do us a
double service: first they teach us to do as they at need, but above all they
enable us as often as possible to avoid doing as they, yet without sacrifice of
exactness.
Page 374
We have just seen by one example the importance of words in
mathematics, but many others could be cited. It is hard to believe how much
a well-chosen word can economize thought, as Mach says. Perhaps I have
already said somewhere that mathematics is the art of giving the same name
to different things. It is proper that these things, differing in matter, be alike
in form, that they may, so to speak, run in the same mold. When the
language has been well chosen, we are astonished to see that all the proofs
made for a certain object apply immediately to many new objects; there is
nothing to change, not even the words, since the names have become the
same.
A well-chosen word usually suffices to do away with the exceptions from
which the rules stated in the old way suffer; this is why we have created
negative quantities, imaginaries, points at infinity, and what not. And
exceptions, we must not forget, are pernicious because they hide the laws.
Well, this is one of the characteristics by which we recognize the facts
which yield great results. They are those which allow of these happy
innovations of language. The crude fact then is often of no great interest; we
may point it out many times without having rendered great service to
science. It takes value only when a wiser thinker perceives the relation for
which it stands, and symbolizes it by a word.
Moreover the physicists do just the same. They have invented the word
'energy,' and this word has been prodigiously fruitful, because it also made
the law by eliminating the exceptions, since it gave the same name to things
differing in matter and like in form.
Among words that have had the most fortunate influence I would select
'group' and 'invariant.' They have made us see the essence of many
mathematical reasonings; they have shown us in how many cases the old
mathematicians considered groups without knowing it, and how, believing
themselves far from one another, they suddenly found themselves near
without knowing why.
To-day we should say that they had dealt with isomorphic groups. We
now know that in a group the matter is of little interest, the form alone
counts, and that when we know a group we thus know all the isomorphic
groups; and thanks to these words 'group' and 'isomorphism,' which
mathematics, but many others could be cited. It is hard to believe how much
a well-chosen word can economize thought, as Mach says. Perhaps I have
already said somewhere that mathematics is the art of giving the same name
to different things. It is proper that these things, differing in matter, be alike
in form, that they may, so to speak, run in the same mold. When the
language has been well chosen, we are astonished to see that all the proofs
made for a certain object apply immediately to many new objects; there is
nothing to change, not even the words, since the names have become the
same.
A well-chosen word usually suffices to do away with the exceptions from
which the rules stated in the old way suffer; this is why we have created
negative quantities, imaginaries, points at infinity, and what not. And
exceptions, we must not forget, are pernicious because they hide the laws.
Well, this is one of the characteristics by which we recognize the facts
which yield great results. They are those which allow of these happy
innovations of language. The crude fact then is often of no great interest; we
may point it out many times without having rendered great service to
science. It takes value only when a wiser thinker perceives the relation for
which it stands, and symbolizes it by a word.
Moreover the physicists do just the same. They have invented the word
'energy,' and this word has been prodigiously fruitful, because it also made
the law by eliminating the exceptions, since it gave the same name to things
differing in matter and like in form.
Among words that have had the most fortunate influence I would select
'group' and 'invariant.' They have made us see the essence of many
mathematical reasonings; they have shown us in how many cases the old
mathematicians considered groups without knowing it, and how, believing
themselves far from one another, they suddenly found themselves near
without knowing why.
To-day we should say that they had dealt with isomorphic groups. We
now know that in a group the matter is of little interest, the form alone
counts, and that when we know a group we thus know all the isomorphic
groups; and thanks to these words 'group' and 'isomorphism,' which
Page 375
condense in a few syllables this subtile rule and quickly make it familiar to
all minds, the transition is immediate and can be done with every economy
of thought effort. The idea of group besides attaches to that of
transformation. Why do we put such a value on the invention of a new
transformation? Because from a single theorem it enables us to get ten or
twenty; it has the same value as a zero adjoined to the right of a whole
number.
This then it is which has hitherto determined the direction of
mathematical advance, and just as certainly will determine it in the future.
But to this end the nature of the problems which come up contributes
equally. We can not forget what must be our aim. In my opinion this aim is
double. Our science borders upon both philosophy and physics, and we
work for our two neighbors; so we have always seen and shall still see
mathematicians advancing in two opposite directions.
On the one hand, mathematical science must reflect upon itself, and that
is useful since reflecting on itself is reflecting on the human mind which has
created it, all the more because it is the very one of its creations for which it
has borrowed least from without. This is why certain mathematical
speculations are useful, such as those devoted to the study of the postulates,
of unusual geometries, of peculiar functions. The more these speculations
diverge from ordinary conceptions, and consequently from nature and
applications, the better they show us what the human mind can create when
it frees itself more and more from the tyranny of the external world, the
better therefore they let us know it in itself.
But it is toward the other side, the side of nature, that we must direct the
bulk of our army. There we meet the physicist or the engineer, who says to
us: "Please integrate this differential equation for me; I might need it in a
week in view of a construction which should be finished by that time."
"This equation," we answer, "does not come under one of the integrable
types; you know there are not many." "Yes, I know; but then what good are
you?" Usually to understand each other is enough; the engineer in reality
does not need the integral in finite terms; he needs to know the general look
of the integral function, or he simply wants a certain number which could
readily be deduced from this integral if it were known. Usually it is not
all minds, the transition is immediate and can be done with every economy
of thought effort. The idea of group besides attaches to that of
transformation. Why do we put such a value on the invention of a new
transformation? Because from a single theorem it enables us to get ten or
twenty; it has the same value as a zero adjoined to the right of a whole
number.
This then it is which has hitherto determined the direction of
mathematical advance, and just as certainly will determine it in the future.
But to this end the nature of the problems which come up contributes
equally. We can not forget what must be our aim. In my opinion this aim is
double. Our science borders upon both philosophy and physics, and we
work for our two neighbors; so we have always seen and shall still see
mathematicians advancing in two opposite directions.
On the one hand, mathematical science must reflect upon itself, and that
is useful since reflecting on itself is reflecting on the human mind which has
created it, all the more because it is the very one of its creations for which it
has borrowed least from without. This is why certain mathematical
speculations are useful, such as those devoted to the study of the postulates,
of unusual geometries, of peculiar functions. The more these speculations
diverge from ordinary conceptions, and consequently from nature and
applications, the better they show us what the human mind can create when
it frees itself more and more from the tyranny of the external world, the
better therefore they let us know it in itself.
But it is toward the other side, the side of nature, that we must direct the
bulk of our army. There we meet the physicist or the engineer, who says to
us: "Please integrate this differential equation for me; I might need it in a
week in view of a construction which should be finished by that time."
"This equation," we answer, "does not come under one of the integrable
types; you know there are not many." "Yes, I know; but then what good are
you?" Usually to understand each other is enough; the engineer in reality
does not need the integral in finite terms; he needs to know the general look
of the integral function, or he simply wants a certain number which could
readily be deduced from this integral if it were known. Usually it is not
Page 376
known, but the number can be calculated without it if we know exactly
what number the engineer needs and with what approximation.
Formerly an equation was considered solved only when its solution had
been expressed by aid of a finite number of known functions; but that is
possible scarcely once in a hundred times. What we always can do, or rather
what we should always seek to do, is to solve the problem qualitatively so
to speak; that is to say, seek to know the general form of the curve which
represents the unknown function.
It remains to find the quantitative solution of the problem; but if the
unknown can not be determined by a finite calculation, it may always be
represented by a convergent infinite series which enables us to calculate it.
Can that be regarded as a true solution? We are told that Newton sent
Leibnitz an anagram almost like this: aaaaabbbeeeeij, etc. Leibnitz naturally
understood nothing at all of it; but we, who have the key, know that this
anagram meant, translated into modern terms: "I can integrate all
differential equations"; and we are tempted to say that Newton had either
great luck or strange delusions. He merely wished to say he could form (by
the method of indeterminate coefficients) a series of powers formally
satisfying the proposed equation.
Such a solution would not satisfy us to-day, and for two reasons: because
the convergence is too slow and because the terms follow each other
without obeying any law. On the contrary, the series Θ seems to us to leave
nothing to be desired, first because it converges very quickly (this is for the
practical man who wishes to get at a number as quickly as possible) and
next because we see at a glance the law of the terms (this is to satisfy the
esthetic need of the theorist).
But then there are no longer solved problems and others which are not;
there are only problems more or less solved, according as they are solved
by a series converging more or less rapidly, or ruled by a law more or less
harmonious. It often happens however that an imperfect solution guides us
toward a better one. Sometimes the series converges so slowly that the
computation is impracticable and we have only succeeded in proving the
possibility of the problem.
what number the engineer needs and with what approximation.
Formerly an equation was considered solved only when its solution had
been expressed by aid of a finite number of known functions; but that is
possible scarcely once in a hundred times. What we always can do, or rather
what we should always seek to do, is to solve the problem qualitatively so
to speak; that is to say, seek to know the general form of the curve which
represents the unknown function.
It remains to find the quantitative solution of the problem; but if the
unknown can not be determined by a finite calculation, it may always be
represented by a convergent infinite series which enables us to calculate it.
Can that be regarded as a true solution? We are told that Newton sent
Leibnitz an anagram almost like this: aaaaabbbeeeeij, etc. Leibnitz naturally
understood nothing at all of it; but we, who have the key, know that this
anagram meant, translated into modern terms: "I can integrate all
differential equations"; and we are tempted to say that Newton had either
great luck or strange delusions. He merely wished to say he could form (by
the method of indeterminate coefficients) a series of powers formally
satisfying the proposed equation.
Such a solution would not satisfy us to-day, and for two reasons: because
the convergence is too slow and because the terms follow each other
without obeying any law. On the contrary, the series Θ seems to us to leave
nothing to be desired, first because it converges very quickly (this is for the
practical man who wishes to get at a number as quickly as possible) and
next because we see at a glance the law of the terms (this is to satisfy the
esthetic need of the theorist).
But then there are no longer solved problems and others which are not;
there are only problems more or less solved, according as they are solved
by a series converging more or less rapidly, or ruled by a law more or less
harmonious. It often happens however that an imperfect solution guides us
toward a better one. Sometimes the series converges so slowly that the
computation is impracticable and we have only succeeded in proving the
possibility of the problem.
Page 377
And then the engineer finds this a mockery, and justly, since it will not
aid him to complete his construction by the date fixed. He little cares to
know if it will benefit engineers of the twenty-second century. But as for us,
we think differently and we are sometimes happier to have spared our
grandchildren a day's work than to have saved our contemporaries an hour.
Sometimes by groping, empirically, so to speak, we reach a formula
sufficiently convergent. "What more do you want?" says the engineer. And
yet, in spite of all, we are not satisfied; we should have liked to foresee that
convergence. Why? Because if we had known how to foresee it once, we
would know how to foresee it another time. We have succeeded; that is a
small matter in our eyes if we can not validly expect to do so again.
In proportion as science develops, its total comprehension becomes more
difficult; then we seek to cut it in pieces and to be satisfied with one of
these pieces: in a word, to specialize. If we went on in this way, it would be
a grievous obstacle to the progress of science. As we have said, it is by
unexpected union between its diverse parts that it progresses. To specialize
too much would be to forbid these drawings together. It is to be hoped that
congresses like those of Heidelberg and Rome, by putting us in touch with
one another, will open for us vistas over neighboring domains and oblige us
to compare them with our own, to range somewhat abroad from our own
little village; thus they will be the best remedy for the danger just
mentioned.
But I have lingered too long over generalities; it is time to enter into
detail.
Let us pass in review the various special sciences which combined make
mathematics; let us see what each has accomplished, whither it tends and
what we may hope from it. If the preceding views are correct, we should
see that the greatest advances in the past have happened when two of these
sciences have united, when we have become conscious of the similarity of
their form, despite the difference of their matter, when they have so
modeled themselves upon each other that each could profit by the other's
conquests. We should at the same time foresee in combinations of the same
sort the progress of the future.
aid him to complete his construction by the date fixed. He little cares to
know if it will benefit engineers of the twenty-second century. But as for us,
we think differently and we are sometimes happier to have spared our
grandchildren a day's work than to have saved our contemporaries an hour.
Sometimes by groping, empirically, so to speak, we reach a formula
sufficiently convergent. "What more do you want?" says the engineer. And
yet, in spite of all, we are not satisfied; we should have liked to foresee that
convergence. Why? Because if we had known how to foresee it once, we
would know how to foresee it another time. We have succeeded; that is a
small matter in our eyes if we can not validly expect to do so again.
In proportion as science develops, its total comprehension becomes more
difficult; then we seek to cut it in pieces and to be satisfied with one of
these pieces: in a word, to specialize. If we went on in this way, it would be
a grievous obstacle to the progress of science. As we have said, it is by
unexpected union between its diverse parts that it progresses. To specialize
too much would be to forbid these drawings together. It is to be hoped that
congresses like those of Heidelberg and Rome, by putting us in touch with
one another, will open for us vistas over neighboring domains and oblige us
to compare them with our own, to range somewhat abroad from our own
little village; thus they will be the best remedy for the danger just
mentioned.
But I have lingered too long over generalities; it is time to enter into
detail.
Let us pass in review the various special sciences which combined make
mathematics; let us see what each has accomplished, whither it tends and
what we may hope from it. If the preceding views are correct, we should
see that the greatest advances in the past have happened when two of these
sciences have united, when we have become conscious of the similarity of
their form, despite the difference of their matter, when they have so
modeled themselves upon each other that each could profit by the other's
conquests. We should at the same time foresee in combinations of the same
sort the progress of the future.
Page 378
Arithmetic
Progress in arithmetic has been much slower than in algebra and analysis,
and it is easy to see why. The feeling of continuity is a precious guide which
the arithmetician lacks; each whole number is separated from the others—it
has, so to speak, its own individuality. Each of them is a sort of exception
and this is why general theorems are rarer in the theory of numbers; this is
also why those which exist are more hidden and longer elude the searchers.
If arithmetic is behind algebra and analysis, the best thing for it to do is
to seek to model itself upon these sciences so as to profit by their advance.
The arithmetician ought therefore to take as guide the analogies with
algebra. These analogies are numerous and if, in many cases, they have not
yet been studied sufficiently closely to become utilizable, they at least have
long been foreseen, and even the language of the two sciences shows they
have been recognized. Thus we speak of transcendent numbers and thus we
account for the future classification of these numbers already having as
model the classification of transcendent functions, and still we do not as yet
very well see how to pass from one classification to the other; but had it
been seen, it would already have been accomplished and would no longer
be the work of the future.
The first example that comes to my mind is the theory of congruences,
where is found a perfect parallelism to the theory of algebraic equations.
Surely we shall succeed in completing this parallelism, which must hold for
instance between the theory of algebraic curves and that of congruences
with two variables. And when the problems relative to congruences with
several variables shall be solved, this will be a first step toward the solution
of many questions of indeterminate analysis.
Algebra
The theory of algebraic equations will still long hold the attention of
geometers; numerous and very different are the sides whence it may be
attacked.
We need not think algebra is ended because it gives us rules to form all
possible combinations; it remains to find the interesting combinations, those
Progress in arithmetic has been much slower than in algebra and analysis,
and it is easy to see why. The feeling of continuity is a precious guide which
the arithmetician lacks; each whole number is separated from the others—it
has, so to speak, its own individuality. Each of them is a sort of exception
and this is why general theorems are rarer in the theory of numbers; this is
also why those which exist are more hidden and longer elude the searchers.
If arithmetic is behind algebra and analysis, the best thing for it to do is
to seek to model itself upon these sciences so as to profit by their advance.
The arithmetician ought therefore to take as guide the analogies with
algebra. These analogies are numerous and if, in many cases, they have not
yet been studied sufficiently closely to become utilizable, they at least have
long been foreseen, and even the language of the two sciences shows they
have been recognized. Thus we speak of transcendent numbers and thus we
account for the future classification of these numbers already having as
model the classification of transcendent functions, and still we do not as yet
very well see how to pass from one classification to the other; but had it
been seen, it would already have been accomplished and would no longer
be the work of the future.
The first example that comes to my mind is the theory of congruences,
where is found a perfect parallelism to the theory of algebraic equations.
Surely we shall succeed in completing this parallelism, which must hold for
instance between the theory of algebraic curves and that of congruences
with two variables. And when the problems relative to congruences with
several variables shall be solved, this will be a first step toward the solution
of many questions of indeterminate analysis.
Algebra
The theory of algebraic equations will still long hold the attention of
geometers; numerous and very different are the sides whence it may be
attacked.
We need not think algebra is ended because it gives us rules to form all
possible combinations; it remains to find the interesting combinations, those
Page 379
which satisfy such and such a condition. Thus will be formed a sort of
indeterminate analysis where the unknowns will no longer be whole
numbers, but polynomials. This time it is algebra which will model itself
upon arithmetic, following the analogy of the whole number to the integral
polynomial with any coefficients or to the integral polynomial with integral
coefficients.
Geometry
It looks as if geometry could contain nothing which is not already
included in algebra or analysis; that geometric facts are only algebraic or
analytic facts expressed in another language. It might then be thought that
after our review there would remain nothing more for us to say relating
specially to geometry. This would be to fail to recognize the importance of
well-constructed language, not to comprehend what is added to the things
themselves by the method of expressing these things and consequently of
grouping them.
First the geometric considerations lead us to set ourselves new problems;
these may be, if you choose, analytic problems, but such as we never would
have set ourselves in connection with analysis. Analysis profits by them
however, as it profits by those it has to solve to satisfy the needs of physics.
A great advantage of geometry lies in the fact that in it the senses can
come to the aid of thought, and help find the path to follow, and many
minds prefer to put the problems of analysis into geometric form.
Unhappily our senses can not carry us very far, and they desert us when we
wish to soar beyond the classical three dimensions. Does this mean that,
beyond the restricted domain wherein they seem to wish to imprison us, we
should rely only on pure analysis and that all geometry of more than three
dimensions is vain and objectless? The greatest masters of a preceding
generation would have answered 'yes'; to-day we are so familiarized with
this notion that we can speak of it, even in a university course, without
arousing too much astonishment.
But what good is it? That is easy to see: First it gives us a very
convenient terminology, which expresses concisely what the ordinary
analytic language would say in prolix phrases. Moreover, this language
indeterminate analysis where the unknowns will no longer be whole
numbers, but polynomials. This time it is algebra which will model itself
upon arithmetic, following the analogy of the whole number to the integral
polynomial with any coefficients or to the integral polynomial with integral
coefficients.
Geometry
It looks as if geometry could contain nothing which is not already
included in algebra or analysis; that geometric facts are only algebraic or
analytic facts expressed in another language. It might then be thought that
after our review there would remain nothing more for us to say relating
specially to geometry. This would be to fail to recognize the importance of
well-constructed language, not to comprehend what is added to the things
themselves by the method of expressing these things and consequently of
grouping them.
First the geometric considerations lead us to set ourselves new problems;
these may be, if you choose, analytic problems, but such as we never would
have set ourselves in connection with analysis. Analysis profits by them
however, as it profits by those it has to solve to satisfy the needs of physics.
A great advantage of geometry lies in the fact that in it the senses can
come to the aid of thought, and help find the path to follow, and many
minds prefer to put the problems of analysis into geometric form.
Unhappily our senses can not carry us very far, and they desert us when we
wish to soar beyond the classical three dimensions. Does this mean that,
beyond the restricted domain wherein they seem to wish to imprison us, we
should rely only on pure analysis and that all geometry of more than three
dimensions is vain and objectless? The greatest masters of a preceding
generation would have answered 'yes'; to-day we are so familiarized with
this notion that we can speak of it, even in a university course, without
arousing too much astonishment.
But what good is it? That is easy to see: First it gives us a very
convenient terminology, which expresses concisely what the ordinary
analytic language would say in prolix phrases. Moreover, this language
Page 380
makes us call like things by the same name and emphasize analogies it will
never again let us forget. It enables us therefore still to find our way in this
space which is too big for us and which we can not see, always recalling
visible space, which is only an imperfect image of it doubtless, but which is
nevertheless an image. Here again, as in all the preceding examples, it is
analogy with the simple which enables us to comprehend the complex.
This geometry of more than three dimensions is not a simple analytic
geometry; it is not purely quantitative, but qualitative also, and it is in this
respect above all that it becomes interesting. There is a science called
analysis situs and which has for its object the study of the positional
relations of the different elements of a figure, apart from their sizes. This
geometry is purely qualitative; its theorems would remain true if the
figures, instead of being exact, were roughly imitated by a child. We may
also make an analysis situs of more than three dimensions. The importance
of analysis situs is enormous and can not be too much emphasized; the
advantage obtained from it by Riemann, one of its chief creators, would
suffice to prove this. We must achieve its complete construction in the
higher spaces; then we shall have an instrument which will enable us really
to see in hyperspace and supplement our senses.
The problems of analysis situs would perhaps not have suggested
themselves if the analytic language alone had been spoken; or rather, I am
mistaken, they would have occurred surely, since their solution is essential
to a crowd of questions in analysis, but they would have come singly, one
after another, and without our being able to perceive their common bond.
Cantorism
I have spoken above of our need to go back continually to the first
principles of our science, and of the advantage of this for the study of the
human mind. This need has inspired two endeavors which have taken a very
prominent place in the most recent annals of mathematics. The first is
Cantorism, which has rendered our science such conspicuous service.
Cantor introduced into science a new way of considering mathematical
infinity. One of the characteristic traits of Cantorism is that in place of
going up to the general by building up constructions more and more
complicated and defining by construction, it starts from the genus
never again let us forget. It enables us therefore still to find our way in this
space which is too big for us and which we can not see, always recalling
visible space, which is only an imperfect image of it doubtless, but which is
nevertheless an image. Here again, as in all the preceding examples, it is
analogy with the simple which enables us to comprehend the complex.
This geometry of more than three dimensions is not a simple analytic
geometry; it is not purely quantitative, but qualitative also, and it is in this
respect above all that it becomes interesting. There is a science called
analysis situs and which has for its object the study of the positional
relations of the different elements of a figure, apart from their sizes. This
geometry is purely qualitative; its theorems would remain true if the
figures, instead of being exact, were roughly imitated by a child. We may
also make an analysis situs of more than three dimensions. The importance
of analysis situs is enormous and can not be too much emphasized; the
advantage obtained from it by Riemann, one of its chief creators, would
suffice to prove this. We must achieve its complete construction in the
higher spaces; then we shall have an instrument which will enable us really
to see in hyperspace and supplement our senses.
The problems of analysis situs would perhaps not have suggested
themselves if the analytic language alone had been spoken; or rather, I am
mistaken, they would have occurred surely, since their solution is essential
to a crowd of questions in analysis, but they would have come singly, one
after another, and without our being able to perceive their common bond.
Cantorism
I have spoken above of our need to go back continually to the first
principles of our science, and of the advantage of this for the study of the
human mind. This need has inspired two endeavors which have taken a very
prominent place in the most recent annals of mathematics. The first is
Cantorism, which has rendered our science such conspicuous service.
Cantor introduced into science a new way of considering mathematical
infinity. One of the characteristic traits of Cantorism is that in place of
going up to the general by building up constructions more and more
complicated and defining by construction, it starts from the genus
Page 381
supremum and defines only, as the scholastics would have said, per genus
proximum et differentiam specificam. Thence comes the horror it has
sometimes inspired in certain minds, for instance in Hermite, whose
favorite idea was to compare the mathematical to the natural sciences. With
most of us these prejudices have been dissipated, but it has come to pass
that we have encountered certain paradoxes, certain apparent contradictions
that would have delighted Zeno, the Eleatic and the school of Megara. And
then each must seek the remedy. For my part, I think, and I am not the only
one, that the important thing is never to introduce entities not completely
definable in a finite number of words. Whatever be the cure adopted, we
may promise ourselves the joy of the doctor called in to follow a beautiful
pathologic case.
The Investigation of the Postulates
On the other hand, efforts have been made to enumerate the axioms and
postulates, more or less hidden, which serve as foundation to the different
theories of mathematics. Professor Hilbert has obtained the most brilliant
results. It seems at first that this domain would be very restricted and there
would be nothing more to do when the inventory should be ended, which
could not take long. But when we shall have enumerated all, there will be
many ways of classifying all; a good librarian always finds something to do,
and each new classification will be instructive for the philosopher.
Here I end this review which I could not dream of making complete. I
think these examples will suffice to show by what mechanism the
mathematical sciences have made their progress in the past and in what
direction they must advance in the future.
CHAPTER III
Mathematical Creation
The genesis of mathematical creation is a problem which should
intensely interest the psychologist. It is the activity in which the human
proximum et differentiam specificam. Thence comes the horror it has
sometimes inspired in certain minds, for instance in Hermite, whose
favorite idea was to compare the mathematical to the natural sciences. With
most of us these prejudices have been dissipated, but it has come to pass
that we have encountered certain paradoxes, certain apparent contradictions
that would have delighted Zeno, the Eleatic and the school of Megara. And
then each must seek the remedy. For my part, I think, and I am not the only
one, that the important thing is never to introduce entities not completely
definable in a finite number of words. Whatever be the cure adopted, we
may promise ourselves the joy of the doctor called in to follow a beautiful
pathologic case.
The Investigation of the Postulates
On the other hand, efforts have been made to enumerate the axioms and
postulates, more or less hidden, which serve as foundation to the different
theories of mathematics. Professor Hilbert has obtained the most brilliant
results. It seems at first that this domain would be very restricted and there
would be nothing more to do when the inventory should be ended, which
could not take long. But when we shall have enumerated all, there will be
many ways of classifying all; a good librarian always finds something to do,
and each new classification will be instructive for the philosopher.
Here I end this review which I could not dream of making complete. I
think these examples will suffice to show by what mechanism the
mathematical sciences have made their progress in the past and in what
direction they must advance in the future.
CHAPTER III
Mathematical Creation
The genesis of mathematical creation is a problem which should
intensely interest the psychologist. It is the activity in which the human
Page 382
mind seems to take least from the outside world, in which it acts or seems
to act only of itself and on itself, so that in studying the procedure of
geometric thought we may hope to reach what is most essential in man's
mind.
This has long been appreciated, and some time back the journal called
L'enseignement mathématique, edited by Laisant and Fehr, began an
investigation of the mental habits and methods of work of different
mathematicians. I had finished the main outlines of this article when the
results of that inquiry were published, so I have hardly been able to utilize
them and shall confine myself to saying that the majority of witnesses
confirm my conclusions; I do not say all, for when the appeal is to universal
suffrage unanimity is not to be hoped.
A first fact should surprise us, or rather would surprise us if we were not
so used to it. How does it happen there are people who do not understand
mathematics? If mathematics invokes only the rules of logic, such as are
accepted by all normal minds; if its evidence is based on principles
common to all men, and that none could deny without being mad, how does
it come about that so many persons are here refractory?
That not every one can invent is nowise mysterious. That not every one
can retain a demonstration once learned may also pass. But that not every
one can understand mathematical reasoning when explained appears very
surprising when we think of it. And yet those who can follow this reasoning
only with difficulty are in the majority: that is undeniable, and will surely
not be gainsaid by the experience of secondary-school teachers.
And further: how is error possible in mathematics? A sane mind should
not be guilty of a logical fallacy, and yet there are very fine minds who do
not trip in brief reasoning such as occurs in the ordinary doings of life, and
who are incapable of following or repeating without error the mathematical
demonstrations which are longer, but which after all are only an
accumulation of brief reasonings wholly analogous to those they make so
easily. Need we add that mathematicians themselves are not infallible?
The answer seems to me evident. Imagine a long series of syllogisms,
and that the conclusions of the first serve as premises of the following: we
shall be able to catch each of these syllogisms, and it is not in passing from
to act only of itself and on itself, so that in studying the procedure of
geometric thought we may hope to reach what is most essential in man's
mind.
This has long been appreciated, and some time back the journal called
L'enseignement mathématique, edited by Laisant and Fehr, began an
investigation of the mental habits and methods of work of different
mathematicians. I had finished the main outlines of this article when the
results of that inquiry were published, so I have hardly been able to utilize
them and shall confine myself to saying that the majority of witnesses
confirm my conclusions; I do not say all, for when the appeal is to universal
suffrage unanimity is not to be hoped.
A first fact should surprise us, or rather would surprise us if we were not
so used to it. How does it happen there are people who do not understand
mathematics? If mathematics invokes only the rules of logic, such as are
accepted by all normal minds; if its evidence is based on principles
common to all men, and that none could deny without being mad, how does
it come about that so many persons are here refractory?
That not every one can invent is nowise mysterious. That not every one
can retain a demonstration once learned may also pass. But that not every
one can understand mathematical reasoning when explained appears very
surprising when we think of it. And yet those who can follow this reasoning
only with difficulty are in the majority: that is undeniable, and will surely
not be gainsaid by the experience of secondary-school teachers.
And further: how is error possible in mathematics? A sane mind should
not be guilty of a logical fallacy, and yet there are very fine minds who do
not trip in brief reasoning such as occurs in the ordinary doings of life, and
who are incapable of following or repeating without error the mathematical
demonstrations which are longer, but which after all are only an
accumulation of brief reasonings wholly analogous to those they make so
easily. Need we add that mathematicians themselves are not infallible?
The answer seems to me evident. Imagine a long series of syllogisms,
and that the conclusions of the first serve as premises of the following: we
shall be able to catch each of these syllogisms, and it is not in passing from
Page 383
premises to conclusion that we are in danger of deceiving ourselves. But
between the moment in which we first meet a proposition as conclusion of
one syllogism, and that in which we reencounter it as premise of another
syllogism occasionally some time will elapse, several links of the chain will
have unrolled; so it may happen that we have forgotten it, or worse, that we
have forgotten its meaning. So it may happen that we replace it by a slightly
different proposition, or that, while retaining the same enunciation, we
attribute to it a slightly different meaning, and thus it is that we are exposed
to error.
Often the mathematician uses a rule. Naturally he begins by
demonstrating this rule; and at the time when this proof is fresh in his
memory he understands perfectly its meaning and its bearing, and he is in
no danger of changing it. But subsequently he trusts his memory and
afterward only applies it in a mechanical way; and then if his memory fails
him, he may apply it all wrong. Thus it is, to take a simple example, that we
sometimes make slips in calculation because we have forgotten our
multiplication table.
According to this, the special aptitude for mathematics would be due
only to a very sure memory or to a prodigious force of attention. It would
be a power like that of the whist-player who remembers the cards played;
or, to go up a step, like that of the chess-player who can visualize a great
number of combinations and hold them in his memory. Every good
mathematician ought to be a good chess-player, and inversely; likewise he
should be a good computer. Of course that sometimes happens; thus Gauss
was at the same time a geometer of genius and a very precocious and
accurate computer.
But there are exceptions; or rather I err; I can not call them exceptions
without the exceptions being more than the rule. Gauss it is, on the contrary,
who was an exception. As for myself, I must confess, I am absolutely
incapable even of adding without mistakes. In the same way I should be but
a poor chess-player; I would perceive that by a certain play I should expose
myself to a certain danger; I would pass in review several other plays,
rejecting them for other reasons, and then finally I should make the move
first examined, having meantime forgotten the danger I had foreseen.
between the moment in which we first meet a proposition as conclusion of
one syllogism, and that in which we reencounter it as premise of another
syllogism occasionally some time will elapse, several links of the chain will
have unrolled; so it may happen that we have forgotten it, or worse, that we
have forgotten its meaning. So it may happen that we replace it by a slightly
different proposition, or that, while retaining the same enunciation, we
attribute to it a slightly different meaning, and thus it is that we are exposed
to error.
Often the mathematician uses a rule. Naturally he begins by
demonstrating this rule; and at the time when this proof is fresh in his
memory he understands perfectly its meaning and its bearing, and he is in
no danger of changing it. But subsequently he trusts his memory and
afterward only applies it in a mechanical way; and then if his memory fails
him, he may apply it all wrong. Thus it is, to take a simple example, that we
sometimes make slips in calculation because we have forgotten our
multiplication table.
According to this, the special aptitude for mathematics would be due
only to a very sure memory or to a prodigious force of attention. It would
be a power like that of the whist-player who remembers the cards played;
or, to go up a step, like that of the chess-player who can visualize a great
number of combinations and hold them in his memory. Every good
mathematician ought to be a good chess-player, and inversely; likewise he
should be a good computer. Of course that sometimes happens; thus Gauss
was at the same time a geometer of genius and a very precocious and
accurate computer.
But there are exceptions; or rather I err; I can not call them exceptions
without the exceptions being more than the rule. Gauss it is, on the contrary,
who was an exception. As for myself, I must confess, I am absolutely
incapable even of adding without mistakes. In the same way I should be but
a poor chess-player; I would perceive that by a certain play I should expose
myself to a certain danger; I would pass in review several other plays,
rejecting them for other reasons, and then finally I should make the move
first examined, having meantime forgotten the danger I had foreseen.
Page 384
In a word, my memory is not bad, but it would be insufficient to make
me a good chess-player. Why then does it not fail me in a difficult piece of
mathematical reasoning where most chess-players would lose themselves?
Evidently because it is guided by the general march of the reasoning. A
mathematical demonstration is not a simple juxtaposition of syllogisms, it is
syllogisms placed in a certain order, and the order in which these elements
are placed is much more important than the elements themselves. If I have
the feeling, the intuition, so to speak, of this order, so as to perceive at a
glance the reasoning as a whole, I need no longer fear lest I forget one of
the elements, for each of them will take its allotted place in the array, and
that without any effort of memory on my part.
It seems to me then, in repeating a reasoning learned, that I could have
invented it. This is often only an illusion; but even then, even if I am not so
gifted as to create it by myself, I myself re-invent it in so far as I repeat it.
We know that this feeling, this intuition of mathematical order, that
makes us divine hidden harmonies and relations, can not be possessed by
every one. Some will not have either this delicate feeling so difficult to
define, or a strength of memory and attention beyond the ordinary, and then
they will be absolutely incapable of understanding higher mathematics.
Such are the majority. Others will have this feeling only in a slight degree,
but they will be gifted with an uncommon memory and a great power of
attention. They will learn by heart the details one after another; they can
understand mathematics and sometimes make applications, but they cannot
create. Others, finally, will possess in a less or greater degree the special
intuition referred to, and then not only can they understand mathematics
even if their memory is nothing extraordinary, but they may become
creators and try to invent with more or less success according as this
intuition is more or less developed in them.
In fact, what is mathematical creation? It does not consist in making new
combinations with mathematical entities already known. Any one could do
that, but the combinations so made would be infinite in number and most of
them absolutely without interest. To create consists precisely in not making
useless combinations and in making those which are useful and which are
only a small minority. Invention is discernment, choice.
me a good chess-player. Why then does it not fail me in a difficult piece of
mathematical reasoning where most chess-players would lose themselves?
Evidently because it is guided by the general march of the reasoning. A
mathematical demonstration is not a simple juxtaposition of syllogisms, it is
syllogisms placed in a certain order, and the order in which these elements
are placed is much more important than the elements themselves. If I have
the feeling, the intuition, so to speak, of this order, so as to perceive at a
glance the reasoning as a whole, I need no longer fear lest I forget one of
the elements, for each of them will take its allotted place in the array, and
that without any effort of memory on my part.
It seems to me then, in repeating a reasoning learned, that I could have
invented it. This is often only an illusion; but even then, even if I am not so
gifted as to create it by myself, I myself re-invent it in so far as I repeat it.
We know that this feeling, this intuition of mathematical order, that
makes us divine hidden harmonies and relations, can not be possessed by
every one. Some will not have either this delicate feeling so difficult to
define, or a strength of memory and attention beyond the ordinary, and then
they will be absolutely incapable of understanding higher mathematics.
Such are the majority. Others will have this feeling only in a slight degree,
but they will be gifted with an uncommon memory and a great power of
attention. They will learn by heart the details one after another; they can
understand mathematics and sometimes make applications, but they cannot
create. Others, finally, will possess in a less or greater degree the special
intuition referred to, and then not only can they understand mathematics
even if their memory is nothing extraordinary, but they may become
creators and try to invent with more or less success according as this
intuition is more or less developed in them.
In fact, what is mathematical creation? It does not consist in making new
combinations with mathematical entities already known. Any one could do
that, but the combinations so made would be infinite in number and most of
them absolutely without interest. To create consists precisely in not making
useless combinations and in making those which are useful and which are
only a small minority. Invention is discernment, choice.
Page 385
How to make this choice I have before explained; the mathematical facts
worthy of being studied are those which, by their analogy with other facts,
are capable of leading us to the knowledge of a mathematical law just as
experimental facts lead us to the knowledge of a physical law. They are
those which reveal to us unsuspected kinship between other facts, long
known, but wrongly believed to be strangers to one another.
Among chosen combinations the most fertile will often be those formed
of elements drawn from domains which are far apart. Not that I mean as
sufficing for invention the bringing together of objects as disparate as
possible; most combinations so formed would be entirely sterile. But certain
among them, very rare, are the most fruitful of all.
To invent, I have said, is to choose; but the word is perhaps not wholly
exact. It makes one think of a purchaser before whom are displayed a large
number of samples, and who examines them, one after the other, to make a
choice. Here the samples would be so numerous that a whole lifetime would
not suffice to examine them. This is not the actual state of things. The
sterile combinations do not even present themselves to the mind of the
inventor. Never in the field of his consciousness do combinations appear
that are not really useful, except some that he rejects but which have to
some extent the characteristics of useful combinations. All goes on as if the
inventor were an examiner for the second degree who would only have to
question the candidates who had passed a previous examination.
But what I have hitherto said is what may be observed or inferred in
reading the writings of the geometers, reading reflectively.
It is time to penetrate deeper and to see what goes on in the very soul of
the mathematician. For this, I believe, I can do best by recalling memories
of my own. But I shall limit myself to telling how I wrote my first memoir
on Fuchsian functions. I beg the reader's pardon; I am about to use some
technical expressions, but they need not frighten him, for he is not obliged
to understand them. I shall say, for example, that I have found the
demonstration of such a theorem under such circumstances. This theorem
will have a barbarous name, unfamiliar to many, but that is unimportant;
what is of interest for the psychologist is not the theorem but the
circumstances.
worthy of being studied are those which, by their analogy with other facts,
are capable of leading us to the knowledge of a mathematical law just as
experimental facts lead us to the knowledge of a physical law. They are
those which reveal to us unsuspected kinship between other facts, long
known, but wrongly believed to be strangers to one another.
Among chosen combinations the most fertile will often be those formed
of elements drawn from domains which are far apart. Not that I mean as
sufficing for invention the bringing together of objects as disparate as
possible; most combinations so formed would be entirely sterile. But certain
among them, very rare, are the most fruitful of all.
To invent, I have said, is to choose; but the word is perhaps not wholly
exact. It makes one think of a purchaser before whom are displayed a large
number of samples, and who examines them, one after the other, to make a
choice. Here the samples would be so numerous that a whole lifetime would
not suffice to examine them. This is not the actual state of things. The
sterile combinations do not even present themselves to the mind of the
inventor. Never in the field of his consciousness do combinations appear
that are not really useful, except some that he rejects but which have to
some extent the characteristics of useful combinations. All goes on as if the
inventor were an examiner for the second degree who would only have to
question the candidates who had passed a previous examination.
But what I have hitherto said is what may be observed or inferred in
reading the writings of the geometers, reading reflectively.
It is time to penetrate deeper and to see what goes on in the very soul of
the mathematician. For this, I believe, I can do best by recalling memories
of my own. But I shall limit myself to telling how I wrote my first memoir
on Fuchsian functions. I beg the reader's pardon; I am about to use some
technical expressions, but they need not frighten him, for he is not obliged
to understand them. I shall say, for example, that I have found the
demonstration of such a theorem under such circumstances. This theorem
will have a barbarous name, unfamiliar to many, but that is unimportant;
what is of interest for the psychologist is not the theorem but the
circumstances.
Page 386
For fifteen days I strove to prove that there could not be any functions
like those I have since called Fuchsian functions. I was then very ignorant;
every day I seated myself at my work table, stayed an hour or two, tried a
great number of combinations and reached no results. One evening,
contrary to my custom, I drank black coffee and could not sleep. Ideas rose
in crowds; I felt them collide until pairs interlocked, so to speak, making a
stable combination. By the next morning I had established the existence of a
class of Fuchsian functions, those which come from the hypergeometric
series; I had only to write out the results, which took but a few hours.
Then I wanted to represent these functions by the quotient of two series;
this idea was perfectly conscious and deliberate, the analogy with elliptic
functions guided me. I asked myself what properties these series must have
if they existed, and I succeeded without difficulty in forming the series I
have called theta-Fuchsian.
Just at this time I left Caen, where I was then living, to go on a geologic
excursion under the auspices of the school of mines. The changes of travel
made me forget my mathematical work. Having reached Coutances, we
entered an omnibus to go some place or other. At the moment when I put
my foot on the step the idea came to me, without anything in my former
thoughts seeming to have paved the way for it, that the transformations I
had used to define the Fuchsian functions were identical with those of non-
Euclidean geometry. I did not verify the idea; I should not have had time,
as, upon taking my seat in the omnibus, I went on with a conversation
already commenced, but I felt a perfect certainty. On my return to Caen, for
conscience' sake I verified the result at my leisure.
Then I turned my attention to the study of some arithmetical questions
apparently without much success and without a suspicion of any connection
with my preceding researches. Disgusted with my failure, I went to spend a
few days at the seaside, and thought of something else. One morning,
walking on the bluff, the idea came to me, with just the same characteristics
of brevity, suddenness and immediate certainty, that the arithmetic
transformations of indeterminate ternary quadratic forms were identical
with those of non-Euclidean geometry.
like those I have since called Fuchsian functions. I was then very ignorant;
every day I seated myself at my work table, stayed an hour or two, tried a
great number of combinations and reached no results. One evening,
contrary to my custom, I drank black coffee and could not sleep. Ideas rose
in crowds; I felt them collide until pairs interlocked, so to speak, making a
stable combination. By the next morning I had established the existence of a
class of Fuchsian functions, those which come from the hypergeometric
series; I had only to write out the results, which took but a few hours.
Then I wanted to represent these functions by the quotient of two series;
this idea was perfectly conscious and deliberate, the analogy with elliptic
functions guided me. I asked myself what properties these series must have
if they existed, and I succeeded without difficulty in forming the series I
have called theta-Fuchsian.
Just at this time I left Caen, where I was then living, to go on a geologic
excursion under the auspices of the school of mines. The changes of travel
made me forget my mathematical work. Having reached Coutances, we
entered an omnibus to go some place or other. At the moment when I put
my foot on the step the idea came to me, without anything in my former
thoughts seeming to have paved the way for it, that the transformations I
had used to define the Fuchsian functions were identical with those of non-
Euclidean geometry. I did not verify the idea; I should not have had time,
as, upon taking my seat in the omnibus, I went on with a conversation
already commenced, but I felt a perfect certainty. On my return to Caen, for
conscience' sake I verified the result at my leisure.
Then I turned my attention to the study of some arithmetical questions
apparently without much success and without a suspicion of any connection
with my preceding researches. Disgusted with my failure, I went to spend a
few days at the seaside, and thought of something else. One morning,
walking on the bluff, the idea came to me, with just the same characteristics
of brevity, suddenness and immediate certainty, that the arithmetic
transformations of indeterminate ternary quadratic forms were identical
with those of non-Euclidean geometry.
Page 387
Returned to Caen, I meditated on this result and deduced the
consequences. The example of quadratic forms showed me that there were
Fuchsian groups other than those corresponding to the hypergeometric
series; I saw that I could apply to them the theory of theta-Fuchsian series
and that consequently there existed Fuchsian functions other than those
from the hypergeometric series, the ones I then knew. Naturally I set myself
to form all these functions. I made a systematic attack upon them and
carried all the outworks, one after another. There was one however that still
held out, whose fall would involve that of the whole place. But all my
efforts only served at first the better to show me the difficulty, which indeed
was something. All this work was perfectly conscious.
Thereupon I left for Mont-Valérien, where I was to go through my
military service; so I was very differently occupied. One day, going along
the street, the solution of the difficulty which had stopped me suddenly
appeared to me. I did not try to go deep into it immediately, and only after
my service did I again take up the question. I had all the elements and had
only to arrange them and put them together. So I wrote out my final memoir
at a single stroke and without difficulty.
I shall limit myself to this single example; it is useless to multiply them.
In regard to my other researches I would have to say analogous things, and
the observations of other mathematicians given in L'enseignement
mathématique would only confirm them.
Most striking at first is this appearance of sudden illumination, a manifest
sign of long, unconscious prior work. The rôle of this unconscious work in
mathematical invention appears to me incontestable, and traces of it would
be found in other cases where it is less evident. Often when one works at a
hard question, nothing good is accomplished at the first attack. Then one
takes a rest, longer or shorter, and sits down anew to the work. During the
first half-hour, as before, nothing is found, and then all of a sudden the
decisive idea presents itself to the mind. It might be said that the conscious
work has been more fruitful because it has been interrupted and the rest has
given back to the mind its force and freshness. But it is more probable that
this rest has been filled out with unconscious work and that the result of this
work has afterward revealed itself to the geometer just as in the cases I have
cited; only the revelation, instead of coming during a walk or a journey, has
consequences. The example of quadratic forms showed me that there were
Fuchsian groups other than those corresponding to the hypergeometric
series; I saw that I could apply to them the theory of theta-Fuchsian series
and that consequently there existed Fuchsian functions other than those
from the hypergeometric series, the ones I then knew. Naturally I set myself
to form all these functions. I made a systematic attack upon them and
carried all the outworks, one after another. There was one however that still
held out, whose fall would involve that of the whole place. But all my
efforts only served at first the better to show me the difficulty, which indeed
was something. All this work was perfectly conscious.
Thereupon I left for Mont-Valérien, where I was to go through my
military service; so I was very differently occupied. One day, going along
the street, the solution of the difficulty which had stopped me suddenly
appeared to me. I did not try to go deep into it immediately, and only after
my service did I again take up the question. I had all the elements and had
only to arrange them and put them together. So I wrote out my final memoir
at a single stroke and without difficulty.
I shall limit myself to this single example; it is useless to multiply them.
In regard to my other researches I would have to say analogous things, and
the observations of other mathematicians given in L'enseignement
mathématique would only confirm them.
Most striking at first is this appearance of sudden illumination, a manifest
sign of long, unconscious prior work. The rôle of this unconscious work in
mathematical invention appears to me incontestable, and traces of it would
be found in other cases where it is less evident. Often when one works at a
hard question, nothing good is accomplished at the first attack. Then one
takes a rest, longer or shorter, and sits down anew to the work. During the
first half-hour, as before, nothing is found, and then all of a sudden the
decisive idea presents itself to the mind. It might be said that the conscious
work has been more fruitful because it has been interrupted and the rest has
given back to the mind its force and freshness. But it is more probable that
this rest has been filled out with unconscious work and that the result of this
work has afterward revealed itself to the geometer just as in the cases I have
cited; only the revelation, instead of coming during a walk or a journey, has
Page 388
happened during a period of conscious work, but independently of this
work which plays at most a rôle of excitant, as if it were the goad
stimulating the results already reached during rest, but remaining
unconscious, to assume the conscious form.
There is another remark to be made about the conditions of this
unconscious work: it is possible, and of a certainty it is only fruitful, if it is
on the one hand preceded and on the other hand followed by a period of
conscious work. These sudden inspirations (and the examples already cited
sufficiently prove this) never happen except after some days of voluntary
effort which has appeared absolutely fruitless and whence nothing good
seems to have come, where the way taken seems totally astray. These
efforts then have not been as sterile as one thinks; they have set agoing the
unconscious machine and without them it would not have moved and would
have produced nothing.
The need for the second period of conscious work, after the inspiration, is
still easier to understand. It is necessary to put in shape the results of this
inspiration, to deduce from them the immediate consequences, to arrange
them, to word the demonstrations, but above all is verification necessary. I
have spoken of the feeling of absolute certitude accompanying the
inspiration; in the cases cited this feeling was no deceiver, nor is it usually.
But do not think this a rule without exception; often this feeling deceives us
without being any the less vivid, and we only find it out when we seek to
put on foot the demonstration. I have especially noticed this fact in regard
to ideas coming to me in the morning or evening in bed while in a semi-
hypnagogic state.
Such are the realities; now for the thoughts they force upon us. The
unconscious, or, as we say, the subliminal self plays an important rôle in
mathematical creation; this follows from what we have said. But usually the
subliminal self is considered as purely automatic. Now we have seen that
mathematical work is not simply mechanical, that it could not be done by a
machine, however perfect. It is not merely a question of applying rules, of
making the most combinations possible according to certain fixed laws. The
combinations so obtained would be exceedingly numerous, useless and
cumbersome. The true work of the inventor consists in choosing among
these combinations so as to eliminate the useless ones or rather to avoid the
work which plays at most a rôle of excitant, as if it were the goad
stimulating the results already reached during rest, but remaining
unconscious, to assume the conscious form.
There is another remark to be made about the conditions of this
unconscious work: it is possible, and of a certainty it is only fruitful, if it is
on the one hand preceded and on the other hand followed by a period of
conscious work. These sudden inspirations (and the examples already cited
sufficiently prove this) never happen except after some days of voluntary
effort which has appeared absolutely fruitless and whence nothing good
seems to have come, where the way taken seems totally astray. These
efforts then have not been as sterile as one thinks; they have set agoing the
unconscious machine and without them it would not have moved and would
have produced nothing.
The need for the second period of conscious work, after the inspiration, is
still easier to understand. It is necessary to put in shape the results of this
inspiration, to deduce from them the immediate consequences, to arrange
them, to word the demonstrations, but above all is verification necessary. I
have spoken of the feeling of absolute certitude accompanying the
inspiration; in the cases cited this feeling was no deceiver, nor is it usually.
But do not think this a rule without exception; often this feeling deceives us
without being any the less vivid, and we only find it out when we seek to
put on foot the demonstration. I have especially noticed this fact in regard
to ideas coming to me in the morning or evening in bed while in a semi-
hypnagogic state.
Such are the realities; now for the thoughts they force upon us. The
unconscious, or, as we say, the subliminal self plays an important rôle in
mathematical creation; this follows from what we have said. But usually the
subliminal self is considered as purely automatic. Now we have seen that
mathematical work is not simply mechanical, that it could not be done by a
machine, however perfect. It is not merely a question of applying rules, of
making the most combinations possible according to certain fixed laws. The
combinations so obtained would be exceedingly numerous, useless and
cumbersome. The true work of the inventor consists in choosing among
these combinations so as to eliminate the useless ones or rather to avoid the
Page 389
trouble of making them, and the rules which must guide this choice are
extremely fine and delicate. It is almost impossible to state them precisely;
they are felt rather than formulated. Under these conditions, how imagine a
sieve capable of applying them mechanically?
A first hypothesis now presents itself: the subliminal self is in no way
inferior to the conscious self; it is not purely automatic; it is capable of
discernment; it has tact, delicacy; it knows how to choose, to divine. What
do I say? It knows better how to divine than the conscious self, since it
succeeds where that has failed. In a word, is not the subliminal self superior
to the conscious self? You recognize the full importance of this question.
Boutroux in a recent lecture has shown how it came up on a very different
occasion, and what consequences would follow an affirmative answer. (See
also, by the same author, Science et Religion, pp. 313 ff.)
Is this affirmative answer forced upon us by the facts I have just given? I
confess that, for my part, I should hate to accept it. Reexamine the facts
then and see if they are not compatible with another explanation.
It is certain that the combinations which present themselves to the mind
in a sort of sudden illumination, after an unconscious working somewhat
prolonged, are generally useful and fertile combinations, which seem the
result of a first impression. Does it follow that the subliminal self, having
divined by a delicate intuition that these combinations would be useful, has
formed only these, or has it rather formed many others which were lacking
in interest and have remained unconscious?
In this second way of looking at it, all the combinations would be formed
in consequence of the automatism of the subliminal self, but only the
interesting ones would break into the domain of consciousness. And this is
still very mysterious. What is the cause that, among the thousand products
of our unconscious activity, some are called to pass the threshold, while
others remain below? Is it a simple chance which confers this privilege?
Evidently not; among all the stimuli of our senses, for example, only the
most intense fix our attention, unless it has been drawn to them by other
causes. More generally the privileged unconscious phenomena, those
susceptible of becoming conscious, are those which, directly or indirectly,
affect most profoundly our emotional sensibility.
extremely fine and delicate. It is almost impossible to state them precisely;
they are felt rather than formulated. Under these conditions, how imagine a
sieve capable of applying them mechanically?
A first hypothesis now presents itself: the subliminal self is in no way
inferior to the conscious self; it is not purely automatic; it is capable of
discernment; it has tact, delicacy; it knows how to choose, to divine. What
do I say? It knows better how to divine than the conscious self, since it
succeeds where that has failed. In a word, is not the subliminal self superior
to the conscious self? You recognize the full importance of this question.
Boutroux in a recent lecture has shown how it came up on a very different
occasion, and what consequences would follow an affirmative answer. (See
also, by the same author, Science et Religion, pp. 313 ff.)
Is this affirmative answer forced upon us by the facts I have just given? I
confess that, for my part, I should hate to accept it. Reexamine the facts
then and see if they are not compatible with another explanation.
It is certain that the combinations which present themselves to the mind
in a sort of sudden illumination, after an unconscious working somewhat
prolonged, are generally useful and fertile combinations, which seem the
result of a first impression. Does it follow that the subliminal self, having
divined by a delicate intuition that these combinations would be useful, has
formed only these, or has it rather formed many others which were lacking
in interest and have remained unconscious?
In this second way of looking at it, all the combinations would be formed
in consequence of the automatism of the subliminal self, but only the
interesting ones would break into the domain of consciousness. And this is
still very mysterious. What is the cause that, among the thousand products
of our unconscious activity, some are called to pass the threshold, while
others remain below? Is it a simple chance which confers this privilege?
Evidently not; among all the stimuli of our senses, for example, only the
most intense fix our attention, unless it has been drawn to them by other
causes. More generally the privileged unconscious phenomena, those
susceptible of becoming conscious, are those which, directly or indirectly,
affect most profoundly our emotional sensibility.
Page 390
It may be surprising to see emotional sensibility invoked à propos of
mathematical demonstrations which, it would seem, can interest only the
intellect. This would be to forget the feeling of mathematical beauty, of the
harmony of numbers and forms, of geometric elegance. This is a true
esthetic feeling that all real mathematicians know, and surely it belongs to
emotional sensibility.
Now, what are the mathematic entities to which we attribute this
character of beauty and elegance, and which are capable of developing in us
a sort of esthetic emotion? They are those whose elements are harmoniously
disposed so that the mind without effort can embrace their totality while
realizing the details. This harmony is at once a satisfaction of our esthetic
needs and an aid to the mind, sustaining and guiding; And at the same time,
in putting under our eyes a well-ordered whole, it makes us foresee a
mathematical law. Now, as we have said above, the only mathematical facts
worthy of fixing our attention and capable of being useful are those which
can teach us a mathematical law. So that we reach the following conclusion:
The useful combinations are precisely the most beautiful, I mean those best
able to charm this special sensibility that all mathematicians know, but of
which the profane are so ignorant as often to be tempted to smile at it.
What happens then? Among the great numbers of combinations blindly
formed by the subliminal self, almost all are without interest and without
utility; but just for that reason they are also without effect upon the esthetic
sensibility. Consciousness will never know them; only certain ones are
harmonious, and, consequently, at once useful and beautiful. They will be
capable of touching this special sensibility of the geometer of which I have
just spoken, and which, once aroused, will call our attention to them, and
thus give them occasion to become conscious.
This is only a hypothesis, and yet here is an observation which may
confirm it: when a sudden illumination seizes upon the mind of the
mathematician, it usually happens that it does not deceive him, but it also
sometimes happens, as I have said, that it does not stand the test of
verification; well, we almost always notice that this false idea, had it been
true, would have gratified our natural feeling for mathematical elegance.
mathematical demonstrations which, it would seem, can interest only the
intellect. This would be to forget the feeling of mathematical beauty, of the
harmony of numbers and forms, of geometric elegance. This is a true
esthetic feeling that all real mathematicians know, and surely it belongs to
emotional sensibility.
Now, what are the mathematic entities to which we attribute this
character of beauty and elegance, and which are capable of developing in us
a sort of esthetic emotion? They are those whose elements are harmoniously
disposed so that the mind without effort can embrace their totality while
realizing the details. This harmony is at once a satisfaction of our esthetic
needs and an aid to the mind, sustaining and guiding; And at the same time,
in putting under our eyes a well-ordered whole, it makes us foresee a
mathematical law. Now, as we have said above, the only mathematical facts
worthy of fixing our attention and capable of being useful are those which
can teach us a mathematical law. So that we reach the following conclusion:
The useful combinations are precisely the most beautiful, I mean those best
able to charm this special sensibility that all mathematicians know, but of
which the profane are so ignorant as often to be tempted to smile at it.
What happens then? Among the great numbers of combinations blindly
formed by the subliminal self, almost all are without interest and without
utility; but just for that reason they are also without effect upon the esthetic
sensibility. Consciousness will never know them; only certain ones are
harmonious, and, consequently, at once useful and beautiful. They will be
capable of touching this special sensibility of the geometer of which I have
just spoken, and which, once aroused, will call our attention to them, and
thus give them occasion to become conscious.
This is only a hypothesis, and yet here is an observation which may
confirm it: when a sudden illumination seizes upon the mind of the
mathematician, it usually happens that it does not deceive him, but it also
sometimes happens, as I have said, that it does not stand the test of
verification; well, we almost always notice that this false idea, had it been
true, would have gratified our natural feeling for mathematical elegance.
Page 391
Thus it is this special esthetic sensibility which plays the rôle of the
delicate sieve of which I spoke, and that sufficiently explains why the one
lacking it will never be a real creator.
Yet all the difficulties have not disappeared. The conscious self is
narrowly limited, and as for the subliminal self we know not its limitations,
and this is why we are not too reluctant in supposing that it has been able in
a short time to make more different combinations than the whole life of a
conscious being could encompass. Yet these limitations exist. Is it likely
that it is able to form all the possible combinations, whose number would
frighten the imagination? Nevertheless that would seem necessary, because
if it produces only a small part of these combinations, and if it makes them
at random, there would be small chance that the good, the one we should
choose, would be found among them.
Perhaps we ought to seek the explanation in that preliminary period of
conscious work which always precedes all fruitful unconscious labor.
Permit me a rough comparison. Figure the future elements of our
combinations as something like the hooked atoms of Epicurus. During the
complete repose of the mind, these atoms are motionless, they are, so to
speak, hooked to the wall; so this complete rest may be indefinitely
prolonged without the atoms meeting, and consequently without any
combination between them.
On the other hand, during a period of apparent rest and unconscious
work, certain of them are detached from the wall and put in motion. They
flash in every direction through the space (I was about to say the room)
where they are enclosed, as would, for example, a swarm of gnats or, if you
prefer a more learned comparison, like the molecules of gas in the
kinematic theory of gases. Then their mutual impacts may produce new
combinations.
What is the rôle of the preliminary conscious work? It is evidently to
mobilize certain of these atoms, to unhook them from the wall and put them
in swing. We think we have done no good, because we have moved these
elements a thousand different ways in seeking to assemble them, and have
found no satisfactory aggregate. But, after this shaking up imposed upon
delicate sieve of which I spoke, and that sufficiently explains why the one
lacking it will never be a real creator.
Yet all the difficulties have not disappeared. The conscious self is
narrowly limited, and as for the subliminal self we know not its limitations,
and this is why we are not too reluctant in supposing that it has been able in
a short time to make more different combinations than the whole life of a
conscious being could encompass. Yet these limitations exist. Is it likely
that it is able to form all the possible combinations, whose number would
frighten the imagination? Nevertheless that would seem necessary, because
if it produces only a small part of these combinations, and if it makes them
at random, there would be small chance that the good, the one we should
choose, would be found among them.
Perhaps we ought to seek the explanation in that preliminary period of
conscious work which always precedes all fruitful unconscious labor.
Permit me a rough comparison. Figure the future elements of our
combinations as something like the hooked atoms of Epicurus. During the
complete repose of the mind, these atoms are motionless, they are, so to
speak, hooked to the wall; so this complete rest may be indefinitely
prolonged without the atoms meeting, and consequently without any
combination between them.
On the other hand, during a period of apparent rest and unconscious
work, certain of them are detached from the wall and put in motion. They
flash in every direction through the space (I was about to say the room)
where they are enclosed, as would, for example, a swarm of gnats or, if you
prefer a more learned comparison, like the molecules of gas in the
kinematic theory of gases. Then their mutual impacts may produce new
combinations.
What is the rôle of the preliminary conscious work? It is evidently to
mobilize certain of these atoms, to unhook them from the wall and put them
in swing. We think we have done no good, because we have moved these
elements a thousand different ways in seeking to assemble them, and have
found no satisfactory aggregate. But, after this shaking up imposed upon
Page 392
them by our will, these atoms do not return to their primitive rest. They
freely continue their dance.
Now, our will did not choose them at random; it pursued a perfectly
determined aim. The mobilized atoms are therefore not any atoms
whatsoever; they are those from which we might reasonably expect the
desired solution. Then the mobilized atoms undergo impacts which make
them enter into combinations among themselves or with other atoms at rest
which they struck against in their course. Again I beg pardon, my
comparison is very rough, but I scarcely know how otherwise to make my
thought understood.
However it may be, the only combinations that have a chance of forming
are those where at least one of the elements is one of those atoms freely
chosen by our will. Now, it is evidently among these that is found what I
called the good combination. Perhaps this is a way of lessening the
paradoxical in the original hypothesis.
Another observation. It never happens that the unconscious work gives us
the result of a somewhat long calculation all made, where we have only to
apply fixed rules. We might think the wholly automatic subliminal self
particularly apt for this sort of work, which is in a way exclusively
mechanical. It seems that thinking in the evening upon the factors of a
multiplication we might hope to find the product ready made upon our
awakening, or again that an algebraic calculation, for example a
verification, would be made unconsciously. Nothing of the sort, as
observation proves. All one may hope from these inspirations, fruits of
unconscious work, is a point of departure for such calculations. As for the
calculations themselves, they must be made in the second period of
conscious work, that which follows the inspiration, that in which one
verifies the results of this inspiration and deduces their consequences. The
rules of these calculations are strict and complicated. They require
discipline, attention, will, and therefore consciousness. In the subliminal
self, on the contrary, reigns what I should call liberty, if we might give this
name to the simple absence of discipline and to the disorder born of chance.
Only, this disorder itself permits unexpected combinations.
freely continue their dance.
Now, our will did not choose them at random; it pursued a perfectly
determined aim. The mobilized atoms are therefore not any atoms
whatsoever; they are those from which we might reasonably expect the
desired solution. Then the mobilized atoms undergo impacts which make
them enter into combinations among themselves or with other atoms at rest
which they struck against in their course. Again I beg pardon, my
comparison is very rough, but I scarcely know how otherwise to make my
thought understood.
However it may be, the only combinations that have a chance of forming
are those where at least one of the elements is one of those atoms freely
chosen by our will. Now, it is evidently among these that is found what I
called the good combination. Perhaps this is a way of lessening the
paradoxical in the original hypothesis.
Another observation. It never happens that the unconscious work gives us
the result of a somewhat long calculation all made, where we have only to
apply fixed rules. We might think the wholly automatic subliminal self
particularly apt for this sort of work, which is in a way exclusively
mechanical. It seems that thinking in the evening upon the factors of a
multiplication we might hope to find the product ready made upon our
awakening, or again that an algebraic calculation, for example a
verification, would be made unconsciously. Nothing of the sort, as
observation proves. All one may hope from these inspirations, fruits of
unconscious work, is a point of departure for such calculations. As for the
calculations themselves, they must be made in the second period of
conscious work, that which follows the inspiration, that in which one
verifies the results of this inspiration and deduces their consequences. The
rules of these calculations are strict and complicated. They require
discipline, attention, will, and therefore consciousness. In the subliminal
self, on the contrary, reigns what I should call liberty, if we might give this
name to the simple absence of discipline and to the disorder born of chance.
Only, this disorder itself permits unexpected combinations.
Page 393
I shall make a last remark: when above I made certain personal
observations, I spoke of a night of excitement when I worked in spite of
myself. Such cases are frequent, and it is not necessary that the abnormal
cerebral activity be caused by a physical excitant as in that I mentioned. It
seems, in such cases, that one is present at his own unconscious work, made
partially perceptible to the over-excited consciousness, yet without having
changed its nature. Then we vaguely comprehend what distinguishes the
two mechanisms or, if you wish, the working methods of the two egos. And
the psychologic observations I have been able thus to make seem to me to
confirm in their general outlines the views I have given.
Surely they have need of it, for they are and remain in spite of all very
hypothetical: the interest of the questions is so great that I do not repent of
having submitted them to the reader.
CHAPTER IV
Chance
I
"How dare we speak of the laws of chance? Is not chance the antithesis
of all law?" So says Bertrand at the beginning of his Calcul des
probabiltités. Probability is opposed to certitude; so it is what we do not
know and consequently it seems what we could not calculate. Here is at
least apparently a contradiction, and about it much has already been written.
And first, what is chance? The ancients distinguished between
phenomena seemingly obeying harmonious laws, established once for all,
and those which they attributed to chance; these were the ones
unpredictable because rebellious to all law. In each domain the precise laws
did not decide everything, they only drew limits between which chance
might act. In this conception the word chance had a precise and objective
meaning; what was chance for one was also chance for another and even for
the gods.
observations, I spoke of a night of excitement when I worked in spite of
myself. Such cases are frequent, and it is not necessary that the abnormal
cerebral activity be caused by a physical excitant as in that I mentioned. It
seems, in such cases, that one is present at his own unconscious work, made
partially perceptible to the over-excited consciousness, yet without having
changed its nature. Then we vaguely comprehend what distinguishes the
two mechanisms or, if you wish, the working methods of the two egos. And
the psychologic observations I have been able thus to make seem to me to
confirm in their general outlines the views I have given.
Surely they have need of it, for they are and remain in spite of all very
hypothetical: the interest of the questions is so great that I do not repent of
having submitted them to the reader.
CHAPTER IV
Chance
I
"How dare we speak of the laws of chance? Is not chance the antithesis
of all law?" So says Bertrand at the beginning of his Calcul des
probabiltités. Probability is opposed to certitude; so it is what we do not
know and consequently it seems what we could not calculate. Here is at
least apparently a contradiction, and about it much has already been written.
And first, what is chance? The ancients distinguished between
phenomena seemingly obeying harmonious laws, established once for all,
and those which they attributed to chance; these were the ones
unpredictable because rebellious to all law. In each domain the precise laws
did not decide everything, they only drew limits between which chance
might act. In this conception the word chance had a precise and objective
meaning; what was chance for one was also chance for another and even for
the gods.
Page 394
But this conception is not ours to-day. We have become absolute
determinists, and even those who want to reserve the rights of human free
will let determinism reign undividedly in the inorganic world at least. Every
phenomenon, however minute, has a cause; and a mind infinitely powerful,
infinitely well-informed about the laws of nature, could have foreseen it
from the beginning of the centuries. If such a mind existed, we could not
play with it at any game of chance; we should always lose.
In fact for it the word chance would not have any meaning, or rather
there would be no chance. It is because of our weakness and our ignorance
that the word has a meaning for us. And, even without going beyond our
feeble humanity, what is chance for the ignorant is not chance for the
scientist. Chance is only the measure of our ignorance. Fortuitous
phenomena are, by definition, those whose laws we do not know.
But is this definition altogether satisfactory? When the first Chaldean
shepherds followed with their eyes the movements of the stars, they knew
not as yet the laws of astronomy; would they have dreamed of saying that
the stars move at random? If a modern physicist studies a new phenomenon,
and if he discovers its law Tuesday, would he have said Monday that this
phenomenon was fortuitous? Moreover, do we not often invoke what
Bertrand calls the laws of chance, to predict a phenomenon? For example,
in the kinetic theory of gases we obtain the known laws of Mariotte and of
Gay-Lussac by means of the hypothesis that the velocities of the molecules
of gas vary irregularly, that is to say at random. All physicists will agree
that the observable laws would be much less simple if the velocities were
ruled by any simple elementary law whatsoever, if the molecules were, as
we say, organized, if they were subject to some discipline. It is due to
chance, that is to say, to our ignorance, that we can draw our conclusions;
and then if the word chance is simply synonymous with ignorance what
does that mean? Must we therefore translate as follows?
"You ask me to predict for you the phenomena about to happen. If,
unluckily, I knew the laws of these phenomena I could make the prediction
only by inextricable calculations and would have to renounce attempting to
answer you; but as I have the good fortune not to know them, I will answer
you at once. And what is most surprising, my answer will be right."
determinists, and even those who want to reserve the rights of human free
will let determinism reign undividedly in the inorganic world at least. Every
phenomenon, however minute, has a cause; and a mind infinitely powerful,
infinitely well-informed about the laws of nature, could have foreseen it
from the beginning of the centuries. If such a mind existed, we could not
play with it at any game of chance; we should always lose.
In fact for it the word chance would not have any meaning, or rather
there would be no chance. It is because of our weakness and our ignorance
that the word has a meaning for us. And, even without going beyond our
feeble humanity, what is chance for the ignorant is not chance for the
scientist. Chance is only the measure of our ignorance. Fortuitous
phenomena are, by definition, those whose laws we do not know.
But is this definition altogether satisfactory? When the first Chaldean
shepherds followed with their eyes the movements of the stars, they knew
not as yet the laws of astronomy; would they have dreamed of saying that
the stars move at random? If a modern physicist studies a new phenomenon,
and if he discovers its law Tuesday, would he have said Monday that this
phenomenon was fortuitous? Moreover, do we not often invoke what
Bertrand calls the laws of chance, to predict a phenomenon? For example,
in the kinetic theory of gases we obtain the known laws of Mariotte and of
Gay-Lussac by means of the hypothesis that the velocities of the molecules
of gas vary irregularly, that is to say at random. All physicists will agree
that the observable laws would be much less simple if the velocities were
ruled by any simple elementary law whatsoever, if the molecules were, as
we say, organized, if they were subject to some discipline. It is due to
chance, that is to say, to our ignorance, that we can draw our conclusions;
and then if the word chance is simply synonymous with ignorance what
does that mean? Must we therefore translate as follows?
"You ask me to predict for you the phenomena about to happen. If,
unluckily, I knew the laws of these phenomena I could make the prediction
only by inextricable calculations and would have to renounce attempting to
answer you; but as I have the good fortune not to know them, I will answer
you at once. And what is most surprising, my answer will be right."
Page 395
So it must well be that chance is something other than the name we give
our ignorance, that among phenomena whose causes are unknown to us we
must distinguish fortuitous phenomena about which the calculus of
probabilities will provisionally give information, from those which are not
fortuitous and of which we can say nothing so long as we shall not have
determined the laws governing them. For the fortuitous phenomena
themselves, it is clear that the information given us by the calculus of
probabilities will not cease to be true upon the day when these phenomena
shall be better known.
The director of a life insurance company does not know when each of the
insured will die, but he relies upon the calculus of probabilities and on the
law of great numbers, and he is not deceived, since he distributes dividends
to his stockholders. These dividends would not vanish if a very penetrating
and very indiscreet physician should, after the policies were signed, reveal
to the director the life chances of the insured. This doctor would dissipate
the ignorance of the director, but he would have no influence on the
dividends, which evidently are not an outcome of this ignorance.
II
To find a better definition of chance we must examine some of the facts
which we agree to regard as fortuitous, and to which the calculus of
probabilities seems to apply; we then shall investigate what are their
common characteristics.
The first example we select is that of unstable equilibrium; if a cone rests
upon its apex, we know well that it will fall, but we do not know toward
what side; it seems to us chance alone will decide. If the cone were
perfectly symmetric, if its axis were perfectly vertical, if it were acted upon
by no force other than gravity, it would not fall at all. But the least defect in
symmetry will make it lean slightly toward one side or the other, and if it
leans, however little, it will fall altogether toward that side. Even if the
symmetry were perfect, a very slight tremor, a breath of air could make it
incline some seconds of arc; this will be enough to determine its fall and
even the sense of its fall which will be that of the initial inclination.
our ignorance, that among phenomena whose causes are unknown to us we
must distinguish fortuitous phenomena about which the calculus of
probabilities will provisionally give information, from those which are not
fortuitous and of which we can say nothing so long as we shall not have
determined the laws governing them. For the fortuitous phenomena
themselves, it is clear that the information given us by the calculus of
probabilities will not cease to be true upon the day when these phenomena
shall be better known.
The director of a life insurance company does not know when each of the
insured will die, but he relies upon the calculus of probabilities and on the
law of great numbers, and he is not deceived, since he distributes dividends
to his stockholders. These dividends would not vanish if a very penetrating
and very indiscreet physician should, after the policies were signed, reveal
to the director the life chances of the insured. This doctor would dissipate
the ignorance of the director, but he would have no influence on the
dividends, which evidently are not an outcome of this ignorance.
II
To find a better definition of chance we must examine some of the facts
which we agree to regard as fortuitous, and to which the calculus of
probabilities seems to apply; we then shall investigate what are their
common characteristics.
The first example we select is that of unstable equilibrium; if a cone rests
upon its apex, we know well that it will fall, but we do not know toward
what side; it seems to us chance alone will decide. If the cone were
perfectly symmetric, if its axis were perfectly vertical, if it were acted upon
by no force other than gravity, it would not fall at all. But the least defect in
symmetry will make it lean slightly toward one side or the other, and if it
leans, however little, it will fall altogether toward that side. Even if the
symmetry were perfect, a very slight tremor, a breath of air could make it
incline some seconds of arc; this will be enough to determine its fall and
even the sense of its fall which will be that of the initial inclination.
Page 396
A very slight cause, which escapes us, determines a considerable effect
which we can not help seeing, and then we say this effect is due to chance.
If we could know exactly the laws of nature and the situation of the
universe at the initial instant, we should be able to predict exactly the
situation of this same universe at a subsequent instant. But even when the
natural laws should have no further secret for us, we could know the initial
situation only approximately. If that permits us to foresee the subsequent
situation with the same degree of approximation, this is all we require, we
say the phenomenon has been predicted, that it is ruled by laws. But this is
not always the case; it may happen that slight differences in the initial
conditions produce very great differences in the final phenomena; a slight
error in the former would make an enormous error in the latter. Prediction
becomes impossible and we have the fortuitous phenomenon.
Our second example will be very analogous to the first and we shall take
it from meteorology. Why have the meteorologists such difficulty in
predicting the weather with any certainty? Why do the rains, the tempests
themselves seem to us to come by chance, so that many persons find it quite
natural to pray for rain or shine, when they would think it ridiculous to pray
for an eclipse? We see that great perturbations generally happen in regions
where the atmosphere is in unstable equilibrium. The meteorologists are
aware that this equilibrium is unstable, that a cyclone is arising somewhere;
but where they can not tell; one-tenth of a degree more or less at any point,
and the cyclone bursts here and not there, and spreads its ravages over
countries it would have spared. This we could have foreseen if we had
known that tenth of a degree, but the observations were neither sufficiently
close nor sufficiently precise, and for this reason all seems due to the
agency of chance. Here again we find the same contrast between a very
slight cause, unappreciable to the observer, and important effects, which are
sometimes tremendous disasters.
Let us pass to another example, the distribution of the minor planets on
the zodiac. Their initial longitudes may have been any longitudes whatever;
but their mean motions were different and they have revolved for so long a
time that we may say they are now distributed at random along the zodiac.
Very slight initial differences between their distances from the sun, or, what
comes to the same thing, between their mean motions, have ended by
giving enormous differences between their present longitudes. An excess of
which we can not help seeing, and then we say this effect is due to chance.
If we could know exactly the laws of nature and the situation of the
universe at the initial instant, we should be able to predict exactly the
situation of this same universe at a subsequent instant. But even when the
natural laws should have no further secret for us, we could know the initial
situation only approximately. If that permits us to foresee the subsequent
situation with the same degree of approximation, this is all we require, we
say the phenomenon has been predicted, that it is ruled by laws. But this is
not always the case; it may happen that slight differences in the initial
conditions produce very great differences in the final phenomena; a slight
error in the former would make an enormous error in the latter. Prediction
becomes impossible and we have the fortuitous phenomenon.
Our second example will be very analogous to the first and we shall take
it from meteorology. Why have the meteorologists such difficulty in
predicting the weather with any certainty? Why do the rains, the tempests
themselves seem to us to come by chance, so that many persons find it quite
natural to pray for rain or shine, when they would think it ridiculous to pray
for an eclipse? We see that great perturbations generally happen in regions
where the atmosphere is in unstable equilibrium. The meteorologists are
aware that this equilibrium is unstable, that a cyclone is arising somewhere;
but where they can not tell; one-tenth of a degree more or less at any point,
and the cyclone bursts here and not there, and spreads its ravages over
countries it would have spared. This we could have foreseen if we had
known that tenth of a degree, but the observations were neither sufficiently
close nor sufficiently precise, and for this reason all seems due to the
agency of chance. Here again we find the same contrast between a very
slight cause, unappreciable to the observer, and important effects, which are
sometimes tremendous disasters.
Let us pass to another example, the distribution of the minor planets on
the zodiac. Their initial longitudes may have been any longitudes whatever;
but their mean motions were different and they have revolved for so long a
time that we may say they are now distributed at random along the zodiac.
Very slight initial differences between their distances from the sun, or, what
comes to the same thing, between their mean motions, have ended by
giving enormous differences between their present longitudes. An excess of
Page 397
the thousandth of a second in the daily mean motion will give in fact a
second in three years, a degree in ten thousand years, an entire
circumference in three or four million years, and what is that to the time
which has passed since the minor planets detached themselves from the
nebula of Laplace? Again therefore we see a slight cause and a great effect;
or better, slight differences in the cause and great differences in the effect.
The game of roulette does not take us as far as might seem from the
preceding example. Assume a needle to be turned on a pivot over a dial
divided into a hundred sectors alternately red and black. If it stops on a red
sector I win; if not, I lose. Evidently all depends upon the initial impulse I
give the needle. The needle will make, suppose, ten or twenty turns, but it
will stop sooner or not so soon, according as I shall have pushed it more or
less strongly. It suffices that the impulse vary only by a thousandth or a two
thousandth to make the needle stop over a black sector or over the
following red one. These are differences the muscular sense can not
distinguish and which elude even the most delicate instruments. So it is
impossible for me to foresee what the needle I have started will do, and this
is why my heart throbs and I hope everything from luck. The difference in
the cause is imperceptible, and the difference in the effect is for me of the
highest importance, since it means my whole stake.
III
Permit me, in this connection, a thought somewhat foreign to my subject.
Some years ago a philosopher said that the future is determined by the past,
but not the past by the future; or, in other words, from knowledge of the
present we could deduce the future, but not the past; because, said he, a
cause can have only one effect, while the same effect might be produced by
several different causes. It is clear no scientist can subscribe to this
conclusion. The laws of nature bind the antecedent to the consequent in
such a way that the antecedent is as well determined by the consequent as
the consequent by the antecedent. But whence came the error of this
philosopher? We know that in virtue of Carnot's principle physical
phenomena are irreversible and the world tends toward uniformity. When
two bodies of different temperature come in contact, the warmer gives up
heat to the colder; so we may foresee that the temperature will equalize. But
once equal, if asked about the anterior state, what can we answer? We might
second in three years, a degree in ten thousand years, an entire
circumference in three or four million years, and what is that to the time
which has passed since the minor planets detached themselves from the
nebula of Laplace? Again therefore we see a slight cause and a great effect;
or better, slight differences in the cause and great differences in the effect.
The game of roulette does not take us as far as might seem from the
preceding example. Assume a needle to be turned on a pivot over a dial
divided into a hundred sectors alternately red and black. If it stops on a red
sector I win; if not, I lose. Evidently all depends upon the initial impulse I
give the needle. The needle will make, suppose, ten or twenty turns, but it
will stop sooner or not so soon, according as I shall have pushed it more or
less strongly. It suffices that the impulse vary only by a thousandth or a two
thousandth to make the needle stop over a black sector or over the
following red one. These are differences the muscular sense can not
distinguish and which elude even the most delicate instruments. So it is
impossible for me to foresee what the needle I have started will do, and this
is why my heart throbs and I hope everything from luck. The difference in
the cause is imperceptible, and the difference in the effect is for me of the
highest importance, since it means my whole stake.
III
Permit me, in this connection, a thought somewhat foreign to my subject.
Some years ago a philosopher said that the future is determined by the past,
but not the past by the future; or, in other words, from knowledge of the
present we could deduce the future, but not the past; because, said he, a
cause can have only one effect, while the same effect might be produced by
several different causes. It is clear no scientist can subscribe to this
conclusion. The laws of nature bind the antecedent to the consequent in
such a way that the antecedent is as well determined by the consequent as
the consequent by the antecedent. But whence came the error of this
philosopher? We know that in virtue of Carnot's principle physical
phenomena are irreversible and the world tends toward uniformity. When
two bodies of different temperature come in contact, the warmer gives up
heat to the colder; so we may foresee that the temperature will equalize. But
once equal, if asked about the anterior state, what can we answer? We might
Page 398
say that one was warm and the other cold, but not be able to divine which
formerly was the warmer.
And yet in reality the temperatures will never reach perfect equality. The
difference of the temperatures only tends asymptotically toward zero. There
comes a moment when our thermometers are powerless to make it known.
But if we had thermometers a thousand times, a hundred thousand times as
sensitive, we should recognize that there still is a slight difference, and that
one of the bodies remains a little warmer than the other, and so we could
say this it is which formerly was much the warmer.
So then there are, contrary to what we found in the former examples,
great differences in cause and slight differences in effect. Flammarion once
imagined an observer going away from the earth with a velocity greater
than that of light; for him time would have changed sign. History would be
turned about, and Waterloo would precede Austerlitz. Well, for this
observer, effects and causes would be inverted; unstable equilibrium would
no longer be the exception. Because of the universal irreversibility, all
would seem to him to come out of a sort of chaos in unstable equilibrium.
All nature would appear to him delivered over to chance.
IV
Now for other examples where we shall see somewhat different
characteristics. Take first the kinetic theory of gases. How should we
picture a receptacle filled with gas? Innumerable molecules, moving at high
speeds, flash through this receptacle in every direction. At every instant
they strike against its walls or each other, and these collisions happen under
the most diverse conditions. What above all impresses us here is not the
littleness of the causes, but their complexity, and yet the former element is
still found here and plays an important rôle. If a molecule deviated right or
left from its trajectory, by a very small quantity, comparable to the radius of
action of the gaseous molecules, it would avoid a collision or sustain it
under different conditions, and that would vary the direction of its velocity
after the impact, perhaps by ninety degrees or by a hundred and eighty
degrees.
formerly was the warmer.
And yet in reality the temperatures will never reach perfect equality. The
difference of the temperatures only tends asymptotically toward zero. There
comes a moment when our thermometers are powerless to make it known.
But if we had thermometers a thousand times, a hundred thousand times as
sensitive, we should recognize that there still is a slight difference, and that
one of the bodies remains a little warmer than the other, and so we could
say this it is which formerly was much the warmer.
So then there are, contrary to what we found in the former examples,
great differences in cause and slight differences in effect. Flammarion once
imagined an observer going away from the earth with a velocity greater
than that of light; for him time would have changed sign. History would be
turned about, and Waterloo would precede Austerlitz. Well, for this
observer, effects and causes would be inverted; unstable equilibrium would
no longer be the exception. Because of the universal irreversibility, all
would seem to him to come out of a sort of chaos in unstable equilibrium.
All nature would appear to him delivered over to chance.
IV
Now for other examples where we shall see somewhat different
characteristics. Take first the kinetic theory of gases. How should we
picture a receptacle filled with gas? Innumerable molecules, moving at high
speeds, flash through this receptacle in every direction. At every instant
they strike against its walls or each other, and these collisions happen under
the most diverse conditions. What above all impresses us here is not the
littleness of the causes, but their complexity, and yet the former element is
still found here and plays an important rôle. If a molecule deviated right or
left from its trajectory, by a very small quantity, comparable to the radius of
action of the gaseous molecules, it would avoid a collision or sustain it
under different conditions, and that would vary the direction of its velocity
after the impact, perhaps by ninety degrees or by a hundred and eighty
degrees.
Page 399
And this is not all; we have just seen that it is necessary to deflect the
molecule before the clash by only an infinitesimal, to produce its deviation
after the collision by a finite quantity. If then the molecule undergoes two
successive shocks, it will suffice to deflect it before the first by an
infinitesimal of the second order, for it to deviate after the first encounter by
an infinitesimal of the first order, and after the second hit, by a finite
quantity. And the molecule will not undergo merely two shocks; it will
undergo a very great number per second. So that if the first shock has
multiplied the deviation by a very large number A, after n shocks it will be
multiplied by An. It will therefore become very great not merely because A
is large, that is to say because little causes produce big effects, but because
the exponent n is large, that is to say because the shocks are very numerous
and the causes very complex.
Take a second example. Why do the drops of rain in a shower seem to be
distributed at random? This is again because of the complexity of the causes
which determine their formation. Ions are distributed in the atmosphere. For
a long while they have been subjected to air-currents constantly changing,
they have been caught in very small whirlwinds, so that their final
distribution has no longer any relation to their initial distribution. Suddenly
the temperature falls, vapor condenses, and each of these ions becomes the
center of a drop of rain. To know what will be the distribution of these
drops and how many will fall on each paving-stone, it would not be
sufficient to know the initial situation of the ions, it would be necessary to
compute the effect of a thousand little capricious air-currents.
And again it is the same if we put grains of powder in suspension in
water. The vase is ploughed by currents whose law we know not, we only
know it is very complicated. At the end of a certain time the grains will be
distributed at random, that is to say uniformly, in the vase; and this is due
precisely to the complexity of these currents. If they obeyed some simple
law, if for example the vase revolved and the currents circulated around the
axis of the vase, describing circles, it would no longer be the same, since
each grain would retain its initial altitude and its initial distance from the
axis.
We should reach the same result in considering the mixing of two liquids
or of two fine-grained powders. And to take a grosser example, this is also
molecule before the clash by only an infinitesimal, to produce its deviation
after the collision by a finite quantity. If then the molecule undergoes two
successive shocks, it will suffice to deflect it before the first by an
infinitesimal of the second order, for it to deviate after the first encounter by
an infinitesimal of the first order, and after the second hit, by a finite
quantity. And the molecule will not undergo merely two shocks; it will
undergo a very great number per second. So that if the first shock has
multiplied the deviation by a very large number A, after n shocks it will be
multiplied by An. It will therefore become very great not merely because A
is large, that is to say because little causes produce big effects, but because
the exponent n is large, that is to say because the shocks are very numerous
and the causes very complex.
Take a second example. Why do the drops of rain in a shower seem to be
distributed at random? This is again because of the complexity of the causes
which determine their formation. Ions are distributed in the atmosphere. For
a long while they have been subjected to air-currents constantly changing,
they have been caught in very small whirlwinds, so that their final
distribution has no longer any relation to their initial distribution. Suddenly
the temperature falls, vapor condenses, and each of these ions becomes the
center of a drop of rain. To know what will be the distribution of these
drops and how many will fall on each paving-stone, it would not be
sufficient to know the initial situation of the ions, it would be necessary to
compute the effect of a thousand little capricious air-currents.
And again it is the same if we put grains of powder in suspension in
water. The vase is ploughed by currents whose law we know not, we only
know it is very complicated. At the end of a certain time the grains will be
distributed at random, that is to say uniformly, in the vase; and this is due
precisely to the complexity of these currents. If they obeyed some simple
law, if for example the vase revolved and the currents circulated around the
axis of the vase, describing circles, it would no longer be the same, since
each grain would retain its initial altitude and its initial distance from the
axis.
We should reach the same result in considering the mixing of two liquids
or of two fine-grained powders. And to take a grosser example, this is also
Page 400
what happens when we shuffle playing-cards. At each stroke the cards
undergo a permutation (analogous to that studied in the theory of
substitutions). What will happen? The probability of a particular
permutation (for example, that bringing to the nth place the card occupying
the ϕ(n)th place before the permutation) depends upon the player's habits.
But if this player shuffles the cards long enough, there will be a great
number of successive permutations, and the resulting final order will no
longer be governed by aught but chance; I mean to say that all possible
orders will be equally probable. It is to the great number of successive
permutations, that is to say to the complexity of the phenomenon, that this
result is due.
A final word about the theory of errors. Here it is that the causes are
complex and multiple. To how many snares is not the observer exposed,
even with the best instrument! He should apply himself to finding out the
largest and avoiding them. These are the ones giving birth to systematic
errors. But when he has eliminated those, admitting that he succeeds, there
remain many small ones which, their effects accumulating, may become
dangerous. Thence come the accidental errors; and we attribute them to
chance because their causes are too complicated and too numerous. Here
again we have only little causes, but each of them would produce only a
slight effect; it is by their union and their number that their effects become
formidable.
V
We may take still a third point of view, less important than the first two
and upon which I shall lay less stress. When we seek to foresee an event
and examine its antecedents, we strive to search into the anterior situation.
This could not be done for all parts of the universe and we are content to
know what is passing in the neighborhood of the point where the event
should occur, or what would appear to have some relation to it. An
examination can not be complete and we must know how to choose. But it
may happen that we have passed by circumstances which at first sight
seemed completely foreign to the foreseen happening, to which one would
never have dreamed of attributing any influence and which nevertheless,
contrary to all anticipation, come to play an important rôle.
undergo a permutation (analogous to that studied in the theory of
substitutions). What will happen? The probability of a particular
permutation (for example, that bringing to the nth place the card occupying
the ϕ(n)th place before the permutation) depends upon the player's habits.
But if this player shuffles the cards long enough, there will be a great
number of successive permutations, and the resulting final order will no
longer be governed by aught but chance; I mean to say that all possible
orders will be equally probable. It is to the great number of successive
permutations, that is to say to the complexity of the phenomenon, that this
result is due.
A final word about the theory of errors. Here it is that the causes are
complex and multiple. To how many snares is not the observer exposed,
even with the best instrument! He should apply himself to finding out the
largest and avoiding them. These are the ones giving birth to systematic
errors. But when he has eliminated those, admitting that he succeeds, there
remain many small ones which, their effects accumulating, may become
dangerous. Thence come the accidental errors; and we attribute them to
chance because their causes are too complicated and too numerous. Here
again we have only little causes, but each of them would produce only a
slight effect; it is by their union and their number that their effects become
formidable.
V
We may take still a third point of view, less important than the first two
and upon which I shall lay less stress. When we seek to foresee an event
and examine its antecedents, we strive to search into the anterior situation.
This could not be done for all parts of the universe and we are content to
know what is passing in the neighborhood of the point where the event
should occur, or what would appear to have some relation to it. An
examination can not be complete and we must know how to choose. But it
may happen that we have passed by circumstances which at first sight
seemed completely foreign to the foreseen happening, to which one would
never have dreamed of attributing any influence and which nevertheless,
contrary to all anticipation, come to play an important rôle.
Page 401
A man passes in the street going to his business; some one knowing the
business could have told why he started at such a time and went by such a
street. On the roof works a tiler. The contractor employing him could in a
certain measure foresee what he would do. But the passer-by scarcely thinks
of the tiler, nor the tiler of him; they seem to belong to two worlds
completely foreign to one another. And yet the tiler drops a tile which kills
the man, and we do not hesitate to say this is chance.
Our weakness forbids our considering the entire universe and makes us
cut it up into slices. We try to do this as little artificially as possible. And yet
it happens from time to time that two of these slices react upon each other.
The effects of this mutual action then seem to us to be due to chance.
Is this a third way of conceiving chance? Not always; in fact most often
we are carried back to the first or the second. Whenever two worlds usually
foreign to one another come thus to react upon each other, the laws of this
reaction must be very complex. On the other hand, a very slight change in
the initial conditions of these two worlds would have been sufficient for the
reaction not to have happened. How little was needed for the man to pass a
second later or the tiler to drop his tile a second sooner.
VI
All we have said still does not explain why chance obeys laws. Does the
fact that the causes are slight or complex suffice for our foreseeing, if not
their effects in each case, at least what their effects will be, on the average?
To answer this question we had better take up again some of the examples
already cited.
I shall begin with that of the roulette. I have said that the point where the
needle will stop depends upon the initial push given it. What is the
probability of this push having this or that value? I know nothing about it,
but it is difficult for me not to suppose that this probability is represented by
a continuous analytic function. The probability that the push is comprised
between α and α + ε will then be sensibly equal to the probability of its
being comprised between α + ε and α + 2ε, provided ε be very small. This is
a property common to all analytic functions. Minute variations of the
function are proportional to minute variations of the variable.
business could have told why he started at such a time and went by such a
street. On the roof works a tiler. The contractor employing him could in a
certain measure foresee what he would do. But the passer-by scarcely thinks
of the tiler, nor the tiler of him; they seem to belong to two worlds
completely foreign to one another. And yet the tiler drops a tile which kills
the man, and we do not hesitate to say this is chance.
Our weakness forbids our considering the entire universe and makes us
cut it up into slices. We try to do this as little artificially as possible. And yet
it happens from time to time that two of these slices react upon each other.
The effects of this mutual action then seem to us to be due to chance.
Is this a third way of conceiving chance? Not always; in fact most often
we are carried back to the first or the second. Whenever two worlds usually
foreign to one another come thus to react upon each other, the laws of this
reaction must be very complex. On the other hand, a very slight change in
the initial conditions of these two worlds would have been sufficient for the
reaction not to have happened. How little was needed for the man to pass a
second later or the tiler to drop his tile a second sooner.
VI
All we have said still does not explain why chance obeys laws. Does the
fact that the causes are slight or complex suffice for our foreseeing, if not
their effects in each case, at least what their effects will be, on the average?
To answer this question we had better take up again some of the examples
already cited.
I shall begin with that of the roulette. I have said that the point where the
needle will stop depends upon the initial push given it. What is the
probability of this push having this or that value? I know nothing about it,
but it is difficult for me not to suppose that this probability is represented by
a continuous analytic function. The probability that the push is comprised
between α and α + ε will then be sensibly equal to the probability of its
being comprised between α + ε and α + 2ε, provided ε be very small. This is
a property common to all analytic functions. Minute variations of the
function are proportional to minute variations of the variable.
Page 402
But we have assumed that an exceedingly slight variation of the push
suffices to change the color of the sector over which the needle finally
stops. From α to α + ε it is red, from α + ε to α + 2ε it is black; the
probability of each red sector is therefore the same as of the following
black, and consequently the total probability of red equals the total
probability of black.
The datum of the question is the analytic function representing the
probability of a particular initial push. But the theorem remains true
whatever be this datum, since it depends upon a property common to all
analytic functions. From this it follows finally that we no longer need the
datum.
What we have just said for the case of the roulette applies also to the
example of the minor planets. The zodiac may be regarded as an immense
roulette on which have been tossed many little balls with different initial
impulses varying according to some law. Their present distribution is
uniform and independent of this law, for the same reason as in the
preceding case. Thus we see why phenomena obey the laws of chance when
slight differences in the causes suffice to bring on great differences in the
effects. The probabilities of these slight differences may then be regarded as
proportional to these differences themselves, just because these differences
are minute, and the infinitesimal increments of a continuous function are
proportional to those of the variable.
Take an entirely different example, where intervenes especially the
complexity of the causes. Suppose a player shuffles a pack of cards. At each
shuffle he changes the order of the cards, and he may change them in many
ways. To simplify the exposition, consider only three cards. The cards
which before the shuffle occupied respectively the places 123, may after the
shuffle occupy the places
123, 231, 312, 321, 132, 213.
Each of these six hypotheses is possible and they have respectively for
probabilities:
p1, p2, p3, p4, p5, p6.
suffices to change the color of the sector over which the needle finally
stops. From α to α + ε it is red, from α + ε to α + 2ε it is black; the
probability of each red sector is therefore the same as of the following
black, and consequently the total probability of red equals the total
probability of black.
The datum of the question is the analytic function representing the
probability of a particular initial push. But the theorem remains true
whatever be this datum, since it depends upon a property common to all
analytic functions. From this it follows finally that we no longer need the
datum.
What we have just said for the case of the roulette applies also to the
example of the minor planets. The zodiac may be regarded as an immense
roulette on which have been tossed many little balls with different initial
impulses varying according to some law. Their present distribution is
uniform and independent of this law, for the same reason as in the
preceding case. Thus we see why phenomena obey the laws of chance when
slight differences in the causes suffice to bring on great differences in the
effects. The probabilities of these slight differences may then be regarded as
proportional to these differences themselves, just because these differences
are minute, and the infinitesimal increments of a continuous function are
proportional to those of the variable.
Take an entirely different example, where intervenes especially the
complexity of the causes. Suppose a player shuffles a pack of cards. At each
shuffle he changes the order of the cards, and he may change them in many
ways. To simplify the exposition, consider only three cards. The cards
which before the shuffle occupied respectively the places 123, may after the
shuffle occupy the places
123, 231, 312, 321, 132, 213.
Each of these six hypotheses is possible and they have respectively for
probabilities:
p1, p2, p3, p4, p5, p6.
Page 403
The sum of these six numbers equals 1; but this is all we know of them;
these six probabilities depend naturally upon the habits of the player which
we do not know.
At the second shuffle and the following, this will recommence, and under
the same conditions; I mean that p4 for example represents always the
probability that the three cards which occupied after the nth shuffle and
before the n + 1th the places 123, occupy the places 321 after the n + 1th
shuffle. And this remains true whatever be the number n, since the habits of
the player and his way of shuffling remain the same.
But if the number of shuffles is very great, the cards which before the
first shuffle occupied the places 123 may, after the last shuffle, occupy the
places
123, 231, 312, 321, 132, 213
and the probability of these six hypotheses will be sensibly the same and
equal to 1/6; and this will be true whatever be the numbers p1 ... p6 which
we do not know. The great number of shuffles, that is to say the complexity
of the causes, has produced uniformity.
This would apply without change if there were more than three cards, but
even with three cards the demonstration would be complicated; let it suffice
to give it for only two cards. Then we have only two possibilities 12, 21
with the probabilities p1 and p2 = 1 − p1.
Suppose n shuffles and suppose I win one franc if the cards are finally in
the initial order and lose one if they are finally inverted. Then, my
mathematical expectation will be (p1 − p2)n.
The difference p1 − p2 is certainly less than 1; so that if n is very great
my expectation will be zero; we need not learn p1 and p2 to be aware that
the game is equitable.
There would always be an exception if one of the numbers p1 and p2 was
equal to 1 and the other naught. Then it would not apply because our initial
hypotheses would be too simple.
these six probabilities depend naturally upon the habits of the player which
we do not know.
At the second shuffle and the following, this will recommence, and under
the same conditions; I mean that p4 for example represents always the
probability that the three cards which occupied after the nth shuffle and
before the n + 1th the places 123, occupy the places 321 after the n + 1th
shuffle. And this remains true whatever be the number n, since the habits of
the player and his way of shuffling remain the same.
But if the number of shuffles is very great, the cards which before the
first shuffle occupied the places 123 may, after the last shuffle, occupy the
places
123, 231, 312, 321, 132, 213
and the probability of these six hypotheses will be sensibly the same and
equal to 1/6; and this will be true whatever be the numbers p1 ... p6 which
we do not know. The great number of shuffles, that is to say the complexity
of the causes, has produced uniformity.
This would apply without change if there were more than three cards, but
even with three cards the demonstration would be complicated; let it suffice
to give it for only two cards. Then we have only two possibilities 12, 21
with the probabilities p1 and p2 = 1 − p1.
Suppose n shuffles and suppose I win one franc if the cards are finally in
the initial order and lose one if they are finally inverted. Then, my
mathematical expectation will be (p1 − p2)n.
The difference p1 − p2 is certainly less than 1; so that if n is very great
my expectation will be zero; we need not learn p1 and p2 to be aware that
the game is equitable.
There would always be an exception if one of the numbers p1 and p2 was
equal to 1 and the other naught. Then it would not apply because our initial
hypotheses would be too simple.
Page 404
What we have just seen applies not only to the mixing of cards, but to all
mixings, to those of powders and of liquids; and even to those of the
molecules of gases in the kinetic theory of gases.
To return to this theory, suppose for a moment a gas whose molecules can
not mutually clash, but may be deviated by hitting the insides of the vase
wherein the gas is confined. If the form of the vase is sufficiently complex
the distribution of the molecules and that of the velocities will not be long
in becoming uniform. But this will not be so if the vase is spherical or if it
has the shape of a cuboid. Why? Because in the first case the distance from
the center to any trajectory will remain constant; in the second case this will
be the absolute value of the angle of each trajectory with the faces of the
cuboid.
So we see what should be understood by conditions too simple; they are
those which conserve something, which leave an invariant remaining. Are
the differential equations of the problem too simple for us to apply the laws
of chance? This question would seem at first view to lack precise meaning;
now we know what it means. They are too simple if they conserve
something, if they admit a uniform integral. If something in the initial
conditions remains unchanged, it is clear the final situation can no longer be
independent of the initial situation.
We come finally to the theory of errors. We know not to what are due the
accidental errors, and precisely because we do not know, we are aware they
obey the law of Gauss. Such is the paradox. The explanation is nearly the
same as in the preceding cases. We need know only one thing: that the
errors are very numerous, that they are very slight, that each may be as well
negative as positive. What is the curve of probability of each of them? We
do not know; we only suppose it is symmetric. We prove then that the
resultant error will follow Gauss's law, and this resulting law is independent
of the particular laws which we do not know. Here again the simplicity of
the result is born of the very complexity of the data.
VII
But we are not through with paradoxes. I have just recalled the figment
of Flammarion, that of the man going quicker than light, for whom time
mixings, to those of powders and of liquids; and even to those of the
molecules of gases in the kinetic theory of gases.
To return to this theory, suppose for a moment a gas whose molecules can
not mutually clash, but may be deviated by hitting the insides of the vase
wherein the gas is confined. If the form of the vase is sufficiently complex
the distribution of the molecules and that of the velocities will not be long
in becoming uniform. But this will not be so if the vase is spherical or if it
has the shape of a cuboid. Why? Because in the first case the distance from
the center to any trajectory will remain constant; in the second case this will
be the absolute value of the angle of each trajectory with the faces of the
cuboid.
So we see what should be understood by conditions too simple; they are
those which conserve something, which leave an invariant remaining. Are
the differential equations of the problem too simple for us to apply the laws
of chance? This question would seem at first view to lack precise meaning;
now we know what it means. They are too simple if they conserve
something, if they admit a uniform integral. If something in the initial
conditions remains unchanged, it is clear the final situation can no longer be
independent of the initial situation.
We come finally to the theory of errors. We know not to what are due the
accidental errors, and precisely because we do not know, we are aware they
obey the law of Gauss. Such is the paradox. The explanation is nearly the
same as in the preceding cases. We need know only one thing: that the
errors are very numerous, that they are very slight, that each may be as well
negative as positive. What is the curve of probability of each of them? We
do not know; we only suppose it is symmetric. We prove then that the
resultant error will follow Gauss's law, and this resulting law is independent
of the particular laws which we do not know. Here again the simplicity of
the result is born of the very complexity of the data.
VII
But we are not through with paradoxes. I have just recalled the figment
of Flammarion, that of the man going quicker than light, for whom time
Page 405
changes sign. I said that for him all phenomena would seem due to chance.
That is true from a certain point of view, and yet all these phenomena at a
given moment would not be distributed in conformity with the laws of
chance, since the distribution would be the same as for us, who, seeing
them unfold harmoniously and without coming out of a primal chaos, do
not regard them as ruled by chance.
What does that mean? For Lumen, Flammarion's man, slight causes seem
to produce great effects; why do not things go on as for us when we think
we see grand effects due to little causes? Would not the same reasoning be
applicable in his case?
Let us return to the argument. When slight differences in the causes
produce vast differences in the effects, why are these effects distributed
according to the laws of chance? Suppose a difference of a millimeter in the
cause produces a difference of a kilometer in the effect. If I win in case the
effect corresponds to a kilometer bearing an even number, my probability of
winning will be 1/2. Why? Because to make that, the cause must correspond
to a millimeter with an even number. Now, according to all appearance, the
probability of the cause varying between certain limits will be proportional
to the distance apart of these limits, provided this distance be very small. If
this hypothesis were not admitted there would no longer be any way of
representing the probability by a continuous function.
What now will happen when great causes produce small effects? This is
the case where we should not attribute the phenomenon to chance and
where on the contrary Lumen would attribute it to chance. To a difference
of a kilometer in the cause would correspond a difference of a millimeter in
the effect. Would the probability of the cause being comprised between two
limits n kilometers apart still be proportional to n? We have no reason to
suppose so, since this distance, n kilometers, is great. But the probability
that the effect lies between two limits n millimeters apart will be precisely
the same, so it will not be proportional to n, even though this distance, n
millimeters, be small. There is no way therefore of representing the law of
probability of effects by a continuous curve. This curve, understand, may
remain continuous in the analytic sense of the word; to infinitesimal
variations of the abscissa will correspond infinitesimal variations of the
ordinate. But practically it will not be continuous, since very small
That is true from a certain point of view, and yet all these phenomena at a
given moment would not be distributed in conformity with the laws of
chance, since the distribution would be the same as for us, who, seeing
them unfold harmoniously and without coming out of a primal chaos, do
not regard them as ruled by chance.
What does that mean? For Lumen, Flammarion's man, slight causes seem
to produce great effects; why do not things go on as for us when we think
we see grand effects due to little causes? Would not the same reasoning be
applicable in his case?
Let us return to the argument. When slight differences in the causes
produce vast differences in the effects, why are these effects distributed
according to the laws of chance? Suppose a difference of a millimeter in the
cause produces a difference of a kilometer in the effect. If I win in case the
effect corresponds to a kilometer bearing an even number, my probability of
winning will be 1/2. Why? Because to make that, the cause must correspond
to a millimeter with an even number. Now, according to all appearance, the
probability of the cause varying between certain limits will be proportional
to the distance apart of these limits, provided this distance be very small. If
this hypothesis were not admitted there would no longer be any way of
representing the probability by a continuous function.
What now will happen when great causes produce small effects? This is
the case where we should not attribute the phenomenon to chance and
where on the contrary Lumen would attribute it to chance. To a difference
of a kilometer in the cause would correspond a difference of a millimeter in
the effect. Would the probability of the cause being comprised between two
limits n kilometers apart still be proportional to n? We have no reason to
suppose so, since this distance, n kilometers, is great. But the probability
that the effect lies between two limits n millimeters apart will be precisely
the same, so it will not be proportional to n, even though this distance, n
millimeters, be small. There is no way therefore of representing the law of
probability of effects by a continuous curve. This curve, understand, may
remain continuous in the analytic sense of the word; to infinitesimal
variations of the abscissa will correspond infinitesimal variations of the
ordinate. But practically it will not be continuous, since very small
Page 406
variations of the ordinate would not correspond to very small variations of
the abscissa. It would become impossible to trace the curve with an
ordinary pencil; that is what I mean.
So what must we conclude? Lumen has no right to say that the
probability of the cause (his cause, our effect) should be represented
necessarily by a continuous function. But then why have we this right? It is
because this state of unstable equilibrium which we have been calling initial
is itself only the final outcome of a long previous history. In the course of
this history complex causes have worked a great while: they have
contributed to produce the mixture of elements and they have tended to
make everything uniform at least within a small region; they have rounded
off the corners, smoothed down the hills and filled up the valleys. However
capricious and irregular may have been the primitive curve given over to
them, they have worked so much toward making it regular that finally they
deliver over to us a continuous curve. And this is why we may in all
confidence assume its continuity.
Lumen would not have the same reasons for such a conclusion. For him
complex causes would not seem agents of equalization and regularity, but
on the contrary would create only inequality and differentiation. He would
see a world more and more varied come forth from a sort of primitive
chaos. The changes he could observe would be for him unforeseen and
impossible to foresee. They would seem to him due to some caprice or
another; but this caprice would be quite different from our chance, since it
would be opposed to all law, while our chance still has its laws. All these
points call for lengthy explications, which perhaps would aid in the better
comprehension of the irreversibility of the universe.
VIII
We have sought to define chance, and now it is proper to put a question.
Has chance thus defined, in so far as this is possible, objectivity?
It may be questioned. I have spoken of very slight or very complex
causes. But what is very little for one may be very big for another, and what
seems very complex to one may seem simple to another. In part I have
already answered by saying precisely in what cases differential equations
the abscissa. It would become impossible to trace the curve with an
ordinary pencil; that is what I mean.
So what must we conclude? Lumen has no right to say that the
probability of the cause (his cause, our effect) should be represented
necessarily by a continuous function. But then why have we this right? It is
because this state of unstable equilibrium which we have been calling initial
is itself only the final outcome of a long previous history. In the course of
this history complex causes have worked a great while: they have
contributed to produce the mixture of elements and they have tended to
make everything uniform at least within a small region; they have rounded
off the corners, smoothed down the hills and filled up the valleys. However
capricious and irregular may have been the primitive curve given over to
them, they have worked so much toward making it regular that finally they
deliver over to us a continuous curve. And this is why we may in all
confidence assume its continuity.
Lumen would not have the same reasons for such a conclusion. For him
complex causes would not seem agents of equalization and regularity, but
on the contrary would create only inequality and differentiation. He would
see a world more and more varied come forth from a sort of primitive
chaos. The changes he could observe would be for him unforeseen and
impossible to foresee. They would seem to him due to some caprice or
another; but this caprice would be quite different from our chance, since it
would be opposed to all law, while our chance still has its laws. All these
points call for lengthy explications, which perhaps would aid in the better
comprehension of the irreversibility of the universe.
VIII
We have sought to define chance, and now it is proper to put a question.
Has chance thus defined, in so far as this is possible, objectivity?
It may be questioned. I have spoken of very slight or very complex
causes. But what is very little for one may be very big for another, and what
seems very complex to one may seem simple to another. In part I have
already answered by saying precisely in what cases differential equations
Page 407
become too simple for the laws of chance to remain applicable. But it is
fitting to examine the matter a little more closely, because we may take still
other points of view.
What means the phrase 'very slight'? To understand it we need only go
back to what has already been said. A difference is very slight, an interval is
very small, when within the limits of this interval the probability remains
sensibly constant. And why may this probability be regarded as constant
within a small interval? It is because we assume that the law of probability
is represented by a continuous curve, continuous not only in the analytic
sense, but practically continuous, as already explained. This means that it
not only presents no absolute hiatus, but that it has neither salients nor
reentrants too acute or too accentuated.
And what gives us the right to make this hypothesis? We have already
said it is because, since the beginning of the ages, there have always been
complex causes ceaselessly acting in the same way and making the world
tend toward uniformity without ever being able to turn back. These are the
causes which little by little have flattened the salients and filled up the
reentrants, and this is why our probability curves now show only gentle
undulations. In milliards of milliards of ages another step will have been
made toward uniformity, and these undulations will be ten times as gentle;
the radius of mean curvature of our curve will have become ten times as
great. And then such a length as seems to us to-day not very small, since on
our curve an arc of this length can not be regarded as rectilineal, should on
the contrary at that epoch be called very little, since the curvature will have
become ten times less and an arc of this length may be sensibly identified
with a sect.
Thus the phrase 'very slight' remains relative; but it is not relative to such
or such a man, it is relative to the actual state of the world. It will change its
meaning when the world shall have become more uniform, when all things
shall have blended still more. But then doubtless men can no longer live
and must give place to other beings—should I say far smaller or far larger?
So that our criterion, remaining true for all men, retains an objective sense.
And on the other hand what means the phrase 'very complex'? I have
already given one solution, but there are others. Complex causes we have
fitting to examine the matter a little more closely, because we may take still
other points of view.
What means the phrase 'very slight'? To understand it we need only go
back to what has already been said. A difference is very slight, an interval is
very small, when within the limits of this interval the probability remains
sensibly constant. And why may this probability be regarded as constant
within a small interval? It is because we assume that the law of probability
is represented by a continuous curve, continuous not only in the analytic
sense, but practically continuous, as already explained. This means that it
not only presents no absolute hiatus, but that it has neither salients nor
reentrants too acute or too accentuated.
And what gives us the right to make this hypothesis? We have already
said it is because, since the beginning of the ages, there have always been
complex causes ceaselessly acting in the same way and making the world
tend toward uniformity without ever being able to turn back. These are the
causes which little by little have flattened the salients and filled up the
reentrants, and this is why our probability curves now show only gentle
undulations. In milliards of milliards of ages another step will have been
made toward uniformity, and these undulations will be ten times as gentle;
the radius of mean curvature of our curve will have become ten times as
great. And then such a length as seems to us to-day not very small, since on
our curve an arc of this length can not be regarded as rectilineal, should on
the contrary at that epoch be called very little, since the curvature will have
become ten times less and an arc of this length may be sensibly identified
with a sect.
Thus the phrase 'very slight' remains relative; but it is not relative to such
or such a man, it is relative to the actual state of the world. It will change its
meaning when the world shall have become more uniform, when all things
shall have blended still more. But then doubtless men can no longer live
and must give place to other beings—should I say far smaller or far larger?
So that our criterion, remaining true for all men, retains an objective sense.
And on the other hand what means the phrase 'very complex'? I have
already given one solution, but there are others. Complex causes we have
Page 408
said produce a blend more and more intimate, but after how long a time will
this blend satisfy us? When will it have accumulated sufficient complexity?
When shall we have sufficiently shuffled the cards? If we mix two powders,
one blue, the other white, there comes a moment when the tint of the
mixture seems to us uniform because of the feebleness of our senses; it will
be uniform for the presbyte, forced to gaze from afar, before it will be so for
the myope. And when it has become uniform for all eyes, we still could
push back the limit by the use of instruments. There is no chance for any
man ever to discern the infinite variety which, if the kinetic theory is true,
hides under the uniform appearance of a gas. And yet if we accept Gouy's
ideas on the Brownian movement, does not the microscope seem on the
point of showing us something analogous?
This new criterion is therefore relative like the first; and if it retains an
objective character, it is because all men have approximately the same
senses, the power of their instruments is limited, and besides they use them
only exceptionally.
IX
It is just the same in the moral sciences and particularly in history. The
historian is obliged to make a choice among the events of the epoch he
studies; he recounts only those which seem to him the most important. He
therefore contents himself with relating the most momentous events of the
sixteenth century, for example, as likewise the most remarkable facts of the
seventeenth century. If the first suffice to explain the second, we say these
conform to the laws of history. But if a great event of the seventeenth
century should have for cause a small fact of the sixteenth century which no
history reports, which all the world has neglected, then we say this event is
due to chance. This word has therefore the same sense as in the physical
sciences; it means that slight causes have produced great effects.
The greatest bit of chance is the birth of a great man. It is only by chance
that meeting of two germinal cells, of different sex, containing precisely,
each on its side, the mysterious elements whose mutual reaction must
produce the genius. One will agree that these elements must be rare and that
their meeting is still more rare. How slight a thing it would have required to
deflect from its route the carrying spermatozoon. It would have sufficed to
this blend satisfy us? When will it have accumulated sufficient complexity?
When shall we have sufficiently shuffled the cards? If we mix two powders,
one blue, the other white, there comes a moment when the tint of the
mixture seems to us uniform because of the feebleness of our senses; it will
be uniform for the presbyte, forced to gaze from afar, before it will be so for
the myope. And when it has become uniform for all eyes, we still could
push back the limit by the use of instruments. There is no chance for any
man ever to discern the infinite variety which, if the kinetic theory is true,
hides under the uniform appearance of a gas. And yet if we accept Gouy's
ideas on the Brownian movement, does not the microscope seem on the
point of showing us something analogous?
This new criterion is therefore relative like the first; and if it retains an
objective character, it is because all men have approximately the same
senses, the power of their instruments is limited, and besides they use them
only exceptionally.
IX
It is just the same in the moral sciences and particularly in history. The
historian is obliged to make a choice among the events of the epoch he
studies; he recounts only those which seem to him the most important. He
therefore contents himself with relating the most momentous events of the
sixteenth century, for example, as likewise the most remarkable facts of the
seventeenth century. If the first suffice to explain the second, we say these
conform to the laws of history. But if a great event of the seventeenth
century should have for cause a small fact of the sixteenth century which no
history reports, which all the world has neglected, then we say this event is
due to chance. This word has therefore the same sense as in the physical
sciences; it means that slight causes have produced great effects.
The greatest bit of chance is the birth of a great man. It is only by chance
that meeting of two germinal cells, of different sex, containing precisely,
each on its side, the mysterious elements whose mutual reaction must
produce the genius. One will agree that these elements must be rare and that
their meeting is still more rare. How slight a thing it would have required to
deflect from its route the carrying spermatozoon. It would have sufficed to
Page 409
deflect it a tenth of a millimeter and Napoleon would not have been born
and the destinies of a continent would have been changed. No example can
better make us understand the veritable characteristics of chance.
One more word about the paradoxes brought out by the application of the
calculus of probabilities to the moral sciences. It has been proven that no
Chamber of Deputies will ever fail to contain a member of the opposition,
or at least such an event would be so improbable that we might without fear
wager the contrary, and bet a million against a sou.
Condorcet has striven to calculate how many jurors it would require to
make a judicial error practically impossible. If we had used the results of
this calculation, we should certainly have been exposed to the same
disappointments as in betting, on the faith of the calculus, that the
opposition would never be without a representative.
The laws of chance do not apply to these questions. If justice be not
always meted out to accord with the best reasons, it uses less than we think
the method of Bridoye. This is perhaps to be regretted, for then the system
of Condorcet would shield us from judicial errors.
What is the meaning of this? We are tempted to attribute facts of this
nature to chance because their causes are obscure; but this is not true
chance. The causes are unknown to us, it is true, and they are even
complex; but they are not sufficiently so, since they conserve something.
We have seen that this it is which distinguishes causes 'too simple.' When
men are brought together they no longer decide at random and
independently one of another; they influence one another. Multiplex causes
come into action. They worry men, dragging them to right or left, but one
thing there is they can not destroy, this is their Panurge flock-of-sheep
habits. And this is an invariant.
X
Difficulties are indeed involved in the application of the calculus of
probabilities to the exact sciences. Why are the decimals of a table of
logarithms, why are those of the number π distributed in accordance with
the laws of chance? Elsewhere I have already studied the question in so far
as it concerns logarithms, and there it is easy. It is clear that a slight
and the destinies of a continent would have been changed. No example can
better make us understand the veritable characteristics of chance.
One more word about the paradoxes brought out by the application of the
calculus of probabilities to the moral sciences. It has been proven that no
Chamber of Deputies will ever fail to contain a member of the opposition,
or at least such an event would be so improbable that we might without fear
wager the contrary, and bet a million against a sou.
Condorcet has striven to calculate how many jurors it would require to
make a judicial error practically impossible. If we had used the results of
this calculation, we should certainly have been exposed to the same
disappointments as in betting, on the faith of the calculus, that the
opposition would never be without a representative.
The laws of chance do not apply to these questions. If justice be not
always meted out to accord with the best reasons, it uses less than we think
the method of Bridoye. This is perhaps to be regretted, for then the system
of Condorcet would shield us from judicial errors.
What is the meaning of this? We are tempted to attribute facts of this
nature to chance because their causes are obscure; but this is not true
chance. The causes are unknown to us, it is true, and they are even
complex; but they are not sufficiently so, since they conserve something.
We have seen that this it is which distinguishes causes 'too simple.' When
men are brought together they no longer decide at random and
independently one of another; they influence one another. Multiplex causes
come into action. They worry men, dragging them to right or left, but one
thing there is they can not destroy, this is their Panurge flock-of-sheep
habits. And this is an invariant.
X
Difficulties are indeed involved in the application of the calculus of
probabilities to the exact sciences. Why are the decimals of a table of
logarithms, why are those of the number π distributed in accordance with
the laws of chance? Elsewhere I have already studied the question in so far
as it concerns logarithms, and there it is easy. It is clear that a slight
Page 410
difference of argument will give a slight difference of logarithm, but a great
difference in the sixth decimal of the logarithm. Always we find again the
same criterion.
But as for the number π, that presents more difficulties, and I have at the
moment nothing worth while to say.
There would be many other questions to resolve, had I wished to attack
them before solving that which I more specially set myself. When we reach
a simple result, when we find for example a round number, we say that such
a result can not be due to chance, and we seek, for its explanation, a non-
fortuitous cause. And in fact there is only a very slight probability that
among 10,000 numbers chance will give a round number; for example, the
number 10,000. This has only one chance in 10,000. But there is only one
chance in 10,000 for the occurrence of any other one number; and yet this
result will not astonish us, nor will it be hard for us to attribute it to chance;
and that simply because it will be less striking.
Is this a simple illusion of ours, or are there cases where this way of
thinking is legitimate? We must hope so, else were all science impossible.
When we wish to check a hypothesis, what do we do? We can not verify all
its consequences, since they would be infinite in number; we content
ourselves with verifying certain ones and if we succeed we declare the
hypothesis confirmed, because so much success could not be due to chance.
And this is always at bottom the same reasoning.
I can not completely justify it here, since it would take too much time;
but I may at least say that we find ourselves confronted by two hypotheses,
either a simple cause or that aggregate of complex causes we call chance.
We find it natural to suppose that the first should produce a simple result,
and then, if we find that simple result, the round number for example, it
seems more likely to us to be attributable to the simple cause which must
give it almost certainly, than to chance which could only give it once in
10,000 times. It will not be the same if we find a result which is not simple;
chance, it is true, will not give this more than once in 10,000 times; but
neither has the simple cause any more chance of producing it.
difference in the sixth decimal of the logarithm. Always we find again the
same criterion.
But as for the number π, that presents more difficulties, and I have at the
moment nothing worth while to say.
There would be many other questions to resolve, had I wished to attack
them before solving that which I more specially set myself. When we reach
a simple result, when we find for example a round number, we say that such
a result can not be due to chance, and we seek, for its explanation, a non-
fortuitous cause. And in fact there is only a very slight probability that
among 10,000 numbers chance will give a round number; for example, the
number 10,000. This has only one chance in 10,000. But there is only one
chance in 10,000 for the occurrence of any other one number; and yet this
result will not astonish us, nor will it be hard for us to attribute it to chance;
and that simply because it will be less striking.
Is this a simple illusion of ours, or are there cases where this way of
thinking is legitimate? We must hope so, else were all science impossible.
When we wish to check a hypothesis, what do we do? We can not verify all
its consequences, since they would be infinite in number; we content
ourselves with verifying certain ones and if we succeed we declare the
hypothesis confirmed, because so much success could not be due to chance.
And this is always at bottom the same reasoning.
I can not completely justify it here, since it would take too much time;
but I may at least say that we find ourselves confronted by two hypotheses,
either a simple cause or that aggregate of complex causes we call chance.
We find it natural to suppose that the first should produce a simple result,
and then, if we find that simple result, the round number for example, it
seems more likely to us to be attributable to the simple cause which must
give it almost certainly, than to chance which could only give it once in
10,000 times. It will not be the same if we find a result which is not simple;
chance, it is true, will not give this more than once in 10,000 times; but
neither has the simple cause any more chance of producing it.
Page 411
Page 412
BOOK II
MATHEMATICAL REASONING
CHAPTER I
The Relativity of Space
I
It is impossible to represent to oneself empty space; all our efforts to
imagine a pure space, whence should be excluded the changing images of
material objects, can result only in a representation where vividly colored
surfaces, for example, are replaced by lines of faint coloration, and we can
not go to the very end in this way without all vanishing and terminating in
nothingness. Thence comes the irreducible relativity of space.
Whoever speaks of absolute space uses a meaningless phrase. This is a
truth long proclaimed by all who have reflected upon the matter, but which
we are too often led to forget.
I am at a determinate point in Paris, place du Panthéon for instance, and I
say: I shall come back here to-morrow. If I be asked: Do you mean you will
return to the same point of space, I shall be tempted to answer: yes; and yet
I shall be wrong, since by to-morrow the earth will have journeyed hence,
carrying with it the place du Panthéon, which will have traveled over more
than two million kilometers. And if I tried to speak more precisely, I should
gain nothing, since our globe has run over these two million kilometers in
its motion with relation to the sun, while the sun in its turn is displaced with
reference to the Milky Way, while the Milky Way itself is doubtless in
motion without our being able to perceive its velocity. So that we are
MATHEMATICAL REASONING
CHAPTER I
The Relativity of Space
I
It is impossible to represent to oneself empty space; all our efforts to
imagine a pure space, whence should be excluded the changing images of
material objects, can result only in a representation where vividly colored
surfaces, for example, are replaced by lines of faint coloration, and we can
not go to the very end in this way without all vanishing and terminating in
nothingness. Thence comes the irreducible relativity of space.
Whoever speaks of absolute space uses a meaningless phrase. This is a
truth long proclaimed by all who have reflected upon the matter, but which
we are too often led to forget.
I am at a determinate point in Paris, place du Panthéon for instance, and I
say: I shall come back here to-morrow. If I be asked: Do you mean you will
return to the same point of space, I shall be tempted to answer: yes; and yet
I shall be wrong, since by to-morrow the earth will have journeyed hence,
carrying with it the place du Panthéon, which will have traveled over more
than two million kilometers. And if I tried to speak more precisely, I should
gain nothing, since our globe has run over these two million kilometers in
its motion with relation to the sun, while the sun in its turn is displaced with
reference to the Milky Way, while the Milky Way itself is doubtless in
motion without our being able to perceive its velocity. So that we are
Page 413
completely ignorant, and always shall be, of how much the place du
Panthéon is displaced in a day.
In sum, I meant to say: To-morrow I shall see again the dome and the
pediment of the Panthéon, and if there were no Panthéon my phrase would
be meaningless and space would vanish.
This is one of the most commonplace forms of the principle of the
relativity of space; but there is another, upon which Delbeuf has particularly
insisted. Suppose that in the night all the dimensions of the universe
become a thousand times greater: the world will have remained similar to
itself, giving to the word similitude the same meaning as in Euclid, Book
VI. Only what was a meter long will measure thenceforth a kilometer, what
was a millimeter long will become a meter. The bed whereon I lie and my
body itself will be enlarged in the same proportion.
When I awake to-morrow morning, what sensation shall I feel in
presence of such an astounding transformation? Well, I shall perceive
nothing at all. The most precise measurements will be incapable of
revealing to me anything of this immense convulsion, since the measures I
use will have varied precisely in the same proportion as the objects I seek to
measure. In reality, this convulsion exists only for those who reason as if
space were absolute. If I for a moment have reasoned as they do, it is the
better to bring out that their way of seeing implies contradiction. In fact it
would be better to say that, space being relative, nothing at all has
happened, which is why we have perceived nothing.
Has one the right, therefore, to say he knows the distance between two
points? No, since this distance could undergo enormous variations without
our being able to perceive them, provided the other distances have varied in
the same proportion. We have just seen that when I say: I shall be here to-
morrow, this does not mean: To-morrow I shall be at the same point of
space where I am to-day, but rather: To-morrow I shall be at the same
distance from the Panthéon as to-day. And we see that this statement is no
longer sufficient and that I should say: To-morrow and to-day my distance
from the Panthéon will be equal to the same number of times the height of
my body.
Panthéon is displaced in a day.
In sum, I meant to say: To-morrow I shall see again the dome and the
pediment of the Panthéon, and if there were no Panthéon my phrase would
be meaningless and space would vanish.
This is one of the most commonplace forms of the principle of the
relativity of space; but there is another, upon which Delbeuf has particularly
insisted. Suppose that in the night all the dimensions of the universe
become a thousand times greater: the world will have remained similar to
itself, giving to the word similitude the same meaning as in Euclid, Book
VI. Only what was a meter long will measure thenceforth a kilometer, what
was a millimeter long will become a meter. The bed whereon I lie and my
body itself will be enlarged in the same proportion.
When I awake to-morrow morning, what sensation shall I feel in
presence of such an astounding transformation? Well, I shall perceive
nothing at all. The most precise measurements will be incapable of
revealing to me anything of this immense convulsion, since the measures I
use will have varied precisely in the same proportion as the objects I seek to
measure. In reality, this convulsion exists only for those who reason as if
space were absolute. If I for a moment have reasoned as they do, it is the
better to bring out that their way of seeing implies contradiction. In fact it
would be better to say that, space being relative, nothing at all has
happened, which is why we have perceived nothing.
Has one the right, therefore, to say he knows the distance between two
points? No, since this distance could undergo enormous variations without
our being able to perceive them, provided the other distances have varied in
the same proportion. We have just seen that when I say: I shall be here to-
morrow, this does not mean: To-morrow I shall be at the same point of
space where I am to-day, but rather: To-morrow I shall be at the same
distance from the Panthéon as to-day. And we see that this statement is no
longer sufficient and that I should say: To-morrow and to-day my distance
from the Panthéon will be equal to the same number of times the height of
my body.
Page 414
But this is not all; I have supposed the dimensions of the world to vary,
but that at least the world remained always similar to itself. We might go
much further, and one of the most astonishing theories of modern physics
furnishes us the occasion.
According to Lorentz and Fitzgerald, all the bodies borne along in the
motion of the earth undergo a deformation.
This deformation is, in reality, very slight, since all dimensions parallel to
the movement of the earth diminish by a hundred millionth, while the
dimensions perpendicular to this movement are unchanged. But it matters
little that it is slight, that it exists suffices for the conclusion I am about to
draw. And besides, I have said it was slight, but in reality I know nothing
about it; I have myself been victim of the tenacious illusion which makes us
believe we conceive an absolute space; I have thought of the motion of the
earth in its elliptic orbit around the sun, and I have allowed thirty kilometers
as its velocity. But its real velocity (I mean, this time, not its absolute
velocity, which is meaningless, but its velocity with relation to the ether), I
do not know that, and have no means of knowing it: it is perhaps, 10, 100
times greater, and then the deformation will be 100, 10,000 times more.
Can we show this deformation? Evidently not; here is a cube with edge
one meter; in consequence of the earth's displacement it is deformed, one of
its edges, that parallel to the motion, becomes smaller, the others do not
change. If I wish to assure myself of it by aid of a meter measure, I shall
measure first one of the edges perpendicular to the motion and shall find
that my standard meter fits this edge exactly; and in fact neither of these
two lengths is changed, since both are perpendicular to the motion. Then I
wish to measure the other edge, that parallel to the motion; to do this I
displace my meter and turn it so as to apply it to the edge. But the meter,
having changed orientation and become parallel to the motion, has
undergone, in its turn, the deformation, so that though the edge be not a
meter long, it will fit exactly, I shall find out nothing.
You ask then of what use is the hypothesis of Lorentz and of Fitzgerald if
no experiment can permit of its verification? It is my exposition that has
been incomplete; I have spoken only of measurements that can be made
with a meter; but we can also measure a length by the time it takes light to
but that at least the world remained always similar to itself. We might go
much further, and one of the most astonishing theories of modern physics
furnishes us the occasion.
According to Lorentz and Fitzgerald, all the bodies borne along in the
motion of the earth undergo a deformation.
This deformation is, in reality, very slight, since all dimensions parallel to
the movement of the earth diminish by a hundred millionth, while the
dimensions perpendicular to this movement are unchanged. But it matters
little that it is slight, that it exists suffices for the conclusion I am about to
draw. And besides, I have said it was slight, but in reality I know nothing
about it; I have myself been victim of the tenacious illusion which makes us
believe we conceive an absolute space; I have thought of the motion of the
earth in its elliptic orbit around the sun, and I have allowed thirty kilometers
as its velocity. But its real velocity (I mean, this time, not its absolute
velocity, which is meaningless, but its velocity with relation to the ether), I
do not know that, and have no means of knowing it: it is perhaps, 10, 100
times greater, and then the deformation will be 100, 10,000 times more.
Can we show this deformation? Evidently not; here is a cube with edge
one meter; in consequence of the earth's displacement it is deformed, one of
its edges, that parallel to the motion, becomes smaller, the others do not
change. If I wish to assure myself of it by aid of a meter measure, I shall
measure first one of the edges perpendicular to the motion and shall find
that my standard meter fits this edge exactly; and in fact neither of these
two lengths is changed, since both are perpendicular to the motion. Then I
wish to measure the other edge, that parallel to the motion; to do this I
displace my meter and turn it so as to apply it to the edge. But the meter,
having changed orientation and become parallel to the motion, has
undergone, in its turn, the deformation, so that though the edge be not a
meter long, it will fit exactly, I shall find out nothing.
You ask then of what use is the hypothesis of Lorentz and of Fitzgerald if
no experiment can permit of its verification? It is my exposition that has
been incomplete; I have spoken only of measurements that can be made
with a meter; but we can also measure a length by the time it takes light to
Page 415
traverse it, on condition we suppose the velocity of light constant and
independent of direction. Lorentz could have accounted for the facts by
supposing the velocity of light greater in the direction of the earth's motion
than in the perpendicular direction. He preferred to suppose that the
velocity is the same in these different directions but that the bodies are
smaller in the one than in the other. If the wave surfaces of light had
undergone the same deformations as the material bodies we should never
have perceived the Lorentz-Fitzgerald deformation.
In either case, it is not a question of absolute magnitude, but of the
measure of this magnitude by means of some instrument; this instrument
may be a meter, or the path traversed by light; it is only the relation of the
magnitude to the instrument that we measure; and if this relation is altered,
we have no way of knowing whether it is the magnitude or the instrument
which has changed.
But what I wish to bring out is, that in this deformation the world has not
remained similar to itself; squares have become rectangles, circles ellipses,
spheres ellipsoids. And yet we have no way of knowing whether this
deformation be real.
Evidently one could go much further: in place of the Lorentz-Fitzgerald
deformation, whose laws are particularly simple, we could imagine any
deformation whatsoever. Bodies could be deformed according to any laws,
as complicated as we might wish, we never should notice it provided all
bodies without exception were deformed according to the same laws. In
saying, all bodies without exception, I include of course our own body and
the light rays emanating from different objects.
If we look at the world in one of those mirrors of complicated shape
which deform objects in a bizarre way, the mutual relations of the different
parts of this world would not be altered; if, in fact two real objects touch,
their images likewise seem to touch. Of course when we look in such a
mirror we see indeed the deformation, but this is because the real world
subsists alongside of its deformed image; and then even were this real
world hidden from us, something there is could not be hidden, ourself; we
could not cease to see, or at least to feel, our body and our limbs which
independent of direction. Lorentz could have accounted for the facts by
supposing the velocity of light greater in the direction of the earth's motion
than in the perpendicular direction. He preferred to suppose that the
velocity is the same in these different directions but that the bodies are
smaller in the one than in the other. If the wave surfaces of light had
undergone the same deformations as the material bodies we should never
have perceived the Lorentz-Fitzgerald deformation.
In either case, it is not a question of absolute magnitude, but of the
measure of this magnitude by means of some instrument; this instrument
may be a meter, or the path traversed by light; it is only the relation of the
magnitude to the instrument that we measure; and if this relation is altered,
we have no way of knowing whether it is the magnitude or the instrument
which has changed.
But what I wish to bring out is, that in this deformation the world has not
remained similar to itself; squares have become rectangles, circles ellipses,
spheres ellipsoids. And yet we have no way of knowing whether this
deformation be real.
Evidently one could go much further: in place of the Lorentz-Fitzgerald
deformation, whose laws are particularly simple, we could imagine any
deformation whatsoever. Bodies could be deformed according to any laws,
as complicated as we might wish, we never should notice it provided all
bodies without exception were deformed according to the same laws. In
saying, all bodies without exception, I include of course our own body and
the light rays emanating from different objects.
If we look at the world in one of those mirrors of complicated shape
which deform objects in a bizarre way, the mutual relations of the different
parts of this world would not be altered; if, in fact two real objects touch,
their images likewise seem to touch. Of course when we look in such a
mirror we see indeed the deformation, but this is because the real world
subsists alongside of its deformed image; and then even were this real
world hidden from us, something there is could not be hidden, ourself; we
could not cease to see, or at least to feel, our body and our limbs which
Page 416
have not been deformed and which continue to serve us as instruments of
measure.
But if we imagine our body itself deformed in the same way as if seen in
the mirror, these instruments of measure in their turn will fail us and the
deformation will no longer be ascertainable.
Consider in the same way two worlds images of one another; to each
object P of the world A corresponds in the world B an object P´, its image;
the coordinates of this image P´ are determinate functions of those of the
object P; moreover these functions may be any whatsoever; I only suppose
them chosen once for all. Between the position of P and that of P´ there is a
constant relation; what this relation is, matters not; enough that it be
constant.
Well, these two worlds will be indistinguishable one from the other. I
mean the first will be for its inhabitants what the second is for its. And so it
will be as long as the two worlds remain strangers to each other. Suppose
we lived in world A, we shall have constructed our science and in particular
our geometry; during this time the inhabitants of world B will have
constructed a science, and as their world is the image of ours, their
geometry will also be the image of ours or, better, it will be the same. But if
for us some day a window is opened upon world B, how we shall pity them:
"Poor things," we shall say, "they think they have made a geometry, but
what they call so is only a grotesque image of ours; their straights are all
twisted, their circles are humped, their spheres have capricious
inequalities." And we shall never suspect they say the same of us, and one
never will know who is right.
We see in how broad a sense should be understood the relativity of space;
space is in reality amorphous and the things which are therein alone give it
a form. What then should be thought of that direct intuition we should have
of the straight or of distance? So little have we intuition of distance in itself
that in the night, as we have said, a distance might become a thousand times
greater without our being able to perceive it, if all other distances had
undergone the same alteration. And even in a night the world B might be
substituted for the world A without our having any way of knowing it, and
measure.
But if we imagine our body itself deformed in the same way as if seen in
the mirror, these instruments of measure in their turn will fail us and the
deformation will no longer be ascertainable.
Consider in the same way two worlds images of one another; to each
object P of the world A corresponds in the world B an object P´, its image;
the coordinates of this image P´ are determinate functions of those of the
object P; moreover these functions may be any whatsoever; I only suppose
them chosen once for all. Between the position of P and that of P´ there is a
constant relation; what this relation is, matters not; enough that it be
constant.
Well, these two worlds will be indistinguishable one from the other. I
mean the first will be for its inhabitants what the second is for its. And so it
will be as long as the two worlds remain strangers to each other. Suppose
we lived in world A, we shall have constructed our science and in particular
our geometry; during this time the inhabitants of world B will have
constructed a science, and as their world is the image of ours, their
geometry will also be the image of ours or, better, it will be the same. But if
for us some day a window is opened upon world B, how we shall pity them:
"Poor things," we shall say, "they think they have made a geometry, but
what they call so is only a grotesque image of ours; their straights are all
twisted, their circles are humped, their spheres have capricious
inequalities." And we shall never suspect they say the same of us, and one
never will know who is right.
We see in how broad a sense should be understood the relativity of space;
space is in reality amorphous and the things which are therein alone give it
a form. What then should be thought of that direct intuition we should have
of the straight or of distance? So little have we intuition of distance in itself
that in the night, as we have said, a distance might become a thousand times
greater without our being able to perceive it, if all other distances had
undergone the same alteration. And even in a night the world B might be
substituted for the world A without our having any way of knowing it, and
Page 417
then the straight lines of yesterday would have ceased to be straight and we
should never notice.
One part of space is not by itself and in the absolute sense of the word
equal to another part of space; because if so it is for us, it would not be for
the dwellers in world B; and these have just as much right to reject our
opinion as we to condemn theirs.
I have elsewhere shown what are the consequences of these facts from
the viewpoint of the idea we should form of non-Euclidean geometry and
other analogous geometries; to that I do not care to return; and to-day I shall
take a somewhat different point of view.
II
If this intuition of distance, of direction, of the straight line, if this direct
intuition of space in a word does not exist, whence comes our belief that we
have it? If this is only an illusion, why is this illusion so tenacious? It is
proper to examine into this. We have said there is no direct intuition of size
and we can only arrive at the relation of this magnitude to our instruments
of measure. We should therefore not have been able to construct space if we
had not had an instrument to measure it; well, this instrument to which we
relate everything, which we use instinctively, it is our own body. It is in
relation to our body that we place exterior objects, and the only spatial
relations of these objects that we can represent are their relations to our
body. It is our body which serves us, so to speak, as system of axes of
coordinates.
For example, at an instant α, the presence of the object A is revealed to
me by the sense of sight; at another instant, β, the presence of another
object, B, is revealed to me by another sense, that of hearing or of touch, for
instance. I judge that this object B occupies the same place as the object A.
What does that mean? First that does not signify that these two objects
occupy, at two different moments, the same point of an absolute space,
which even if it existed would escape our cognition, since, between the
instants α and β, the solar system has moved and we can not know its
displacement. That means these two objects occupy the same relative
position with reference to our body.
should never notice.
One part of space is not by itself and in the absolute sense of the word
equal to another part of space; because if so it is for us, it would not be for
the dwellers in world B; and these have just as much right to reject our
opinion as we to condemn theirs.
I have elsewhere shown what are the consequences of these facts from
the viewpoint of the idea we should form of non-Euclidean geometry and
other analogous geometries; to that I do not care to return; and to-day I shall
take a somewhat different point of view.
II
If this intuition of distance, of direction, of the straight line, if this direct
intuition of space in a word does not exist, whence comes our belief that we
have it? If this is only an illusion, why is this illusion so tenacious? It is
proper to examine into this. We have said there is no direct intuition of size
and we can only arrive at the relation of this magnitude to our instruments
of measure. We should therefore not have been able to construct space if we
had not had an instrument to measure it; well, this instrument to which we
relate everything, which we use instinctively, it is our own body. It is in
relation to our body that we place exterior objects, and the only spatial
relations of these objects that we can represent are their relations to our
body. It is our body which serves us, so to speak, as system of axes of
coordinates.
For example, at an instant α, the presence of the object A is revealed to
me by the sense of sight; at another instant, β, the presence of another
object, B, is revealed to me by another sense, that of hearing or of touch, for
instance. I judge that this object B occupies the same place as the object A.
What does that mean? First that does not signify that these two objects
occupy, at two different moments, the same point of an absolute space,
which even if it existed would escape our cognition, since, between the
instants α and β, the solar system has moved and we can not know its
displacement. That means these two objects occupy the same relative
position with reference to our body.
Page 418
But even this, what does it mean? The impressions that have come to us
from these objects have followed paths absolutely different, the optic nerve
for the object A, the acoustic nerve for the object B. They have nothing in
common from the qualitative point of view. The representations we are able
to make of these two objects are absolutely heterogeneous, irreducible one
to the other. Only I know that to reach the object A I have just to extend the
right arm in a certain way; even when I abstain from doing it, I represent to
myself the muscular sensations and other analogous sensations which
would accompany this extension, and this representation is associated with
that of the object A.
Now, I likewise know I can reach the object B by extending my right arm
in the same manner, an extension accompanied by the same train of
muscular sensations. And when I say these two objects occupy the same
place, I mean nothing more.
I also know I could have reached the object A by another appropriate
motion of the left arm and I represent to myself the muscular sensations
which would have accompanied this movement; and by this same motion of
the left arm, accompanied by the same sensations, I likewise could have
reached the object B.
And that is very important, since thus I can defend myself against
dangers menacing me from the object A or the object B. With each of the
blows we can be hit, nature has associated one or more parries which permit
of our guarding ourselves. The same parry may respond to several strokes;
and so it is, for instance, that the same motion of the right arm would have
allowed us to guard at the instant α against the object A and at the instant β
against the object B. Just so, the same stroke can be parried in several ways,
and we have said, for instance, the object A could be reached indifferently
either by a certain movement of the right arm or by a certain movement of
the left arm.
All these parries have nothing in common except warding off the same
blow, and this it is, and nothing else, which is meant when we say they are
movements terminating at the same point of space. Just so, these objects, of
which we say they occupy the same point of space, have nothing in
common, except that the same parry guards against them.
from these objects have followed paths absolutely different, the optic nerve
for the object A, the acoustic nerve for the object B. They have nothing in
common from the qualitative point of view. The representations we are able
to make of these two objects are absolutely heterogeneous, irreducible one
to the other. Only I know that to reach the object A I have just to extend the
right arm in a certain way; even when I abstain from doing it, I represent to
myself the muscular sensations and other analogous sensations which
would accompany this extension, and this representation is associated with
that of the object A.
Now, I likewise know I can reach the object B by extending my right arm
in the same manner, an extension accompanied by the same train of
muscular sensations. And when I say these two objects occupy the same
place, I mean nothing more.
I also know I could have reached the object A by another appropriate
motion of the left arm and I represent to myself the muscular sensations
which would have accompanied this movement; and by this same motion of
the left arm, accompanied by the same sensations, I likewise could have
reached the object B.
And that is very important, since thus I can defend myself against
dangers menacing me from the object A or the object B. With each of the
blows we can be hit, nature has associated one or more parries which permit
of our guarding ourselves. The same parry may respond to several strokes;
and so it is, for instance, that the same motion of the right arm would have
allowed us to guard at the instant α against the object A and at the instant β
against the object B. Just so, the same stroke can be parried in several ways,
and we have said, for instance, the object A could be reached indifferently
either by a certain movement of the right arm or by a certain movement of
the left arm.
All these parries have nothing in common except warding off the same
blow, and this it is, and nothing else, which is meant when we say they are
movements terminating at the same point of space. Just so, these objects, of
which we say they occupy the same point of space, have nothing in
common, except that the same parry guards against them.
Page 419
Or, if you choose, imagine innumerable telegraph wires, some
centripetal, others centrifugal. The centripetal wires warn us of accidents
happening without; the centrifugal wires carry the reparation. Connections
are so established that when a centripetal wire is traversed by a current this
acts on a relay and so starts a current in one of the centrifugal wires, and
things are so arranged that several centripetal wires may act on the same
centrifugal wire if the same remedy suits several ills, and that a centripetal
wire may agitate different centrifugal wires, either simultaneously or in lieu
one of the other when the same ill may be cured by several remedies.
It is this complex system of associations, it is this table of distribution, so
to speak, which is all our geometry or, if you wish, all in our geometry that
is instinctive. What we call our intuition of the straight line or of distance is
the consciousness we have of these associations and of their imperious
character.
And it is easy to understand whence comes this imperious character
itself. An association will seem to us by so much the more indestructible as
it is more ancient. But these associations are not, for the most part,
conquests of the individual, since their trace is seen in the new-born babe:
they are conquests of the race. Natural selection had to bring about these
conquests by so much the more quickly as they were the more necessary.
On this account, those of which we speak must have been of the earliest
in date, since without them the defense of the organism would have been
impossible. From the time when the cellules were no longer merely
juxtaposed, but were called upon to give mutual aid, it was needful that a
mechanism organize analogous to what we have described, so that this aid
miss not its way, but forestall the peril.
When a frog is decapitated, and a drop of acid is placed on a point of its
skin, it seeks to wipe off the acid with the nearest foot, and, if this foot be
amputated, it sweeps it off with the foot of the opposite side. There we have
the double parry of which I have just spoken, allowing the combating of an
ill by a second remedy, if the first fails. And it is this multiplicity of parries,
and the resulting coordination, which is space.
We see to what depths of the unconscious we must descend to find the
first traces of these spatial associations, since only the inferior parts of the
centripetal, others centrifugal. The centripetal wires warn us of accidents
happening without; the centrifugal wires carry the reparation. Connections
are so established that when a centripetal wire is traversed by a current this
acts on a relay and so starts a current in one of the centrifugal wires, and
things are so arranged that several centripetal wires may act on the same
centrifugal wire if the same remedy suits several ills, and that a centripetal
wire may agitate different centrifugal wires, either simultaneously or in lieu
one of the other when the same ill may be cured by several remedies.
It is this complex system of associations, it is this table of distribution, so
to speak, which is all our geometry or, if you wish, all in our geometry that
is instinctive. What we call our intuition of the straight line or of distance is
the consciousness we have of these associations and of their imperious
character.
And it is easy to understand whence comes this imperious character
itself. An association will seem to us by so much the more indestructible as
it is more ancient. But these associations are not, for the most part,
conquests of the individual, since their trace is seen in the new-born babe:
they are conquests of the race. Natural selection had to bring about these
conquests by so much the more quickly as they were the more necessary.
On this account, those of which we speak must have been of the earliest
in date, since without them the defense of the organism would have been
impossible. From the time when the cellules were no longer merely
juxtaposed, but were called upon to give mutual aid, it was needful that a
mechanism organize analogous to what we have described, so that this aid
miss not its way, but forestall the peril.
When a frog is decapitated, and a drop of acid is placed on a point of its
skin, it seeks to wipe off the acid with the nearest foot, and, if this foot be
amputated, it sweeps it off with the foot of the opposite side. There we have
the double parry of which I have just spoken, allowing the combating of an
ill by a second remedy, if the first fails. And it is this multiplicity of parries,
and the resulting coordination, which is space.
We see to what depths of the unconscious we must descend to find the
first traces of these spatial associations, since only the inferior parts of the
Page 420
nervous system are involved. Why be astonished then at the resistance we
oppose to every attempt made to dissociate what so long has been
associated? Now, it is just this resistance that we call the evidence for the
geometric truths; this evidence is nothing but the repugnance we feel
toward breaking with very old habits which have always proved good.
III
The space so created is only a little space extending no farther than my
arm can reach; the intervention of the memory is necessary to push back its
limits. There are points which will remain out of my reach, whatever effort
I make to stretch forth my hand; if I were fastened to the ground like a
hydra polyp, for instance, which can only extend its tentacles, all these
points would be outside of space, since the sensations we could experience
from the action of bodies there situated, would be associated with the idea
of no movement allowing us to reach them, of no appropriate parry. These
sensations would not seem to us to have any spatial character and we should
not seek to localize them.
But we are not fixed to the ground like the lower animals; we can, if the
enemy be too far away, advance toward him first and extend the hand when
we are sufficiently near. This is still a parry, but a parry at long range. On
the other hand, it is a complex parry, and into the representation we make of
it enter the representation of the muscular sensations caused by the
movements of the legs, that of the muscular sensations caused by the final
movement of the arm, that of the sensations of the semicircular canals, etc.
We must, besides, represent to ourselves, not a complex of simultaneous
sensations, but a complex of successive sensations, following each other in
a determinate order, and this is why I have just said the intervention of
memory was necessary. Notice moreover that, to reach the same point, I
may approach nearer the mark to be attained, so as to have to stretch my
arm less. What more? It is not one, it is a thousand parries I can oppose to
the same danger. All these parries are made of sensations which may have
nothing in common and yet we regard them as defining the same point of
space, since they may respond to the same danger and are all associated
with the notion of this danger. It is the potentiality of warding off the same
stroke which makes the unity of these different parries, as it is the
possibility of being parried in the same way which makes the unity of the
oppose to every attempt made to dissociate what so long has been
associated? Now, it is just this resistance that we call the evidence for the
geometric truths; this evidence is nothing but the repugnance we feel
toward breaking with very old habits which have always proved good.
III
The space so created is only a little space extending no farther than my
arm can reach; the intervention of the memory is necessary to push back its
limits. There are points which will remain out of my reach, whatever effort
I make to stretch forth my hand; if I were fastened to the ground like a
hydra polyp, for instance, which can only extend its tentacles, all these
points would be outside of space, since the sensations we could experience
from the action of bodies there situated, would be associated with the idea
of no movement allowing us to reach them, of no appropriate parry. These
sensations would not seem to us to have any spatial character and we should
not seek to localize them.
But we are not fixed to the ground like the lower animals; we can, if the
enemy be too far away, advance toward him first and extend the hand when
we are sufficiently near. This is still a parry, but a parry at long range. On
the other hand, it is a complex parry, and into the representation we make of
it enter the representation of the muscular sensations caused by the
movements of the legs, that of the muscular sensations caused by the final
movement of the arm, that of the sensations of the semicircular canals, etc.
We must, besides, represent to ourselves, not a complex of simultaneous
sensations, but a complex of successive sensations, following each other in
a determinate order, and this is why I have just said the intervention of
memory was necessary. Notice moreover that, to reach the same point, I
may approach nearer the mark to be attained, so as to have to stretch my
arm less. What more? It is not one, it is a thousand parries I can oppose to
the same danger. All these parries are made of sensations which may have
nothing in common and yet we regard them as defining the same point of
space, since they may respond to the same danger and are all associated
with the notion of this danger. It is the potentiality of warding off the same
stroke which makes the unity of these different parries, as it is the
possibility of being parried in the same way which makes the unity of the
Page 421
strokes so different in kind, which may menace us from the same point of
space. It is this double unity which makes the individuality of each point of
space, and, in the notion of point, there is nothing else.
The space before considered, which might be called restricted space, was
referred to coordinate axes bound to my body; these axes were fixed, since
my body did not move and only my members were displaced. What are the
axes to which we naturally refer the extended space? that is to say the new
space just defined. We define a point by the sequence of movements to be
made to reach it, starting from a certain initial position of the body. The
axes are therefore fixed to this initial position of the body.
But the position I call initial may be arbitrarily chosen among all the
positions my body has successively occupied; if the memory more or less
unconscious of these successive positions is necessary for the genesis of the
notion of space, this memory may go back more or less far into the past.
Thence results in the definition itself of space a certain indetermination, and
it is precisely this indetermination which constitutes its relativity.
There is no absolute space, there is only space relative to a certain initial
position of the body. For a conscious being fixed to the ground like the
lower animals, and consequently knowing only restricted space, space
would still be relative (since it would have reference to his body), but this
being would not be conscious of this relativity, because the axes of
reference for this restricted space would be unchanging! Doubtless the rock
to which this being would be fettered would not be motionless, since it
would be carried along in the movement of our planet; for us consequently
these axes would change at each instant; but for him they would be
changeless. We have the faculty of referring our extended space now to the
position A of our body, considered as initial, again to the position B, which
it had some moments afterward, and which we are free to regard in its turn
as initial; we make therefore at each instant unconscious transformations of
coordinates. This faculty would be lacking in our imaginary being, and
from not having traveled, he would think space absolute. At every instant,
his system of axes would be imposed upon him; this system would have to
change greatly in reality, but for him it would be always the same, since it
would be always the only system. Quite otherwise is it with us, who at each
space. It is this double unity which makes the individuality of each point of
space, and, in the notion of point, there is nothing else.
The space before considered, which might be called restricted space, was
referred to coordinate axes bound to my body; these axes were fixed, since
my body did not move and only my members were displaced. What are the
axes to which we naturally refer the extended space? that is to say the new
space just defined. We define a point by the sequence of movements to be
made to reach it, starting from a certain initial position of the body. The
axes are therefore fixed to this initial position of the body.
But the position I call initial may be arbitrarily chosen among all the
positions my body has successively occupied; if the memory more or less
unconscious of these successive positions is necessary for the genesis of the
notion of space, this memory may go back more or less far into the past.
Thence results in the definition itself of space a certain indetermination, and
it is precisely this indetermination which constitutes its relativity.
There is no absolute space, there is only space relative to a certain initial
position of the body. For a conscious being fixed to the ground like the
lower animals, and consequently knowing only restricted space, space
would still be relative (since it would have reference to his body), but this
being would not be conscious of this relativity, because the axes of
reference for this restricted space would be unchanging! Doubtless the rock
to which this being would be fettered would not be motionless, since it
would be carried along in the movement of our planet; for us consequently
these axes would change at each instant; but for him they would be
changeless. We have the faculty of referring our extended space now to the
position A of our body, considered as initial, again to the position B, which
it had some moments afterward, and which we are free to regard in its turn
as initial; we make therefore at each instant unconscious transformations of
coordinates. This faculty would be lacking in our imaginary being, and
from not having traveled, he would think space absolute. At every instant,
his system of axes would be imposed upon him; this system would have to
change greatly in reality, but for him it would be always the same, since it
would be always the only system. Quite otherwise is it with us, who at each
Page 422
instant have many systems between which we may choose at will, on
condition of going back by memory more or less far into the past.
This is not all; restricted space would not be homogeneous; the different
points of this space could not be regarded as equivalent, since some could
be reached only at the cost of the greatest efforts, while others could be
easily attained. On the contrary, our extended space seems to us
homogeneous, and we say all its points are equivalent. What does that
mean?
If we start from a certain place A, we can, from this position, make
certain movements, M, characterized by a certain complex of muscular
sensations. But, starting from another position, B, we make movements M´
characterized by the same muscular sensations. Let a, then, be the situation
of a certain point of the body, the end of the index finger of the right hand
for example, in the initial position A, and b the situation of this same index
when, starting from this position A, we have made the motions M.
Afterwards, let a´ be the situation of this index in the position B, and b´ its
situation when, starting from the position B, we have made the motions M´.
Well, I am accustomed to say that the points of space a and b are related
to each other just as the points a´ and b´, and this simply means that the two
series of movements M and M´ are accompanied by the same muscular
sensations. And as I am conscious that, in passing from the position A to the
position B, my body has remained capable of the same movements, I know
there is a point of space related to the point a´ just as any point b is to the
point a, so that the two points a and a´ are equivalent. This is what is called
the homogeneity of space. And, at the same time, this is why space is
relative, since its properties remain the same whether it be referred to the
axes A or to the axes B. So that the relativity of space and its homogeneity
are one sole and same thing.
Now, if I wish to pass to the great space, which no longer serves only for
me, but where I may lodge the universe, I get there by an act of
imagination. I imagine how a giant would feel who could reach the planets
in a few steps; or, if you choose, what I myself should feel in presence of a
miniature world where these planets were replaced by little balls, while on
one of these little balls moved a liliputian I should call myself. But this act
condition of going back by memory more or less far into the past.
This is not all; restricted space would not be homogeneous; the different
points of this space could not be regarded as equivalent, since some could
be reached only at the cost of the greatest efforts, while others could be
easily attained. On the contrary, our extended space seems to us
homogeneous, and we say all its points are equivalent. What does that
mean?
If we start from a certain place A, we can, from this position, make
certain movements, M, characterized by a certain complex of muscular
sensations. But, starting from another position, B, we make movements M´
characterized by the same muscular sensations. Let a, then, be the situation
of a certain point of the body, the end of the index finger of the right hand
for example, in the initial position A, and b the situation of this same index
when, starting from this position A, we have made the motions M.
Afterwards, let a´ be the situation of this index in the position B, and b´ its
situation when, starting from the position B, we have made the motions M´.
Well, I am accustomed to say that the points of space a and b are related
to each other just as the points a´ and b´, and this simply means that the two
series of movements M and M´ are accompanied by the same muscular
sensations. And as I am conscious that, in passing from the position A to the
position B, my body has remained capable of the same movements, I know
there is a point of space related to the point a´ just as any point b is to the
point a, so that the two points a and a´ are equivalent. This is what is called
the homogeneity of space. And, at the same time, this is why space is
relative, since its properties remain the same whether it be referred to the
axes A or to the axes B. So that the relativity of space and its homogeneity
are one sole and same thing.
Now, if I wish to pass to the great space, which no longer serves only for
me, but where I may lodge the universe, I get there by an act of
imagination. I imagine how a giant would feel who could reach the planets
in a few steps; or, if you choose, what I myself should feel in presence of a
miniature world where these planets were replaced by little balls, while on
one of these little balls moved a liliputian I should call myself. But this act
Page 423
of imagination would be impossible for me had I not previously constructed
my restricted space and my extended space for my own use.
IV
Why now have all these spaces three dimensions? Go back to the "table
of distribution" of which we have spoken. We have on the one side the list
of the different possible dangers; designate them by A1, A2, etc.; and, on the
other side, the list of the different remedies which I shall call in the same
way B1, B2, etc. We have then connections between the contact studs or
push buttons of the first list and those of the second, so that when, for
instance, the announcer of danger A3 functions, it will put or may put in
action the relay corresponding to the parry B4.
As I have spoken above of centripetal or centrifugal wires, I fear lest one
see in all this, not a simple comparison, but a description of the nervous
system. Such is not my thought, and that for several reasons: first I should
not permit myself to put forth an opinion on the structure of the nervous
system which I do not know, while those who have studied it speak only
circumspectly; again because, despite my incompetence, I well know this
scheme would be too simplistic; and finally because on my list of parries,
some would figure very complex, which might even, in the case of
extended space, as we have seen above, consist of many steps followed by a
movement of the arm. It is not a question then of physical connection
between two real conductors but of psychologic association between two
series of sensations.
If A1 and A2 for instance are both associated with the parry B1, and if A1
is likewise associated with the parry B2, it will generally happen that A2
and B2 will also themselves be associated. If this fundamental law were not
generally true, there would exist only an immense confusion and there
would be nothing resembling a conception of space or a geometry. How in
fact have we defined a point of space. We have done it in two ways: it is on
the one hand the aggregate of announcers A in connection with the same
parry B; it is on the other hand the aggregate of parries B in connection with
the same announcer A. If our law was not true, we should say A1 and A2
correspond to the same point since they are both in connection with B1; but
we should likewise say they do not correspond to the same point, since A1
my restricted space and my extended space for my own use.
IV
Why now have all these spaces three dimensions? Go back to the "table
of distribution" of which we have spoken. We have on the one side the list
of the different possible dangers; designate them by A1, A2, etc.; and, on the
other side, the list of the different remedies which I shall call in the same
way B1, B2, etc. We have then connections between the contact studs or
push buttons of the first list and those of the second, so that when, for
instance, the announcer of danger A3 functions, it will put or may put in
action the relay corresponding to the parry B4.
As I have spoken above of centripetal or centrifugal wires, I fear lest one
see in all this, not a simple comparison, but a description of the nervous
system. Such is not my thought, and that for several reasons: first I should
not permit myself to put forth an opinion on the structure of the nervous
system which I do not know, while those who have studied it speak only
circumspectly; again because, despite my incompetence, I well know this
scheme would be too simplistic; and finally because on my list of parries,
some would figure very complex, which might even, in the case of
extended space, as we have seen above, consist of many steps followed by a
movement of the arm. It is not a question then of physical connection
between two real conductors but of psychologic association between two
series of sensations.
If A1 and A2 for instance are both associated with the parry B1, and if A1
is likewise associated with the parry B2, it will generally happen that A2
and B2 will also themselves be associated. If this fundamental law were not
generally true, there would exist only an immense confusion and there
would be nothing resembling a conception of space or a geometry. How in
fact have we defined a point of space. We have done it in two ways: it is on
the one hand the aggregate of announcers A in connection with the same
parry B; it is on the other hand the aggregate of parries B in connection with
the same announcer A. If our law was not true, we should say A1 and A2
correspond to the same point since they are both in connection with B1; but
we should likewise say they do not correspond to the same point, since A1
Page 424
would be in connection with B2 and the same would not be true of A2. This
would be a contradiction.
But, from another side, if the law were rigorously and always true, space
would be very different from what it is. We should have categories strongly
contrasted between which would be portioned out on the one hand the
announcers A, on the other hand the parries B; these categories would be
excessively numerous, but they would be entirely separated one from
another. Space would be composed of points very numerous, but discrete; it
would be discontinuous. There would be no reason for ranging these points
in one order rather than another, nor consequently for attributing to space
three dimensions.
But it is not so; permit me to resume for a moment the language of those
who already know geometry; this is quite proper since this is the language
best understood by those I wish to make understand me.
When I desire to parry the stroke, I seek to attain the point whence comes
this blow, but it suffices that I approach quite near. Then the parry B1 may
answer for A1 and for A2, if the point which corresponds to B1 is
sufficiently near both to that corresponding to A1 and to that corresponding
to A2. But it may happen that the point corresponding to another parry B2
may be sufficiently near to the point corresponding to A1 and not
sufficiently near the point corresponding to A2; so that the parry B2 may
answer for A1 without answering for A2. For one who does not yet know
geometry, this translates itself simply by a derogation of the law stated
above. And then things will happen thus:
Two parries B1 and B2 will be associated with the same warning A1 and
with a large number of warnings which we shall range in the same category
as A1 and which we shall make correspond to the same point of space. But
we may find warnings A2 which will be associated with B2 without being
associated with B1, and which in compensation will be associated with B3,
which B3 was not associated with A1, and so forth, so that we may write the
series
B1, A1, B2, A2, B3, A3, B4, A4,
would be a contradiction.
But, from another side, if the law were rigorously and always true, space
would be very different from what it is. We should have categories strongly
contrasted between which would be portioned out on the one hand the
announcers A, on the other hand the parries B; these categories would be
excessively numerous, but they would be entirely separated one from
another. Space would be composed of points very numerous, but discrete; it
would be discontinuous. There would be no reason for ranging these points
in one order rather than another, nor consequently for attributing to space
three dimensions.
But it is not so; permit me to resume for a moment the language of those
who already know geometry; this is quite proper since this is the language
best understood by those I wish to make understand me.
When I desire to parry the stroke, I seek to attain the point whence comes
this blow, but it suffices that I approach quite near. Then the parry B1 may
answer for A1 and for A2, if the point which corresponds to B1 is
sufficiently near both to that corresponding to A1 and to that corresponding
to A2. But it may happen that the point corresponding to another parry B2
may be sufficiently near to the point corresponding to A1 and not
sufficiently near the point corresponding to A2; so that the parry B2 may
answer for A1 without answering for A2. For one who does not yet know
geometry, this translates itself simply by a derogation of the law stated
above. And then things will happen thus:
Two parries B1 and B2 will be associated with the same warning A1 and
with a large number of warnings which we shall range in the same category
as A1 and which we shall make correspond to the same point of space. But
we may find warnings A2 which will be associated with B2 without being
associated with B1, and which in compensation will be associated with B3,
which B3 was not associated with A1, and so forth, so that we may write the
series
B1, A1, B2, A2, B3, A3, B4, A4,
Page 425
where each term is associated with the following and the preceding, but not
with the terms several places away.
Needless to add that each of the terms of these series is not isolated, but
forms part of a very numerous category of other warnings or of other
parries which have the same connections as it, and which may be regarded
as belonging to the same point of space.
The fundamental law, though admitting of exceptions, remains therefore
almost always true. Only, in consequence of these exceptions, these
categories, in place of being entirely separated, encroach partially one upon
another and mutually penetrate in a certain measure, so that space becomes
continuous.
On the other hand, the order in which these categories are to be ranged is
no longer arbitrary, and if we refer to the preceding series, we see it is
necessary to put B2 between A1 and A2 and consequently between B1 and
B3 and that we could not for instance put it between B3 and B4.
There is therefore an order in which are naturally arranged our categories
which correspond to the points of space, and experience teaches us that this
order presents itself under the form of a table of triple entry, and this is why
space has three dimensions.
V
So the characteristic property of space, that of having three dimensions,
is only a property of our table of distribution, an internal property of the
human intelligence, so to speak. It would suffice to destroy certain of these
connections, that is to say of the associations of ideas to give a different
table of distribution, and that might be enough for space to acquire a fourth
dimension.
Some persons will be astonished at such a result. The external world,
they will think, should count for something. If the number of dimensions
comes from the way we are made, there might be thinking beings living in
our world, but who might be made differently from us and who would
believe space has more or less than three dimensions. Has not M. de Cyon
said that the Japanese mice, having only two pair of semicircular canals,
with the terms several places away.
Needless to add that each of the terms of these series is not isolated, but
forms part of a very numerous category of other warnings or of other
parries which have the same connections as it, and which may be regarded
as belonging to the same point of space.
The fundamental law, though admitting of exceptions, remains therefore
almost always true. Only, in consequence of these exceptions, these
categories, in place of being entirely separated, encroach partially one upon
another and mutually penetrate in a certain measure, so that space becomes
continuous.
On the other hand, the order in which these categories are to be ranged is
no longer arbitrary, and if we refer to the preceding series, we see it is
necessary to put B2 between A1 and A2 and consequently between B1 and
B3 and that we could not for instance put it between B3 and B4.
There is therefore an order in which are naturally arranged our categories
which correspond to the points of space, and experience teaches us that this
order presents itself under the form of a table of triple entry, and this is why
space has three dimensions.
V
So the characteristic property of space, that of having three dimensions,
is only a property of our table of distribution, an internal property of the
human intelligence, so to speak. It would suffice to destroy certain of these
connections, that is to say of the associations of ideas to give a different
table of distribution, and that might be enough for space to acquire a fourth
dimension.
Some persons will be astonished at such a result. The external world,
they will think, should count for something. If the number of dimensions
comes from the way we are made, there might be thinking beings living in
our world, but who might be made differently from us and who would
believe space has more or less than three dimensions. Has not M. de Cyon
said that the Japanese mice, having only two pair of semicircular canals,
Page 426
believe that space is two-dimensional? And then this thinking being, if he is
capable of constructing a physics, would he not make a physics of two or of
four dimensions, and which in a sense would still be the same as ours, since
it would be the description of the same world in another language?
It seems in fact that it would be possible to translate our physics into the
language of geometry of four dimensions; to attempt this translation would
be to take great pains for little profit, and I shall confine myself to citing the
mechanics of Hertz where we have something analogous. However, it
seems that the translation would always be less simple than the text, and
that it would always have the air of a translation, that the language of three
dimensions seems the better fitted to the description of our world, although
this description can be rigorously made in another idiom. Besides, our table
of distribution was not made at random. There is connection between the
warning A1 and the parry B1, this is an internal property of our intelligence;
but why this connection? It is because the parry B1 affords means
effectively to guard against the danger A1; and this is a fact exterior to us,
this is a property of the exterior world. Our table of distribution is therefore
only the translation of an aggregate of exterior facts; if it has three
dimensions, this is because it has adapted itself to a world having certain
properties; and the chief of these properties is that there exist natural solids
whose displacements follow sensibly the laws we call laws of motion of
rigid solids. If therefore the language of three dimensions is that which
permits us most easily to describe our world, we should not be astonished;
this language is copied from our table of distribution; and it is in order to be
able to live in this world that this table has been established.
I have said we could conceive, living in our world, thinking beings
whose table of distribution would be four-dimensional and who
consequently would think in hyperspace. It is not certain however that such
beings, admitting they were born there, could live there and defend
themselves against the thousand dangers by which they would there be
assailed.
VI
A few remarks to end with. There is a striking contrast between the
roughness of this primitive geometry, reducible to what I call a table of
capable of constructing a physics, would he not make a physics of two or of
four dimensions, and which in a sense would still be the same as ours, since
it would be the description of the same world in another language?
It seems in fact that it would be possible to translate our physics into the
language of geometry of four dimensions; to attempt this translation would
be to take great pains for little profit, and I shall confine myself to citing the
mechanics of Hertz where we have something analogous. However, it
seems that the translation would always be less simple than the text, and
that it would always have the air of a translation, that the language of three
dimensions seems the better fitted to the description of our world, although
this description can be rigorously made in another idiom. Besides, our table
of distribution was not made at random. There is connection between the
warning A1 and the parry B1, this is an internal property of our intelligence;
but why this connection? It is because the parry B1 affords means
effectively to guard against the danger A1; and this is a fact exterior to us,
this is a property of the exterior world. Our table of distribution is therefore
only the translation of an aggregate of exterior facts; if it has three
dimensions, this is because it has adapted itself to a world having certain
properties; and the chief of these properties is that there exist natural solids
whose displacements follow sensibly the laws we call laws of motion of
rigid solids. If therefore the language of three dimensions is that which
permits us most easily to describe our world, we should not be astonished;
this language is copied from our table of distribution; and it is in order to be
able to live in this world that this table has been established.
I have said we could conceive, living in our world, thinking beings
whose table of distribution would be four-dimensional and who
consequently would think in hyperspace. It is not certain however that such
beings, admitting they were born there, could live there and defend
themselves against the thousand dangers by which they would there be
assailed.
VI
A few remarks to end with. There is a striking contrast between the
roughness of this primitive geometry, reducible to what I call a table of
Page 427
distribution, and the infinite precision of the geometers' geometry. And yet
this is born of that; but not of that alone; it must be made fecund by the
faculty we have of constructing mathematical concepts, such as that of
group, for instance; it was needful to seek among the pure concepts that
which best adapts itself to this rough space whose genesis I have sought to
explain and which is common to us and the higher animals.
The evidence for certain geometric postulates, we have said, is only our
repugnance to renouncing very old habits. But these postulates are infinitely
precise, while these habits have something about them essentially pliant.
When we wish to think, we need postulates infinitely precise, since this is
the only way to avoid contradiction; but among all the possible systems of
postulates, there are some we dislike to choose because they are not
sufficiently in accord with our habits; however pliant, however elastic they
may be, these have a limit of elasticity.
We see that if geometry is not an experimental science, it is a science
born apropos of experience; that we have created the space it studies, but
adapting it to the world wherein we live. We have selected the most
convenient space, but experience has guided our choice; as this choice has
been unconscious, we think it has been imposed upon us; some say
experience imposes it, others that we are born with our space ready made;
we see from the preceding considerations, what in these two opinions is the
part of truth, what of error.
In this progressive education whose outcome has been the construction of
space, it is very difficult to determine what is the part of the individual,
what the part of the race. How far could one of us, transported from birth to
an entirely different world, where were dominant, for instance, bodies
moving in conformity to the laws of motion of non-Euclidean solids,
renounce the ancestral space to build a space completely new?
The part of the race seems indeed preponderant; yet if to it we owe rough
space, the soft space I have spoken of, the space of the higher animals, is it
not to the unconscious experience of the individual we owe the infinitely
precise space of the geometer? This is a question not easy to solve. Yet we
cite a fact showing that the space our ancestors have bequeathed us still
retains a certain plasticity. Some hunters learn to shoot fish under water,
this is born of that; but not of that alone; it must be made fecund by the
faculty we have of constructing mathematical concepts, such as that of
group, for instance; it was needful to seek among the pure concepts that
which best adapts itself to this rough space whose genesis I have sought to
explain and which is common to us and the higher animals.
The evidence for certain geometric postulates, we have said, is only our
repugnance to renouncing very old habits. But these postulates are infinitely
precise, while these habits have something about them essentially pliant.
When we wish to think, we need postulates infinitely precise, since this is
the only way to avoid contradiction; but among all the possible systems of
postulates, there are some we dislike to choose because they are not
sufficiently in accord with our habits; however pliant, however elastic they
may be, these have a limit of elasticity.
We see that if geometry is not an experimental science, it is a science
born apropos of experience; that we have created the space it studies, but
adapting it to the world wherein we live. We have selected the most
convenient space, but experience has guided our choice; as this choice has
been unconscious, we think it has been imposed upon us; some say
experience imposes it, others that we are born with our space ready made;
we see from the preceding considerations, what in these two opinions is the
part of truth, what of error.
In this progressive education whose outcome has been the construction of
space, it is very difficult to determine what is the part of the individual,
what the part of the race. How far could one of us, transported from birth to
an entirely different world, where were dominant, for instance, bodies
moving in conformity to the laws of motion of non-Euclidean solids,
renounce the ancestral space to build a space completely new?
The part of the race seems indeed preponderant; yet if to it we owe rough
space, the soft space I have spoken of, the space of the higher animals, is it
not to the unconscious experience of the individual we owe the infinitely
precise space of the geometer? This is a question not easy to solve. Yet we
cite a fact showing that the space our ancestors have bequeathed us still
retains a certain plasticity. Some hunters learn to shoot fish under water,
Page 428
though the image of these fish be turned up by refraction. Besides they do it
instinctively: they therefore have learned to modify their old instinct of
direction; or, if you choose, to substitute for the association A1, B1, another
association A1, B2, because experience showed them the first would not
work.
CHAPTER II
Mathematical Definitions and Teaching
1. I should speak here of general definitions in mathematics; at least that
is the title, but it will be impossible to confine myself to the subject as
strictly as the rule of unity of action would require; I shall not be able to
treat it without touching upon a few other related questions, and if thus I am
forced from time to time to walk on the bordering flower-beds on the right
or left, I pray you bear with me.
What is a good definition? For the philosopher or the scientist it is a
definition which applies to all the objects defined, and only those; it is the
one satisfying the rules of logic. But in teaching it is not that; a good
definition is one understood by the scholars.
How does it happen that so many refuse to understand mathematics? Is
that not something of a paradox? Lo and behold! a science appealing only
to the fundamental principles of logic, to the principle of contradiction, for
instance, to that which is the skeleton, so to speak, of our intelligence, to
that of which we can not divest ourselves without ceasing to think, and
there are people who find it obscure! and they are even in the majority! That
they are incapable of inventing may pass, but that they do not understand
the demonstrations shown them, that they remain blind when we show them
a light which seems to us flashing pure flame, this it is which is altogether
prodigious.
And yet there is no need of a wide experience with examinations to know
that these blind men are in no wise exceptional beings. This is a problem
instinctively: they therefore have learned to modify their old instinct of
direction; or, if you choose, to substitute for the association A1, B1, another
association A1, B2, because experience showed them the first would not
work.
CHAPTER II
Mathematical Definitions and Teaching
1. I should speak here of general definitions in mathematics; at least that
is the title, but it will be impossible to confine myself to the subject as
strictly as the rule of unity of action would require; I shall not be able to
treat it without touching upon a few other related questions, and if thus I am
forced from time to time to walk on the bordering flower-beds on the right
or left, I pray you bear with me.
What is a good definition? For the philosopher or the scientist it is a
definition which applies to all the objects defined, and only those; it is the
one satisfying the rules of logic. But in teaching it is not that; a good
definition is one understood by the scholars.
How does it happen that so many refuse to understand mathematics? Is
that not something of a paradox? Lo and behold! a science appealing only
to the fundamental principles of logic, to the principle of contradiction, for
instance, to that which is the skeleton, so to speak, of our intelligence, to
that of which we can not divest ourselves without ceasing to think, and
there are people who find it obscure! and they are even in the majority! That
they are incapable of inventing may pass, but that they do not understand
the demonstrations shown them, that they remain blind when we show them
a light which seems to us flashing pure flame, this it is which is altogether
prodigious.
And yet there is no need of a wide experience with examinations to know
that these blind men are in no wise exceptional beings. This is a problem
Page 429
not easy to solve, but which should engage the attention of all those wishing
to devote themselves to teaching.
What is it, to understand? Has this word the same meaning for all the
world? To understand the demonstration of a theorem, is that to examine
successively each of the syllogisms composing it and to ascertain its
correctness, its conformity to the rules of the game? Likewise, to
understand a definition, is this merely to recognize that one already knows
the meaning of all the terms employed and to ascertain that it implies no
contradiction?
For some, yes; when they have done this, they will say: I understand.
For the majority, no. Almost all are much more exacting; they wish to
know not merely whether all the syllogisms of a demonstration are correct,
but why they link together in this order rather than another. In so far as to
them they seem engendered by caprice and not by an intelligence always
conscious of the end to be attained, they do not believe they understand.
Doubtless they are not themselves just conscious of what they crave and
they could not formulate their desire, but if they do not get satisfaction, they
vaguely feel that something is lacking. Then what happens? In the
beginning they still perceive the proofs one puts under their eyes; but as
these are connected only by too slender a thread to those which precede and
those which follow, they pass without leaving any trace in their head; they
are soon forgotten; a moment bright, they quickly vanish in night eternal.
When they are farther on, they will no longer see even this ephemeral light,
since the theorems lean one upon another and those they would need are
forgotten; thus it is they become incapable of understanding mathematics.
This is not always the fault of their teacher; often their mind, which
needs to perceive the guiding thread, is too lazy to seek and find it. But to
come to their aid, we first must know just what hinders them.
Others will always ask of what use is it; they will not have understood if
they do not find about them, in practise or in nature, the justification of such
and such a mathematical concept. Under each word they wish to put a
sensible image; the definition must evoke this image, so that at each stage
of the demonstration they may see it transform and evolve. Only upon this
to devote themselves to teaching.
What is it, to understand? Has this word the same meaning for all the
world? To understand the demonstration of a theorem, is that to examine
successively each of the syllogisms composing it and to ascertain its
correctness, its conformity to the rules of the game? Likewise, to
understand a definition, is this merely to recognize that one already knows
the meaning of all the terms employed and to ascertain that it implies no
contradiction?
For some, yes; when they have done this, they will say: I understand.
For the majority, no. Almost all are much more exacting; they wish to
know not merely whether all the syllogisms of a demonstration are correct,
but why they link together in this order rather than another. In so far as to
them they seem engendered by caprice and not by an intelligence always
conscious of the end to be attained, they do not believe they understand.
Doubtless they are not themselves just conscious of what they crave and
they could not formulate their desire, but if they do not get satisfaction, they
vaguely feel that something is lacking. Then what happens? In the
beginning they still perceive the proofs one puts under their eyes; but as
these are connected only by too slender a thread to those which precede and
those which follow, they pass without leaving any trace in their head; they
are soon forgotten; a moment bright, they quickly vanish in night eternal.
When they are farther on, they will no longer see even this ephemeral light,
since the theorems lean one upon another and those they would need are
forgotten; thus it is they become incapable of understanding mathematics.
This is not always the fault of their teacher; often their mind, which
needs to perceive the guiding thread, is too lazy to seek and find it. But to
come to their aid, we first must know just what hinders them.
Others will always ask of what use is it; they will not have understood if
they do not find about them, in practise or in nature, the justification of such
and such a mathematical concept. Under each word they wish to put a
sensible image; the definition must evoke this image, so that at each stage
of the demonstration they may see it transform and evolve. Only upon this
Page 430
condition do they comprehend and retain. Often these deceive themselves;
they do not listen to the reasoning, they look at the figures; they think they
have understood and they have only seen.
2. How many different tendencies! Must we combat them? Must we use
them? And if we wish to combat them, which should be favored? Must we
show those content with the pure logic that they have seen only one side of
the matter? Or need we say to those not so cheaply satisfied that what they
demand is not necessary?
In other words, should we constrain the young people to change the
nature of their minds? Such an attempt would be vain; we do not possess
the philosopher's stone which would enable us to transmute one into another
the metals confided to us; all we can do is to work with them, adapting
ourselves to their properties.
Many children are incapable of becoming mathematicians, to whom
however it is necessary to teach mathematics; and the mathematicians
themselves are not all cast in the same mold. To read their works suffices to
distinguish among them two sorts of minds, the logicians like Weierstrass
for example, the intuitives like Riemann. There is the same difference
among our students. The one sort prefer to treat their problems 'by analysis'
as they say, the others 'by geometry.'
It is useless to seek to change anything of that, and besides would it be
desirable? It is well that there are logicians and that there are intuitives; who
would dare say whether he preferred that Weierstrass had never written or
that there never had been a Riemann? We must therefore resign ourselves to
the diversity of minds, or better we must rejoice in it.
3. Since the word understand has many meanings, the definitions which
will be best understood by some will not be best suited to others. We have
those which seek to produce an image, and those where we confine
ourselves to combining empty forms, perfectly intelligible, but purely
intelligible, which abstraction has deprived of all matter.
I know not whether it be necessary to cite examples. Let us cite them,
anyhow, and first the definition of fractions will furnish us an extreme case.
In the primary schools, to define a fraction, one cuts up an apple or a pie; it
they do not listen to the reasoning, they look at the figures; they think they
have understood and they have only seen.
2. How many different tendencies! Must we combat them? Must we use
them? And if we wish to combat them, which should be favored? Must we
show those content with the pure logic that they have seen only one side of
the matter? Or need we say to those not so cheaply satisfied that what they
demand is not necessary?
In other words, should we constrain the young people to change the
nature of their minds? Such an attempt would be vain; we do not possess
the philosopher's stone which would enable us to transmute one into another
the metals confided to us; all we can do is to work with them, adapting
ourselves to their properties.
Many children are incapable of becoming mathematicians, to whom
however it is necessary to teach mathematics; and the mathematicians
themselves are not all cast in the same mold. To read their works suffices to
distinguish among them two sorts of minds, the logicians like Weierstrass
for example, the intuitives like Riemann. There is the same difference
among our students. The one sort prefer to treat their problems 'by analysis'
as they say, the others 'by geometry.'
It is useless to seek to change anything of that, and besides would it be
desirable? It is well that there are logicians and that there are intuitives; who
would dare say whether he preferred that Weierstrass had never written or
that there never had been a Riemann? We must therefore resign ourselves to
the diversity of minds, or better we must rejoice in it.
3. Since the word understand has many meanings, the definitions which
will be best understood by some will not be best suited to others. We have
those which seek to produce an image, and those where we confine
ourselves to combining empty forms, perfectly intelligible, but purely
intelligible, which abstraction has deprived of all matter.
I know not whether it be necessary to cite examples. Let us cite them,
anyhow, and first the definition of fractions will furnish us an extreme case.
In the primary schools, to define a fraction, one cuts up an apple or a pie; it
Page 431
is cut up mentally of course and not in reality, because I do not suppose the
budget of the primary instruction allows of such prodigality. At the Normal
School, on the other hand, or at the college, it is said: a fraction is the
combination of two whole numbers separated by a horizontal bar; we define
by conventions the operations to which these symbols may be submitted; it
is proved that the rules of these operations are the same as in calculating
with whole numbers, and we ascertain finally that multiplying the fraction,
according to these rules, by the denominator gives the numerator. This is all
very well because we are addressing young people long familiarized with
the notion of fractions through having cut up apples or other objects, and
whose mind, matured by a hard mathematical education, has come little by
little to desire a purely logical definition. But the débutant to whom one
should try to give it, how dumfounded!
Such also are the definitions found in a book justly admired and greatly
honored, the Foundations of Geometry by Hilbert. See in fact how he
begins: We think three systems of things which we shall call points,
straights and planes. What are these 'things'?
We know not, nor need we know; it would even be a pity to seek to
know; all we have the right to know of them is what the assumptions tell us;
this for example: Two distinct points always determine a straight, which is
followed by this remark: in place of determine, we may say the two points
are on the straight, or the straight goes through these two points or joins
the two points.
Thus 'to be on a straight' is simply defined as synonymous with
'determine a straight.' Behold a book of which I think much good, but which
I should not recommend to a school boy. Yet I could do so without fear, he
would not read much of it. I have taken extreme examples and no teacher
would dream of going that far. But even stopping short of such models,
does he not already expose himself to the same danger?
Suppose we are in a class; the professor dictates: the circle is the locus of
points of the plane equidistant from an interior point called the center. The
good scholar writes this phrase in his note-book; the bad scholar draws
faces; but neither understands; then the professor takes the chalk and draws
a circle on the board. "Ah!" think the scholars, "why did he not say at once:
budget of the primary instruction allows of such prodigality. At the Normal
School, on the other hand, or at the college, it is said: a fraction is the
combination of two whole numbers separated by a horizontal bar; we define
by conventions the operations to which these symbols may be submitted; it
is proved that the rules of these operations are the same as in calculating
with whole numbers, and we ascertain finally that multiplying the fraction,
according to these rules, by the denominator gives the numerator. This is all
very well because we are addressing young people long familiarized with
the notion of fractions through having cut up apples or other objects, and
whose mind, matured by a hard mathematical education, has come little by
little to desire a purely logical definition. But the débutant to whom one
should try to give it, how dumfounded!
Such also are the definitions found in a book justly admired and greatly
honored, the Foundations of Geometry by Hilbert. See in fact how he
begins: We think three systems of things which we shall call points,
straights and planes. What are these 'things'?
We know not, nor need we know; it would even be a pity to seek to
know; all we have the right to know of them is what the assumptions tell us;
this for example: Two distinct points always determine a straight, which is
followed by this remark: in place of determine, we may say the two points
are on the straight, or the straight goes through these two points or joins
the two points.
Thus 'to be on a straight' is simply defined as synonymous with
'determine a straight.' Behold a book of which I think much good, but which
I should not recommend to a school boy. Yet I could do so without fear, he
would not read much of it. I have taken extreme examples and no teacher
would dream of going that far. But even stopping short of such models,
does he not already expose himself to the same danger?
Suppose we are in a class; the professor dictates: the circle is the locus of
points of the plane equidistant from an interior point called the center. The
good scholar writes this phrase in his note-book; the bad scholar draws
faces; but neither understands; then the professor takes the chalk and draws
a circle on the board. "Ah!" think the scholars, "why did he not say at once:
Page 432
a circle is a ring, we should have understood." Doubtless the professor is
right. The scholars' definition would have been of no avail, since it could
serve for no demonstration, since besides it would not give them the
salutary habit of analyzing their conceptions. But one should show them
that they do not comprehend what they think they know, lead them to be
conscious of the roughness of their primitive conception, and of themselves
to wish it purified and made precise.
4. I shall return to these examples; I only wished to show you the two
opposed conceptions; they are in violent contrast. This contrast the history
of science explains. If we read a book written fifty years ago, most of the
reasoning we find there seems lacking in rigor. Then it was assumed a
continuous function can change sign only by vanishing; to-day we prove it.
It was assumed the ordinary rules of calculation are applicable to
incommensurable numbers; to-day we prove it. Many other things were
assumed which sometimes were false.
We trusted to intuition; but intuition can not give rigor, nor even
certainty; we see this more and more. It tells us for instance that every curve
has a tangent, that is to say that every continuous function has a derivative,
and that is false. And as we sought certainty, we had to make less and less
the part of intuition.
What has made necessary this evolution? We have not been slow to
perceive that rigor could not be established in the reasonings, if it were not
first put into the definitions.
The objects occupying mathematicians were long ill defined; we thought
we knew them because we represented them with the senses or the
imagination; but we had of them only a rough image and not a precise
concept upon which reasoning could take hold. It is there that the logicians
would have done well to direct their efforts.
So for the incommensurable number, the vague idea of continuity, which
we owe to intuition, has resolved itself into a complicated system of
inequalities bearing on whole numbers. Thus have finally vanished all those
difficulties which frightened our fathers when they reflected upon the
foundations of the infinitesimal calculus. To-day only whole numbers are
right. The scholars' definition would have been of no avail, since it could
serve for no demonstration, since besides it would not give them the
salutary habit of analyzing their conceptions. But one should show them
that they do not comprehend what they think they know, lead them to be
conscious of the roughness of their primitive conception, and of themselves
to wish it purified and made precise.
4. I shall return to these examples; I only wished to show you the two
opposed conceptions; they are in violent contrast. This contrast the history
of science explains. If we read a book written fifty years ago, most of the
reasoning we find there seems lacking in rigor. Then it was assumed a
continuous function can change sign only by vanishing; to-day we prove it.
It was assumed the ordinary rules of calculation are applicable to
incommensurable numbers; to-day we prove it. Many other things were
assumed which sometimes were false.
We trusted to intuition; but intuition can not give rigor, nor even
certainty; we see this more and more. It tells us for instance that every curve
has a tangent, that is to say that every continuous function has a derivative,
and that is false. And as we sought certainty, we had to make less and less
the part of intuition.
What has made necessary this evolution? We have not been slow to
perceive that rigor could not be established in the reasonings, if it were not
first put into the definitions.
The objects occupying mathematicians were long ill defined; we thought
we knew them because we represented them with the senses or the
imagination; but we had of them only a rough image and not a precise
concept upon which reasoning could take hold. It is there that the logicians
would have done well to direct their efforts.
So for the incommensurable number, the vague idea of continuity, which
we owe to intuition, has resolved itself into a complicated system of
inequalities bearing on whole numbers. Thus have finally vanished all those
difficulties which frightened our fathers when they reflected upon the
foundations of the infinitesimal calculus. To-day only whole numbers are
Page 433
left in analysis, or systems finite or infinite of whole numbers, bound by a
plexus of equalities and inequalities. Mathematics we say is arithmetized.
5. But do you think mathematics has attained absolute rigor without
making any sacrifice? Not at all; what it has gained in rigor it has lost in
objectivity. It is by separating itself from reality that it has acquired this
perfect purity. We may freely run over its whole domain, formerly bristling
with obstacles, but these obstacles have not disappeared. They have only
been moved to the frontier, and it would be necessary to vanquish them
anew if we wished to break over this frontier to enter the realm of the
practical.
We had a vague notion, formed of incongruous elements, some a priori,
others coming from experiences more or less digested; we thought we
knew, by intuition, its principal properties. To-day we reject the empiric
elements, retaining only the a priori; one of the properties serves as
definition and all the others are deduced from it by rigorous reasoning. This
is all very well, but it remains to be proved that this property, which has
become a definition, pertains to the real objects which experience had made
known to us and whence we drew our vague intuitive notion. To prove that,
it would be necessary to appeal to experience, or to make an effort of
intuition, and if we could not prove it, our theorems would be perfectly
rigorous, but perfectly useless.
Logic sometimes makes monsters. Since half a century we have seen
arise a crowd of bizarre functions which seem to try to resemble as little as
possible the honest functions which serve some purpose. No longer
continuity, or perhaps continuity, but no derivatives, etc. Nay more, from
the logical point of view, it is these strange functions which are the most
general, those one meets without seeking no longer appear except as
particular case. There remains for them only a very small corner.
Heretofore when a new function was invented, it was for some practical
end; to-day they are invented expressly to put at fault the reasonings of our
fathers, and one never will get from them anything more than that.
If logic were the sole guide of the teacher, it would be necessary to begin
with the most general functions, that is to say with the most bizarre. It is the
beginner that would have to be set grappling with this teratologic museum.
plexus of equalities and inequalities. Mathematics we say is arithmetized.
5. But do you think mathematics has attained absolute rigor without
making any sacrifice? Not at all; what it has gained in rigor it has lost in
objectivity. It is by separating itself from reality that it has acquired this
perfect purity. We may freely run over its whole domain, formerly bristling
with obstacles, but these obstacles have not disappeared. They have only
been moved to the frontier, and it would be necessary to vanquish them
anew if we wished to break over this frontier to enter the realm of the
practical.
We had a vague notion, formed of incongruous elements, some a priori,
others coming from experiences more or less digested; we thought we
knew, by intuition, its principal properties. To-day we reject the empiric
elements, retaining only the a priori; one of the properties serves as
definition and all the others are deduced from it by rigorous reasoning. This
is all very well, but it remains to be proved that this property, which has
become a definition, pertains to the real objects which experience had made
known to us and whence we drew our vague intuitive notion. To prove that,
it would be necessary to appeal to experience, or to make an effort of
intuition, and if we could not prove it, our theorems would be perfectly
rigorous, but perfectly useless.
Logic sometimes makes monsters. Since half a century we have seen
arise a crowd of bizarre functions which seem to try to resemble as little as
possible the honest functions which serve some purpose. No longer
continuity, or perhaps continuity, but no derivatives, etc. Nay more, from
the logical point of view, it is these strange functions which are the most
general, those one meets without seeking no longer appear except as
particular case. There remains for them only a very small corner.
Heretofore when a new function was invented, it was for some practical
end; to-day they are invented expressly to put at fault the reasonings of our
fathers, and one never will get from them anything more than that.
If logic were the sole guide of the teacher, it would be necessary to begin
with the most general functions, that is to say with the most bizarre. It is the
beginner that would have to be set grappling with this teratologic museum.
Page 434
If you do not do it, the logicians might say, you will achieve rigor only by
stages.
6. Yes, perhaps, but we can not make so cheap of reality, and I mean not
only the reality of the sensible world, which however has its worth, since it
is to combat against it that nine tenths of your students ask of you weapons.
There is a reality more subtile, which makes the very life of the
mathematical beings, and which is quite other than logic.
Our body is formed of cells, and the cells of atoms; are these cells and
these atoms then all the reality of the human body? The way these cells are
arranged, whence results the unity of the individual, is it not also a reality
and much more interesting?
A naturalist who never had studied the elephant except in the microscope,
would he think he knew the animal adequately? It is the same in
mathematics. When the logician shall have broken up each demonstration
into a multitude of elementary operations, all correct, he still will not
possess the whole reality; this I know not what which makes the unity of
the demonstration will completely escape him.
In the edifices built up by our masters, of what use to admire the work of
the mason if we can not comprehend the plan of the architect? Now pure
logic can not give us this appreciation of the total effect; this we must ask of
intuition.
Take for instance the idea of continuous function. This is at first only a
sensible image, a mark traced by the chalk on the blackboard. Little by little
it is refined; we use it to construct a complicated system of inequalities,
which reproduces all the features of the primitive image; when all is done,
we have removed the centering, as after the construction of an arch; this
rough representation, support thenceforth useless, has disappeared and there
remains only the edifice itself, irreproachable in the eyes of the logician.
And yet, if the professor did not recall the primitive image, if he did not
restore momentarily the centering, how could the student divine by what
caprice all these inequalities have been scaffolded in this fashion one upon
another? The definition would be logically correct, but it would not show
him the veritable reality.
stages.
6. Yes, perhaps, but we can not make so cheap of reality, and I mean not
only the reality of the sensible world, which however has its worth, since it
is to combat against it that nine tenths of your students ask of you weapons.
There is a reality more subtile, which makes the very life of the
mathematical beings, and which is quite other than logic.
Our body is formed of cells, and the cells of atoms; are these cells and
these atoms then all the reality of the human body? The way these cells are
arranged, whence results the unity of the individual, is it not also a reality
and much more interesting?
A naturalist who never had studied the elephant except in the microscope,
would he think he knew the animal adequately? It is the same in
mathematics. When the logician shall have broken up each demonstration
into a multitude of elementary operations, all correct, he still will not
possess the whole reality; this I know not what which makes the unity of
the demonstration will completely escape him.
In the edifices built up by our masters, of what use to admire the work of
the mason if we can not comprehend the plan of the architect? Now pure
logic can not give us this appreciation of the total effect; this we must ask of
intuition.
Take for instance the idea of continuous function. This is at first only a
sensible image, a mark traced by the chalk on the blackboard. Little by little
it is refined; we use it to construct a complicated system of inequalities,
which reproduces all the features of the primitive image; when all is done,
we have removed the centering, as after the construction of an arch; this
rough representation, support thenceforth useless, has disappeared and there
remains only the edifice itself, irreproachable in the eyes of the logician.
And yet, if the professor did not recall the primitive image, if he did not
restore momentarily the centering, how could the student divine by what
caprice all these inequalities have been scaffolded in this fashion one upon
another? The definition would be logically correct, but it would not show
him the veritable reality.
Page 435
7. So back we must return; doubtless it is hard for a master to teach what
does not entirely satisfy him; but the satisfaction of the master is not the
unique object of teaching; we should first give attention to what the mind of
the pupil is and to what we wish it to become.
Zoologists maintain that the embryonic development of an animal
recapitulates in brief the whole history of its ancestors throughout geologic
time. It seems it is the same in the development of minds. The teacher
should make the child go over the path his fathers trod; more rapidly, but
without skipping stations. For this reason, the history of science should be
our first guide.
Our fathers thought they knew what a fraction was, or continuity, or the
area of a curved surface; we have found they did not know it. Just so our
scholars think they know it when they begin the serious study of
mathematics. If without warning I tell them: "No, you do not know it; what
you think you understand, you do not understand; I must prove to you what
seems to you evident," and if in the demonstration I support myself upon
premises which to them seem less evident than the conclusion, what shall
the unfortunates think? They will think that the science of mathematics is
only an arbitrary mass of useless subtilities; either they will be disgusted
with it, or they will play it as a game and will reach a state of mind like that
of the Greek sophists.
Later, on the contrary, when the mind of the scholar, familiarized with
mathematical reasoning, has been matured by this long frequentation, the
doubts will arise of themselves and then your demonstration will be
welcome. It will awaken new doubts, and the questions will arise
successively to the child, as they arose successively to our fathers, until
perfect rigor alone can satisfy him. To doubt everything does not suffice,
one must know why he doubts.
8. The principal aim of mathematical teaching is to develop certain
faculties of the mind, and among them intuition is not the least precious. It
is through it that the mathematical world remains in contact with the real
world, and if pure mathematics could do without it, it would always be
necessary to have recourse to it to fill up the chasm which separates the
does not entirely satisfy him; but the satisfaction of the master is not the
unique object of teaching; we should first give attention to what the mind of
the pupil is and to what we wish it to become.
Zoologists maintain that the embryonic development of an animal
recapitulates in brief the whole history of its ancestors throughout geologic
time. It seems it is the same in the development of minds. The teacher
should make the child go over the path his fathers trod; more rapidly, but
without skipping stations. For this reason, the history of science should be
our first guide.
Our fathers thought they knew what a fraction was, or continuity, or the
area of a curved surface; we have found they did not know it. Just so our
scholars think they know it when they begin the serious study of
mathematics. If without warning I tell them: "No, you do not know it; what
you think you understand, you do not understand; I must prove to you what
seems to you evident," and if in the demonstration I support myself upon
premises which to them seem less evident than the conclusion, what shall
the unfortunates think? They will think that the science of mathematics is
only an arbitrary mass of useless subtilities; either they will be disgusted
with it, or they will play it as a game and will reach a state of mind like that
of the Greek sophists.
Later, on the contrary, when the mind of the scholar, familiarized with
mathematical reasoning, has been matured by this long frequentation, the
doubts will arise of themselves and then your demonstration will be
welcome. It will awaken new doubts, and the questions will arise
successively to the child, as they arose successively to our fathers, until
perfect rigor alone can satisfy him. To doubt everything does not suffice,
one must know why he doubts.
8. The principal aim of mathematical teaching is to develop certain
faculties of the mind, and among them intuition is not the least precious. It
is through it that the mathematical world remains in contact with the real
world, and if pure mathematics could do without it, it would always be
necessary to have recourse to it to fill up the chasm which separates the
Page 436
symbol from reality. The practician will always have need of it, and for one
pure geometer there should be a hundred practicians.
The engineer should receive a complete mathematical education, but for
what should it serve him?
To see the different aspects of things and see them quickly; he has no
time to hunt mice. It is necessary that, in the complex physical objects
presented to him, he should promptly recognize the point where the
mathematical tools we have put in his hands can take hold. How could he
do it if we should leave between instruments and objects the deep chasm
hollowed out by the logicians?
9. Besides the engineers, other scholars, less numerous, are in their turn
to become teachers; they therefore must go to the very bottom; a knowledge
deep and rigorous of the first principles is for them before all indispensable.
But this is no reason not to cultivate in them intuition; for they would get a
false idea of the science if they never looked at it except from a single side,
and besides they could not develop in their students a quality they did not
themselves possess.
For the pure geometer himself, this faculty is necessary; it is by logic one
demonstrates, by intuition one invents. To know how to criticize is good, to
know how to create is better. You know how to recognize if a combination
is correct; what a predicament if you have not the art of choosing among all
the possible combinations. Logic tells us that on such and such a way we
are sure not to meet any obstacle; it does not say which way leads to the
end. For that it is necessary to see the end from afar, and the faculty which
teaches us to see is intuition. Without it the geometer would be like a writer
who should be versed in grammar but had no ideas. Now how could this
faculty develop if, as soon as it showed itself, we chase it away and
proscribe it, if we learn to set it at naught before knowing the good of it.
And here permit a parenthesis to insist upon the importance of written
exercises. Written compositions are perhaps not sufficiently emphasized in
certain examinations, at the polytechnic school, for instance. I am told they
would close the door against very good scholars who have mastered the
course, thoroughly understanding it, and who nevertheless are incapable of
making the slightest application. I have just said the word understand has
pure geometer there should be a hundred practicians.
The engineer should receive a complete mathematical education, but for
what should it serve him?
To see the different aspects of things and see them quickly; he has no
time to hunt mice. It is necessary that, in the complex physical objects
presented to him, he should promptly recognize the point where the
mathematical tools we have put in his hands can take hold. How could he
do it if we should leave between instruments and objects the deep chasm
hollowed out by the logicians?
9. Besides the engineers, other scholars, less numerous, are in their turn
to become teachers; they therefore must go to the very bottom; a knowledge
deep and rigorous of the first principles is for them before all indispensable.
But this is no reason not to cultivate in them intuition; for they would get a
false idea of the science if they never looked at it except from a single side,
and besides they could not develop in their students a quality they did not
themselves possess.
For the pure geometer himself, this faculty is necessary; it is by logic one
demonstrates, by intuition one invents. To know how to criticize is good, to
know how to create is better. You know how to recognize if a combination
is correct; what a predicament if you have not the art of choosing among all
the possible combinations. Logic tells us that on such and such a way we
are sure not to meet any obstacle; it does not say which way leads to the
end. For that it is necessary to see the end from afar, and the faculty which
teaches us to see is intuition. Without it the geometer would be like a writer
who should be versed in grammar but had no ideas. Now how could this
faculty develop if, as soon as it showed itself, we chase it away and
proscribe it, if we learn to set it at naught before knowing the good of it.
And here permit a parenthesis to insist upon the importance of written
exercises. Written compositions are perhaps not sufficiently emphasized in
certain examinations, at the polytechnic school, for instance. I am told they
would close the door against very good scholars who have mastered the
course, thoroughly understanding it, and who nevertheless are incapable of
making the slightest application. I have just said the word understand has
Page 437
several meanings: such students only understand in the first way, and we
have seen that suffices neither to make an engineer nor a geometer. Well,
since choice must be made, I prefer those who understand completely.
10. But is the art of sound reasoning not also a precious thing, which the
professor of mathematics ought before all to cultivate? I take good care not
to forget that. It should occupy our attention and from the very beginning. I
should be distressed to see geometry degenerate into I know not what
tachymetry of low grade and I by no means subscribe to the extreme
doctrines of certain German Oberlehrer. But there are occasions enough to
exercise the scholars in correct reasoning in the parts of mathematics where
the inconveniences I have pointed out do not present themselves. There are
long chains of theorems where absolute logic has reigned from the very first
and, so to speak, quite naturally, where the first geometers have given us
models we should constantly imitate and admire.
It is in the exposition of first principles that it is necessary to avoid too
much subtility; there it would be most discouraging and moreover useless.
We can not prove everything and we can not define everything; and it will
always be necessary to borrow from intuition; what does it matter whether
it be done a little sooner or a little later, provided that in using correctly
premises it has furnished us, we learn to reason soundly.
11. Is it possible to fulfill so many opposing conditions? Is this possible
in particular when it is a question of giving a definition? How find a concise
statement satisfying at once the uncompromising rules of logic, our desire
to grasp the place of the new notion in the totality of the science, our need
of thinking with images? Usually it will not be found, and this is why it is
not enough to state a definition; it must be prepared for and justified.
What does that mean? You know it has often been said: every definition
implies an assumption, since it affirms the existence of the object defined.
The definition then will not be justified, from the purely logical point of
view, until one shall have proved that it involves no contradiction, neither in
the terms, nor with the verities previously admitted.
But this is not enough; the definition is stated to us as a convention; but
most minds will revolt if we wish to impose it upon them as an arbitrary
have seen that suffices neither to make an engineer nor a geometer. Well,
since choice must be made, I prefer those who understand completely.
10. But is the art of sound reasoning not also a precious thing, which the
professor of mathematics ought before all to cultivate? I take good care not
to forget that. It should occupy our attention and from the very beginning. I
should be distressed to see geometry degenerate into I know not what
tachymetry of low grade and I by no means subscribe to the extreme
doctrines of certain German Oberlehrer. But there are occasions enough to
exercise the scholars in correct reasoning in the parts of mathematics where
the inconveniences I have pointed out do not present themselves. There are
long chains of theorems where absolute logic has reigned from the very first
and, so to speak, quite naturally, where the first geometers have given us
models we should constantly imitate and admire.
It is in the exposition of first principles that it is necessary to avoid too
much subtility; there it would be most discouraging and moreover useless.
We can not prove everything and we can not define everything; and it will
always be necessary to borrow from intuition; what does it matter whether
it be done a little sooner or a little later, provided that in using correctly
premises it has furnished us, we learn to reason soundly.
11. Is it possible to fulfill so many opposing conditions? Is this possible
in particular when it is a question of giving a definition? How find a concise
statement satisfying at once the uncompromising rules of logic, our desire
to grasp the place of the new notion in the totality of the science, our need
of thinking with images? Usually it will not be found, and this is why it is
not enough to state a definition; it must be prepared for and justified.
What does that mean? You know it has often been said: every definition
implies an assumption, since it affirms the existence of the object defined.
The definition then will not be justified, from the purely logical point of
view, until one shall have proved that it involves no contradiction, neither in
the terms, nor with the verities previously admitted.
But this is not enough; the definition is stated to us as a convention; but
most minds will revolt if we wish to impose it upon them as an arbitrary
Page 438
convention. They will be satisfied only when you have answered numerous
questions.
Usually mathematical definitions, as M. Liard has shown, are veritable
constructions built up wholly of more simple notions. But why assemble
these elements in this way when a thousand other combinations were
possible?
Is it by caprice? If not, why had this combination more right to exist than
all the others? To what need does it respond? How was it foreseen that it
would play an important rôle in the development of the science, that it
would abridge our reasonings and our calculations? Is there in nature some
familiar object which is so to speak the rough and vague image of it?
This is not all; if you answer all these questions in a satisfactory manner,
we shall see indeed that the new-born had the right to be baptized; but
neither is the choice of a name arbitrary; it is needful to explain by what
analogies one has been guided and that if analogous names have been given
to different things, these things at least differ only in material and are allied
in form; that their properties are analogous and so to say parallel.
At this cost we may satisfy all inclinations. If the statement is correct
enough to please the logician, the justification will satisfy the intuitive. But
there is still a better procedure; wherever possible, the justification should
precede the statement and prepare for it; one should be led on to the general
statement by the study of some particular examples.
Still another thing: each of the parts of the statement of a definition has
as aim to distinguish the thing to be defined from a class of other
neighboring objects. The definition will be understood only when you have
shown, not merely the object defined, but the neighboring objects from
which it is proper to distinguish it, when you have given a grasp of the
difference and when you have added explicitly: this is why in stating the
definition I have said this or that.
But it is time to leave generalities and examine how the somewhat
abstract principles I have expounded may be applied in arithmetic,
geometry, analysis and mechanics.
questions.
Usually mathematical definitions, as M. Liard has shown, are veritable
constructions built up wholly of more simple notions. But why assemble
these elements in this way when a thousand other combinations were
possible?
Is it by caprice? If not, why had this combination more right to exist than
all the others? To what need does it respond? How was it foreseen that it
would play an important rôle in the development of the science, that it
would abridge our reasonings and our calculations? Is there in nature some
familiar object which is so to speak the rough and vague image of it?
This is not all; if you answer all these questions in a satisfactory manner,
we shall see indeed that the new-born had the right to be baptized; but
neither is the choice of a name arbitrary; it is needful to explain by what
analogies one has been guided and that if analogous names have been given
to different things, these things at least differ only in material and are allied
in form; that their properties are analogous and so to say parallel.
At this cost we may satisfy all inclinations. If the statement is correct
enough to please the logician, the justification will satisfy the intuitive. But
there is still a better procedure; wherever possible, the justification should
precede the statement and prepare for it; one should be led on to the general
statement by the study of some particular examples.
Still another thing: each of the parts of the statement of a definition has
as aim to distinguish the thing to be defined from a class of other
neighboring objects. The definition will be understood only when you have
shown, not merely the object defined, but the neighboring objects from
which it is proper to distinguish it, when you have given a grasp of the
difference and when you have added explicitly: this is why in stating the
definition I have said this or that.
But it is time to leave generalities and examine how the somewhat
abstract principles I have expounded may be applied in arithmetic,
geometry, analysis and mechanics.
Page 439
Arithmetic
12. The whole number is not to be defined; in return, one ordinarily
defines the operations upon whole numbers; I believe the scholars learn
these definitions by heart and attach no meaning to them. For that there are
two reasons: first they are made to learn them too soon, when their mind as
yet feels no need of them; then these definitions are not satisfactory from
the logical point of view. A good definition for addition is not to be found
just simply because we must stop and can not define everything. It is not
defining addition to say it consists in adding. All that can be done is to start
from a certain number of concrete examples and say: the operation we have
performed is called addition.
For subtraction it is quite otherwise; it may be logically defined as the
operation inverse to addition; but should we begin in that way? Here also
start with examples, show on these examples the reciprocity of the two
operations; thus the definition will be prepared for and justified.
Just so again for multiplication; take a particular problem; show that it
may be solved by adding several equal numbers; then show that we reach
the result more quickly by a multiplication, an operation the scholars
already know how to do by routine and out of that the logical definition will
issue naturally.
Division is defined as the operation inverse to multiplication; but begin
by an example taken from the familiar notion of partition and show on this
example that multiplication reproduces the dividend.
There still remain the operations on fractions. The only difficulty is for
multiplication. It is best to expound first the theory of proportion; from it
alone can come a logical definition; but to make acceptable the definitions
met at the beginning of this theory, it is necessary to prepare for them by
numerous examples taken from classic problems of the rule of three, taking
pains to introduce fractional data.
Neither should we fear to familiarize the scholars with the notion of
proportion by geometric images, either by appealing to what they remember
if they have already studied geometry, or in having recourse to direct
intuition, if they have not studied it, which besides will prepare them to
12. The whole number is not to be defined; in return, one ordinarily
defines the operations upon whole numbers; I believe the scholars learn
these definitions by heart and attach no meaning to them. For that there are
two reasons: first they are made to learn them too soon, when their mind as
yet feels no need of them; then these definitions are not satisfactory from
the logical point of view. A good definition for addition is not to be found
just simply because we must stop and can not define everything. It is not
defining addition to say it consists in adding. All that can be done is to start
from a certain number of concrete examples and say: the operation we have
performed is called addition.
For subtraction it is quite otherwise; it may be logically defined as the
operation inverse to addition; but should we begin in that way? Here also
start with examples, show on these examples the reciprocity of the two
operations; thus the definition will be prepared for and justified.
Just so again for multiplication; take a particular problem; show that it
may be solved by adding several equal numbers; then show that we reach
the result more quickly by a multiplication, an operation the scholars
already know how to do by routine and out of that the logical definition will
issue naturally.
Division is defined as the operation inverse to multiplication; but begin
by an example taken from the familiar notion of partition and show on this
example that multiplication reproduces the dividend.
There still remain the operations on fractions. The only difficulty is for
multiplication. It is best to expound first the theory of proportion; from it
alone can come a logical definition; but to make acceptable the definitions
met at the beginning of this theory, it is necessary to prepare for them by
numerous examples taken from classic problems of the rule of three, taking
pains to introduce fractional data.
Neither should we fear to familiarize the scholars with the notion of
proportion by geometric images, either by appealing to what they remember
if they have already studied geometry, or in having recourse to direct
intuition, if they have not studied it, which besides will prepare them to
Page 440
study it. Finally I shall add that after defining multiplication of fractions, it
is needful to justify this definition by showing that it is commutative,
associative and distributive, and calling to the attention of the auditors that
this is established to justify the definition.
One sees what a rôle geometric images play in all this; and this rôle is
justified by the philosophy and the history of the science. If arithmetic had
remained free from all admixture of geometry, it would have known only
the whole number; it is to adapt itself to the needs of geometry that it
invented anything else.
Geometry
In geometry we meet forthwith the notion of the straight line. Can the
straight line be defined? The well-known definition, the shortest path from
one point to another, scarcely satisfies me. I should start simply with the
ruler and show at first to the scholar how one may verify a ruler by turning;
this verification is the true definition of the straight line; the straight line is
an axis of rotation. Next he should be shown how to verify the ruler by
sliding and he would have one of the most important properties of the
straight line.
As to this other property of being the shortest path from one point to
another, it is a theorem which can be demonstrated apodictically, but the
demonstration is too delicate to find a place in secondary teaching. It will
be worth more to show that a ruler previously verified fits on a stretched
thread. In presence of difficulties like these one need not dread to multiply
assumptions, justifying them by rough experiments.
It is needful to grant these assumptions, and if one admits a few more of
them than is strictly necessary, the evil is not very great; the essential thing
is to learn to reason soundly on the assumptions admitted. Uncle Sarcey,
who loved to repeat, often said that at the theater the spectator accepts
willingly all the postulates imposed upon him at the beginning, but the
curtain once raised, he becomes uncompromising on the logic. Well, it is
just the same in mathematics.
For the circle, we may start with the compasses; the scholars will
recognize at the first glance the curve traced; then make them observe that
is needful to justify this definition by showing that it is commutative,
associative and distributive, and calling to the attention of the auditors that
this is established to justify the definition.
One sees what a rôle geometric images play in all this; and this rôle is
justified by the philosophy and the history of the science. If arithmetic had
remained free from all admixture of geometry, it would have known only
the whole number; it is to adapt itself to the needs of geometry that it
invented anything else.
Geometry
In geometry we meet forthwith the notion of the straight line. Can the
straight line be defined? The well-known definition, the shortest path from
one point to another, scarcely satisfies me. I should start simply with the
ruler and show at first to the scholar how one may verify a ruler by turning;
this verification is the true definition of the straight line; the straight line is
an axis of rotation. Next he should be shown how to verify the ruler by
sliding and he would have one of the most important properties of the
straight line.
As to this other property of being the shortest path from one point to
another, it is a theorem which can be demonstrated apodictically, but the
demonstration is too delicate to find a place in secondary teaching. It will
be worth more to show that a ruler previously verified fits on a stretched
thread. In presence of difficulties like these one need not dread to multiply
assumptions, justifying them by rough experiments.
It is needful to grant these assumptions, and if one admits a few more of
them than is strictly necessary, the evil is not very great; the essential thing
is to learn to reason soundly on the assumptions admitted. Uncle Sarcey,
who loved to repeat, often said that at the theater the spectator accepts
willingly all the postulates imposed upon him at the beginning, but the
curtain once raised, he becomes uncompromising on the logic. Well, it is
just the same in mathematics.
For the circle, we may start with the compasses; the scholars will
recognize at the first glance the curve traced; then make them observe that
Page 441
the distance of the two points of the instrument remains constant, that one
of these points is fixed and the other movable, and so we shall be led
naturally to the logical definition.
The definition of the plane implies an axiom and this need not be hidden.
Take a drawing board and show that a moving ruler may be kept constantly
in complete contact with this plane and yet retain three degrees of freedom.
Compare with the cylinder and the cone, surfaces on which an applied
straight retains only two degrees of freedom; next take three drawing
boards; show first that they will glide while remaining applied to one
another and this with three degrees of freedom; and finally to distinguish
the plane from the sphere, show that two of these boards which fit a third
will fit each other.
Perhaps you are surprised at this incessant employment of moving things;
this is not a rough artifice; it is much more philosophic than one would at
first think. What is geometry for the philosopher? It is the study of a group.
And what group? That of the motions of solid bodies. How define this
group then without moving some solids?
Should we retain the classic definition of parallels and say parallels are
two coplanar straights which do not meet, however far they be prolonged?
No, since this definition is negative, since it is unverifiable by experiment,
and consequently can not be regarded as an immediate datum of intuition.
No, above all because it is wholly strange to the notion of group, to the
consideration of the motion of solid bodies which is, as I have said, the true
source of geometry. Would it not be better to define first the rectilinear
translation of an invariable figure, as a motion wherein all the points of this
figure have rectilinear trajectories; to show that such a translation is
possible by making a square glide on a ruler?
From this experimental ascertainment, set up as an assumption, it would
be easy to derive the notion of parallel and Euclid's postulate itself.
Mechanics
I need not return to the definition of velocity, or acceleration, or other
kinematic notions; they may be advantageously connected with that of the
derivative.
of these points is fixed and the other movable, and so we shall be led
naturally to the logical definition.
The definition of the plane implies an axiom and this need not be hidden.
Take a drawing board and show that a moving ruler may be kept constantly
in complete contact with this plane and yet retain three degrees of freedom.
Compare with the cylinder and the cone, surfaces on which an applied
straight retains only two degrees of freedom; next take three drawing
boards; show first that they will glide while remaining applied to one
another and this with three degrees of freedom; and finally to distinguish
the plane from the sphere, show that two of these boards which fit a third
will fit each other.
Perhaps you are surprised at this incessant employment of moving things;
this is not a rough artifice; it is much more philosophic than one would at
first think. What is geometry for the philosopher? It is the study of a group.
And what group? That of the motions of solid bodies. How define this
group then without moving some solids?
Should we retain the classic definition of parallels and say parallels are
two coplanar straights which do not meet, however far they be prolonged?
No, since this definition is negative, since it is unverifiable by experiment,
and consequently can not be regarded as an immediate datum of intuition.
No, above all because it is wholly strange to the notion of group, to the
consideration of the motion of solid bodies which is, as I have said, the true
source of geometry. Would it not be better to define first the rectilinear
translation of an invariable figure, as a motion wherein all the points of this
figure have rectilinear trajectories; to show that such a translation is
possible by making a square glide on a ruler?
From this experimental ascertainment, set up as an assumption, it would
be easy to derive the notion of parallel and Euclid's postulate itself.
Mechanics
I need not return to the definition of velocity, or acceleration, or other
kinematic notions; they may be advantageously connected with that of the
derivative.
Page 442
I shall insist, on the other hand, upon the dynamic notions of force and
mass.
I am struck by one thing: how very far the young people who have
received a high-school education are from applying to the real world the
mechanical laws they have been taught. It is not only that they are incapable
of it; they do not even think of it. For them the world of science and the
world of reality are separated by an impervious partition wall.
If we try to analyze the state of mind of our scholars, this will astonish us
less. What is for them the real definition of force? Not that which they
recite, but that which, crouching in a nook of their mind, from there directs
it wholly. Here is the definition: forces are arrows with which one makes
parallelograms. These arrows are imaginary things which have nothing to
do with anything existing in nature. This would not happen if they had been
shown forces in reality before representing them by arrows.
How shall we define force?
I think I have elsewhere sufficiently shown there is no good logical
definition. There is the anthropomorphic definition, the sensation of
muscular effort; this is really too rough and nothing useful can be drawn
from it.
Here is how we should go: first, to make known the genus force, we must
show one after the other all the species of this genus; they are very
numerous and very different; there is the pressure of fluids on the insides of
the vases wherein they are contained; the tension of threads; the elasticity of
a spring; the gravity working on all the molecules of a body; friction; the
normal mutual action and reaction of two solids in contact.
This is only a qualitative definition; it is necessary to learn to measure
force. For that begin by showing that one force may be replaced by another
without destroying equilibrium; we may find the first example of this
substitution in the balance and Borda's double weighing.
Then show that a weight may be replaced, not only by another weight,
but by force of a different nature; for instance, Prony's brake permits
replacing weight by friction.
mass.
I am struck by one thing: how very far the young people who have
received a high-school education are from applying to the real world the
mechanical laws they have been taught. It is not only that they are incapable
of it; they do not even think of it. For them the world of science and the
world of reality are separated by an impervious partition wall.
If we try to analyze the state of mind of our scholars, this will astonish us
less. What is for them the real definition of force? Not that which they
recite, but that which, crouching in a nook of their mind, from there directs
it wholly. Here is the definition: forces are arrows with which one makes
parallelograms. These arrows are imaginary things which have nothing to
do with anything existing in nature. This would not happen if they had been
shown forces in reality before representing them by arrows.
How shall we define force?
I think I have elsewhere sufficiently shown there is no good logical
definition. There is the anthropomorphic definition, the sensation of
muscular effort; this is really too rough and nothing useful can be drawn
from it.
Here is how we should go: first, to make known the genus force, we must
show one after the other all the species of this genus; they are very
numerous and very different; there is the pressure of fluids on the insides of
the vases wherein they are contained; the tension of threads; the elasticity of
a spring; the gravity working on all the molecules of a body; friction; the
normal mutual action and reaction of two solids in contact.
This is only a qualitative definition; it is necessary to learn to measure
force. For that begin by showing that one force may be replaced by another
without destroying equilibrium; we may find the first example of this
substitution in the balance and Borda's double weighing.
Then show that a weight may be replaced, not only by another weight,
but by force of a different nature; for instance, Prony's brake permits
replacing weight by friction.
Page 443
From all this arises the notion of the equivalence of two forces.
The direction of a force must be defined. If a force F is equivalent to
another force F´ applied to the body considered by means of a stretched
string, so that F may be replaced by F´ without affecting the equilibrium,
then the point of attachment of the string will be by definition the point of
application of the force F´, and that of the equivalent force F; the direction
of the string will be the direction of the force F´ and that of the equivalent
force F.
From that, pass to the comparison of the magnitude of forces. If a force
can replace two others with the same direction, it equals their sum; show for
example that a weight of 20 grams may replace two 10-gram weights.
Is this enough? Not yet. We now know how to compare the intensity of
two forces which have the same direction and same point of application; we
must learn to do it when the directions are different. For that, imagine a
string stretched by a weight and passing over a pulley; we shall say that the
tensor of the two legs of the string is the same and equal to the tension
weight.
This definition of ours enables us to compare the tensions of the two
pieces of our string, and, using the preceding definitions, to compare any
two forces having the same direction as these two pieces. It should be
justified by showing that the tension of the last piece of the string remains
the same for the same tensor weight, whatever be the number and the
disposition of the reflecting pulleys. It has still to be completed by showing
this is only true if the pulleys are frictionless.
Once master of these definitions, it is to be shown that the point of
application, the direction and the intensity suffice to determine a force; that
two forces for which these three elements are the same are always
equivalent and may always be replaced by one another, whether in
equilibrium or in movement, and this whatever be the other forces acting.
It must be shown that two concurrent forces may always be replaced by a
unique resultant; and that this resultant remains the same, whether the body
be at rest or in motion and whatever be the other forces applied to it.
The direction of a force must be defined. If a force F is equivalent to
another force F´ applied to the body considered by means of a stretched
string, so that F may be replaced by F´ without affecting the equilibrium,
then the point of attachment of the string will be by definition the point of
application of the force F´, and that of the equivalent force F; the direction
of the string will be the direction of the force F´ and that of the equivalent
force F.
From that, pass to the comparison of the magnitude of forces. If a force
can replace two others with the same direction, it equals their sum; show for
example that a weight of 20 grams may replace two 10-gram weights.
Is this enough? Not yet. We now know how to compare the intensity of
two forces which have the same direction and same point of application; we
must learn to do it when the directions are different. For that, imagine a
string stretched by a weight and passing over a pulley; we shall say that the
tensor of the two legs of the string is the same and equal to the tension
weight.
This definition of ours enables us to compare the tensions of the two
pieces of our string, and, using the preceding definitions, to compare any
two forces having the same direction as these two pieces. It should be
justified by showing that the tension of the last piece of the string remains
the same for the same tensor weight, whatever be the number and the
disposition of the reflecting pulleys. It has still to be completed by showing
this is only true if the pulleys are frictionless.
Once master of these definitions, it is to be shown that the point of
application, the direction and the intensity suffice to determine a force; that
two forces for which these three elements are the same are always
equivalent and may always be replaced by one another, whether in
equilibrium or in movement, and this whatever be the other forces acting.
It must be shown that two concurrent forces may always be replaced by a
unique resultant; and that this resultant remains the same, whether the body
be at rest or in motion and whatever be the other forces applied to it.
Page 444
Finally it must be shown that forces thus defined satisfy the principle of
the equality of action and reaction.
Experiment it is, and experiment alone, which can teach us all that. It will
suffice to cite certain common experiments, which the scholars make daily
without suspecting it, and to perform before them a few experiments,
simple and well chosen.
It is after having passed through all these meanders that one may
represent forces by arrows, and I should even wish that in the development
of the reasonings return were made from time to time from the symbol to
the reality. For instance it would not be difficult to illustrate the
parallelogram of forces by aid of an apparatus formed of three strings,
passing over pulleys, stretched by weights and in equilibrium while pulling
on the same point.
Knowing force, it is easy to define mass; this time the definition should
be borrowed from dynamics; there is no way of doing otherwise, since the
end to be attained is to give understanding of the distinction between mass
and weight. Here again, the definition should be led up to by experiments;
there is in fact a machine which seems made expressly to show what mass
is, Atwood's machine; recall also the laws of the fall of bodies, that the
acceleration of gravity is the same for heavy as for light bodies, and that it
varies with the latitude, etc.
Now, if you tell me that all the methods I extol have long been applied in
the schools, I shall rejoice over it more than be surprised at it. I know that
on the whole our mathematical teaching is good. I do not wish it
overturned; that would even distress me. I only desire betterments slowly
progressive. This teaching should not be subjected to brusque oscillations
under the capricious blast of ephemeral fads. In such tempests its high
educative value would soon founder. A good and sound logic should
continue to be its basis. The definition by example is always necessary, but
it should prepare the way for the logical definition, it should not replace it;
it should at least make this wished for, in the cases where the true logical
definition can be advantageously given only in advanced teaching.
Understand that what I have here said does not imply giving up what I
have written elsewhere. I have often had occasion to criticize certain
the equality of action and reaction.
Experiment it is, and experiment alone, which can teach us all that. It will
suffice to cite certain common experiments, which the scholars make daily
without suspecting it, and to perform before them a few experiments,
simple and well chosen.
It is after having passed through all these meanders that one may
represent forces by arrows, and I should even wish that in the development
of the reasonings return were made from time to time from the symbol to
the reality. For instance it would not be difficult to illustrate the
parallelogram of forces by aid of an apparatus formed of three strings,
passing over pulleys, stretched by weights and in equilibrium while pulling
on the same point.
Knowing force, it is easy to define mass; this time the definition should
be borrowed from dynamics; there is no way of doing otherwise, since the
end to be attained is to give understanding of the distinction between mass
and weight. Here again, the definition should be led up to by experiments;
there is in fact a machine which seems made expressly to show what mass
is, Atwood's machine; recall also the laws of the fall of bodies, that the
acceleration of gravity is the same for heavy as for light bodies, and that it
varies with the latitude, etc.
Now, if you tell me that all the methods I extol have long been applied in
the schools, I shall rejoice over it more than be surprised at it. I know that
on the whole our mathematical teaching is good. I do not wish it
overturned; that would even distress me. I only desire betterments slowly
progressive. This teaching should not be subjected to brusque oscillations
under the capricious blast of ephemeral fads. In such tempests its high
educative value would soon founder. A good and sound logic should
continue to be its basis. The definition by example is always necessary, but
it should prepare the way for the logical definition, it should not replace it;
it should at least make this wished for, in the cases where the true logical
definition can be advantageously given only in advanced teaching.
Understand that what I have here said does not imply giving up what I
have written elsewhere. I have often had occasion to criticize certain
Page 445
definitions I extol to-day. These criticisms hold good completely. These
definitions can only be provisory. But it is by way of them that we must
pass.
CHAPTER III
Mathematics and Logic
Introduction
Can mathematics be reduced to logic without having to appeal to
principles peculiar to mathematics? There is a whole school, abounding in
ardor and full of faith, striving to prove it. They have their own special
language, which is without words, using only signs. This language is
understood only by the initiates, so that commoners are disposed to bow to
the trenchant affirmations of the adepts. It is perhaps not unprofitable to
examine these affirmations somewhat closely, to see if they justify the
peremptory tone with which they are presented.
But to make clear the nature of the question it is necessary to enter upon
certain historical details and in particular to recall the character of the works
of Cantor.
Since long ago the notion of infinity had been introduced into
mathematics; but this infinite was what philosophers call a becoming. The
mathematical infinite was only a quantity capable of increasing beyond all
limit: it was a variable quantity of which it could not be said that it had
passed all limits, but only that it could pass them.
Cantor has undertaken to introduce into mathematics an actual infinite,
that is to say a quantity which not only is capable of passing all limits, but
which is regarded as having already passed them. He has set himself
questions like these: Are there more points in space than whole numbers?
Are there more points in space than points in a plane? etc.
definitions can only be provisory. But it is by way of them that we must
pass.
CHAPTER III
Mathematics and Logic
Introduction
Can mathematics be reduced to logic without having to appeal to
principles peculiar to mathematics? There is a whole school, abounding in
ardor and full of faith, striving to prove it. They have their own special
language, which is without words, using only signs. This language is
understood only by the initiates, so that commoners are disposed to bow to
the trenchant affirmations of the adepts. It is perhaps not unprofitable to
examine these affirmations somewhat closely, to see if they justify the
peremptory tone with which they are presented.
But to make clear the nature of the question it is necessary to enter upon
certain historical details and in particular to recall the character of the works
of Cantor.
Since long ago the notion of infinity had been introduced into
mathematics; but this infinite was what philosophers call a becoming. The
mathematical infinite was only a quantity capable of increasing beyond all
limit: it was a variable quantity of which it could not be said that it had
passed all limits, but only that it could pass them.
Cantor has undertaken to introduce into mathematics an actual infinite,
that is to say a quantity which not only is capable of passing all limits, but
which is regarded as having already passed them. He has set himself
questions like these: Are there more points in space than whole numbers?
Are there more points in space than points in a plane? etc.
Page 446
And then the number of whole numbers, that of the points of space, etc.,
constitutes what he calls a transfinite cardinal number, that is to say a
cardinal number greater than all the ordinary cardinal numbers. And he has
occupied himself in comparing these transfinite cardinal numbers. In
arranging in a proper order the elements of an aggregate containing an
infinity of them, he has also imagined what he calls transfinite ordinal
numbers upon which I shall not dwell.
Many mathematicians followed his lead and set a series of questions of
the sort. They so familiarized themselves with transfinite numbers that they
have come to make the theory of finite numbers depend upon that of
Cantor's cardinal numbers. In their eyes, to teach arithmetic in a way truly
logical, one should begin by establishing the general properties of
transfinite cardinal numbers, then distinguish among them a very small
class, that of the ordinary whole numbers. Thanks to this détour, one might
succeed in proving all the propositions relative to this little class (that is to
say all our arithmetic and our algebra) without using any principle foreign
to logic. This method is evidently contrary to all sane psychology; it is
certainly not in this way that the human mind proceeded in constructing
mathematics; so its authors do not dream, I think, of introducing it into
secondary teaching. But is it at least logic, or, better, is it correct? It may be
doubted.
The geometers who have employed it are however very numerous. They
have accumulated formulas and they have thought to free themselves from
what was not pure logic by writing memoirs where the formulas no longer
alternate with explanatory discourse as in the books of ordinary
mathematics, but where this discourse has completely disappeared.
Unfortunately they have reached contradictory results, what are called
the cantorian antinomies, to which we shall have occasion to return. These
contradictions have not discouraged them and they have tried to modify
their rules so as to make those disappear which had already shown
themselves, without being sure, for all that, that new ones would not
manifest themselves.
It is time to administer justice on these exaggerations. I do not hope to
convince them; for they have lived too long in this atmosphere. Besides,
constitutes what he calls a transfinite cardinal number, that is to say a
cardinal number greater than all the ordinary cardinal numbers. And he has
occupied himself in comparing these transfinite cardinal numbers. In
arranging in a proper order the elements of an aggregate containing an
infinity of them, he has also imagined what he calls transfinite ordinal
numbers upon which I shall not dwell.
Many mathematicians followed his lead and set a series of questions of
the sort. They so familiarized themselves with transfinite numbers that they
have come to make the theory of finite numbers depend upon that of
Cantor's cardinal numbers. In their eyes, to teach arithmetic in a way truly
logical, one should begin by establishing the general properties of
transfinite cardinal numbers, then distinguish among them a very small
class, that of the ordinary whole numbers. Thanks to this détour, one might
succeed in proving all the propositions relative to this little class (that is to
say all our arithmetic and our algebra) without using any principle foreign
to logic. This method is evidently contrary to all sane psychology; it is
certainly not in this way that the human mind proceeded in constructing
mathematics; so its authors do not dream, I think, of introducing it into
secondary teaching. But is it at least logic, or, better, is it correct? It may be
doubted.
The geometers who have employed it are however very numerous. They
have accumulated formulas and they have thought to free themselves from
what was not pure logic by writing memoirs where the formulas no longer
alternate with explanatory discourse as in the books of ordinary
mathematics, but where this discourse has completely disappeared.
Unfortunately they have reached contradictory results, what are called
the cantorian antinomies, to which we shall have occasion to return. These
contradictions have not discouraged them and they have tried to modify
their rules so as to make those disappear which had already shown
themselves, without being sure, for all that, that new ones would not
manifest themselves.
It is time to administer justice on these exaggerations. I do not hope to
convince them; for they have lived too long in this atmosphere. Besides,
Page 447
when one of their demonstrations has been refuted, we are sure to see it
resurrected with insignificant alterations, and some of them have already
risen several times from their ashes. Such long ago was the Lernæan hydra
with its famous heads which always grew again. Hercules got through,
since his hydra had only nine heads, or eleven; but here there are too many,
some in England, some in Germany, in Italy, in France, and he would have
to give up the struggle. So I appeal only to men of good judgment
unprejudiced.
I
In these latter years numerous works have been published on pure
mathematics and the philosophy of mathematics, trying to separate and
isolate the logical elements of mathematical reasoning. These works have
been analyzed and expounded very clearly by M. Couturat in a book
entitled: The Principles of Mathematics.
For M. Couturat, the new works, and in particular those of Russell and
Peano, have finally settled the controversy, so long pending between
Leibnitz and Kant. They have shown that there are no synthetic judgments a
priori (Kant's phrase to designate judgments which can neither be
demonstrated analytically, nor reduced to identities, nor established
experimentally), they have shown that mathematics is entirely reducible to
logic and that intuition here plays no rôle.
This is what M. Couturat has set forth in the work just cited; this he says
still more explicitly in his Kant jubilee discourse, so that I heard my
neighbor whisper: "I well see this is the centenary of Kant's death."
Can we subscribe to this conclusive condemnation? I think not, and I
shall try to show why.
II
What strikes us first in the new mathematics is its purely formal
character: "We think," says Hilbert, "three sorts of things, which we shall
call points, straights and planes. We convene that a straight shall be
determined by two points, and that in place of saying this straight is
resurrected with insignificant alterations, and some of them have already
risen several times from their ashes. Such long ago was the Lernæan hydra
with its famous heads which always grew again. Hercules got through,
since his hydra had only nine heads, or eleven; but here there are too many,
some in England, some in Germany, in Italy, in France, and he would have
to give up the struggle. So I appeal only to men of good judgment
unprejudiced.
I
In these latter years numerous works have been published on pure
mathematics and the philosophy of mathematics, trying to separate and
isolate the logical elements of mathematical reasoning. These works have
been analyzed and expounded very clearly by M. Couturat in a book
entitled: The Principles of Mathematics.
For M. Couturat, the new works, and in particular those of Russell and
Peano, have finally settled the controversy, so long pending between
Leibnitz and Kant. They have shown that there are no synthetic judgments a
priori (Kant's phrase to designate judgments which can neither be
demonstrated analytically, nor reduced to identities, nor established
experimentally), they have shown that mathematics is entirely reducible to
logic and that intuition here plays no rôle.
This is what M. Couturat has set forth in the work just cited; this he says
still more explicitly in his Kant jubilee discourse, so that I heard my
neighbor whisper: "I well see this is the centenary of Kant's death."
Can we subscribe to this conclusive condemnation? I think not, and I
shall try to show why.
II
What strikes us first in the new mathematics is its purely formal
character: "We think," says Hilbert, "three sorts of things, which we shall
call points, straights and planes. We convene that a straight shall be
determined by two points, and that in place of saying this straight is
Page 448
determined by these two points, we may say it passes through these two
points, or that these two points are situated on this straight." What these
things are, not only we do not know, but we should not seek to know. We
have no need to, and one who never had seen either point or straight or
plane could geometrize as well as we. That the phrase to pass through, or
the phrase to be situated upon may arouse in us no image, the first is simply
a synonym of to be determined and the second of to determine.
Thus, be it understood, to demonstrate a theorem, it is neither necessary
nor even advantageous to know what it means. The geometer might be
replaced by the logic piano imagined by Stanley Jevons; or, if you choose, a
machine might be imagined where the assumptions were put in at one end,
while the theorems came out at the other, like the legendary Chicago
machine where the pigs go in alive and come out transformed into hams and
sausages. No more than these machines need the mathematician know what
he does.
I do not make this formal character of his geometry a reproach to Hilbert.
This is the way he should go, given the problem he set himself. He wished
to reduce to a minimum the number of the fundamental assumptions of
geometry and completely enumerate them; now, in reasonings where our
mind remains active, in those where intuition still plays a part, in living
reasonings, so to speak, it is difficult not to introduce an assumption or a
postulate which passes unperceived. It is therefore only after having carried
back all the geometric reasonings to a form purely mechanical that he could
be sure of having accomplished his design and finished his work.
What Hilbert did for geometry, others have tried to do for arithmetic and
analysis. Even if they had entirely succeeded, would the Kantians be finally
condemned to silence? Perhaps not, for in reducing mathematical thought to
an empty form, it is certainly mutilated.
Even admitting it were established that all the theorems could be deduced
by procedures purely analytic, by simple logical combinations of a finite
number of assumptions, and that these assumptions are only conventions;
the philosopher would still have the right to investigate the origins of these
conventions, to see why they have been judged preferable to the contrary
conventions.
points, or that these two points are situated on this straight." What these
things are, not only we do not know, but we should not seek to know. We
have no need to, and one who never had seen either point or straight or
plane could geometrize as well as we. That the phrase to pass through, or
the phrase to be situated upon may arouse in us no image, the first is simply
a synonym of to be determined and the second of to determine.
Thus, be it understood, to demonstrate a theorem, it is neither necessary
nor even advantageous to know what it means. The geometer might be
replaced by the logic piano imagined by Stanley Jevons; or, if you choose, a
machine might be imagined where the assumptions were put in at one end,
while the theorems came out at the other, like the legendary Chicago
machine where the pigs go in alive and come out transformed into hams and
sausages. No more than these machines need the mathematician know what
he does.
I do not make this formal character of his geometry a reproach to Hilbert.
This is the way he should go, given the problem he set himself. He wished
to reduce to a minimum the number of the fundamental assumptions of
geometry and completely enumerate them; now, in reasonings where our
mind remains active, in those where intuition still plays a part, in living
reasonings, so to speak, it is difficult not to introduce an assumption or a
postulate which passes unperceived. It is therefore only after having carried
back all the geometric reasonings to a form purely mechanical that he could
be sure of having accomplished his design and finished his work.
What Hilbert did for geometry, others have tried to do for arithmetic and
analysis. Even if they had entirely succeeded, would the Kantians be finally
condemned to silence? Perhaps not, for in reducing mathematical thought to
an empty form, it is certainly mutilated.
Even admitting it were established that all the theorems could be deduced
by procedures purely analytic, by simple logical combinations of a finite
number of assumptions, and that these assumptions are only conventions;
the philosopher would still have the right to investigate the origins of these
conventions, to see why they have been judged preferable to the contrary
conventions.
Page 449
And then the logical correctness of the reasonings leading from the
assumptions to the theorems is not the only thing which should occupy us.
The rules of perfect logic, are they the whole of mathematics? As well say
the whole art of playing chess reduces to the rules of the moves of the
pieces. Among all the constructs which can be built up of the materials
furnished by logic, choice must be made; the true geometer makes this
choice judiciously because he is guided by a sure instinct, or by some vague
consciousness of I know not what more profound and more hidden
geometry, which alone gives value to the edifice constructed.
To seek the origin of this instinct, to study the laws of this deep geometry,
felt, not stated, would also be a fine employment for the philosophers who
do not want logic to be all. But it is not at this point of view I wish to put
myself, it is not thus I wish to consider the question. The instinct mentioned
is necessary for the inventor, but it would seem at first we might do without
it in studying the science once created. Well, what I wish to investigate is if
it be true that, the principles of logic once admitted, one can, I do not say
discover, but demonstrate, all the mathematical verities without making a
new appeal to intuition.
III
I once said no to this question:[12] should our reply be modified by the
recent works? My saying no was because "the principle of complete
induction" seemed to me at once necessary to the mathematician and
irreducible to logic. The statement of this principle is: "If a property be true
of the number 1, and if we establish that it is true of n + 1 provided it be of
n, it will be true of all the whole numbers." Therein I see the mathematical
reasoning par excellence. I did not mean to say, as has been supposed, that
all mathematical reasonings can be reduced to an application of this
principle. Examining these reasonings closely, we there should see applied
many other analogous principles, presenting the same essential
characteristics. In this category of principles, that of complete induction is
only the simplest of all and this is why I have chosen it as type.
The current name, principle of complete induction, is not justified. This
mode of reasoning is none the less a true mathematical induction which
differs from ordinary induction only by its certitude.
assumptions to the theorems is not the only thing which should occupy us.
The rules of perfect logic, are they the whole of mathematics? As well say
the whole art of playing chess reduces to the rules of the moves of the
pieces. Among all the constructs which can be built up of the materials
furnished by logic, choice must be made; the true geometer makes this
choice judiciously because he is guided by a sure instinct, or by some vague
consciousness of I know not what more profound and more hidden
geometry, which alone gives value to the edifice constructed.
To seek the origin of this instinct, to study the laws of this deep geometry,
felt, not stated, would also be a fine employment for the philosophers who
do not want logic to be all. But it is not at this point of view I wish to put
myself, it is not thus I wish to consider the question. The instinct mentioned
is necessary for the inventor, but it would seem at first we might do without
it in studying the science once created. Well, what I wish to investigate is if
it be true that, the principles of logic once admitted, one can, I do not say
discover, but demonstrate, all the mathematical verities without making a
new appeal to intuition.
III
I once said no to this question:[12] should our reply be modified by the
recent works? My saying no was because "the principle of complete
induction" seemed to me at once necessary to the mathematician and
irreducible to logic. The statement of this principle is: "If a property be true
of the number 1, and if we establish that it is true of n + 1 provided it be of
n, it will be true of all the whole numbers." Therein I see the mathematical
reasoning par excellence. I did not mean to say, as has been supposed, that
all mathematical reasonings can be reduced to an application of this
principle. Examining these reasonings closely, we there should see applied
many other analogous principles, presenting the same essential
characteristics. In this category of principles, that of complete induction is
only the simplest of all and this is why I have chosen it as type.
The current name, principle of complete induction, is not justified. This
mode of reasoning is none the less a true mathematical induction which
differs from ordinary induction only by its certitude.
Page 450
IV
Definitions and Assumptions
The existence of such principles is a difficulty for the uncompromising
logicians; how do they pretend to get out of it? The principle of complete
induction, they say, is not an assumption properly so called or a synthetic
judgment a priori; it is just simply the definition of whole number. It is
therefore a simple convention. To discuss this way of looking at it, we must
examine a little closely the relations between definitions and assumptions.
Let us go back first to an article by M. Couturat on mathematical
definitions which appeared in l'Enseignement mathématique, a magazine
published by Gauthier-Villars and by Georg at Geneva. We shall see there a
distinction between the direct definition and the definition by postulates.
"The definition by postulates," says M. Couturat, "applies not to a single
notion, but to a system of notions; it consists in enumerating the
fundamental relations which unite them and which enable us to demonstrate
all their other properties; these relations are postulates."
If previously have been defined all these notions but one, then this last
will be by definition the thing which verifies these postulates. Thus certain
indemonstrable assumptions of mathematics would be only disguised
definitions. This point of view is often legitimate; and I have myself
admitted it in regard for instance to Euclid's postulate.
The other assumptions of geometry do not suffice to completely define
distance; the distance then will be, by definition, among all the magnitudes
which satisfy these other assumptions, that which is such as to make
Euclid's postulate true.
Well the logicians suppose true for the principle of complete induction
what I admit for Euclid's postulate; they want to see in it only a disguised
definition.
But to give them this right, two conditions must be fulfilled. Stuart Mill
says every definition implies an assumption, that by which the existence of
the defined object is affirmed. According to that, it would no longer be the
assumption which might be a disguised definition, it would on the contrary
Definitions and Assumptions
The existence of such principles is a difficulty for the uncompromising
logicians; how do they pretend to get out of it? The principle of complete
induction, they say, is not an assumption properly so called or a synthetic
judgment a priori; it is just simply the definition of whole number. It is
therefore a simple convention. To discuss this way of looking at it, we must
examine a little closely the relations between definitions and assumptions.
Let us go back first to an article by M. Couturat on mathematical
definitions which appeared in l'Enseignement mathématique, a magazine
published by Gauthier-Villars and by Georg at Geneva. We shall see there a
distinction between the direct definition and the definition by postulates.
"The definition by postulates," says M. Couturat, "applies not to a single
notion, but to a system of notions; it consists in enumerating the
fundamental relations which unite them and which enable us to demonstrate
all their other properties; these relations are postulates."
If previously have been defined all these notions but one, then this last
will be by definition the thing which verifies these postulates. Thus certain
indemonstrable assumptions of mathematics would be only disguised
definitions. This point of view is often legitimate; and I have myself
admitted it in regard for instance to Euclid's postulate.
The other assumptions of geometry do not suffice to completely define
distance; the distance then will be, by definition, among all the magnitudes
which satisfy these other assumptions, that which is such as to make
Euclid's postulate true.
Well the logicians suppose true for the principle of complete induction
what I admit for Euclid's postulate; they want to see in it only a disguised
definition.
But to give them this right, two conditions must be fulfilled. Stuart Mill
says every definition implies an assumption, that by which the existence of
the defined object is affirmed. According to that, it would no longer be the
assumption which might be a disguised definition, it would on the contrary
Page 451
be the definition which would be a disguised assumption. Stuart Mill meant
the word existence in a material and empirical sense; he meant to say that in
defining the circle we affirm there are round things in nature.
Under this form, his opinion is inadmissible. Mathematics is independent
of the existence of material objects; in mathematics the word exist can have
only one meaning, it means free from contradiction. Thus rectified, Stuart
Mill's thought becomes exact; in defining a thing, we affirm that the
definition implies no contradiction.
If therefore we have a system of postulates, and if we can demonstrate
that these postulates imply no contradiction, we shall have the right to
consider them as representing the definition of one of the notions entering
therein. If we can not demonstrate that, it must be admitted without proof,
and that then will be an assumption; so that, seeking the definition under the
postulate, we should find the assumption under the definition.
Usually, to show that a definition implies no contradiction, we proceed
by example, we try to make an example of a thing satisfying the definition.
Take the case of a definition by postulates; we wish to define a notion A,
and we say that, by definition, an A is anything for which certain postulates
are true. If we can prove directly that all these postulates are true of a
certain object B, the definition will be justified; the object B will be an
example of an A. We shall be certain that the postulates are not
contradictory, since there are cases where they are all true at the same time.
But such a direct demonstration by example is not always possible.
To establish that the postulates imply no contradiction, it is then
necessary to consider all the propositions deducible from these postulates
considered as premises, and to show that, among these propositions, no two
are contradictory. If these propositions are finite in number, a direct
verification is possible. This case is infrequent and uninteresting. If these
propositions are infinite in number, this direct verification can no longer be
made; recourse must be had to procedures where in general it is necessary
to invoke just this principle of complete induction which is precisely the
thing to be proved.
the word existence in a material and empirical sense; he meant to say that in
defining the circle we affirm there are round things in nature.
Under this form, his opinion is inadmissible. Mathematics is independent
of the existence of material objects; in mathematics the word exist can have
only one meaning, it means free from contradiction. Thus rectified, Stuart
Mill's thought becomes exact; in defining a thing, we affirm that the
definition implies no contradiction.
If therefore we have a system of postulates, and if we can demonstrate
that these postulates imply no contradiction, we shall have the right to
consider them as representing the definition of one of the notions entering
therein. If we can not demonstrate that, it must be admitted without proof,
and that then will be an assumption; so that, seeking the definition under the
postulate, we should find the assumption under the definition.
Usually, to show that a definition implies no contradiction, we proceed
by example, we try to make an example of a thing satisfying the definition.
Take the case of a definition by postulates; we wish to define a notion A,
and we say that, by definition, an A is anything for which certain postulates
are true. If we can prove directly that all these postulates are true of a
certain object B, the definition will be justified; the object B will be an
example of an A. We shall be certain that the postulates are not
contradictory, since there are cases where they are all true at the same time.
But such a direct demonstration by example is not always possible.
To establish that the postulates imply no contradiction, it is then
necessary to consider all the propositions deducible from these postulates
considered as premises, and to show that, among these propositions, no two
are contradictory. If these propositions are finite in number, a direct
verification is possible. This case is infrequent and uninteresting. If these
propositions are infinite in number, this direct verification can no longer be
made; recourse must be had to procedures where in general it is necessary
to invoke just this principle of complete induction which is precisely the
thing to be proved.
Page 452
This is an explanation of one of the conditions the logicians should
satisfy, and further on we shall see they have not done it.
V
There is a second. When we give a definition, it is to use it.
We therefore shall find in the sequel of the exposition the word defined;
have we the right to affirm, of the thing represented by this word, the
postulate which has served for definition? Yes, evidently, if the word has
retained its meaning, if we do not attribute to it implicitly a different
meaning. Now this is what sometimes happens and it is usually difficult to
perceive it; it is needful to see how this word comes into our discourse, and
if the gate by which it has entered does not imply in reality a definition
other than that stated.
This difficulty presents itself in all the applications of mathematics. The
mathematical notion has been given a definition very refined and very
rigorous; and for the pure mathematician all doubt has disappeared; but if
one wishes to apply it to the physical sciences for instance, it is no longer a
question of this pure notion, but of a concrete object which is often only a
rough image of it. To say that this object satisfies, at least approximately,
the definition, is to state a new truth, which experience alone can put
beyond doubt, and which no longer has the character of a conventional
postulate.
But without going beyond pure mathematics, we also meet the same
difficulty.
You give a subtile definition of numbers; then, once this definition given,
you think no more of it; because, in reality, it is not it which has taught you
what number is; you long ago knew that, and when the word number further
on is found under your pen, you give it the same sense as the first comer. To
know what is this meaning and whether it is the same in this phrase or that,
it is needful to see how you have been led to speak of number and to
introduce this word into these two phrases. I shall not for the moment dilate
upon this point, because we shall have occasion to return to it.
satisfy, and further on we shall see they have not done it.
V
There is a second. When we give a definition, it is to use it.
We therefore shall find in the sequel of the exposition the word defined;
have we the right to affirm, of the thing represented by this word, the
postulate which has served for definition? Yes, evidently, if the word has
retained its meaning, if we do not attribute to it implicitly a different
meaning. Now this is what sometimes happens and it is usually difficult to
perceive it; it is needful to see how this word comes into our discourse, and
if the gate by which it has entered does not imply in reality a definition
other than that stated.
This difficulty presents itself in all the applications of mathematics. The
mathematical notion has been given a definition very refined and very
rigorous; and for the pure mathematician all doubt has disappeared; but if
one wishes to apply it to the physical sciences for instance, it is no longer a
question of this pure notion, but of a concrete object which is often only a
rough image of it. To say that this object satisfies, at least approximately,
the definition, is to state a new truth, which experience alone can put
beyond doubt, and which no longer has the character of a conventional
postulate.
But without going beyond pure mathematics, we also meet the same
difficulty.
You give a subtile definition of numbers; then, once this definition given,
you think no more of it; because, in reality, it is not it which has taught you
what number is; you long ago knew that, and when the word number further
on is found under your pen, you give it the same sense as the first comer. To
know what is this meaning and whether it is the same in this phrase or that,
it is needful to see how you have been led to speak of number and to
introduce this word into these two phrases. I shall not for the moment dilate
upon this point, because we shall have occasion to return to it.
Page 453
Thus consider a word of which we have given explicitly a definition A;
afterwards in the discourse we make a use of it which implicitly supposes
another definition B. It is possible that these two definitions designate the
same thing. But that this is so is a new truth which must either be
demonstrated or admitted as an independent assumption.
We shall see farther on that the logicians have not fulfilled the second
condition any better than the first.
VI
The definitions of number are very numerous and very different; I forego
the enumeration even of the names of their authors. We should not be
astonished that there are so many. If one among them was satisfactory, no
new one would be given. If each new philosopher occupying himself with
this question has thought he must invent another one, this was because he
was not satisfied with those of his predecessors, and he was not satisfied
with them because he thought he saw a petitio principii.
afterwards in the discourse we make a use of it which implicitly supposes
another definition B. It is possible that these two definitions designate the
same thing. But that this is so is a new truth which must either be
demonstrated or admitted as an independent assumption.
We shall see farther on that the logicians have not fulfilled the second
condition any better than the first.
VI
The definitions of number are very numerous and very different; I forego
the enumeration even of the names of their authors. We should not be
astonished that there are so many. If one among them was satisfactory, no
new one would be given. If each new philosopher occupying himself with
this question has thought he must invent another one, this was because he
was not satisfied with those of his predecessors, and he was not satisfied
with them because he thought he saw a petitio principii.
Page 454
I have always felt, in reading the writings devoted to this problem, a
profound feeling of discomfort; I was always expecting to run against a
petitio principii, and when I did not immediately perceive it, I feared I had
overlooked it.
This is because it is impossible to give a definition without using a
sentence, and difficult to make a sentence without using a number word, or
at least the word several, or at least a word in the plural. And then the
declivity is slippery and at each instant there is risk of a fall into petitio
principii.
I shall devote my attention in what follows only to those of these
definitions where the petitio principii is most ably concealed.
VII
Pasigraphy
The symbolic language created by Peano plays a very grand rôle in these
new researches. It is capable of rendering some service, but I think M.
Couturat attaches to it an exaggerated importance which must astonish
Peano himself.
The essential element of this language is certain algebraic signs which
represent the different conjunctions: if, and, or, therefore. That these signs
may be convenient is possible; but that they are destined to revolutionize all
philosophy is a different matter. It is difficult to admit that the word if
acquires, when written C, a virtue it had not when written if. This invention
of Peano was first called pasigraphy, that is to say the art of writing a
treatise on mathematics without using a single word of ordinary language.
This name defined its range very exactly. Later, it was raised to a more
eminent dignity by conferring on it the title of logistic. This word is, it
appears, employed at the Military Academy, to designate the art of the
quartermaster of cavalry, the art of marching and cantoning troops; but here
no confusion need be feared, and it is at once seen that this new name
implies the design of revolutionizing logic.
profound feeling of discomfort; I was always expecting to run against a
petitio principii, and when I did not immediately perceive it, I feared I had
overlooked it.
This is because it is impossible to give a definition without using a
sentence, and difficult to make a sentence without using a number word, or
at least the word several, or at least a word in the plural. And then the
declivity is slippery and at each instant there is risk of a fall into petitio
principii.
I shall devote my attention in what follows only to those of these
definitions where the petitio principii is most ably concealed.
VII
Pasigraphy
The symbolic language created by Peano plays a very grand rôle in these
new researches. It is capable of rendering some service, but I think M.
Couturat attaches to it an exaggerated importance which must astonish
Peano himself.
The essential element of this language is certain algebraic signs which
represent the different conjunctions: if, and, or, therefore. That these signs
may be convenient is possible; but that they are destined to revolutionize all
philosophy is a different matter. It is difficult to admit that the word if
acquires, when written C, a virtue it had not when written if. This invention
of Peano was first called pasigraphy, that is to say the art of writing a
treatise on mathematics without using a single word of ordinary language.
This name defined its range very exactly. Later, it was raised to a more
eminent dignity by conferring on it the title of logistic. This word is, it
appears, employed at the Military Academy, to designate the art of the
quartermaster of cavalry, the art of marching and cantoning troops; but here
no confusion need be feared, and it is at once seen that this new name
implies the design of revolutionizing logic.
Page 455
We may see the new method at work in a mathematical memoir by
Burali-Forti, entitled: Una Questione sui numeri transfiniti, inserted in
Volume XI of the Rendiconti del circolo matematico di Palermo.
I begin by saying this memoir is very interesting, and my taking it here as
example is precisely because it is the most important of all those written in
the new language. Besides, the uninitiated may read it, thanks to an Italian
interlinear translation.
What constitutes the importance of this memoir is that it has given the
first example of those antinomies met in the study of transfinite numbers
and making since some years the despair of mathematicians. The aim, says
Burali-Forti, of this note is to show there may be two transfinite numbers
(ordinals), a and b, such that a is neither equal to, greater than, nor less than
b.
To reassure the reader, to comprehend the considerations which follow,
he has no need of knowing what a transfinite ordinal number is.
Now, Cantor had precisely proved that between two transfinite numbers
as between two finite, there can be no other relation than equality or
inequality in one sense or the other. But it is not of the substance of this
memoir that I wish to speak here; that would carry me much too far from
my subject; I only wish to consider the form, and just to ask if this form
makes it gain much in rigor and whether it thus compensates for the efforts
it imposes upon the writer and the reader.
First we see Burali-Forti define the number 1 as follows:
a definition eminently fitted to give an idea of the number 1 to persons who
had never heard speak of it.
I understand Peanian too ill to dare risk a critique, but still I fear this
definition contains a petitio principii, considering that I see the figure 1 in
the first member and Un in letters in the second.
Burali-Forti, entitled: Una Questione sui numeri transfiniti, inserted in
Volume XI of the Rendiconti del circolo matematico di Palermo.
I begin by saying this memoir is very interesting, and my taking it here as
example is precisely because it is the most important of all those written in
the new language. Besides, the uninitiated may read it, thanks to an Italian
interlinear translation.
What constitutes the importance of this memoir is that it has given the
first example of those antinomies met in the study of transfinite numbers
and making since some years the despair of mathematicians. The aim, says
Burali-Forti, of this note is to show there may be two transfinite numbers
(ordinals), a and b, such that a is neither equal to, greater than, nor less than
b.
To reassure the reader, to comprehend the considerations which follow,
he has no need of knowing what a transfinite ordinal number is.
Now, Cantor had precisely proved that between two transfinite numbers
as between two finite, there can be no other relation than equality or
inequality in one sense or the other. But it is not of the substance of this
memoir that I wish to speak here; that would carry me much too far from
my subject; I only wish to consider the form, and just to ask if this form
makes it gain much in rigor and whether it thus compensates for the efforts
it imposes upon the writer and the reader.
First we see Burali-Forti define the number 1 as follows:
a definition eminently fitted to give an idea of the number 1 to persons who
had never heard speak of it.
I understand Peanian too ill to dare risk a critique, but still I fear this
definition contains a petitio principii, considering that I see the figure 1 in
the first member and Un in letters in the second.
Page 456
However that may be, Burali-Forti starts from this definition and, after a
short calculation, reaches the equation:
which tells us that One is a number.
And since we are on these definitions of the first numbers, we recall that
M. Couturat has also defined 0 and 1.
What is zero? It is the number of elements of the null class. And what is
the null class? It is that containing no element.
To define zero by null, and null by no, is really to abuse the wealth of
language; so M. Couturat has introduced an improvement in his definition,
by writing:
which means: zero is the number of things satisfying a condition never
satisfied.
But as never means in no case I do not see that the progress is great.
I hasten to add that the definition M. Couturat gives of the number 1 is
more satisfactory.
One, says he in substance, is the number of elements in a class in which
any two elements are identical.
It is more satisfactory, I have said, in this sense that to define 1, he does
not use the word one; in compensation, he uses the word two. But I fear, if
asked what is two, M. Couturat would have to use the word one.
VIII
But to return to the memoir of Burali-Forti; I have said his conclusions
are in direct opposition to those of Cantor. Now, one day M. Hadamard
came to see me and the talk fell upon this antinomy.
short calculation, reaches the equation:
which tells us that One is a number.
And since we are on these definitions of the first numbers, we recall that
M. Couturat has also defined 0 and 1.
What is zero? It is the number of elements of the null class. And what is
the null class? It is that containing no element.
To define zero by null, and null by no, is really to abuse the wealth of
language; so M. Couturat has introduced an improvement in his definition,
by writing:
which means: zero is the number of things satisfying a condition never
satisfied.
But as never means in no case I do not see that the progress is great.
I hasten to add that the definition M. Couturat gives of the number 1 is
more satisfactory.
One, says he in substance, is the number of elements in a class in which
any two elements are identical.
It is more satisfactory, I have said, in this sense that to define 1, he does
not use the word one; in compensation, he uses the word two. But I fear, if
asked what is two, M. Couturat would have to use the word one.
VIII
But to return to the memoir of Burali-Forti; I have said his conclusions
are in direct opposition to those of Cantor. Now, one day M. Hadamard
came to see me and the talk fell upon this antinomy.
Page 457
"Burali-Forti's reasoning," I said, "does it not seem to you
irreproachable?" "No, and on the contrary I find nothing to object to in that
of Cantor. Besides, Burali-Forti had no right to speak of the aggregate of all
the ordinal numbers."
"Pardon, he had the right, since he could always put
I should like to know who was to prevent him, and can it be said a thing
does not exist, when we have called it Ω?"
It was in vain, I could not convince him (which besides would have been
sad, since he was right). Was it merely because I do not speak the Peanian
with enough eloquence? Perhaps; but between ourselves I do not think so.
Thus, despite all this pasigraphic apparatus, the question was not solved.
What does that prove? In so far as it is a question only of proving one a
number, pasigraphy suffices, but if a difficulty presents itself, if there is an
antinomy to solve, pasigraphy becomes impotent.
CHAPTER IV
The New Logics
I
The Russell Logic
To justify its pretensions, logic had to change. We have seen new logics
arise of which the most interesting is that of Russell. It seems he has
nothing new to write about formal logic, as if Aristotle there had touched
bottom. But the domain Russell attributes to logic is infinitely more
extended than that of the classic logic, and he has put forth on the subject
views which are original and at times well warranted.
irreproachable?" "No, and on the contrary I find nothing to object to in that
of Cantor. Besides, Burali-Forti had no right to speak of the aggregate of all
the ordinal numbers."
"Pardon, he had the right, since he could always put
I should like to know who was to prevent him, and can it be said a thing
does not exist, when we have called it Ω?"
It was in vain, I could not convince him (which besides would have been
sad, since he was right). Was it merely because I do not speak the Peanian
with enough eloquence? Perhaps; but between ourselves I do not think so.
Thus, despite all this pasigraphic apparatus, the question was not solved.
What does that prove? In so far as it is a question only of proving one a
number, pasigraphy suffices, but if a difficulty presents itself, if there is an
antinomy to solve, pasigraphy becomes impotent.
CHAPTER IV
The New Logics
I
The Russell Logic
To justify its pretensions, logic had to change. We have seen new logics
arise of which the most interesting is that of Russell. It seems he has
nothing new to write about formal logic, as if Aristotle there had touched
bottom. But the domain Russell attributes to logic is infinitely more
extended than that of the classic logic, and he has put forth on the subject
views which are original and at times well warranted.
Page 458
First, Russell subordinates the logic of classes to that of propositions,
while the logic of Aristotle was above all the logic of classes and took as its
point of departure the relation of subject to predicate. The classic syllogism,
"Socrates is a man," etc., gives place to the hypothetical syllogism: "If A is
true, B is true; now if B is true, C is true," etc. And this is, I think, a most
happy idea, because the classic syllogism is easy to carry back to the
hypothetical syllogism, while the inverse transformation is not without
difficulty.
And then this is not all. Russell's logic of propositions is the study of the
laws of combination of the conjunctions if, and, or, and the negation not.
In adding here two other conjunctions, and and or, Russell opens to logic
a new field. The symbols and, or follow the same laws as the two signs ×
and +, that is to say the commutative associative and distributive laws. Thus
and represents logical multiplication, while or represents logical addition.
This also is very interesting.
Russell reaches the conclusion that any false proposition implies all other
propositions true or false. M. Couturat says this conclusion will at first
seem paradoxical. It is sufficient however to have corrected a bad thesis in
mathematics to recognize how right Russell is. The candidate often is at
great pains to get the first false equation; but that once obtained, it is only
sport then for him to accumulate the most surprising results, some of which
even may be true.
II
We see how much richer the new logic is than the classic logic; the
symbols are multiplied and allow of varied combinations which are no
longer limited in number. Has one the right to give this extension to the
meaning of the word logic? It would be useless to examine this question
and to seek with Russell a mere quarrel about words. Grant him what he
demands; but be not astonished if certain verities declared irreducible to
logic in the old sense of the word find themselves now reducible to logic in
the new sense—something very different.
A great number of new notions have been introduced, and these are not
simply combinations of the old. Russell knows this, and not only at the
while the logic of Aristotle was above all the logic of classes and took as its
point of departure the relation of subject to predicate. The classic syllogism,
"Socrates is a man," etc., gives place to the hypothetical syllogism: "If A is
true, B is true; now if B is true, C is true," etc. And this is, I think, a most
happy idea, because the classic syllogism is easy to carry back to the
hypothetical syllogism, while the inverse transformation is not without
difficulty.
And then this is not all. Russell's logic of propositions is the study of the
laws of combination of the conjunctions if, and, or, and the negation not.
In adding here two other conjunctions, and and or, Russell opens to logic
a new field. The symbols and, or follow the same laws as the two signs ×
and +, that is to say the commutative associative and distributive laws. Thus
and represents logical multiplication, while or represents logical addition.
This also is very interesting.
Russell reaches the conclusion that any false proposition implies all other
propositions true or false. M. Couturat says this conclusion will at first
seem paradoxical. It is sufficient however to have corrected a bad thesis in
mathematics to recognize how right Russell is. The candidate often is at
great pains to get the first false equation; but that once obtained, it is only
sport then for him to accumulate the most surprising results, some of which
even may be true.
II
We see how much richer the new logic is than the classic logic; the
symbols are multiplied and allow of varied combinations which are no
longer limited in number. Has one the right to give this extension to the
meaning of the word logic? It would be useless to examine this question
and to seek with Russell a mere quarrel about words. Grant him what he
demands; but be not astonished if certain verities declared irreducible to
logic in the old sense of the word find themselves now reducible to logic in
the new sense—something very different.
A great number of new notions have been introduced, and these are not
simply combinations of the old. Russell knows this, and not only at the
Page 459
beginning of the first chapter, 'The Logic of Propositions,' but at the
beginning of the second and third, 'The Logic of Classes' and 'The Logic of
Relations,' he introduces new words that he declares indefinable.
And this is not all; he likewise introduces principles he declares
indemonstrable. But these indemonstrable principles are appeals to
intuition, synthetic judgments a priori. We regard them as intuitive when
we meet them more or less explicitly enunciated in mathematical treatises;
have they changed character because the meaning of the word logic has
been enlarged and we now find them in a book entitled Treatise on Logic?
They have not changed nature; they have only changed place.
III
Could these principles be considered as disguised definitions? It would
then be necessary to have some way of proving that they imply no
contradiction. It would be necessary to establish that, however far one
followed the series of deductions, he would never be exposed to
contradicting himself.
We might attempt to reason as follows: We can verify that the operations
of the new logic applied to premises exempt from contradiction can only
give consequences equally exempt from contradiction. If therefore after n
operations we have not met contradiction, we shall not encounter it after n +
1. Thus it is impossible that there should be a moment when contradiction
begins, which shows we shall never meet it. Have we the right to reason in
this way? No, for this would be to make use of complete induction; and
remember, we do not yet know the principle of complete induction.
We therefore have not the right to regard these assumptions as disguised
definitions and only one resource remains for us, to admit a new act of
intuition for each of them. Moreover I believe this is indeed the thought of
Russell and M. Couturat.
Thus each of the nine indefinable notions and of the twenty
indemonstrable propositions (I believe if it were I that did the counting, I
should have found some more) which are the foundation of the new logic,
logic in the broad sense, presupposes a new and independent act of our
intuition and (why not say it?) a veritable synthetic judgment a priori. On
beginning of the second and third, 'The Logic of Classes' and 'The Logic of
Relations,' he introduces new words that he declares indefinable.
And this is not all; he likewise introduces principles he declares
indemonstrable. But these indemonstrable principles are appeals to
intuition, synthetic judgments a priori. We regard them as intuitive when
we meet them more or less explicitly enunciated in mathematical treatises;
have they changed character because the meaning of the word logic has
been enlarged and we now find them in a book entitled Treatise on Logic?
They have not changed nature; they have only changed place.
III
Could these principles be considered as disguised definitions? It would
then be necessary to have some way of proving that they imply no
contradiction. It would be necessary to establish that, however far one
followed the series of deductions, he would never be exposed to
contradicting himself.
We might attempt to reason as follows: We can verify that the operations
of the new logic applied to premises exempt from contradiction can only
give consequences equally exempt from contradiction. If therefore after n
operations we have not met contradiction, we shall not encounter it after n +
1. Thus it is impossible that there should be a moment when contradiction
begins, which shows we shall never meet it. Have we the right to reason in
this way? No, for this would be to make use of complete induction; and
remember, we do not yet know the principle of complete induction.
We therefore have not the right to regard these assumptions as disguised
definitions and only one resource remains for us, to admit a new act of
intuition for each of them. Moreover I believe this is indeed the thought of
Russell and M. Couturat.
Thus each of the nine indefinable notions and of the twenty
indemonstrable propositions (I believe if it were I that did the counting, I
should have found some more) which are the foundation of the new logic,
logic in the broad sense, presupposes a new and independent act of our
intuition and (why not say it?) a veritable synthetic judgment a priori. On
Page 460
this point all seem agreed, but what Russell claims, and what seems to me
doubtful, is that after these appeals to intuition, that will be the end of it; we
need make no others and can build all mathematics without the intervention
of any new element.
IV
M. Couturat often repeats that this new logic is altogether independent of
the idea of number. I shall not amuse myself by counting how many
numeral adjectives his exposition contains, both cardinal and ordinal, or
indefinite adjectives such as several. We may cite, however, some
examples:
"The logical product of two or more propositions is....";
"All propositions are capable only of two values, true and false";
"The relative product of two relations is a relation";
"A relation exists between two terms," etc., etc.
Sometimes this inconvenience would not be unavoidable, but sometimes
also it is essential. A relation is incomprehensible without two terms; it is
impossible to have the intuition of the relation, without having at the same
time that of its two terms, and without noticing they are two, because, if the
relation is to be conceivable, it is necessary that there be two and only two.
V
Arithmetic
I reach what M. Couturat calls the ordinal theory which is the foundation
of arithmetic properly so called. M. Couturat begins by stating Peano's five
assumptions, which are independent, as has been proved by Peano and
Padoa.
1. Zero is an integer.
2. Zero is not the successor of any integer.
doubtful, is that after these appeals to intuition, that will be the end of it; we
need make no others and can build all mathematics without the intervention
of any new element.
IV
M. Couturat often repeats that this new logic is altogether independent of
the idea of number. I shall not amuse myself by counting how many
numeral adjectives his exposition contains, both cardinal and ordinal, or
indefinite adjectives such as several. We may cite, however, some
examples:
"The logical product of two or more propositions is....";
"All propositions are capable only of two values, true and false";
"The relative product of two relations is a relation";
"A relation exists between two terms," etc., etc.
Sometimes this inconvenience would not be unavoidable, but sometimes
also it is essential. A relation is incomprehensible without two terms; it is
impossible to have the intuition of the relation, without having at the same
time that of its two terms, and without noticing they are two, because, if the
relation is to be conceivable, it is necessary that there be two and only two.
V
Arithmetic
I reach what M. Couturat calls the ordinal theory which is the foundation
of arithmetic properly so called. M. Couturat begins by stating Peano's five
assumptions, which are independent, as has been proved by Peano and
Padoa.
1. Zero is an integer.
2. Zero is not the successor of any integer.
Page 461
3. The successor of an integer is an integer.
To this it would be proper to add,
Every integer has a successor.
4. Two integers are equal if their successors are.
The fifth assumption is the principle of complete induction.
M. Couturat considers these assumptions as disguised definitions; they
constitute the definition by postulates of zero, of successor, and of integer.
But we have seen that for a definition by postulates to be acceptable we
must be able to prove that it implies no contradiction.
Is this the case here? Not at all.
The demonstration can not be made by example. We can not take a part of
the integers, for instance the first three, and prove they satisfy the
definition.
If I take the series 0, 1, 2, I see it fulfils the assumptions 1, 2, 4 and 5; but
to satisfy assumption 3 it still is necessary that 3 be an integer, and
consequently that the series 0, 1, 2, 3, fulfil the assumptions; we might
prove that it satisfies assumptions 1, 2, 4, 5, but assumption 3 requires
besides that 4 be an integer and that the series 0, 1, 2, 3, 4 fulfil the
assumptions, and so on.
It is therefore impossible to demonstrate the assumptions for certain
integers without proving them for all; we must give up proof by example.
It is necessary then to take all the consequences of our assumptions and
see if they contain no contradiction.
If these consequences were finite in number, this would be easy; but they
are infinite in number; they are the whole of mathematics, or at least all
arithmetic.
What then is to be done? Perhaps strictly we could repeat the reasoning
of number III.
To this it would be proper to add,
Every integer has a successor.
4. Two integers are equal if their successors are.
The fifth assumption is the principle of complete induction.
M. Couturat considers these assumptions as disguised definitions; they
constitute the definition by postulates of zero, of successor, and of integer.
But we have seen that for a definition by postulates to be acceptable we
must be able to prove that it implies no contradiction.
Is this the case here? Not at all.
The demonstration can not be made by example. We can not take a part of
the integers, for instance the first three, and prove they satisfy the
definition.
If I take the series 0, 1, 2, I see it fulfils the assumptions 1, 2, 4 and 5; but
to satisfy assumption 3 it still is necessary that 3 be an integer, and
consequently that the series 0, 1, 2, 3, fulfil the assumptions; we might
prove that it satisfies assumptions 1, 2, 4, 5, but assumption 3 requires
besides that 4 be an integer and that the series 0, 1, 2, 3, 4 fulfil the
assumptions, and so on.
It is therefore impossible to demonstrate the assumptions for certain
integers without proving them for all; we must give up proof by example.
It is necessary then to take all the consequences of our assumptions and
see if they contain no contradiction.
If these consequences were finite in number, this would be easy; but they
are infinite in number; they are the whole of mathematics, or at least all
arithmetic.
What then is to be done? Perhaps strictly we could repeat the reasoning
of number III.
Page 462
But as we have said, this reasoning is complete induction, and it is
precisely the principle of complete induction whose justification would be
the point in question.
VI
The Logic of Hilbert
I come now to the capital work of Hilbert which he communicated to the
Congress of Mathematicians at Heidelberg, and of which a French
translation by M. Pierre Boutroux appeared in l'Enseignement
mathématique, while an English translation due to Halsted appeared in The
Monist.[13] In this work, which contains profound thoughts, the author's aim
is analogous to that of Russell, but on many points he diverges from his
predecessor.
"But," he says (Monist, p. 340), "on attentive consideration we become
aware that in the usual exposition of the laws of logic certain fundamental
concepts of arithmetic are already employed; for example, the concept of
the aggregate, in part also the concept of number.
"We fall thus into a vicious circle and therefore to avoid paradoxes a
partly simultaneous development of the laws of logic and arithmetic is
requisite."
We have seen above that what Hilbert says of the principles of logic in
the usual exposition applies likewise to the logic of Russell. So for Russell
logic is prior to arithmetic; for Hilbert they are 'simultaneous.' We shall find
further on other differences still greater, but we shall point them out as we
come to them. I prefer to follow step by step the development of Hilbert's
thought, quoting textually the most important passages.
"Let us take as the basis of our consideration first of all a thought-thing 1
(one)" (p. 341). Notice that in so doing we in no wise imply the notion of
number, because it is understood that 1 is here only a symbol and that we do
not at all seek to know its meaning. "The taking of this thing together with
itself respectively two, three or more times...." Ah! this time it is no longer
the same; if we introduce the words 'two,' 'three,' and above all 'more,'
precisely the principle of complete induction whose justification would be
the point in question.
VI
The Logic of Hilbert
I come now to the capital work of Hilbert which he communicated to the
Congress of Mathematicians at Heidelberg, and of which a French
translation by M. Pierre Boutroux appeared in l'Enseignement
mathématique, while an English translation due to Halsted appeared in The
Monist.[13] In this work, which contains profound thoughts, the author's aim
is analogous to that of Russell, but on many points he diverges from his
predecessor.
"But," he says (Monist, p. 340), "on attentive consideration we become
aware that in the usual exposition of the laws of logic certain fundamental
concepts of arithmetic are already employed; for example, the concept of
the aggregate, in part also the concept of number.
"We fall thus into a vicious circle and therefore to avoid paradoxes a
partly simultaneous development of the laws of logic and arithmetic is
requisite."
We have seen above that what Hilbert says of the principles of logic in
the usual exposition applies likewise to the logic of Russell. So for Russell
logic is prior to arithmetic; for Hilbert they are 'simultaneous.' We shall find
further on other differences still greater, but we shall point them out as we
come to them. I prefer to follow step by step the development of Hilbert's
thought, quoting textually the most important passages.
"Let us take as the basis of our consideration first of all a thought-thing 1
(one)" (p. 341). Notice that in so doing we in no wise imply the notion of
number, because it is understood that 1 is here only a symbol and that we do
not at all seek to know its meaning. "The taking of this thing together with
itself respectively two, three or more times...." Ah! this time it is no longer
the same; if we introduce the words 'two,' 'three,' and above all 'more,'
Page 463
'several,' we introduce the notion of number; and then the definition of
finite whole number which we shall presently find, will come too late. Our
author was too circumspect not to perceive this begging of the question. So
at the end of his work he tries to proceed to a truly patching-up process.
Hilbert then introduces two simple objects 1 and =, and considers all the
combinations of these two objects, all the combinations of their
combinations, etc. It goes without saying that we must forget the ordinary
meaning of these two signs and not attribute any to them.
Afterwards he separates these combinations into two classes, the class of
the existent and the class of the non-existent, and till further orders this
separation is entirely arbitrary. Every affirmative statement tells us that a
certain combination belongs to the class of the existent; every negative
statement tells us that a certain combination belongs to the class of the non-
existent.
VII
Note now a difference of the highest importance. For Russell any object
whatsoever, which he designates by x, is an object absolutely undetermined
and about which he supposes nothing; for Hilbert it is one of the
combinations formed with the symbols 1 and =; he could not conceive of
the introduction of anything other than combinations of objects already
defined. Moreover Hilbert formulates his thought in the neatest way, and I
think I must reproduce in extenso his statement (p. 348):
"In the assumptions the arbitraries (as equivalent for the concept 'every'
and 'all' in the customary logic) represent only those thought-things and
their combinations with one another, which at this stage are laid down as
fundamental or are to be newly defined. Therefore in the deduction of
inferences from the assumptions, the arbitraries, which occur in the
assumptions, can be replaced only by such thought-things and their
combinations.
"Also we must duly remember, that through the super-addition and
making fundamental of a new thought-thing the preceding assumptions
undergo an enlargement of their validity, and where necessary, are to be
subjected to a change in conformity with the sense."
finite whole number which we shall presently find, will come too late. Our
author was too circumspect not to perceive this begging of the question. So
at the end of his work he tries to proceed to a truly patching-up process.
Hilbert then introduces two simple objects 1 and =, and considers all the
combinations of these two objects, all the combinations of their
combinations, etc. It goes without saying that we must forget the ordinary
meaning of these two signs and not attribute any to them.
Afterwards he separates these combinations into two classes, the class of
the existent and the class of the non-existent, and till further orders this
separation is entirely arbitrary. Every affirmative statement tells us that a
certain combination belongs to the class of the existent; every negative
statement tells us that a certain combination belongs to the class of the non-
existent.
VII
Note now a difference of the highest importance. For Russell any object
whatsoever, which he designates by x, is an object absolutely undetermined
and about which he supposes nothing; for Hilbert it is one of the
combinations formed with the symbols 1 and =; he could not conceive of
the introduction of anything other than combinations of objects already
defined. Moreover Hilbert formulates his thought in the neatest way, and I
think I must reproduce in extenso his statement (p. 348):
"In the assumptions the arbitraries (as equivalent for the concept 'every'
and 'all' in the customary logic) represent only those thought-things and
their combinations with one another, which at this stage are laid down as
fundamental or are to be newly defined. Therefore in the deduction of
inferences from the assumptions, the arbitraries, which occur in the
assumptions, can be replaced only by such thought-things and their
combinations.
"Also we must duly remember, that through the super-addition and
making fundamental of a new thought-thing the preceding assumptions
undergo an enlargement of their validity, and where necessary, are to be
subjected to a change in conformity with the sense."
Page 464
The contrast with Russell's view-point is complete. For this philosopher
we may substitute for x not only objects already known, but anything.
Russell is faithful to his point of view, which is that of comprehension.
He starts from the general idea of being, and enriches it more and more
while restricting it, by adding new qualities. Hilbert on the contrary
recognizes as possible beings only combinations of objects already known;
so that (looking at only one side of his thought) we might say he takes the
view-point of extension.
VIII
Let us continue with the exposition of Hilbert's ideas. He introduces two
assumptions which he states in his symbolic language but which signify, in
the language of the uninitiated, that every quality is equal to itself and that
every operation performed upon two identical quantities gives identical
results.
So stated, they are evident, but thus to present them would be to
misrepresent Hilbert's thought. For him mathematics has to combine only
pure symbols, and a true mathematician should reason upon them without
preconceptions as to their meaning. So his assumptions are not for him what
they are for the common people.
He considers them as representing the definition by postulates of the
symbol (=) heretofore void of all signification. But to justify this definition
we must show that these two assumptions lead to no contradiction. For this
Hilbert used the reasoning of our number III, without appearing to perceive
that he is using complete induction.
IX
The end of Hilbert's memoir is altogether enigmatic and I shall not lay
stress upon it. Contradictions accumulate; we feel that the author is dimly
conscious of the petitio principii he has committed, and that he seeks vainly
to patch up the holes in his argument.
What does this mean? At the point of proving that the definition of the
whole number by the assumption of complete induction implies no
we may substitute for x not only objects already known, but anything.
Russell is faithful to his point of view, which is that of comprehension.
He starts from the general idea of being, and enriches it more and more
while restricting it, by adding new qualities. Hilbert on the contrary
recognizes as possible beings only combinations of objects already known;
so that (looking at only one side of his thought) we might say he takes the
view-point of extension.
VIII
Let us continue with the exposition of Hilbert's ideas. He introduces two
assumptions which he states in his symbolic language but which signify, in
the language of the uninitiated, that every quality is equal to itself and that
every operation performed upon two identical quantities gives identical
results.
So stated, they are evident, but thus to present them would be to
misrepresent Hilbert's thought. For him mathematics has to combine only
pure symbols, and a true mathematician should reason upon them without
preconceptions as to their meaning. So his assumptions are not for him what
they are for the common people.
He considers them as representing the definition by postulates of the
symbol (=) heretofore void of all signification. But to justify this definition
we must show that these two assumptions lead to no contradiction. For this
Hilbert used the reasoning of our number III, without appearing to perceive
that he is using complete induction.
IX
The end of Hilbert's memoir is altogether enigmatic and I shall not lay
stress upon it. Contradictions accumulate; we feel that the author is dimly
conscious of the petitio principii he has committed, and that he seeks vainly
to patch up the holes in his argument.
What does this mean? At the point of proving that the definition of the
whole number by the assumption of complete induction implies no
Page 465
contradiction, Hilbert withdraws as Russell and Couturat withdrew, because
the difficulty is too great.
X
Geometry
Geometry, says M. Couturat, is a vast body of doctrine wherein the
principle of complete induction does not enter. That is true in a certain
measure; we can not say it is entirely absent, but it enters very slightly. If
we refer to the Rational Geometry of Dr. Halsted (New York, John Wiley
and Sons, 1904) built up in accordance with the principles of Hilbert, we
see the principle of induction enter for the first time on page 114 (unless I
have made an oversight, which is quite possible).[14]
So geometry, which only a few years ago seemed the domain where the
reign of intuition was uncontested, is to-day the realm where the logicians
seem to triumph. Nothing could better measure the importance of the
geometric works of Hilbert and the profound impress they have left on our
conceptions.
But be not deceived. What is after all the fundamental theorem of
geometry? It is that the assumptions of geometry imply no contradiction,
and this we can not prove without the principle of induction.
How does Hilbert demonstrate this essential point? By leaning upon
analysis and through it upon arithmetic and through it upon the principle of
induction.
And if ever one invents another demonstration, it will still be necessary
to lean upon this principle, since the possible consequences of the
assumptions, of which it is necessary to show that they are not
contradictory, are infinite in number.
XI
Conclusion
the difficulty is too great.
X
Geometry
Geometry, says M. Couturat, is a vast body of doctrine wherein the
principle of complete induction does not enter. That is true in a certain
measure; we can not say it is entirely absent, but it enters very slightly. If
we refer to the Rational Geometry of Dr. Halsted (New York, John Wiley
and Sons, 1904) built up in accordance with the principles of Hilbert, we
see the principle of induction enter for the first time on page 114 (unless I
have made an oversight, which is quite possible).[14]
So geometry, which only a few years ago seemed the domain where the
reign of intuition was uncontested, is to-day the realm where the logicians
seem to triumph. Nothing could better measure the importance of the
geometric works of Hilbert and the profound impress they have left on our
conceptions.
But be not deceived. What is after all the fundamental theorem of
geometry? It is that the assumptions of geometry imply no contradiction,
and this we can not prove without the principle of induction.
How does Hilbert demonstrate this essential point? By leaning upon
analysis and through it upon arithmetic and through it upon the principle of
induction.
And if ever one invents another demonstration, it will still be necessary
to lean upon this principle, since the possible consequences of the
assumptions, of which it is necessary to show that they are not
contradictory, are infinite in number.
XI
Conclusion
Page 466
Our conclusion straightway is that the principle of induction can not be
regarded as the disguised definition of the entire world.
Here are three truths: (1) The principle of complete induction; (2)
Euclid's postulate; (3) the physical law according to which phosphorus
melts at 44° (cited by M. Le Roy).
These are said to be three disguised definitions: the first, that of the
whole number; the second, that of the straight line; the third, that of
phosphorus.
I grant it for the second; I do not admit it for the other two. I must explain
the reason for this apparent inconsistency.
First, we have seen that a definition is acceptable only on condition that it
implies no contradiction. We have shown likewise that for the first
definition this demonstration is impossible; on the other hand, we have just
recalled that for the second Hilbert has given a complete proof.
As to the third, evidently it implies no contradiction. Does this mean that
the definition guarantees, as it should, the existence of the object defined?
We are here no longer in the mathematical sciences, but in the physical, and
the word existence has no longer the same meaning. It no longer signifies
absence of contradiction; it means objective existence.
You already see a first reason for the distinction I made between the three
cases; there is a second. In the applications we have to make of these three
concepts, do they present themselves to us as defined by these three
postulates?
The possible applications of the principle of induction are innumerable;
take, for example, one of those we have expounded above, and where it is
sought to prove that an aggregate of assumptions can lead to no
contradiction. For this we consider one of the series of syllogisms we may
go on with in starting from these assumptions as premises. When we have
finished the nth syllogism, we see we can make still another and this is the
n + 1th. Thus the number n serves to count a series of successive
operations; it is a number obtainable by successive additions. This therefore
is a number from which we may go back to unity by successive
subtractions. Evidently we could not do this if we had n = n − 1, since then
regarded as the disguised definition of the entire world.
Here are three truths: (1) The principle of complete induction; (2)
Euclid's postulate; (3) the physical law according to which phosphorus
melts at 44° (cited by M. Le Roy).
These are said to be three disguised definitions: the first, that of the
whole number; the second, that of the straight line; the third, that of
phosphorus.
I grant it for the second; I do not admit it for the other two. I must explain
the reason for this apparent inconsistency.
First, we have seen that a definition is acceptable only on condition that it
implies no contradiction. We have shown likewise that for the first
definition this demonstration is impossible; on the other hand, we have just
recalled that for the second Hilbert has given a complete proof.
As to the third, evidently it implies no contradiction. Does this mean that
the definition guarantees, as it should, the existence of the object defined?
We are here no longer in the mathematical sciences, but in the physical, and
the word existence has no longer the same meaning. It no longer signifies
absence of contradiction; it means objective existence.
You already see a first reason for the distinction I made between the three
cases; there is a second. In the applications we have to make of these three
concepts, do they present themselves to us as defined by these three
postulates?
The possible applications of the principle of induction are innumerable;
take, for example, one of those we have expounded above, and where it is
sought to prove that an aggregate of assumptions can lead to no
contradiction. For this we consider one of the series of syllogisms we may
go on with in starting from these assumptions as premises. When we have
finished the nth syllogism, we see we can make still another and this is the
n + 1th. Thus the number n serves to count a series of successive
operations; it is a number obtainable by successive additions. This therefore
is a number from which we may go back to unity by successive
subtractions. Evidently we could not do this if we had n = n − 1, since then
Page 467
by subtraction we should always obtain again the same number. So the way
we have been led to consider this number n implies a definition of the finite
whole number and this definition is the following: A finite whole number is
that which can be obtained by successive additions; it is such that n is not
equal to n − 1.
That granted, what do we do? We show that if there has been no
contradiction up to the nth syllogism, no more will there be up to the n +
1th, and we conclude there never will be. You say: I have the right to draw
this conclusion, since the whole numbers are by definition those for which a
like reasoning is legitimate. But that implies another definition of the whole
number, which is as follows: A whole number is that on which we may
reason by recurrence. In the particular case it is that of which we may say
that, if the absence of contradiction up to the time of a syllogism of which
the number is an integer carries with it the absence of contradiction up to
the time of the syllogism whose number is the following integer, we need
fear no contradiction for any of the syllogisms whose number is an integer.
The two definitions are not identical; they are doubtless equivalent, but
only in virtue of a synthetic judgment a priori; we can not pass from one to
the other by a purely logical procedure. Consequently we have no right to
adopt the second, after having introduced the whole number by a way that
presupposes the first.
On the other hand, what happens with regard to the straight line? I have
already explained this so often that I hesitate to repeat it again, and shall
confine myself to a brief recapitulation of my thought. We have not, as in
the preceding case, two equivalent definitions logically irreducible one to
the other. We have only one expressible in words. Will it be said there is
another which we feel without being able to word it, since we have the
intuition of the straight line or since we represent to ourselves the straight
line? First of all, we can not represent it to ourselves in geometric space, but
only in representative space, and then we can represent to ourselves just as
well the objects which possess the other properties of the straight line, save
that of satisfying Euclid's postulate. These objects are 'the non-Euclidean
straights,' which from a certain point of view are not entities void of sense,
but circles (true circles of true space) orthogonal to a certain sphere. If,
among these objects equally capable of representation, it is the first (the
we have been led to consider this number n implies a definition of the finite
whole number and this definition is the following: A finite whole number is
that which can be obtained by successive additions; it is such that n is not
equal to n − 1.
That granted, what do we do? We show that if there has been no
contradiction up to the nth syllogism, no more will there be up to the n +
1th, and we conclude there never will be. You say: I have the right to draw
this conclusion, since the whole numbers are by definition those for which a
like reasoning is legitimate. But that implies another definition of the whole
number, which is as follows: A whole number is that on which we may
reason by recurrence. In the particular case it is that of which we may say
that, if the absence of contradiction up to the time of a syllogism of which
the number is an integer carries with it the absence of contradiction up to
the time of the syllogism whose number is the following integer, we need
fear no contradiction for any of the syllogisms whose number is an integer.
The two definitions are not identical; they are doubtless equivalent, but
only in virtue of a synthetic judgment a priori; we can not pass from one to
the other by a purely logical procedure. Consequently we have no right to
adopt the second, after having introduced the whole number by a way that
presupposes the first.
On the other hand, what happens with regard to the straight line? I have
already explained this so often that I hesitate to repeat it again, and shall
confine myself to a brief recapitulation of my thought. We have not, as in
the preceding case, two equivalent definitions logically irreducible one to
the other. We have only one expressible in words. Will it be said there is
another which we feel without being able to word it, since we have the
intuition of the straight line or since we represent to ourselves the straight
line? First of all, we can not represent it to ourselves in geometric space, but
only in representative space, and then we can represent to ourselves just as
well the objects which possess the other properties of the straight line, save
that of satisfying Euclid's postulate. These objects are 'the non-Euclidean
straights,' which from a certain point of view are not entities void of sense,
but circles (true circles of true space) orthogonal to a certain sphere. If,
among these objects equally capable of representation, it is the first (the
Page 468
Euclidean straights) which we call straights, and not the latter (the non-
Euclidean straights), this is properly by definition.
And arriving finally at the third example, the definition of phosphorus,
we see the true definition would be: Phosphorus is the bit of matter I see in
yonder flask.
XII
And since I am on this subject, still another word. Of the phosphorus
example I said: "This proposition is a real verifiable physical law, because it
means that all bodies having all the other properties of phosphorus, save its
point of fusion, melt like it at 44°." And it was answered: "No, this law is
not verifiable, because if it were shown that two bodies resembling
phosphorus melt one at 44° and the other at 50°, it might always be said that
doubtless, besides the point of fusion, there is some other unknown property
by which they differ."
That was not quite what I meant to say. I should have written, "All bodies
possessing such and such properties finite in number (to wit, the properties
of phosphorus stated in the books on chemistry, the fusion-point excepted)
melt at 44°."
And the better to make evident the difference between the case of the
straight and that of phosphorus, one more remark. The straight has in nature
many images more or less imperfect, of which the chief are the light rays
and the rotation axis of the solid. Suppose we find the ray of light does not
satisfy Euclid's postulate (for example by showing that a star has a negative
parallax), what shall we do? Shall we conclude that the straight being by
definition the trajectory of light does not satisfy the postulate, or, on the
other hand, that the straight by definition satisfying the postulate, the ray of
light is not straight?
Assuredly we are free to adopt the one or the other definition and
consequently the one or the other conclusion; but to adopt the first would be
stupid, because the ray of light probably satisfies only imperfectly not
merely Euclid's postulate, but the other properties of the straight line, so
that if it deviates from the Euclidean straight, it deviates no less from the
rotation axis of solids which is another imperfect image of the straight line;
Euclidean straights), this is properly by definition.
And arriving finally at the third example, the definition of phosphorus,
we see the true definition would be: Phosphorus is the bit of matter I see in
yonder flask.
XII
And since I am on this subject, still another word. Of the phosphorus
example I said: "This proposition is a real verifiable physical law, because it
means that all bodies having all the other properties of phosphorus, save its
point of fusion, melt like it at 44°." And it was answered: "No, this law is
not verifiable, because if it were shown that two bodies resembling
phosphorus melt one at 44° and the other at 50°, it might always be said that
doubtless, besides the point of fusion, there is some other unknown property
by which they differ."
That was not quite what I meant to say. I should have written, "All bodies
possessing such and such properties finite in number (to wit, the properties
of phosphorus stated in the books on chemistry, the fusion-point excepted)
melt at 44°."
And the better to make evident the difference between the case of the
straight and that of phosphorus, one more remark. The straight has in nature
many images more or less imperfect, of which the chief are the light rays
and the rotation axis of the solid. Suppose we find the ray of light does not
satisfy Euclid's postulate (for example by showing that a star has a negative
parallax), what shall we do? Shall we conclude that the straight being by
definition the trajectory of light does not satisfy the postulate, or, on the
other hand, that the straight by definition satisfying the postulate, the ray of
light is not straight?
Assuredly we are free to adopt the one or the other definition and
consequently the one or the other conclusion; but to adopt the first would be
stupid, because the ray of light probably satisfies only imperfectly not
merely Euclid's postulate, but the other properties of the straight line, so
that if it deviates from the Euclidean straight, it deviates no less from the
rotation axis of solids which is another imperfect image of the straight line;
Page 469
while finally it is doubtless subject to change, so that such a line which
yesterday was straight will cease to be straight to-morrow if some physical
circumstance has changed.
Suppose now we find that phosphorus does not melt at 44°, but at 43.9°.
Shall we conclude that phosphorus being by definition that which melts at
44°, this body that we did call phosphorus is not true phosphorus, or, on the
other hand, that phosphorous melts at 43.9°? Here again we are free to
adopt the one or the other definition and consequently the one or the other
conclusion; but to adopt the first would be stupid because we can not be
changing the name of a substance every time we determine a new decimal
of its fusion-point.
XIII
To sum up, Russell and Hilbert have each made a vigorous effort; they
have each written a work full of original views, profound and often well
warranted. These two works give us much to think about and we have much
to learn from them. Among their results, some, many even, are solid and
destined to live.
But to say that they have finally settled the debate between Kant and
Leibnitz and ruined the Kantian theory of mathematics is evidently
incorrect. I do not know whether they really believed they had done it, but
if they believed so, they deceived themselves.
CHAPTER V
The Latest Efforts of the Logisticians
I
The logicians have attempted to answer the preceding considerations. For
that, a transformation of logistic was necessary, and Russell in particular
has modified on certain points his original views. Without entering into the
yesterday was straight will cease to be straight to-morrow if some physical
circumstance has changed.
Suppose now we find that phosphorus does not melt at 44°, but at 43.9°.
Shall we conclude that phosphorus being by definition that which melts at
44°, this body that we did call phosphorus is not true phosphorus, or, on the
other hand, that phosphorous melts at 43.9°? Here again we are free to
adopt the one or the other definition and consequently the one or the other
conclusion; but to adopt the first would be stupid because we can not be
changing the name of a substance every time we determine a new decimal
of its fusion-point.
XIII
To sum up, Russell and Hilbert have each made a vigorous effort; they
have each written a work full of original views, profound and often well
warranted. These two works give us much to think about and we have much
to learn from them. Among their results, some, many even, are solid and
destined to live.
But to say that they have finally settled the debate between Kant and
Leibnitz and ruined the Kantian theory of mathematics is evidently
incorrect. I do not know whether they really believed they had done it, but
if they believed so, they deceived themselves.
CHAPTER V
The Latest Efforts of the Logisticians
I
The logicians have attempted to answer the preceding considerations. For
that, a transformation of logistic was necessary, and Russell in particular
has modified on certain points his original views. Without entering into the
Page 470
details of the debate, I should like to return to the two questions to my mind
most important: Have the rules of logistic demonstrated their fruitfulness
and infallibility? Is it true they afford means of proving the principle of
complete induction without any appeal to intuition?
II
The Infallibility of Logistic
On the question of fertility, it seems M. Couturat has naïve illusions.
Logistic, according to him, lends invention 'stilts and wings,' and on the
next page: "Ten years ago, Peano published the first edition of his
Formulaire." How is that, ten years of wings and not to have flown!
I have the highest esteem for Peano, who has done very pretty things (for
instance his 'space-filling curve,' a phrase now discarded); but after all he
has not gone further nor higher nor quicker than the majority of wingless
mathematicians, and would have done just as well with his legs.
On the contrary I see in logistic only shackles for the inventor. It is no aid
to conciseness—far from it, and if twenty-seven equations were necessary
to establish that 1 is a number, how many would be needed to prove a real
theorem? If we distinguish, with Whitehead, the individual x, the class of
which the only member is x and which shall be called ιx, then the class of
which the only member is the class of which the only member is x and
which shall be called μx, do you think these distinctions, useful as they may
be, go far to quicken our pace?
Logistic forces us to say all that is ordinarily left to be understood; it
makes us advance step by step; this is perhaps surer but not quicker.
It is not wings you logisticians give us, but leading-strings. And then we
have the right to require that these leading-strings prevent our falling. This
will be their only excuse. When a bond does not bear much interest, it
should at least be an investment for a father of a family.
Should your rules be followed blindly? Yes, else only intuition could
enable us to distinguish among them; but then they must be infallible; for
most important: Have the rules of logistic demonstrated their fruitfulness
and infallibility? Is it true they afford means of proving the principle of
complete induction without any appeal to intuition?
II
The Infallibility of Logistic
On the question of fertility, it seems M. Couturat has naïve illusions.
Logistic, according to him, lends invention 'stilts and wings,' and on the
next page: "Ten years ago, Peano published the first edition of his
Formulaire." How is that, ten years of wings and not to have flown!
I have the highest esteem for Peano, who has done very pretty things (for
instance his 'space-filling curve,' a phrase now discarded); but after all he
has not gone further nor higher nor quicker than the majority of wingless
mathematicians, and would have done just as well with his legs.
On the contrary I see in logistic only shackles for the inventor. It is no aid
to conciseness—far from it, and if twenty-seven equations were necessary
to establish that 1 is a number, how many would be needed to prove a real
theorem? If we distinguish, with Whitehead, the individual x, the class of
which the only member is x and which shall be called ιx, then the class of
which the only member is the class of which the only member is x and
which shall be called μx, do you think these distinctions, useful as they may
be, go far to quicken our pace?
Logistic forces us to say all that is ordinarily left to be understood; it
makes us advance step by step; this is perhaps surer but not quicker.
It is not wings you logisticians give us, but leading-strings. And then we
have the right to require that these leading-strings prevent our falling. This
will be their only excuse. When a bond does not bear much interest, it
should at least be an investment for a father of a family.
Should your rules be followed blindly? Yes, else only intuition could
enable us to distinguish among them; but then they must be infallible; for
Page 471
only in an infallible authority can one have a blind confidence. This,
therefore, is for you a necessity. Infallible you shall be, or not at all.
You have no right to say to us: "It is true we make mistakes, but so do
you." For us to blunder is a misfortune, a very great misfortune; for you it is
death.
Nor may you ask: Does the infallibility of arithmetic prevent errors in
addition? The rules of calculation are infallible, and yet we see those
blunder who do not apply these rules; but in checking their calculation it is
at once seen where they went wrong. Here it is not at all the case; the
logicians have applied their rules, and they have fallen into contradiction;
and so true is this, that they are preparing to change these rules and to
"sacrifice the notion of class." Why change them if they were infallible?
"We are not obliged," you say, "to solve hic et nunc all possible
problems." Oh, we do not ask so much of you. If, in face of a problem, you
would give no solution, we should have nothing to say; but on the contrary
you give us two of them and those contradictory, and consequently at least
one false; this it is which is failure.
Russell seeks to reconcile these contradictions, which can only be done,
according to him, "by restricting or even sacrificing the notion of class."
And M. Couturat, discovering the success of his attempt, adds: "If the
logicians succeed where others have failed, M. Poincaré will remember this
phrase, and give the honor of the solution to logistic."
But no! Logistic exists, it has its code which has already had four
editions; or rather this code is logistic itself. Is Mr. Russell preparing to
show that one at least of the two contradictory reasonings has transgressed
the code? Not at all; he is preparing to change these laws and to abrogate a
certain number of them. If he succeeds, I shall give the honor of it to
Russell's intuition and not to the Peanian logistic which he will have
destroyed.
III
The Liberty of Contradiction
therefore, is for you a necessity. Infallible you shall be, or not at all.
You have no right to say to us: "It is true we make mistakes, but so do
you." For us to blunder is a misfortune, a very great misfortune; for you it is
death.
Nor may you ask: Does the infallibility of arithmetic prevent errors in
addition? The rules of calculation are infallible, and yet we see those
blunder who do not apply these rules; but in checking their calculation it is
at once seen where they went wrong. Here it is not at all the case; the
logicians have applied their rules, and they have fallen into contradiction;
and so true is this, that they are preparing to change these rules and to
"sacrifice the notion of class." Why change them if they were infallible?
"We are not obliged," you say, "to solve hic et nunc all possible
problems." Oh, we do not ask so much of you. If, in face of a problem, you
would give no solution, we should have nothing to say; but on the contrary
you give us two of them and those contradictory, and consequently at least
one false; this it is which is failure.
Russell seeks to reconcile these contradictions, which can only be done,
according to him, "by restricting or even sacrificing the notion of class."
And M. Couturat, discovering the success of his attempt, adds: "If the
logicians succeed where others have failed, M. Poincaré will remember this
phrase, and give the honor of the solution to logistic."
But no! Logistic exists, it has its code which has already had four
editions; or rather this code is logistic itself. Is Mr. Russell preparing to
show that one at least of the two contradictory reasonings has transgressed
the code? Not at all; he is preparing to change these laws and to abrogate a
certain number of them. If he succeeds, I shall give the honor of it to
Russell's intuition and not to the Peanian logistic which he will have
destroyed.
III
The Liberty of Contradiction
Page 472
I made two principal objections to the definition of whole number
adopted in logistic. What says M. Couturat to the first of these objections?
What does the word exist mean in mathematics? It means, I said, to be
free from contradiction. This M. Couturat contests. "Logical existence,"
says he, "is quite another thing from the absence of contradiction. It consists
in the fact that a class is not empty." To say: a's exist, is, by definition, to
affirm that the class a is not null.
And doubtless to affirm that the class a is not null, is, by definition, to
affirm that a's exist. But one of the two affirmations is as denuded of
meaning as the other, if they do not both signify, either that one may see or
touch a's which is the meaning physicists or naturalists give them, or that
one may conceive an a without being drawn into contradictions, which is
the meaning given them by logicians and mathematicians.
For M. Couturat, "it is not non-contradiction that proves existence, but it
is existence that proves non-contradiction." To establish the existence of a
class, it is necessary therefore to establish, by an example, that there is an
individual belonging to this class: "But, it will be said, how is the existence
of this individual proved? Must not this existence be established, in order
that the existence of the class of which it is a part may be deduced? Well,
no; however paradoxical may appear the assertion, we never demonstrate
the existence of an individual. Individuals, just because they are individuals,
are always considered as existent.... We never have to express that an
individual exists, absolutely speaking, but only that it exists in a class." M.
Couturat finds his own assertion paradoxical, and he will certainly not be
the only one. Yet it must have a meaning. It doubtless means that the
existence of an individual, alone in the world, and of which nothing is
affirmed, can not involve contradiction; in so far as it is all alone it
evidently will not embarrass any one. Well, so let it be; we shall admit the
existence of the individual, 'absolutely speaking,' but nothing more. It
remains to prove the existence of the individual 'in a class,' and for that it
will always be necessary to prove that the affirmation, "Such an individual
belongs to such a class," is neither contradictory in itself, nor to the other
postulates adopted.
adopted in logistic. What says M. Couturat to the first of these objections?
What does the word exist mean in mathematics? It means, I said, to be
free from contradiction. This M. Couturat contests. "Logical existence,"
says he, "is quite another thing from the absence of contradiction. It consists
in the fact that a class is not empty." To say: a's exist, is, by definition, to
affirm that the class a is not null.
And doubtless to affirm that the class a is not null, is, by definition, to
affirm that a's exist. But one of the two affirmations is as denuded of
meaning as the other, if they do not both signify, either that one may see or
touch a's which is the meaning physicists or naturalists give them, or that
one may conceive an a without being drawn into contradictions, which is
the meaning given them by logicians and mathematicians.
For M. Couturat, "it is not non-contradiction that proves existence, but it
is existence that proves non-contradiction." To establish the existence of a
class, it is necessary therefore to establish, by an example, that there is an
individual belonging to this class: "But, it will be said, how is the existence
of this individual proved? Must not this existence be established, in order
that the existence of the class of which it is a part may be deduced? Well,
no; however paradoxical may appear the assertion, we never demonstrate
the existence of an individual. Individuals, just because they are individuals,
are always considered as existent.... We never have to express that an
individual exists, absolutely speaking, but only that it exists in a class." M.
Couturat finds his own assertion paradoxical, and he will certainly not be
the only one. Yet it must have a meaning. It doubtless means that the
existence of an individual, alone in the world, and of which nothing is
affirmed, can not involve contradiction; in so far as it is all alone it
evidently will not embarrass any one. Well, so let it be; we shall admit the
existence of the individual, 'absolutely speaking,' but nothing more. It
remains to prove the existence of the individual 'in a class,' and for that it
will always be necessary to prove that the affirmation, "Such an individual
belongs to such a class," is neither contradictory in itself, nor to the other
postulates adopted.
Page 473
"It is then," continues M. Couturat, "arbitrary and misleading to maintain
that a definition is valid only if we first prove it is not contradictory." One
could not claim in prouder and more energetic terms the liberty of
contradiction. "In any case, the onus probandi rests upon those who believe
that these principles are contradictory." Postulates are presumed to be
compatible until the contrary is proved, just as the accused person is
presumed innocent. Needless to add that I do not assent to this claim. But,
you say, the demonstration you require of us is impossible, and you can not
ask us to jump over the moon. Pardon me; that is impossible for you, but
not for us, who admit the principle of induction as a synthetic judgment a
priori. And that would be necessary for you, as for us.
To demonstrate that a system of postulates implies no contradiction, it is
necessary to apply the principle of complete induction; this mode of
reasoning not only has nothing 'bizarre' about it, but it is the only correct
one. It is not 'unlikely' that it has ever been employed; and it is not hard to
find 'examples and precedents' of it. I have cited two such instances
borrowed from Hilbert's article. He is not the only one to have used it, and
those who have not done so have been wrong. What I have blamed Hilbert
for is not his having recourse to it (a born mathematician such as he could
not fail to see a demonstration was necessary and this the only one
possible), but his having recourse without recognizing the reasoning by
recurrence.
IV
The Second Objection
I pointed out a second error of logistic in Hilbert's article. To-day Hilbert
is excommunicated and M. Couturat no longer regards him as of the logistic
cult; so he asks if I have found the same fault among the orthodox. No, I
have not seen it in the pages I have read; I know not whether I should find it
in the three hundred pages they have written which I have no desire to read.
Only, they must commit it the day they wish to make any application of
mathematics. This science has not as sole object the eternal contemplation
of its own navel; it has to do with nature and some day it will touch it. Then
that a definition is valid only if we first prove it is not contradictory." One
could not claim in prouder and more energetic terms the liberty of
contradiction. "In any case, the onus probandi rests upon those who believe
that these principles are contradictory." Postulates are presumed to be
compatible until the contrary is proved, just as the accused person is
presumed innocent. Needless to add that I do not assent to this claim. But,
you say, the demonstration you require of us is impossible, and you can not
ask us to jump over the moon. Pardon me; that is impossible for you, but
not for us, who admit the principle of induction as a synthetic judgment a
priori. And that would be necessary for you, as for us.
To demonstrate that a system of postulates implies no contradiction, it is
necessary to apply the principle of complete induction; this mode of
reasoning not only has nothing 'bizarre' about it, but it is the only correct
one. It is not 'unlikely' that it has ever been employed; and it is not hard to
find 'examples and precedents' of it. I have cited two such instances
borrowed from Hilbert's article. He is not the only one to have used it, and
those who have not done so have been wrong. What I have blamed Hilbert
for is not his having recourse to it (a born mathematician such as he could
not fail to see a demonstration was necessary and this the only one
possible), but his having recourse without recognizing the reasoning by
recurrence.
IV
The Second Objection
I pointed out a second error of logistic in Hilbert's article. To-day Hilbert
is excommunicated and M. Couturat no longer regards him as of the logistic
cult; so he asks if I have found the same fault among the orthodox. No, I
have not seen it in the pages I have read; I know not whether I should find it
in the three hundred pages they have written which I have no desire to read.
Only, they must commit it the day they wish to make any application of
mathematics. This science has not as sole object the eternal contemplation
of its own navel; it has to do with nature and some day it will touch it. Then
Page 474
it will be necessary to shake off purely verbal definitions and to stop paying
oneself with words.
To go back to the example of Hilbert: always the point at issue is
reasoning by recurrence and the question of knowing whether a system of
postulates is not contradictory. M. Couturat will doubtless say that then this
does not touch him, but it perhaps will interest those who do not claim, as
he does, the liberty of contradiction.
We wish to establish, as above, that we shall never encounter
contradiction after any number of deductions whatever, provided this
number be finite. For that, it is necessary to apply the principle of induction.
Should we here understand by finite number every number to which by
definition the principle of induction applies? Evidently not, else we should
be led to most embarrassing consequences. To have the right to lay down a
system of postulates, we must be sure they are not contradictory. This is a
truth admitted by most scientists; I should have written by all before reading
M. Couturat's last article. But what does this signify? Does it mean that we
must be sure of not meeting contradiction after a finite number of
propositions, the finite number being by definition that which has all
properties of recurrent nature, so that if one of these properties fails—if, for
instance, we come upon a contradiction—we shall agree to say that the
number in question is not finite? In other words, do we mean that we must
be sure not to meet contradictions, on condition of agreeing to stop just
when we are about to encounter one? To state such a proposition is enough
to condemn it.
So, Hilbert's reasoning not only assumes the principle of induction, but it
supposes that this principle is given us not as a simple definition, but as a
synthetic judgment a priori.
To sum up:
A demonstration is necessary.
The only demonstration possible is the proof by recurrence.
This is legitimate only if we admit the principle of induction and if we
regard it not as a definition but as a synthetic judgment.
oneself with words.
To go back to the example of Hilbert: always the point at issue is
reasoning by recurrence and the question of knowing whether a system of
postulates is not contradictory. M. Couturat will doubtless say that then this
does not touch him, but it perhaps will interest those who do not claim, as
he does, the liberty of contradiction.
We wish to establish, as above, that we shall never encounter
contradiction after any number of deductions whatever, provided this
number be finite. For that, it is necessary to apply the principle of induction.
Should we here understand by finite number every number to which by
definition the principle of induction applies? Evidently not, else we should
be led to most embarrassing consequences. To have the right to lay down a
system of postulates, we must be sure they are not contradictory. This is a
truth admitted by most scientists; I should have written by all before reading
M. Couturat's last article. But what does this signify? Does it mean that we
must be sure of not meeting contradiction after a finite number of
propositions, the finite number being by definition that which has all
properties of recurrent nature, so that if one of these properties fails—if, for
instance, we come upon a contradiction—we shall agree to say that the
number in question is not finite? In other words, do we mean that we must
be sure not to meet contradictions, on condition of agreeing to stop just
when we are about to encounter one? To state such a proposition is enough
to condemn it.
So, Hilbert's reasoning not only assumes the principle of induction, but it
supposes that this principle is given us not as a simple definition, but as a
synthetic judgment a priori.
To sum up:
A demonstration is necessary.
The only demonstration possible is the proof by recurrence.
This is legitimate only if we admit the principle of induction and if we
regard it not as a definition but as a synthetic judgment.
Page 475
V
The Cantor Antinomies
Now to examine Russell's new memoir. This memoir was written with
the view to conquer the difficulties raised by those Cantor antinomies to
which frequent allusion has already been made. Cantor thought he could
construct a science of the infinite; others went on in the way he opened, but
they soon ran foul of strange contradictions. These antinomies are already
numerous, but the most celebrated are:
1. The Burali-Forti antinomy;
2. The Zermelo-König antinomy;
3. The Richard antinomy.
Cantor proved that the ordinal numbers (the question is of transfinite
ordinal numbers, a new notion introduced by him) can be ranged in a linear
series; that is to say that of two unequal ordinals one is always less than the
other. Burali-Forti proves the contrary; and in fact he says in substance that
if one could range all the ordinals in a linear series, this series would define
an ordinal greater than all the others; we could afterwards adjoin 1 and
would obtain again an ordinal which would be still greater, and this is
contradictory.
We shall return later to the Zermelo-König antinomy which is of a
slightly different nature. The Richard antinomy[15] is as follows: Consider
all the decimal numbers definable by a finite number of words; these
decimal numbers form an aggregate E, and it is easy to see that this
aggregate is countable, that is to say we can number the different decimal
numbers of this assemblage from 1 to infinity. Suppose the numbering
effected, and define a number N as follows: If the nth decimal of the nth
number of the assemblage E is
0, 1, 2, 3, 4, 5, 6, 7, 8, 9
the nth decimal of N shall be:
1, 2, 3, 4, 5, 6, 7, 8, 1, 1
The Cantor Antinomies
Now to examine Russell's new memoir. This memoir was written with
the view to conquer the difficulties raised by those Cantor antinomies to
which frequent allusion has already been made. Cantor thought he could
construct a science of the infinite; others went on in the way he opened, but
they soon ran foul of strange contradictions. These antinomies are already
numerous, but the most celebrated are:
1. The Burali-Forti antinomy;
2. The Zermelo-König antinomy;
3. The Richard antinomy.
Cantor proved that the ordinal numbers (the question is of transfinite
ordinal numbers, a new notion introduced by him) can be ranged in a linear
series; that is to say that of two unequal ordinals one is always less than the
other. Burali-Forti proves the contrary; and in fact he says in substance that
if one could range all the ordinals in a linear series, this series would define
an ordinal greater than all the others; we could afterwards adjoin 1 and
would obtain again an ordinal which would be still greater, and this is
contradictory.
We shall return later to the Zermelo-König antinomy which is of a
slightly different nature. The Richard antinomy[15] is as follows: Consider
all the decimal numbers definable by a finite number of words; these
decimal numbers form an aggregate E, and it is easy to see that this
aggregate is countable, that is to say we can number the different decimal
numbers of this assemblage from 1 to infinity. Suppose the numbering
effected, and define a number N as follows: If the nth decimal of the nth
number of the assemblage E is
0, 1, 2, 3, 4, 5, 6, 7, 8, 9
the nth decimal of N shall be:
1, 2, 3, 4, 5, 6, 7, 8, 1, 1
Page 476
As we see, N is not equal to the nth number of E, and as n is arbitrary, N
does not appertain to E and yet N should belong to this assemblage since we
have defined it with a finite number of words.
We shall later see that M. Richard has himself given with much sagacity
the explanation of his paradox and that this extends, mutatis mutandis, to
the other like paradoxes. Again, Russell cites another quite amusing
paradox: What is the least whole number which can not be defined by a
phrase composed of less than a hundred English words?
This number exists; and in fact the numbers capable of being defined by
a like phrase are evidently finite in number since the words of the English
language are not infinite in number. Therefore among them will be one less
than all the others. And, on the other hand, this number does not exist,
because its definition implies contradiction. This number, in fact, is defined
by the phrase in italics which is composed of less than a hundred English
words; and by definition this number should not be capable of definition by
a like phrase.
VI
Zigzag Theory and No-class Theory
What is Mr. Russell's attitude in presence of these contradictions? After
having analyzed those of which we have just spoken, and cited still others,
after having given them a form recalling Epimenides, he does not hesitate to
conclude: "A propositional function of one variable does not always
determine a class." A propositional function (that is to say a definition) does
not always determine a class. A 'propositional function' or 'norm' may be
'non-predicative.' And this does not mean that these non-predicative
propositions determine an empty class, a null class; this does not mean that
there is no value of x satisfying the definition and capable of being one of
the elements of the class. The elements exist, but they have no right to unite
in a syndicate to form a class.
But this is only the beginning and it is needful to know how to recognize
whether a definition is or is not predicative. To solve this problem Russell
hesitates between three theories which he calls
does not appertain to E and yet N should belong to this assemblage since we
have defined it with a finite number of words.
We shall later see that M. Richard has himself given with much sagacity
the explanation of his paradox and that this extends, mutatis mutandis, to
the other like paradoxes. Again, Russell cites another quite amusing
paradox: What is the least whole number which can not be defined by a
phrase composed of less than a hundred English words?
This number exists; and in fact the numbers capable of being defined by
a like phrase are evidently finite in number since the words of the English
language are not infinite in number. Therefore among them will be one less
than all the others. And, on the other hand, this number does not exist,
because its definition implies contradiction. This number, in fact, is defined
by the phrase in italics which is composed of less than a hundred English
words; and by definition this number should not be capable of definition by
a like phrase.
VI
Zigzag Theory and No-class Theory
What is Mr. Russell's attitude in presence of these contradictions? After
having analyzed those of which we have just spoken, and cited still others,
after having given them a form recalling Epimenides, he does not hesitate to
conclude: "A propositional function of one variable does not always
determine a class." A propositional function (that is to say a definition) does
not always determine a class. A 'propositional function' or 'norm' may be
'non-predicative.' And this does not mean that these non-predicative
propositions determine an empty class, a null class; this does not mean that
there is no value of x satisfying the definition and capable of being one of
the elements of the class. The elements exist, but they have no right to unite
in a syndicate to form a class.
But this is only the beginning and it is needful to know how to recognize
whether a definition is or is not predicative. To solve this problem Russell
hesitates between three theories which he calls
Page 477
A. The zigzag theory;
B. The theory of limitation of size;
C. The no-class theory.
According to the zigzag theory "definitions (propositional functions)
determine a class when they are very simple and cease to do so only when
they are complicated and obscure." Who, now, is to decide whether a
definition may be regarded as simple enough to be acceptable? To this
question there is no answer, if it be not the loyal avowal of a complete
inability: "The rules which enable us to recognize whether these definitions
are predicative would be extremely complicated and can not commend
themselves by any plausible reason. This is a fault which might be remedied
by greater ingenuity or by using distinctions not yet pointed out. But
hitherto in seeking these rules, I have not been able to find any other
directing principle than the absence of contradiction."
This theory therefore remains very obscure; in this night a single light—
the word zigzag. What Russell calls the 'zigzaginess' is doubtless the
particular characteristic which distinguishes the argument of Epimenides.
According to the theory of limitation of size, a class would cease to have
the right to exist if it were too extended. Perhaps it might be infinite, but it
should not be too much so. But we always meet again the same difficulty; at
what precise moment does it begin to be too much so? Of course this
difficulty is not solved and Russell passes on to the third theory.
In the no-classes theory it is forbidden to speak the word 'class' and this
word must be replaced by various periphrases. What a change for logistic
which talks only of classes and classes of classes! It becomes necessary to
remake the whole of logistic. Imagine how a page of logistic would look
upon suppressing all the propositions where it is a question of class. There
would only be some scattered survivors in the midst of a blank page.
Apparent rari nantes in gurgite vasto.
Be that as it may, we see how Russell hesitates and the modifications to
which he submits the fundamental principles he has hitherto adopted.
Criteria are needed to decide whether a definition is too complex or too
extended, and these criteria can only be justified by an appeal to intuition.
B. The theory of limitation of size;
C. The no-class theory.
According to the zigzag theory "definitions (propositional functions)
determine a class when they are very simple and cease to do so only when
they are complicated and obscure." Who, now, is to decide whether a
definition may be regarded as simple enough to be acceptable? To this
question there is no answer, if it be not the loyal avowal of a complete
inability: "The rules which enable us to recognize whether these definitions
are predicative would be extremely complicated and can not commend
themselves by any plausible reason. This is a fault which might be remedied
by greater ingenuity or by using distinctions not yet pointed out. But
hitherto in seeking these rules, I have not been able to find any other
directing principle than the absence of contradiction."
This theory therefore remains very obscure; in this night a single light—
the word zigzag. What Russell calls the 'zigzaginess' is doubtless the
particular characteristic which distinguishes the argument of Epimenides.
According to the theory of limitation of size, a class would cease to have
the right to exist if it were too extended. Perhaps it might be infinite, but it
should not be too much so. But we always meet again the same difficulty; at
what precise moment does it begin to be too much so? Of course this
difficulty is not solved and Russell passes on to the third theory.
In the no-classes theory it is forbidden to speak the word 'class' and this
word must be replaced by various periphrases. What a change for logistic
which talks only of classes and classes of classes! It becomes necessary to
remake the whole of logistic. Imagine how a page of logistic would look
upon suppressing all the propositions where it is a question of class. There
would only be some scattered survivors in the midst of a blank page.
Apparent rari nantes in gurgite vasto.
Be that as it may, we see how Russell hesitates and the modifications to
which he submits the fundamental principles he has hitherto adopted.
Criteria are needed to decide whether a definition is too complex or too
extended, and these criteria can only be justified by an appeal to intuition.
Page 478
It is toward the no-classes theory that Russell finally inclines. Be that as
it may, logistic is to be remade and it is not clear how much of it can be
saved. Needless to add that Cantorism and logistic are alone under
consideration; real mathematics, that which is good for something, may
continue to develop in accordance with its own principles without bothering
about the storms which rage outside it, and go on step by step with its usual
conquests which are final and which it never has to abandon.
VII
The True Solution
What choice ought we to make among these different theories? It seems
to me that the solution is contained in a letter of M. Richard of which I have
spoken above, to be found in the Revue générale des sciences of June 30,
1905. After having set forth the antinomy we have called Richard's
antinomy, he gives its explanation. Recall what has already been said of this
antinomy. E is the aggregate of all the numbers definable by a finite number
of words, without introducing the notion of the aggregate E itself. Else the
definition of E would contain a vicious circle; we must not define E by the
aggregate E itself.
Now we have defined N with a finite number of words, it is true, but with
the aid of the notion of the aggregate E. And this is why N is not part of E.
In the example selected by M. Richard, the conclusion presents itself with
complete evidence and the evidence will appear still stronger on consulting
the text of the letter itself. But the same explanation holds good for the
other antinomies, as is easily verified. Thus the definitions which should be
regarded as not predicative are those which contain a vicious circle. And
the preceding examples sufficiently show what I mean by that. Is it this
which Russell calls the 'zigzaginess'? I put the question without answering
it.
VIII
The Demonstrations of the Principle of Induction
it may, logistic is to be remade and it is not clear how much of it can be
saved. Needless to add that Cantorism and logistic are alone under
consideration; real mathematics, that which is good for something, may
continue to develop in accordance with its own principles without bothering
about the storms which rage outside it, and go on step by step with its usual
conquests which are final and which it never has to abandon.
VII
The True Solution
What choice ought we to make among these different theories? It seems
to me that the solution is contained in a letter of M. Richard of which I have
spoken above, to be found in the Revue générale des sciences of June 30,
1905. After having set forth the antinomy we have called Richard's
antinomy, he gives its explanation. Recall what has already been said of this
antinomy. E is the aggregate of all the numbers definable by a finite number
of words, without introducing the notion of the aggregate E itself. Else the
definition of E would contain a vicious circle; we must not define E by the
aggregate E itself.
Now we have defined N with a finite number of words, it is true, but with
the aid of the notion of the aggregate E. And this is why N is not part of E.
In the example selected by M. Richard, the conclusion presents itself with
complete evidence and the evidence will appear still stronger on consulting
the text of the letter itself. But the same explanation holds good for the
other antinomies, as is easily verified. Thus the definitions which should be
regarded as not predicative are those which contain a vicious circle. And
the preceding examples sufficiently show what I mean by that. Is it this
which Russell calls the 'zigzaginess'? I put the question without answering
it.
VIII
The Demonstrations of the Principle of Induction
Page 479
Let us now examine the pretended demonstrations of the principle of
induction and in particular those of Whitehead and of Burali-Forti.
We shall speak of Whitehead's first, and take advantage of certain new
terms happily introduced by Russell in his recent memoir. Call recurrent
class every class containing zero, and containing n + 1 if it contains n. Call
inductive number every number which is a part of all the recurrent classes.
Upon what condition will this latter definition, which plays an essential rôle
in Whitehead's proof, be 'predicative' and consequently acceptable?
In accordance with what has been said, it is necessary to understand by
all the recurrent classes, all those in whose definition the notion of
inductive number does not enter. Else we fall again upon the vicious circle
which has engendered the antinomies.
Now Whitehead has not taken this precaution. Whitehead's reasoning is
therefore fallacious; it is the same which led to the antinomies. It was
illegitimate when it gave false results; it remains illegitimate when by
chance it leads to a true result.
A definition containing a vicious circle defines nothing. It is of no use to
say, we are sure, whatever meaning we may give to our definition, zero at
least belongs to the class of inductive numbers; it is not a question of
knowing whether this class is void, but whether it can be rigorously
deliminated. A 'non-predicative' class is not an empty class, it is a class
whose boundary is undetermined. Needless to add that this particular
objection leaves in force the general objections applicable to all the
demonstrations.
IX
Burali-Forti has given another demonstration.[16] But he is obliged to
assume two postulates: First, there always exists at least one infinite class.
The second is thus expressed:
induction and in particular those of Whitehead and of Burali-Forti.
We shall speak of Whitehead's first, and take advantage of certain new
terms happily introduced by Russell in his recent memoir. Call recurrent
class every class containing zero, and containing n + 1 if it contains n. Call
inductive number every number which is a part of all the recurrent classes.
Upon what condition will this latter definition, which plays an essential rôle
in Whitehead's proof, be 'predicative' and consequently acceptable?
In accordance with what has been said, it is necessary to understand by
all the recurrent classes, all those in whose definition the notion of
inductive number does not enter. Else we fall again upon the vicious circle
which has engendered the antinomies.
Now Whitehead has not taken this precaution. Whitehead's reasoning is
therefore fallacious; it is the same which led to the antinomies. It was
illegitimate when it gave false results; it remains illegitimate when by
chance it leads to a true result.
A definition containing a vicious circle defines nothing. It is of no use to
say, we are sure, whatever meaning we may give to our definition, zero at
least belongs to the class of inductive numbers; it is not a question of
knowing whether this class is void, but whether it can be rigorously
deliminated. A 'non-predicative' class is not an empty class, it is a class
whose boundary is undetermined. Needless to add that this particular
objection leaves in force the general objections applicable to all the
demonstrations.
IX
Burali-Forti has given another demonstration.[16] But he is obliged to
assume two postulates: First, there always exists at least one infinite class.
The second is thus expressed:
Page 480
The first postulate is not more evident than the principle to be proved.
The second not only is not evident, but it is false, as Whitehead has shown;
as moreover any recruit would see at the first glance, if the axiom had been
stated in intelligible language, since it means that the number of
combinations which can be formed with several objects is less than the
number of these objects.
X
Zermelo's Assumption
A famous demonstration by Zermelo rests upon the following
assumption: In any aggregate (or the same in each aggregate of an
assemblage of aggregates) we can always choose at random an element
(even if this assemblage of aggregates should contain an infinity of
aggregates). This assumption had been applied a thousand times without
being stated, but, once stated, it aroused doubts. Some mathematicians, for
instance M. Borel, resolutely reject it; others admire it. Let us see what,
according to his last article, Russell thinks of it. He does not speak out, but
his reflections are very suggestive.
And first a picturesque example: Suppose we have as many pairs of
shoes as there are whole numbers, and so that we can number the pairs
from one to infinity, how many shoes shall we have? Will the number of
shoes be equal to the number of pairs? Yes, if in each pair the right shoe is
distinguishable from the left; it will in fact suffice to give the number 2n − 1
to the right shoe of the nth pair, and the number 2n to the left shoe of the
nth pair. No, if the right shoe is just like the left, because a similar operation
would become impossible—unless we admit Zermelo's assumption, since
then we could choose at random in each pair the shoe to be regarded as the
right.
XI
Conclusions
The second not only is not evident, but it is false, as Whitehead has shown;
as moreover any recruit would see at the first glance, if the axiom had been
stated in intelligible language, since it means that the number of
combinations which can be formed with several objects is less than the
number of these objects.
X
Zermelo's Assumption
A famous demonstration by Zermelo rests upon the following
assumption: In any aggregate (or the same in each aggregate of an
assemblage of aggregates) we can always choose at random an element
(even if this assemblage of aggregates should contain an infinity of
aggregates). This assumption had been applied a thousand times without
being stated, but, once stated, it aroused doubts. Some mathematicians, for
instance M. Borel, resolutely reject it; others admire it. Let us see what,
according to his last article, Russell thinks of it. He does not speak out, but
his reflections are very suggestive.
And first a picturesque example: Suppose we have as many pairs of
shoes as there are whole numbers, and so that we can number the pairs
from one to infinity, how many shoes shall we have? Will the number of
shoes be equal to the number of pairs? Yes, if in each pair the right shoe is
distinguishable from the left; it will in fact suffice to give the number 2n − 1
to the right shoe of the nth pair, and the number 2n to the left shoe of the
nth pair. No, if the right shoe is just like the left, because a similar operation
would become impossible—unless we admit Zermelo's assumption, since
then we could choose at random in each pair the shoe to be regarded as the
right.
XI
Conclusions
Page 481
A demonstration truly founded upon the principles of analytic logic will
be composed of a series of propositions. Some, serving as premises, will be
identities or definitions; the others will be deduced from the premises step
by step. But though the bond between each proposition and the following is
immediately evident, it will not at first sight appear how we get from the
first to the last, which we may be tempted to regard as a new truth. But if
we replace successively the different expressions therein by their definition
and if this operation be carried as far as possible, there will finally remain
only identities, so that all will reduce to an immense tautology. Logic
therefore remains sterile unless made fruitful by intuition.
This I wrote long ago; logistic professes the contrary and thinks it has
proved it by actually proving new truths. By what mechanism? Why in
applying to their reasonings the procedure just described—namely,
replacing the terms defined by their definitions—do we not see them
dissolve into identities like ordinary reasonings? It is because this procedure
is not applicable to them. And why? Because their definitions are not
predicative and present this sort of hidden vicious circle which I have
pointed out above; non-predicative definitions can not be substituted for the
terms defined. Under these conditions logistic is not sterile, it engenders
antinomies.
It is the belief in the existence of the actual infinite which has given birth
to those non-predicative definitions. Let me explain. In these definitions the
word 'all' figures, as is seen in the examples cited above. The word 'all' has
a very precise meaning when it is a question of a finite number of objects;
to have another one, when the objects are infinite in number, would require
there being an actual (given complete) infinity. Otherwise all these objects
could not be conceived as postulated anteriorly to their definition, and then
if the definition of a notion N depends upon all the objects A, it may be
infected with a vicious circle, if among the objects A are some indefinable
without the intervention of the notion N itself.
The rules of formal logic express simply the properties of all possible
classifications. But for them to be applicable it is necessary that these
classifications be immutable and that we have no need to modify them in
the course of the reasoning. If we have to classify only a finite number of
objects, it is easy to keep our classifications without change. If the objects
be composed of a series of propositions. Some, serving as premises, will be
identities or definitions; the others will be deduced from the premises step
by step. But though the bond between each proposition and the following is
immediately evident, it will not at first sight appear how we get from the
first to the last, which we may be tempted to regard as a new truth. But if
we replace successively the different expressions therein by their definition
and if this operation be carried as far as possible, there will finally remain
only identities, so that all will reduce to an immense tautology. Logic
therefore remains sterile unless made fruitful by intuition.
This I wrote long ago; logistic professes the contrary and thinks it has
proved it by actually proving new truths. By what mechanism? Why in
applying to their reasonings the procedure just described—namely,
replacing the terms defined by their definitions—do we not see them
dissolve into identities like ordinary reasonings? It is because this procedure
is not applicable to them. And why? Because their definitions are not
predicative and present this sort of hidden vicious circle which I have
pointed out above; non-predicative definitions can not be substituted for the
terms defined. Under these conditions logistic is not sterile, it engenders
antinomies.
It is the belief in the existence of the actual infinite which has given birth
to those non-predicative definitions. Let me explain. In these definitions the
word 'all' figures, as is seen in the examples cited above. The word 'all' has
a very precise meaning when it is a question of a finite number of objects;
to have another one, when the objects are infinite in number, would require
there being an actual (given complete) infinity. Otherwise all these objects
could not be conceived as postulated anteriorly to their definition, and then
if the definition of a notion N depends upon all the objects A, it may be
infected with a vicious circle, if among the objects A are some indefinable
without the intervention of the notion N itself.
The rules of formal logic express simply the properties of all possible
classifications. But for them to be applicable it is necessary that these
classifications be immutable and that we have no need to modify them in
the course of the reasoning. If we have to classify only a finite number of
objects, it is easy to keep our classifications without change. If the objects
Page 482
are indefinite in number, that is to say if one is constantly exposed to seeing
new and unforeseen objects arise, it may happen that the appearance of a
new object may require the classification to be modified, and thus it is we
are exposed to antinomies. There is no actual (given complete) infinity. The
Cantorians have forgotten this, and they have fallen into contradiction. It is
true that Cantorism has been of service, but this was when applied to a real
problem whose terms were precisely defined, and then we could advance
without fear.
Logistic also forgot it, like the Cantorians, and encountered the same
difficulties. But the question is to know whether they went this way by
accident or whether it was a necessity for them. For me, the question is not
doubtful; belief in an actual infinity is essential in the Russell logic. It is just
this which distinguishes it from the Hilbert logic. Hilbert takes the view-
point of extension, precisely in order to avoid the Cantorian antinomies.
Russell takes the view-point of comprehension. Consequently for him the
genus is anterior to the species, and the summum genus is anterior to all.
That would not be inconvenient if the summum genus was finite; but if it is
infinite, it is necessary to postulate the infinite, that is to say to regard the
infinite as actual (given complete). And we have not only infinite classes;
when we pass from the genus to the species in restricting the concept by
new conditions, these conditions are still infinite in number. Because they
express generally that the envisaged object presents such or such a relation
with all the objects of an infinite class.
But that is ancient history. Russell has perceived the peril and takes
counsel. He is about to change everything, and, what is easily understood,
he is preparing not only to introduce new principles which shall allow of
operations formerly forbidden, but he is preparing to forbid operations he
formerly thought legitimate. Not content to adore what he burned, he is
about to burn what he adored, which is more serious. He does not add a new
wing to the building, he saps its foundation.
The old logistic is dead, so much so that already the zigzag theory and
the no-classes theory are disputing over the succession. To judge of the new,
we shall await its coming.
new and unforeseen objects arise, it may happen that the appearance of a
new object may require the classification to be modified, and thus it is we
are exposed to antinomies. There is no actual (given complete) infinity. The
Cantorians have forgotten this, and they have fallen into contradiction. It is
true that Cantorism has been of service, but this was when applied to a real
problem whose terms were precisely defined, and then we could advance
without fear.
Logistic also forgot it, like the Cantorians, and encountered the same
difficulties. But the question is to know whether they went this way by
accident or whether it was a necessity for them. For me, the question is not
doubtful; belief in an actual infinity is essential in the Russell logic. It is just
this which distinguishes it from the Hilbert logic. Hilbert takes the view-
point of extension, precisely in order to avoid the Cantorian antinomies.
Russell takes the view-point of comprehension. Consequently for him the
genus is anterior to the species, and the summum genus is anterior to all.
That would not be inconvenient if the summum genus was finite; but if it is
infinite, it is necessary to postulate the infinite, that is to say to regard the
infinite as actual (given complete). And we have not only infinite classes;
when we pass from the genus to the species in restricting the concept by
new conditions, these conditions are still infinite in number. Because they
express generally that the envisaged object presents such or such a relation
with all the objects of an infinite class.
But that is ancient history. Russell has perceived the peril and takes
counsel. He is about to change everything, and, what is easily understood,
he is preparing not only to introduce new principles which shall allow of
operations formerly forbidden, but he is preparing to forbid operations he
formerly thought legitimate. Not content to adore what he burned, he is
about to burn what he adored, which is more serious. He does not add a new
wing to the building, he saps its foundation.
The old logistic is dead, so much so that already the zigzag theory and
the no-classes theory are disputing over the succession. To judge of the new,
we shall await its coming.
Page 483
Page 484
BOOK III
THE NEW MECHANICS
CHAPTER I
Mechanics and Radium
I
Introduction
The general principles of Dynamics, which have, since Newton, served
as foundation for physical science, and which appeared immovable, are
they on the point of being abandoned or at least profoundly modified? This
is what many people have been asking themselves for some years.
According to them, the discovery of radium has overturned the scientific
dogmas we believed the most solid: on the one hand, the impossibility of
the transmutation of metals; on the other hand, the fundamental postulates
of mechanics.
Perhaps one is too hasty in considering these novelties as finally
established, and breaking our idols of yesterday; perhaps it would be proper,
before taking sides, to await experiments more numerous and more
convincing. None the less is it necessary, from to-day, to know the new
doctrines and the arguments, already very weighty, upon which they rest.
In few words let us first recall in what those principles consist:
A. The motion of a material point isolated and apart from all exterior
force is straight and uniform; this is the principle of inertia: without force
THE NEW MECHANICS
CHAPTER I
Mechanics and Radium
I
Introduction
The general principles of Dynamics, which have, since Newton, served
as foundation for physical science, and which appeared immovable, are
they on the point of being abandoned or at least profoundly modified? This
is what many people have been asking themselves for some years.
According to them, the discovery of radium has overturned the scientific
dogmas we believed the most solid: on the one hand, the impossibility of
the transmutation of metals; on the other hand, the fundamental postulates
of mechanics.
Perhaps one is too hasty in considering these novelties as finally
established, and breaking our idols of yesterday; perhaps it would be proper,
before taking sides, to await experiments more numerous and more
convincing. None the less is it necessary, from to-day, to know the new
doctrines and the arguments, already very weighty, upon which they rest.
In few words let us first recall in what those principles consist:
A. The motion of a material point isolated and apart from all exterior
force is straight and uniform; this is the principle of inertia: without force
Page 485
no acceleration;
B. The acceleration of a moving point has the same direction as the
resultant of all the forces to which it is subjected; it is equal to the quotient
of this resultant by a coefficient called mass of the moving point.
The mass of a moving point, so defined, is a constant; it does not depend
upon the velocity acquired by this point; it is the same whether the force,
being parallel to this velocity, tends only to accelerate or to retard the
motion of the point, or whether, on the contrary, being perpendicular to this
velocity, it tends to make this motion deviate toward the right, or the left,
that is to say to curve the trajectory;
C. All the forces affecting a material point come from the action of other
material points; they depend only upon the relative positions and velocities
of these different material points.
Combining the two principles B and C, we reach the principle of relative
motion, in virtue of which the laws of the motion of a system are the same
whether we refer this system to fixed axes, or to moving axes animated by a
straight and uniform motion of translation, so that it is impossible to
distinguish absolute motion from a relative motion with reference to such
moving axes;
D. If a material point A acts upon another material point B, the body B
reacts upon A, and these two actions are two equal and directly opposite
forces. This is the principle of the equality of action and reaction, or, more
briefly, the principle of reaction.
Astronomic observations and the most ordinary physical phenomena
seem to have given of these principles a confirmation complete, constant
and very precise. This is true, it is now said, but it is because we have never
operated with any but very small velocities; Mercury, for example, the
fastest of the planets, goes scarcely 100 kilometers a second. Would this
planet act the same if it went a thousand times faster? We see there is yet no
need to worry; whatever may be the progress of automobilism, it will be
long before we must give up applying to our machines the classic principles
of dynamics.
B. The acceleration of a moving point has the same direction as the
resultant of all the forces to which it is subjected; it is equal to the quotient
of this resultant by a coefficient called mass of the moving point.
The mass of a moving point, so defined, is a constant; it does not depend
upon the velocity acquired by this point; it is the same whether the force,
being parallel to this velocity, tends only to accelerate or to retard the
motion of the point, or whether, on the contrary, being perpendicular to this
velocity, it tends to make this motion deviate toward the right, or the left,
that is to say to curve the trajectory;
C. All the forces affecting a material point come from the action of other
material points; they depend only upon the relative positions and velocities
of these different material points.
Combining the two principles B and C, we reach the principle of relative
motion, in virtue of which the laws of the motion of a system are the same
whether we refer this system to fixed axes, or to moving axes animated by a
straight and uniform motion of translation, so that it is impossible to
distinguish absolute motion from a relative motion with reference to such
moving axes;
D. If a material point A acts upon another material point B, the body B
reacts upon A, and these two actions are two equal and directly opposite
forces. This is the principle of the equality of action and reaction, or, more
briefly, the principle of reaction.
Astronomic observations and the most ordinary physical phenomena
seem to have given of these principles a confirmation complete, constant
and very precise. This is true, it is now said, but it is because we have never
operated with any but very small velocities; Mercury, for example, the
fastest of the planets, goes scarcely 100 kilometers a second. Would this
planet act the same if it went a thousand times faster? We see there is yet no
need to worry; whatever may be the progress of automobilism, it will be
long before we must give up applying to our machines the classic principles
of dynamics.
Page 486
How then have we come to make actual speeds a thousand times greater
than that of Mercury, equal, for instance, to a tenth or a third of the velocity
of light, or approaching still more closely to that velocity? It is by aid of the
cathode rays and the rays from radium.
We know that radium emits three kinds of rays, designated by the three
Greek letters α, β, γ; in what follows, unless the contrary be expressly
stated, it will always be a question of the β rays, which are analogous to the
cathode rays.
After the discovery of the cathode rays two theories appeared. Crookes
attributed the phenomena to a veritable molecular bombardment; Hertz, to
special undulations of the ether. This was a renewal of the debate which
divided physicists a century ago about light; Crookes took up the emission
theory, abandoned for light; Hertz held to the undulatory theory. The facts
seem to decide in favor of Crookes.
It has been recognized, in the first place, that the cathode rays carry with
them a negative electric charge; they are deviated by a magnetic field and
by an electric field; and these deviations are precisely such as these same
fields would produce upon projectiles animated by a very high velocity and
strongly charged with electricity. These two deviations depend upon two
quantities: one the velocity, the other the relation of the electric charge of
the projectile to its mass; we cannot know the absolute value of this mass,
nor that of the charge, but only their relation; in fact, it is clear that if we
double at the same time the charge and the mass, without changing the
velocity, we shall double the force which tends to deviate the projectile, but,
as its mass is also doubled, the acceleration and deviation observable will
not be changed. The observation of the two deviations will give us therefore
two equations to determine these two unknowns. We find a velocity of from
10,000 to 30,000 kilometers a second; as to the ratio of the charge to the
mass, it is very great. We may compare it to the corresponding ratio in
regard to the hydrogen ion in electrolysis; we then find that a cathodic
projectile carries about a thousand times more electricity than an equal mass
of hydrogen would carry in an electrolyte.
To confirm these views, we need a direct measurement of this velocity to
compare with the velocity so calculated. Old experiments of J. J. Thomson
than that of Mercury, equal, for instance, to a tenth or a third of the velocity
of light, or approaching still more closely to that velocity? It is by aid of the
cathode rays and the rays from radium.
We know that radium emits three kinds of rays, designated by the three
Greek letters α, β, γ; in what follows, unless the contrary be expressly
stated, it will always be a question of the β rays, which are analogous to the
cathode rays.
After the discovery of the cathode rays two theories appeared. Crookes
attributed the phenomena to a veritable molecular bombardment; Hertz, to
special undulations of the ether. This was a renewal of the debate which
divided physicists a century ago about light; Crookes took up the emission
theory, abandoned for light; Hertz held to the undulatory theory. The facts
seem to decide in favor of Crookes.
It has been recognized, in the first place, that the cathode rays carry with
them a negative electric charge; they are deviated by a magnetic field and
by an electric field; and these deviations are precisely such as these same
fields would produce upon projectiles animated by a very high velocity and
strongly charged with electricity. These two deviations depend upon two
quantities: one the velocity, the other the relation of the electric charge of
the projectile to its mass; we cannot know the absolute value of this mass,
nor that of the charge, but only their relation; in fact, it is clear that if we
double at the same time the charge and the mass, without changing the
velocity, we shall double the force which tends to deviate the projectile, but,
as its mass is also doubled, the acceleration and deviation observable will
not be changed. The observation of the two deviations will give us therefore
two equations to determine these two unknowns. We find a velocity of from
10,000 to 30,000 kilometers a second; as to the ratio of the charge to the
mass, it is very great. We may compare it to the corresponding ratio in
regard to the hydrogen ion in electrolysis; we then find that a cathodic
projectile carries about a thousand times more electricity than an equal mass
of hydrogen would carry in an electrolyte.
To confirm these views, we need a direct measurement of this velocity to
compare with the velocity so calculated. Old experiments of J. J. Thomson
Page 487
had given results more than a hundred times too small; but they were
exposed to certain causes of error. The question was taken up again by
Wiechert in an arrangement where the Hertzian oscillations were utilized;
results were found agreeing with the theory, at least as to order of
magnitude; it would be of great interest to repeat these experiments.
However that may be, the theory of undulations appears powerless to
account for this complex of facts.
The same calculations made with reference to the β rays of radium have
given velocities still greater: 100,000 or 200,000 kilometers or more yet.
These velocities greatly surpass all those we know. It is true that light has
long been known to go 300,000 kilometers a second; but it is not a carrying
of matter, while, if we adopt the emission theory for the cathode rays, there
would be material molecules really impelled at the velocities in question,
and it is proper to investigate whether the ordinary laws of mechanics are
still applicable to them.
II
Mass Longitudinal and Mass Transversal
We know that electric currents produce the phenomena of induction, in
particular self-induction. When a current increases, there develops an
electromotive force of self-induction which tends to oppose the current; on
the contrary, when the current decreases, the electromotive force of self-
induction tends to maintain the current. The self-induction therefore
opposes every variation of the intensity of the current, just as in mechanics
the inertia of a body opposes every variation of its velocity.
Self-induction is a veritable inertia. Everything happens as if the current
could not establish itself without putting in motion the surrounding ether
and as if the inertia of this ether tended, in consequence, to keep constant
the intensity of this current. It would be requisite to overcome this inertia to
establish the current, it would be necessary to overcome it again to make
the current cease.
A cathode ray, which is a rain of projectiles charged with negative
electricity, may be likened to a current; doubtless this current differs, at first
exposed to certain causes of error. The question was taken up again by
Wiechert in an arrangement where the Hertzian oscillations were utilized;
results were found agreeing with the theory, at least as to order of
magnitude; it would be of great interest to repeat these experiments.
However that may be, the theory of undulations appears powerless to
account for this complex of facts.
The same calculations made with reference to the β rays of radium have
given velocities still greater: 100,000 or 200,000 kilometers or more yet.
These velocities greatly surpass all those we know. It is true that light has
long been known to go 300,000 kilometers a second; but it is not a carrying
of matter, while, if we adopt the emission theory for the cathode rays, there
would be material molecules really impelled at the velocities in question,
and it is proper to investigate whether the ordinary laws of mechanics are
still applicable to them.
II
Mass Longitudinal and Mass Transversal
We know that electric currents produce the phenomena of induction, in
particular self-induction. When a current increases, there develops an
electromotive force of self-induction which tends to oppose the current; on
the contrary, when the current decreases, the electromotive force of self-
induction tends to maintain the current. The self-induction therefore
opposes every variation of the intensity of the current, just as in mechanics
the inertia of a body opposes every variation of its velocity.
Self-induction is a veritable inertia. Everything happens as if the current
could not establish itself without putting in motion the surrounding ether
and as if the inertia of this ether tended, in consequence, to keep constant
the intensity of this current. It would be requisite to overcome this inertia to
establish the current, it would be necessary to overcome it again to make
the current cease.
A cathode ray, which is a rain of projectiles charged with negative
electricity, may be likened to a current; doubtless this current differs, at first
Page 488
sight at least, from the currents of ordinary conduction, where the matter
does not move and where the electricity circulates through the matter. This
is a current of convection, where the electricity, attached to a material
vehicle, is carried along by the motion of this vehicle. But Rowland has
proved that currents of convection produce the same magnetic effects as
currents of conduction; they should produce also the same effects of
induction. First, if this were not so, the principle of the conservation of
energy would be violated; besides, Crémieu and Pender have employed a
method putting in evidence directly these effects of induction.
If the velocity of a cathode corpuscle varies, the intensity of the
corresponding current will likewise vary; and there will develop effects of
self-induction which will tend to oppose this variation. These corpuscles
should therefore possess a double inertia: first their own proper inertia, and
then the apparent inertia, due to self-induction, which produces the same
effects. They will therefore have a total apparent mass, composed of their
real mass and of a fictitious mass of electromagnetic origin. Calculation
shows that this fictitious mass varies with the velocity, and that the force of
inertia of self-induction is not the same when the velocity of the projectile
accelerates or slackens, or when it is deviated; therefore so it is with the
force of the total apparent inertia.
The total apparent mass is therefore not the same when the real force
applied to the corpuscle is parallel to its velocity and tends to accelerate the
motion as when it is perpendicular to this velocity and tends to make the
direction vary. It is necessary therefore to distinguish the total longitudinal
mass from the total transversal mass. These two total masses depend,
moreover, upon the velocity. This follows from the theoretical work of
Abraham.
In the measurements of which we speak in the preceding section, what is
it we determine in measuring the two deviations? It is the velocity on the
one hand, and on the other hand the ratio of the charge to the total
transversal mass. How, under these conditions, can we make out in this
total mass the part of the real mass and that of the fictitious electromagnetic
mass? If we had only the cathode rays properly so called, it could not be
dreamed of; but happily we have the rays of radium which, as we have
seen, are notably swifter. These rays are not all identical and do not behave
does not move and where the electricity circulates through the matter. This
is a current of convection, where the electricity, attached to a material
vehicle, is carried along by the motion of this vehicle. But Rowland has
proved that currents of convection produce the same magnetic effects as
currents of conduction; they should produce also the same effects of
induction. First, if this were not so, the principle of the conservation of
energy would be violated; besides, Crémieu and Pender have employed a
method putting in evidence directly these effects of induction.
If the velocity of a cathode corpuscle varies, the intensity of the
corresponding current will likewise vary; and there will develop effects of
self-induction which will tend to oppose this variation. These corpuscles
should therefore possess a double inertia: first their own proper inertia, and
then the apparent inertia, due to self-induction, which produces the same
effects. They will therefore have a total apparent mass, composed of their
real mass and of a fictitious mass of electromagnetic origin. Calculation
shows that this fictitious mass varies with the velocity, and that the force of
inertia of self-induction is not the same when the velocity of the projectile
accelerates or slackens, or when it is deviated; therefore so it is with the
force of the total apparent inertia.
The total apparent mass is therefore not the same when the real force
applied to the corpuscle is parallel to its velocity and tends to accelerate the
motion as when it is perpendicular to this velocity and tends to make the
direction vary. It is necessary therefore to distinguish the total longitudinal
mass from the total transversal mass. These two total masses depend,
moreover, upon the velocity. This follows from the theoretical work of
Abraham.
In the measurements of which we speak in the preceding section, what is
it we determine in measuring the two deviations? It is the velocity on the
one hand, and on the other hand the ratio of the charge to the total
transversal mass. How, under these conditions, can we make out in this
total mass the part of the real mass and that of the fictitious electromagnetic
mass? If we had only the cathode rays properly so called, it could not be
dreamed of; but happily we have the rays of radium which, as we have
seen, are notably swifter. These rays are not all identical and do not behave
Page 489
in the same way under the action of an electric field and a magnetic field. It
is found that the electric deviation is a function of the magnetic deviation,
and we are able, by receiving on a sensitive plate radium rays which have
been subjected to the action of the two fields, to photograph the curve
which represents the relation between these two deviations. This is what
Kaufmann has done, deducing from it the relation between the velocity and
the ratio of the charge to the total apparent mass, a ratio we shall call ε.
One might suppose there are several species of rays, each characterized
by a fixed velocity, by a fixed charge and by a fixed mass. But this
hypothesis is improbable; why, in fact, would all the corpuscles of the same
mass take always the same velocity? It is more natural to suppose that the
charge as well as the real mass are the same for all the projectiles, and that
these differ only by their velocity. If the ratio ε is a function of the velocity,
this is not because the real mass varies with this velocity; but, since the
fictitious electromagnetic mass depends upon this velocity, the total
apparent mass, alone observable, must depend upon it, though the real mass
does not depend upon it and may be constant.
The calculations of Abraham let us know the law according to which the
fictitious mass varies as a function of the velocity; Kaufmann's experiment
lets us know the law of variation of the total mass.
The comparison of these two laws will enable us therefore to determine
the ratio of the real mass to the total mass.
Such is the method Kaufmann used to determine this ratio. The result is
highly surprising: the real mass is naught.
This has led to conceptions wholly unexpected. What had only been
proved for cathode corpuscles was extended to all bodies. What we call
mass would be only semblance; all inertia would be of electromagnetic
origin. But then mass would no longer be constant, it would augment with
the velocity; sensibly constant for velocities up to 1,000 kilometers a
second, it then would increase and would become infinite for the velocity of
light. The transversal mass would no longer be equal to the longitudinal:
they would only be nearly equal if the velocity is not too great. The
principle B of mechanics would no longer be true.
is found that the electric deviation is a function of the magnetic deviation,
and we are able, by receiving on a sensitive plate radium rays which have
been subjected to the action of the two fields, to photograph the curve
which represents the relation between these two deviations. This is what
Kaufmann has done, deducing from it the relation between the velocity and
the ratio of the charge to the total apparent mass, a ratio we shall call ε.
One might suppose there are several species of rays, each characterized
by a fixed velocity, by a fixed charge and by a fixed mass. But this
hypothesis is improbable; why, in fact, would all the corpuscles of the same
mass take always the same velocity? It is more natural to suppose that the
charge as well as the real mass are the same for all the projectiles, and that
these differ only by their velocity. If the ratio ε is a function of the velocity,
this is not because the real mass varies with this velocity; but, since the
fictitious electromagnetic mass depends upon this velocity, the total
apparent mass, alone observable, must depend upon it, though the real mass
does not depend upon it and may be constant.
The calculations of Abraham let us know the law according to which the
fictitious mass varies as a function of the velocity; Kaufmann's experiment
lets us know the law of variation of the total mass.
The comparison of these two laws will enable us therefore to determine
the ratio of the real mass to the total mass.
Such is the method Kaufmann used to determine this ratio. The result is
highly surprising: the real mass is naught.
This has led to conceptions wholly unexpected. What had only been
proved for cathode corpuscles was extended to all bodies. What we call
mass would be only semblance; all inertia would be of electromagnetic
origin. But then mass would no longer be constant, it would augment with
the velocity; sensibly constant for velocities up to 1,000 kilometers a
second, it then would increase and would become infinite for the velocity of
light. The transversal mass would no longer be equal to the longitudinal:
they would only be nearly equal if the velocity is not too great. The
principle B of mechanics would no longer be true.
Page 490
III
The Canal Rays
At the point where we now are, this conclusion might seem premature.
Can one apply to all matter what has been proved only for such light
corpuscles, which are a mere emanation of matter and perhaps not true
matter? But before entering upon this question, a word must be said of
another sort of rays. I refer to the canal rays, the Kanalstrahlen of
Goldstein.
The cathode, together with the cathode rays charged with negative
electricity, emits canal rays charged with positive electricity. In general,
these canal rays not being repelled by the cathode, are confined to the
immediate neighborhood of this cathode, where they constitute the
`chamois cushion,' not very easy to perceive; but, if the cathode is pierced
with holes and if it almost completely blocks up the tube, the canal rays
spread back of the cathode, in the direction opposite to that of the cathode
rays, and it becomes possible to study them. It is thus that it has been
possible to show their positive charge and to show that the magnetic and
electric deviations still exist, as for the cathode rays, but are much feebler.
Radium likewise emits rays analogous to the canal rays, and relatively
very absorbable, called α rays.
We can, as for the cathode rays, measure the two deviations and thence
deduce the velocity and the ratio ε. The results are less constant than for the
cathode rays, but the velocity is less, as well as the ratio ε; the positive
corpuscles are less charged than the negative; or if, which is more natural,
we suppose the charges equal and of opposite sign, the positive corpuscles
are much the larger. These corpuscles, charged the ones positively, the
others negatively, have been called electrons.
IV
The Theory of Lorentz
The Canal Rays
At the point where we now are, this conclusion might seem premature.
Can one apply to all matter what has been proved only for such light
corpuscles, which are a mere emanation of matter and perhaps not true
matter? But before entering upon this question, a word must be said of
another sort of rays. I refer to the canal rays, the Kanalstrahlen of
Goldstein.
The cathode, together with the cathode rays charged with negative
electricity, emits canal rays charged with positive electricity. In general,
these canal rays not being repelled by the cathode, are confined to the
immediate neighborhood of this cathode, where they constitute the
`chamois cushion,' not very easy to perceive; but, if the cathode is pierced
with holes and if it almost completely blocks up the tube, the canal rays
spread back of the cathode, in the direction opposite to that of the cathode
rays, and it becomes possible to study them. It is thus that it has been
possible to show their positive charge and to show that the magnetic and
electric deviations still exist, as for the cathode rays, but are much feebler.
Radium likewise emits rays analogous to the canal rays, and relatively
very absorbable, called α rays.
We can, as for the cathode rays, measure the two deviations and thence
deduce the velocity and the ratio ε. The results are less constant than for the
cathode rays, but the velocity is less, as well as the ratio ε; the positive
corpuscles are less charged than the negative; or if, which is more natural,
we suppose the charges equal and of opposite sign, the positive corpuscles
are much the larger. These corpuscles, charged the ones positively, the
others negatively, have been called electrons.
IV
The Theory of Lorentz
Page 491
But the electrons do not merely show us their existence in these rays
where they are endowed with enormous velocities. We shall see them in
very different rôles, and it is they that account for the principal phenomena
of optics and electricity. The brilliant synthesis about to be noticed is due to
Lorentz.
Matter is formed solely of electrons carrying enormous charges, and, if it
seems to us neutral, this is because the charges of opposite sign of these
electrons compensate each other. We may imagine, for example, a sort of
solar system formed of a great positive electron, around which gravitate
numerous little planets, the negative electrons, attracted by the electricity of
opposite name which charges the central electron. The negative charges of
these planets would balance the positive charge of this sun, so that the
algebraic sum of all these charges would be naught.
All these electrons swim in the ether. The ether is everywhere identically
the same, and perturbations in it are propagated according to the same laws
as light or the Hertzian oscillations in vacuo. There is nothing but electrons
and ether. When a luminous wave enters a part of the ether where electrons
are numerous, these electrons are put in motion under the influence of the
perturbation of the ether, and they then react upon the ether. So would be
explained refraction, dispersion, double refraction and absorption. Just so, if
for any cause an electron be put in motion, it would trouble the ether around
it and would give rise to luminous waves, and this would explain the
emission of light by incandescent bodies.
In certain bodies, the metals for example, we should have fixed electrons,
between which would circulate moving electrons enjoying perfect liberty,
save that of going out from the metallic body and breaking the surface
which separates it from the exterior void or from the air, or from any other
non-metallic body.
These movable electrons behave then, within the metallic body, as do,
according to the kinetic theory of gases, the molecules of a gas within the
vase where this gas is confined. But, under the influence of a difference of
potential, the negative movable electrons would tend to go all to one side,
and the positive movable electrons to the other. This is what would produce
electric currents, and this is why these bodies would be conductors. On the
where they are endowed with enormous velocities. We shall see them in
very different rôles, and it is they that account for the principal phenomena
of optics and electricity. The brilliant synthesis about to be noticed is due to
Lorentz.
Matter is formed solely of electrons carrying enormous charges, and, if it
seems to us neutral, this is because the charges of opposite sign of these
electrons compensate each other. We may imagine, for example, a sort of
solar system formed of a great positive electron, around which gravitate
numerous little planets, the negative electrons, attracted by the electricity of
opposite name which charges the central electron. The negative charges of
these planets would balance the positive charge of this sun, so that the
algebraic sum of all these charges would be naught.
All these electrons swim in the ether. The ether is everywhere identically
the same, and perturbations in it are propagated according to the same laws
as light or the Hertzian oscillations in vacuo. There is nothing but electrons
and ether. When a luminous wave enters a part of the ether where electrons
are numerous, these electrons are put in motion under the influence of the
perturbation of the ether, and they then react upon the ether. So would be
explained refraction, dispersion, double refraction and absorption. Just so, if
for any cause an electron be put in motion, it would trouble the ether around
it and would give rise to luminous waves, and this would explain the
emission of light by incandescent bodies.
In certain bodies, the metals for example, we should have fixed electrons,
between which would circulate moving electrons enjoying perfect liberty,
save that of going out from the metallic body and breaking the surface
which separates it from the exterior void or from the air, or from any other
non-metallic body.
These movable electrons behave then, within the metallic body, as do,
according to the kinetic theory of gases, the molecules of a gas within the
vase where this gas is confined. But, under the influence of a difference of
potential, the negative movable electrons would tend to go all to one side,
and the positive movable electrons to the other. This is what would produce
electric currents, and this is why these bodies would be conductors. On the
Page 492
other hand, the velocities of our electrons would be the greater the higher
the temperature, if we accept the assimilation with the kinetic theory of
gases. When one of these movable electrons encounters the surface of the
metallic body, whose boundary it can not pass, it is reflected like a billiard
ball which has hit the cushion, and its velocity undergoes a sudden change
of direction. But when an electron changes direction, as we shall see further
on, it becomes the source of a luminous wave, and this is why hot metals
are incandescent.
In other bodies, the dielectrics and the transparent bodies, the movable
electrons enjoy much less freedom. They remain as if attached to fixed
electrons which attract them. The farther they go away from them the
greater becomes this attraction and tends to pull them back. They therefore
can make only small excursions; they can no longer circulate, but only
oscillate about their mean position. This is why these bodies would not be
conductors; moreover they would most often be transparent, and they would
be refractive, since the luminous vibrations would be communicated to the
movable electrons, susceptible of oscillation, and thence a perturbation
would result.
I can not here give the details of the calculations; I confine myself to
saying that this theory accounts for all the known facts, and has predicted
new ones, such as the Zeeman effect.
V
Mechanical Consequences
We now may face two hypotheses:
1º The positive electrons have a real mass, much greater than their
fictitious electromagnetic mass; the negative electrons alone lack real mass.
We might even suppose that apart from electrons of the two signs, there are
neutral atoms which have only their real mass. In this case, mechanics is not
affected; there is no need of touching its laws; the real mass is constant;
simply, motions are deranged by the effects of self-induction, as has always
been known; moreover, these perturbations are almost negligible, except for
the negative electrons which, not having real mass, are not true matter.
the temperature, if we accept the assimilation with the kinetic theory of
gases. When one of these movable electrons encounters the surface of the
metallic body, whose boundary it can not pass, it is reflected like a billiard
ball which has hit the cushion, and its velocity undergoes a sudden change
of direction. But when an electron changes direction, as we shall see further
on, it becomes the source of a luminous wave, and this is why hot metals
are incandescent.
In other bodies, the dielectrics and the transparent bodies, the movable
electrons enjoy much less freedom. They remain as if attached to fixed
electrons which attract them. The farther they go away from them the
greater becomes this attraction and tends to pull them back. They therefore
can make only small excursions; they can no longer circulate, but only
oscillate about their mean position. This is why these bodies would not be
conductors; moreover they would most often be transparent, and they would
be refractive, since the luminous vibrations would be communicated to the
movable electrons, susceptible of oscillation, and thence a perturbation
would result.
I can not here give the details of the calculations; I confine myself to
saying that this theory accounts for all the known facts, and has predicted
new ones, such as the Zeeman effect.
V
Mechanical Consequences
We now may face two hypotheses:
1º The positive electrons have a real mass, much greater than their
fictitious electromagnetic mass; the negative electrons alone lack real mass.
We might even suppose that apart from electrons of the two signs, there are
neutral atoms which have only their real mass. In this case, mechanics is not
affected; there is no need of touching its laws; the real mass is constant;
simply, motions are deranged by the effects of self-induction, as has always
been known; moreover, these perturbations are almost negligible, except for
the negative electrons which, not having real mass, are not true matter.
Page 493
2º But there is another point of view; we may suppose there are no
neutral atoms, and the positive electrons lack real mass just as the negative
electrons. But then, real mass vanishing, either the word mass will no
longer have any meaning, or else it must designate the fictitious
electromagnetic mass; in this case, mass will no longer be constant, the
transversal mass will no longer be equal to the longitudinal, the principles
of mechanics will be overthrown.
First a word of explanation. We have said that, for the same charge, the
total mass of a positive electron is much greater than that of a negative. And
then it is natural to think that this difference is explained by the positive
electron having, besides its fictitious mass, a considerable real mass; which
takes us back to the first hypothesis. But we may just as well suppose that
the real mass is null for these as for the others, but that the fictitious mass of
the positive electron is much the greater since this electron is much the
smaller. I say advisedly: much the smaller. And, in fact, in this hypothesis
inertia is exclusively electromagnetic in origin; it reduces itself to the inertia
of the ether; the electrons are no longer anything by themselves; they are
solely holes in the ether and around which the ether moves; the smaller
these holes are, the more will there be of ether, the greater, consequently,
will be the inertia of the ether.
How shall we decide between these two hypotheses? By operating upon
the canal rays as Kaufmann did upon the β rays? This is impossible; the
velocity of these rays is much too slight. Should each therefore decide
according to his temperament, the conservatives going to one side and the
lovers of the new to the other? Perhaps, but, to fully understand the
arguments of the innovators, other considerations must come in.
CHAPTER II
Mechanics and Optics
I
neutral atoms, and the positive electrons lack real mass just as the negative
electrons. But then, real mass vanishing, either the word mass will no
longer have any meaning, or else it must designate the fictitious
electromagnetic mass; in this case, mass will no longer be constant, the
transversal mass will no longer be equal to the longitudinal, the principles
of mechanics will be overthrown.
First a word of explanation. We have said that, for the same charge, the
total mass of a positive electron is much greater than that of a negative. And
then it is natural to think that this difference is explained by the positive
electron having, besides its fictitious mass, a considerable real mass; which
takes us back to the first hypothesis. But we may just as well suppose that
the real mass is null for these as for the others, but that the fictitious mass of
the positive electron is much the greater since this electron is much the
smaller. I say advisedly: much the smaller. And, in fact, in this hypothesis
inertia is exclusively electromagnetic in origin; it reduces itself to the inertia
of the ether; the electrons are no longer anything by themselves; they are
solely holes in the ether and around which the ether moves; the smaller
these holes are, the more will there be of ether, the greater, consequently,
will be the inertia of the ether.
How shall we decide between these two hypotheses? By operating upon
the canal rays as Kaufmann did upon the β rays? This is impossible; the
velocity of these rays is much too slight. Should each therefore decide
according to his temperament, the conservatives going to one side and the
lovers of the new to the other? Perhaps, but, to fully understand the
arguments of the innovators, other considerations must come in.
CHAPTER II
Mechanics and Optics
I
Page 494
Aberration
You know in what the phenomenon of aberration, discovered by Bradley,
consists. The light issuing from a star takes a certain time to go through a
telescope; during this time, the telescope, carried along by the motion of the
earth, is displaced. If therefore the telescope were pointed in the true
direction of the star, the image would be formed at the point occupied by
the crossing of the threads of the network when the light has reached the
objective; and this crossing would no longer be at this same point when the
light reached the plane of the network. We would therefore be led to mis-
point the telescope to bring the image upon the crossing of the threads.
Thence results that the astronomer will not point the telescope in the
direction of the absolute velocity of the light, that is to say toward the true
position of the star, but just in the direction of the relative velocity of the
light with reference to the earth, that is to say toward what is called the
apparent position of the star.
The velocity of light is known; we might therefore suppose that we have
the means of calculating the absolute velocity of the earth. (I shall soon
explain my use here of the word absolute.) Nothing of the sort; we indeed
know the apparent position of the star we observe; but we do not know its
true position; we know the velocity of the light only in magnitude and not
in direction.
If therefore the absolute velocity of the earth were straight and uniform,
we should never have suspected the phenomenon of aberration; but it is
variable; it is composed of two parts: the velocity of the solar system, which
is straight and uniform; the velocity of the earth with reference to the sun,
which is variable. If the velocity of the solar system, that is to say if the
constant part existed alone, the observed direction would be invariable. This
position that one would thus observe is called the mean apparent position of
the star.
Taking account now at the same time of the two parts of the velocity of
the earth, we shall have the actual apparent position, which describes a little
ellipse around the mean apparent position, and it is this ellipse that we
observe.
You know in what the phenomenon of aberration, discovered by Bradley,
consists. The light issuing from a star takes a certain time to go through a
telescope; during this time, the telescope, carried along by the motion of the
earth, is displaced. If therefore the telescope were pointed in the true
direction of the star, the image would be formed at the point occupied by
the crossing of the threads of the network when the light has reached the
objective; and this crossing would no longer be at this same point when the
light reached the plane of the network. We would therefore be led to mis-
point the telescope to bring the image upon the crossing of the threads.
Thence results that the astronomer will not point the telescope in the
direction of the absolute velocity of the light, that is to say toward the true
position of the star, but just in the direction of the relative velocity of the
light with reference to the earth, that is to say toward what is called the
apparent position of the star.
The velocity of light is known; we might therefore suppose that we have
the means of calculating the absolute velocity of the earth. (I shall soon
explain my use here of the word absolute.) Nothing of the sort; we indeed
know the apparent position of the star we observe; but we do not know its
true position; we know the velocity of the light only in magnitude and not
in direction.
If therefore the absolute velocity of the earth were straight and uniform,
we should never have suspected the phenomenon of aberration; but it is
variable; it is composed of two parts: the velocity of the solar system, which
is straight and uniform; the velocity of the earth with reference to the sun,
which is variable. If the velocity of the solar system, that is to say if the
constant part existed alone, the observed direction would be invariable. This
position that one would thus observe is called the mean apparent position of
the star.
Taking account now at the same time of the two parts of the velocity of
the earth, we shall have the actual apparent position, which describes a little
ellipse around the mean apparent position, and it is this ellipse that we
observe.
Page 495
Neglecting very small quantities, we shall see that the dimensions of this
ellipse depend only upon the ratio of the velocity of the earth with reference
to the sun to the velocity of light, so that the relative velocity of the earth
with regard to the sun has alone come in.
But wait! This result is not exact, it is only approximate; let us push the
approximation a little farther. The dimensions of the ellipse will depend
then upon the absolute velocity of the earth. Let us compare the major axes
of the ellipse for the different stars: we shall have, theoretically at least, the
means of determining this absolute velocity.
That would be perhaps less shocking than it at first seems; it is a
question, in fact, not of the velocity with reference to an absolute void, but
of the velocity with regard to the ether, which is taken by definition as being
absolutely at rest.
Besides, this method is purely theoretical. In fact, the aberration is very
small; the possible variations of the ellipse of aberration are much smaller
yet, and, if we consider the aberration as of the first order, they should
therefore be regarded as of the second order: about a millionth of a second;
they are absolutely inappreciable for our instruments. We shall finally see,
further on, why the preceding theory should be rejected, and why we could
not determine this absolute velocity even if our instruments were ten
thousand times more precise!
One might imagine some other means, and in fact, so one has. The
velocity of light is not the same in water as in air; could we not compare the
two apparent positions of a star seen through a telescope first full of air,
then full of water? The results have been negative; the apparent laws of
reflection and refraction are not altered by the motion of the earth. This
phenomenon is capable of two explanations:
1º It might be supposed that the ether is not at rest, but that it is carried
along by the body in motion. It would then not be astonishing that the
phenomena of refraction are not altered by the motion of the earth, since all,
prisms, telescopes and ether, are carried along together in the same
translation. As to the aberration itself, it would be explained by a sort of
refraction happening at the surface of separation of the ether at rest in the
interstellar spaces and the ether carried along by the motion of the earth. It
ellipse depend only upon the ratio of the velocity of the earth with reference
to the sun to the velocity of light, so that the relative velocity of the earth
with regard to the sun has alone come in.
But wait! This result is not exact, it is only approximate; let us push the
approximation a little farther. The dimensions of the ellipse will depend
then upon the absolute velocity of the earth. Let us compare the major axes
of the ellipse for the different stars: we shall have, theoretically at least, the
means of determining this absolute velocity.
That would be perhaps less shocking than it at first seems; it is a
question, in fact, not of the velocity with reference to an absolute void, but
of the velocity with regard to the ether, which is taken by definition as being
absolutely at rest.
Besides, this method is purely theoretical. In fact, the aberration is very
small; the possible variations of the ellipse of aberration are much smaller
yet, and, if we consider the aberration as of the first order, they should
therefore be regarded as of the second order: about a millionth of a second;
they are absolutely inappreciable for our instruments. We shall finally see,
further on, why the preceding theory should be rejected, and why we could
not determine this absolute velocity even if our instruments were ten
thousand times more precise!
One might imagine some other means, and in fact, so one has. The
velocity of light is not the same in water as in air; could we not compare the
two apparent positions of a star seen through a telescope first full of air,
then full of water? The results have been negative; the apparent laws of
reflection and refraction are not altered by the motion of the earth. This
phenomenon is capable of two explanations:
1º It might be supposed that the ether is not at rest, but that it is carried
along by the body in motion. It would then not be astonishing that the
phenomena of refraction are not altered by the motion of the earth, since all,
prisms, telescopes and ether, are carried along together in the same
translation. As to the aberration itself, it would be explained by a sort of
refraction happening at the surface of separation of the ether at rest in the
interstellar spaces and the ether carried along by the motion of the earth. It
Page 496
is upon this hypothesis (bodily carrying along of the ether) that is founded
the theory of Hertz on the electrodynamics of moving bodies.
2º Fresnel, on the contrary, supposes that the ether is at absolute rest in
the void, at rest almost absolute in the air, whatever be the velocity of this
air, and that it is partially carried along by refractive media. Lorentz has
given to this theory a more satisfactory form. For him, the ether is at rest,
only the electrons are in motion; in the void, where it is only a question of
the ether, in the air, where this is almost the case, the carrying along is null
or almost null; in refractive media, where perturbation is produced at the
same time by vibrations of the ether and those of electrons put in swing by
the agitation of the ether, the undulations are partially carried along.
To decide between the two hypotheses, we have Fizeau's experiment,
comparing by measurements of the fringes of interference, the velocity of
light in air at rest or in motion. These experiments have confirmed Fresnel's
hypothesis of partial carrying along. They have been repeated with the same
result by Michelson. The theory of Hertz must therefore be rejected.
II
The Principle of Relativity
But if the ether is not carried along by the motion of the earth, is it
possible to show, by means of optical phenomena, the absolute velocity of
the earth, or rather its velocity with respect to the unmoving ether?
Experiment has answered negatively, and yet the experimental procedures
have been varied in all possible ways. Whatever be the means employed
there will never be disclosed anything but relative velocities; I mean the
velocities of certain material bodies with reference to other material bodies.
In fact, if the source of light and the apparatus of observation are on the
earth and participate in its motion, the experimental results have always
been the same, whatever be the orientation of the apparatus with reference
to the orbital motion of the earth. If astronomic aberration happens, it is
because the source, a star, is in motion with reference to the observer.
The hypotheses so far made perfectly account for this general result, if we
neglect very small quantities of the order of the square of the aberration.
the theory of Hertz on the electrodynamics of moving bodies.
2º Fresnel, on the contrary, supposes that the ether is at absolute rest in
the void, at rest almost absolute in the air, whatever be the velocity of this
air, and that it is partially carried along by refractive media. Lorentz has
given to this theory a more satisfactory form. For him, the ether is at rest,
only the electrons are in motion; in the void, where it is only a question of
the ether, in the air, where this is almost the case, the carrying along is null
or almost null; in refractive media, where perturbation is produced at the
same time by vibrations of the ether and those of electrons put in swing by
the agitation of the ether, the undulations are partially carried along.
To decide between the two hypotheses, we have Fizeau's experiment,
comparing by measurements of the fringes of interference, the velocity of
light in air at rest or in motion. These experiments have confirmed Fresnel's
hypothesis of partial carrying along. They have been repeated with the same
result by Michelson. The theory of Hertz must therefore be rejected.
II
The Principle of Relativity
But if the ether is not carried along by the motion of the earth, is it
possible to show, by means of optical phenomena, the absolute velocity of
the earth, or rather its velocity with respect to the unmoving ether?
Experiment has answered negatively, and yet the experimental procedures
have been varied in all possible ways. Whatever be the means employed
there will never be disclosed anything but relative velocities; I mean the
velocities of certain material bodies with reference to other material bodies.
In fact, if the source of light and the apparatus of observation are on the
earth and participate in its motion, the experimental results have always
been the same, whatever be the orientation of the apparatus with reference
to the orbital motion of the earth. If astronomic aberration happens, it is
because the source, a star, is in motion with reference to the observer.
The hypotheses so far made perfectly account for this general result, if we
neglect very small quantities of the order of the square of the aberration.
Page 497
The explanation rests upon the notion of local time, introduced by Lorentz,
which I shall try to make clear. Suppose two observers, placed one at A, the
other at B, and wishing to set their watches by means of optical signals.
They agree that B shall send a signal to A when his watch marks an hour
determined upon, and A is to put his watch to that hour the moment he sees
the signal. If this alone were done, there would be a systematic error,
because as the light takes a certain time t to go from B to A, A's watch
would be behind B's the time t. This error is easily corrected. It suffices to
cross the signals. A in turn must signal B, and, after this new adjustment, B's
watch will be behind A's the time t. Then it will be sufficient to take the
arithmetic mean of the two adjustments.
But this way of doing supposes that light takes the same time to go from
A to B as to return from B to A. That is true if the observers are motionless;
it is no longer so if they are carried along in a common translation, since
then A, for example, will go to meet the light coming from B, while B will
flee before the light coming from A. If therefore the observers are borne
along in a common translation and if they do not suspect it, their adjustment
will be defective; their watches will not indicate the same time; each will
show the local time belonging to the point where it is.
The two observers will have no way of perceiving this, if the unmoving
ether can transmit to them only luminous signals all of the same velocity,
and if the other signals they might send are transmitted by media carried
along with them in their translation. The phenomenon each observes will be
too soon or too late; it would be seen at the same instant only if the
translation did not exist; but as it will be observed with a watch that is
wrong, this will not be perceived and the appearances will not be altered.
It results from this that the compensation is easy to explain so long as we
neglect the square of the aberration, and for a long time the experiments
were not sufficiently precise to warrant taking account of it. But the day
came when Michelson imagined a much more delicate procedure: he made
rays interfere which had traversed different courses, after being reflected by
mirrors; each of the paths approximating a meter and the fringes of
interference permitting the recognition of a fraction of a thousandth of a
millimeter, the square of the aberration could no longer be neglected, and
which I shall try to make clear. Suppose two observers, placed one at A, the
other at B, and wishing to set their watches by means of optical signals.
They agree that B shall send a signal to A when his watch marks an hour
determined upon, and A is to put his watch to that hour the moment he sees
the signal. If this alone were done, there would be a systematic error,
because as the light takes a certain time t to go from B to A, A's watch
would be behind B's the time t. This error is easily corrected. It suffices to
cross the signals. A in turn must signal B, and, after this new adjustment, B's
watch will be behind A's the time t. Then it will be sufficient to take the
arithmetic mean of the two adjustments.
But this way of doing supposes that light takes the same time to go from
A to B as to return from B to A. That is true if the observers are motionless;
it is no longer so if they are carried along in a common translation, since
then A, for example, will go to meet the light coming from B, while B will
flee before the light coming from A. If therefore the observers are borne
along in a common translation and if they do not suspect it, their adjustment
will be defective; their watches will not indicate the same time; each will
show the local time belonging to the point where it is.
The two observers will have no way of perceiving this, if the unmoving
ether can transmit to them only luminous signals all of the same velocity,
and if the other signals they might send are transmitted by media carried
along with them in their translation. The phenomenon each observes will be
too soon or too late; it would be seen at the same instant only if the
translation did not exist; but as it will be observed with a watch that is
wrong, this will not be perceived and the appearances will not be altered.
It results from this that the compensation is easy to explain so long as we
neglect the square of the aberration, and for a long time the experiments
were not sufficiently precise to warrant taking account of it. But the day
came when Michelson imagined a much more delicate procedure: he made
rays interfere which had traversed different courses, after being reflected by
mirrors; each of the paths approximating a meter and the fringes of
interference permitting the recognition of a fraction of a thousandth of a
millimeter, the square of the aberration could no longer be neglected, and
Page 498
yet the results were still negative. Therefore the theory required to be
completed, and it has been by the Lorentz-Fitzgerald hypothesis.
These two physicists suppose that all bodies carried along in a translation
undergo a contraction in the sense of this translation, while their dimensions
perpendicular to this translation remain unchanged. This contraction is the
same for all bodies; moreover, it is very slight, about one two-hundred-
millionth for a velocity such as that of the earth. Furthermore our measuring
instruments could not disclose it, even if they were much more precise; our
measuring rods in fact undergo the same contraction as the objects to be
measured. If the meter exactly fits when applied to a body, if we point the
body and consequently the meter in the sense of the motion of the earth, it
will not cease to exactly fit in another orientation, and that although the
body and the meter have changed in length as well as orientation, and
precisely because the change is the same for one as for the other. But it is
quite different if we measure a length, not now with a meter, but by the time
taken by light to pass along it, and this is just what Michelson has done.
A body, spherical when at rest, will take thus the form of a flattened
ellipsoid of revolution when in motion; but the observer will always think it
spherical, since he himself has undergone an analogous deformation, as also
all the objects serving as points of reference. On the contrary, the surfaces
of the waves of light, remaining rigorously spherical, will seem to him
elongated ellipsoids.
What happens then? Suppose an observer and a source of light carried
along together in the translation: the wave surfaces emanating from the
source will be spheres having as centers the successive positions of the
source; the distance from this center to the actual position of the source will
be proportional to the time elapsed after the emission, that is to say to the
radius of the sphere. All these spheres are therefore homothetic one to the
other, with relation to the actual position S of the source. But, for our
observer, because of the contraction, all these spheres will seem elongated
ellipsoids, and all these ellipsoids will moreover be homothetic, with
reference to the point S; the excentricity of all these ellipsoids is the same
and depends solely upon the velocity of the earth. We shall so select the law
of contraction that the point S may be at the focus of the meridian section of
the ellipsoid.
completed, and it has been by the Lorentz-Fitzgerald hypothesis.
These two physicists suppose that all bodies carried along in a translation
undergo a contraction in the sense of this translation, while their dimensions
perpendicular to this translation remain unchanged. This contraction is the
same for all bodies; moreover, it is very slight, about one two-hundred-
millionth for a velocity such as that of the earth. Furthermore our measuring
instruments could not disclose it, even if they were much more precise; our
measuring rods in fact undergo the same contraction as the objects to be
measured. If the meter exactly fits when applied to a body, if we point the
body and consequently the meter in the sense of the motion of the earth, it
will not cease to exactly fit in another orientation, and that although the
body and the meter have changed in length as well as orientation, and
precisely because the change is the same for one as for the other. But it is
quite different if we measure a length, not now with a meter, but by the time
taken by light to pass along it, and this is just what Michelson has done.
A body, spherical when at rest, will take thus the form of a flattened
ellipsoid of revolution when in motion; but the observer will always think it
spherical, since he himself has undergone an analogous deformation, as also
all the objects serving as points of reference. On the contrary, the surfaces
of the waves of light, remaining rigorously spherical, will seem to him
elongated ellipsoids.
What happens then? Suppose an observer and a source of light carried
along together in the translation: the wave surfaces emanating from the
source will be spheres having as centers the successive positions of the
source; the distance from this center to the actual position of the source will
be proportional to the time elapsed after the emission, that is to say to the
radius of the sphere. All these spheres are therefore homothetic one to the
other, with relation to the actual position S of the source. But, for our
observer, because of the contraction, all these spheres will seem elongated
ellipsoids, and all these ellipsoids will moreover be homothetic, with
reference to the point S; the excentricity of all these ellipsoids is the same
and depends solely upon the velocity of the earth. We shall so select the law
of contraction that the point S may be at the focus of the meridian section of
the ellipsoid.
Page 499
This time the compensation is rigorous, and this it is which explains
Michelson's experiment.
I have said above that, according to the ordinary theories, observations of
the astronomic aberration would give us the absolute velocity of the earth, if
our instruments were a thousand times more precise. I must modify this
statement. Yes, the observed angles would be modified by the effect of this
absolute velocity, but the graduated circles we use to measure the angles
would be deformed by the translation: they would become ellipses; thence
would result an error in regard to the angle measured, and this second error
would exactly compensate the first.
This Lorentz-Fitzgerald hypothesis seems at first very extraordinary; all
we can say for the moment, in its favor, is that it is only the immediate
translation of Michelson's experimental result, if we define lengths by the
time taken by light to run along them.
However that may be, it is impossible to escape the impression that the
principle of relativity is a general law of nature, that one will never be able
by any imaginable means to show any but relative velocities, and I mean by
that not only the velocities of bodies with reference to the ether, but the
velocities of bodies with regard to one another. Too many different
experiments have given concordant results for us not to feel tempted to
attribute to this principle of relativity a value comparable to that, for
example, of the principle of equivalence. In any case, it is proper to see to
what consequences this way of looking at things would lead us and then to
submit these consequences to the control of experiment.
III
The Principle of Reaction
Let us see what the principle of the equality of action and reaction
becomes in the theory of Lorentz. Consider an electron A which for any
cause begins to move; it produces a perturbation in the ether; at the end of a
certain time, this perturbation reaches another electron B, which will be
disturbed from its position of equilibrium. In these conditions there can not
be equality between action and reaction, at least if we do not consider the
Michelson's experiment.
I have said above that, according to the ordinary theories, observations of
the astronomic aberration would give us the absolute velocity of the earth, if
our instruments were a thousand times more precise. I must modify this
statement. Yes, the observed angles would be modified by the effect of this
absolute velocity, but the graduated circles we use to measure the angles
would be deformed by the translation: they would become ellipses; thence
would result an error in regard to the angle measured, and this second error
would exactly compensate the first.
This Lorentz-Fitzgerald hypothesis seems at first very extraordinary; all
we can say for the moment, in its favor, is that it is only the immediate
translation of Michelson's experimental result, if we define lengths by the
time taken by light to run along them.
However that may be, it is impossible to escape the impression that the
principle of relativity is a general law of nature, that one will never be able
by any imaginable means to show any but relative velocities, and I mean by
that not only the velocities of bodies with reference to the ether, but the
velocities of bodies with regard to one another. Too many different
experiments have given concordant results for us not to feel tempted to
attribute to this principle of relativity a value comparable to that, for
example, of the principle of equivalence. In any case, it is proper to see to
what consequences this way of looking at things would lead us and then to
submit these consequences to the control of experiment.
III
The Principle of Reaction
Let us see what the principle of the equality of action and reaction
becomes in the theory of Lorentz. Consider an electron A which for any
cause begins to move; it produces a perturbation in the ether; at the end of a
certain time, this perturbation reaches another electron B, which will be
disturbed from its position of equilibrium. In these conditions there can not
be equality between action and reaction, at least if we do not consider the
Page 500
ether, but only the electrons, which alone are observable, since our matter is
made of electrons.
In fact it is the electron A which has disturbed the electron B; even in
case the electron B should react upon A, this reaction could be equal to the
action, but in no case simultaneous, since the electron B can begin to move
only after a certain time, necessary for the propagation. Submitting the
problem to a more exact calculation, we reach the following result: Suppose
a Hertz discharger placed at the focus of a parabolic mirror to which it is
mechanically attached; this discharger emits electromagnetic waves, and the
mirror reflects all these waves in the same direction; the discharger
therefore will radiate energy in a determinate direction. Well, the
calculation shows that the discharger recoils like a cannon which has shot
out a projectile. In the case of the cannon, the recoil is the natural result of
the equality of action and reaction. The cannon recoils because the
projectile upon which it has acted reacts upon it. But here it is no longer the
same. What has been sent out is no longer a material projectile: it is energy,
and energy has no mass: it has no counterpart. And, in place of a discharger,
we could have considered just simply a lamp with a reflector concentrating
its rays in a single direction.
It is true that, if the energy sent out from the discharger or from the lamp
meets a material object, this object receives a mechanical push as if it had
been hit by a real projectile, and this push will be equal to the recoil of the
discharger and of the lamp, if no energy has been lost on the way and if the
object absorbs the whole of the energy. Therefore one is tempted to say that
there still is compensation between the action and the reaction. But this
compensation, even should it be complete, is always belated. It never
happens if the light, after leaving its source, wanders through interstellar
spaces without ever meeting a material body; it is incomplete, if the body it
strikes is not perfectly absorbent.
Are these mechanical actions too small to be measured, or are they
accessible to experiment? These actions are nothing other than those due to
the Maxwell-Bartholi pressures; Maxwell had predicted these pressures
from calculations relative to electrostatics and magnetism; Bartholi reached
the same result by thermodynamic considerations.
made of electrons.
In fact it is the electron A which has disturbed the electron B; even in
case the electron B should react upon A, this reaction could be equal to the
action, but in no case simultaneous, since the electron B can begin to move
only after a certain time, necessary for the propagation. Submitting the
problem to a more exact calculation, we reach the following result: Suppose
a Hertz discharger placed at the focus of a parabolic mirror to which it is
mechanically attached; this discharger emits electromagnetic waves, and the
mirror reflects all these waves in the same direction; the discharger
therefore will radiate energy in a determinate direction. Well, the
calculation shows that the discharger recoils like a cannon which has shot
out a projectile. In the case of the cannon, the recoil is the natural result of
the equality of action and reaction. The cannon recoils because the
projectile upon which it has acted reacts upon it. But here it is no longer the
same. What has been sent out is no longer a material projectile: it is energy,
and energy has no mass: it has no counterpart. And, in place of a discharger,
we could have considered just simply a lamp with a reflector concentrating
its rays in a single direction.
It is true that, if the energy sent out from the discharger or from the lamp
meets a material object, this object receives a mechanical push as if it had
been hit by a real projectile, and this push will be equal to the recoil of the
discharger and of the lamp, if no energy has been lost on the way and if the
object absorbs the whole of the energy. Therefore one is tempted to say that
there still is compensation between the action and the reaction. But this
compensation, even should it be complete, is always belated. It never
happens if the light, after leaving its source, wanders through interstellar
spaces without ever meeting a material body; it is incomplete, if the body it
strikes is not perfectly absorbent.
Are these mechanical actions too small to be measured, or are they
accessible to experiment? These actions are nothing other than those due to
the Maxwell-Bartholi pressures; Maxwell had predicted these pressures
from calculations relative to electrostatics and magnetism; Bartholi reached
the same result by thermodynamic considerations.
Page 501
This is how the tails of comets are explained. Little particles detach
themselves from the nucleus of the comet; they are struck by the light of the
sun, which pushes them back as would a rain of projectiles coming from the
sun. The mass of these particles is so little that this repulsion sweeps it
away against the Newtonian attraction; so in moving away from the sun
they form the tails.
The direct experimental verification was not easy to obtain. The first
endeavor led to the construction of the radiometer. But this instrument
turns backward, in the sense opposite to the theoretic sense, and the
explanation of its rotation, since discovered, is wholly different. At last
success came, by making the vacuum more complete, on the one hand, and
on the other by not blackening one of the faces of the paddles and directing
a pencil of luminous rays upon one of the faces. The radiometric effects and
the other disturbing causes are eliminated by a series of pains-taking
precautions, and one obtains a deviation which is very minute, but which is,
it would seem, in conformity with the theory.
The same effects of the Maxwell-Bartholi pressure are forecast likewise
by the theory of Hertz of which we have before spoken, and by that of
Lorentz. But there is a difference. Suppose that the energy, under the form
of light, for example, proceeds from a luminous source to any body through
a transparent medium. The Maxwell-Bartholi pressure will act, not alone
upon the source at the departure, and on the body lit up at the arrival, but
upon the matter of the transparent medium which it traverses. At the
moment when the luminous wave reaches a new region of this medium, this
pressure will push forward the matter there distributed and will put it back
when the wave leaves this region. So that the recoil of the source has for
counterpart the forward movement of the transparent matter which is in
contact with this source; a little later, the recoil of this same matter has for
counterpart the forward movement of the transparent matter which lies a
little further on, and so on.
Only, is the compensation perfect? Is the action of the Maxwell-Bartholi
pressure upon the matter of the transparent medium equal to its reaction
upon the source, and that whatever be this matter? Or is this action by so
much the less as the medium is less refractive and more rarefied, becoming
null in the void?
themselves from the nucleus of the comet; they are struck by the light of the
sun, which pushes them back as would a rain of projectiles coming from the
sun. The mass of these particles is so little that this repulsion sweeps it
away against the Newtonian attraction; so in moving away from the sun
they form the tails.
The direct experimental verification was not easy to obtain. The first
endeavor led to the construction of the radiometer. But this instrument
turns backward, in the sense opposite to the theoretic sense, and the
explanation of its rotation, since discovered, is wholly different. At last
success came, by making the vacuum more complete, on the one hand, and
on the other by not blackening one of the faces of the paddles and directing
a pencil of luminous rays upon one of the faces. The radiometric effects and
the other disturbing causes are eliminated by a series of pains-taking
precautions, and one obtains a deviation which is very minute, but which is,
it would seem, in conformity with the theory.
The same effects of the Maxwell-Bartholi pressure are forecast likewise
by the theory of Hertz of which we have before spoken, and by that of
Lorentz. But there is a difference. Suppose that the energy, under the form
of light, for example, proceeds from a luminous source to any body through
a transparent medium. The Maxwell-Bartholi pressure will act, not alone
upon the source at the departure, and on the body lit up at the arrival, but
upon the matter of the transparent medium which it traverses. At the
moment when the luminous wave reaches a new region of this medium, this
pressure will push forward the matter there distributed and will put it back
when the wave leaves this region. So that the recoil of the source has for
counterpart the forward movement of the transparent matter which is in
contact with this source; a little later, the recoil of this same matter has for
counterpart the forward movement of the transparent matter which lies a
little further on, and so on.
Only, is the compensation perfect? Is the action of the Maxwell-Bartholi
pressure upon the matter of the transparent medium equal to its reaction
upon the source, and that whatever be this matter? Or is this action by so
much the less as the medium is less refractive and more rarefied, becoming
null in the void?
Page 502
If we admit the theory of Hertz, who regards matter as mechanically
bound to the ether, so that the ether may be entirely carried along by matter,
it would be necessary to answer yes to the first question and no to the
second.
There would then be perfect compensation, as required by the principle
of the equality of action and reaction, even in the least refractive media,
even in the air, even in the interplanetary void, where it would suffice to
suppose a residue of matter, however subtile. If on the contrary we admit
the theory of Lorentz, the compensation, always imperfect, is insensible in
the air and becomes null in the void.
But we have seen above that Fizeau's experiment does not permit of our
retaining the theory of Hertz; it is necessary therefore to adopt the theory of
Lorentz, and consequently to renounce the principle of reaction.
IV
Consequences of the Principle of Relativity
We have seen above the reasons which impel us to regard the principle of
relativity as a general law of nature. Let us see to what consequences this
principle would lead, should it be regarded as finally demonstrated.
First, it obliges us to generalize the hypothesis of Lorentz and Fitzgerald
on the contraction of all bodies in the sense of the translation. In particular,
we must extend this hypothesis to the electrons themselves. Abraham
considered these electrons as spherical and indeformable; it will be
necessary for us to admit that these electrons, spherical when in repose,
undergo the Lorentz contraction when in motion and take then the form of
flattened ellipsoids.
This deformation of the electrons will influence their mechanical
properties. In fact I have said that the displacement of these charged
electrons is a veritable current of convection and that their apparent inertia
is due to the self-induction of this current: exclusively as concerns the
negative electrons; exclusively or not, we do not yet know, for the positive
electrons. Well, the deformation of the electrons, a deformation which
bound to the ether, so that the ether may be entirely carried along by matter,
it would be necessary to answer yes to the first question and no to the
second.
There would then be perfect compensation, as required by the principle
of the equality of action and reaction, even in the least refractive media,
even in the air, even in the interplanetary void, where it would suffice to
suppose a residue of matter, however subtile. If on the contrary we admit
the theory of Lorentz, the compensation, always imperfect, is insensible in
the air and becomes null in the void.
But we have seen above that Fizeau's experiment does not permit of our
retaining the theory of Hertz; it is necessary therefore to adopt the theory of
Lorentz, and consequently to renounce the principle of reaction.
IV
Consequences of the Principle of Relativity
We have seen above the reasons which impel us to regard the principle of
relativity as a general law of nature. Let us see to what consequences this
principle would lead, should it be regarded as finally demonstrated.
First, it obliges us to generalize the hypothesis of Lorentz and Fitzgerald
on the contraction of all bodies in the sense of the translation. In particular,
we must extend this hypothesis to the electrons themselves. Abraham
considered these electrons as spherical and indeformable; it will be
necessary for us to admit that these electrons, spherical when in repose,
undergo the Lorentz contraction when in motion and take then the form of
flattened ellipsoids.
This deformation of the electrons will influence their mechanical
properties. In fact I have said that the displacement of these charged
electrons is a veritable current of convection and that their apparent inertia
is due to the self-induction of this current: exclusively as concerns the
negative electrons; exclusively or not, we do not yet know, for the positive
electrons. Well, the deformation of the electrons, a deformation which
Page 503
depends upon their velocity, will modify the distribution of the electricity
upon their surface, consequently the intensity of the convection current they
produce, consequently the laws according to which the self-induction of this
current will vary as a function of the velocity.
At this price, the compensation will be perfect and will conform to the
requirements of the principle of relativity, but only upon two conditions:
1º That the positive electrons have no real mass, but only a fictitious
electromagnetic mass; or at least that their real mass, if it exists, is not
constant and varies with the velocity according to the same laws as their
fictitious mass;
2º That all forces are of electromagnetic origin, or at least that they vary
with the velocity according to the same laws as the forces of
electromagnetic origin.
It still is Lorentz who has made this remarkable synthesis; stop a moment
and see what follows therefrom. First, there is no more matter, since the
positive electrons no longer have real mass, or at least no constant real
mass. The present principles of our mechanics, founded upon the constancy
of mass, must therefore be modified. Again, an electromagnetic explanation
must be sought of all the known forces, in particular of gravitation, or at
least the law of gravitation must be so modified that this force is altered by
velocity in the same way as the electromagnetic forces. We shall return to
this point.
All that appears, at first sight, a little artificial. In particular, this
deformation of electrons seems quite hypothetical. But the thing may be
presented otherwise, so as to avoid putting this hypothesis of deformation at
the foundation of the reasoning. Consider the electrons as material points
and ask how their mass should vary as function of the velocity not to
contravene the principle of relativity. Or, still better, ask what should be
their acceleration under the influence of an electric or magnetic field, that
this principle be not violated and that we come back to the ordinary laws
when we suppose the velocity very slight. We shall find that the variations
of this mass, or of these accelerations, must be as if the electron underwent
the Lorentz deformation.
upon their surface, consequently the intensity of the convection current they
produce, consequently the laws according to which the self-induction of this
current will vary as a function of the velocity.
At this price, the compensation will be perfect and will conform to the
requirements of the principle of relativity, but only upon two conditions:
1º That the positive electrons have no real mass, but only a fictitious
electromagnetic mass; or at least that their real mass, if it exists, is not
constant and varies with the velocity according to the same laws as their
fictitious mass;
2º That all forces are of electromagnetic origin, or at least that they vary
with the velocity according to the same laws as the forces of
electromagnetic origin.
It still is Lorentz who has made this remarkable synthesis; stop a moment
and see what follows therefrom. First, there is no more matter, since the
positive electrons no longer have real mass, or at least no constant real
mass. The present principles of our mechanics, founded upon the constancy
of mass, must therefore be modified. Again, an electromagnetic explanation
must be sought of all the known forces, in particular of gravitation, or at
least the law of gravitation must be so modified that this force is altered by
velocity in the same way as the electromagnetic forces. We shall return to
this point.
All that appears, at first sight, a little artificial. In particular, this
deformation of electrons seems quite hypothetical. But the thing may be
presented otherwise, so as to avoid putting this hypothesis of deformation at
the foundation of the reasoning. Consider the electrons as material points
and ask how their mass should vary as function of the velocity not to
contravene the principle of relativity. Or, still better, ask what should be
their acceleration under the influence of an electric or magnetic field, that
this principle be not violated and that we come back to the ordinary laws
when we suppose the velocity very slight. We shall find that the variations
of this mass, or of these accelerations, must be as if the electron underwent
the Lorentz deformation.
Page 504
V
Kaufmann's Experiment
We have before us, then, two theories: one where the electrons are
indeformable, this is that of Abraham; the other where they undergo the
Lorentz deformation. In both cases, their mass increases with the velocity,
becoming infinite when this velocity becomes equal to that of light; but the
law of the variation is not the same. The method employed by Kaufmann to
bring to light the law of variation of the mass seems therefore to give us an
experimental means of deciding between the two theories.
Unhappily, his first experiments were not sufficiently precise for that; so
he decided to repeat them with more precautions, and measuring with great
care the intensity of the fields. Under their new form they are in favor of the
theory of Abraham. Then the principle of relativity would not have the
rigorous value we were tempted to attribute to it; there would no longer be
reason for believing the positive electrons denuded of real mass like the
negative electrons. However, before definitely adopting this conclusion, a
little reflection is necessary. The question is of such importance that it is to
be wished Kaufmann's experiment were repeated by another experimenter.
[17]
Unhappily, this experiment is very delicate and could be carried out
successfully only by a physicist of the same ability as Kaufmann. All
precautions have been properly taken and we hardly see what objection
could be made.
There is one point however to which I wish to draw attention: that is to
the measurement of the electrostatic field, a measurement upon which all
depends. This field was produced between the two armatures of a
condenser; and, between these armatures, there was to be made an
extremely perfect vacuum, in order to obtain a complete isolation. Then the
difference of potential of the two armatures was measured, and the field
obtained by dividing this difference by the distance apart of the armatures.
That supposes the field uniform; is this certain? Might there not be an
abrupt fall of potential in the neighborhood of one of the armatures, of the
negative armature, for example? There may be a difference of potential at
the meeting of the metal and the vacuum, and it may be that this difference
is not the same on the positive side and on the negative side; what would
Kaufmann's Experiment
We have before us, then, two theories: one where the electrons are
indeformable, this is that of Abraham; the other where they undergo the
Lorentz deformation. In both cases, their mass increases with the velocity,
becoming infinite when this velocity becomes equal to that of light; but the
law of the variation is not the same. The method employed by Kaufmann to
bring to light the law of variation of the mass seems therefore to give us an
experimental means of deciding between the two theories.
Unhappily, his first experiments were not sufficiently precise for that; so
he decided to repeat them with more precautions, and measuring with great
care the intensity of the fields. Under their new form they are in favor of the
theory of Abraham. Then the principle of relativity would not have the
rigorous value we were tempted to attribute to it; there would no longer be
reason for believing the positive electrons denuded of real mass like the
negative electrons. However, before definitely adopting this conclusion, a
little reflection is necessary. The question is of such importance that it is to
be wished Kaufmann's experiment were repeated by another experimenter.
[17]
Unhappily, this experiment is very delicate and could be carried out
successfully only by a physicist of the same ability as Kaufmann. All
precautions have been properly taken and we hardly see what objection
could be made.
There is one point however to which I wish to draw attention: that is to
the measurement of the electrostatic field, a measurement upon which all
depends. This field was produced between the two armatures of a
condenser; and, between these armatures, there was to be made an
extremely perfect vacuum, in order to obtain a complete isolation. Then the
difference of potential of the two armatures was measured, and the field
obtained by dividing this difference by the distance apart of the armatures.
That supposes the field uniform; is this certain? Might there not be an
abrupt fall of potential in the neighborhood of one of the armatures, of the
negative armature, for example? There may be a difference of potential at
the meeting of the metal and the vacuum, and it may be that this difference
is not the same on the positive side and on the negative side; what would
Page 505
lead me to think so is the electric valve effects between mercury and
vacuum. However slight the probability that it is so, it seems that it should
be considered.
VI
The Principle of Inertia
In the new dynamics, the principle of inertia is still true, that is to say that
an isolated electron will have a straight and uniform motion. At least this is
generally assumed; however, Lindemann has made objections to this view;
I do not wish to take part in this discussion, which I can not here expound
because of its too difficult character. In any case, slight modifications to the
theory would suffice to shelter it from Lindemann's objections.
We know that a body submerged in a fluid experiences, when in motion,
considerable resistance, but this is because our fluids are viscous; in an
ideal fluid, perfectly free from viscosity, the body would stir up behind it a
liquid hill, a sort of wake; upon departure, a great effort would be necessary
to put it in motion, since it would be necessary to move not only the body
itself, but the liquid of its wake. But, the motion once acquired, it would
perpetuate itself without resistance, since the body, in advancing, would
simply carry with it the perturbation of the liquid, without the total vis viva
of the liquid augmenting. Everything would happen therefore as if its inertia
was augmented. An electron advancing in the ether would behave in the
same way: around it, the ether would be stirred up, but this perturbation
would accompany the body in its motion; so that, for an observer carried
along with the electron, the electric and magnetic fields accompanying this
electron would appear invariable, and would change only if the velocity of
the electron varied. An effort would therefore be necessary to put the
electron in motion, since it would be necessary to create the energy of these
fields; on the contrary, once the movement acquired, no effort would be
necessary to maintain it, since the created energy would only have to go
along behind the electron as a wake. This energy, therefore, could only
augment the inertia of the electron, as the agitation of the liquid augments
that of the body submerged in a perfect fluid. And anyhow, the negative
electrons at least have no other inertia except that.
vacuum. However slight the probability that it is so, it seems that it should
be considered.
VI
The Principle of Inertia
In the new dynamics, the principle of inertia is still true, that is to say that
an isolated electron will have a straight and uniform motion. At least this is
generally assumed; however, Lindemann has made objections to this view;
I do not wish to take part in this discussion, which I can not here expound
because of its too difficult character. In any case, slight modifications to the
theory would suffice to shelter it from Lindemann's objections.
We know that a body submerged in a fluid experiences, when in motion,
considerable resistance, but this is because our fluids are viscous; in an
ideal fluid, perfectly free from viscosity, the body would stir up behind it a
liquid hill, a sort of wake; upon departure, a great effort would be necessary
to put it in motion, since it would be necessary to move not only the body
itself, but the liquid of its wake. But, the motion once acquired, it would
perpetuate itself without resistance, since the body, in advancing, would
simply carry with it the perturbation of the liquid, without the total vis viva
of the liquid augmenting. Everything would happen therefore as if its inertia
was augmented. An electron advancing in the ether would behave in the
same way: around it, the ether would be stirred up, but this perturbation
would accompany the body in its motion; so that, for an observer carried
along with the electron, the electric and magnetic fields accompanying this
electron would appear invariable, and would change only if the velocity of
the electron varied. An effort would therefore be necessary to put the
electron in motion, since it would be necessary to create the energy of these
fields; on the contrary, once the movement acquired, no effort would be
necessary to maintain it, since the created energy would only have to go
along behind the electron as a wake. This energy, therefore, could only
augment the inertia of the electron, as the agitation of the liquid augments
that of the body submerged in a perfect fluid. And anyhow, the negative
electrons at least have no other inertia except that.
Page 506
In the hypothesis of Lorentz, the vis viva, which is only the energy of the
ether, is not proportional to v2. Doubtless if v is very slight, the vis viva is
sensibly proportional to v2, the quantity of motion sensibly proportional to
v, the two masses sensibly constant and equal to each other. But when the
velocity tends toward the velocity of light, the vis viva, the quantity of
motion and the two masses increase beyond all limit.
In the hypothesis of Abraham, the expressions are a little more
complicated; but what we have just said remains true in essentials.
So the mass, the quantity of motion, the vis viva become infinite when
the velocity is equal to that of light.
Thence results that no body can attain in any way a velocity beyond that
of light. And in fact, in proportion as its velocity increases, its mass
increases, so that its inertia opposes to any new increase of velocity a
greater and greater obstacle.
A question then suggests itself: let us admit the principle of relativity; an
observer in motion would not have any means of perceiving his own
motion. If therefore no body in its absolute motion can exceed the velocity
of light, but may approach it as nearly as you choose, it should be the same
concerning its relative motion with reference to our observer. And then we
might be tempted to reason as follows: The observer may attain a velocity
of 200,000 kilometers; the body in its relative motion with reference to the
observer may attain the same velocity; its absolute velocity will then be
400,000 kilometers, which is impossible, since this is beyond the velocity
of light. This is only a seeming, which vanishes when account is taken of
how Lorentz evaluates local time.
VII
The Wave of Acceleration
When an electron is in motion, it produces a perturbation in the ether
surrounding it; if its motion is straight and uniform, this perturbation
reduces to the wake of which we have spoken in the preceding section. But
it is no longer the same, if the motion be curvilinear or varied. The
ether, is not proportional to v2. Doubtless if v is very slight, the vis viva is
sensibly proportional to v2, the quantity of motion sensibly proportional to
v, the two masses sensibly constant and equal to each other. But when the
velocity tends toward the velocity of light, the vis viva, the quantity of
motion and the two masses increase beyond all limit.
In the hypothesis of Abraham, the expressions are a little more
complicated; but what we have just said remains true in essentials.
So the mass, the quantity of motion, the vis viva become infinite when
the velocity is equal to that of light.
Thence results that no body can attain in any way a velocity beyond that
of light. And in fact, in proportion as its velocity increases, its mass
increases, so that its inertia opposes to any new increase of velocity a
greater and greater obstacle.
A question then suggests itself: let us admit the principle of relativity; an
observer in motion would not have any means of perceiving his own
motion. If therefore no body in its absolute motion can exceed the velocity
of light, but may approach it as nearly as you choose, it should be the same
concerning its relative motion with reference to our observer. And then we
might be tempted to reason as follows: The observer may attain a velocity
of 200,000 kilometers; the body in its relative motion with reference to the
observer may attain the same velocity; its absolute velocity will then be
400,000 kilometers, which is impossible, since this is beyond the velocity
of light. This is only a seeming, which vanishes when account is taken of
how Lorentz evaluates local time.
VII
The Wave of Acceleration
When an electron is in motion, it produces a perturbation in the ether
surrounding it; if its motion is straight and uniform, this perturbation
reduces to the wake of which we have spoken in the preceding section. But
it is no longer the same, if the motion be curvilinear or varied. The
Page 507
perturbation may then be regarded as the superposition of two others, to
which Langevin has given the names wave of velocity and wave of
acceleration. The wave of velocity is only the wave which happens in
uniform motion.
As to the wave of acceleration, this is a perturbation altogether analogous
to light waves, which starts from the electron at the instant when it
undergoes an acceleration, and which is then propagated by successive
spherical waves with the velocity of light. Whence follows: in a straight and
uniform motion, the energy is wholly conserved; but, when there is an
acceleration, there is loss of energy, which is dissipated under the form of
luminous waves and goes out to infinity across the ether.
However, the effects of this wave of acceleration, in particular the
corresponding loss of energy, are in most cases negligible, that is to say not
only in ordinary mechanics and in the motions of the heavenly bodies, but
even in the radium rays, where the velocity is very great without the
acceleration being so. We may then confine ourselves to applying the laws
of mechanics, putting the force equal to the product of acceleration by
mass, this mass, however, varying with the velocity according to the laws
explained above. We then say the motion is quasi-stationary.
It would not be the same in all cases where the acceleration is great, of
which the chief are the following:
1º In incandescent gases certain electrons take an oscillatory motion of
very high frequency; the displacements are very small, the velocities are
finite, and the accelerations very great; energy is then communicated to the
ether, and this is why these gases radiate light of the same period as the
oscillations of the electron;
2º Inversely, when a gas receives light, these same electrons are put in
swing with strong accelerations and they absorb light;
3º In the Hertz discharger, the electrons which circulate in the metallic
mass undergo, at the instant of the discharge, an abrupt acceleration and
take then an oscillatory motion of high frequency. Thence results that a part
of the energy radiates under the form of Hertzian waves;
which Langevin has given the names wave of velocity and wave of
acceleration. The wave of velocity is only the wave which happens in
uniform motion.
As to the wave of acceleration, this is a perturbation altogether analogous
to light waves, which starts from the electron at the instant when it
undergoes an acceleration, and which is then propagated by successive
spherical waves with the velocity of light. Whence follows: in a straight and
uniform motion, the energy is wholly conserved; but, when there is an
acceleration, there is loss of energy, which is dissipated under the form of
luminous waves and goes out to infinity across the ether.
However, the effects of this wave of acceleration, in particular the
corresponding loss of energy, are in most cases negligible, that is to say not
only in ordinary mechanics and in the motions of the heavenly bodies, but
even in the radium rays, where the velocity is very great without the
acceleration being so. We may then confine ourselves to applying the laws
of mechanics, putting the force equal to the product of acceleration by
mass, this mass, however, varying with the velocity according to the laws
explained above. We then say the motion is quasi-stationary.
It would not be the same in all cases where the acceleration is great, of
which the chief are the following:
1º In incandescent gases certain electrons take an oscillatory motion of
very high frequency; the displacements are very small, the velocities are
finite, and the accelerations very great; energy is then communicated to the
ether, and this is why these gases radiate light of the same period as the
oscillations of the electron;
2º Inversely, when a gas receives light, these same electrons are put in
swing with strong accelerations and they absorb light;
3º In the Hertz discharger, the electrons which circulate in the metallic
mass undergo, at the instant of the discharge, an abrupt acceleration and
take then an oscillatory motion of high frequency. Thence results that a part
of the energy radiates under the form of Hertzian waves;
Page 508
4º In an incandescent metal, the electrons enclosed in this metal are
impelled with great velocity; upon reaching the surface of the metal, which
they can not get through, they are reflected and thus undergo a considerable
acceleration. This is why the metal emits light. The details of the laws of the
emission of light by dark bodies are perfectly explained by this hypothesis;
5º Finally when the cathode rays strike the anticathode, the negative
electrons, constituting these rays, which are impelled with very great
velocity, are abruptly arrested. Because of the acceleration they thus
undergo, they produce undulations in the ether. This, according to certain
physicists, is the origin of the Röntgen rays, which would only be light rays
of very short wave-length.
CHAPTER III
The New Mechanics and Astronomy
I
Gravitation
Mass may be defined in two ways:
1º By the quotient of the force by the acceleration; this is the true
definition of the mass, which measures the inertia of the body.
2º By the attraction the body exercises upon an exterior body, in virtue of
Newton's law. We should therefore distinguish the mass coefficient of
inertia and the mass coefficient of attraction. According to Newton's law,
there is rigorous proportionality between these two coefficients. But that is
demonstrated only for velocities to which the general principles of
dynamics are applicable. Now, we have seen that the mass coefficient of
inertia increases with the velocity; should we conclude that the mass
coefficient of attraction increases likewise with the velocity and remains
proportional to the coefficient of inertia, or, on the contrary, that this
impelled with great velocity; upon reaching the surface of the metal, which
they can not get through, they are reflected and thus undergo a considerable
acceleration. This is why the metal emits light. The details of the laws of the
emission of light by dark bodies are perfectly explained by this hypothesis;
5º Finally when the cathode rays strike the anticathode, the negative
electrons, constituting these rays, which are impelled with very great
velocity, are abruptly arrested. Because of the acceleration they thus
undergo, they produce undulations in the ether. This, according to certain
physicists, is the origin of the Röntgen rays, which would only be light rays
of very short wave-length.
CHAPTER III
The New Mechanics and Astronomy
I
Gravitation
Mass may be defined in two ways:
1º By the quotient of the force by the acceleration; this is the true
definition of the mass, which measures the inertia of the body.
2º By the attraction the body exercises upon an exterior body, in virtue of
Newton's law. We should therefore distinguish the mass coefficient of
inertia and the mass coefficient of attraction. According to Newton's law,
there is rigorous proportionality between these two coefficients. But that is
demonstrated only for velocities to which the general principles of
dynamics are applicable. Now, we have seen that the mass coefficient of
inertia increases with the velocity; should we conclude that the mass
coefficient of attraction increases likewise with the velocity and remains
proportional to the coefficient of inertia, or, on the contrary, that this
Page 509
coefficient of attraction remains constant? This is a question we have no
means of deciding.
On the other hand, if the coefficient of attraction depends upon the
velocity, since the velocities of two bodies which mutually attract are not in
general the same, how will this coefficient depend upon these two
velocities?
Upon this subject we can only make hypotheses, but we are naturally led
to investigate which of these hypotheses would be compatible with the
principle of relativity. There are a great number of them; the only one of
which I shall here speak is that of Lorentz, which I shall briefly expound.
Consider first electrons at rest. Two electrons of the same sign repel each
other and two electrons of contrary sign attract each other; in the ordinary
theory, their mutual actions are proportional to their electric charges; if
therefore we have four electrons, two positive A and A´, and two negative B
and B´, the charges of these four being the same in absolute value, the
repulsion of A for A´ will be, at the same distance, equal to the repulsion of
B for B´ and equal also to the attraction of A for B´, or of A´ for B. If
therefore A and B are very near each other, as also A´ and B´, and we
examine the action of the system A + B upon the system A´ + B´, we shall
have two repulsions and two attractions which will exactly compensate
each other and the resulting action will be null.
Now, material molecules should just be regarded as species of solar
systems where circulate the electrons, some positive, some negative, and in
such a way that the algebraic sum of all the charges is null. A material
molecule is therefore wholly analogous to the system A + B of which we
have spoken, so that the total electric action of two molecules one upon the
other should be null.
But experiment shows us that these molecules attract each other in
consequence of Newtonian gravitation; and then we may make two
hypotheses: we may suppose gravitation has no relation to the electrostatic
attractions, that it is due to a cause entirely different, and is simply
something additional; or else we may suppose the attractions are not
proportional to the charges and that the attraction exercised by a charge +1
means of deciding.
On the other hand, if the coefficient of attraction depends upon the
velocity, since the velocities of two bodies which mutually attract are not in
general the same, how will this coefficient depend upon these two
velocities?
Upon this subject we can only make hypotheses, but we are naturally led
to investigate which of these hypotheses would be compatible with the
principle of relativity. There are a great number of them; the only one of
which I shall here speak is that of Lorentz, which I shall briefly expound.
Consider first electrons at rest. Two electrons of the same sign repel each
other and two electrons of contrary sign attract each other; in the ordinary
theory, their mutual actions are proportional to their electric charges; if
therefore we have four electrons, two positive A and A´, and two negative B
and B´, the charges of these four being the same in absolute value, the
repulsion of A for A´ will be, at the same distance, equal to the repulsion of
B for B´ and equal also to the attraction of A for B´, or of A´ for B. If
therefore A and B are very near each other, as also A´ and B´, and we
examine the action of the system A + B upon the system A´ + B´, we shall
have two repulsions and two attractions which will exactly compensate
each other and the resulting action will be null.
Now, material molecules should just be regarded as species of solar
systems where circulate the electrons, some positive, some negative, and in
such a way that the algebraic sum of all the charges is null. A material
molecule is therefore wholly analogous to the system A + B of which we
have spoken, so that the total electric action of two molecules one upon the
other should be null.
But experiment shows us that these molecules attract each other in
consequence of Newtonian gravitation; and then we may make two
hypotheses: we may suppose gravitation has no relation to the electrostatic
attractions, that it is due to a cause entirely different, and is simply
something additional; or else we may suppose the attractions are not
proportional to the charges and that the attraction exercised by a charge +1
Page 510
upon a charge −1 is greater than the mutual repulsion of two +1 charges, or
two −1 charges.
In other words, the electric field produced by the positive electrons and
that which the negative electrons produce might be superposed and yet
remain distinct. The positive electrons would be more sensitive to the field
produced by the negative electrons than to the field produced by the
positive electrons; the contrary would be the case for the negative electrons.
It is clear that this hypothesis somewhat complicates electrostatics, but that
it brings back into it gravitation. This was, in sum, Franklin's hypothesis.
What happens now if the electrons are in motion? The positive electrons
will cause a perturbation in the ether and produce there an electric and
magnetic field. The same will be the case for the negative electrons. The
electrons, positive as well as negative, undergo then a mechanical impulsion
by the action of these different fields. In the ordinary theory, the
electromagnetic field, due to the motion of the positive electrons, exercises,
upon two electrons of contrary sign and of the same absolute charge, equal
actions with contrary sign. We may then without inconvenience not
distinguish the field due to the motion of the positive electrons and the field
due to the motion of the negative electrons and consider only the algebraic
sum of these two fields, that is to say the resulting field.
In the new theory, on the contrary, the action upon the positive electrons
of the electromagnetic field due to the positive electrons follows the
ordinary laws; it is the same with the action upon the negative electrons of
the field due to the negative electrons. Let us now consider the action of the
field due to the positive electrons upon the negative electrons (or inversely);
it will still follow the same laws, but with a different coefficient. Each
electron is more sensitive to the field created by the electrons of contrary
name than to the field created by the electrons of the same name.
Such is the hypothesis of Lorentz, which reduces to Franklin's hypothesis
for slight velocities; it will therefore explain, for these small velocities,
Newton's law. Moreover, as gravitation goes back to forces of
electrodynamic origin, the general theory of Lorentz will apply, and
consequently the principle of relativity will not be violated.
two −1 charges.
In other words, the electric field produced by the positive electrons and
that which the negative electrons produce might be superposed and yet
remain distinct. The positive electrons would be more sensitive to the field
produced by the negative electrons than to the field produced by the
positive electrons; the contrary would be the case for the negative electrons.
It is clear that this hypothesis somewhat complicates electrostatics, but that
it brings back into it gravitation. This was, in sum, Franklin's hypothesis.
What happens now if the electrons are in motion? The positive electrons
will cause a perturbation in the ether and produce there an electric and
magnetic field. The same will be the case for the negative electrons. The
electrons, positive as well as negative, undergo then a mechanical impulsion
by the action of these different fields. In the ordinary theory, the
electromagnetic field, due to the motion of the positive electrons, exercises,
upon two electrons of contrary sign and of the same absolute charge, equal
actions with contrary sign. We may then without inconvenience not
distinguish the field due to the motion of the positive electrons and the field
due to the motion of the negative electrons and consider only the algebraic
sum of these two fields, that is to say the resulting field.
In the new theory, on the contrary, the action upon the positive electrons
of the electromagnetic field due to the positive electrons follows the
ordinary laws; it is the same with the action upon the negative electrons of
the field due to the negative electrons. Let us now consider the action of the
field due to the positive electrons upon the negative electrons (or inversely);
it will still follow the same laws, but with a different coefficient. Each
electron is more sensitive to the field created by the electrons of contrary
name than to the field created by the electrons of the same name.
Such is the hypothesis of Lorentz, which reduces to Franklin's hypothesis
for slight velocities; it will therefore explain, for these small velocities,
Newton's law. Moreover, as gravitation goes back to forces of
electrodynamic origin, the general theory of Lorentz will apply, and
consequently the principle of relativity will not be violated.
Page 511
We see that Newton's law is no longer applicable to great velocities and
that it must be modified, for bodies in motion, precisely in the same way as
the laws of electrostatics for electricity in motion.
We know that electromagnetic perturbations spread with the velocity of
light. We may therefore be tempted to reject the preceding theory upon
remembering that gravitation spreads, according to the calculations of
Laplace, at least ten million times more quickly than light, and that
consequently it can not be of electromagnetic origin. The result of Laplace
is well known, but one is generally ignorant of its signification. Laplace
supposed that, if the propagation of gravitation is not instantaneous, its
velocity of spread combines with that of the body attracted, as happens for
light in the phenomenon of astronomic aberration, so that the effective force
is not directed along the straight joining the two bodies, but makes with this
straight a small angle. This is a very special hypothesis, not well justified,
and, in any case, entirely different from that of Lorentz. Laplace's result
proves nothing against the theory of Lorentz.
II
Comparison with Astronomic Observations
Can the preceding theories be reconciled with astronomic observations?
First of all, if we adopt them, the energy of the planetary motions will be
constantly dissipated by the effect of the wave of acceleration. From this
would result that the mean motions of the stars would constantly accelerate,
as if these stars were moving in a resistant medium. But this effect is
exceedingly slight, far too much so to be discerned by the most precise
observations. The acceleration of the heavenly bodies is relatively slight, so
that the effects of the wave of acceleration are negligible and the motion
may be regarded as quasi stationary. It is true that the effects of the wave of
acceleration constantly accumulate, but this accumulation itself is so slow
that thousands of years of observation would be necessary for it to become
sensible. Let us therefore make the calculation considering the motion as
quasi-stationary, and that under the three following hypotheses:
that it must be modified, for bodies in motion, precisely in the same way as
the laws of electrostatics for electricity in motion.
We know that electromagnetic perturbations spread with the velocity of
light. We may therefore be tempted to reject the preceding theory upon
remembering that gravitation spreads, according to the calculations of
Laplace, at least ten million times more quickly than light, and that
consequently it can not be of electromagnetic origin. The result of Laplace
is well known, but one is generally ignorant of its signification. Laplace
supposed that, if the propagation of gravitation is not instantaneous, its
velocity of spread combines with that of the body attracted, as happens for
light in the phenomenon of astronomic aberration, so that the effective force
is not directed along the straight joining the two bodies, but makes with this
straight a small angle. This is a very special hypothesis, not well justified,
and, in any case, entirely different from that of Lorentz. Laplace's result
proves nothing against the theory of Lorentz.
II
Comparison with Astronomic Observations
Can the preceding theories be reconciled with astronomic observations?
First of all, if we adopt them, the energy of the planetary motions will be
constantly dissipated by the effect of the wave of acceleration. From this
would result that the mean motions of the stars would constantly accelerate,
as if these stars were moving in a resistant medium. But this effect is
exceedingly slight, far too much so to be discerned by the most precise
observations. The acceleration of the heavenly bodies is relatively slight, so
that the effects of the wave of acceleration are negligible and the motion
may be regarded as quasi stationary. It is true that the effects of the wave of
acceleration constantly accumulate, but this accumulation itself is so slow
that thousands of years of observation would be necessary for it to become
sensible. Let us therefore make the calculation considering the motion as
quasi-stationary, and that under the three following hypotheses:
Page 512
A. Admit the hypothesis of Abraham (electrons indeformable) and retain
Newton's law in its usual form;
B. Admit the hypothesis of Lorentz about the deformation of electrons
and retain the usual Newton's law;
C. Admit the hypothesis of Lorentz about electrons and modify Newton's
law as we have done in the preceding paragraph, so as to render it
compatible with the principle of relativity.
It is in the motion of Mercury that the effect will be most sensible, since
this planet has the greatest velocity. Tisserand formerly made an analogous
calculation, admitting Weber's law; I recall that Weber had sought to explain
at the same time the electrostatic and electrodynamic phenomena in
supposing that electrons (whose name was not yet invented) exercise, one
upon another, attractions and repulsions directed along the straight joining
them, and depending not only upon their distances, but upon the first and
second derivatives of these distances, consequently upon their velocities
and their accelerations. This law of Weber, different enough from those
which to-day tend to prevail, none the less presents a certain analogy with
them.
Tisserand found that, if the Newtonian attraction conformed to Weber's
law there resulted, for Mercury's perihelion, secular variation of 14´´, of the
same sense as that which has been observed and could not be explained,
but smaller, since this is 38´´.
Let us recur to the hypotheses A, B and C, and study first the motion of a
planet attracted by a fixed center. The hypotheses B and C are no longer
distinguished, since, if the attracting point is fixed, the field it produces is a
purely electrostatic field, where the attraction varies inversely as the square
of the distance, in conformity with Coulomb's electrostatic law, identical
with that of Newton.
The vis viva equation holds good, taking for vis viva the new definition;
in the same way, the equation of areas is replaced by another equivalent to
it; the moment of the quantity of motion is a constant, but the quantity of
motion must be defined as in the new dynamics.
Newton's law in its usual form;
B. Admit the hypothesis of Lorentz about the deformation of electrons
and retain the usual Newton's law;
C. Admit the hypothesis of Lorentz about electrons and modify Newton's
law as we have done in the preceding paragraph, so as to render it
compatible with the principle of relativity.
It is in the motion of Mercury that the effect will be most sensible, since
this planet has the greatest velocity. Tisserand formerly made an analogous
calculation, admitting Weber's law; I recall that Weber had sought to explain
at the same time the electrostatic and electrodynamic phenomena in
supposing that electrons (whose name was not yet invented) exercise, one
upon another, attractions and repulsions directed along the straight joining
them, and depending not only upon their distances, but upon the first and
second derivatives of these distances, consequently upon their velocities
and their accelerations. This law of Weber, different enough from those
which to-day tend to prevail, none the less presents a certain analogy with
them.
Tisserand found that, if the Newtonian attraction conformed to Weber's
law there resulted, for Mercury's perihelion, secular variation of 14´´, of the
same sense as that which has been observed and could not be explained,
but smaller, since this is 38´´.
Let us recur to the hypotheses A, B and C, and study first the motion of a
planet attracted by a fixed center. The hypotheses B and C are no longer
distinguished, since, if the attracting point is fixed, the field it produces is a
purely electrostatic field, where the attraction varies inversely as the square
of the distance, in conformity with Coulomb's electrostatic law, identical
with that of Newton.
The vis viva equation holds good, taking for vis viva the new definition;
in the same way, the equation of areas is replaced by another equivalent to
it; the moment of the quantity of motion is a constant, but the quantity of
motion must be defined as in the new dynamics.
Page 513
The only sensible effect will be a secular motion of the perihelion. With
the theory of Lorentz, we shall find, for this motion, half of what Weber's
law would give; with the theory of Abraham, two fifths.
If now we suppose two moving bodies gravitating around their common
center of gravity, the effects are very little different, though the calculations
may be a little more complicated. The motion of Mercury's perihelion
would therefore be 7´´ in the theory of Lorentz and 5´´.6 in that of
Abraham.
The effect moreover is proportional to n3a2, where n is the star's mean
motion and a the radius of its orbit. For the planets, in virtue of Kepler's
law, the effect varies then inversely as √a5; it is therefore insensible, save
for Mercury.
It is likewise insensible for the moon though n is great, because a is
extremely small; in sum, it is five times less for Venus, and six hundred
times less for the moon than for Mercury. We may add that as to Venus and
the earth, the motion of the perihelion (for the same angular velocity of this
motion) would be much more difficult to discern by astronomic
observations, because the excentricity of their orbits is much less than for
Mercury.
To sum up, the only sensible effect upon astronomic observations would
be a motion of Mercury's perihelion, in the same sense as that which has
been observed without being explained, but notably slighter.
That can not be regarded as an argument in favor of the new dynamics,
since it will always be necessary to seek another explanation for the greater
part of Mercury's anomaly; but still less can it be regarded as an argument
against it.
III
The Theory of Lesage
It is interesting to compare these considerations with a theory long since
proposed to explain universal gravitation.
the theory of Lorentz, we shall find, for this motion, half of what Weber's
law would give; with the theory of Abraham, two fifths.
If now we suppose two moving bodies gravitating around their common
center of gravity, the effects are very little different, though the calculations
may be a little more complicated. The motion of Mercury's perihelion
would therefore be 7´´ in the theory of Lorentz and 5´´.6 in that of
Abraham.
The effect moreover is proportional to n3a2, where n is the star's mean
motion and a the radius of its orbit. For the planets, in virtue of Kepler's
law, the effect varies then inversely as √a5; it is therefore insensible, save
for Mercury.
It is likewise insensible for the moon though n is great, because a is
extremely small; in sum, it is five times less for Venus, and six hundred
times less for the moon than for Mercury. We may add that as to Venus and
the earth, the motion of the perihelion (for the same angular velocity of this
motion) would be much more difficult to discern by astronomic
observations, because the excentricity of their orbits is much less than for
Mercury.
To sum up, the only sensible effect upon astronomic observations would
be a motion of Mercury's perihelion, in the same sense as that which has
been observed without being explained, but notably slighter.
That can not be regarded as an argument in favor of the new dynamics,
since it will always be necessary to seek another explanation for the greater
part of Mercury's anomaly; but still less can it be regarded as an argument
against it.
III
The Theory of Lesage
It is interesting to compare these considerations with a theory long since
proposed to explain universal gravitation.
Page 514
Suppose that, in the interplanetary spaces, circulate in every direction,
with high velocities, very tenuous corpuscles. A body isolated in space will
not be affected, apparently, by the impacts of these corpuscles, since these
impacts are equally distributed in all directions. But if two bodies A and B
are present, the body B will play the rôle of screen and will intercept part of
the corpuscles which, without it, would have struck A. Then, the impacts
received by A in the direction opposite that from B will no longer have a
counterpart, or will now be only partially compensated, and this will push A
toward B.
Such is the theory of Lesage; and we shall discuss it, taking first the
view-point of ordinary mechanics.
First, how should the impacts postulated by this theory take place; is it
according to the laws of perfectly elastic bodies, or according to those of
bodies devoid of elasticity, or according to an intermediate law? The
corpuscles of Lesage can not act as perfectly elastic bodies; otherwise the
effect would be null, since the corpuscles intercepted by the body B would
be replaced by others which would have rebounded from B, and calculation
proves that the compensation would be perfect. It is necessary then that the
impact make the corpuscles lose energy, and this energy should appear
under the form of heat. But how much heat would thus be produced? Note
that attraction passes through bodies; it is necessary therefore to represent to
ourselves the earth, for example, not as a solid screen, but as formed of a
very great number of very small spherical molecules, which play
individually the rôle of little screens, but between which the corpuscles of
Lesage may freely circulate. So, not only the earth is not a solid screen, but
it is not even a cullender, since the voids occupy much more space than the
plenums. To realize this, recall that Laplace has demonstrated that
attraction, in traversing the earth, is weakened at most by one ten-millionth
part, and his proof is perfectly satisfactory: in fact, if attraction were
absorbed by the body it traverses, it would no longer be proportional to the
masses; it would be relatively weaker for great bodies than for small, since
it would have a greater thickness to traverse. The attraction of the sun for
the earth would therefore be relatively weaker than that of the sun for the
moon, and thence would result, in the motion of the moon, a very sensible
inequality. We should therefore conclude, if we adopt the theory of Lesage,
with high velocities, very tenuous corpuscles. A body isolated in space will
not be affected, apparently, by the impacts of these corpuscles, since these
impacts are equally distributed in all directions. But if two bodies A and B
are present, the body B will play the rôle of screen and will intercept part of
the corpuscles which, without it, would have struck A. Then, the impacts
received by A in the direction opposite that from B will no longer have a
counterpart, or will now be only partially compensated, and this will push A
toward B.
Such is the theory of Lesage; and we shall discuss it, taking first the
view-point of ordinary mechanics.
First, how should the impacts postulated by this theory take place; is it
according to the laws of perfectly elastic bodies, or according to those of
bodies devoid of elasticity, or according to an intermediate law? The
corpuscles of Lesage can not act as perfectly elastic bodies; otherwise the
effect would be null, since the corpuscles intercepted by the body B would
be replaced by others which would have rebounded from B, and calculation
proves that the compensation would be perfect. It is necessary then that the
impact make the corpuscles lose energy, and this energy should appear
under the form of heat. But how much heat would thus be produced? Note
that attraction passes through bodies; it is necessary therefore to represent to
ourselves the earth, for example, not as a solid screen, but as formed of a
very great number of very small spherical molecules, which play
individually the rôle of little screens, but between which the corpuscles of
Lesage may freely circulate. So, not only the earth is not a solid screen, but
it is not even a cullender, since the voids occupy much more space than the
plenums. To realize this, recall that Laplace has demonstrated that
attraction, in traversing the earth, is weakened at most by one ten-millionth
part, and his proof is perfectly satisfactory: in fact, if attraction were
absorbed by the body it traverses, it would no longer be proportional to the
masses; it would be relatively weaker for great bodies than for small, since
it would have a greater thickness to traverse. The attraction of the sun for
the earth would therefore be relatively weaker than that of the sun for the
moon, and thence would result, in the motion of the moon, a very sensible
inequality. We should therefore conclude, if we adopt the theory of Lesage,
Page 515
that the total surface of the spherical molecules which compose the earth is
at most the ten-millionth part of the total surface of the earth.
Darwin has proved that the theory of Lesage only leads exactly to
Newton's law when we postulate particles entirely devoid of elasticity. The
attraction exerted by the earth on a mass 1 at a distance 1 will then be
proportional, at the same time, to the total surface S of the spherical
molecules composing it, to the velocity v of the corpuscles, to the square
root of the density ρ of the medium formed by the corpuscles. The heat
produced will be proportional to S, to the density ρ, and to the cube of the
velocity v.
But it is necessary to take account of the resistance experienced by a
body moving in such a medium; it can not move, in fact, without going
against certain impacts, in fleeing, on the contrary, before those coming in
the opposite direction, so that the compensation realized in the state of rest
can no longer subsist. The calculated resistance is proportional to S, to ρ
and to v; now, we know that the heavenly bodies move as if they
experienced no resistance, and the precision of observations permits us to
fix a limit to the resistance of the medium.
This resistance varying as Sρv, while the attraction varies as S√(ρv), we
see that the ratio of the resistance to the square of the attraction is inversely
as the product Sv.
We have therefore a lower limit of the product Sv. We have already an
upper limit of S (by the absorption of attraction by the body it traverses); we
have therefore a lower limit of the velocity v, which must be at least
24·1017 times that of light.
From this we are able to deduce ρ and the quantity of heat produced; this
quantity would suffice to raise the temperature 1026 degrees a second; the
earth would receive in a given time 1020 times more heat than the sun emits
in the same time; I am not speaking of the heat the sun sends to the earth,
but of that it radiates in all directions.
It is evident the earth could not long stand such a régime.
at most the ten-millionth part of the total surface of the earth.
Darwin has proved that the theory of Lesage only leads exactly to
Newton's law when we postulate particles entirely devoid of elasticity. The
attraction exerted by the earth on a mass 1 at a distance 1 will then be
proportional, at the same time, to the total surface S of the spherical
molecules composing it, to the velocity v of the corpuscles, to the square
root of the density ρ of the medium formed by the corpuscles. The heat
produced will be proportional to S, to the density ρ, and to the cube of the
velocity v.
But it is necessary to take account of the resistance experienced by a
body moving in such a medium; it can not move, in fact, without going
against certain impacts, in fleeing, on the contrary, before those coming in
the opposite direction, so that the compensation realized in the state of rest
can no longer subsist. The calculated resistance is proportional to S, to ρ
and to v; now, we know that the heavenly bodies move as if they
experienced no resistance, and the precision of observations permits us to
fix a limit to the resistance of the medium.
This resistance varying as Sρv, while the attraction varies as S√(ρv), we
see that the ratio of the resistance to the square of the attraction is inversely
as the product Sv.
We have therefore a lower limit of the product Sv. We have already an
upper limit of S (by the absorption of attraction by the body it traverses); we
have therefore a lower limit of the velocity v, which must be at least
24·1017 times that of light.
From this we are able to deduce ρ and the quantity of heat produced; this
quantity would suffice to raise the temperature 1026 degrees a second; the
earth would receive in a given time 1020 times more heat than the sun emits
in the same time; I am not speaking of the heat the sun sends to the earth,
but of that it radiates in all directions.
It is evident the earth could not long stand such a régime.
Page 516
We should not be led to results less fantastic if, contrary to Darwin's
views, we endowed the corpuscles of Lesage with an elasticity imperfect
without being null. In truth, the vis viva of these corpuscles would not be
entirely converted into heat, but the attraction produced would likewise be
less, so that it would be only the part of this vis viva converted into heat,
which would contribute to produce the attraction and that would come to
the same thing; a judicious employment of the theorem of the viriel would
enable us to account for this.
The theory of Lesage may be transformed; suppress the corpuscles and
imagine the ether overrun in all senses by luminous waves coming from all
points of space. When a material object receives a luminous wave, this
wave exercises upon it a mechanical action due to the Maxwell-Bartholi
pressure, just as if it had received the impact of a material projectile. The
waves in question could therefore play the rôle of the corpuscles of Lesage.
This is what is supposed, for example, by M. Tommasina.
The difficulties are not removed for all that; the velocity of propagation
can be only that of light, and we are thus led, for the resistance of the
medium, to an inadmissible figure. Besides, if the light is all reflected, the
effect is null, just as in the hypothesis of the perfectly elastic corpuscles.
That there should be attraction, it is necessary that the light be partially
absorbed; but then there is production of heat. The calculations do not differ
essentially from those made in the ordinary theory of Lesage, and the result
retains the same fantastic character.
On the other hand, attraction is not absorbed by the body it traverses, or
hardly at all; it is not so with the light we know. Light which would produce
the Newtonian attraction would have to be considerably different from
ordinary light and be, for example, of very short wave length. This does not
count that, if our eyes were sensible of this light, the whole heavens should
appear to us much more brilliant than the sun, so that the sun would seem to
us to stand out in black, otherwise the sun would repel us instead of
attracting us. For all these reasons, light which would permit of the
explanation of attraction would be much more like Röntgen rays than like
ordinary light.
views, we endowed the corpuscles of Lesage with an elasticity imperfect
without being null. In truth, the vis viva of these corpuscles would not be
entirely converted into heat, but the attraction produced would likewise be
less, so that it would be only the part of this vis viva converted into heat,
which would contribute to produce the attraction and that would come to
the same thing; a judicious employment of the theorem of the viriel would
enable us to account for this.
The theory of Lesage may be transformed; suppress the corpuscles and
imagine the ether overrun in all senses by luminous waves coming from all
points of space. When a material object receives a luminous wave, this
wave exercises upon it a mechanical action due to the Maxwell-Bartholi
pressure, just as if it had received the impact of a material projectile. The
waves in question could therefore play the rôle of the corpuscles of Lesage.
This is what is supposed, for example, by M. Tommasina.
The difficulties are not removed for all that; the velocity of propagation
can be only that of light, and we are thus led, for the resistance of the
medium, to an inadmissible figure. Besides, if the light is all reflected, the
effect is null, just as in the hypothesis of the perfectly elastic corpuscles.
That there should be attraction, it is necessary that the light be partially
absorbed; but then there is production of heat. The calculations do not differ
essentially from those made in the ordinary theory of Lesage, and the result
retains the same fantastic character.
On the other hand, attraction is not absorbed by the body it traverses, or
hardly at all; it is not so with the light we know. Light which would produce
the Newtonian attraction would have to be considerably different from
ordinary light and be, for example, of very short wave length. This does not
count that, if our eyes were sensible of this light, the whole heavens should
appear to us much more brilliant than the sun, so that the sun would seem to
us to stand out in black, otherwise the sun would repel us instead of
attracting us. For all these reasons, light which would permit of the
explanation of attraction would be much more like Röntgen rays than like
ordinary light.
Page 517
And besides, the X-rays would not suffice; however penetrating they may
seem to us, they could not pass through the whole earth; it would be
necessary therefore to imagine X´-rays much more penetrating than the
ordinary X-rays. Moreover a part of the energy of these X´-rays would have
to be destroyed, otherwise there would be no attraction. If you do not wish
it transformed into heat, which would lead to an enormous heat production,
you must suppose it radiated in every direction under the form of secondary
rays, which might be called X´´ and which would have to be much more
penetrating still than the X´-rays, otherwise they would in their turn derange
the phenomena of attraction.
Such are the complicated hypotheses to which we are led when we try to
give life to the theory of Lesage.
But all we have said presupposes the ordinary laws of mechanics.
Will things go better if we admit the new dynamics? And first, can we
conserve the principles of relativity? Let us give at first to the theory of
Lesage its primitive form, and suppose space ploughed by material
corpuscles; if these corpuscles were perfectly elastic, the laws of their
impact would conform to this principle of relativity, but we know that then
their effect would be null. We must therefore suppose these corpuscles are
not elastic, and then it is difficult to imagine a law of impact compatible
with the principle of relativity. Besides, we should still find a production of
considerable heat, and yet a very sensible resistance of the medium.
If we suppress these corpuscles and revert to the hypothesis of the
Maxwell-Bartholi pressure, the difficulties will not be less. This is what
Lorentz himself has attempted in his Memoir to the Amsterdam Academy of
Sciences of April 25, 1900.
Consider a system of electrons immersed in an ether permeated in every
sense by luminous waves; one of these electrons, struck by one of these
waves, begins to vibrate; its vibration will be synchronous with that of light;
but it may have a difference of phase, if the electron absorbs a part of the
incident energy. In fact, if it absorbs energy, this is because the vibration of
the ether impels the electron; the electron must therefore be slower than the
ether. An electron in motion is analogous to a convection current; therefore
every magnetic field, in particular that due to the luminous perturbation
seem to us, they could not pass through the whole earth; it would be
necessary therefore to imagine X´-rays much more penetrating than the
ordinary X-rays. Moreover a part of the energy of these X´-rays would have
to be destroyed, otherwise there would be no attraction. If you do not wish
it transformed into heat, which would lead to an enormous heat production,
you must suppose it radiated in every direction under the form of secondary
rays, which might be called X´´ and which would have to be much more
penetrating still than the X´-rays, otherwise they would in their turn derange
the phenomena of attraction.
Such are the complicated hypotheses to which we are led when we try to
give life to the theory of Lesage.
But all we have said presupposes the ordinary laws of mechanics.
Will things go better if we admit the new dynamics? And first, can we
conserve the principles of relativity? Let us give at first to the theory of
Lesage its primitive form, and suppose space ploughed by material
corpuscles; if these corpuscles were perfectly elastic, the laws of their
impact would conform to this principle of relativity, but we know that then
their effect would be null. We must therefore suppose these corpuscles are
not elastic, and then it is difficult to imagine a law of impact compatible
with the principle of relativity. Besides, we should still find a production of
considerable heat, and yet a very sensible resistance of the medium.
If we suppress these corpuscles and revert to the hypothesis of the
Maxwell-Bartholi pressure, the difficulties will not be less. This is what
Lorentz himself has attempted in his Memoir to the Amsterdam Academy of
Sciences of April 25, 1900.
Consider a system of electrons immersed in an ether permeated in every
sense by luminous waves; one of these electrons, struck by one of these
waves, begins to vibrate; its vibration will be synchronous with that of light;
but it may have a difference of phase, if the electron absorbs a part of the
incident energy. In fact, if it absorbs energy, this is because the vibration of
the ether impels the electron; the electron must therefore be slower than the
ether. An electron in motion is analogous to a convection current; therefore
every magnetic field, in particular that due to the luminous perturbation
Page 518
itself, must exert a mechanical action upon this electron. This action is very
slight; moreover, it changes sign in the current of the period; nevertheless,
the mean action is not null if there is a difference of phase between the
vibrations of the electron and those of the ether. The mean action is
proportional to this difference, consequently to the energy absorbed by the
electron. I can not here enter into the detail of the calculations; suffice it to
say only that the final result is an attraction of any two electrons, varying
inversely as the square of the distance and proportional to the energy
absorbed by the two electrons.
Therefore there can not be attraction without absorption of light and,
consequently, without production of heat, and this it is which determined
Lorentz to abandon this theory, which, at bottom, does not differ from that
of Lesage-Maxwell-Bartholi. He would have been much more dismayed
still if he had pushed the calculation to the end. He would have found that
the temperature of the earth would have to increase 1012 degrees a second.
IV
Conclusions
I have striven to give in few words an idea as complete as possible of
these new doctrines; I have sought to explain how they took birth;
otherwise the reader would have had ground to be frightened by their
boldness. The new theories are not yet demonstrated; far from it; only they
rest upon an aggregate of probabilities sufficiently weighty for us not to
have the right to treat them with disregard.
New experiments will doubtless teach us what we should finally think of
them. The knotty point of the question lies in Kaufmann's experiment and
those that may be undertaken to verify it.
In conclusion, permit me a word of warning. Suppose that, after some
years, these theories undergo new tests and triumph; then our secondary
education will incur a great danger; certain professors will doubtless wish to
make a place for the new theories.
slight; moreover, it changes sign in the current of the period; nevertheless,
the mean action is not null if there is a difference of phase between the
vibrations of the electron and those of the ether. The mean action is
proportional to this difference, consequently to the energy absorbed by the
electron. I can not here enter into the detail of the calculations; suffice it to
say only that the final result is an attraction of any two electrons, varying
inversely as the square of the distance and proportional to the energy
absorbed by the two electrons.
Therefore there can not be attraction without absorption of light and,
consequently, without production of heat, and this it is which determined
Lorentz to abandon this theory, which, at bottom, does not differ from that
of Lesage-Maxwell-Bartholi. He would have been much more dismayed
still if he had pushed the calculation to the end. He would have found that
the temperature of the earth would have to increase 1012 degrees a second.
IV
Conclusions
I have striven to give in few words an idea as complete as possible of
these new doctrines; I have sought to explain how they took birth;
otherwise the reader would have had ground to be frightened by their
boldness. The new theories are not yet demonstrated; far from it; only they
rest upon an aggregate of probabilities sufficiently weighty for us not to
have the right to treat them with disregard.
New experiments will doubtless teach us what we should finally think of
them. The knotty point of the question lies in Kaufmann's experiment and
those that may be undertaken to verify it.
In conclusion, permit me a word of warning. Suppose that, after some
years, these theories undergo new tests and triumph; then our secondary
education will incur a great danger; certain professors will doubtless wish to
make a place for the new theories.
Page 519
Novelties are so attractive, and it is so hard not to seem highly advanced!
At least there will be the wish to open vistas to the pupils and, before
teaching them the ordinary mechanics, to let them know it has had its day
and was at best good enough for that old dolt Laplace. And then they will
not form the habit of the ordinary mechanics.
Is it well to let them know this is only approximative? Yes; but later,
when it has penetrated to their very marrow, when they shall have taken the
bent of thinking only through it, when there shall no longer be risk of their
unlearning it, then one may, without inconvenience, show them its limits.
It is with the ordinary mechanics that they must live; this alone will they
ever have to apply. Whatever be the progress of automobilism, our vehicles
will never attain speeds where it is not true. The other is only a luxury, and
we should think of the luxury only when there is no longer any risk of
harming the necessary.
At least there will be the wish to open vistas to the pupils and, before
teaching them the ordinary mechanics, to let them know it has had its day
and was at best good enough for that old dolt Laplace. And then they will
not form the habit of the ordinary mechanics.
Is it well to let them know this is only approximative? Yes; but later,
when it has penetrated to their very marrow, when they shall have taken the
bent of thinking only through it, when there shall no longer be risk of their
unlearning it, then one may, without inconvenience, show them its limits.
It is with the ordinary mechanics that they must live; this alone will they
ever have to apply. Whatever be the progress of automobilism, our vehicles
will never attain speeds where it is not true. The other is only a luxury, and
we should think of the luxury only when there is no longer any risk of
harming the necessary.
Page 520
BOOK IV
ASTRONOMIC SCIENCE
CHAPTER I
The Milky Way and the Theory of Gases
The considerations to be here developed have scarcely as yet drawn the
attention of astronomers; there is hardly anything to cite except an
ingenious idea of Lord Kelvin's, which has opened a new field of research,
but still waits to be followed out. Nor have I original results to impart, and
all I can do is to give an idea of the problems presented, but which no one
hitherto has undertaken to solve. Every one knows how a large number of
modern physicists represent the constitution of gases; gases are formed of
an innumerable multitude of molecules which, at high speeds, cross and
crisscross in every direction. These molecules probably act at a distance one
upon another, but this action decreases very rapidly with distance, so that
their trajectories remain sensibly straight; they cease to be so only when
two molecules happen to pass very near to each other; in this case, their
mutual attraction or repulsion makes them deviate to right or left. This is
what is sometimes called an impact; but the word impact is not to be
understood in its usual sense; it is not necessary that the two molecules
come into contact, it suffices that they approach sufficiently near each other
for their mutual attractions to become sensible. The laws of the deviation
they undergo are the same as for a veritable impact.
It seems at first that the disorderly impacts of this innumerable dust can
engender only an inextricable chaos before which analysis must recoil. But
the law of great numbers, that supreme law of chance, comes to our aid; in
presence of a semi-disorder, we must despair, but in extreme disorder, this
ASTRONOMIC SCIENCE
CHAPTER I
The Milky Way and the Theory of Gases
The considerations to be here developed have scarcely as yet drawn the
attention of astronomers; there is hardly anything to cite except an
ingenious idea of Lord Kelvin's, which has opened a new field of research,
but still waits to be followed out. Nor have I original results to impart, and
all I can do is to give an idea of the problems presented, but which no one
hitherto has undertaken to solve. Every one knows how a large number of
modern physicists represent the constitution of gases; gases are formed of
an innumerable multitude of molecules which, at high speeds, cross and
crisscross in every direction. These molecules probably act at a distance one
upon another, but this action decreases very rapidly with distance, so that
their trajectories remain sensibly straight; they cease to be so only when
two molecules happen to pass very near to each other; in this case, their
mutual attraction or repulsion makes them deviate to right or left. This is
what is sometimes called an impact; but the word impact is not to be
understood in its usual sense; it is not necessary that the two molecules
come into contact, it suffices that they approach sufficiently near each other
for their mutual attractions to become sensible. The laws of the deviation
they undergo are the same as for a veritable impact.
It seems at first that the disorderly impacts of this innumerable dust can
engender only an inextricable chaos before which analysis must recoil. But
the law of great numbers, that supreme law of chance, comes to our aid; in
presence of a semi-disorder, we must despair, but in extreme disorder, this
Page 521
statistical law reestablishes a sort of mean order where the mind can
recover. It is the study of this mean order which constitutes the kinetic
theory of gases; it shows us that the velocities of the molecules are equally
distributed among all the directions, that the rapidity of these velocities
varies from one molecule to another, but that even this variation is subject
to a law called Maxwell's law. This law tells us how many of the molecules
move with such and such a velocity. As soon as the gas departs from this
law, the mutual impacts of the molecules, in modifying the rapidity and
direction of their velocities, tend to bring it promptly back. Physicists have
striven, not without success, to explain in this way the experimental
properties of gases; for example Mariotte's law.
Consider now the milky way; there also we see an innumerable dust;
only the grains of this dust are not atoms, they are stars; these grains move
also with high velocities; they act at a distance one upon another, but this
action is so slight at great distance that their trajectories are straight; and
yet, from time to time, two of them may approach near enough to be
deviated from their path, like a comet which has passed too near Jupiter. In
a word, to the eyes of a giant for whom our suns would be as for us our
atoms, the milky way would seem only a bubble of gas.
Such was Lord Kelvin's leading idea. What may be drawn from this
comparison? In how far is it exact? This is what we are to investigate
together; but before reaching a definite conclusion, and without wishing to
prejudge it, we foresee that the kinetic theory of gases will be for the
astronomer a model he should not follow blindly, but from which he may
advantageously draw inspiration. Up to the present, celestial mechanics has
attacked only the solar system or certain systems of double stars. Before the
assemblage presented by the milky way, or the agglomeration of stars, or
the resolvable nebulae it recoils, because it sees therein only chaos. But the
milky way is not more complicated than a gas; the statistical methods
founded upon the calculus of probabilities applicable to a gas are also
applicable to it. Before all, it is important to grasp the resemblance of the
two cases, and their difference.
Lord Kelvin has striven to determine in this manner the dimensions of
the milky way; for that we are reduced to counting the stars visible in our
telescopes; but we are not sure that behind the stars we see, there are not
recover. It is the study of this mean order which constitutes the kinetic
theory of gases; it shows us that the velocities of the molecules are equally
distributed among all the directions, that the rapidity of these velocities
varies from one molecule to another, but that even this variation is subject
to a law called Maxwell's law. This law tells us how many of the molecules
move with such and such a velocity. As soon as the gas departs from this
law, the mutual impacts of the molecules, in modifying the rapidity and
direction of their velocities, tend to bring it promptly back. Physicists have
striven, not without success, to explain in this way the experimental
properties of gases; for example Mariotte's law.
Consider now the milky way; there also we see an innumerable dust;
only the grains of this dust are not atoms, they are stars; these grains move
also with high velocities; they act at a distance one upon another, but this
action is so slight at great distance that their trajectories are straight; and
yet, from time to time, two of them may approach near enough to be
deviated from their path, like a comet which has passed too near Jupiter. In
a word, to the eyes of a giant for whom our suns would be as for us our
atoms, the milky way would seem only a bubble of gas.
Such was Lord Kelvin's leading idea. What may be drawn from this
comparison? In how far is it exact? This is what we are to investigate
together; but before reaching a definite conclusion, and without wishing to
prejudge it, we foresee that the kinetic theory of gases will be for the
astronomer a model he should not follow blindly, but from which he may
advantageously draw inspiration. Up to the present, celestial mechanics has
attacked only the solar system or certain systems of double stars. Before the
assemblage presented by the milky way, or the agglomeration of stars, or
the resolvable nebulae it recoils, because it sees therein only chaos. But the
milky way is not more complicated than a gas; the statistical methods
founded upon the calculus of probabilities applicable to a gas are also
applicable to it. Before all, it is important to grasp the resemblance of the
two cases, and their difference.
Lord Kelvin has striven to determine in this manner the dimensions of
the milky way; for that we are reduced to counting the stars visible in our
telescopes; but we are not sure that behind the stars we see, there are not
Page 522
others we do not see; so that what we should measure in this way would not
be the size of the milky way, it would be the range of our instruments.
The new theory comes to offer us other resources. In fact, we know the
motions of the stars nearest us, and we can form an idea of the rapidity and
direction of their velocities. If the ideas above set forth are exact, these
velocities should follow Maxwell's law, and their mean value will tell us, so
to speak, that which corresponds to the temperature of our fictitious gas.
But this temperature depends itself upon the dimensions of our gas bubble.
In fact, how will a gaseous mass let loose in the void act, if its elements
attract one another according to Newton's law? It will take a spherical form;
moreover, because of gravitation, the density will be greater at the center,
the pressure also will increase from the surface to the center because of the
weight of the outer parts drawn toward the center; finally, the temperature
will increase toward the center: the temperature and the pressure being
connected by the law called adiabatic, as happens in the successive layers of
our atmosphere. At the surface itself, the pressure will be null, and it will be
the same with the absolute temperature, that is to say with the velocity of
the molecules.
A question comes here: I have spoken of the adiabatic law, but this law is
not the same for all gases, since it depends upon the ratio of their two
specific heats; for the air and like gases, this ratio is 1.42; but is it to air that
it is proper to liken the milky way? Evidently not, it should be regarded as a
mono-atomic gas, like mercury vapor, like argon, like helium, that is to say
that the ratio of the specific heats should be taken equal to 1.66. And, in
fact, one of our molecules would be for example the solar system; but the
planets are very small personages, the sun alone counts, so that our
molecule is indeed mono-atomic. And even if we take a double star, it is
probable that the action of a strange star which might approach it would
become sufficiently sensible to deviate the motion of general translation of
the system much before being able to trouble the relative orbits of the two
components; the double star, in a word, would act like an indivisible atom.
However that may be, the pressure, and consequently the temperature, at
the center of the gaseous sphere would be by so much the greater as the
sphere was larger since the pressure increases by the weight of all the
superposed layers. We may suppose that we are nearly at the center of the
be the size of the milky way, it would be the range of our instruments.
The new theory comes to offer us other resources. In fact, we know the
motions of the stars nearest us, and we can form an idea of the rapidity and
direction of their velocities. If the ideas above set forth are exact, these
velocities should follow Maxwell's law, and their mean value will tell us, so
to speak, that which corresponds to the temperature of our fictitious gas.
But this temperature depends itself upon the dimensions of our gas bubble.
In fact, how will a gaseous mass let loose in the void act, if its elements
attract one another according to Newton's law? It will take a spherical form;
moreover, because of gravitation, the density will be greater at the center,
the pressure also will increase from the surface to the center because of the
weight of the outer parts drawn toward the center; finally, the temperature
will increase toward the center: the temperature and the pressure being
connected by the law called adiabatic, as happens in the successive layers of
our atmosphere. At the surface itself, the pressure will be null, and it will be
the same with the absolute temperature, that is to say with the velocity of
the molecules.
A question comes here: I have spoken of the adiabatic law, but this law is
not the same for all gases, since it depends upon the ratio of their two
specific heats; for the air and like gases, this ratio is 1.42; but is it to air that
it is proper to liken the milky way? Evidently not, it should be regarded as a
mono-atomic gas, like mercury vapor, like argon, like helium, that is to say
that the ratio of the specific heats should be taken equal to 1.66. And, in
fact, one of our molecules would be for example the solar system; but the
planets are very small personages, the sun alone counts, so that our
molecule is indeed mono-atomic. And even if we take a double star, it is
probable that the action of a strange star which might approach it would
become sufficiently sensible to deviate the motion of general translation of
the system much before being able to trouble the relative orbits of the two
components; the double star, in a word, would act like an indivisible atom.
However that may be, the pressure, and consequently the temperature, at
the center of the gaseous sphere would be by so much the greater as the
sphere was larger since the pressure increases by the weight of all the
superposed layers. We may suppose that we are nearly at the center of the
Page 523
milky way, and by observing the mean proper velocity of the stars, we shall
know that which corresponds to the central temperature of our gaseous
sphere and we shall determine its radius.
We may get an idea of the result by the following considerations: make a
simpler hypothesis: the milky way is spherical, and in it the masses are
distributed in a homogeneous manner; thence results that the stars in it
describe ellipses having the same center. If we suppose the velocity
becomes nothing at the surface, we may calculate this velocity at the center
by the equation of vis viva. Thus we find that this velocity is proportional to
the radius of the sphere and to the square root of its density. If the mass of
this sphere was that of the sun and its radius that of the terrestrial orbit, this
velocity would be (it is easy to see) that of the earth in its orbit. But in the
case we have supposed, the mass of the sun should be distributed in a
sphere of radius 1,000,000 times greater, this radius being the distance of
the nearest stars; the density is therefore 1018 times less; now, the velocities
are of the same order, therefore it is necessary that the radius be 109 times
greater, be 1,000 times the distance of the nearest stars, which would give
about a thousand millions of stars in the milky way.
But you will say these hypothesis differ greatly from the reality; first, the
milky way is not spherical and we shall soon return to this point, and again
the kinetic theory of gases is not compatible with the hypothesis of a
homogeneous sphere. But in making the exact calculation according to this
theory, we should find a different result, doubtless, but of the same order of
magnitude; now in such a problem the data are so uncertain that the order of
magnitude is the sole end to be aimed at.
And here a first remark presents itself; Lord Kelvin's result, which I have
obtained again by an approximative calculation, agrees sensibly with the
evaluations the observers have made with their telescopes; so that we must
conclude we are very near to piercing through the milky way. But that
enables us to answer another question. There are the stars we see because
they shine; but may there not be dark stars circulating in the interstellar
spaces whose existence might long remain unknown? But then, what Lord
Kelvin's method would give us would be the total number of stars,
including the dark stars; as his figure is comparable to that the telescope
know that which corresponds to the central temperature of our gaseous
sphere and we shall determine its radius.
We may get an idea of the result by the following considerations: make a
simpler hypothesis: the milky way is spherical, and in it the masses are
distributed in a homogeneous manner; thence results that the stars in it
describe ellipses having the same center. If we suppose the velocity
becomes nothing at the surface, we may calculate this velocity at the center
by the equation of vis viva. Thus we find that this velocity is proportional to
the radius of the sphere and to the square root of its density. If the mass of
this sphere was that of the sun and its radius that of the terrestrial orbit, this
velocity would be (it is easy to see) that of the earth in its orbit. But in the
case we have supposed, the mass of the sun should be distributed in a
sphere of radius 1,000,000 times greater, this radius being the distance of
the nearest stars; the density is therefore 1018 times less; now, the velocities
are of the same order, therefore it is necessary that the radius be 109 times
greater, be 1,000 times the distance of the nearest stars, which would give
about a thousand millions of stars in the milky way.
But you will say these hypothesis differ greatly from the reality; first, the
milky way is not spherical and we shall soon return to this point, and again
the kinetic theory of gases is not compatible with the hypothesis of a
homogeneous sphere. But in making the exact calculation according to this
theory, we should find a different result, doubtless, but of the same order of
magnitude; now in such a problem the data are so uncertain that the order of
magnitude is the sole end to be aimed at.
And here a first remark presents itself; Lord Kelvin's result, which I have
obtained again by an approximative calculation, agrees sensibly with the
evaluations the observers have made with their telescopes; so that we must
conclude we are very near to piercing through the milky way. But that
enables us to answer another question. There are the stars we see because
they shine; but may there not be dark stars circulating in the interstellar
spaces whose existence might long remain unknown? But then, what Lord
Kelvin's method would give us would be the total number of stars,
including the dark stars; as his figure is comparable to that the telescope
Page 524
gives, this means there is no dark matter, or at least not so much as of
shining matter.
Before going further, we must look at the problem from another angle. Is
the milky way thus constituted truly the image of a gas properly so called?
You know Crookes has introduced the notion of a fourth state of matter,
where gases having become too rarefied are no longer true gases and
become what he calls radiant matter. Considering the slight density of the
milky way, is it the image of gaseous matter or of radiant matter? The
consideration of what is called the free path will furnish us the answer.
The trajectory of a gaseous molecule may be regarded as formed of
straight segments united by very small arcs corresponding to the successive
impacts. The length of each of these segments is what is called the free
path; of course this length is not the same for all the segments and for all
the molecules; but we may take a mean; this is what is called the mean
path. This is the greater the less the density of the gas. The matter will be
radiant if the mean path is greater than the dimensions of the receptacle
wherein the gas is enclosed, so that a molecule has a chance to go across the
whole receptacle without undergoing an impact; if the contrary be the case,
it is gaseous. From this it follows that the same fluid may be radiant in a
little receptacle and gaseous in a big one; this perhaps is why, in a Crookes
tube, it is necessary to make the vacuum by so much the more complete as
the tube is larger.
How is it then for the milky way? This is a mass of gas of which the
density is very slight, but whose dimensions are very great; has a star
chances of traversing it without undergoing an impact, that is to say without
passing sufficiently near another star to be sensibly deviated from its route!
What do we mean by sufficiently near? That is perforce a little arbitrary;
take it as the distance from the sun to Neptune, which would represent a
deviation of a dozen degrees; suppose therefore each of our stars
surrounded by a protective sphere of this radius; could a straight pass
between these spheres? At the mean distance of the stars of the milky way,
the radius of these spheres will be seen under an angle of about a tenth of a
second; and we have a thousand millions of stars. Put upon the celestial
sphere a thousand million little circles of a tenth of a second radius. Are the
chances that these circles will cover a great number of times the celestial
shining matter.
Before going further, we must look at the problem from another angle. Is
the milky way thus constituted truly the image of a gas properly so called?
You know Crookes has introduced the notion of a fourth state of matter,
where gases having become too rarefied are no longer true gases and
become what he calls radiant matter. Considering the slight density of the
milky way, is it the image of gaseous matter or of radiant matter? The
consideration of what is called the free path will furnish us the answer.
The trajectory of a gaseous molecule may be regarded as formed of
straight segments united by very small arcs corresponding to the successive
impacts. The length of each of these segments is what is called the free
path; of course this length is not the same for all the segments and for all
the molecules; but we may take a mean; this is what is called the mean
path. This is the greater the less the density of the gas. The matter will be
radiant if the mean path is greater than the dimensions of the receptacle
wherein the gas is enclosed, so that a molecule has a chance to go across the
whole receptacle without undergoing an impact; if the contrary be the case,
it is gaseous. From this it follows that the same fluid may be radiant in a
little receptacle and gaseous in a big one; this perhaps is why, in a Crookes
tube, it is necessary to make the vacuum by so much the more complete as
the tube is larger.
How is it then for the milky way? This is a mass of gas of which the
density is very slight, but whose dimensions are very great; has a star
chances of traversing it without undergoing an impact, that is to say without
passing sufficiently near another star to be sensibly deviated from its route!
What do we mean by sufficiently near? That is perforce a little arbitrary;
take it as the distance from the sun to Neptune, which would represent a
deviation of a dozen degrees; suppose therefore each of our stars
surrounded by a protective sphere of this radius; could a straight pass
between these spheres? At the mean distance of the stars of the milky way,
the radius of these spheres will be seen under an angle of about a tenth of a
second; and we have a thousand millions of stars. Put upon the celestial
sphere a thousand million little circles of a tenth of a second radius. Are the
chances that these circles will cover a great number of times the celestial
Page 525
sphere? Far from it; they will cover only its sixteen thousandth part. So the
milky way is not the image of gaseous matter, but of Crookes' radiant
matter. Nevertheless, as our foregoing conclusions are happily not at all
precise, we need not sensibly modify them.
But there is another difficulty: the milky way is not spherical, and we
have reasoned hitherto as if it were, since this is the form of equilibrium a
gas isolated in space would take. To make amends, agglomerations of stars
exist whose form is globular and to which would better apply what we have
hitherto said. Herschel has already endeavored to explain their remarkable
appearances. He supposed the stars of the aggregates uniformly distributed,
so that an assemblage is a homogeneous sphere; each star would then
describe an ellipse and all these orbits would be passed over in the same
time, so that at the end of a period the aggregate would take again its
primitive configuration and this configuration would be stable. Unluckily,
the aggregates do not appear to be homogeneous; we see a condensation at
the center, we should observe it even were the sphere homogeneous, since it
is thicker at the center; but it would not be so accentuated. We may
therefore rather compare an aggregate to a gas in adiabatic equilibrium,
which takes the spherical form because this is the figure of equilibrium of a
gaseous mass.
But, you will say, these aggregates are much smaller than the milky way,
of which they even in probability make part, and even though they be more
dense, they will rather present something analogous to radiant matter; now,
gases attain their adiabatic equilibrium only through innumerable impacts
of the molecules. That might perhaps be adjusted. Suppose the stars of the
aggregate have just enough energy for their velocity to become null when
they reach the surface; then they may traverse the aggregate without impact,
but arrived at the surface they will go back and will traverse it anew; after a
great number of crossings, they will at last be deviated by an impact; under
these conditions, we should still have a matter which might be regarded as
gaseous; if perchance there had been in the aggregate stars whose velocity
was greater, they have long gone away out of it, they have left it never to
return. For all these reasons, it would be interesting to examine the known
aggregates, to seek to account for the law of the densities, and to see if it is
the adiabatic law of gases.
milky way is not the image of gaseous matter, but of Crookes' radiant
matter. Nevertheless, as our foregoing conclusions are happily not at all
precise, we need not sensibly modify them.
But there is another difficulty: the milky way is not spherical, and we
have reasoned hitherto as if it were, since this is the form of equilibrium a
gas isolated in space would take. To make amends, agglomerations of stars
exist whose form is globular and to which would better apply what we have
hitherto said. Herschel has already endeavored to explain their remarkable
appearances. He supposed the stars of the aggregates uniformly distributed,
so that an assemblage is a homogeneous sphere; each star would then
describe an ellipse and all these orbits would be passed over in the same
time, so that at the end of a period the aggregate would take again its
primitive configuration and this configuration would be stable. Unluckily,
the aggregates do not appear to be homogeneous; we see a condensation at
the center, we should observe it even were the sphere homogeneous, since it
is thicker at the center; but it would not be so accentuated. We may
therefore rather compare an aggregate to a gas in adiabatic equilibrium,
which takes the spherical form because this is the figure of equilibrium of a
gaseous mass.
But, you will say, these aggregates are much smaller than the milky way,
of which they even in probability make part, and even though they be more
dense, they will rather present something analogous to radiant matter; now,
gases attain their adiabatic equilibrium only through innumerable impacts
of the molecules. That might perhaps be adjusted. Suppose the stars of the
aggregate have just enough energy for their velocity to become null when
they reach the surface; then they may traverse the aggregate without impact,
but arrived at the surface they will go back and will traverse it anew; after a
great number of crossings, they will at last be deviated by an impact; under
these conditions, we should still have a matter which might be regarded as
gaseous; if perchance there had been in the aggregate stars whose velocity
was greater, they have long gone away out of it, they have left it never to
return. For all these reasons, it would be interesting to examine the known
aggregates, to seek to account for the law of the densities, and to see if it is
the adiabatic law of gases.
Page 526
But to return to the milky way; it is not spherical and would rather be
represented as a flattened disc. It is clear then that a mass starting without
velocity from the surface will reach the center with different velocities,
according as it starts from the surface in the neighborhood of the middle of
the disc or just on the border of the disc; the velocity would be notably
greater in the latter case. Now, up to the present, we have supposed that the
proper velocities of the stars, those we observe, must be comparable to
those which like masses would attain; this involves a certain difficulty. We
have given above a value for the dimensions of the milky way, and we have
deduced it from the observed proper velocities which are of the same order
of magnitude as that of the earth in its orbit; but which is the dimension we
have thus measured? Is it the thickness? Is it the radius of the disc? It is
doubtless something intermediate; but what can we say then of the
thickness itself, or of the radius of the disc? Data are lacking to make the
calculation; I shall confine myself to giving a glimpse of the possibility of
basing an evaluation at least approximate upon a deeper discussion of the
proper motions.
And then we find ourselves facing two hypotheses: either the stars of the
milky way are impelled by velocities for the most part parallel to the
galactic plane, but otherwise distributed uniformly in all directions parallel
to this plane. If this be so, observation of the proper motions should show a
preponderance of components parallel to the milky way; this is to be
determined, because I do not know whether a systematic discussion has
ever been made from this view-point. On the other hand, such an
equilibrium could only be provisory, since because of impacts the
molecules, I mean the stars, would in the long run acquire notable velocities
in the sense perpendicular to the milky way and would end by swerving
from its plane, so that the system would tend toward the spherical form, the
only figure of equilibrium of an isolated gaseous mass.
Or else the whole system is impelled by a common rotation, and for that
reason is flattened like the earth, like Jupiter, like all bodies that twirl. Only,
as the flattening is considerable, the rotation must be rapid; rapid doubtless,
but it must be understood in what sense this word is used. The density of the
milky way is 1023 times less than that of the sun; a velocity of rotation
√1025 times less than that of the sun, for it would, therefore, be the
represented as a flattened disc. It is clear then that a mass starting without
velocity from the surface will reach the center with different velocities,
according as it starts from the surface in the neighborhood of the middle of
the disc or just on the border of the disc; the velocity would be notably
greater in the latter case. Now, up to the present, we have supposed that the
proper velocities of the stars, those we observe, must be comparable to
those which like masses would attain; this involves a certain difficulty. We
have given above a value for the dimensions of the milky way, and we have
deduced it from the observed proper velocities which are of the same order
of magnitude as that of the earth in its orbit; but which is the dimension we
have thus measured? Is it the thickness? Is it the radius of the disc? It is
doubtless something intermediate; but what can we say then of the
thickness itself, or of the radius of the disc? Data are lacking to make the
calculation; I shall confine myself to giving a glimpse of the possibility of
basing an evaluation at least approximate upon a deeper discussion of the
proper motions.
And then we find ourselves facing two hypotheses: either the stars of the
milky way are impelled by velocities for the most part parallel to the
galactic plane, but otherwise distributed uniformly in all directions parallel
to this plane. If this be so, observation of the proper motions should show a
preponderance of components parallel to the milky way; this is to be
determined, because I do not know whether a systematic discussion has
ever been made from this view-point. On the other hand, such an
equilibrium could only be provisory, since because of impacts the
molecules, I mean the stars, would in the long run acquire notable velocities
in the sense perpendicular to the milky way and would end by swerving
from its plane, so that the system would tend toward the spherical form, the
only figure of equilibrium of an isolated gaseous mass.
Or else the whole system is impelled by a common rotation, and for that
reason is flattened like the earth, like Jupiter, like all bodies that twirl. Only,
as the flattening is considerable, the rotation must be rapid; rapid doubtless,
but it must be understood in what sense this word is used. The density of the
milky way is 1023 times less than that of the sun; a velocity of rotation
√1025 times less than that of the sun, for it would, therefore, be the
Page 527
equivalent so far as concerns flattening; a velocity 1012 times slower than
that of the earth, say a thirtieth of a second of arc in a century, would be a
very rapid rotation, almost too rapid for stable equilibrium to be possible.
In this hypothesis, the observable proper motions would appear to us
uniformly distributed, and there would no longer be a preponderance of
components parallel to the galactic plane.
They will tell us nothing about the rotation itself, since we belong to the
turning system. If the spiral nebulæ are other milky ways, foreign to ours,
they are not borne along in this rotation, and we might study their proper
motions. It is true they are very far away; if a nebula has the dimensions of
the milky way and if its apparent radius is for example 20´´, its distance is
10,000 times the radius of the milky way.
But that makes no difference, since it is not about the translation of our
system that we ask information from them, but about its rotation. The fixed
stars, by their apparent motion, reveal to us the diurnal rotation of the earth,
though their distance is immense. Unluckily, the possible rotation of the
milky way, however rapid it may be relatively, is very slow viewed
absolutely, and besides the pointings on nebulæ can not be very precise;
therefore thousands of years of observations would be necessary to learn
anything.
However that may be, in this second hypothesis, the figure of the milky
way would be a figure of final equilibrium.
I shall not further discuss the relative value of these two hypotheses since
there is a third which is perhaps more probable. We know that among the
irresolvable nebulæ, several kinds may be distinguished: the irregular
nebulæ like that of Orion, the planetary and annular nebulæ, the spiral
nebulæ. The spectra of the first two families have been determined, they are
discontinuous; these nebulæ are therefore not formed of stars; besides, their
distribution on the heavens seems to depend upon the milky way; whether
they have a tendency to go away from it, or on the contrary to approach it,
they make therefore a part of the system. On the other hand, the spiral
nebulæ are generally considered as independent of the milky way; it is
supposed that they, like it, are formed of a multitude of stars, that they are,
in a word, other milky ways very far away from ours. The recent
that of the earth, say a thirtieth of a second of arc in a century, would be a
very rapid rotation, almost too rapid for stable equilibrium to be possible.
In this hypothesis, the observable proper motions would appear to us
uniformly distributed, and there would no longer be a preponderance of
components parallel to the galactic plane.
They will tell us nothing about the rotation itself, since we belong to the
turning system. If the spiral nebulæ are other milky ways, foreign to ours,
they are not borne along in this rotation, and we might study their proper
motions. It is true they are very far away; if a nebula has the dimensions of
the milky way and if its apparent radius is for example 20´´, its distance is
10,000 times the radius of the milky way.
But that makes no difference, since it is not about the translation of our
system that we ask information from them, but about its rotation. The fixed
stars, by their apparent motion, reveal to us the diurnal rotation of the earth,
though their distance is immense. Unluckily, the possible rotation of the
milky way, however rapid it may be relatively, is very slow viewed
absolutely, and besides the pointings on nebulæ can not be very precise;
therefore thousands of years of observations would be necessary to learn
anything.
However that may be, in this second hypothesis, the figure of the milky
way would be a figure of final equilibrium.
I shall not further discuss the relative value of these two hypotheses since
there is a third which is perhaps more probable. We know that among the
irresolvable nebulæ, several kinds may be distinguished: the irregular
nebulæ like that of Orion, the planetary and annular nebulæ, the spiral
nebulæ. The spectra of the first two families have been determined, they are
discontinuous; these nebulæ are therefore not formed of stars; besides, their
distribution on the heavens seems to depend upon the milky way; whether
they have a tendency to go away from it, or on the contrary to approach it,
they make therefore a part of the system. On the other hand, the spiral
nebulæ are generally considered as independent of the milky way; it is
supposed that they, like it, are formed of a multitude of stars, that they are,
in a word, other milky ways very far away from ours. The recent
Page 528
investigations of Stratonoff tend to make us regard the milky way itself as a
spiral nebula, and this is the third hypothesis of which I wish to speak.
How can we explain the very singular appearances presented by the
spiral nebulæ, which are too regular and too constant to be due to chance?
First of all, to take a look at one of these representations is enough to see
that the mass is in rotation; we may even see what the sense of the rotation
is; all the spiral radii are curved in the same sense; it is evident that the
moving wing lags behind the pivot and that fixes the sense of the rotation.
But this is not all; it is evident that these nebulæ can not be likened to a gas
at rest, nor even to a gas in relative equilibrium under the sway of a uniform
rotation; they are to be compared to a gas in permanent motion in which
internal currents prevail.
Suppose, for example, that the rotation of the central nucleus is rapid
(you know what I mean by this word), too rapid for stable equilibrium; then
at the equator the centrifugal force will drive it away over the attraction,
and the stars will tend to break away at the equator and will form divergent
currents; but in going away, as their moment of rotation remains constant,
while the radius vector augments, their angular velocity will diminish, and
this is why the moving wing seems to lag back.
From this point of view, there would not be a real permanent motion, the
central nucleus would constantly lose matter which would go out of it never
to return, and would drain away progressively. But we may modify the
hypothesis. In proportion as it goes away, the star loses its velocity and ends
by stopping; at this moment attraction regains possession of it and leads it
back toward the nucleus; so there will be centripetal currents. We must
suppose the centripetal currents are the first rank and the centrifugal
currents the second rank, if we adopt the comparison with a troop in battle
executing a change of front; and, in fact, it is necessary that the composite
centrifugal force be compensated by the attraction exercised by the central
layers of the swarm upon the extreme layers.
Besides, at the end of a certain time a permanent régime establishes
itself; the swarm being curved, the attraction exercised upon the pivot by
the moving wing tends to slow up the pivot and that of the pivot upon the
moving wing tends to accelerate the advance of this wing which no longer
spiral nebula, and this is the third hypothesis of which I wish to speak.
How can we explain the very singular appearances presented by the
spiral nebulæ, which are too regular and too constant to be due to chance?
First of all, to take a look at one of these representations is enough to see
that the mass is in rotation; we may even see what the sense of the rotation
is; all the spiral radii are curved in the same sense; it is evident that the
moving wing lags behind the pivot and that fixes the sense of the rotation.
But this is not all; it is evident that these nebulæ can not be likened to a gas
at rest, nor even to a gas in relative equilibrium under the sway of a uniform
rotation; they are to be compared to a gas in permanent motion in which
internal currents prevail.
Suppose, for example, that the rotation of the central nucleus is rapid
(you know what I mean by this word), too rapid for stable equilibrium; then
at the equator the centrifugal force will drive it away over the attraction,
and the stars will tend to break away at the equator and will form divergent
currents; but in going away, as their moment of rotation remains constant,
while the radius vector augments, their angular velocity will diminish, and
this is why the moving wing seems to lag back.
From this point of view, there would not be a real permanent motion, the
central nucleus would constantly lose matter which would go out of it never
to return, and would drain away progressively. But we may modify the
hypothesis. In proportion as it goes away, the star loses its velocity and ends
by stopping; at this moment attraction regains possession of it and leads it
back toward the nucleus; so there will be centripetal currents. We must
suppose the centripetal currents are the first rank and the centrifugal
currents the second rank, if we adopt the comparison with a troop in battle
executing a change of front; and, in fact, it is necessary that the composite
centrifugal force be compensated by the attraction exercised by the central
layers of the swarm upon the extreme layers.
Besides, at the end of a certain time a permanent régime establishes
itself; the swarm being curved, the attraction exercised upon the pivot by
the moving wing tends to slow up the pivot and that of the pivot upon the
moving wing tends to accelerate the advance of this wing which no longer
Page 529
augments its lag, so that finally all the radii end by turning with a uniform
velocity. We may still suppose that the rotation of the nucleus is quicker
than that of the radii.
A question remains; why do these centripetal and centrifugal swarms
tend to concentrate themselves in radii instead of disseminating themselves
a little everywhere? Why do these rays distribute themselves regularly? If
the swarms concentrate themselves, it is because of the attraction exercised
by the already existing swarms upon the stars which go out from the
nucleus in their neighborhood. After an inequality is produced, it tends to
accentuate itself in this way.
Why do the rays distribute themselves regularly? That is less obvious.
Suppose there is no rotation, that all the stars are in two planes at right
angles, in such a way that their distribution is symmetric with regard to
these two planes.
By symmetry, there would be no reason for their going out of these
planes, nor for the symmetry changing. This configuration would give us
therefore equilibrium, but this would be an unstable equilibrium.
If on the contrary, there is rotation, we shall find an analogous
configuration of equilibrium with four curved rays, equal to each other and
intersecting at 90°, and if the rotation is sufficiently rapid, this equilibrium
is stable.
I am not in position to make this more precise: enough if you see that
these spiral forms may perhaps some day be explained by only the law of
gravitation and statistical consideration recalling those of the theory of
gases.
What has been said of internal currents shows it is of interest to discuss
systematically the aggregate of proper motions; this may be done in a
hundred years, when the second edition is issued of the chart of the heavens
and compared with the first, that we now are making.
But, in conclusion, I wish to call your attention to a question, that of the
age of the milky way or the nebulæ. If what we think we see is confirmed,
we can get an idea of it. That sort of statistical equilibrium of which gases
give us the model is established only in consequence of a great number of
velocity. We may still suppose that the rotation of the nucleus is quicker
than that of the radii.
A question remains; why do these centripetal and centrifugal swarms
tend to concentrate themselves in radii instead of disseminating themselves
a little everywhere? Why do these rays distribute themselves regularly? If
the swarms concentrate themselves, it is because of the attraction exercised
by the already existing swarms upon the stars which go out from the
nucleus in their neighborhood. After an inequality is produced, it tends to
accentuate itself in this way.
Why do the rays distribute themselves regularly? That is less obvious.
Suppose there is no rotation, that all the stars are in two planes at right
angles, in such a way that their distribution is symmetric with regard to
these two planes.
By symmetry, there would be no reason for their going out of these
planes, nor for the symmetry changing. This configuration would give us
therefore equilibrium, but this would be an unstable equilibrium.
If on the contrary, there is rotation, we shall find an analogous
configuration of equilibrium with four curved rays, equal to each other and
intersecting at 90°, and if the rotation is sufficiently rapid, this equilibrium
is stable.
I am not in position to make this more precise: enough if you see that
these spiral forms may perhaps some day be explained by only the law of
gravitation and statistical consideration recalling those of the theory of
gases.
What has been said of internal currents shows it is of interest to discuss
systematically the aggregate of proper motions; this may be done in a
hundred years, when the second edition is issued of the chart of the heavens
and compared with the first, that we now are making.
But, in conclusion, I wish to call your attention to a question, that of the
age of the milky way or the nebulæ. If what we think we see is confirmed,
we can get an idea of it. That sort of statistical equilibrium of which gases
give us the model is established only in consequence of a great number of
Page 530
impacts. If these impacts are rare, it can come about only after a very long
time; if really the milky way (or at least the agglomerations which are
contained in it), if the nebulæ have attained this equilibrium, this means
they are very old, and we shall have an inferior limit of their age. Likewise
we should have of it a superior limit; this equilibrium is not final and can
not last always. Our spiral nebulæ would be comparable to gases impelled
by permanent motions; but gases in motion are viscous and their velocities
end by wearing out. What here corresponds to the viscosity (and which
depends upon the chances of impact of the molecules) is excessively slight,
so that the present régime may persist during an extremely long time, yet
not forever, so that our milky ways can not live eternally nor become
infinitely old.
And this is not all. Consider our atmosphere: at the surface must reign a
temperature infinitely small and the velocity of the molecules there is near
zero. But this is a question only of the mean velocity; as a consequence of
impacts, one of these molecules may acquire (rarely, it is true) an enormous
velocity, and then it will rush out of the atmosphere, and once out, it will
never return; therefore our atmosphere drains off thus with extreme
slowness. The milky way also from time to time loses a star by the same
mechanism, and that likewise limits its duration.
Well, it is certain that if we compute in this manner the age of the milky
way, we shall get enormous figures. But here a difficulty presents itself.
Certain physicists, relying upon other considerations, reckon that suns can
have only an ephemeral existence, about fifty million years; our minimum
would be much greater than that. Must we believe that the evolution of the
milky way began when the matter was still dark? But how have the stars
composing it reached all at the same time adult age, an age so briefly to
endure? Or must they reach there all successively, and are those we see only
a feeble minority compared with those extinguished or which shall one day
light up? But how reconcile that with what we have said above on the
absence of a noteworthy proportion of dark matter? Should we abandon one
of the two hypotheses, and which? I confine myself to pointing out the
difficulty without pretending to solve it; I shall end therefore with a big
interrogation point.
time; if really the milky way (or at least the agglomerations which are
contained in it), if the nebulæ have attained this equilibrium, this means
they are very old, and we shall have an inferior limit of their age. Likewise
we should have of it a superior limit; this equilibrium is not final and can
not last always. Our spiral nebulæ would be comparable to gases impelled
by permanent motions; but gases in motion are viscous and their velocities
end by wearing out. What here corresponds to the viscosity (and which
depends upon the chances of impact of the molecules) is excessively slight,
so that the present régime may persist during an extremely long time, yet
not forever, so that our milky ways can not live eternally nor become
infinitely old.
And this is not all. Consider our atmosphere: at the surface must reign a
temperature infinitely small and the velocity of the molecules there is near
zero. But this is a question only of the mean velocity; as a consequence of
impacts, one of these molecules may acquire (rarely, it is true) an enormous
velocity, and then it will rush out of the atmosphere, and once out, it will
never return; therefore our atmosphere drains off thus with extreme
slowness. The milky way also from time to time loses a star by the same
mechanism, and that likewise limits its duration.
Well, it is certain that if we compute in this manner the age of the milky
way, we shall get enormous figures. But here a difficulty presents itself.
Certain physicists, relying upon other considerations, reckon that suns can
have only an ephemeral existence, about fifty million years; our minimum
would be much greater than that. Must we believe that the evolution of the
milky way began when the matter was still dark? But how have the stars
composing it reached all at the same time adult age, an age so briefly to
endure? Or must they reach there all successively, and are those we see only
a feeble minority compared with those extinguished or which shall one day
light up? But how reconcile that with what we have said above on the
absence of a noteworthy proportion of dark matter? Should we abandon one
of the two hypotheses, and which? I confine myself to pointing out the
difficulty without pretending to solve it; I shall end therefore with a big
interrogation point.
Page 531
However, it is interesting to set problems, even when their solution seems
very far away.
CHAPTER II
French Geodesy
Every one understands our interest in knowing the form and dimensions
of our earth; but some persons will perhaps be surprised at the exactitude
sought after. Is this a useless luxury? What good are the efforts so expended
by the geodesist?
Should this question be put to a congressman, I suppose he would say: "I
am led to believe that geodesy is one of the most useful of the sciences;
because it is one of those costing us most dear." I shall try to give you an
answer a little more precise.
The great works of art, those of peace as well as those of war, are not to
be undertaken without long studies which save much groping,
miscalculation and useless expense. These studies can only be based upon a
good map. But a map will be only a valueless phantasy if constructed
without basing it upon a solid framework. As well make stand a human
body minus the skeleton.
Now, this framework is given us by geodesic measurements; so, without
geodesy, no good map; without a good map, no great public works.
These reasons will doubtless suffice to justify much expense; but these
are arguments for practical men. It is not upon these that it is proper to insist
here; there are others higher and, everything considered, more important.
So we shall put the question otherwise; can geodesy aid us the better to
know nature? Does it make us understand its unity and harmony? In reality
an isolated fact is of slight value, and the conquests of science are precious
only if they prepare for new conquests.
very far away.
CHAPTER II
French Geodesy
Every one understands our interest in knowing the form and dimensions
of our earth; but some persons will perhaps be surprised at the exactitude
sought after. Is this a useless luxury? What good are the efforts so expended
by the geodesist?
Should this question be put to a congressman, I suppose he would say: "I
am led to believe that geodesy is one of the most useful of the sciences;
because it is one of those costing us most dear." I shall try to give you an
answer a little more precise.
The great works of art, those of peace as well as those of war, are not to
be undertaken without long studies which save much groping,
miscalculation and useless expense. These studies can only be based upon a
good map. But a map will be only a valueless phantasy if constructed
without basing it upon a solid framework. As well make stand a human
body minus the skeleton.
Now, this framework is given us by geodesic measurements; so, without
geodesy, no good map; without a good map, no great public works.
These reasons will doubtless suffice to justify much expense; but these
are arguments for practical men. It is not upon these that it is proper to insist
here; there are others higher and, everything considered, more important.
So we shall put the question otherwise; can geodesy aid us the better to
know nature? Does it make us understand its unity and harmony? In reality
an isolated fact is of slight value, and the conquests of science are precious
only if they prepare for new conquests.
Page 532
If therefore a little hump were discovered on the terrestrial ellipsoid, this
discovery would be by itself of no great interest. On the other hand, it
would become precious if, in seeking the cause of this hump, we hoped to
penetrate new secrets.
Well, when, in the eighteenth century, Maupertuis and La Condamine
braved such opposite climates, it was not solely to learn the shape of our
planet, it was a question of the whole world-system.
If the earth was flattened, Newton triumphed and with him the doctrine
of gravitation and the whole modern celestial mechanics.
And to-day, a century and a half after the victory of the Newtonians,
think you geodesy has nothing more to teach us?
We know not what is within our globe. The shafts of mines and borings
have let us know a layer of 1 or 2 kilometers thickness, that is to say, the
millionth part of the total mass; but what is beneath?
Of all the extraordinary journeys dreamed by Jules Verne, perhaps that to
the center of the earth took us to regions least explored.
But these deep-lying rocks we can not reach, exercise from afar their
attraction which operates upon the pendulum and deforms the terrestrial
spheroid. Geodesy can therefore weigh them from afar, so to speak, and tell
us of their distribution. Thus will it make us really see those mysterious
regions which Jules Verne only showed us in imagination.
This is not an empty illusion. M. Faye, comparing all the measurements,
has reached a result well calculated to surprise us. Under the oceans, in the
depths, are rocks of very great density; under the continents, on the
contrary, are empty spaces.
New observations will modify perhaps the details of these conclusions.
In any case, our venerated dean has shown us where to search and what
the geodesist may teach the geologist, desirous of knowing the interior
constitution of the earth, and even the thinker wishing to speculate upon the
past and the origin of this planet.
discovery would be by itself of no great interest. On the other hand, it
would become precious if, in seeking the cause of this hump, we hoped to
penetrate new secrets.
Well, when, in the eighteenth century, Maupertuis and La Condamine
braved such opposite climates, it was not solely to learn the shape of our
planet, it was a question of the whole world-system.
If the earth was flattened, Newton triumphed and with him the doctrine
of gravitation and the whole modern celestial mechanics.
And to-day, a century and a half after the victory of the Newtonians,
think you geodesy has nothing more to teach us?
We know not what is within our globe. The shafts of mines and borings
have let us know a layer of 1 or 2 kilometers thickness, that is to say, the
millionth part of the total mass; but what is beneath?
Of all the extraordinary journeys dreamed by Jules Verne, perhaps that to
the center of the earth took us to regions least explored.
But these deep-lying rocks we can not reach, exercise from afar their
attraction which operates upon the pendulum and deforms the terrestrial
spheroid. Geodesy can therefore weigh them from afar, so to speak, and tell
us of their distribution. Thus will it make us really see those mysterious
regions which Jules Verne only showed us in imagination.
This is not an empty illusion. M. Faye, comparing all the measurements,
has reached a result well calculated to surprise us. Under the oceans, in the
depths, are rocks of very great density; under the continents, on the
contrary, are empty spaces.
New observations will modify perhaps the details of these conclusions.
In any case, our venerated dean has shown us where to search and what
the geodesist may teach the geologist, desirous of knowing the interior
constitution of the earth, and even the thinker wishing to speculate upon the
past and the origin of this planet.
Page 533
And now, why have I entitled this chapter French Geodesy? It is because,
in each country, this science has taken, more than all others, perhaps, a
national character. It is easy to see why.
There must be rivalry. The scientific rivalries are always courteous, or at
least almost always; in any case, they are necessary, because they are
always fruitful. Well, in those enterprises which require such long efforts
and so many collaborators, the individual is effaced, in spite of himself, of
course; no one has the right to say: this is my work. Therefore it is not
between men, but between nations that rivalries go on.
So we are led to seek what has been the part of France. Her part I believe
we are right to be proud of.
At the beginning of the eighteenth century, long discussions arose
between the Newtonians who believed the earth flattened, as the theory of
gravitation requires, and Cassini, who, deceived by inexact measurements,
believed our globe elongated. Only direct observation could settle the
question. It was our Academy of Sciences that undertook this task, gigantic
for the epoch.
While Maupertuis and Clairaut measured a degree of meridian under the
polar circle, Bouguer and La Condamine went toward the Andes
Mountains, in regions then under Spain which to-day are the Republic of
Ecuador.
Our envoys were exposed to great hardships. Traveling was not as easy
as at present.
Truly, the country where Maupertuis operated was not a desert and he
even enjoyed, it is said, among the Laplanders those sweet satisfactions of
the heart that real arctic voyagers never know. It was almost the region
where, in our days, comfortable steamers carry, each summer, hosts of
tourists and young English people. But in those days Cook's agency did not
exist and Maupertuis really believed he had made a polar expedition.
Perhaps he was not altogether wrong. The Russians and the Swedes carry
out to-day analogous measurements at Spitzbergen, in a country where
there is real ice-cap. But they have quite other resources, and the difference
of time makes up for that of latitude.
in each country, this science has taken, more than all others, perhaps, a
national character. It is easy to see why.
There must be rivalry. The scientific rivalries are always courteous, or at
least almost always; in any case, they are necessary, because they are
always fruitful. Well, in those enterprises which require such long efforts
and so many collaborators, the individual is effaced, in spite of himself, of
course; no one has the right to say: this is my work. Therefore it is not
between men, but between nations that rivalries go on.
So we are led to seek what has been the part of France. Her part I believe
we are right to be proud of.
At the beginning of the eighteenth century, long discussions arose
between the Newtonians who believed the earth flattened, as the theory of
gravitation requires, and Cassini, who, deceived by inexact measurements,
believed our globe elongated. Only direct observation could settle the
question. It was our Academy of Sciences that undertook this task, gigantic
for the epoch.
While Maupertuis and Clairaut measured a degree of meridian under the
polar circle, Bouguer and La Condamine went toward the Andes
Mountains, in regions then under Spain which to-day are the Republic of
Ecuador.
Our envoys were exposed to great hardships. Traveling was not as easy
as at present.
Truly, the country where Maupertuis operated was not a desert and he
even enjoyed, it is said, among the Laplanders those sweet satisfactions of
the heart that real arctic voyagers never know. It was almost the region
where, in our days, comfortable steamers carry, each summer, hosts of
tourists and young English people. But in those days Cook's agency did not
exist and Maupertuis really believed he had made a polar expedition.
Perhaps he was not altogether wrong. The Russians and the Swedes carry
out to-day analogous measurements at Spitzbergen, in a country where
there is real ice-cap. But they have quite other resources, and the difference
of time makes up for that of latitude.
Page 534
The name of Maupertuis has reached us much scratched by the claws of
Doctor Akakia; the scientist had the misfortune to displease Voltaire, who
was then the king of mind. He was first praised beyond measure; but the
flatteries of kings are as much to be dreaded as their displeasure, because
the days after are terrible. Voltaire himself knew something of this.
Voltaire called Maupertuis, my amiable master in thinking, marquis of
the polar circle, dear flattener out of the world and Cassini, and even,
flattery supreme, Sir Isaac Maupertuis; he wrote him: "Only the king of
Prussia do I put on a level with you; he only lacks being a geometer." But
soon the scene changes, he no longer speaks of deifying him, as in days of
yore the Argonauts, or of calling down from Olympus the council of the
gods to contemplate his works, but of chaining him up in a madhouse. He
speaks no longer of his sublime mind, but of his despotic pride, plated with
very little science and much absurdity.
I care not to relate these comico-heroic combats; but permit me some
reflections on two of Voltaire's verses. In his 'Discourse on Moderation' (no
question of moderation in praise and criticism), the poet has written:
Doctor Akakia; the scientist had the misfortune to displease Voltaire, who
was then the king of mind. He was first praised beyond measure; but the
flatteries of kings are as much to be dreaded as their displeasure, because
the days after are terrible. Voltaire himself knew something of this.
Voltaire called Maupertuis, my amiable master in thinking, marquis of
the polar circle, dear flattener out of the world and Cassini, and even,
flattery supreme, Sir Isaac Maupertuis; he wrote him: "Only the king of
Prussia do I put on a level with you; he only lacks being a geometer." But
soon the scene changes, he no longer speaks of deifying him, as in days of
yore the Argonauts, or of calling down from Olympus the council of the
gods to contemplate his works, but of chaining him up in a madhouse. He
speaks no longer of his sublime mind, but of his despotic pride, plated with
very little science and much absurdity.
I care not to relate these comico-heroic combats; but permit me some
reflections on two of Voltaire's verses. In his 'Discourse on Moderation' (no
question of moderation in praise and criticism), the poet has written:
Page 535
You have confirmed in regions drear
What Newton discerned without going abroad.
These two verses (which replace the hyperbolic praises of the first period)
are very unjust, and doubtless Voltaire was too enlightened not to know it.
Then, only those discoveries were esteemed which could be made
without leaving one's house.
To-day, it would rather be theory that one would make light of.
This is to misunderstand the aim of science.
Is nature governed by caprice, or does harmony rule there? That is the
question. It is when it discloses to us this harmony that science is beautiful
and so worthy to be cultivated. But whence can come to us this revelation,
if not from the accord of a theory with experiment? To seek whether this
accord exists or if it fails, this therefore is our aim. Consequently these two
terms, which we must compare, are as indispensable the one as the other. To
neglect one for the other would be nonsense. Isolated, theory would be
empty, experiment would be blind; each would be useless and without
interest.
Maupertuis therefore deserves his share of glory. Truly, it will not equal
that of Newton, who had received the spark divine; nor even that of his
collaborator Clairaut. Yet it is not to be despised, because his work was
necessary, and if France, outstripped by England in the seventeenth century,
has so well taken her revenge in the century following, it is not alone to the
genius of Clairauts, d'Alemberts, Laplaces that she owes it; it is also to the
long patience of the Maupertuis and the La Condamines.
We reach what may be called the second heroic period of geodesy.
France is torn within. All Europe is armed against her; it would seem that
these gigantic combats might absorb all her forces. Far from it; she still has
them for the service of science. The men of that time recoiled before no
enterprise, they were men of faith.
Delambre and Méchain were commissioned to measure an arc going
from Dunkerque to Barcelona. This time there was no going to Lapland or
What Newton discerned without going abroad.
These two verses (which replace the hyperbolic praises of the first period)
are very unjust, and doubtless Voltaire was too enlightened not to know it.
Then, only those discoveries were esteemed which could be made
without leaving one's house.
To-day, it would rather be theory that one would make light of.
This is to misunderstand the aim of science.
Is nature governed by caprice, or does harmony rule there? That is the
question. It is when it discloses to us this harmony that science is beautiful
and so worthy to be cultivated. But whence can come to us this revelation,
if not from the accord of a theory with experiment? To seek whether this
accord exists or if it fails, this therefore is our aim. Consequently these two
terms, which we must compare, are as indispensable the one as the other. To
neglect one for the other would be nonsense. Isolated, theory would be
empty, experiment would be blind; each would be useless and without
interest.
Maupertuis therefore deserves his share of glory. Truly, it will not equal
that of Newton, who had received the spark divine; nor even that of his
collaborator Clairaut. Yet it is not to be despised, because his work was
necessary, and if France, outstripped by England in the seventeenth century,
has so well taken her revenge in the century following, it is not alone to the
genius of Clairauts, d'Alemberts, Laplaces that she owes it; it is also to the
long patience of the Maupertuis and the La Condamines.
We reach what may be called the second heroic period of geodesy.
France is torn within. All Europe is armed against her; it would seem that
these gigantic combats might absorb all her forces. Far from it; she still has
them for the service of science. The men of that time recoiled before no
enterprise, they were men of faith.
Delambre and Méchain were commissioned to measure an arc going
from Dunkerque to Barcelona. This time there was no going to Lapland or
Page 536
to Peru; the hostile squadrons had closed to us the ways thither. But, though
the expeditions are less distant, the epoch is so troubled that the obstacles,
the perils even, are just as great.
In France, Delambre had to fight against the ill-will of suspicious
municipalities. One knows that the steeples, which are visible from so far,
and can be aimed at with precision, often serve as signal points to
geodesists. But in the region Delambre traversed there were no longer any
steeples. A certain proconsul had passed there, and boasted of knocking
down all the steeples rising proudly above the humble abode of the sans-
culottes. Pyramids then were built of planks and covered with white cloth to
make them more visible. That was quite another thing: with white cloth!
What was this rash person who, upon our heights so recently set free, dared
to raise the hateful standard of the counter-revolution? It was necessary to
border the white cloth with blue and red bands.
Méchain operated in Spain; the difficulties were other; but they were not
less. The Spanish peasants were hostile. There steeples were not lacking:
but to install oneself in them with mysterious and perhaps diabolic
instruments, was it not sacrilege? The revolutionists were allies of Spain,
but allies smelling a little of the stake.
"Without cease," writes Méchain, "they threaten to butcher us."
Fortunately, thanks to the exhortations of the priests, to the pastoral letters
of the bishops, these ferocious Spaniards contented themselves with
threatening.
Some years after Méchain made a second expedition into Spain: he
proposed to prolong the meridian from Barcelona to the Balearics. This was
the first time it had been attempted to make the triangulations overpass a
large arm of the sea by observing signals installed upon some high
mountain of a far-away isle. The enterprise was well conceived and well
prepared; it failed however.
The French scientist encountered all sorts of difficulties of which he
complains bitterly in his correspondence. "Hell," he writes, perhaps with
some exaggeration—"hell and all the scourges it vomits upon the earth,
tempests, war, the plague and black intrigues are therefore unchained
against me!"
the expeditions are less distant, the epoch is so troubled that the obstacles,
the perils even, are just as great.
In France, Delambre had to fight against the ill-will of suspicious
municipalities. One knows that the steeples, which are visible from so far,
and can be aimed at with precision, often serve as signal points to
geodesists. But in the region Delambre traversed there were no longer any
steeples. A certain proconsul had passed there, and boasted of knocking
down all the steeples rising proudly above the humble abode of the sans-
culottes. Pyramids then were built of planks and covered with white cloth to
make them more visible. That was quite another thing: with white cloth!
What was this rash person who, upon our heights so recently set free, dared
to raise the hateful standard of the counter-revolution? It was necessary to
border the white cloth with blue and red bands.
Méchain operated in Spain; the difficulties were other; but they were not
less. The Spanish peasants were hostile. There steeples were not lacking:
but to install oneself in them with mysterious and perhaps diabolic
instruments, was it not sacrilege? The revolutionists were allies of Spain,
but allies smelling a little of the stake.
"Without cease," writes Méchain, "they threaten to butcher us."
Fortunately, thanks to the exhortations of the priests, to the pastoral letters
of the bishops, these ferocious Spaniards contented themselves with
threatening.
Some years after Méchain made a second expedition into Spain: he
proposed to prolong the meridian from Barcelona to the Balearics. This was
the first time it had been attempted to make the triangulations overpass a
large arm of the sea by observing signals installed upon some high
mountain of a far-away isle. The enterprise was well conceived and well
prepared; it failed however.
The French scientist encountered all sorts of difficulties of which he
complains bitterly in his correspondence. "Hell," he writes, perhaps with
some exaggeration—"hell and all the scourges it vomits upon the earth,
tempests, war, the plague and black intrigues are therefore unchained
against me!"
Page 537
The fact is that he encountered among his collaborators more of proud
obstinacy than of good will and that a thousand accidents retarded his work.
The plague was nothing, the fear of the plague was much more redoubtable;
all these isles were on their guard against the neighboring isles and feared
lest they should receive the scourge from them. Méchain obtained
permission to disembark only after long weeks upon the condition of
covering all his papers with vinegar; this was the antisepsis of that time.
Disgusted and sick, he had just asked to be recalled, when he died.
Arago and Biot it was who had the honor of taking up the unfinished
work and carrying it on to completion.
Thanks to the support of the Spanish government, to the protection of
several bishops and, above all, to that of a famous brigand chief, the
operations went rapidly forward. They were successfully completed, and
Biot had returned to France when the storm burst.
It was the moment when all Spain took up arms to defend her
independence against France. Why did this stranger climb the mountains to
make signals? It was evidently to call the French army. Arago was able to
escape the populace only by becoming a prisoner. In his prison, his only
distraction was reading in the Spanish papers the account of his own
execution. The papers of that time sometimes gave out news prematurely.
He had at least the consolation of learning that he died with courage and
like a Christian.
Even the prison was no longer safe; he had to escape and reach Algiers.
There, he embarked for Marseilles on an Algerian vessel. This ship was
captured by a Spanish corsair, and behold Arago carried back to Spain and
dragged from dungeon to dungeon, in the midst of vermin and in the most
shocking wretchedness.
If it had only been a question of his subjects and his guests, the dey
would have said nothing. But there were on board two lions, a present from
the African sovereign to Napoleon. The dey threatened war.
The vessel and the prisoners were released. The port should have been
properly reached, since they had on board an astronomer; but the
astronomer was seasick, and the Algerian seamen, who wished to make
obstinacy than of good will and that a thousand accidents retarded his work.
The plague was nothing, the fear of the plague was much more redoubtable;
all these isles were on their guard against the neighboring isles and feared
lest they should receive the scourge from them. Méchain obtained
permission to disembark only after long weeks upon the condition of
covering all his papers with vinegar; this was the antisepsis of that time.
Disgusted and sick, he had just asked to be recalled, when he died.
Arago and Biot it was who had the honor of taking up the unfinished
work and carrying it on to completion.
Thanks to the support of the Spanish government, to the protection of
several bishops and, above all, to that of a famous brigand chief, the
operations went rapidly forward. They were successfully completed, and
Biot had returned to France when the storm burst.
It was the moment when all Spain took up arms to defend her
independence against France. Why did this stranger climb the mountains to
make signals? It was evidently to call the French army. Arago was able to
escape the populace only by becoming a prisoner. In his prison, his only
distraction was reading in the Spanish papers the account of his own
execution. The papers of that time sometimes gave out news prematurely.
He had at least the consolation of learning that he died with courage and
like a Christian.
Even the prison was no longer safe; he had to escape and reach Algiers.
There, he embarked for Marseilles on an Algerian vessel. This ship was
captured by a Spanish corsair, and behold Arago carried back to Spain and
dragged from dungeon to dungeon, in the midst of vermin and in the most
shocking wretchedness.
If it had only been a question of his subjects and his guests, the dey
would have said nothing. But there were on board two lions, a present from
the African sovereign to Napoleon. The dey threatened war.
The vessel and the prisoners were released. The port should have been
properly reached, since they had on board an astronomer; but the
astronomer was seasick, and the Algerian seamen, who wished to make
Page 538
Marseilles, came out at Bougie. Thence Arago went to Algiers, traversing
Kabylia on foot in the midst of a thousand perils. He was long detained in
Africa and threatened with the convict prison. Finally he was able to get
back to France; his observations, which he had preserved and safeguarded
under his shirt, and, what is still more remarkable, his instruments had
traversed unhurt these terrible adventures. Up to this point, not only did
France hold the foremost place, but she occupied the stage almost alone.
In the years which follow, she has not been inactive and our staff-office
map is a model. However, the new methods of observation and calculation
have come to us above all from Germany and England. It is only in the last
forty years that France has regained her rank. She owes it to a scientific
officer, General Perrier, who has successfully executed an enterprise truly
audacious, the junction of Spain and Africa. Stations were installed on four
peaks upon the two sides of the Mediterranean. For long months they
awaited a calm and limpid atmosphere. At last was seen the little thread of
light which had traversed 300 kilometers over the sea. The undertaking had
succeeded.
To-day have been conceived projects still more bold. From a mountain
near Nice will be sent signals to Corsica, not now for geodesic
determinations, but to measure the velocity of light. The distance is only
200 kilometers; but the ray of light is to make the journey there and return,
after reflection by a mirror installed in Corsica. And it should not wander on
the way, for it must return exactly to the point of departure.
Ever since, the activity of French geodesy has never slackened. We have
no more such astonishing adventures to tell; but the scientific work
accomplished is immense. The territory of France beyond the sea, like that
of the mother country, is covered by triangles measured with precision.
We have become more and more exacting and what our fathers admired
does not satisfy us to-day. But in proportion as we seek more exactitude, the
difficulties greatly increase; we are surrounded by snares and must be on
our guard against a thousand unsuspected causes of error. It is needful,
therefore, to create instruments more and more faultless.
Here again France has not let herself be distanced. Our appliances for the
measurement of bases and angles leave nothing to desire, and, I may also
Kabylia on foot in the midst of a thousand perils. He was long detained in
Africa and threatened with the convict prison. Finally he was able to get
back to France; his observations, which he had preserved and safeguarded
under his shirt, and, what is still more remarkable, his instruments had
traversed unhurt these terrible adventures. Up to this point, not only did
France hold the foremost place, but she occupied the stage almost alone.
In the years which follow, she has not been inactive and our staff-office
map is a model. However, the new methods of observation and calculation
have come to us above all from Germany and England. It is only in the last
forty years that France has regained her rank. She owes it to a scientific
officer, General Perrier, who has successfully executed an enterprise truly
audacious, the junction of Spain and Africa. Stations were installed on four
peaks upon the two sides of the Mediterranean. For long months they
awaited a calm and limpid atmosphere. At last was seen the little thread of
light which had traversed 300 kilometers over the sea. The undertaking had
succeeded.
To-day have been conceived projects still more bold. From a mountain
near Nice will be sent signals to Corsica, not now for geodesic
determinations, but to measure the velocity of light. The distance is only
200 kilometers; but the ray of light is to make the journey there and return,
after reflection by a mirror installed in Corsica. And it should not wander on
the way, for it must return exactly to the point of departure.
Ever since, the activity of French geodesy has never slackened. We have
no more such astonishing adventures to tell; but the scientific work
accomplished is immense. The territory of France beyond the sea, like that
of the mother country, is covered by triangles measured with precision.
We have become more and more exacting and what our fathers admired
does not satisfy us to-day. But in proportion as we seek more exactitude, the
difficulties greatly increase; we are surrounded by snares and must be on
our guard against a thousand unsuspected causes of error. It is needful,
therefore, to create instruments more and more faultless.
Here again France has not let herself be distanced. Our appliances for the
measurement of bases and angles leave nothing to desire, and, I may also
Page 539
mention the pendulum of Colonel Defforges, which enables us to determine
gravity with a precision hitherto unknown.
The future of French geodesy is at present in the hands of the Geographic
Service of the army, successively directed by General Bassot and General
Berthaut. We can not sufficiently congratulate ourselves upon it. For
success in geodesy, scientific aptitudes are not enough; it is necessary to be
capable of standing long fatigues in all sorts of climates; the chief must be
able to win obedience from his collaborators and to make obedient his
native auxiliaries. These are military qualities. Besides, one knows that, in
our army, science has always marched shoulder to shoulder with courage.
I add that a military organization assures the indispensable unity of
action. It would be more difficult to reconcile the rival pretensions of
scientists jealous of their independence, solicitous of what they call their
fame, and who yet must work in concert, though separated by great
distances. Among the geodesists of former times there were often
discussions, of which some aroused long echoes. The Academy long
resounded with the quarrel of Bouguer and La Condamine. I do not mean to
say that soldiers are exempt from passion, but discipline imposes silence
upon a too sensitive self-esteem.
Several foreign governments have called upon our officers to organize
their geodesic service: this is proof that the scientific influence of France
abroad has not declined.
Our hydrographic engineers contribute also to the common achievement
a glorious contingent. The survey of our coasts, of our colonies, the study of
the tides, offer them a vast domain of research. Finally I may mention the
general leveling of France which is carried out by the ingenious and precise
methods of M. Lallemand.
With such men we are sure of the future. Moreover, work for them will
not be lacking; our colonial empire opens for them immense expanses illy
explored. That is not all: the International Geodetic Association has
recognized the necessity of a new measurement of the arc of Quito,
determined in days of yore by La Condamine. It is France that has been
charged with this operation; she had every right to it, since our ancestors
had made, so to speak, the scientific conquest of the Cordilleras. Besides,
gravity with a precision hitherto unknown.
The future of French geodesy is at present in the hands of the Geographic
Service of the army, successively directed by General Bassot and General
Berthaut. We can not sufficiently congratulate ourselves upon it. For
success in geodesy, scientific aptitudes are not enough; it is necessary to be
capable of standing long fatigues in all sorts of climates; the chief must be
able to win obedience from his collaborators and to make obedient his
native auxiliaries. These are military qualities. Besides, one knows that, in
our army, science has always marched shoulder to shoulder with courage.
I add that a military organization assures the indispensable unity of
action. It would be more difficult to reconcile the rival pretensions of
scientists jealous of their independence, solicitous of what they call their
fame, and who yet must work in concert, though separated by great
distances. Among the geodesists of former times there were often
discussions, of which some aroused long echoes. The Academy long
resounded with the quarrel of Bouguer and La Condamine. I do not mean to
say that soldiers are exempt from passion, but discipline imposes silence
upon a too sensitive self-esteem.
Several foreign governments have called upon our officers to organize
their geodesic service: this is proof that the scientific influence of France
abroad has not declined.
Our hydrographic engineers contribute also to the common achievement
a glorious contingent. The survey of our coasts, of our colonies, the study of
the tides, offer them a vast domain of research. Finally I may mention the
general leveling of France which is carried out by the ingenious and precise
methods of M. Lallemand.
With such men we are sure of the future. Moreover, work for them will
not be lacking; our colonial empire opens for them immense expanses illy
explored. That is not all: the International Geodetic Association has
recognized the necessity of a new measurement of the arc of Quito,
determined in days of yore by La Condamine. It is France that has been
charged with this operation; she had every right to it, since our ancestors
had made, so to speak, the scientific conquest of the Cordilleras. Besides,
Page 540
these rights have not been contested and our government has undertaken to
exercise them.
Captains Maurain and Lacombe completed a first reconnaissance, and the
rapidity with which they accomplished their mission, crossing the roughest
regions and climbing the most precipitous summits, is worthy of all praise.
It won the admiration of General Alfaro, President of the Republic of
Ecuador, who called them 'los hombres de hierro,' the men of iron.
The final commission then set out under the command of Lieutenant-
Colonel (then Major) Bourgeois. The results obtained have justified the
hopes entertained. But our officers have encountered unforeseen difficulties
due to the climate. More than once, one of them has been forced to remain
several months at an altitude of 4,000 meters, in the clouds and the snow,
without seeing anything of the signals he had to aim at and which refused to
unmask themselves. But thanks to their perseverance and courage, there
resulted from this only a delay and an increase of expense, without the
exactitude of the measurements suffering therefrom.
GENERAL CONCLUSIONS
What I have sought to explain in the preceding pages is how the scientist
should guide himself in choosing among the innumerable facts offered to
his curiosity, since indeed the natural limitations of his mind compel him to
make a choice, even though a choice be always a sacrifice. I have
expounded it first by general considerations, recalling on the one hand the
nature of the problem to be solved and on the other hand seeking to better
comprehend that of the human mind, which is the principal instrument of
the solution. I then have explained it by examples; I have not multiplied
them indefinitely; I also have had to make a choice, and I have chosen
naturally the questions I had studied most. Others would doubtless have
made a different choice; but what difference, because I believe they would
have reached the same conclusions.
There is a hierarchy of facts; some have no reach; they teach us nothing
but themselves. The scientist who has ascertained them has learned nothing
exercise them.
Captains Maurain and Lacombe completed a first reconnaissance, and the
rapidity with which they accomplished their mission, crossing the roughest
regions and climbing the most precipitous summits, is worthy of all praise.
It won the admiration of General Alfaro, President of the Republic of
Ecuador, who called them 'los hombres de hierro,' the men of iron.
The final commission then set out under the command of Lieutenant-
Colonel (then Major) Bourgeois. The results obtained have justified the
hopes entertained. But our officers have encountered unforeseen difficulties
due to the climate. More than once, one of them has been forced to remain
several months at an altitude of 4,000 meters, in the clouds and the snow,
without seeing anything of the signals he had to aim at and which refused to
unmask themselves. But thanks to their perseverance and courage, there
resulted from this only a delay and an increase of expense, without the
exactitude of the measurements suffering therefrom.
GENERAL CONCLUSIONS
What I have sought to explain in the preceding pages is how the scientist
should guide himself in choosing among the innumerable facts offered to
his curiosity, since indeed the natural limitations of his mind compel him to
make a choice, even though a choice be always a sacrifice. I have
expounded it first by general considerations, recalling on the one hand the
nature of the problem to be solved and on the other hand seeking to better
comprehend that of the human mind, which is the principal instrument of
the solution. I then have explained it by examples; I have not multiplied
them indefinitely; I also have had to make a choice, and I have chosen
naturally the questions I had studied most. Others would doubtless have
made a different choice; but what difference, because I believe they would
have reached the same conclusions.
There is a hierarchy of facts; some have no reach; they teach us nothing
but themselves. The scientist who has ascertained them has learned nothing
Page 541
but a fact, and has not become more capable of foreseeing new facts. Such
facts, it seems, come once, but are not destined to reappear.
There are, on the other hand, facts of great yield; each of them teaches us
a new law. And since a choice must be made, it is to these that the scientist
should devote himself.
Doubtless this classification is relative and depends upon the weakness of
our mind. The facts of slight outcome are the complex facts, upon which
various circumstances may exercise a sensible influence, circumstances too
numerous and too diverse for us to discern them all. But I should rather say
that these are the facts we think complex, since the intricacy of these
circumstances surpasses the range of our mind. Doubtless a mind vaster and
finer than ours would think differently of them. But what matter; we can not
use that superior mind, but only our own.
The facts of great outcome are those we think simple; may be they really
are so, because they are influenced only by a small number of well-defined
circumstances, may be they take on an appearance of simplicity because the
various circumstances upon which they depend obey the laws of chance and
so come to mutually compensate. And this is what happens most often. And
so we have been obliged to examine somewhat more closely what chance
is.
Facts where the laws of chance apply become easy of access to the
scientist who would be discouraged before the extraordinary complication
of the problems where these laws are not applicable. We have seen that
these considerations apply not only to the physical sciences, but to the
mathematical sciences. The method of demonstration is not the same for the
physicist and the mathematician. But the methods of invention are very
much alike. In both cases they consist in passing up from the fact to the law,
and in finding the facts capable of leading to a law.
To bring out this point, I have shown the mind of the mathematician at
work, and under three forms: the mind of the mathematical inventor and
creator; that of the unconscious geometer who among our far distant
ancestors, or in the misty years of our infancy, has constructed for us our
instinctive notion of space; that of the adolescent to whom the teachers of
secondary education unveil the first principles of the science, seeking to
facts, it seems, come once, but are not destined to reappear.
There are, on the other hand, facts of great yield; each of them teaches us
a new law. And since a choice must be made, it is to these that the scientist
should devote himself.
Doubtless this classification is relative and depends upon the weakness of
our mind. The facts of slight outcome are the complex facts, upon which
various circumstances may exercise a sensible influence, circumstances too
numerous and too diverse for us to discern them all. But I should rather say
that these are the facts we think complex, since the intricacy of these
circumstances surpasses the range of our mind. Doubtless a mind vaster and
finer than ours would think differently of them. But what matter; we can not
use that superior mind, but only our own.
The facts of great outcome are those we think simple; may be they really
are so, because they are influenced only by a small number of well-defined
circumstances, may be they take on an appearance of simplicity because the
various circumstances upon which they depend obey the laws of chance and
so come to mutually compensate. And this is what happens most often. And
so we have been obliged to examine somewhat more closely what chance
is.
Facts where the laws of chance apply become easy of access to the
scientist who would be discouraged before the extraordinary complication
of the problems where these laws are not applicable. We have seen that
these considerations apply not only to the physical sciences, but to the
mathematical sciences. The method of demonstration is not the same for the
physicist and the mathematician. But the methods of invention are very
much alike. In both cases they consist in passing up from the fact to the law,
and in finding the facts capable of leading to a law.
To bring out this point, I have shown the mind of the mathematician at
work, and under three forms: the mind of the mathematical inventor and
creator; that of the unconscious geometer who among our far distant
ancestors, or in the misty years of our infancy, has constructed for us our
instinctive notion of space; that of the adolescent to whom the teachers of
secondary education unveil the first principles of the science, seeking to
Page 542
give understanding of the fundamental definitions. Everywhere we have
seen the rôle of intuition and of the spirit of generalization without which
these three stages of mathematicians, if I may so express myself, would be
reduced to an equal impotence.
And in the demonstration itself, the logic is not all; the true mathematical
reasoning is a veritable induction, different in many regards from the
induction of physics, but proceeding like it from the particular to the
general. All the efforts that have been made to reverse this order and to
carry back mathematical induction to the rules of logic have eventuated
only in failures, illy concealed by the employment of a language
inaccessible to the uninitiated. The examples I have taken from the physical
sciences have shown us very different cases of facts of great outcome. An
experiment of Kaufmann on radium rays revolutionizes at the same time
mechanics, optics and astronomy. Why? Because in proportion as these
sciences have developed, we have the better recognized the bonds uniting
them, and then we have perceived a species of general design of the chart of
universal science. There are facts common to several sciences, which seem
the common source of streams diverging in all directions and which are
comparable to that knoll of Saint Gothard whence spring waters which
fertilize four different valleys.
And then we can make choice of facts with more discernment than our
predecessors who regarded these valleys as distinct and separated by
impassable barriers.
It is always simple facts which must be chosen, but among these simple
facts we must prefer those which are situated upon these sorts of knolls of
Saint Gothard of which I have just spoken.
And when sciences have no direct bond, they still mutually throw light
upon one another by analogy. When we studied the laws obeyed by gases
we knew we had attacked a fact of great outcome; and yet this outcome was
still estimated beneath its value, since gases are, from a certain point of
view, the image of the milky way, and those facts which seemed of interest
only for the physicist, ere long opened new vistas to astronomy quite
unexpected.
seen the rôle of intuition and of the spirit of generalization without which
these three stages of mathematicians, if I may so express myself, would be
reduced to an equal impotence.
And in the demonstration itself, the logic is not all; the true mathematical
reasoning is a veritable induction, different in many regards from the
induction of physics, but proceeding like it from the particular to the
general. All the efforts that have been made to reverse this order and to
carry back mathematical induction to the rules of logic have eventuated
only in failures, illy concealed by the employment of a language
inaccessible to the uninitiated. The examples I have taken from the physical
sciences have shown us very different cases of facts of great outcome. An
experiment of Kaufmann on radium rays revolutionizes at the same time
mechanics, optics and astronomy. Why? Because in proportion as these
sciences have developed, we have the better recognized the bonds uniting
them, and then we have perceived a species of general design of the chart of
universal science. There are facts common to several sciences, which seem
the common source of streams diverging in all directions and which are
comparable to that knoll of Saint Gothard whence spring waters which
fertilize four different valleys.
And then we can make choice of facts with more discernment than our
predecessors who regarded these valleys as distinct and separated by
impassable barriers.
It is always simple facts which must be chosen, but among these simple
facts we must prefer those which are situated upon these sorts of knolls of
Saint Gothard of which I have just spoken.
And when sciences have no direct bond, they still mutually throw light
upon one another by analogy. When we studied the laws obeyed by gases
we knew we had attacked a fact of great outcome; and yet this outcome was
still estimated beneath its value, since gases are, from a certain point of
view, the image of the milky way, and those facts which seemed of interest
only for the physicist, ere long opened new vistas to astronomy quite
unexpected.
Page 543
And finally when the geodesist sees it is necessary to move his telescope
some seconds to see a signal he has set up with great pains, this is a very
small fact; but this is a fact of great outcome, not only because this reveals
to him the existence of a small protuberance upon the terrestrial globe, that
little hump would be by itself of no great interest, but because this
protuberance gives him information about the distribution of matter in the
interior of the globe, and through that about the past of our planet, about its
future, about the laws of its development.
some seconds to see a signal he has set up with great pains, this is a very
small fact; but this is a fact of great outcome, not only because this reveals
to him the existence of a small protuberance upon the terrestrial globe, that
little hump would be by itself of no great interest, but because this
protuberance gives him information about the distribution of matter in the
interior of the globe, and through that about the past of our planet, about its
future, about the laws of its development.
Page 544
INDEX
aberration of light, 315, 496
Abraham, 311, 490-1, 505-7, 509, 515-6
absolute motion, 107
orientation, 83
space, 85, 93, 246, 257, 353
acceleration, 94, 98, 486, 509
accidental constant, 112
errors, 171, 402
accommodation of the eyes, 67-8
action at a distance, 137
addition, 34
aim of mathematics, 280
alchemists, 11
Alfaro, 543
algebra, 379
analogy, 220
analysis, 218-9, 279
analysis situs, 53, 239, 381
analyst, 210, 221
ancestral experience, 91
Andrade, 93, 104, 228
Andrews, 153
angle sum of triangle, 58
aberration of light, 315, 496
Abraham, 311, 490-1, 505-7, 509, 515-6
absolute motion, 107
orientation, 83
space, 85, 93, 246, 257, 353
acceleration, 94, 98, 486, 509
accidental constant, 112
errors, 171, 402
accommodation of the eyes, 67-8
action at a distance, 137
addition, 34
aim of mathematics, 280
alchemists, 11
Alfaro, 543
algebra, 379
analogy, 220
analysis, 218-9, 279
analysis situs, 53, 239, 381
analyst, 210, 221
ancestral experience, 91
Andrade, 93, 104, 228
Andrews, 153
angle sum of triangle, 58
Page 545
Anglo-Saxons, 3
antinomies, 449, 457, 477
Arago, 540-1
Aristotle, 205, 292, 460
arithmetic, 34, 379, 441, 463
associativity, 35
assumptions, 451, 453
astronomy, 81, 289, 315, 512
Atwood, 446
axiom, 60, 63, 65, 215
Bacon, 128
Bartholi, 503
Bassot, 542
beauty, 349, 368
Becquerel, 312
Beltrami, 56, 58
Bergson, 321
Berkeley, 4
Berthaut, 542
Bertrand, 156, 190, 211, 395
Betti, 239
Biot, 540
bodies, solid, 72
antinomies, 449, 457, 477
Arago, 540-1
Aristotle, 205, 292, 460
arithmetic, 34, 379, 441, 463
associativity, 35
assumptions, 451, 453
astronomy, 81, 289, 315, 512
Atwood, 446
axiom, 60, 63, 65, 215
Bacon, 128
Bartholi, 503
Bassot, 542
beauty, 349, 368
Becquerel, 312
Beltrami, 56, 58
Bergson, 321
Berkeley, 4
Berthaut, 542
Bertrand, 156, 190, 211, 395
Betti, 239
Biot, 540
bodies, solid, 72
Page 546
Boltzmann, 304
Bolyai, 56, 201, 203
Borel, 482
Bouguer, 537, 542
Bourgeois, 543
Boutroux, 390, 464
Bradley, 496
Briot, 298
Brownian movement, 152, 410
Bucherer, 507
Burali-Forti, 457-9, 477, 481-2
Caen, 387-8
Calinon, 228
canal rays, 491-2
canals, semicircular, 276
Cantor, 11, 448-9, 457, 459, 477
Cantorism, 381, 382, 480, 484
capillarity, 298
Carlyle, 128
Carnot's principle, 143, 151, 300, 303-5, 399
Cassini, 537
cathode rays, 487-92
cells, 217
center of gravity, 103
Bolyai, 56, 201, 203
Borel, 482
Bouguer, 537, 542
Bourgeois, 543
Boutroux, 390, 464
Bradley, 496
Briot, 298
Brownian movement, 152, 410
Bucherer, 507
Burali-Forti, 457-9, 477, 481-2
Caen, 387-8
Calinon, 228
canal rays, 491-2
canals, semicircular, 276
Cantor, 11, 448-9, 457, 459, 477
Cantorism, 381, 382, 480, 484
capillarity, 298
Carlyle, 128
Carnot's principle, 143, 151, 300, 303-5, 399
Cassini, 537
cathode rays, 487-92
cells, 217
center of gravity, 103
Page 547
central forces, 297
Chaldeans, 290
chance, 395, 408
change of position, 70
state, 70
chemistry of the stars, 295
circle-squarers, 11
Clairaut, 537-8
Clausius, 119, 123, 143
color sensation, 252
Columbus, 228
commutativity, 35-6
compensation, 72
complete induction, 40
Comte, 294
Condorcet, 411
contingence, 340
continuity, 173
continuum, 43
amorphous, 238
mathematical, 46
physical, 46, 240
tridimensional, 240
convention, 50, 93, 106, 125, 173, 208, 317, 440, 451
convergence, 67-8
coordinates, 244
Chaldeans, 290
chance, 395, 408
change of position, 70
state, 70
chemistry of the stars, 295
circle-squarers, 11
Clairaut, 537-8
Clausius, 119, 123, 143
color sensation, 252
Columbus, 228
commutativity, 35-6
compensation, 72
complete induction, 40
Comte, 294
Condorcet, 411
contingence, 340
continuity, 173
continuum, 43
amorphous, 238
mathematical, 46
physical, 46, 240
tridimensional, 240
convention, 50, 93, 106, 125, 173, 208, 317, 440, 451
convergence, 67-8
coordinates, 244
Page 548
Copernicus, 109, 291, 354
Coulomb, 143, 516
Couturat, 450, 453, 456, 460, 462-3, 467, 472-6
creation, mathematical, 383
creed, 1
Crémieu, 168-9, 490
crisis, 303
Crookes, 195, 488, 527-8
crude fact, 326, 330
Curie, 312-3, 318
current, 186
curvature, 58-9
curve, 213, 346
curves without tangents, 51
cut, 52, 256
cyclones, 353
d'Alembert, 538
Darwin, 518-9
De Cyon, 276, 427
Dedekind, 44-5
Defforges, 542
definitions, 430, 453
deformation, 73, 415
Delage, 277
Coulomb, 143, 516
Couturat, 450, 453, 456, 460, 462-3, 467, 472-6
creation, mathematical, 383
creed, 1
Crémieu, 168-9, 490
crisis, 303
Crookes, 195, 488, 527-8
crude fact, 326, 330
Curie, 312-3, 318
current, 186
curvature, 58-9
curve, 213, 346
curves without tangents, 51
cut, 52, 256
cyclones, 353
d'Alembert, 538
Darwin, 518-9
De Cyon, 276, 427
Dedekind, 44-5
Defforges, 542
definitions, 430, 453
deformation, 73, 415
Delage, 277
Page 549
Delambre, 539
Delbeuf, 414
Descartes, 127
determinism, 123, 340
dictionary, 59
didymium, 333
dilatation, 76
dimensions, 53, 68, 78, 241, 256, 426
direction, 69
Dirichlet, 213
dispersion, 141
displacement, 73, 77, 247, 256
distance, 59, 292
distributivity, 36
Du Bois-Reymond, 50
earth, rotation of, 326, 353
eclipse, 326
electricity, 174
electrified bodies, 117
electrodynamic attraction, 308
induction, 188
mass, 311
electrodynamics, 184, 282
electromagnetic theory of light, 301
Delbeuf, 414
Descartes, 127
determinism, 123, 340
dictionary, 59
didymium, 333
dilatation, 76
dimensions, 53, 68, 78, 241, 256, 426
direction, 69
Dirichlet, 213
dispersion, 141
displacement, 73, 77, 247, 256
distance, 59, 292
distributivity, 36
Du Bois-Reymond, 50
earth, rotation of, 326, 353
eclipse, 326
electricity, 174
electrified bodies, 117
electrodynamic attraction, 308
induction, 188
mass, 311
electrodynamics, 184, 282
electromagnetic theory of light, 301
Page 550
electrons, 316, 492-4, 505-8, 510, 512-4
elephant, 217, 436
ellipse, 215
Emerson, 203
empiricism, 86, 271
Epimenides, 478-9
equation of Laplace, 283
Erdély, 203
errors, accidental, 171, 402
law of, 119
systematic, 171, 402
theory of, 402, 406
ether, 145, 351
ethics, 205
Euclid, 62, 86, 202-3, 213
Euclidean geometry, 65, 235-6, 337
Euclid's postulate, 83, 91, 124, 353, 443, 453, 468, 470-1
experience, 90-1
experiment, 127, 317, 336, 446
fact, crude, 326, 330
in the rough, 327
scientific, 326
facts, 362, 371
Fahrenheit, 238
Faraday, 150, 192
Faye, 536
elephant, 217, 436
ellipse, 215
Emerson, 203
empiricism, 86, 271
Epimenides, 478-9
equation of Laplace, 283
Erdély, 203
errors, accidental, 171, 402
law of, 119
systematic, 171, 402
theory of, 402, 406
ether, 145, 351
ethics, 205
Euclid, 62, 86, 202-3, 213
Euclidean geometry, 65, 235-6, 337
Euclid's postulate, 83, 91, 124, 353, 443, 453, 468, 470-1
experience, 90-1
experiment, 127, 317, 336, 446
fact, crude, 326, 330
in the rough, 327
scientific, 326
facts, 362, 371
Fahrenheit, 238
Faraday, 150, 192
Faye, 536
Page 551
Fechner, 46, 52
Fehr, 383
finite, 57
Fitzgerald, 415-6, 500-1, 505
Fizeau, 146, 149, 309, 498, 504
Flammarion, 400, 406-7
flattening of the earth, 353
force, 72, 98, 444
direction of, 445
-flow, 284
forces, central, 297
equivalence of, 445
magnitude of, 445
Foucault's pendulum, 85, 109, 353
four dimensions, 78
Fourier, 298-9
Fourier's problem, 317
series, 286
Franklin, 513-4
Fresnel, 132, 140, 153, 174, 176, 181, 351, 498
Fuchsian, 387-8
function, 213
continuous, 218, 288
Galileo, 97, 331, 353-4
gaseous pressure, 141
gases, theory of, 400, 405, 523
Gauss, 384-5, 406
Fehr, 383
finite, 57
Fitzgerald, 415-6, 500-1, 505
Fizeau, 146, 149, 309, 498, 504
Flammarion, 400, 406-7
flattening of the earth, 353
force, 72, 98, 444
direction of, 445
-flow, 284
forces, central, 297
equivalence of, 445
magnitude of, 445
Foucault's pendulum, 85, 109, 353
four dimensions, 78
Fourier, 298-9
Fourier's problem, 317
series, 286
Franklin, 513-4
Fresnel, 132, 140, 153, 174, 176, 181, 351, 498
Fuchsian, 387-8
function, 213
continuous, 218, 288
Galileo, 97, 331, 353-4
gaseous pressure, 141
gases, theory of, 400, 405, 523
Gauss, 384-5, 406
Page 552
Gay-Lussac, 157
generalize, 342
geodesy, 535
geometer, 83, 210, 438
geometric space, 66
geometry, 72, 81, 125, 207, 380, 428, 442, 467
Euclidean, 65, 93
fourth, 62
non-Euclidean, 55
projective, 201
qualitative, 238
rational, 5, 467
Riemann's, 57
spheric, 59
Gibbs, 304
Goldstein, 492
Gouy, 152, 305, 410
gravitation, 512
Greeks, 93, 368
Hadamard, 459
Halsted, 3, 203, 464, 467
Hamilton, 115
helium, 294
Helmholtz, 56, 115, 118, 141, 190, 196
Hercules, 449
Hermite, 211, 220, 222, 285
Herschel, 528
generalize, 342
geodesy, 535
geometer, 83, 210, 438
geometric space, 66
geometry, 72, 81, 125, 207, 380, 428, 442, 467
Euclidean, 65, 93
fourth, 62
non-Euclidean, 55
projective, 201
qualitative, 238
rational, 5, 467
Riemann's, 57
spheric, 59
Gibbs, 304
Goldstein, 492
Gouy, 152, 305, 410
gravitation, 512
Greeks, 93, 368
Hadamard, 459
Halsted, 3, 203, 464, 467
Hamilton, 115
helium, 294
Helmholtz, 56, 115, 118, 141, 190, 196
Hercules, 449
Hermite, 211, 220, 222, 285
Herschel, 528
Page 553
Hertz, 102, 145, 194-5, 427, 488, 498, 502, 504, 510
Hertzian oscillator, 309, 317
Hilbert, 5, 11, 203, 433, 450-1, 464-8, 471, 475-7, 484
Himstedt, 195
Hipparchus, 291
homogeneity, 74, 423
homogeneous, 67
hydrodynamics, 284
hyperbola, 215
hypotheses, 6, 15, 127, 133
hysteresis, 151
identity of spaces, 268
of two points, 259
illusions, optical, 202
incommensurable numbers, 44
induction, complete, 40, 452-3, 467-8
electromagnetic, 188
mathematical, 40, 220
principle of, 481
inertia, 93, 486, 489, 507
infinite, 448
infinitesimals, 50
inquisitor, 331
integration, 139
interpolation, 131
intuition, 210, 213, 215
Hertzian oscillator, 309, 317
Hilbert, 5, 11, 203, 433, 450-1, 464-8, 471, 475-7, 484
Himstedt, 195
Hipparchus, 291
homogeneity, 74, 423
homogeneous, 67
hydrodynamics, 284
hyperbola, 215
hypotheses, 6, 15, 127, 133
hysteresis, 151
identity of spaces, 268
of two points, 259
illusions, optical, 202
incommensurable numbers, 44
induction, complete, 40, 452-3, 467-8
electromagnetic, 188
mathematical, 40, 220
principle of, 481
inertia, 93, 486, 489, 507
infinite, 448
infinitesimals, 50
inquisitor, 331
integration, 139
interpolation, 131
intuition, 210, 213, 215
Page 554
invariant, 333
Ionians, 127
ions, 152
irrational number, 44
irreversible phenomena, 151
isotropic, 67
Japanese mice, 277, 427
Jevons, 451
John Lackland, 128
Jules Verne, 111, 536
Jupiter, 131, 157, 231, 289
Kant, 16, 64, 202-3, 450-1, 471
Kauffman, 311, 490-1, 495, 506-7, 522, 545
Kazan, 203
Kelvin, 145, 523-4, 526-7
Kepler, 120, 133, 153, 282, 291-2
Kepler's laws, 136, 516
kinematics, 337
kinetic energy, 116
theory of gases, 141
Kirchhoff, 98-9, 103-5
Klein, 60, 211, 287
knowledge, 201
Ionians, 127
ions, 152
irrational number, 44
irreversible phenomena, 151
isotropic, 67
Japanese mice, 277, 427
Jevons, 451
John Lackland, 128
Jules Verne, 111, 536
Jupiter, 131, 157, 231, 289
Kant, 16, 64, 202-3, 450-1, 471
Kauffman, 311, 490-1, 495, 506-7, 522, 545
Kazan, 203
Kelvin, 145, 523-4, 526-7
Kepler, 120, 133, 153, 282, 291-2
Kepler's laws, 136, 516
kinematics, 337
kinetic energy, 116
theory of gases, 141
Kirchhoff, 98-9, 103-5
Klein, 60, 211, 287
knowledge, 201
Page 555
König, 144, 477
Kovalevski, 212, 286
Kronecker, 44
Lacombe, 543
La Condamine, 535, 537-8, 542-3
Lagrange, 98, 151, 179
Laisant, 383
Lallamand, 543
Langevin, 509
Laplace, 298, 398, 514-5, 518, 522, 538
Laplace's equation, 283, 287
Larmor, 145, 150
Lavoisier's principle, 301, 310, 312
law, 207, 291, 395
Leibnitz, 32, 450, 471
Le Roy, 28, 321-6, 332, 335, 337, 347-8, 354, 468
Lesage, 517-21
Liard, 440
Lie, 62-3, 212
light sensations, 252
theory of, 351
velocity of, 232, 312
Lindemann, 508
line, 203, 243
linkages, 144
Kovalevski, 212, 286
Kronecker, 44
Lacombe, 543
La Condamine, 535, 537-8, 542-3
Lagrange, 98, 151, 179
Laisant, 383
Lallamand, 543
Langevin, 509
Laplace, 298, 398, 514-5, 518, 522, 538
Laplace's equation, 283, 287
Larmor, 145, 150
Lavoisier's principle, 301, 310, 312
law, 207, 291, 395
Leibnitz, 32, 450, 471
Le Roy, 28, 321-6, 332, 335, 337, 347-8, 354, 468
Lesage, 517-21
Liard, 440
Lie, 62-3, 212
light sensations, 252
theory of, 351
velocity of, 232, 312
Lindemann, 508
line, 203, 243
linkages, 144
Page 556
Lippmann, 196
Lobachevski, 29, 56, 60, 62, 83, 86, 203
Lobachevski's space, 239
local time, 306-7, 499
logic, 214, 435, 448, 460-2, 464
logistic, 457, 472-4
logisticians, 472
Lorentz, 147, 149, 196-7, 306, 308, 311, 315, 415-6, 492,
498-502, 504-9, 512, 514-6, 521
Lotze, 264
luck, 399
Lumen, 407-8
MacCullagh, 150
Mach, 375
Mach-Delage, 276
magnetism, 149
magnitude, 49
Mariotte's law, 120, 132, 157, 342, 524
Maros, 203
mass, 98, 312, 446, 486, 489, 494, 515
mathematical analysis, 218
continuum, 46
creation, 383
induction, 40, 220
physics, 136, 297, 319
mathematics, 369, 448
Lobachevski, 29, 56, 60, 62, 83, 86, 203
Lobachevski's space, 239
local time, 306-7, 499
logic, 214, 435, 448, 460-2, 464
logistic, 457, 472-4
logisticians, 472
Lorentz, 147, 149, 196-7, 306, 308, 311, 315, 415-6, 492,
498-502, 504-9, 512, 514-6, 521
Lotze, 264
luck, 399
Lumen, 407-8
MacCullagh, 150
Mach, 375
Mach-Delage, 276
magnetism, 149
magnitude, 49
Mariotte's law, 120, 132, 157, 342, 524
Maros, 203
mass, 98, 312, 446, 486, 489, 494, 515
mathematical analysis, 218
continuum, 46
creation, 383
induction, 40, 220
physics, 136, 297, 319
mathematics, 369, 448
Page 557
matter, 492
Maupertuis, 535, 537-8
Maurain, 543
Maxwell, 140, 152, 175, 177, 181, 193, 282-3, 298, 301,
304-5, 351, 503, 524-5
Maxwell-Bartholi, 309, 503-4, 519, 521
Mayer, 119, 123, 300, 312, 318
measurement, 49
Méchain, 539-40
mechanical explanation, 177
mass, 312
mechanics, 92, 444, 486, 496, 512
anthropomorphic, 103
celestial, 279
statistical, 304
Méray, 211
metaphysician, 221
meteorology, 398
mice, 277
Michelson, 306, 309, 311, 316, 498, 500-1
milky way, 523-30
Mill, Stuart, 60-1, 453-4
Monist, 4, 89, 464
moons of Jupiter, 233
Morley, 309
motion of liquids, 283
of moon, 28
Maupertuis, 535, 537-8
Maurain, 543
Maxwell, 140, 152, 175, 177, 181, 193, 282-3, 298, 301,
304-5, 351, 503, 524-5
Maxwell-Bartholi, 309, 503-4, 519, 521
Mayer, 119, 123, 300, 312, 318
measurement, 49
Méchain, 539-40
mechanical explanation, 177
mass, 312
mechanics, 92, 444, 486, 496, 512
anthropomorphic, 103
celestial, 279
statistical, 304
Méray, 211
metaphysician, 221
meteorology, 398
mice, 277
Michelson, 306, 309, 311, 316, 498, 500-1
milky way, 523-30
Mill, Stuart, 60-1, 453-4
Monist, 4, 89, 464
moons of Jupiter, 233
Morley, 309
motion of liquids, 283
of moon, 28
Page 558
of planets, 341
relative, 107, 487
without deformation, 236
multiplication, 36
muscular sensations, 69
Nagaoka, 317
nature, 127
navigation, 289
neodymium, 333
neomonics, 283
Neumann, 181
Newton, 85, 96, 98, 109, 153, 291, 370, 486, 516, 536, 538
Newton's argument, 108, 334, 343
law, 111, 118, 132, 136, 149, 157, 233, 282, 292, 512,
514-5, 518, 525
principle, 146, 300, 308-9, 312
no-class theory, 478
nominalism, 28, 125, 321, 333, 335
non-Euclidean geometry, 55, 59, 388
language, 127
space, 55, 235, 237
straight, 236, 470
world, 75
number, 31
big, 88
imaginary, 283
incommensurable, 44
transfinite, 448-9
whole, 44, 469
objectivity, 209, 347, 349, 408
relative, 107, 487
without deformation, 236
multiplication, 36
muscular sensations, 69
Nagaoka, 317
nature, 127
navigation, 289
neodymium, 333
neomonics, 283
Neumann, 181
Newton, 85, 96, 98, 109, 153, 291, 370, 486, 516, 536, 538
Newton's argument, 108, 334, 343
law, 111, 118, 132, 136, 149, 157, 233, 282, 292, 512,
514-5, 518, 525
principle, 146, 300, 308-9, 312
no-class theory, 478
nominalism, 28, 125, 321, 333, 335
non-Euclidean geometry, 55, 59, 388
language, 127
space, 55, 235, 237
straight, 236, 470
world, 75
number, 31
big, 88
imaginary, 283
incommensurable, 44
transfinite, 448-9
whole, 44, 469
objectivity, 209, 347, 349, 408
Page 559
optical illusions, 202
optics, 174, 496
orbit of Saturn, 341
order, 385
orientation, 83
osmotic, 141
Padoa, 463
Panthéon, 414
parallax, 470
parallels, 56, 443
Paris time, 233
parry, 419-22, 427
partition, 45
pasigraphy, 456-7
Pasteur, 128
Peano, 450, 456-9, 463, 472
Pender, 490
pendulum, 224
Perrier, 541
Perrin, 195
phosphorus, 333, 468, 470-1
physical continuum, 46
physics, 127, 140, 144, 279, 297
physics of central forces, 297
optics, 174, 496
orbit of Saturn, 341
order, 385
orientation, 83
osmotic, 141
Padoa, 463
Panthéon, 414
parallax, 470
parallels, 56, 443
Paris time, 233
parry, 419-22, 427
partition, 45
pasigraphy, 456-7
Pasteur, 128
Peano, 450, 456-9, 463, 472
Pender, 490
pendulum, 224
Perrier, 541
Perrin, 195
phosphorus, 333, 468, 470-1
physical continuum, 46
physics, 127, 140, 144, 279, 297
physics of central forces, 297
Page 560
of the principles, 299
Pieri, 11, 203
Plato, 292
Poincaré, 473
point, 89, 244
Poncelet, 215
postulates, 382
potential energy, 116
praseodymium, 333
principle, 125, 299
Carnot's, 143, 151, 300, 303-5, 399
Clausius', 119, 123, 143
Hamilton's, 115
Lavoisier's, 300, 310
Mayer's, 119, 121, 123, 300, 312, 318
Newton's, 146, 300, 308-9, 312
of action and reaction, 300, 487, 502
of conservation of energy, 300
of degradation of energy, 300
of inertia, 93, 486, 507
of least action, 118, 300
of relativity, 300, 305, 498, 505
Prony, 445
psychologist, 383
Ptolemy, 110, 291, 353-4
Pythagoras, 292
quadrature of the circle, 161
qualitative geometry, 238
space, 207
time, 224
quaternions, 282
Pieri, 11, 203
Plato, 292
Poincaré, 473
point, 89, 244
Poncelet, 215
postulates, 382
potential energy, 116
praseodymium, 333
principle, 125, 299
Carnot's, 143, 151, 300, 303-5, 399
Clausius', 119, 123, 143
Hamilton's, 115
Lavoisier's, 300, 310
Mayer's, 119, 121, 123, 300, 312, 318
Newton's, 146, 300, 308-9, 312
of action and reaction, 300, 487, 502
of conservation of energy, 300
of degradation of energy, 300
of inertia, 93, 486, 507
of least action, 118, 300
of relativity, 300, 305, 498, 505
Prony, 445
psychologist, 383
Ptolemy, 110, 291, 353-4
Pythagoras, 292
quadrature of the circle, 161
qualitative geometry, 238
space, 207
time, 224
quaternions, 282
Page 561
radiometer, 503
radium, 312, 318, 486-7
Rados, 201
Ramsay, 313
rational geometry, 5, 467
reaction, 502
reality, 217, 340, 349
Réaumur, 238
recurrence, 37
Regnault, 170
relativity, 83, 305, 417, 423, 498, 505
Richard, 477-8, 480-1
Riemann, 56, 62, 145, 212, 239, 243, 381, 432
surface, 211, 287
Roemer, 233
Röntgen, 511, 520
rotation of earth, 225, 331, 353
roulette, 403
Rowland, 194-7, 305, 489
Royce, 202
Russell, 201, 450, 460-2, 464-7, 471-4, 477-82, 484-5
St. Louis exposition, 208, 320
Sarcey, 442
radium, 312, 318, 486-7
Rados, 201
Ramsay, 313
rational geometry, 5, 467
reaction, 502
reality, 217, 340, 349
Réaumur, 238
recurrence, 37
Regnault, 170
relativity, 83, 305, 417, 423, 498, 505
Richard, 477-8, 480-1
Riemann, 56, 62, 145, 212, 239, 243, 381, 432
surface, 211, 287
Roemer, 233
Röntgen, 511, 520
rotation of earth, 225, 331, 353
roulette, 403
Rowland, 194-7, 305, 489
Royce, 202
Russell, 201, 450, 460-2, 464-7, 471-4, 477-82, 484-5
St. Louis exposition, 208, 320
Sarcey, 442
Page 562
Saturn, 231, 317
Schiller, 202
Schliemann, 19
science, 205, 321, 323, 340, 354
Science and Hypothesis, 205-7, 220, 240, 246-7, 319, 353,
452
semicircular canals, 276
series, development in, 287
Fourier's, 286
Sirius, 226, 229
solid bodies, 72
space, 55, 66, 89, 235, 256
absolute, 85, 93
amorphous, 417
Bolyai, 56
Euclidean, 65
geometric, 66
Lobachevski's, 239
motor, 69
non-Euclidean, 55, 235, 237
of four dimensions, 78
perceptual, 66, 69
tactile, 68, 264
visual, 67, 252
spectra, 316
spectroscope, 294
Spencer, 9
sponge, 219
Stallo, 10
stars, 292
statistical mechanics, 304
Schiller, 202
Schliemann, 19
science, 205, 321, 323, 340, 354
Science and Hypothesis, 205-7, 220, 240, 246-7, 319, 353,
452
semicircular canals, 276
series, development in, 287
Fourier's, 286
Sirius, 226, 229
solid bodies, 72
space, 55, 66, 89, 235, 256
absolute, 85, 93
amorphous, 417
Bolyai, 56
Euclidean, 65
geometric, 66
Lobachevski's, 239
motor, 69
non-Euclidean, 55, 235, 237
of four dimensions, 78
perceptual, 66, 69
tactile, 68, 264
visual, 67, 252
spectra, 316
spectroscope, 294
Spencer, 9
sponge, 219
Stallo, 10
stars, 292
statistical mechanics, 304
Page 563
straight, 62, 82, 236, 433, 450, 470
Stratonoff, 531
surfaces, 58
systematic errors, 171
tactile space, 68, 264
Tait, 98
tangent, 51
Tannery, 43
teaching, 430, 437
thermodynamics, 115, 119
Thomson, 98, 488
thread, 104
time, 223
equality, 225
local, 306, 307
measure of, 223-4
Tisserand, 515-6
Tolstoi, 354, 362, 368
Tommasina, 519
Transylvania, 203
triangle, 58
angle sum of, 58
truth, 205
Tycho Brahe, 133, 153, 228
unity of nature, 130
Stratonoff, 531
surfaces, 58
systematic errors, 171
tactile space, 68, 264
Tait, 98
tangent, 51
Tannery, 43
teaching, 430, 437
thermodynamics, 115, 119
Thomson, 98, 488
thread, 104
time, 223
equality, 225
local, 306, 307
measure of, 223-4
Tisserand, 515-6
Tolstoi, 354, 362, 368
Tommasina, 519
Transylvania, 203
triangle, 58
angle sum of, 58
truth, 205
Tycho Brahe, 133, 153, 228
unity of nature, 130
Page 564
universal invariant, 333
Uriel, 203
van der Waals, 153
Vauban, 210
Veblen, 203
velocity of light, 232, 312
Venus of Milo, 201
verification, 33
Virchow, 21
visual impressions, 252
space, 67, 252
Volga, 203
Voltaire, 537-8
Weber, 117, 515-6
Weierstrass, 11, 212, 432
Whitehead, 472, 481-2
whole numbers, 44
Wiechert, 145, 488
x-rays, 152, 511, 520
Zeeman effect, 152, 196, 317, 494
Zeno, 382
Zermelo, 477, 482-3
zigzag theory, 478
Uriel, 203
van der Waals, 153
Vauban, 210
Veblen, 203
velocity of light, 232, 312
Venus of Milo, 201
verification, 33
Virchow, 21
visual impressions, 252
space, 67, 252
Volga, 203
Voltaire, 537-8
Weber, 117, 515-6
Weierstrass, 11, 212, 432
Whitehead, 472, 481-2
whole numbers, 44
Wiechert, 145, 488
x-rays, 152, 511, 520
Zeeman effect, 152, 196, 317, 494
Zeno, 382
Zermelo, 477, 482-3
zigzag theory, 478
Page 565
zodiac, 398, 404
Page 566
FOOTNOTES
Page 567
[1] See Le Roy, 'Science et Philosophie,' Revue de Métaphysique et de Morale,
1901.
[2] With those contained in the special conventions which serve to define
addition and of which we shall speak later.
[3] Revue de Métaphysique et de Morale, t. VI., pp. 1-13 (January, 1898).
[4] The following lines are a partial reproduction of the preface of my book
Thermodynamique.
[5] This chapter is a partial reproduction of the prefaces of two of my works:
Théorie mathématique de la lumière (Paris, Naud, 1889), and Électricité et
optique (Paris, Naud, 1901).
[6] We add that U will depend only on the parameters q, that T will depend on
the parameters q and their derivatives with respect to the time and will be a
homogeneous polynomial of the second degree with respect to these derivatives.
[7] Etude sur les diverses grandeurs, Paris, Gauthier-Villars, 1897.
[8] In place of saying that we refer space to axes rigidly bound to our body,
perhaps it would be better to say, in conformity to what precedes, that we refer it
to axes rigidly bound to the initial situation of our body.
[9] Because bodies would oppose an increasing inertia to the causes which
would tend to accelerate their motion; and this inertia would become infinite
when one approached the velocity of light.
[10] These considerations on mathematical physics are borrowed from my St.
Louis address.
[11] I here use the word real as a synonym of objective; I thus conform to
common usage; perhaps I am wrong, our dreams are real, but they are not
objective.
[12] See Science and Hypothesis, chapter I.
[13] 'The Foundations of Logic and Arithmetic,' Monist, XV., 338-352.
[14] Second ed., 1907, p. 86; French ed., 1911, p. 97. G. B. H.
[15] Revue générale des sciences, June 30, 1905.
1901.
[2] With those contained in the special conventions which serve to define
addition and of which we shall speak later.
[3] Revue de Métaphysique et de Morale, t. VI., pp. 1-13 (January, 1898).
[4] The following lines are a partial reproduction of the preface of my book
Thermodynamique.
[5] This chapter is a partial reproduction of the prefaces of two of my works:
Théorie mathématique de la lumière (Paris, Naud, 1889), and Électricité et
optique (Paris, Naud, 1901).
[6] We add that U will depend only on the parameters q, that T will depend on
the parameters q and their derivatives with respect to the time and will be a
homogeneous polynomial of the second degree with respect to these derivatives.
[7] Etude sur les diverses grandeurs, Paris, Gauthier-Villars, 1897.
[8] In place of saying that we refer space to axes rigidly bound to our body,
perhaps it would be better to say, in conformity to what precedes, that we refer it
to axes rigidly bound to the initial situation of our body.
[9] Because bodies would oppose an increasing inertia to the causes which
would tend to accelerate their motion; and this inertia would become infinite
when one approached the velocity of light.
[10] These considerations on mathematical physics are borrowed from my St.
Louis address.
[11] I here use the word real as a synonym of objective; I thus conform to
common usage; perhaps I am wrong, our dreams are real, but they are not
objective.
[12] See Science and Hypothesis, chapter I.
[13] 'The Foundations of Logic and Arithmetic,' Monist, XV., 338-352.
[14] Second ed., 1907, p. 86; French ed., 1911, p. 97. G. B. H.
[15] Revue générale des sciences, June 30, 1905.
Page 568
[16] In his article 'Le classi finite,' Atti di Torino, Vol. XXXII.
[17] At the moment of going to press we learn that M. Bucherer has repeated
the experiment, taking new precautions, and that he has obtained, contrary to
Kaufmann, results confirming the views of Lorentz.
[17] At the moment of going to press we learn that M. Bucherer has repeated
the experiment, taking new precautions, and that he has obtained, contrary to
Kaufmann, results confirming the views of Lorentz.
Page 569
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